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Received 17 September 2003; received in revised form 29 January 2004; accepted 15 February 2004
Abstract
Estimating the water status of vegetation is one of the most important elements in assessing forest fire danger. In this paper, laboratory
measurement confirmed a relationship between leaf water status and the normalized difference water index (NDWI), derived from near-
infrared and shortwave-infrared spectral data. Two results were confirmed: (a) NDWI is related to equivalent water thickness, and, (b) in
addition to NDWI, the quantity of leaf material must be known in order to estimate vegetation dryness. Based on these findings, the authors
developed a vegetation dryness index (VDI) to estimate global vegetation water content. VDI values, calculated by using SPOT/
VEGETATION data, were applied to data from a 1998 forest fire in the Russian Far East. This led to two results: (a) VDI was useful for
detecting areas with a high potential for ignition, and (b) VDI may have been able to detect the fire-spread direction.
D 2004 Elsevier Inc. All rights reserved.
Keywords: Equivalent water thickness; Fuel moisture content; Normalized difference water index; Forest fire
0034-4257/$ - see front matter D 2004 Elsevier Inc. All rights reserved.
doi:10.1016/j.rse.2004.02.002
442 M. Maki et al. / Remote Sensing of Environment 90 (2004) 441–450
the vegetation water status necessary for estimation of fire Because information about the vegetation structure and
danger. When FMC assessment is applied to prediction of volume is included in the subtraction of NIR and SWIR
forest fire, however, it requires frequent monitoring of water domain reflectance, it is difficult to use LWCI to extract
deficits over a large area. information related only to water status at the canopy
To accomplish this, satellite remotely sensed data are level. To calculate NDWI, on the other hand, only the
used to estimate vegetation dryness. Several studies based information taken at the time of measurement is needed.
on the relationship between vegetation water status and Furthermore, NDWI, because it takes into consideration
spectral reflectances have been conducted, and the results the influence of factors such as canopy structure and
have been compared against direct measurement (Aldakheel viewing geometry, has high potential for estimating
& Danson, 1997; Carter, 1991; Ceccato et al., 2001; Danson vegetation water status (Zarco-Tejada et al., 2003). For
et al., 1992; Inoue et al., 1993). These studies clarified that these reasons, we considered that NDWI was more useful
water affected the shortwave-infrared (SWIR) domain; in than LWCI for estimating vegetation water status at the
other words, the domain is sensitive to absorption by water. time of measurement. With this in mind, in this study, we
The most recent of these studies also indicated that vegeta- used only NDWI to estimate the vegetation water status
tion structure and volume affected the information obtained by spectral observation.
from the SWIR domain. That study also suggested that Our laboratory measurement confirmed relationships
dividing the reflection in that domain by the one in the near- between NDWI and FMC, and between NDWI and EWT.
infrared (NIR) domain is effective for removing the influ- A relationship between NDWI and RWC was not consid-
ence of vegetation structure and volume (Ceccato et al., ered because of the difficulty of obtaining water content
2001). Several indices calculated from spectral reflectance information at full turgor; this information would be re-
have been proposed for estimating vegetation water status. quired for calculating RWC. Based on our results, we then
The following two indices are used mainly for calculating developed a new index for estimating the vegetation water
that status: status needed to assess fire ignition and fire propagation.
Finally, we applied the new index to a 1998 forest fire in the
(i) The normalized difference water index (NDWI) (Gao, Russian Far East in order to evaluate the validity of this
1996) is a variation of the NDVI, and uses the short- index.
wave-infrared domain rather than the red domain:
qNIR qSWIR
NDWI ¼ ð4Þ 2. Methodology
qNIR þ qSWIR
where qNIR and qSWIR are the reflectances of NIR and 2.1. Laboratory measurement
SWIR domains, respectively. This index, called NDWI,
was later termed normalized difference infrared index In a recent study, Chuvieco et al. (2002) found that NDII
(NDII) (Hunt & Rock, 1989). (the same as NDWI) derived from Landsat/TM data was
(ii) Leaf water content index (LWCI) (Hunt et al., 1987) is strongly related to FMC in Mediterranean grasslands and
based on the difference between NIR and SWIR reflec- shrublands. On the other hand, by using the data of the
tances for a specific sample with respect to another LOPEX93 experiment, Ceccato et al. (2001) determined that
sample at full turgor: the simple ratio (SWIR reflectance/NIR reflectance) was
strongly related to EWT and not to FMC. Based on these
logð1 ðqNIR qSWIR ÞÞ results, the latter authors developed the global vegetation
LWCI ¼ ð5Þ moisture index (GVMI), a formula similar to that of NDWI,
logð1 ðqNIR;FT qSWIR;FT ÞÞ
to retrieve EWT by a theoretical approach (Ceccato et al.,
where qNIR,FT and qSWIR,FT are the reflectances of NIR 2002b), and applied it to shrub steppes, shrub savannahs,
and SWIR domains at full turgor, respectively. LWCI is tree savannahs, and savannah woodlands in Senegal (Cec-
nondimensional and the values of this index change cato et al., 2002a). The results of Chuvieco et al. (2002)
between 0 and 1. were based on the direct relationship between field sampling
and satellite data (canopy level), and applied only to
These indices, based on the reflectances of NIR and grassland and shrubland. Those of Ceccato et al. (2001,
SWIR domains, were developed by investigation at the 2002a,b) were based on laboratory measurement (leaf level).
leaf level. Regarding NDWI, Zarco-Tejada et al. (2003) It is well known that the reflectances at leaf level differ from
conducted an investigation at the forest canopy level by those at canopy level. For these reasons, in order to develop
using the radiative transfer model. To calculate LWCI, a new index for estimating vegetation water status at the
the water content at full turgor must be known. Further- forest canopy level, we found it necessary to confirm which
more, at the canopy level, it is thought that the status of water status index (FMC or EWT) has a stronger relation to
the vegetation structure and the volume are different at NDWI at the leaf level. Therefore, laboratory measurement
the time of measurement than they are at full turgor. was performed.
M. Maki et al. / Remote Sensing of Environment 90 (2004) 441–450 443
Nerium oleander var. indicum, Liriodendron tulipifera, – NOAA/AVHRR data obtained from July 11, 1998 to July
and Betula platyphylla var. japonica were chosen for the 15, 1998, and from July 18, 1998.
laboratory measurement. These species differ in their
abilities to withstand dryness. The study area is mainly In this region, July 16, 17, 19, and 20 were cloudy, so
dominated by conifers such as Larix leptolepis. After NOAA/AVHRR data from those days were not used.
deforestation (forest fire or logging), B. platyphylla var.
japonica dominates the deforested area. Although all these
species, except B. platyphylla var. japonica, differ from 3. Results and discussion
those in the Russian Far East, it is thought that the optical
domains related to vegetation conditions (e.g., chlorophyll 3.1. Measurement of vegetation water deficit at leaf level
related to red domain, quantity of biomass related to near-
infrared domain, and quantity of water related to short- Table 1 represents the ranges of FMC and EWT values
wave-infrared domain) are common regardless of vegeta- measured from June 6 to June 19, 2002. We used the dry
tion type. Namely, it is thought that spectral characteristics vegetation weight to calculate FMC, and confirmed the
(not intensity of reflectance but features) of these species relationships between NDWI and FMC and between NDWI
are comparable to those in the Russian Far East. Therefore, and EWT at leaf level. These results are represented in Figs.
we applied the results of laboratory measurement to the 1 and 2, respectively. It was observed that NDWI had a
forest in the Russian Far East. Fresh leaf weight (FW) and relationship to FMC against only L. tulipifera, and no
leaf area (A) were determined at measurement time. Dry relationship to FMC against the case including all species
leaf weight (DW) was determined after drying the leaf in (Fig. 1). Because the dry vegetation weights of L. tulipifera
an oven at 80 jC for 24 h. After determining these values, used to calculate FMC were generally the same value, FMC
FMC and EWT were calculated for each leaf. The leaf values of this species were determined solely by the quantity
hemispherical reflectance over a 400- to 2400-nm range, at of water. Therefore, it was considered that the abovemen-
1-nm intervals, was then measured immediately by using tioned result was accurately obtained. On the other hand,
Field Spec Pro FR. Measurements were carried a total of NDWI had a strong relationship to EWT against all respec-
five times between June 6 and June 19, 2002. Consequent- tive species and the case including all species (Fig. 2). This
ly, 120 leaves (40 leaves for each species) were used for means that NDWI is strongly related to the quantity of water
the laboratory measurement. per unit area but is not related to the quantity of water per
unit of dry vegetation weight. This result was the same as
2.2. Satellite observation that obtained using the theory of electromagnetic character-
istics of absorption by water in the SWIR domain. Based on
S10 products of SPOT/VEGETATION data were used to the data, we were able to confirm the result obtained using
detect vegetation water deficits. S10 products provide sur- the theory. Figs. 3 and 4 illustrate this. Fig. 3 shows a case in
face reflectance in four channels [430 –470 nm (blue), 610 – which the spectral reflectance of B. platyphylla var. japonica
680 nm (red), 780– 890 nm (near-infrared), and 1580 –1750 has the same FMC value corresponding to two different
nm (shortwave-infrared)], which were nominally corrected EWT values. In this case, given that the two FMC values
for atmospheric effects by using the simplified method of were the same, the sample with the higher EWT had larger
atmospheric correction (SMAC) (Rahman & Dedieu, 1994). quantities of water and biomass than the low-EWT sample.
We used these data for the following reasons: (a) NDWI Fig. 4 illustrates another case in which the spectral reflec-
could be derived from this satellite data; (b) this satellite tance of B. platyphylla var. japonica has the same EWT
made large-area and high-frequency monitoring possible; value corresponding to two different FMC values. In this
and (c) given that the influence of clouds is reduced in case, given that the two EWT values were the same, the
theory, these data had high potential for expressing the sample with the higher FMC had the same quantity of water
canopy reflectance. and a smaller quantity of biomass than did the low-FMC
In this study, we selected satellite images of forest fires in sample. These figures demonstrate that variations in reflec-
the Russian Far East obtained in 1998, particularly from tance in the SWIR domain are determined not by the
July 11 to 20, a relatively intense period for these fires. quantity of water per unit dry weight (FMC) but by the
Burning area data for this period were derived from NOAA/
AVHRR by using a modified contextual algorithm (Maki &
Tamura, 2002; Nakayama et al., 1999). These data were Table 1
used in evaluating the validity of the vegetation water deficit The range of FMC and EWT values measured in the laboratory from June
map derived from the SPOT/VEGETATION data. Satellite 6, 2002 to June 19, 2002
data used in this study were as follows: Species EWT (g cm2) FMC (%)
Nerium oleander var. indicum 0.016 – 0.138 107.69 – 213.56
– SPOT/VEGETATION data obtained from June 11, 1998 Butula platyphylla var. japonica 0.004 – 0.054 84.62 – 236.36
to July 10, 1998, and from June 11, 1999 to July 10, 1999. Liriodendron tulipifera 0.002 – 0.066 33.33 – 285.71
444 M. Maki et al. / Remote Sensing of Environment 90 (2004) 441–450
Fig. 1. Relationship between normalized difference water index (NDWI) and fuel moisture content (FMC). R represents correlation coefficient. All correlations
are significant at the 1% level.
quantity of water per unit of area (EWT). However, when 3.2. Development of a new index for estimating vegetation
EWT values were the same, there were still small variations water deficit at canopy level
in SWIR reflectance values. Ceccato et al. (2001) obtained a
similar result and, by using the radiative transfer model At leaf level, if we assume that there is no change over
PROSPECT (Jacquemoud & Baret, 1990), detected the time in all factors except the quantity of water, vegetation
factors that affect SWIR reflectance values. Consequently, dryness can be easily estimated by calculating the ratio of
Ceccato et al. (2001) developed a simple ratio [(SWIR NDWI at measurement time to NDWI at maximal water
reflectance/NIR reflectance) to retrieve EWT at leaf level. content. On the other hand, at canopy level, because NDWI
Further, based on this ratio, the GVMI [(NIR reflectan- retrieves not EWT per unit leaf area but EWT per unit area
ce + 0.1) (SWIR reflectance + 0.02)/(NIR reflectan- (one pixel), it is difficult to assume that the factors, again
ce + 0.1)+(SWIR reflectance + 0.02)] was developed to with the exception of the quantity of water, do not change
retrieve EWT at canopy level (for satellite observation) over time, especially because the quantity of total leaf per
(Ceccato et al., 2002b). The constants 0.1 and 0.02 in unit area (one pixel) is associated with intraannual variation
GVMI were determined by the results from a model or cycles (phenology). Therefore, it is difficult to estimate
simulation for canopy level. Based on the concept that vegetation dryness per unit area from the ratio of NDWI at
NDWI is fundamentally the same as that of GVMI, NDWI measurement time to NDWI at maximal water content. It is
is more suitable for retrieving EWT than for retrieving considered that, in addition to NDWI (quantity of water per
FMC. Therefore, it is considered difficult to use NDWI unit area), the total leaf quantity per unit area must be
alone to retrieve FMC and determine the vegetation water known in order to estimate vegetation dryness. Previous
deficit. studies have investigated the relationship between total leaf
M. Maki et al. / Remote Sensing of Environment 90 (2004) 441–450 445
Fig. 2. Relationship between normalized difference water index (NDWI) and equivalent water thickness (EWT). R represents Pearson correlation coefficient.
All correlations are significant at the 1% level.
area (or LAI) and remotely sensed data (Asrar et al., 1984; In this study, NDVI was used to estimate the total leaf
Myneni et al., 1997; Selleres, 1985), and several reported quantity. Fig. 5 shows the relationship between NDVI and
findings suggesting that LAI was strongly related to NDVI. NDWI in the study area derived from SPOT/VEGETA-
Fig. 3. Leaf reflectance spectra measured in the laboratory. This represents Fig. 4. Leaf reflectance spectra measured in the laboratory. This represents
B. platyphylla var. japonica samples for which the same FMC value B. platyphylla var. japonica samples for which the same EWT value
corresponds to two different EWT values. corresponds to two different FMC values.
446 M. Maki et al. / Remote Sensing of Environment 90 (2004) 441–450
indicated that the ratio between the reflectances of NIR and 20 in the study area. Daily burning areas were directly
SWIR domains could be used to estimate the quantity of derived from NOAA/AVHRR data (excluding the data from
water at the canopy level with the same LAI value. Given the cloudy days: July 16, 17, 19, and 20) by using a modified
that the index developed in this study estimated water status contextual algorithm (Maki & Tamura, 2002; Nakayama et
per fractional vegetation cover by using NDWI, it was al., 1999). From Figs. 8 and 9, it was confirmed that ignited
considered that the influences accompanying extended pixels had comparatively higher VDI values before ignition.
application to the canopy level from the leaf level (e.g., Consequently, ignited pixels on July 13 and 14 (the first
canopy structural characteristics and viewing geometry) ignited points in the final burnt area) had VDI values
were generally ignored. WDI is the index that indirectly exceeding 0.45. Although the VDI value in the study area
estimates water status per fractional vegetation cover by changes with data used to calculate the minimal and maximal
measuring canopy temperature rise based on water stress. In water content lines, it is considered that the VDI values of
contrast, the index developed in this study directly estimates ignited pixels become higher than those of nonignited pixels.
water status per fractional vegetation cover by using NDWI. The main cause of the fire in the Russian Far East was human
Although Ts Ta (the x-axis in Fig. 6) and NDWI (the x- activity (Yamane, 1999). Furthermore, this investigation was
axis in Fig. 7) are qualitatively unrelated, WDI and the applied to the limited area. Therefore, in this study, the
index developed in this study both propose to estimate relationship between the 0.45 VDI value and the ignited
water status per fractional vegetation cover. In this study, pixels, and the possibility of application of this method on a
the vegetation dryness index (VDI) is suggested for esti- global scale, were not clarified. Nevertheless, this result
mating vegetation water deficits. VDI is calculated by the indicated the possibility of estimating the relative danger
following function: of fire ignition. From this result, it seems probable that VDI
can serve as a good predictor of fire ignition.
AVE Vegetation dryness is also an important factor in predict-
VDI ¼ 1 ð7Þ
AVCV ing fire propagation (Agee et al., 2002). Fig. 10 shows the
VDI values for potential fire-spread areas in each region
where AVE and AVCV are the distances in Fig. 7. The VDI
(see the map on July 18, 1998 in Fig. 9). Potential fire-
of the study area was calculated by using SPOT/VEGETA-
spread areas are the pixels adjacent to the burning pixels.
TION data. In this study, it was considered difficult to
The VDI values of actual fire-spread pixels were higher than
estimate minimal and maximal water content lines (AB and
those of the no-fire-spread pixels in regions 1 and 2. No
CD in Fig. 7) from 1998 data because it was a compara-
significant difference between actual fire-spread pixels and
tively dry year; 2 years’ data (1998 and 1999) were used to
no-fire-spread pixels was found in region 3. By using
estimate the minimal and maximal water content lines in the
LANDSAT/TM imagery, it was confirmed that vegetation
study area.
type in regions 1 and 2 was the same and the forest in region
Fig. 8 shows the VDI map for the beginning of July 1998.
3 had been previously logged. It was reported that the
Fig. 9 shows the accumulated burning area from July 11 to
logged areas in the Russian Far East were clear-cut and
only the valuable wood had been hauled away; consequent-
ly, large amounts of wood were left in the logged area, and
posed a high risk for combustion and expansion of fire
(Yamane, 1999). Therefore, it is highly possible that region
3 might contain large amounts of fuel on the forest floor.
Other factors (wind direction, topography, etc.) have also
been found to be strongly related to fire propagation (Berjak
& Hearne, 2002; Hargrove et al., 2000; Karafyllidis &
Thanailakis, 1997). Based on the above results, it was
considered that region 3 was wholly in the state of being
easy to burn, and fire-spread directions were determined by
other factors (wind direction, topography, etc.). Fig. 11
represents the relationship between fire-spread magnitude
and VDI. Pixels per fire front length are calculated by the
following function:
FPtþ1
PFFL ¼ ð8Þ
FFLt
Fig. 8. Vegetation dryness index (VDI) map for the beginning of July 1998
where PFFL is the number of pixels per fire front length,
obtained from SPOT/VEGETATION data from June 11 to July 10, 1998 FFLt is the fire front length observed at measurement time t,
and from June 11 to July 10, 1999. and FPt + 1 is the total number of burnt pixels around the fire
448 M. Maki et al. / Remote Sensing of Environment 90 (2004) 441–450
Fig. 9. Map of the burning area related to vegetation dryness index (VDI). Burning areas were not detected on July 11 and 12. The data obtained on July 16 – 17
and 19 – 20 were not used in this study because those days were cloudy. Daily burning areas were directly derived from NOAA/AVHRR data by using modified
contextual algorithm (Maki & Tamura, 2002; Nakayama et al., 1999). Regions 1, 2, and 3 of the map on July 18, 1998 are related to Fig. 10.
front as observed at measurement time t + 1. All actual fire- ered that, although fire behavior is determined by several
spread pixels were used for this figure. This figure indicates factors (vegetation water content, topography, wind direc-
that the fire-spread magnitude is strongly related to vegeta- tion, etc.), the VDI map is useful for predicting fire
tion water content. Based on Figs. 10 and 11, it is consid- propagation.
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