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BRIEF COMMUNICATION

Use of the Blom Tracheotomy Tube with Suction Inner Cannula to


Decontaminate Microorganisms from the Subglottic Space
A Proof of Concept
Lesley Rabach1, Mark D. Siegel2, Jonathan T. Puchalski3, Dana Towle4, Michelle Follert5, Kelsey M. Johnson6,
Alfred W. Rademaker7, and Steven B. Leder1
1
Department of Surgery, Section of Otolaryngology, 2Department of Internal Medicine, Section of Pulmonary and Critical Care,
and 3Department of Internal Medicine, Section of Pulmonary and Critical Care, Yale School of Medicine, New Haven,
Connecticut; 4Department of Laboratory Medicine, 5Medical Intensive Care Unit, and 6Yale-New Haven Hospital, New Haven,
Connecticut; and 7The Robert H. Lurie Comprehensive Cancer Center, Biostatistics Core Facility, Department of Preventive Medicine,
Northwestern University Feinberg School of Medicine, Chicago, Illinois

Abstract versus subglottic suction samples (2.48 6 1.07) (paired t test,


P = 0.048; Wilcoxon test, P = 0.045) when all data pairs for normal
Rationale: Preventing pulmonary complications during flora and pathogens were combined across times. There was
mechanical ventilation via tracheotomy is a high priority. a significant reduction of normal flora pooled across times in 19
data pairs for supraglottic (3.00 6 1.05) versus subglottic suction
Objectives: To investigate if the Blom tracheotomy tube with suction- samples (2.00 6 0.94) (paired t test, P = 0.0004; Wilcoxon test,
above-the-cuff inner cannula reduced the quantity of normal flora P = 0.0007). There was no significant reduction of pathogens
and pathogens in supra- versus subglottic spaces. pooled across times in 25 data pairs for supraglottic (2.76 6 1.16)
Methods: We enrolled 20 consecutive medical ICU adults requiring versus subglottic suction samples (2.84 6 1.03) (paired t test,
tracheostomy for mechanical ventilation in this proof-of-concept, P = 0.75; Wilcoxon test, P = 0.83).
prospective, single-center study. All participants received a Blom Conclusions: Proof-of-concept was confirmed. The Blom
tracheotomy tube with suction-above-the-cuff inner cannula to tracheotomy tube with disposable suction-above-the-cuff inner
decontaminate microorganisms from the supra- and subglottic cannula decontaminated microorganisms from the subglottic
spaces. Supra- and subglottic sputum samples were obtained for space when normal flora and pathogens were combined. Future
microbiologic analysis while an endotracheal tube was in place before research should investigate if decreased quantity of normal flora
tracheotomy and once per week for up to 4 weeks of mechanical and pathogens in the subglottic space reduces the incidence of
ventilation after tracheotomy. ventilator-associated pulmonary complications in critically
ill patients requiring ongoing mechanical ventilation via
Measurements and Main Results: Demographics, duration tracheotomy.
of endotracheal tube intubation, and duration of mechanical
ventilation post-tracheotomy were recorded. There was a Keywords: mechanical ventilation; tracheotomy; intensive
significant reduction for supraglottic (2.86 6 1.11 [mean 6 SD]) care unit; ventilator-associated pneumonia

(Received in original form January 8, 2015; accepted in final form April 3, 2015 )
Supported by the Department of Surgery, Section of Otolaryngology, Yale School of Medicine.
Author Contributions: L.R. was involved in the conception, hypothesis delineation, design, acquisition of data, data analysis, interpretation of results, writing,
and final approval. M.D.S. was involved in the conception, hypothesis delineation, design, interpretation of results, writing, and final approval. J.T.P. was
involved in the data analysis, interpretation of results, writing, and final approval. D.T. was involved in the design, acquisition of data, interpretation of results,
writing, and final approval. M.F. was involved in the acquisition of data, writing, and final approval. K.M.J was involved in the acquisition of data, writing, and
final approval. A.W.R was involved in the data analysis, interpretation of results, writing, and final approval. S.B.L. was involved in the conception, hypothesis
delineation, design, acquisition of data, data analysis, interpretation of results, and writing.
Correspondence and requests for reprints should be addressed to Steven B. Leder, Ph.D., CCC-SLP, Yale School of Medicine, Dept. of Surgery, Section of
Otolaryngology, P.O. Box 208041, New Haven, CT 06520-8041. E-mail: steven.leder@yale.edu
Ann Am Thorac Soc Vol 12, No 6, pp 859–863, Jun 2015
Copyright © 2015 by the American Thoracic Society
DOI: 10.1513/AnnalsATS.201501-010BC
Internet address: www.atsjournals.org

Rabach, Siegel, Puchalski, et al.: Tracheotomy Tube to Decontaminate Subglottic Space 859
BRIEF COMMUNICATION

The inflated cuff of a tracheotomy or We evaluated the Blom Tracheostomy duration of ETT intubation, and duration
endotracheal tube does not provide Tube System (Pulmodyne Corp., of mechanical ventilation via tracheotomy
a circumferential water-tight seal against the Indianapolis, IN) with the unique subglottic tube were recorded (Table 1).
tracheal mucosa. Leakage of supra- and suctioning inner cannula. This novel
subglottic pooled secretions around the tracheotomy tube was designed with the Device Description
cuff will inevitably contaminate the lower suction line interior to the tube, thereby The Blom tracheotomy tube was designed
respiratory tract (1). Removal of these making the suction line integral to the for decontamination of microorganisms
above-the-cuff secretions and the inherent disposable suction inner cannula. The from the subglottic space in patients
microorganisms has the potential to reduce purpose of this proof-of-concept requiring mechanical ventilation and
the incidence of ventilator-associated investigation was to determine if the a fully inflated cuff. This is accomplished by
pneumonia and related pulmonary Blom tracheotomy tube with suction- a uniquely designed tracheotomy tube
complications (2). Two systematic reviews above-the-cuff inner cannula reduced the with a disposable suction inner cannula
and metaanalyses investigated subglottic quantity of microorganisms (i.e., normal allowing for the capability to suction the
secretion drainage issues and found that flora and pathogen counts) in suction subglottic space (i.e., the space between the
endotracheal tubes with subglottic suction samples from the supra- versus subglottic true vocal folds superiorly and the inflated
capability reduced the incidence of spaces. cuff inferiorly). The suction line is integral
ventilator-associated pneumonia (2, 3). to the disposable inner cannula with the
Transition from an endotracheal distal end connected to a fenestration
tube to a tracheotomy tube has several Methods located just superior to the inflated cuff,
advantages when long-term mechanical thus allowing exit through the outer
ventilation is required, including improved Subjects cannula (Figure 1).
patient comfort, maintenance of oral This study was approved by the Institutional
hygiene, and reduced risk of laryngeal Review Board and Human Investigation Procedures
injury. However, there is a paucity of data Committee, Yale School of Medicine, which A tracheotomy was performed by
on the ability of suction-above-the-cuff approved conduct of this research without interventional pulmonary physicians using
tracheotomy tubes to reduce aspiration explicit consent from participants. A the percutaneous dilatational technique or
volume below the cuff, and there is no consecutively referred sample (November by members of the surgical staff using the
information on the microbiology associated 23, 2011 to February 10, 2012) of 20 adults open technique. The Blom tracheotomy
with the aspirate. Two prior studies used from the Medical and Neurosurgical tube was either a size 6.0 or 8.0 and once
a tracheotomy tube with the suction line intensive care units (ICUs) of a large, urban, placed was not changed. After Blom
located on the exterior surface of the tertiary care, teaching hospital participated. tracheotomy tube placement, the inner
tracheotomy tube and thereby unrelated to The ICU providers, who were not members cannula suction channel was attached to
the inner cannula (4, 5). The in vivo model of the research team, determined the need wall suction set continuously at 10 mm Hg.
(4) found a reduction in below-the-cuff for tracheotomy placement. Inclusion Sterile tubing was used, and the canister
transit of a saliva bolus, and the in vitro criteria were >18 years of age, expectation and tubing were changed daily by
model (5) reported a decreased incidence of .72 hours of mechanical ventilation via the ICU nursing staff. Standard ICU
of ventilator-associated pneumonia. endotracheal tube (ETT), no preexisting prophylaxis for prevention of pneumonia
Although feasible, having the suction infectious pulmonary disease, and included head-of-bed elevation to 30 to
line on the exterior surface of the placement of the Blom tracheotomy 45 degrees and application of chlorhexidine
tracheotomy tube is not optimal (6) because tube with suction-above-the-cuff inner mouth rinses twice daily.
(1) it is not associated with the inner cannula cannula. Exclusion criteria were previous Supra- and subglottic sputum samples
and thus may not keep the inner cannula tracheotomy; anatomical or surgical were collected on the day of tracheotomy
decontaminated, (2) removal requires reasons precluding a tracheotomy tube; with the ETT in place and after tracheotomy
replacement of the entire tracheotomy or a current diagnosis of pneumonia, at weekly intervals for up to 4 weeks of
tube, and (3) there is potential for mucosal chronic purulent bronchitis, or mechanical ventilation. A new suction inner
erosion and granulation tissue formation. bronchiectasis. Participant demographics, cannula was placed before a sterile suction

Table 1. Participant demographics

Male/female Mean Length of Length of Duration of Duration of Time from


Age (yr) Hospital Stay (d) ICU Stay (d) ETT (d) Tracheotomy* (d) Tracheotomy
to Discharge (d)

9/11 52.3 45.9 (20.3)† 32.5 (17.1) 15.8 (6.1) 12.3 (9.5) 27.0 (10.8)
(range, 22–71)

Definition of abbreviations: ETT = endotracheal tube; ICU = intensive care unit.


*Two participants died at post-tracheotomy tube Days 1 and 2 and were eliminated from analysis.

Values are mean (SD) unless otherwise noted.

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BRIEF COMMUNICATION

before the scheduled weekly interval, one


final supra- and subglottic sample was
collected.
The samples were collected with
a specimen trap (Cat. no. 8884724500;
McKesson Medical-Surgical, Inc.,
Northborough, MA) and immediately
hand-carried to microbiology for plating
and analysis to determine type and quantity
of microorganisms. Semiquantitative
colony counts by plate quadrant
(i.e., 11, 21, 31, and 41) were performed
according to standard microbiologic
methods (7). They rank from 1 (low
colony counts) to 4 (high colony counts).
Cultures were characterized as normal flora
or pathogens based on the identification
of organisms known to cause respiratory
infections (e.g., Streptococcus pyogenes,
Staphylococcus aureus, and Pseudomonas
aeruginosa). Microbiology laboratory
Figure 1. The Blom tracheotomy system includes the tracheotomy tube with fenestrations above technologists were blinded to the purpose
the cuff and a disposable inner cannula with suction line on its outer surface terminating at the lower of the study.
portion of the fenestrations directly above the cuff. Decontamination was defined as a
reduction in the quantity of microorganisms
in the subglottic space versus the
catheter collected each sputum sample. The The second sputum sample was obtained supraglottic space. Supra- versus subglottic
first sputum sample was obtained from the using a sterile suction catheter applied to suction samples were compared only if
subglottic area using the Blom suction- the posterior oropharynx (Figure 2). If
growth was quantifiable (7), resulting in
above-the-cuff inner cannula (Figure 2). a patient was weaning off the ventilator a combined analysis of 44 pairs and
separate analyses of 19 normal flora and
25 pathogen pairs. All comparisons
between supra- and subglottic areas were
made using the paired t test and were
confirmed by the nonparametric
Wilcoxon signed rank test.

Results

There was a significant reduction for


supraglottic (2.86 6 1.11 [mean 6 SD])
versus subglottic suction samples (2.48 6
1.07) (paired t test, P = 0.048; Wilcoxon
test, P = 0.045) when all pairs of data for
normal flora and pathogens were combined
across times (i.e., up to 4 wk of mechanical
ventilation) (Table 2). There was a
significant reduction of normal flora
pooled across times in 19 data pairs for
supraglottic (3.00 6 1.05) versus subglottic
suction samples (2.00 6 0.94) (paired t
test, P = 0.0004; Wilcoxon test, P = 0.0007)
(Table 3). There was no significant
reduction of pathogens pooled across
times in 25 data pairs for supraglottic
(2.76 6 1.16) versus subglottic suction
samples (2.84 6 1.03) (paired t test, P =
Figure 2. Supra- and subglottic sputum sample collection areas (marked by 1). 0.75; Wilcoxon test, P = 0.83) (Table 3).

Rabach, Siegel, Puchalski, et al.: Tracheotomy Tube to Decontaminate Subglottic Space 861
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Table 2. Separate and combined normal flora and pathogen (44 pairs) count means for significantly reduced the incidence of
supraglottic and subglottic suction samples ventilator-associated pneumonia in ICU
patients without an increase in adverse
Supraglottic Suction Subglottic Suction events (2, 3).
Samples Samples The only above-the-cuff tracheotomy
tube with suction capability used to date
Day of tracheotomy (n = 20) 2.65 (1.18)* 2.26 (0.99) has the suction line located on the exterior
First week (n = 18) 2.59 (1.06) 1.88 (1.02) surface of the tracheotomy tube (4, 5).
Second week (n = 12) 2.83 (1.19) 3.18 (0.87) The Blom tracheotomy tube, designed
Third week (n = 5) 3.20 (0.84) 2.80 (0.84) with an interior and disposable suction
Fourth week (n = 2) 3.50 (0.50) 4.0 (0.00)
Combined 2.86 (1.11)* 2.48 (1.07)† inner cannula, obviates complications
associated with using a fixed line on the
*Values in parentheses are SD. outer surface of the tracheotomy tube

P = 0.048. (Figure 1). For example, flushing a clogged
suction line with saline actually forces
Discussion both the in vivo model, which found normal flora and pathogens back into the
a reduction in distal transit of a saliva subglottic space. Additionally, in countries
Since 2006, the Institute for Healthcare bolus (4), and the in vitro model, which where disposable inner cannula designed
Improvement has emphasized the need indicated that use of above-the-cuff tubes are not in frequent use, the Blom
to reduce health care–associated infections suction tracheotomy tubes has the suction-above-the-cuff inner cannula
with the goal of reducing overall health care potential to decrease the risk of ventilator- can be removed, flushed, cleaned, and
costs. Prevention of ICU-related pulmonary associated pneumonia by preventing reinserted, whereas with a fixed exterior
complications in patients requiring aspirated secretions from entering the line the entire tracheotomy tube needs to
mechanical ventilation via tracheotomy is lower airways (5). The current study helps be replaced.
a high-priority area because the resultant explain the reason for the prior results The limitations of this proof-of-
savings could be in the millions of dollars by showing that decontamination of the concept study were the small sample size,
on a nationwide basis. subglottic space via above-the-cuff the use of subjects from a single institution,
In this proof-of-concept study, use suctioning reduced the quantity of and the short 4-week follow-up period.
of the Blom tracheotomy tube with microorganisms in the aspirate. The strengths of this proof-of-concept study
suction-above-the-cuff inner cannula to The present findings expand on and are its prospective design, consecutive
decontaminate the subglottic space of support the concept that suctioning participant accrual, and the blinded
microorganisms resulted in a significant subglottic secretions pooled above the cuff microbiological analysis of sputum samples.
reduction for supra- versus subglottic of either a tracheotomy tube (4, 5) or Our results support further research with
suction samples when all pairs of data for an endotracheal tube (8–13) may have a control group where patients are randomly
normal flora and pathogens were combined the beneficial effect of decreasing the assigned tracheotomy tubes with and
for up to 4 weeks of mechanical ventilation. incidence of ventilator-associated without above-the-cuff suction capability.
When analyzed separately, there was pneumonia and related pulmonary Additional research with a larger sample
a decreased quantity of normal flora but not complications. This is reinforced by two size, a multiinstitutional sample, and
pathogens in the subglottic space because systematic reviews and metaanalyses that a longer follow-up period is needed to
not all sputum sample pairs exhibited reported that use of endotracheal tubes determine if ventilator-associated
quantifiable growth (7). These data support with subglottic suction capability pneumonia and related pulmonary
complication rates can be reduced by
using an above-the-cuff suction inner
Table 3. Separate and combined normal flora (19 pairs) and pathogen (25 pairs) count cannula to decontaminate microorganisms
means for supraglottic and subglottic suction samples from the subglottic space for patients
who require mechanical ventilation via
Supraglottic Suction Subglottic Suction tracheotomy.
Samples Samples
Conclusions
Normal Pathogen Normal Pathogen
Proof-of-concept was confirmed. The
Blom tracheotomy tube with disposable
Day of tracheotomy (n = 20) 2.33 (1.22)* 2.91 (1.14) 2.00 (0.82) 2.42 (1.08) suction-above-the-cuff inner cannula
First week (n = 18) 2.78 (1.09) 2.38 (1.41) 1.56 (0.73) 2.29 (1.25)
Second week (n = 12) 2.50 (1.38) 3.17 (0.98) 2.50 (1.00) 3.57 (0.53) decontaminated microorganisms from the
Third week (n = 5) 4.00 (0.00) 3.00 (0.82) 2.00 (0.00) 3.00 (0.82) subglottic space when normal flora and
Fourth week (n = 2) 3.00 (0.00) 4.00 (0.00) 4.0 (0.00) 4.00 (0.00) pathogen data were combined. When
Combined 3.00 (1.05)† 2.76 (1.16)‡ 2.00 (0.94)† 2.84 (1.03)‡ analyzed separately there was a significant
*Values in parentheses are SD.
reduction in the subglottic space for normal

P = 0.0004. flora but not pathogens because not all

P = 0.75. sputum sample pairs exhibited quantifiable

862 AnnalsATS Volume 12 Number 6 | June 2015


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growth. Use of the Blom tracheotomy tube to reduce supra- versus subglottic to further evaluating the potential of this
with suction-above-the-cuff inner cannula colonization with microorganisms. By type of tube. n
corroborates a small but growing body of decreasing colonization, potentially
knowledge (2–5) that suction-above-the- deadly intrapulmonary infections may be Author disclosures are available with the text
cuff tracheotomy tubes have the potential reduced. These results suggest an urgency of this article at www.atsjournals.org.

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