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Martensite - BCT
Austenite - FCC
Chapter 11
Phase
Transformations
Fe3C (cementite)- orthorhombic
Phase Transformations
• Transformation rate
• Kinetics of Phase Transformation
– Nucleation: homogeneous, heterogeneous
– Free Energy, Growth
• Isothermal Transformations (TTT diagrams)
• Pearlite, Martensite, Spheroidite, Bainite
• Continuous Cooling
• Mechanical Behavior
• Precipitation Hardening
Phase Transformations
In the study of phase transformations we will
be dealing with the changes that can occur
within a given system e.g.an alloy that can exist
as a mixture of one or more phases
A phase can be defined as a portion of the
system whose properties and composition are
homogeneous and which is physically distinct
from other parts of the system
The components of a system are the different
elements or chemical compound which make up
the system
Equilibrium
Diffusionless
Example: metastable phase - martensite
Phase Transformations
Most phase transformations begin with the formation of
numerous small particles of the new phase that increase in
size until the transformation is complete.
• Nucleation is the process whereby nuclei (seeds) act as
templates for crystal growth.
• Homogeneous nucleation - nuclei form uniformly throughout
the parent phase; requires considerable supercooling
(typically 80-300°C).
• Heterogeneous nucleation - form at structural
inhomogeneities (container surfaces, impurities, grain
boundaries, dislocations) in liquid phase much easier since
stable “nucleating surface” is already present; requires
slight supercooling (0.1-10ºC).
Supercooling
During the cooling of a liquid, solidification
(nucleation) will begin only after the temperature
has been lowered below the equilibrium
solidification (or melting) temperature Tm. This
phenomenon is termed supercooling (or
undercooling.
The driving force to nucleate increases as T
increases
Small supercooling slow nucleation rate - few
nuclei - large crystals
Large supercooling rapid nucleation rate -
many nuclei - small crystals
Nucleation of a spherical solid particle in a liquid
The change in free energy G (a function of the
internal energy and enthalpy of the system) must
be negative for a transformation to occur. Liquid
Assume that nuclei of the solid phase form in the
interior of the liquid as atoms cluster together-
similar to the packing in the solid phase.
Also, each nucleus is spherical and has a radius r.
Free energy changes as a result of: 1) the
difference between the solid and liquid phases
(volume free energy, GV); and
2) the solid-liquid phase boundary (surface free
energy, GS). G = G + G S V
Transforming one phase into another takes time.
Fe Fe C
g Eutectoid 3
transformation (cementite)
(Austenite) +
C
a
FCC (ferrite) (BCC)
Homogeneous Nucleation & Energy Effects
Surface Free Energy- destabilizes
the nuclei (it takes energy to make
an interface)
GS 4r 2 g
g = surface tension
r* decreases as T increases
For typical T r* ~ 10 nm
Effect of Temperature
Growth
• It begins once an embryo has exceeded the
critical size r*
• nucleation will continue to occur simultaneously
with growth
• The growth process will cease in any region
where particles of the new phase meet
• Growth occurs by long-range atomic diffusion
– diffusion through the parent phase, across a
phase boundary, and then into the nucleus.
growth rate
Computation of Critical Nucleus Radius and Activation
Free Energy
(a) For the solidification of pure gold, calculate the critical radius
r*and the activation free energy ΔG* if nucleation is homogeneous.
Values for the latent heat of fusion and surface free energy are -1.16
x109 J/m3 and 0.132 J/m2 , respectively. Use the super-cooling value
found in Table 10.1.
(b) Now calculate the number of atoms found in a nucleus of critical
size. Assume a lattice parameter of 0.413 nm for solid gold at its
melting temperature.
Transformations & Undercooling
• Eutectoid transformation (Fe-Fe3C system): g a + Fe3C
• For transformation to occur, must 0.76 wt% C 6.7 wt% C
cool to below 727°C 0.022 wt% C
T(°C)
1600
d
1400 L
g g +L
1200 1148°C L+Fe3C
Fe3C (cementite)
(austenite)
1000
a g +Fe3C
Eutectoid:
ferrite 800 Equil. Cooling: Ttransf. = 727ºC
727°C
T a +Fe3C
600
Undercooling by Ttransf. < 727C
0.022
0.76
400
0 1 2 3 4 5 6 6.7
(Fe) C, wt% C
Rate of Phase Transformation
Fraction transformed, y
transformation complete
Fixed T
0.5 maximum rate reached – now amount
unconverted decreases so rate slows
rate increases as surface area increases
t0.5 & nuclei grow
Fraction
log t transformed
depends on
Avrami equation => y = 1- exp (-kt n) time
fraction time
transformed
1 10 102 104
100
T = 675°C
50
0
1 10 2 10 4 time (s)
T(°C)
Austenite (stable)
TE (727C)
700 Austenite
(unstable)
600 Pearlite
isothermal transformation at 675°C
500
400
time (s)
1 10 10 2 10 3 10 4 10 5
Eutectoid Transformation Rate ~ T
• Transformation of austenite to pearlite:
Diffusion of C
Austenite (g) cementite (Fe3C) during transformation
grain a Ferrite (a)
boundary a g a
g a
a g
a
pearlite g
growth a
a
direction
a
• For this transformation, 100
Carbon
diffusion
rate increases with ( T) 600°C
% pearlite
(T larger)
[Teutectoid – T ]. 50 650°C
675°C
(T smaller)
0
Austenite-to-Pearlite
Transformations Involving
Noneutectoid Compositions
Consider C0 = 1.13 wt% C
T(°C)
1600
d
1400 L
Fe3C (cementite)
g g +L
1200 L+Fe3C
(austenite)
1000
g +Fe3C
800
727°C
T a +Fe3C
600
0.022
0.76
400
1.13
0 1 2 3 4 5 6 6.7
(Fe)
C, wt%C
Fe3C (cementite)
800
A TE (727°C) g +L
+ 1200 g L+Fe3C
700 A C (austenite)
P 1000
A
+ P a g +Fe3C
600
800
727°C
T a +Fe3C
500 600
0.022
0.76
1 10 102 103 104 400
1.13
time (s) 0 1 2 3 4 5 6 6.7
(Fe)
C, wt%C
Adapted from Fig. 11.16, Adapted from Fig. 10.28,
Callister & Rethwisch 3e. Callister & Rethwisch 3e.
Martensite
T Martensite
Strength
Ductility
bainite
fine pearlite
coarse pearlite
spheroidite
General Trends
Coarse pearlite (high diffusion rate) and (b) fine pearlite
10
Pearlitic Steel partially transformed to Spheroidite
Martensite Formation
• Isothermal Transformation Diagram
800 Austenite (stable)
T(°C) A TE
P
600
400 A B
0%
200 M+A 50%
M+A 90%
M+A
10-1 10 103 105 time (s) Martensite needles
Austenite
single phase
body centered tetragonal (BCT) crystal structure
BCT if C0 > 0.15 wt% C
Diffusionless transformation
BCT few slip planes hard, brittle
% transformation depends only on T of rapid cooling
An micrograph of austenite that was polished flat and then
allowed to transform into martensite.
The different colors indicate the displacements caused when
martensite forms.
Martensite
A: Austenite
P: Pearlite
B: Bainite
M: Martensite
Example 11.2:
Iron-carbon alloy with
eutectoid composition.
Specify the nature of the
final microstructure (%
bainite, martensite, pearlite
etc) for the alloy that is
subjected to the following
time–temperature Bainite,
treatments: 100%
Alloy begins at 760˚C and
has been held long enough
to achieve a complete and
homogeneous austenitic
structure.
Treatment (a)
Rapidly cool to 350 ˚C
Hold for 104 seconds
Quench to room temperature
Example 11.2:
Iron-carbon alloy with
eutectoid composition.
Specify the nature of the
final microstructure (%
bainite, martensite, pearlite
etc) for the alloy that is
subjected to the following
time–temperature
treatments:
Alloy begins at 760˚C and
has been held long enough Austenite,
to achieve a complete and 100%
homogeneous austenitic
structure.
Treatment (b)
Rapidly cool to 250 ˚C
Hold for 100 seconds Martensite,
Quench to room temperature 100%
Example 11.2:
Iron-carbon alloy with Austenite,
eutectoid composition. 100%
Specify the nature of the Almost 50% Pearlite,
final microstructure (% 50% Austenite
bainite, martensite, pearlite
etc) for the alloy that is
subjected to the following
time–temperature
treatments:
Alloy begins at 760˚C and Bainite, 50%
has been held long enough
to achieve a complete and
homogeneous austenitic
structure.
Treatment (c)
Rapidly cool to 650˚C
Final:
Hold for 20 seconds 50% Bainite,
Rapidly cool to 400˚C 50% Pearlite
Hold for 103 seconds
Quench to room temperature
class quiz (bonus)
1. Describe the microstructure present in a 1045 steel after each
step in the following heat treatments:
a) heat at 820°C, quench to 650°C and hold for 90s, and
quench to 25°C;
b) heat at 820°C, quench to 450°C and hold for 90s, and
quench to 25°C;
c) heat at 820°C, and quench to 25°C;
d) heat at 820°C, quench to 680°C and hold for 100s, and
quench to 25°C;
e) heat at 820°C, quench to 720°C and hold for 100s, quench
to 400°C and hold for 500 s, and quench to 25°C;
f) heat at 820°C, quench to 720°C and hold for 100s, quench
to 400°C and hold for 10 s, and quench to 25°C; and
g) heat at 820°C, quench to 25°C, heat to 500°C and hold
ALLOY STEELS
Various elements like Cr, Mn, Ni, W, Mo etc are added to plain
carbon
steels to create alloy steels
The alloys elements move the nose of the TTT diagram to the right
→ this implies that a slower cooling rate can be employed to
obtain
martensite → increased HARDENABILITY
The ‘C’ curves for pearlite and bainite transformations overlap in
the case of plain carbon steels
→ in alloy steels pearlite and bainite
transformations can be represented by separate ‘C’ curves
ROLE OF ALLOYING ELEMENTS
Interstitial
Solid solution
Element Added Substitutional
Austenite Pearlite
600
500
T →
400
300 Bainite
Ms
200
Mf
100
Martensite
~1 min
t →
Effect of Adding
Other Elements
4340 Steel
Other elements (Cr, Ni, Mo, Si and
W) may cause significant changes
in the positions and shapes of the
TTT curves:
Change transition temperature;
Shift the nose of the austenite-to-
pearlite transformation to longer
times;
Shift the pearlite and bainite noses nose
to longer times (decrease critical plain
cooling rate); carbon
Form a separate bainite nose; steel
T →
400 Bainite
300
Ms
Austempering 200
Mf
100
AUSTEMPERING Martensite
Harness of Martensite as a
function of Carbon content
40
20
% Carbon →
0.2 0.4 0.6
4340 steel
Hardness as a function of carbon
concentration for steels
Rockwell C and Brinell Hardness
Hardness versus tempering time for a water-quenched eutectoid plain carbon steel (1080) that
has been rapidly quenched to form martensite.
Precipitation Hardening
• The strength and hardness of some metal
alloys may be improved by the formation of
extremely small, uniformly dispersed particles
(precipitates) of a second phase within the
original phase matrix.
• Alloys that can be precipitation hardened or
age hardened:
Copper-beryllium (Cu-Be)
Copper-tin (Cu-Sn)
Magnesium-aluminum (Mg-Al)
Aluminum-copper (Al-Cu)
High-strength aluminum alloys
Phase Diagram for Precipitation Hardened Alloy
Criteria:
Maximum solubility of 1
component in the other (M);
Solubility limit that rapidly
decreases with decrease in
temperature (M→N).
Process:
Solution Heat Treatment – first
heat treatment where all solute
atoms are dissolved to form a
single-phase solid solution.
Heat to T0 and dissolve B phase.
Rapidly quench to T1
Nonequilibrium state (a phase
solid solution supersaturated with
B atoms; alloy is soft, weak-no
ppts).
Precipitation Heat Treatment
The supersaturated a solid
solution is usually heated to an
intermediate temperature T2
within the ab region (diffusion
rates increase).
The b precipitates (PPT) begin
to form as finely dispersed
particles. This process is
referred to as aging.
After aging at T2, the alloy is
cooled to room temperature.
Strength and hardness of the
alloy depend on the ppt
temperature (T2) and the aging
time at this temperature.
Solution Heat Treatment
• Heat treatable aluminum alloys gain strength from
subjecting the material to a sequence of processing steps
called solution heat treatment, quenching, and aging.
• The primary goal is to create sub-micron sized particles in
the aluminum matrix, called precipitates that in turn
influence the material properties.
• While simple in concept, the process variations required
(depending on alloy, product form, desired final property
combinations, etc.) make it sufficiently complex that heat
treating has become a professional specialty.
• The first step in the heat treatment process is solution heat
treatment. The objective of this process step is to place the
elements into solution that will eventually be called upon for
precipitation hardening.
• Developing solution heat treatment times and temperatures
has typically involved extensive trial and error, partially due
to the lack of accurate process models.
Aging-microstructure
• The supersaturated solid solution is
unstable and if, left alone, the excess q
will precipitate out of the a phase. This
process is called aging.
• Types of aging:
– Natural aging process occurs at room
temperature
– Artificial aging If solution heat treated,
requires heating to speed up the
precipitation
Overaging
• After solution heat treatment the material is ductile,
since no precipitation has occurred. Therefore, it may
be worked easily.
• After a time the solute material precipitates and
hardening develops.
• As the composition reaches its saturated normal state,
the material reaches its maximum hardness.
• The precipitates, however, continue to grow. The fine
precipitates disappear. They have grown larger, and as
a result the tensile strength of the material decreases.
This is called overaging.
Precipitation Heat Treatment
30
%EL (2 in sample)
400
20
300
149°C 10
200 204°C 149 °C
204°C
100 0
1min 1h 1day 1mo 1yr 1min 1h 1day 1mo 1yr
precipitation heat treat time precipitation heat treat time
Effects of Temperature
Characteristics of a 2014
aluminum alloy (0.9 wt% Si, 4.4
wt% Cu, 0.8 wt% Mn, 0.5 wt%
Mg) at 4 different aging
temperatures.
Aluminum rivets
Time
Pt B
PRECIPITATION STRENGTHENING
1
• Result: y ~
S
24
Aging
• Aging either at room or moderately elevated
temperature after the quenching process is used to
produce the desired final product property
combinations.
• The underlying metallurgical phenomenon in the
aging process is precipitation hardening. Due to the
small size of the precipitate particles, early
understanding was hampered by the lack of
sufficiently powerful microscopes to actually see
them.
• With the availability of the transmission electron
microscope (TEM) with nanometer-scale resolution,
researchers were able to actually image many
precipitate phases and build on this knowledge to
develop improved aluminum alloy products.
Aluminum
• Aluminum is light weight,
but engineers want to
improve the strength for
high performance
applications in
automobiles and
aerospace.
• To improve strength,
they use precipitation
hardening.