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Volume 45 Number 15 7 August 2016 Pages 4035–4438

Chem Soc Rev


Chemical Society Reviews
www.rsc.org/chemsocrev

ISSN 0306-0012

REVIEW ARTICLE
Amy M. Wen and Nicole F. Steinmetz
Design of virus-based nanomaterials for medicine, biotechnology, and
energy
Chem Soc Rev
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Design of virus-based nanomaterials for medicine,


biotechnology, and energy
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Cite this: Chem. Soc. Rev., 2016,


45, 4074
Amy M. Wena and Nicole F. Steinmetz*abcde

This review provides an overview of recent developments in ‘‘chemical virology.’’ Viruses, as materials, provide
unique nanoscale scaffolds that have relevance in chemical biology and nanotechnology, with diverse areas
of applications. Some fundamental advantages of viruses, compared to synthetically programmed materials,
include the highly precise spatial arrangement of their subunits into a diverse array of shapes and sizes and
many available avenues for easy and reproducible modification. Here, we will first survey the broad
distribution of viruses and various methods for producing virus-based nanoparticles, as well as engineering
Received 6th April 2015 principles used to impart new functionalities. We will then examine the broad range of applications and
DOI: 10.1039/c5cs00287g implications of virus-based materials, focusing on the medical, biotechnology, and energy sectors. We
anticipate that this field will continue to evolve and grow, with exciting new possibilities stemming from
www.rsc.org/chemsocrev advancements in the rational design of virus-based nanomaterials.

a
Department of Biomedical Engineering, Case Western Reserve University, Cleveland, OH 44106, USA. E-mail: nicole.steinmetz@case.edu
b
Department of Radiology, Case Western Reserve University, Cleveland, OH 44106, USA
c
Department of Materials Science and Engineering, Case Western Reserve University, Cleveland, OH 44106, USA
d
Department of Macromolecular Science and Engineering, Case Western Reserve University, Cleveland, OH 44106, USA
e
Case Comprehensive Cancer Center, Case Western Reserve University, Cleveland, OH 44106, USA

Amy M. Wen received her BSE Nicole F. Steinmetz is an


from Duke University in 2010. Assistant Professor of Biomedical
She then pursued her PhD at Engineering at Case Western
Case Western Reserve University Reserve University School of
under the supervision of Prof. Medicine. Her research interests
Nicole F. Steinmetz in the are in applying synthetic virology
Department of Biomedical Engi- approaches toward next-generation
neering. Her current research biomedicines and materials. She
interests focus on using bioinspired trained at RWTH-Aachen University
approaches to develop design in Germany (Masters in Molecular
guidelines and strategies for Biotechnology) and received her
therapeutic intervention. PhD in Bionanotechnology from
Amy M. Wen Nicole F. Steinmetz John Innes Centre, UK. She then
moved to the Scripps Research
Institute for her postdoctoral research under a NIH K99/R00 award.
Dr Steinmetz was named a 2015 Young Innovator of Cellular and
Biomolecular Engineering (BMES), and she is a 2014 Crain’s Cleveland
Business 40 under 40 honoree and a 2011 Mt. Sinai Scholar. She has
won many prestigious awards, including a 2016 American Cancer
Society Research Scholar Award, a 2015 NSF CAREER Award, and a
2014 Susan G. Komen Career Catalyst Grant. Dr Steinmetz has
authored more than 100 peer-reviewed journal articles, reviews, book
chapters, and patent applications; she has authored and edited books
on virus-based nanotechnology.

4074 | Chem. Soc. Rev., 2016, 45, 4074--4126 This journal is © The Royal Society of Chemistry 2016
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1. Introduction presence of bacterial viruses, or bacteriophages, and the idea of


phage therapy to treat bacterial infections quickly took shape in
Nanoscale engineering is revolutionizing diverse disciplines in the 1920’s, although it was mainly practiced in the Soviet
science and technology. The use of viral scaffolds in particular Union.8 The development of antibiotics largely overshadowed
has led to advancements of scientific knowledge in self-assembly phage therapy, but there may be a comeback due to the
and the development of novel materials with wide-ranging increasing prevalence of antibiotics resistance,9 with benefits
applications. Viruses have been studied for more than 100 years, of phage therapy including greater specificity, lower toxicities,
and more than 5000 types of viruses have been discovered and ability to disrupt bacterial biofilms, and ability to evolve to
described. They come in a variety of shapes and sizes, and from a combat resistance.10
chemist’s point of view they harbor many natural features that are Aside from phage therapy, there are many other avenues for
uniquely relevant to nanotechnology and nanoscience. To date,
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the use of viruses, and vaccines and gene therapy are likely the
it has not been feasible to synthetically create nanoparticles of first applications that come to mind. However, the potential
comparable reproducibility, beauty, and utility. In a collaborative applications and current developments reach much farther.
effort, research into ‘‘physical or chemical virology’’ is directed Around 2000, a group of researchers that included chemists,
toward unraveling the processes of self-assembly and genome structural biologists, and virologists gave birth to a new field in
packaging, understanding and controlling self-assembly of virus- which viruses are used for nanotechnology by demonstrating
based materials into higher-order hierarchical structures, engi- the ability to encapsulate materials within the capsid, address
neering and studying virus-based and virus-like materials for them chemically, and order them into crystal structures.11–14
applications in the health and energy sectors, and scaled-up In this manner, viruses can simply be used as well-ordered
manufacturing of such materials for applications in clinics and materials, separate from their normal role in infection. Most
in devices. In this review, we provide a general synopsis of the viruses are made up of coat protein subunits that naturally
engineering of virus-based and virus-like materials and we will self-assemble into truly monodisperse particles. With more
discuss the manifold and diverse applications of such. We start by understanding of the coat protein building blocks and chemical
introducing the use of viruses from a materials perspective and biology, ever increasing complex assemblies can be programmed,
consider the methods for producing and modifying these particles. including nanoboomerang- and tetrapod-shaped virus materials.15
We then survey some recent developments in the expansion of Large-scale production of viruses can be easily achieved through
their applications, with discussion focused on the utilization of propagation in their natural hosts or expression in a heterologous
virus-based materials for medicine (delivery systems and contrast system (see Section 2.2). Additionally, these particles come in a
agents), biotechnology (nanoreactors and sensing devices), and variety of shapes and sizes16,17 that can function as nanoscaffolds
energy (battery electrodes and storage devices). Finally, we assess and can be easily and reproducibly modified.18 As shown in Fig. 1,
the opportunities and challenges for clinical or commercial the most common architectures are icosahedrons, filaments, and
application of virus-inspired materials. phage head-and-tail structures, but more diverse structures such as
spindle-, zipper-, and bottle-shaped viruses also exist.17,19
2. Viruses in a materials world While there is the biotechnology arm where we seek to
engineer particles for applications in medicine and energy,
Viruses usually bring to mind devastating disease and bear a there is also a basic arm that investigates virus assembly and
negative connotation,1–3 especially with the recent outbreak of structure. These two arms of research are interconnected,
Ebola in 2014 that spread quite rapidly and proved difficult to with crosstalk between the two fields providing insights for
control,4 as well as the current Zika virus outbreak that poses advancement. For example, study of the physics of the packing
issues with microcephaly in newborns and may also possibly signals of RNA viruses led to its application in the encapsulation
be linked to an increased risk of Guillain–Barré syndrome.5 of therapeutics for nanomedical applications (see Sections 4.1.4
Throughout history, infectious disease has plagued us, with the and 4.1.5).14,20 Additionally, fundamental understanding of the
earliest recordings found from over 3000 years ago of smallpox interactions involved in particle self-assembly informed the
in Egypt, India, and China.6 In fact, the mummy of Pharaoh fabrication of novel imaging agents (see Section 4.1.2).21,22
Ramses V, who died around 1157 BC, possesses pustules and Through multidisciplinary collaboration, the use of viral scaffolds
scarring reminiscent of smallpox infection. However, viruses as unique materials for diverse applications can be realized.
also have positive qualities, and there have been many advances
made in recent years in which nonpathogenic viruses and 2.1 Classification of viruses
engineered virus-based nanomaterials have been utilized as To differentiate between viruses containing their native nucleic
three-dimensional scaffold materials for diagnostic and drug acid, which are referred to as viral nanoparticles (VNPs), viruses
delivery systems as well as technological devices. Viruses were devoid of their nucleic acid are considered virus-like particles
discovered to exist in 1892, and the first virus studied was the (VLPs). Further classification of viruses can be based on a
plant virus tobacco mosaic virus (TMV).7 It was not long after number of features, including the shape and structure of their
the discovery of viruses that they were considered for use in capsids (as shown in Fig. 1), the type of nucleic acid they
biotechnology and medicine. Early in the twentieth century, contain (double-stranded (ds) or single-stranded (ss), RNA
Frederick Twort and Felix d’Herelle independently reported the or DNA), and their host species. Classical virology taxonomy

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Fig. 1 Some common viral architectures. Viruses come in diverse shapes and sizes, with icosahedral and helical symmetries as well as more complex
head-to-tail assemblies. For icosahedral viruses, examples of different triangulation numbers are shown (explained in Section 2.1), giving rise to different
capsid sizes and structures. An example of a virus for each architecture is given in italics below the figures.

utilizes the Baltimore classification of viruses, in which the the choice of material used. Section 4.1.1 highlights some of
viruses are grouped both according to their genomes as well the design guidelines for determining the desired properties for
as their method of replication.23 Fig. 2 illustrates the seven delivery vectors for nanomedical applications. For icosahedral
different classifications of viruses, demonstrating how they viruses, the triangulation number, or T number, is one method
have evolved many different strategies for replication. However, of classification that gives an indication as to their size (see
for the most part, we will be considering plant viruses and Fig. 1). The T number was first described by Donald Caspar and
bacteriophages (noninfectious particles) for use as materials, Aaron Klug in 1962.25 By multiplying by 60, it can be used
making the native cargo of the capsids less relevant. Mammalian to determine the number of coat proteins in a capsid. For
viruses, such as adenovirus (class I – dsDNA virus) and adeno- example, a T = 1 virus has 60 coat proteins, while a T = 4 virus
associated virus (AAV, class II – ssDNA virus), do offer many has 240 coat proteins. The proteins are clustered into pentamers
advantages for applications in gene therapy, in which they can and hexamers, and a virus with icosahedral symmetry therefore
be administered to make modifications to the genetic sequence consists of 12 pentamers and 10(T  1) hexamers. Size plays a
for therapeutic or prophylactic purposes (see Section 4.1.4).24 factor in the transport and clearance behavior of a particle, as
They also present opportunities in cancer immunotherapy, as well as the amount of cargo that can be carried and delivered to
seen in the recent approval of T-VEC for treatment of melanoma a cell, a challenge with the smaller AAV (T = 1, B20 nm in
(see Section 4.1.3). Nevertheless, bacteriophage- and plant diameter). Additionally, the shape of the particles affects the
virus-derived materials may offer advantages, as their manu- possible modifications and functions that could be applied to
facture is scalable through fermentation and molecular farming. the capsid. For example, icosahedrons have the advantage of
Additionally, these materials are not infectious toward mammals, possessing an interior cavity that can be used for the infusion
adding another layer of safety. Both these factors are important and encapsulation of various payloads. On the other hand, high
considerations as we move toward clinical applications and aspect ratio particles can be used to form wires, which can then
commercialization. be applied for energy applications. Overall, it is clear that there is
Other than genomic content and host species, shape and a diverse library of virus particles to select from, no matter the
size are important characteristics that should be considered for application.

Fig. 2 Baltimore classification of viruses. With the Baltimore classification, viruses are classified based on their genomic material as well as their method
of replication.

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2.2 Production of viruses: fermentation, farming, encapsulated as well as informing the design of novel archi-
and cell culture tectures.15 Assembly of pure, empty particles in vivo in high
A variety of methods have been developed for the production yields is unique and has so far only been accomplished for
of virus particles, and we will discuss their manufacture in the plant virus cowpea mosaic virus (CPMV), which will be
bacteria, yeast, insect cells, plants, and using cell-free systems, discussed later with plant-based production systems.
starting with one of the most widely utilized systems for the In general, eukaryotic expression systems such as yeast, insect
rapid production of proteins with ease of scale-up, Escherichia cells, and plants may be favored for production of assembled
coli.26 Although other prokaryotic systems can also be considered, eukaryotic viruses as they are better able to secrete soluble
such as Pseudomonas fluorescens,27 the wealth of knowledge eukaryotic proteins and can perform post-translational modi-
surrounding E. coli production makes it popular, and therefore fications, such as glycosylation, disulfide bond formation,
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it has also been widely applied for the production of VLPs. Viral and proteolytic processing.44–46 Yeast expression systems work
coat proteins can be expressed and spontaneously self-assembled similarly to bacterial systems and can also be scaled up using
in the bacterial cells, and this has been demonstrated for bacterio- fermentation technology. Some common yeast species that
phages, such as Qb28 and MS2,29 as well as for heterologous have been developed for VLP production include Saccharomyces
expression of other viruses, such as plant virus-based TMV30 and cerevisiae and Pichia pastoris,47 and VLPs that have successfully
mammalian virus-based hepatitis B virus (HBV) core particles.31 been produced in yeast include Qb,47 CCMV,48 and HPV,49
It should be noted that while VLPs formed in this way do not which incidentally is how Merck produces the vaccine Gardasil.
contain their own genomic content, they are also not ‘‘empty’’, In addition to bacteria and yeast cells, cultures of insect
as they tend to package host nucleic acids. For example, about cells can also be utilized for VLP production. Baculovirus-based
25% of the mass of Qb VLPs (a system that has undergone expression systems can be cultured in insect cell lines such as
clinical testing) consists of E. coli RNA.32 For applications Spodoptera frugiperda (Sf) lines 9 and 21 and Trichoplusia ni
where the packaged nucleic acid is undesirable, several methods moth cells.50 These viruses contain a large genome that is
have been developed to remove the nucleic acid components useful for incorporation of multiple genes of interest, but,
after particle assembly.33–35 These methods include treatment due to the lack of unique restriction sites, also requires alter-
with heavy metals such as lead acetate,33 incubation in alkaline native strategies such as combining the use of recombination
conditions for RNA hydrolysis,34 and induction of osmotic shock with shuttle vectors. This process tends to be a more time
using a high molarity sodium sulfate solution.35 consuming and lower yielding method. The baculovirus-based
Another approach for production of empty VLPs is in vitro expression system has been applied for the production of insect
assembly of coat protein subunits after production in E. coli viruses such as flock house virus (FHV), plant viruses including
and purification. In vitro assembly is also a way to overcome CPMV, and mammalian viruses such as canine parvovirus
challenges with insolubility of some eukaryotic capsid proteins (CPV) and HPV,49,51–53 and it is GlaxoSmithKline’s method of
in the bacteria cells that result in their accumulation in inclusion choice for producing its HPV vaccine Cervarix.
bodies.36 Digressing briefly, it is of significance to note that some For production of plant VNPs and VLPs, plant-based expression
headway has been made with producing soluble eukaryotic coat systems are frequently used. Some common plant virus-based
proteins with high yields and purity. This was demonstrated particles include red clover necrotic mottle virus (RCNMV),
recently with the plant virus cowpea chlorotic mosaic virus BMV, CCMV, CPMV, PVX, and TMV. To produce VNPs, plants
(CCMV) through modulating several factors: an E. coli strain can be infected by mechanical inoculation through applying
resistant to chloramphenicol was utilized, which helps inhibit purified virus solutions, infected leaf samples, cDNA of the
protein transition to an insoluble state, and to give time for coat virus genome, or even in vitro RNA transcripts to the leaves of
proteins to fold and maintain solubility, lower temperature, lower the plant after gentle abrasion.54,55 Agroinfiltration by injecting
concentration of isopropyl-b-D-1-thiogalactopyranoside (IPTG) for a suspension of Agrobacterium tumefaciens bacteria into leaves
induction of expression, and E. coli with a slower rate of protein is also used for molecular farming in plants.56 These bacteria
synthesis were used.37 Returning to in vitro assembly, this transfer part of their tumor inducing plasmid into the plant
method has been demonstrated for a wide range of VLPs, cell, which can be exploited for transient expression of genes of
including those based on bacteriophages P2238 and PP7,39 plant interest. Of note, Medicago Inc. uses this plant-based approach
viruses potato virus X (PVX)40 and CCMV,37 and mammalian for the efficient production of VLP-based vaccines for influenza
viruses human papilloma virus (HPV)41 and human immuno- and rabies, among others. Other therapeutics such as the
deficiency virus (HIV).42 Some particles require a nucleic acid ZMAPP monoclonal antibody cocktail against Ebola virus (EBOV)
template in order to self-assemble,30,39,40 but others can be from Mapp Biopharmaceutical also utilize plant production with
assembled to form empty capsids simply by altering conditions agroinfiltration.57 Using such methods, replication of intact VNPs
such as temperature, pH, and molarity.37,38,41,42 For templated such as BMV has been demonstrated.58 Additionally, viral capsids
self-assembly, TMV for example has an origin of assembly that of CPMV completely devoid of RNA (either virus or host) can be
is thought to be required to drive its assembly,30 but other produced in this way.59 Whereas BMV production utilized plasmids
filamentous particles may not have such sequence specificity.40,43 that transiently express BMV RNAs to systemically infect plants, for
Knowledge of the self-assembly process of viruses can be empty CPMV (eCPMV) VLP production, using plasmids encoding
important for determining the types of payloads that can be just two proteins was found to be sufficient: VP60, which is a

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precursor to CPMV’s two coat proteins, and 24K proteinase 3. Engineering virus-based scaffolds
for proteolytic processing of VP60. As mentioned previously,
consistent empty VLP production in vivo has only been demon- Since viruses have evolved to protect and efficiently deliver their
strated for the eCPMV platform. Aside from farming in the nucleic acid cargo, they are able to withstand conditions
plants themselves, some new technology that may be applied in required for chemical modification and retain a long shelf life.
the future for the production of VLPs is the use of plant cell For modification, the interior cavity and exterior surface of
packs for transient expression, where plant suspension cells are the viral capsids can both be utilized, allowing for the encap-
packed into a ‘‘cookie’’ through suctioning, then Agrobacterium sulation of sensitive compounds and the display of targeting
containing the gene for the protein of interest applied.60 This moieties in precisely defined arrays, among other functions.
approach has been proven to produce high yields of recombi- The beauty and utility of these particles have been recognized,
and efforts have been made toward mimicking these nanoscale
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nant proteins and can be applied in a high throughput manner,


making it an attractive option for VLP expression. architectures through self-assembly of protein nanomaterials.65
Finally, as an alternative to the above in vivo approaches, The unique genetically encoded protein shell architecture of
there has been some work involving VLP production using cell- virus-based scaffolds allows for a large range of techniques
free systems where cellular machinery for transcription and that can be used to tailor and modify these materials. Among
translation are used for protein expression in vitro. Some early the most frequently used of these that we will discuss are
work in this area utilized a eukaryotic system based on rabbit genetic engineering, bioconjugation, infusion, biomineralization,
reticulocyte to study capsid assembly of hepatitis C virus (HCV), and self-assembly (Fig. 3). As engineering capabilities improve,
HBV, and three primate lentiviruses, but the yields were quite even greater diversities of virus-based and virus-like particles
low (B10 ng mL1).61,62 Since then, exploration with an E. coli- can be created, expanding the possible applications of these
based system has achieved yields of around 400 ng mL1 for materials.
MS2 and truncated HBV core antigen VLP production, with
almost complete solubility, making it an excellent platform for 3.1 Genetic engineering
rapid VLP production.63 Additionally, Qb VLPs were able to be The coat proteins of VNPs are determined by their genetic
formed using this system through coproduction of its coat code. Nucleic acid sequences of viruses are relatively small,
protein with a cytotoxic A2 protein that is normally naturally and therefore many of their genomes have been sequenced
incorporated on the exterior of the capsid to facilitate infection, and are well characterized. Using genetic engineering, insertion
demonstrating the advantage of a cell-free system for cytotoxic or replacement of residues can be performed to add functional
protein production and regulating the relative expression of groups, with cysteine mutants being the most popular due
multiple proteins.64 As the cost of cell-free systems goes down, to possible disulfide linkages, association with gold, and
they may become more commonly applied for the production bioconjugation with thiol-selective chemistries.66–70 Insertion
of VLPs. of unnatural amino acids is also possible, allowing for more

Fig. 3 Techniques for modification of virus-based scaffolds. Simplified illustrations show common methods for internal and external modification of
viruses. To alter the composition of the protein capsid itself, genetic engineering can be used. With available exposed residues, bioconjugate chemistries
can be performed. Through pores in the structure, small cargo can be infused into the capsid and then retained by electrostatic interactions or by
reducing the pore size. Interactions of metal precursors with the capsid can be used to selectively direct mineralization on the interior or exterior surface.
Additionally, by taking advantage of self-assembly of the viral scaffold, cargo introduced during assembly can be encapsulated.

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diverse chemical modifications.71,72 Additionally, removal of 3.2 Bioconjugate chemistry


residues can be accomplished such that only a single unique Conjugation strategies targeting both natural and unnatural
reactive site remains on the coat protein.73 Aside from single amino acids on virus capsids allow for many possible modi-
residue modifications, larger changes such as insertion of fications that may not be achievable through genetic engi-
purification tags can also be accomplished. For example, due neering alone (Fig. 4). Both the interior and exterior surfaces
to their affinity and coordination with nickel–nitrilotriacetic of many viruses have been shown to be amenable to chemical
acid (Ni–NTA), polyhistidine tags have been expressed on viral modifications.88–90 Some common groups that can be function-
capsids to serve as anchors for applications that include alized include lysine, aspartic/glutamic acid, cysteine, and tyrosine
tethering them to surfaces, attaching other particles such residues, which lend themselves to standard bioconjugation
as nanogold and iron oxide, and assembling higher-order reactions involving N-hydroxysuccinimide (NHS) ester conjugation,
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structures.74–77 Display of other short peptide sequences have carbodiimide activation, Michael addition, and azo coupling
been demonstrated, including epitopes for vaccines78–80 and chemistries, respectively. Some alternatives to these natural
moieties for targeting receptors.81–83 Whole protein and amino acids include replacing methionine residues with homo-
protein domain insertions can also be achieved,84,85 and even propargyl glycine (HPG) or azidohomoalanine (AHA) residues to
virus hybrids consisting of coat proteins expressing different add alkyne or azide functionalities, respectively.71 Another
proteins have been established through co-infection of plants interesting method utilizes mutant tRNA synthetases to attach
and verified by bimolecular fluorescence complementation.86 unnatural amino acids to amber suppressor tRNAs for incor-
Aside from genetic engineering of the viral coat proteins, poration of these amino acids at amber stop codon sites.72,91
tags such as the antibody binding peptide Z33 can be gene- Among the amino acids incorporated in this way are O-methyl-
tically fused to fluorescent proteins, enzymes, and other tyrosine, p-azidophenylalanine, p-acetylphenylalanine, p-benzoyl-
proteins of interest.87 In this particular example, assembly phenylalanine, 3-(2-naphthyl)alanine, and p-aminophenylalanine
of particles displaying the proteins can then be achieved by (pAF). p-Azidophenylalanine and pAF are particularly noteworthy
means of an intermediary antibody specific to the viral coat due to providing azide and amine groups, respectively, for selective
protein. coupling reactions. As can be noted, incorporation of azide and

Fig. 4 Bioconjugation reactions that can be used for virus modification. Presented in the figure are some of the more common reactions for
functionalization of viruses. Other methods discussed in the text include atom-transfer radical polymerization, ring-opening metathesis polymerization,
and supramolecular interactions.

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alkyne groups is an especially widespread strategy. These con- of pyrene molecules allowed for particle functionalization
jugation handles allow for copper(I)-catalyzed azide–alkyne through interaction with electron-deficient dinitrophenyl and
cycloaddition (CuAAC), an efficient and biocompatible procedure pyridinium motifs.109
that has found great versatility.92–96 Reaction without copper
catalysis can also be achieved by utilizing cyclooctyne derivatives, 3.3 Infusion
which lower the activation barrier due to the ring strain.97 The interior of viral capsids can be used as a cage for encap-
Additional reaction handles that have been utilized include sulation of foreign cargo. Viruses are generally flexible and
aldehydes and ketones for hydrazone or oxime condensation contain pores that allow for diffusion of small molecules, such
reactions.88,98–100 Selective formation of aldehydes or ketones is as drugs and contrast agents, into and out of the capsid.
possible, where pyridoxal 5 0 -phosphate (PLP)-mediated trans- Retention of the molecules inside the capsid can then be
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amination specific for the N-terminus leads to in situ oxidation achieved through electrostatic and/or affinity interactions
of the N-terminal amine.101 The formed ketone or an aldehyde with the nucleic acid within the shell93,110,111 or interactions
group can then be used to form stable oxime linkages with alkoxy- with polymers conjugated internally.33,104 Encapsulation of
amines. With the availability of a wide range of chemically molecules can also be accomplished by gating using pH or
modifiable natural and unnatural amino acids, multiple func- metal ion concentration to trigger structural transitions. Using
tional groups can be simultaneously incorporated within a single the gating process, molecules are allowed to diffuse into the
virus-based particle to result in the formation of a versatile, particle under an environment where the capsid is in a swollen,
multifunctional platform. open conformation, and then the molecules are trapped within
One area of particle modification that is of great interest is the capsid as the pores are closed off through change in buffer
the formation of protein/polymer hybrid conjugates. Polyethylene conditions.112–114 Depending on the desired application, the
glycol (PEG) is a polymer frequently used for shielding biological molecules of interest can either remain encapsulated within
interactions, and attachment of PEG through aforementioned the particles or released over time. Examples of infusion for
bioconjugation techniques is fairly standard.89,102,103 More imaging and drug delivery are described in Sections 4.1.2 and
sophisticated polymerization chemistry techniques have also 4.1.5. Another application of infusion is for introducing metal
been shown to be applicable for polymer attachment to virus- precursors into the capsid for interior mineralization, which is
based particles, and more widespread application of these discussed next.
could confer advantages of better efficiency and more control
over the polydispersity. Atom-transfer radical polymerization 3.4 Mineralization
(ATRP) is one such method, where small initiators can be Viral particles can also serve as templates in the biominerali-
added to the particles first then polymerization from the capsid zation process with unique size and shape control. Through
carried out through the introduction of monomers, resulting in tuning electrostatics or the use of mineralization-directing
easier purification of the smaller reagents as well as overcoming peptides, nucleation of precursor metal ions and subsequent
challenges with steric hindrance of large bulky polymers.33,104,105 shape-constrained mineralization can be realized. Peptide
Incorporation of polymers using this method has proven to be nucleators and binders were identified by screening using
useful for the attachment or complexation of large payloads of phage display techniques against various substrates, such as
MR contrast agents, chemotherapeutics, and siRNA and for both GaAs and ZnS,115,116 and shown to be highly specific. Minerali-
interior33,104 and exterior105 modification. Polymers could also zation has been demonstrated for the interior11,117–119 and the
be synthesized first with ATRP before attachment to the viral exterior120–122 surfaces of particles, as well as for both icosa-
capsid, such as for the display of glycoproteins.106 Ring- hedral11,117,118,122 and rod-shaped119–121 viruses. These resulting
opening metathesis polymerization (ROMP) is another method hybrid inorganic–organic materials find use in a variety of
for biocompatible polymer synthesis, and it was utilized to functions, ranging from applications in energy as semiconductors
prepare water-soluble polynorbornene-based polymers with (see Section 4.3) to medicine as contrast agents (see Section 4.1).
strict size and architecture control, which had a good safety
profile when attached to Qb and delivered to fibroblast cells.107 3.5 Self-assembly
Aside from chemistries that rely on covalent bonds, supra- While we have mostly considered these virus-based particles as
molecular interaction strategies can also be utilized for virus intact scaffolds we can build from, they can also be taken apart
modification. For example, by taking advantage of the hydro- and reassembled, either with their natural genome or with
phobic interior of b-cyclodextrin that allows it to accommodate foreign cargo. There is a great breadth in the types of cargo that
a range of guest molecules, virus particles first modified with can be encapsulated through self-assembly, including gold
b-cyclodextrin moieties can then be functionalized with derivatives nanoparticles, quantum dots, and photosensitizer drugs.21,123–126
of such guest molecules. This approach has been demonstrated Since coat proteins naturally self-assemble around negatively
using derivatives of adamantine for the display of an imaging charged nucleic acids, in general a more negative surface
agent, chemotherapeutic drug, targeting ligand, and PEG charge results in more efficient encapsulation of the foreign
polymer.108 In a similar manner, charge-transfer interactions cargo.123 Native packaging mechanisms can also be utilized,
between electron donors and acceptors can also be used for which was demonstrated with adding oligonucleotides mimicking
derivatization of viral scaffolds. As an illustration, attachment the origin of assembly for RCNMV’s packaging of its RNA on

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various nanoparticles to induce particle formation around the 4.1.1 Nanomedical viral engineering design rules. Some
different cargo.127 Size plays a factor in assembly due to its effect important considerations for the design of viruses for applica-
on the radius of curvature, and differently sized cargo could result tions in vivo include charge, shape, and surface ligand presen-
in alterations in the morphology and physical characteristics of tation (Fig. 5). These design parameters affect their circulation
the capsid.123–125 in the body as well as their cellular interactions and tissue
As seen in Section 3.1, coat proteins can be genetically specificity. Some general principles have been established
modified for incorporation of foreign protein cargo during specifically for virus-based particles,136 and we will highlight
particle assembly. One study fused the coat proteins of CCMV some of the lessons here. It is important to note that although
to elastin-like polypeptides (ELPs), which exhibit lower critical these principles provide a good guideline, in vivo studies are
solution temperature (LCST) behavior, and the investigators crucial for ascertaining how new proposed particles will behave
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found two different self-assembly pathways from the resultant due to the intricacy and complexity of biological interactions,
hybrid.128 While VLPs consisting of 90 coat protein dimers were which cannot be fully predicted through in vitro testing or
formed under normal pH-induced self-assembly conditions, modeling.
when the NaCl concentration was increased to lower the ELP In terms of charge, there appears to be a trend where virus-
transition temperature, the ELP-induced assembly resulted in based particles with negative surface charge tend to have shorter
the formation of smaller particles consisting of 30 coat protein circulation times. This was observed with negatively charged
dimers. Enzyme facilitation is another method for coat protein CCMV, CPMV, and TMV, which have circulation half-lives of less
modification, which was demonstrated through the use of than 10 minutes.137–139 In comparison, the half-lives for positively
sortase A to covalently attach a protein with a C-terminal LPETG charged Qb and M13 are on the order of 4–5 hours.140,141 The
tag to glycines at the N-terminus of CCMV coat proteins before effect of charge on plasma clearance was made more evident
assembly for protein encapsulation.129 Specific binding inter- when much quicker clearance for both bacteriophages was observed
actions with the coat protein can also be exploited for self- with the neutralization of their positive lysine residues.140,141
assembly. Engineering of coiled-coil protein interactions was Additionally, the reverse study with a single amino acid substitu-
established by introducing a lysine coil at the N-terminus of tion of glutamic acid residues with lysines using bacteriophage
CCMV that can associate with a glutamic acid coil at the l resulted in over a 1000-fold higher circulation time.142
C-terminus of a fluorescent protein, which resulted in encap- A notable exception to this trend is PVX, which is expected to
sulation of the protein when the two modified proteins were be longer circulating based on its positive charge and abundance
combined.130 Introducing histidine tags that have affinity for of surface lysines but in fact has a quick clearance half-life of
Ni–NTA is another method.77 Additionally, some interactions around 10 minutes.143 A more recent study reported a negative
that naturally exist for some particles include the association of zeta potential for PVX,144 likely due to different buffer conditions
scaffold proteins with bacteriophage P22 that aids in viral used, which indicates further investigation into the charge of PVX
assembly131,132 and the binding of translational repression
operator proteins to RNA stem-loops within MS2 bacterio-
phages.14 Fusions to these proteins can then be utilized for
encapsulation of materials of interest, such as enzyme cascades
and therapeutic molecules.

4. Applications of virus-based particles


4.1 Medicine
Viruses have been applied broadly in medicine for diagnostic
and therapeutic purposes, and many are in the pipeline under-
going clinical trials for oncotherapy and as gene therapy
vectors.133,134 In fact, there is currently much excitement over
the recent approval of the oncotherapy talimogene laherparepvec
(T-VEC) manufactured by Amgen,135 and T-VEC will be discussed
in more detail in Section 4.1.3. Bacteriophages and plant
viruses are particularly attractive tools for biomedical applica-
tions because they do not replicate within mammalian cells,
and therefore the platforms may add another layer of safety. In
this section, we will explore the use of virus-based particles as Fig. 5 Design parameters to consider for nanoparticle engineering. Para-
meters include charge (positive or negative), shape and size (different
delivery vehicles targeted toward imaging and treatment of
aspect ratio filaments and diameter spheres), shielding (self proteins/
diseases and as scaffolds that interact with the local environment, peptides and polymers of various sizes and densities), and targeting
which can be utilized for vaccines, immunotherapy, and tissue (ligands for receptors or environmental factors displayed on different
engineering. linkers and at various densities).

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under in vivo conditions is crucial for confirming whether or not during the slower distribution phase. In contrast, PVX particles
it defies convention. with an aspect ratio of 40 appear not be hindered by their
Additional influences based on charge include altering how length and in fact experience better penetration in relation to
particles interact with mammalian cells and tumor transport icosahedral CPMV.143 Some possible reasons to account for this
rates. Due to the abundant presence of proteoglycan in the cell include a thinner cross-section and greater flexibility for PVX
membrane conferring a negative charge and collagen within compared to TMV. To further expand understanding of the role
the tumor interstitial space conferring a positive charge, of shape, other factors such as density and flexibility should be
positively charged particles are more likely to have enhanced considered in future studies.
binding to mammalian cells145 and are better able to avoid Surface presentation of shielding polymers also plays a role
aggregation and penetrate tumor tissue.143,146 Some examples in the in vivo behavior of virus-based particles. PEG is the
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demonstrating these charge-based effects include polyarginine- standard polymer used to reduce immunogenicity and non-
decorated CPMV found to be taken up eight times more specific cell interactions. The importance of polymer coatings
efficiently than native CPMV in a human cervical cancer cell is particularly apparent in the study highlighted above with
line145 and positively charged PVX shown to be able to penetrate different aspect ratios of TMV. Although it was found that
to the tumor core unlike negatively charged CPMV.143 In the targeted particles fared better when intermediate in size, coating
latter case, PVX’s filamentous nature also allowed it to better the TMV with PEG allowed the shorter rods to be better able to
avoid the macrophagocytic system, leading to greater tumor avoid clearance and, paired with their superior diffusion pro-
homing. perties within the tumor, resulted in increased passive tumor
It is likely that the shape and flexibility of PVX plays an targeting of the short 60 nm PEGylated rods.151
additional role in its ability to diffuse throughout the tumor. Surface PEGylation has been applied to many VNPs and has
A comparison between the diffusion profiles of a spherical and been established as a broadly applicable method for extending
rod-shaped particle was performed with CPMV and TMV using circulation time.102,138,152,153 Additionally, differences in the
a spheroid model, and it was shown that, whereas CPMV route of clearance were also observed, with non-PEGylated
experienced a steady diffusion profile, TMV exhibited a two- TMV and PVX filaments getting filtered through the kidneys,
phase diffusion behavior that entailed an extremely rapid early while PEGylated particles do not, likely due to the increase in
loading phase, which could be attributed to its movement the width of the particles after conjugation preventing renal
axially, acting like a needle.147 Some other advantageous filtration.102,138,154 The conformation of the PEG coating can
properties that are conferred by elongated particles include be predicted computationally through estimating its surface
better margination toward the vessel wall and stronger adherence coverage on the particle and its hydrodynamic radius to determine
due to greater surface area for interaction, which not only have the packing density of the polymer. The use of higher molecular
implications for tumor homing but also for enhanced targeting weight PEG generally results in a higher hydrodynamic radius and
of cardiovascular disease.148,149 thus better shielding, but hydrodynamic radius is only an average
Shape is a difficult parameter to account for due to the and polymers can extend and collapse in solution. Despite a
challenge of producing monodisperse particles that can be smaller predicted radius, branched PEG with multiple sites of
precisely and reproducibly tailored at the nanoscale, but this attachment to the particle has been shown to be more effective at
challenge can be surmounted using VNPs and VLPs due to shielding than linear PEG four times its molecular weight, likely
the specificity of their self-assembly process. Some bottom-up because simultaneous tethering of the ends of the PEG traps it
assembly approaches have been investigated recently to eluci- closer to the particle, reducing its movement and the possibility of
date the role of aspect ratio in cell uptake, biodistribution, and nonspecific protein adsorption. We hypothesize that the branched
tumor homing. In one approach, CPMV particles were linked PEG leads to a more efficient shield, preventing the formation of
together to form chains in order to maintain charge and surface a protein corona that may tag the virus-based nanoparticles for
properties while modifying the aspect ratio, and dimers with recognition by the innate immune system and lead to removal
an aspect ratio of 2 were found to target cancer cells more from circulation (Fig. 6).102 Therefore, the dynamics of PEG in
efficiently than single particles.150 Higher aspect ratios were solution should also be considered when determining its con-
investigated in another study that utilized in vitro assembly of formation for optimization of particle shielding.
TMV around synthetic RNA to form rods of various lengths Other polymer coatings are also being studied, with poly-
(300, 130, and 60 nm, corresponding to aspect ratios of 16.5, 7, (N-(2-hydroxypropyl)methacrylamide) (pHPMA) being another
and 3.5).151 For receptor-targeted particles modified with the hydrophilic polymer used, particularly with AAV and adeno-
RGD ligand, rods with an intermediate aspect ratio of 7 were virus in order to eliminate normal infection pathways and allow
found to be more efficient at tumor targeting due to a combi- redirection of the viruses through other pathways.155,156 Some
nation of better macrophage avoidance and greater adhesion to cationic polymers, such as poly(amidoamine) (PAMAM) den-
target integrins compared to the short rods and better diffusion drimers157 and polyethyleneimine,158 have also been explored
within the tumor compared to the long rods. Based on the for shielding from infection as well as for improving transfection
aforementioned spheroid study with TMV,147 it is likely that the efficiency. For more control and diversity of polymerization,
three aspect ratios experience similar axial diffusion during chemistries have been established for grafting polymers to
the initial rapid phase, but then longer particles are impeded and from viral scaffolds using ATRP and ROMP, as discussed

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Fig. 6 Effect of PEG shielding on PVX clearance. (a) Diagram of conformations of PEGs of different lengths and geometries displayed on PVX based on
calculations of grafting density and Flory dimension. (b) Pharmacokinetics of the various PEGylated particles when injected in Balb/C mice show better
shielding of the 5k branched polymer. Reproduced with permission from ref. 102. Copyright 2015 Elsevier.

in Section 3.2, but their properties in vivo have not yet been probes comes from the diversity of approaches for modification
established. The use of serum albumin has been recently of the particles as well as the ease of precise assembly. In
investigated for coating of TMV and shown to be more effective addition, clearance and removal from the body are critical for
than medium-length PEG (5000 Da), with circulation times up preventing toxicity from tissue retention of contrast agents,
to 10-fold greater in comparison.159 Self peptides based on and many VNP platforms tend to be cleared quickly from the
human CD47 could also be considered for inhibiting phagocytic body (half-life of minutes)137–139,154 compared to some synthetic
clearance of the nanoparticles.160 materials that require months for clearance, such as carbon
Along with surface modifications that allow them to avoid nanotubes, gold, and silica.167–169 Imaging is an important tool
undesirable cell interactions, particles can be enhanced for in medicine for diagnostics and for visualization of disease
specific cell targeting through the display of receptor-specific or localization and progression, as well as treatment success. With
disease environment-specific ligands. Some examples of targets improvements in imaging technology, earlier disease detection
that have been used for specific uptake of virus-based nano- and better prognosis can be realized. The ability to track particles
particles include epidermal growth factor receptor (EGFR)161,162 further aids in the evaluation of drug delivery platforms, as it can
and folate receptor (FR).163,164 In such a manner, overexpressed be used for confirmation of cell-specific uptake and investigation
receptors or environmental cues can be tracked for diagnostic of interactions of particles within the body, such as their
or drug delivery purposes, which will be discussed in the clearance, biodistribution, and immunogenicity.
following sections. To obtain the most favorable ligand display Fluorescence imaging is the main modality for preclinical
density, there is a balance between increasing avidity and evaluation and was used to aid in the establishment of the
reducing cellular receptor depletion that arises from increased design rules in Section 4.1.1. Fluorescent agents can be incor-
ligand density.165 While multivalency and a higher degree of porated into viral capsids through bioconjugation,170,171 genetic
labeling with targeting ligands is beneficial for stronger cellular engineering,84,86 infusion,110,114 and self-assembly.21,130 Fluores-
interactions, too many ligands may reduce the extent of cence is useful for quantification of particle uptake using flow
endocytosis through exhaustion of cellular receptors. Another cytometry, visualization of particle localization through confocal
design parameter for the inclusion of targeting ligands is the microscopy, and determination of biodistribution using in vivo
linker used for attachment. For example, the inclusion of PEG imaging. Although high dye densities can easily be achieved
can assist in increasing circulation time and avoiding non- through efficient capsid modification strategies, sensitivity
specificity as discussed above. Additionally, PEG linkers can decreases after a certain threshold due to fluorophores experi-
improve cell targeting by adding flexibility and enhancing encing quenching when placed at distances less than approxi-
presentation of targeting peptides.166 By altering the character- mately 10 nm from each other. Therefore, a fairly low density of
istics of the linker, the interaction of the ligand with its target around 10% is more ideal for achieving optimal fluorescence
and the overall behavior of the particle in vivo can be tuned. intensity.172 Encapsulation of indocyanine green can be utilized
4.1.2 Imaging. Viruses have been used for tissue-specific as a method for near infrared (NIR) photoacoustic imaging, and
imaging and delivery of contrast agents in applications of it has shown greater photostability compared to the chromo-
optical imaging, magnetic resonance imaging (MRI), and positron phore alone.173 As advancements are made, another aspect that
emission tomography (PET). The utility of using viruses as imaging could be explored is the integration of gold nanoparticles with

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fluorophores for metal-enhanced fluorescence with improved membrane antigen (PSMA) with a PSMA antibody.187 In recent
quantum yields and decreased photobleaching.174 years, a target that has been approached from many angles is
First iteration native and PEGylated particles can be directly epidermal growth factor receptor (EGFR), an important bio-
evaluated for their biodistribution, pharmacokinetics, and tumor marker overexpressed on many malignant cell types. Strategies
homing behavior through fluorescence imaging.84,90,102,138,143,175 range from display of EGF on Qb through genetic engineering,162
Overall, particles are cleared mainly through the liver and spleen, using phage antibody libraries to select for fd phages with single-
with filamentous particles having a higher rate of spleen chain antibody variable fragments (scFvs) specific for EGFR as
clearance compared to icosahedral particles,138,143 localizing well as its related receptor human epidermal growth factor
with B cells within the white pulp over time.102,138 Due to leaky receptor 2 (HER2),101 conjugation of EGFR antibodies on
vasculature and poor lymphatic drainage, the enhanced perme- MS2,188 and also chemical attachment of GE11 peptide on
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ability and retention (EPR) effect is found in solid tumors and PVX.161 These studies all evaluated cell binding in vitro and
can be utilized for tumor imaging through nanoparticle deposition. there are some promising results indicating partitioning of
Using both mouse and chicken chorioallantoic membrane (CAM) targeted particles to tumor cells compared to macrophages in
models with tumor xenografts, the passive partitioning of particles co-cultures,161 and it would be of interest to see their development
to the tumor can be observed (Fig. 7).84,143 As discussed in the in mouse models.
previous section, evaluation of localization of particles inside Outside of membrane proteins of cancer cells, proteins
the tumor revealed enhanced accumulation and penetration of highly expressed by activated endothelial cells, such as vascular
rod-shaped particles.143 cell adhesion molecule (VCAM)-1, can be utilized for targeted
Besides passive tumor homing properties, natural interactions imaging of cardiovascular disease and atherosclerotic plaques.148
of viruses with certain cells can also be exploited. CPMV in Beyond such strategies, matrix and secreted proteins are also
particular exhibits unique specificity in interacting with surface advantageous targets. For example, collagen189 and secreted
vimentin, which is found on endothelial, cancer, and inflamma- protein acidic and rich in cysteine (SPARC),190,191 an extra-
tory cells.176–179 The native affinity of CPMV for surface vimentin cellular matrix glycoprotein, can be detected for tumor imaging
allows for high-resolution imaging of microvasculature up to through target-specific peptides displayed on M13. SPARC in
500 mm in depth, which cannot be achieved through the use of particular has been successfully targeted for deep tissue imaging
other nanoparticles, as they tend to aggregate and block the of lung cancer,191 and it has even been used for guided resection
vasculature.180 This interaction can be utilized for a range of of ovarian cancer through the pairing of M13 with fluorescent
applications, such as delivery to a panel of cancer cells including single-walled carbon nanotubes (SWNTs),190 which allows for
cervical, breast, and colon cancer cell lines,110 delineation of non-photobleached fluorescence with less background in the
atherosclerotic lesions,177 and intravital imaging of tumor vascu- second NIR window ranging from 950–1400 nm. The poly-
lature and angiogenesis.180 Another example of an existing endo- merized fibrin found in thrombi has also been investigated
genous association is CPV with transferrin receptor (TfR), an for the delineation of blood clots using MS2, CPMV, and TMV
important receptor for iron transport into cells and highly equipped with GPRPP149,192 and CREKA149 pentapeptide amino
upregulated by numerous cancer cell lines.52 Even after dye acid sequences.
labeling, CPV retains its specificity for TfR and was shown to The above studies investigating imaging of thrombosis149
bind to receptors found on HeLa cervical cancer cells, HT-29 and atherosclerosis148 established target-specific imaging not
colon cancer cells, and MDA-MB-231 breast cancer cells. As a only with optical but also with MR imaging. MRI is a clinically
quick side note, in vivo imaging of bacterial infections and relevant method for noninvasive disease characterization with
differentiation between F-positive and F-negative E. coli strains good soft tissue contrast, and the use of contrast agents in
is also possible through specificity of binding of M13 phage.181 conjunction with MR can improve the signal-to-noise ratio to
Specificity can also be introduced through the incorporation highlight differences between diseased and normal tissues.
of targeting ligands for molecular imaging. RGD is a targeting Gadolinium (Gd) is one such paramagnetic contrast agent that
peptide that is frequently used due to its high affinity for avb3 can be used to achieve brighter signal in T1-weighted imaging.
and avb5 integrins, which are involved in angiogenesis and Molecular imaging of atherosclerotic plaques was achieved at
associated with cancer proliferation.81,151,182,183 The association dosages 400 times lower than clinically used for angiography
of RGD-targeted particles with tumor vascular endothelium has with the encapsulation of Gd chelated with 1,4,7,10-tetra-
been demonstrated in mice, although the study also indicated azacyclododecane-1,4,7,10-tetraacetic acid, or Gd(DOTA), within
that better tumor localization would be achieved with greater TMV targeted to VCAM-1.148 The high contrast can be attributed
circulation time imparted through incorporation of a better to the high payload of 1200 Gd/TMV, the slower molecular
shielding linker (see Section 4.1.1).151 CPMV displaying peptide tumbling rate resulting from attachment of Gd(DOTA) to the
F56, which was discovered through phage display, has been used macromolecule, inclusion of the targeting peptide, and the
to target vascular endothelial growth factor receptor-1 (VEGFR-1), advantage imparted by the shape of TMV for drifting laterally
with accumulation throughout the tumor observed compared to to the vessel wall.
no detectable uptake of non-targeted particles.99 Other options This latest result is the culmination of numerous studies by
that have been explored include FR targeting with folic acid several groups that formed stepping stones along the way.
(FA),164,184,185 TfR with transferrin,186 and prostate specific While early work looked at the direct binding of Gd to natural

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Fig. 7 Imaging of tumor uptake and distribution of CPMV and PVX. (a) Comparison of icosahedral CPMV (green) and filamentous PVX (red) distribution
when coinjected in a CAM model of chick embryos prepared with vascularized GFP-expressing human fibrosarcoma HT1080 or human epithelial
carcinoma HEp3 tumors (magenta), with PVX better able to penetrate to the tumor core. Scale bar = 190 mm. (b) Fluorescence microscopy of 8 mm tumor
sections showing CPMV having limited distribution, while PVX is spread throughout the tumor and found in areas devoid of CPMV (white arrowheads).
(c) Image of tumors from an HT-29 colon cancer mouse xenograft model after intravenous injection of CPMV and PVX particles (left) and quantitation of
fluorescence intensity (right). (d) Immunofluorescence staining of 10 mm tumor sections showing CPMV (pseudocolored in yellow) remaining close to the
endothelium (stained with FITC-labeled CD31 antibody pseudocolored in pink) and PVX (pseudocolored in green) having better tissue penetration
properties. Nuclei were stained with DAPI (blue). Scale bars are 30 mm. Reproduced with permission from ref. 143. Copyright 2012 American Chemical
Society.

metal binding sites in the capsid of CCMV,193 the use of resulted in per particle T1 relaxivities on the order of 1000 to
chelation and bioconjugation was quickly introduced to mitigate 8000 mM1 s1 measured at 64 MHz. While fairly high and
concerns of free Gd leading to toxicity in patients with underlying much greater than 20 mM1 s1 for Gd alone, these values do
kidney disease, with explorations using both DOTA93,194 and not approach the measurement of around 28 000 mM1 s1 per
diethylenetriaminepentaacetic acid (DTPA).195 These approaches particle from the initial study with direct attachment of Gd.193

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To improve contrast, interior and exterior labeling196,197 as well iron oxide nanoparticles were encapsulated within BMV, Nicotiana
as rigidity of linkers198 was explored with MS2 using chelators benthamiana leaves were infiltrated with the modified virus, and
based on hydroxypyridinonate (HOPO) due to its 3-fold relaxivity imaging was performed with cell-to-cell trafficking of the encap-
enhancement compared to clinically used Magnevist, or sulated iron oxide observed.204 Encapsulation of iron oxide nano-
Gd(DTPA). Internally modified capsids and more rigid linkers, particles and phantom imaging has been demonstrated with
in particular the S,S enantiomer of 1,2-cyclohexyldiamine, each hepatitis B core VLPs.77 Moving toward translation, attachment
demonstrated approximately 30 to 40% higher relaxivities. of iron oxide nanoparticles along with SPARC binding peptides
Enhancing Gd loading was another method explored to to the surface of M13 was effective for the imaging of prostate
increase per particle relaxivity, either using ATRP to amplify cancer (Fig. 8).205
density of groups with which to attach the contrast agents104,105 Another MR contrast approach that is quite new is chemical
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or using branched oligomers with multiple Gd(DTPA) com- exchange saturation transfer (CEST) and hyperCEST imaging.
plexes attached.199,200 The greatest success with this approach Xenon-based agents in particular have been explored for
led to the incorporation of over 9000 Gd(DTPA) per P22 particle, viruses. After selective saturation of these nuclei, an enhanced
with per particle relaxivities exceeding 200 000 mM1 s1.104 water signal is observed due to saturation transfer to surrounding
In vivo imaging was first demonstrated using P22 conjugated to bulk water. This technique has found success with MS2,206
Gd(DTPA) in order to visualize blood vessels in a mouse, with M13,207 and fd,208 with sensitivities as low as 230 fM.207 By
clear depiction of the carotid artery, mammary arteries, the additionally incorporating scFVs that recognize EGFR, molecular
jugular vein, and veins in the head at a resolution of 250 mm.200 imaging and contrast specificity were demonstrated with MDA-
More recently, relaxivities approaching 1 000 000 mM1 s1 per MB-231 cancer cells, with essentially no contrast in Jurkat negative
particle were reported by utilizing TMV’s greater surface area control cells.208 Due to the more than 10 000-fold increase in
conferred by its shape to introduce a large payload of Gd(DOTA), sensitivity, there is a lot of potential in this new technology.
accompanied by thermal transition of the rods using conditions PET imaging is another sensitive imaging modality and relies
that result in 200 nm spheres.201 Coating interiorly labeled TMV on the detection of radiotracers. It has been utilized for ascer-
particles with silica could potentially increase the relaxivity taining the biodistribution of non-PEGylated209 and PEGylated210
3-fold as well as lead to greater macrophage uptake and hence MS2 capsids through incorporation of [18F]fluorobenzaldehyde
contrast.202 It is expected that a combination of these research and 64Cu chelated with DOTA, respectively. Taking it a step
directions investigating chelators, linkers, conjugation, shape further, biodistribution of encapsulated or non-encapsulated
shifting, and coating will result in particles with even greater superparamagnetic iron oxide nanoparticles, 18F, and poly-
18
contrast for better visualization of disease. L-lysine (PLL) cation (for packaging F) within hemagglutinating
Apart from Gd-based contrast enhancement, manganese and virus of Japan envelopes (HVJ-Es) was studied to determine
iron oxide are other contrast agents that have been investigated. whether magnetic stimulus can be used to redirect the viruses
Manganese research is relatively new and labeling of P22 with to the head, and it was clear that the application of the magnets
Mn porphyrins was shown to have a per particle relaxivity of altered the fate of the viruses, with increased signal in the
7000 mM1 s1 at 90 MHz, and while this is low compared to head.211 Targeting ligands were also explored in conjunction
advancements in Gd imaging, it is a promising avenue to pursue with PET imaging, with RGD for targeting human sarcoma212
due to the reduced toxicity of Mn.203 Unlike Gd and Mn, iron and glioma213 xenografts and GE11 for targeting an EGFR
oxide is a contrast agent for T2-weighted imaging and is observed positive liver cancer xenograft model.157 In the context of virus-
from a resultant darker image. Interestingly, the first demonstra- based particles, there has been less work with PET compared to
tion of MR imaging with iron oxide was in plants, where cubic the other imaging modalities. While PET has its advantages of

Fig. 8 Targeted MR imaging of prostate cancer with M13. (a) Diagram of M13 structure with the major p8 proteins displaying a triglutamate motif for the
multivalent display of iron oxide nanocrystals (black circles) and the p3 proteins at the end of the virus displaying SPARC binding peptide (pink) for
targeting. (b) MR scans of mice using a 7 T small animal MR scanner with subcutaneous C4-2B tumors (encircled) before (left) and 24 hours after (right)
M13 injection displayed dark contrast from the targeted particles against the bright image of the tumor. Reproduced with permission from ref. 205.
Copyright 2012 Nature Publishing Group.

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high sensitivity and ability to image more deeply, radiotoxicity is a canarypox vector vaccine, with boosters of AIDSVAX, a gp120
an issue. For the purposes of simply detecting particle localization subunit vaccine, where vaccine efficacy of 31.2% was observed
for diagnostics, MRI may be more ideal to pursue as technology in a study consisting of 16 395 subjects in Thailand.224 While
improves. work still remains to be done to improve the efficacy of HIV
4.1.3 Vaccines and immunotherapy. We will begin our vaccines, great strides have been made in recent years toward
foray into viral vectors for combatting diseases starting with its realization.
vaccines, which has an extensive history and is likely the first Another area where vaccine production is of great interest
medical application of viruses. Its popularization had an is for protection from the highly virulent and deadly EBOV.
illustrious beginning in 1796 with Edward Jenner’s experiment Ebola VLPs have been generated consisting of glycoprotein,
inoculating his gardener’s eight-year-old son with cowpox, nucleoprotein, and VP40 matrix protein from the virus using
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which resulted in protecting the boy from subsequent challenges a baculovirus expression system, and cynomolgus macaques
with the more serious smallpox virus.214 While knowledge of vaccinated with the VLPs were completely protected against
viruses would not come until 100 years later, with the work of lethal EBOV challenge, with strong T cell responses likely
Dmitry Ivanovsky and Martinus Beijerinck filtering TMV from contributing.225 Further investigation of Ebola VLPs consisting
plant sap and demonstrating its infectivity and replication,7 the of glycoprotein and VP40 also produced in insect cells demon-
medical application of viruses had its roots here. strated the potential of delivery without adjuvants and revealed
Instead of live viruses, safer alternatives for vaccines have a strong immune response that protected against lethal challenge
since been established, including attenuated viruses, inactivated in mice when high doses (50 mg) were utilized.226 Optimization is
or subunit viruses, non-infectious VLPs, nanoparticle delivery, and still needed to enhance immunogenicity, and some prospects
nucleic acid vaccines.215,216 Vaccines have been researched for a include improving glycoprotein incorporation during VLP assembly
wide range of diseases, with great success for some diseases such and including immunostimulatory molecules within the particles.
as polio217 and measles,218 but some important vaccines such as A potential safer alternative to Ebola VLPs is the use of other viruses
for HIV and EBOV are still lacking, which are discussed below. to display EBOV antigens instead. Vesicular stomatitis virus (VSV) is
Eliciting an effective and long-term immune response is one one such virus that has been studied, and using highly attenuated
challenge for vaccines, and the use of virus capsids offers the forms of VSV that have been genetically engineered to incorporate
advantages of multivalent antigen presentation, incorporation EBOV glycoprotein in place of its own has been an effective strategy,
of multiple epitopes, and particle stability. Since the field is with a single dose being sufficient to protect both guinea pigs and
enormous, we would like to feature just some of the research on macaques from challenge.227 These results are highly encouraging,
vaccination, focusing on a few studies in the areas of infectious and it will be interesting to see if there is effective protection
disease, brain disorders, and cancer. For a more comprehensive against other strains of EBOV.
overview of virus-based particles for vaccines, the reader is invited Aside from vaccines for human viral infections, it is of great
to consult further reviews.219,220 interest to investigate animal vaccines as well for the protection
In the realm of infectious diseases, HIV is particularly of pets and livestock. An early study inserted a short epitope
challenging to address due to sequence diversity and difficulty from the VP2 capsid protein of mink enteritis virus (MEV)
in generating broadly neutralizing antibodies. This is likely to within the capsid of CPMV and found that it imparted protec-
be partially due to its structural characteristics, consisting of tive immunity against clinical disease in mink, with a dose of
a low number of envelope spikes that allows it to escape 1 mg not only offering complete protection but also reducing
recognition as foreign and increases the likelihood of evolving shedding of the virus.79 Since the epitope occurs in canine
envelope determinants that mimic self.221 High density display parvovirus and feline panleukopenia virus as well, the same
of HIV antigens is one method to combat this, with trimeric platform could be used for protection of minks, dogs, and cats.
glycoproteins gp41 and gp120, as well as their precursor gp160 As another example, foot-and-mouth disease virus (FMDV) is a
being highly targeted. As an example, a recent investigation highly infectious virus that affects cloven-hoofed animals such
studied the effect of presentation of the particularly conserved as cattle and sheep, which are important in farming. Empty
membrane-proximal external region (MPER) of HIV-1 gp41 on FMDV capsids produced using a baculovirus system and tested
VLPs, and the approach produced anti-MPER antibodies that in guinea pigs were able to generate neutralizing antibodies
showed neutralizing activity in a rabbit model.222 Albeit moderate, against FMDV, but at a lower level than the commercial
the production of neutralizing antibodies is a valuable therapeutic inactivated vaccine.228 There was still good antigenicity and
response that could be improved through modifying MPER pre- immunogenicity, and use of crude protein extracts may have
sentation. Another potential target for vaccines is CCR5, a cellular resulted in lower particle quantities in the experimental setup.
self-protein found to be involved as a co-receptor for HIV replica- Thus, the results are exciting for the use of noninfectious empty
tion and pathogenesis. High-density display of CCR5-based capsids to treat FMDV. Bluetongue virus (BTV) is another
peptides on Qb resulted in high IgG antibody titers, which was problematic disease that has been detrimental to the agricultural
able to protect 25% of rhesus macaques against intravaginal industry due to its high morbidity and mortality, affecting
challenge with the highly virulent SIVmac251 strain.223 In terms ruminants such as sheep and cattle. VLPs of BTV produced
of potential vaccines undergoing clinical trials, some success using a baculovirus expression system were found to be protective
has been seen for the use of a treatment combining ALVAC, against infection when tested in sheep, with effective delivery of

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both single-serotype and multi-serotype cocktails and no inter- from the L1 major capsid protein of HPV, which is not conserved
ference observed from the presence of antibodies against other across serotypes. Thus, a simpler approach that can be more
serotypes.229 BTV VLPs can also be assembled in plants using a broadly protective would be more ideal. As an example, efforts
CPMV-based HyperTrans vector system, and vaccination with have been made to produce highly immunogenic L2 VLPs that
these VLPs provided protection against BTV challenge.230 The are stable over time without refrigeration.238 Although the L2
particles were found to elicit a strong antibody response in sheep minor capsid protein of HPV is less exposed and less immuno-
after a booster dose, comparable to live, attenuated virus used in genic, it is highly conserved across serotypes, and MS2 displaying
a commercial vaccine. The development of vaccines in plant- a short L2 peptide from HPV type 16 worked particularly well in
based systems could result in cheap, easily scalable production preclinical mouse models. Reconstituted virus after spray drying
without the danger of animal pathogen contamination.231 remained highly immunogenic without use of an adjuvant even
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Interestingly, vaccines can also be applied to brain disorders after 7 months of storage at room temperature, and mice
such as addiction and Alzheimer’s disease. Nicotine from vaccinated with the 16L2-MS2 VLPs were additionally protected
tobacco use is the most common drug addiction worldwide, from heterologous HPV pseudovirions of types 31 and 45, while
and reduction of nicotine transport to the brain has been found Gardasil only protected against type 31.
to decrease dependency on the drug due to reducing stimula- Vaccines can also be used for protection by stimulating the
tion of the mesolimbic reward system.232 Nicotine covalently immune system against the cancer cells themselves. HER2 is a
coupled to Qb resulted in high drug-specific IgG antibody receptor overexpressed on breast cancers that tend to be more
production in vaccinated mice, and the binding of the anti- aggressive and is one potential target for cancer immunotherapy.
bodies to nicotine caused a decrease in nicotine levels in the Presentation of P4378–394, a B-cell epitope from the extracellular
brain of up to 90% in individual mice.233 Further, Phase I trials domain of HER2, on PVX led to higher antibody titers that were
found that this approach was safe and well tolerated, with high specific to HER2 compared to soluble P4 peptide alone.239 PVX-
antibody production against nicotine in all individuals. Phase based carriers are promising for vaccines due to their tropism
II trials have demonstrated that nicotine vaccines can be toward B cells154 and large surface area imparted by their
effective for patients quitting smoking, but there is still room filamentous nature leading to high multivalency. A different
to improve antibody titers for greater efficacy.234 approach against HER2 cancer cells resulted in T cell mediated
Turning to Alzheimer’s disease, amyloid-b (Ab) peptide tumor prevention by utilizing the association between the
deposits are associated with the development of the neuro- minor capsid protein VP2 of murine polyomavirus (MPyV) with
degenerative disorder and can be targeted with vaccines to the internal surface of major capsid protein VP1.240 The VP2
reduce aggregation and ameliorate symptoms. In one study, coat proteins were fused to HER21–683 and the particles were
hepatitis B virus core proteins displaying two 15-amino acid Ab assembled in such a way that immunization of mice with the
fragments taken from the N-terminus were assembled into VLPs resulted in antibodies to VP1 but not HER2. On the other
chimeric VLPs and used in the immunization of an Alzheimer’s hand, the VLPs induced the production of HER2-specific T cells,
transgenic mouse model without inclusion of additional and in both an autochthonous HER2 breast cancer mouse model
adjuvant.235 The VLPs elicited a potent humoral response that and a model in which mice were challenged with HER2-positive
reduced Ab deposition and microgliosis, and there was a resultant D2F2/E2 cells (but not in a model with HER2-negative D2F2
improvement in learning and memory, with immunized mice cells), complete protection against tumor growth was observed
more readily learning and remembering the location of the for over 80% of the mice. Therefore, this is a potential approach
hidden platform in a Morris water maze. Another therapeutic for a potent prophylactic vaccine against HER2 cancer. Beside cell
that has potential for Alzheimer’s disease is CAD106, a surface receptors, Tn antigen, a tumor-associated carbohydrate
Qb-based vaccine displaying the first six amino acids of Ab antigen, has been widely explored for presentation on viral
that is undergoing Phase II testing for long-term treatment of capsids, with investigations into utilizing particles such as CPMV,
patients with mild Alzheimer’s disease.236 Overall, multiple TMV, and Qb.241–243 Although Tn is one of the weakest antigens,
exposures to CAD106 resulted in a prolonged time to antibody strategic patterned display of the antigen was able to induce a
titer decline, and the treatment had favorable safety and tolerability potent humoral immune response that recognized human tumor
profiles, with no occurrences of the severe adverse responses cells. Evaluation of Tn presentation for in vivo cancer protection
found in Ab antibody therapies, such as meningoencephalitis will be an essential next step for carrying this forward as a cancer
and autoimmune disease. More time is needed to observe the vaccine therapeutic.
long-term treatment effects of the vaccine, but so far the results It is clear that by taking advantage of the body’s natural
are promising. immune system, myriad applications for virus-based vaccines
Finally, we look at the treatment of cancer through a few can be realized. We would like to briefly highlight the application
different immunotherapy approaches. Recently, Merck brought of viruses for immunotherapy as well, especially with the recent
Gardasil 9 to market, an HPV vaccine upgrade from Gardasil groundbreaking approval of the first oncolytic virus (OV) for
that protects against 9 serotypes of HPV that account for 90% of cancer therapy by the FDA in October 2015.135 T-VEC was
HPV-related cancers.237 While this is fantastic news, alterna- approved for the treatment of melanoma patients and is a viral
tives are necessary due to issues with cost and distribution in vector based on HSV type 1. The mechanism of action for OVs is
the developing world. Commercial vaccines are VLPs derived not yet well understood but appears to involve both lysis from

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more rapid replication within tumor cells as well as promotion and infectious diseases, progress is being made and recent
of systemic anti-tumor immune response.244 T-VEC encodes for results show great promise in the efficacy of some novel vaccines.
granulocyte-macrophage colony-stimulating factor (GM-CSF), The potential of VLPs for vaccines and immunotherapies is quite
a cytokine involved in dendritic cell recruitment maturation evident, with opportunities for the treatment of not only infectious
that aids in additional stimulation of anti-tumor immunity. In diseases but also addiction, brain disorders, cancer, and more.
phase III clinical trials, treatment with T-VEC led to durable 4.1.4 Gene delivery. In addition to vaccines, viruses have
responses, even for patients with advanced stage IV disease. been applied for the delivery of full-length DNA, small inter-
The approval of T-VEC is a significant step forward, and future fering RNAs, and machinery for genome editing, such as
investigations will be important for enhancing efficacy through nucleases, for treatment of a wide range of disorders. Gene
combination approaches (Fig. 9) as well as for the establish- delivery has had a long history, beginning with its initial
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ment of safety profiles and regulatory guidelines. For more conceptualization over 40 years ago.247 Since then, there has
information on the action of OVs and other recent developments been an extensive body of work dedicated to the realization
in this field, please refer to the following reviews.244,245 of gene therapy for treatment of diseases, with Parkinson’s
As a final example of the effectiveness of virus particles for disease,248 cystic fibrosis,249 hemophilia,250 and cancer251 being
immunostimulation, a recent study, in which we collaborated just a few examples. The extension of gene therapy for the
with the Fiering Lab at Dartmouth college, demonstrated that general public is starting to become more realistic, with the
in situ vaccination of tumors with eCPMV, just the capsid approval of UniQure’s Glybera for clinical use in Europe in 2012
without any nucleic acid or modification, could help overcome opening the door for bringing gene therapies into the market.252
the immunosuppressive tumor microenvironment.246 Treatment The AAV therapy delivers the lipoprotein lipase gene to make up
with eCPMV led to reduction and even regression of tumor for deficiency in patients who cannot process triglycerides. Other
growth and metastasis in a variety of mouse models, including gene therapies are poised to push toward commercialization in
melanoma, ovarian carcinoma, colon cancer, and breast the coming year, among which includes an AAV gene therapy
carcinoma. eCPMV was found to specifically target and activate from Spark Therapeutics for the treatment of Leber congenital
neutrophils in the tumor microenvironment, leading to a amaurosis visual impairment, which is caused by defects in the
strong and rapid anti-tumor response. The response was found RPE65 gene.253 Based on lack of serious adverse events from
to be systemic and durable, with mice that eliminated primary initial studies and positive phase III trial results, they are
B16F10 melanoma tumors through eCPMV-mediated immunity expected to advance toward filing a Biologics License Application
resistant to re-challenge and three out of four mice completely with the U.S. Food and Drug Administration.
rejecting the tumor (Fig. 10). Systemic protection is likely the The road to this point has certainly not been easy, with
result of immune memory against tumor antigens and mediated tragedy striking in 1999 when Jesse Gelsinger died during a
by T cells. These results were established for unmodified eCPMV, clinical trial from a massive immune response instigated by the
therefore opening the opportunity for further enhancement adenoviral vector meant to correct for his ornithine trans-
of efficacy through the display of antigens or the inclusion of carbamoylase metabolic deficiency.254 Only a few years later,
adjuvants and chemotherapeutics. despite great success for many children, retrovirus-based gene
Overall, while there are still difficulties that exist for the treatment for X-linked severe combined immunodeficiency
development of vaccines targeting chronic diseases, cancer, resulted in the development of leukemia in several young

Fig. 9 Oncolytic virus therapy action and potential synergy. (a) Immune clearance of tumors at baseline is inhibited by inactivation of T cells through
binding of their programmed cell death protein 1 (PD1) receptor to programmed death ligand 1 (PDL1) expressed on tumor cells as well as by secretion of
inhibitory cytokines. (b) OV treatment triggers local expression of pro-inflammatory cytokines and/or overrides immune checkpoint inhibition, resulting
in immune stimulation and recruitment of immune cells. (c) Combination of OV therapy with other immunotherapies such as PDL1 antibodies and
chimeric antigen receptor-expressing T cells can be used to enhance immune responses. Reproduced with permission from ref. 245. Copyright 2015
Nature Publishing Group.

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Fig. 10 Systemic anti-tumor immunity after in situ vaccination with eCPMV. (a) Images of mice with flank intradermal B16F10 melanoma tumors three
days after intratumoral injection of either eCPMV or PBS demonstrate slower growth with eCPMV. (b) Tumor measurements of the mice after treatment
(arrows indicate treatment days), with significant decrease in tumor progression rate for eCPMV (n = 8 for eCPMV, n = 6 for PBS). (c) Kaplan–Meier curves
illustrate survival of half of the mice treated with eCPMV, with complete elimination of primary tumors observed for those mice. (d) Rechallenge on the
opposite flank 4 weeks later (n = 4/group) also saw delayed growth for eCPMV, and 3 out of 4 mice did not develop new tumors. *p o 0.05; **p o 0.01;
***p o 0.001. Reproduced with permission from ref. 246. Copyright 2015 Nature Publishing Group.

children as a result of gene insertion near oncogenes.255 Despite prodrug to ganciclovir triphosphate, a cytotoxic nucleotide
these misfortunate and discouraging results in the past, more analogue that becomes incorporated into the DNA of actively
research has led to a better understanding of gene delivery, its proliferating cells. Adenovirus gene delivery can also be utilized
potential pitfalls, and how to overcome them, leading to a lot as an antiviral therapeutic through RNA interference (RNAi),
more control over accomplishing the purpose of gene delivery and this has been demonstrated for HBV using delivery of
with less severe and fewer adverse effects. Due to the plethora of anti-HBV primary microRNA (pri-miR) cassettes driven by a
work done in this area, we can by no means be comprehensive in murine transthyretin (MTTR) promoter.261 The promoter is a
our review of gene delivery, and there are many excellent reviews liver-specific transcription regulatory element and imparted
that we invite the reader to consult.256–258 However, we will take a high specificity, with barely detectable expression in non-liver
glimpse at a few studies to demonstrate the breadth of the field cells. Furthermore, expression of anti-HBV pri-miRs resulted in
and the exciting studies being performed. We will then focus knockdown of HBV replication up to 94% in mice.
more on some recent developments in improving the safety As an alternative to adenovirus delivery, AAV is particularly
profile of adenovirus and retargeting it for cell-specific delivery popular due to its very low immunogenicity, inability to self-
as well as the progress in utilizing non-mammalian viruses for replicate, and capacity to target non-dividing cells.262 Stereo-
gene delivery. tactic delivery of nerve growth factor (NGF) into nucleus basalis
Adenovirus is an icosahedral non-enveloped virus with a neurons in the basal forebrain has been shown to be a well-
core diameter of 90 nm and fibers that extend from its penton tolerated method for long-term NGF expression for the purposes
bases, which allow attachment to the host cell through the of protecting patients with Alzheimer’s disease from neural
coxsackie-adenovirus receptor (CAR) (see Fig. 1).259 Following degeneration.263 AAV vectors can additionally provide protection
binding, adenovirus can further bind to integrin receptors from simian/human immunodeficiency virus (SHIV).264 Through
through RGD displayed at the base of the fibers. The specificity delivery of a transgene encoding for eCD4-Ig, which binds to the
of adenovirus for mammalian cells can be utilized for gene CD4 envelope glycoprotein of HIV-1 as well as co-receptor CCR5
therapy for cases such as glioblastoma, a highly aggressive with high avidity, protection from multiple infectious doses of
brain cancer, with the ability to prolong time to death or SHIV was conferred in rhesus macaques. AAV/phage hybrids
reintervention.260 This tactic works by injecting adenovirus (AAVP) have also been created in order to combine the targeting
containing cDNA for herpes simplex virus thymidine kinase potential of phages with the transgene expression efficiency of
(HSV-tk) around the lesion after surgical resection of the tumor. AAV by inserting cis-regulatory elements from AAV into the M13
Following systemic delivery of the prodrug ganciclovir, cells phage vector genome flanking the transgene cassette.212 Using
that are transduced with HSV-tk can then phosphorylate the the HSV-tk and ganciclovir approach described above for adenovirus,

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AAVP displaying RGD peptides was able to home to sarcoma cells with plant viruses is only beginning to take shape and has recently
and instigate transgene expression and tumor regression in a rat been demonstrated through assembly of CCMV coat proteins
SKLMS1 human soft-tissue sarcoma xenograft model. around heterologous RNA derived from Sindbis virus (SINV),
A similar outcome for combining targeting and transfection which was shown to be released into the cytoplasm of mamma-
can also be achieved through covalent coating of adenovirus lian cells through co-delivery of Lipofectamine-2000 (Fig. 11).276
with a hydrophilic polymer to result in retargeting of the virus For gene silencing, MS2 phage has been especially popular
as well as protection from antibody neutralization.155 High for packaging of RNA. Encapsulation of a cocktail of anti-cyclin
immunogenicity is one of the downfalls for adenovirus delivery, small interfering RNAs (siRNAs) to silence expression of cyclin
resulting mainly from intravascular injection,265 and anti- A2, cyclin B1, cyclin D1, and cyclin E1 in MS2 was shown to
bodies produced are primarily against the hexon capsid protein.266 protect the RNA from degradation for over 3 months when
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While adenovirus can still be utilized for local administration, by stored in the refrigerator.277 Targeting these VLPs to hepato-
shielding the hexons and incorporating targeting ligands, systemic cellular carcinoma cells resulted induced apoptosis in over 90%
delivery with target selectivity independent of CAR is made of the cells at 150 pM siRNA concentration, with no substantial
possible. Amine-reactive pHPMA-based polymers (mentioned effect on the viability of normal hepatocytes. siRNA delivery
previously in Section 4.1.1) have been used for adenovirus with MS2 has been corroborated, with delivery of Bcl2 siRNA
coating, and further modification of the virus with targeting packaged within MS2 targeted to TfR of HeLa cells causing
ligands such as basic fibroblast growth factor (bFGF) and enhanced gene knockdown and apoptosis compared to non-
vascular endothelial growth factor (VEGF)155 or antibodies against targeted particles and having effectiveness similar to a commercial
E-selectin and P-selectin glycoprotein ligand-1 (PSGL-1) fused to lipid transfection reagent.20 miRNA-mediated RNA interference
IgG1 Fc267 have been demonstrated for retargeting of adenovirus (RNAi) has also been explored, with MS2 conjugated with HIV-1
to cancer cells and tumor-associated vasculature. Additionally, Tat47–57 peptides shown to be able to effectively transfer encapsu-
pHPMA-coated adenovirus with activatable cell penetrating lated pre-miRNA into a range of cell lines and tissue types, which
peptides attached enabled cytoplasmic delivery of the virus to was processed into mature miRNA and subsequently suppressed
metalloproteinase-overexpressing tumor cells.268 Transduction expression of specific target gene.278 The same group also showed
with pHPMA copolymer coatings was shown to be maintained packaging of antisense RNA delivered with the same Tat peptide
not only in cell cultures but also in vivo in mouse models.267,269 for inhibition of hepatitis C virus (HCV) RNA translation.279 While
PEG has also been shown to be an effective polymer for shielding270 so far these studies have mainly been proof-of-concept, they
and retargeting.271 As an improvement to simple PEG coatings, suggest VLPs have much potential as gene delivery systems, with
complexation with copolymers of PEG and PEI resulted in the many directions for gene therapy applications.
ability to transduce CAR-negative NIH 3T3 cells, with the added 4.1.5 Drug delivery. In addition to gene delivery, viruses
benefit of less toxicity compared to PEI alone.272 Aside from PEI, can also be used for the delivery of drugs, where viruses are
cationic poly(amidoamine) (PAMAM) dendrimers can also be used applied as carriers of therapeutic cargo for photothermal
for enhancing gene delivery. Through the addition of EGFR- therapy, photodynamic therapy (PDT), and chemotherapy. Photo-
specific ligand GE11, dendrimer-coated adenovirus carrying the thermal therapy is an area whose potential has barely been
sodium iodide symporter gene (NIS) was successfully applied for tapped in the virus realm. In general, heat is produced by metallic
radiovirotherapy in a liver cancer xenograft mouse model, in nanostructures through the absorption of NIR or infrared light to
addition taking advantage of iodide for 124I PET imaging of viral induce hyperthermia, which can be utilized for killing susceptible
distribution.157 tumor cells. Using such an approach, treatment can be applied to
While mammalian viruses have the machinery for gene a specific area and toxicity elsewhere is reduced. So far, there has
transduction, phages and plant viruses also hold potential for been one study, in which 1.3 nm gold was covalently attached to
gene delivery and gene silencing. Early phage gene delivery was adenovirus and delivered to HeLa cells, where the possibility of
reported through targeting M13 to EGF with a mammalian gene using virus-based particles for a combination of photothermal
cassette inserted into the vector backbone.273 Transduction was and gene cancer therapy was discussed.280 Other studies since
low but could be improved through the use of multivalent then have also been successful in attaching gold to VNPs,281,282
phagemid-based vectors (discussed in Section 4.2.1) and geno- but photothermal therapy using these formulations has yet to be
toxic treatment such as heat shock, UV irradiation, and campto- explored.
thecin treatment. As a more practical method to overcome Photodynamic therapy, like photothermal therapy, utilizes
cellular barriers of mammalian cells, inspiration from HBV light as a trigger, except with the effect of creating localized
was taken and the PreS1 region of the HBV envelope protein cytotoxic reactive oxygen species (ROS) for therapy. Initially,
involved in virus attachment during infection was displayed on PDT was applied as an antimicrobial approach, using CCMV
bacteriophage T7, which resulted in more efficient gene transfer functionalized with a ruthenium-based photosensitizer and
when tested in HepG2 human hepatocellular carcinoma cells.274 directed to Staphylococcus aureus using both an electrostatic
Another hybrid phage complex, this time with cationic polymers approach with PLL and a targeted approach with an antibody
poly-D-lysine (PDL) and diethylaminoethyl-dextran (DEAE-DEX), for protein A, which is present in the cell wall.283 PDT was
was also able to improve transgene expression, and cell type demonstrated at standard antimicrobial fluence rates of up to
specificity was retained from the display of RGD.275 Gene delivery 55.2 J cm2, with cell reduction of about 3 orders of magnitude

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Fig. 11 Gene delivery to mammalian cells using CCMV plant virus. (a) Strategy for delivering DI[EYFP], defective interfering RNA for enhanced yellow
fluorescent protein (EYFP) derived from SINV, through cotransfection of CCMV containing the gene with Lipofectamine-2000. (b) Flow cytometry
analysis of transduction efficiency showing lower efficiency for VLP transduction than naked RNA but the cargo is protected from RNase A.
(c) Corresponding fluorescence microscopy images (columns are in same order as bar graph) showing EYFP signal due to transduction for all conditions
except for naked RNA incubated with RNase A. Reproduced with permission from ref. 276. Copyright 2013 Elsevier.

observed and more selectivity imparted through the use of anti- capsid stability and further imparts the possibility to perform
protein A for targeting. Since then, PDT has been applied as a combination therapy and MR imaging,287 and thus it only
therapeutic against cancer cells. The buckyball C60 has been remains to investigate their potential value in PDT.
attached to CPMV and Qb to improve solubilization of the Virus-based and other nanoparticles have also been developed
photosensitizer,94,284 and to aid in delivery to and treatment of for the delivery of chemotherapies. Chemotherapy is associated
PC-3 prostate cancer cells.284 Internal conjugation of porphyrins with dose-limiting toxicities, and specific delivery to cancer cells
to MS2 combined with external display of aptamers for protein using carrier systems increases safety as well as targeted payload
tyrosine kinase 7 receptors on Jurkat leukemia T cells has been delivery.288,289 In particular, doxorubicin (Dox) delivery has been
established for selective killing of Jurkat cells when cultured with studied extensively, likely popular in part due to the clinical
erythrocytes after 20 min of illumination at 415 nm.285 Addi- success of Doxil, a liposomal formulation of Dox.290 Dox works
tionally, as a proof-of-concept study, glycan decoration of Qb was through intercalating into DNA and causing oxidative DNA
shown to be an effective strategy for targeting cells bearing CD22 damage.291 Conjugation of Dox can be achieved by pH-cleavable
receptors that are involved in the regulation of B cells, and this hydrazone linkages, as demonstrated in one study where an
was illustrated with the delivery of metalloporphyrins for specific alkyne-functionalized hydrazone linker was used for attachment
elimination of CD22-positive cells.286 To move toward clinical to azide-functionalized polymers grown from the capsid of Qb by
application of PDT, use of photosensitizers that can be excited in ATRP.105 In such a manner, the Dox could then be subsequently
the NIR range would be more ideal for better tissue penetration. released by low pH cleavage of the linker after particle uptake,
Phthalocyanine dyes are one such class of photosensitizers, which was shown to maintain efficacy in the killing of HeLa cells.
and self-assembly of CCMV with phthalocyanine encapsulated Methods for conjugation have also been recently established for
has been explored recently.125,287 CCMV coencapsulated with spheres made from thermal transitioning of TMV and utilized
Gd(DOTA) micelles and phthalocyanine dyes resulted in better for the loading of doxorubicin, which was found to be effective for

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chemotherapeutic delivery to breast cancer cells.292 Besides of OVCAR-3 ovarian cancer cell growth was achieved, while no
chemical conjugation, Dox can be loaded by infusion into difference in drug efficacy was observed when CCL-186 human
RCNMV and incorporated into a fibrous matrix made up of diploid fibroblast cells were tested as a control for normal cells
polylactic acid (PLA) and polyethylene oxide (PEO) nanofibers.113 (Fig. 12).184 As another example, CPMV was used for treatment of
The combination of the two systems could be tailored to result in HeLa cells through the display of Dox attached either by a direct
either a two-phase release profile or a first order release profile, covalent bond or through a disulfide linker.295 With the disulfide
depending on whether the virus was co-spun with the fibers or linkage, the cell killing was similar to free Dox, likely due to
the matrix immersed in the virus solution after electrospinning, release of the drug in cell culture media before particle uptake,
respectively. but covalent attachment of Dox to CPMV resulted in more
Specific delivery of Dox to cells has been achieved through efficient cell killing than free Dox, with almost complete elimina-
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conjugation of FA to HCRSV and CMV,163,184 SPARC binding tion of the cells at a concentration of 1.45 mM for the CPMV
peptides to M13,293 and peptides for CD46 receptor and formulation whereas cells treated with free Dox were still
N-cadherin targeting to RCNMV,294 as well as by utilizing CPMV’s completely viable.
natural interactions with surface vimentin.295 For instance, with Virus-based platforms have also been explored for the
Dox encapsulated within Hibiscus chlorotic ringspot virus co-delivery of therapies. In one study, M13 was investigated
(HCRSV) further conjugated with FA, more efficient inhibition for its feasibility in delivering hygromycin and Dox specifically

Fig. 12 FA targeting for specific cell killing with Dox. (a) Schematic of formation of HCRSV-based protein cages without (PC-Dox) and with FA
conjugation (fPC-Dox) where Dox is encapsulated during capsid reassembly with the inclusion of polyacid. (b) Confocal microscopy of Dox uptake for
OVCAR-3 ovarian cancer cells and CCL-186 fibroblast cells incubated with free doxorubicin, PC-Dox, fPC-Dox, and fPC-Dox in the presence of FA.
(c) Cell viability curves of cells after treatment with varying concentrations of the different formulations showing fPC-Dox had greater inhibition of
OVCAR-3 cells without affecting pattern of CCL-186 inhibition. Reproduced with permission from ref. 184. Copyright 2007 American Chemical Society.

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to either SKBR3 human breast adenocarcinoma cells that over- When TMV delivery of phenanthriplatin was applied in a triple
express HER2 or A431 human epidermoid carcinoma cells that negative breast cancer mouse xenograft model, much greater
overexpress EGFR.296 Dox delivery was successful and was efficacy was observed for TMV-phenanthriplatin compared to
shown to require a cathepsin-B cleavable peptide linker for free drug or clinically used cisplatin controls, with 4-fold
efficacy, but delivery of hygromycin was particularly impressive, smaller tumor growth. This is likely due to better transport of
with over a 1000-fold improvement in potency compared to free the drug to the tumor cells with the nanocarrier. The combi-
drug administration. However, different targeting strategies nation of TMV and phenanthriplatin shows potential for bring-
were used, making it difficult to draw conclusions as to the ing an effective new chemotherapy into the clinic, but virus-
relative efficacy of the two drugs. Another study assessed the based nanoparticle drug delivery is a quickly growing field, and
range of therapeutic cargo that could be encapsulated within it is expected that progression toward other clinical applications is
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MS2, including doxorubicin, cisplatin, and 5-fluorouracil also fast approaching.


(5-FU), along with ricin toxin A-chain (RTA).277 Using SP94- 4.1.6 Tissue engineering. Viruses have been incorporated
targeted formulations that bind to Hep3B hepatocellular carcinoma into biocompatible tissue engineering scaffolds for directing
(HCC) cells with 104-fold higher avidity compared to other cell cell growth, alignment, and differentiation. The neighboring
types, the encapsulation of Dox individually was shown to be more environment affects the behavior of cells, both in terms of
effective than free Dox, while encapsulation of a cocktail comprised biological cues such as presence of chemokines and ligands as
of all three chemotherapeutics was even more effective, with an IC50 well as physical cues such as topology and mechanical moduli.
concentration below 1 nM. Delivery of the toxin RTA was also Using this knowledge, scaffolds can be designed to regulate
remarkable, with almost complete elimination of Hep3B cells cells in a manner suitable for applications in the repair or
at a concentration of 100 fM without affecting the viability of replacement of damaged tissue.
control cells. As a first step, cell adhesion to viral scaffolds was investi-
While the targeted chemotherapeutic cocktail above was gated. Pioneering work utilized layer-by-layer (LbL) assembly of
highly effective, other approaches using prodrugs have also CPMV and polymer poly(diallyldimethylammonium chloride)
been investigated to further reduce the risk of toxicity. For (PDDA) to form thin films that were found to aid in the
example, instead of direct delivery of 5-FU as a treatment adhesion and proliferation of NIH-3T3 fibroblasts, with more
option, encapsulation of the enzyme yeast cytosine deaminase layers leading to more CPMV adsorption and greater cell
(yCD) is an alternative method that results in the presence of adhesion.305 Research then moved toward the use of filamentous
5-FU in the target cell by conversion of 5-fluorocytosine and as a viruses, as they better mimic the structure of the extracellular
consequence causes target cell death.297 In another study that matrix (ECM). Coating of TMV with different cell binding motifs
utilized conversion of a prodrug, delivery of an exogenous derived from integrin binding matrix proteins collagen and
protein horseradish peroxidase (HRP) was demonstrated with fibronectin onto a high binding plate demonstrated that the
M13 displaying Ypep2 peptides, which have selectivity for PC-3 peptide sequence displayed plays a role in cell adhesion and
prostate cancer cells.298 After delivery, HRP was able to oxidize morphology.306 While cells cultured on TMV with RGD motifs
indole-3-acetic acid to produce a peroxyl radical that led to formed filopodial extensions, they adhered more weakly compared
cytotoxicity. to cells that remained rounded when cultured on TMV displaying
Other anticancer drugs that have been investigated for virus- P15, a collagen I mimetic sequence. For screening the influence of
based nanoparticle delivery include taxol,299 bortezomib (or various biochemical cues on cell proliferation and morphology,
BTZ),300 and trastuzumab (or Herceptin).144 Cardiovascular phage-chips have been constructed such that arrays of M13
disease is another route for virus-based therapeutic inter- nanofibers labeled with various peptides or growth factors and
vention, and CPMV delivery of chromium has shown promise self-assembled on gold chips can be monitored using surface
for protecting against diabetic atherosclerosis in vascular smooth plasmon resonance (SPR) spectroscopy for their effect on cultured
muscle cells.301 Additionally, filamentous phages have been cells.307 Further progression toward mimicking the ECM looked
applied for the delivery of antibacterial agents, including at synthesizing fibrous matrices through electrospinning of RGD-
neomycin and chloramphenicol for growth inhibition of modified viruses with polymers.308,309 Nanofibers made up of TMV
E. coli, S. aureus, and Streptococcus pyogenes.302,303 Antiviral with polyvinyl alcohol (PVA)308 and M13 with poly(lactic-co-glycolic
delivery with viral vectors is a new development, and the similar acid) (PLGA)309 formed biodegradable fibrous matrices that
tropism of the plant virus CPMV to antigen presenting cells that enhanced cell adhesion, proliferation, and spreading of baby
are commonly subverted by pathogenic viruses was exploited hamster kidney (BHK) and fibroblast cells, respectively, compared
for combatting chronic infectious disease caused by the prototypic to scaffolds of the polymers alone.
arenavirus lymphocytic choriomeningitis virus.111 As an advancement from cell adhesion and proliferation,
Only very recently was drug delivery with VNPs or VLPs external stimulus can also direct the orientation of cell growth,
demonstrated in vivo.304 Since TMV is a hollow nanotube with which is important for the function of many cell types such as
a negatively charged interior channel, it could be taken advantage cardiac and skeletal myocytes. Taking advantage of available
of for the loading of cationic drugs. The highly potent platinum viruses with elongated geometries, M13 and TMV have been
DNA-binding drug phenanthriplatin was introduced within the utilized for cell alignment. In an early study, M13 with RGD
carrier and shown to be released under acidic conditions. motifs was self-assembled into parallel arrangements through

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slow drying or dragging methods to form thin films on which TMV that was modified with polyaniline and further doped
oriented growth of NIH-3T3 and Chinese hamster ovary (CHO) with poly(styrenesulfonate) (PSS) was aligned by flow through
cells were achieved, with the shear method producing the most capillary tubes and shown to increase the percentage of cells
consistent results.310 Investigation of the ECM deposited by with neurite outgrowths as well as the percentage of cells with
cells cultured on these films revealed correlation between bipolar morphology.
cellular alignment and the orientation of fibronectin and Virus scaffolds are not limited to neural differentiation, and
collagen I deposition.311 NIH-3T3 fibroblasts produced more by far the most extensive research has been performed in
ECM proteins, which resulted in more of a tendency to deviate osteogenic differentiation. An early study looked at osteoblast
from the original patterning, and thus the fibroblasts displayed differentiation of bone marrow stromal cells on icosahedral
reduced alignment over time as well as when compared with turnip yellow mosaic virus (TYMV).323 Osteocalcin gene expres-
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less ECM-producing BHK cells. Other methods for the alignment of sion and onset of mineralization were found 7 days earlier for
viral nanorods, and subsequently cells, include shearing force from cells grown on TYMV-coated substrates compared to tissue
fluid flow through glass capillaries312,313 and microcontact printing culture plastic when cultured in osteogenic media, indicating
combined with dip-coating.314 Myogenic differentiation of myoblast the nanotopology imparted by the TYMV supports osteogenic
cells can be achieved through exposure to differentiation media differentiation. Similar data was found for substrates coated
after oriented cell growth.313 with rod-shaped TMV, with further DNA microarray data showing
In addition to forming 2D films, fabrication of 3D aligned differential expression in a large panel of genes and bone
fibers is possible based on interfacial polyionic complexation, morphogenetic protein 2 (BMP2) in particular found to be
which was demonstrated by injecting negatively charged, RGD- especially important in osteogenic differentiation in this
labeled M13 phage into a solution of cationic polymers PEI, manner.324 There was a rapid onset in BMP2 gene and protein
PLL, and chitosan.315 NIH-3T3 fibroblast cells encapsulated expression, and this enhancement was only found when TMV
through co-injection with the phage solution grew well within was coated on the substrate and not when added to the cell
the fibers and after seven days began to spread along the matrix media, verifying the role of nanotopology.325 Additional con-
within the phage fibers, demonstrating the potential of virus jugation of phosphate groups to the exterior of TMV further
scaffolds for cell growth and remodeling. 3D tissue cultures boosted differentiation by aiding in the incorporation of calcium
have also been formed through treatment of cells with hydrogels and consequently highly enriched mineralization of the ECM.326
that can then be magnetically levitated, and cell clustering could A related strategy for mineralization utilized genetic engineering
be controlled by the magnetic field profiles of the magnets to display highly negatively charged E8 peptides on M13 phage,
used.316 Hydrogels were fabricated through simple combination which could then be self-assembled into nanofibers in the
of solutions of gold nanoparticles with M13 displaying presence of calcium ions and led to hydroxyapatite formation
RGD,317,318 with the additional inclusion of magnetic iron oxide with the addition of phosphate ions.327
nanoparticles for levitation. The 3D cell cultures were able to The effect of multivalent presentation of various ligands has
recapitulate in vivo behavior, as observed by similar protein also been studied, and rapid differentiation and bone-like
expression patterns as well as infiltration of highly invasive nodule formation was observed for substrates with TMV coated
glioblastoma cells when co-cultured with astrocytes. with RGD after only 2 days in serum-free osteogenic media.328
An application of phage nanofiber formation is the growth While this was found for TMV genetically engineered to display
and differentiation of neural cells. Fibers containing M13 RGD, TMV chemically conjugated to RGD also enhanced bone
displaying RGD or IKVAV, a laminin motif that plays a role in differentiation.329 In the absence of osteogenic supplements,
neural cell adhesion and neurite extension, were shown to be presentation of RGD with the addition of synergy peptide
advantageous for neural progenitor cell (NPC) proliferation and PHSRN on M13 was actually found to be sufficient to induce
differentiation, with extension of neurites parallel the fibers osteoblastic differentiation of mesenchymal stem cells (MSCs).330
observed.82 The cell binding motifs are crucial for inducing Display of DGEA peptide derived from collagen331 along with
neural cell growth, and it has been demonstrated that using a PDPLEPRREVCE derived from osteocalcin and YGFGG derived
control RGE peptide results in a drastic decrease in cell adhesion from osteogenic growth peptide332 on M13 have also been shown
and neurite outgrowth.319 There is a range of cell binding to accelerate proliferation and differentiation of MSCs into osteo-
peptides derived from fibronectin and collagen that have been blasts. M13 is capable of self-assembly into long-range ordered
investigated and found to be effective for supporting neural morphologies using dip-coating methods, forming nematic
growth and enhancing neurite extension,320 and it would be of orthogonal twists, cholesteric helical ribbons, and smectic
interest to further study the specific interactions between the helicoidal nanofilaments based on conditions such as phage
cells and the scaffold to better understand the roles of the concentration and pulling speed.333 Films formed using RGD
peptides in cell differentiation. In addition to cell binding motifs, and EEEE peptide-labeled phages could be used to control both
immobilization of growth factors to phages has been demon- soft and hard tissue formation, with smectic hilcoidal nano-
strated to retain bioactivity, with bFGF shown to promote NPC filament surfaces in particular demonstrated to form enamel-
proliferation and NGF leading to greater neural differentiation.321 like composites when treated with calcium and phosphate ions.
Furthermore, a recent study demonstrated that electroactivity Moving toward 3D scaffolds, TMV-RGD was incorporated within
could also be used to augment neural tissue regeneration.322 porous alginate hydrogels and resultantly produced greater cell

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attachment and enhanced osteogenic differentiation.83 3D cassette.336 While still in its early stages, with further developments,
printed scaffolds composed of hydroxyapatite and b-tricalcium tissue regeneration and reprogramming of cellular defects could be
phosphate is another approach, and introduction of M13-RGD made possible through the combination of tissue engineering and
combined with chitosan within the scaffold pore not only led to gene delivery.
osteogenesis but also angiogenesis, with inclusion of VEGF For future translation of virus-based tissue scaffolds, the
further enhancing the effect (Fig. 13).334 immunogenicity and long-term effects of the viruses must be
A new direction in this area is the incorporation of gene considered. Investigation of the in vivo behavior of implanted
delivery within tissue engineering constructs. Mutant FLAG- porous alginate hydrogels containing TMV and TMV-RGD
tagged AAV was tethered to scaffolds made up of PLGA and revealed good biocompatibility, as evidenced by normal wound
gelatin sponge through anti-FLAG antibodies, and virus trans- healing, hydrogel biodegradation over time, no pathological
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duction was observed when HeLa cells were seeded onto the inflammation, and very little immune response triggered as
scaffold, both in vitro and when implanted in vivo into nude opposed to intramuscular injection of native TMV.337 In addi-
mice.335 Furthermore, transduction was observed for cells cultured tion to degradation of the hydrogel, it is expected that the
on drop-cast films consisting of hybrid phages constructed from protein-based viruses will also be degraded over time by cell
the combination of M13-RGD phage with an AAV-derived gene proteinases, thus mitigating concerns of the implications of

Fig. 13 3D printed virus-activated bone scaffold with angiogenesis. (a) Schematic of 3D printed bioceramic bone scaffold incorporating negatively
charged RGD-labeled phage nanofibers using positively charged chitosan for new bone and blood formation when seeded with MSCs. (b) Images of
scaffold architecture. Scanning electron microscopy (SEM) of bone scaffold showed macro-scale (1) and micro-scale (2) pores, as well as pores filled with
chitosan and phage matrix (5). Atomic force microscopy (AFM) (3) and transmission electron microscopy (TEM) (4) demonstrated morphology of phage
nanofibers. 3D confocal fluorescence imaging showed presence of dye-labeled phage (red) within matrix-filled pores (6), and brightfield imaging
revealed support of MSC adhesion for both the scaffold pores (7) and columns (8). (c) Immunofluorescence staining for endothelial CD31 (1, 3, 5) and
hematoxylin and eosin (H&E) staining (2, 4, 6) of implants of negative control (wild-type phage), virus-activated matrix (VAM), and positive control
(RGD-phage with VEGF) scaffolds, respectively, as well as quantitative analysis (7) showed VAM promotes angiogenesis at an intermediate level.
(**p o 0.01). Reproduced with permission from ref. 334. Copyright 2014 John Wiley & Sons.

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long-term deposition of the material. Since previous work has sequences of DNA within the protein genes can be used to form
shown that viral substrates can be utilized for rapid differentiation a library of phages with billions of different foreign peptides or
in serum-free media, thus without the presence of xenogeneic proteins presented.342 After several rounds of panning and
proteins and growth factors,328 implantation of tissue scaffolds amplification to isolate the specific phages that bind to a target,
after ex vivo culturing of cells is a tangible reality. the identity of the binding peptides or proteins displayed can
be determined through sequencing. Whereas insertions at
4.2 Biotechnology pVIII are limited to around 9-mers,349 cyclic phage libraries350
and libraries displaying sequences of up to 38 random residues
In the realm of biotechnology, viruses have found use for a
on pIII are possible.351 Phage display is not only limited to
variety of applications including peptide display technologies,
filamentous phages, as libraries based on other phages such as
confined synthesis, multiplexed sensors, diagnostics, nano-
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lambda and T7 are also possible.352,353


reactors, catalysts, as well as agriculture, several examples of
Another alternative that has proven useful in phage display
which are discussed in the following sections.
is the use of phagemids.354 Phagemids typically contain tradi-
4.2.1 Phage display technologies. The first of these techno-
tional plasmid aspects, with a plasmid replication origin,
logies that we will cover is phage display, which is routinely
restriction enzyme recognition sites, and an antibiotic selection
applied for a myriad of applications. The display of foreign
marker, as well as phage aspects, including a phage origin of
sequences on filamentous phages was first described by George
replication and a gene for pIII fused to any protein of interest
Smith in 1985.338 Since then, it has become a prominent
(Fig. 15).355 By co-infection with a helper phage to supply other
method for the selection of peptides and antibodies that have
structural proteins required for phage formation, complete
affinity for specific targets, encompassing both organic and
virions assembled around phagemid DNA can be recovered.
inorganic matter. Many reviews have been written that delve
The advantages of using phagemids include ease of cloning and
into the depths of phage display technology.339–343 Our aim in
recombination, more efficient transformation, a smaller genome
this section is to discuss the characteristics of phage display
for incorporation of larger foreign genes, and greater genetic
and highlight a few of the interesting studies and some of the
stability over multiple rounds of propagation.354
latest applications.
Phage and phagemid display technology have given rise to
Based on the original research in which f1 phage was
numerous opportunities for the isolation of protein-based
studied,338 E. coli filamentous bacteriophages, which include
ligands for a range of applications. In its simplest form, screening
f1, fd, and M13, are some of the more common platforms
can be performed in vitro, where the target of interest is immo-
utilized for phage display. The general structure of filamentous
bilized on a solid support. Using this technique, peptides have
phages is shown in Fig. 14,344 which illustrates how the phages
been identified that are specific for targets that include inorganic
are comprised of a number of minor and major coat proteins.
materials such as hydroxyapatite,356 silver,357 and quantum
Out of these, the pIII and pVIII proteins are what are usually
dots,13 as well as organic materials such as microtubules,358
utilized for the display of foreign proteins,345 likely due to
fibrin,359 and integrins.360 As some examples, these binding
greater accessibility at the tip and sides, respectively, but display
peptides can be used for biomineralization for formation of
with pVI,346 pVII,347,348 and pIX348 have also been successfully
hard tissue356 as well as for nucleation, growth, and patterning
implemented. In brief, phage display utilizes the genetic
of metals.357 It should be noted that many of the examples
programming of the phage coat proteins; insertion of random
found in other sections that involve mineralization rely on the
use of metal binding peptides for nucleation. Additionally,
peptides can be selected that not only bind but also obstruct
the function of its targets, such as demonstrated with peptides
identified for inhibition of proteases such as human neutrophil
elastase,361 as well as cancer-associated matrix metalloproteinases.362
The versatility of the technology can be expanded beyond
peptide identification. For example, phage libraries can be
designed for the display Fab antigen-binding fragments and
scFvs,339 which has implications for identification of anti-
bodies for bioassays as well as immunotherapy. Some examples
include the construction of a Fab phage display library for the
isolation of antibodies specific to human prostate cancer
cells363 and the generation and identification of scFv anti-
bodies that recognize a marker of angiogenesis, VEGFR-3.364
Besides Fabs and scFvs, an alternative method of display where
Fig. 14 Filamentous phage structure. (a) Schematic of phage structure
the antibody heavy- and light-chain variable regions were
showing how the five structural proteins are arranged around its ssDNA
genome. (b) Legend labeling the structural proteins with approximate
separately displayed on pVII and pIX, respectively, was demon-
values for size, weight, and copies/virion. Reproduced with permission strated to effectively drive the formation of functional Fv hetero-
from ref. 344. Copyright 2011 Løset et al. dimers, which may have greater affinity and stability compared

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Fig. 15 Phage display cycle with phagemid. A library of DNA sequences with random variations of the protein of interest (POI) displayed on the pIII coat
protein is cloned into a phagemid vector. After transformation of E. coli cells and subsequent infection with helper phages, the phage library is created.
Using an immobilized target molecule, rounds of selection and amplification are performed until phages with the highest affinity are isolated. DNA
sequencing can be used to identify the phages, and/or directed evolution can be used to create new libraries for panning. Reproduced with permission
from ref. 355. Copyright 2011 Biochemical Society.

to scFvs.365 Enzymes and their substrates can also be displayed localize to the brain and kidney were identified. Furthermore,
on phages, either independently or together on a single particle, attachment of brain targeting peptides to fixed red blood cells
in order to screen for functional enzyme catalysts.366 resulted in the accumulation of the cells in the brain at a greater
Co-presentation of the enzyme and substrate can be achieved extent than the kidneys. Another investigation that also studied
using an intervening linker between the two, and then active kidney targeting in vivo found that peptide specificity could be
enzymes can be selected for by panning for product formation.367 used for the tailoring of pharmacokinetics.378 By directing
Aside from immobilization of isolated targets on a surface, clearance toward the kidneys and away from the reticulo-
selection methods have also been demonstrated with cultured endothelial system, more rapid clearance could be achieved.
cells, as well as ex vivo and in vivo, to select for cell binding In vivo screening has also been applied in humans for the
peptides.343 Using panning against cell lines of various types, mapping of unique zip codes lining the vasculature.379 Unique
such as fibroblasts and myoblasts,368 peptides with high tripeptide motifs specific for various regions around the body
cellular specificity can be identified. In this manner, peptides were identified after biopsies of the bone marrow, fat tissue,
have been isolated that have specificity for endothelial cells skeletal muscle, prostate, skin, and liver were performed, which
associated with atherosclerosis,369 breast cancer cells,370 hepato- could be utilized toward the creation of a map of molecular
cellular carcinoma cells,371 melanoma cells,372 and ovarian signatures along the human vasculature.
cells,373 among others. Ex vivo panning works similarly, except As the above examples indicate, the reach of phage display
the library is screened against cells or tumor masses that have applications is extensive and encompasses mineralization,
been isolated, and binding peptides have been identified for in vitro assays, targeted delivery, molecular imaging, vaccines,
a range of cell types that include neuroblastoma cells,374 islet and tissue engineering.
cells,375 and colonic adenoma cells.376 4.2.2 Sensing and multiplexed systems. The multivalency
In vivo phage display is particularly noteworthy and lends of viruses can be applied for sensing and multiplexed systems;
itself to many different applications. For example, peptides the high degree of multivalency has been shown to improve the
targeting specific organs can be examined using in vivo screening detection limit in a number of settings. Phages identified from
of random peptides in a mouse model.377 After multiple rounds of a library against the desired target sequence can be directly applied
phage administration, isolation, and amplification, peptides that as sensors. Genetic engineering simplifies the manufacture of large

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quantities of phages displaying specific targeting moieties, and GOX catalyzes the oxidation of glucose and concurrently
several reviews cover the wide range of sensing applications generates hydrogen peroxide, which can then be reduced to
available for these materials.380,381 Besides phages, many other water by HRP in the presence of a substrate. Therefore, the two
virus-based platform technologies have also been developed for enzymes can be coupled to form a glucose sensing system,
signal detection and amplification. In our examples, we will cover where HRP substrate conversion can be used for detection.
the broad range of virus-based materials incorporated in manifold In fact, the TMV nanorods resulted in up to 45-fold higher
sensing technologies, which include antibody-based, electro- substrate conversion rates than control samples with the same
chemical, and optical techniques. input of enzymes, which could be due to a combination of
Enzyme-linked immunosorbent assay (ELISA) is a traditional a greater surface area and better steric accessibility of the
technique for the detection of target antigens.382 Although several presented enzymes. This is only one example of the potential
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variations exist, it generally relies on three components: (1) a of enzyme-based sensors, and the immobilization of enzymes
probe specific for the target, (2) an antibody tagged with an that catalyze other reactions could also be considered for the
enzyme to detect the probe, and (3) a substrate that is converted creation of sensitive biosensors.
in the presence of the enzyme. The first probe tends to also be an The output of immunosorbent assays need not be enzyme-
antibody with specificity for the target, but phage display has linked, and an alternative readout options include fluorescence
introduced the opportunity for using peptides for target recogni- from the particles. For example, phages isolated after panning
tion. For example, phages decorated with peptides isolated against staphylococcal enterotoxin B (SEB), an agent that can
from phage display have been used in ELISAs for the detection cause food poisoning, were labeled with the fluorophore Cy5
of anthrax spores383 and the surface antigen of HBV.384 For an and used to probe for SEB.388 Based on fluorescence readings,
alternative to the presentation of peptides on viruses, antibodies SEB was detectable down to a concentration of 1.4 ng per well.
can also be presented on the viral scaffold for multivalent As another example, dye-labeled CPMV conjugated with anti-
detection, and the previous section discussed how phage display bodies was used for the detection of SEB, botulinum toxin, and
and genetic engineering could be used for the display of the bacterium Campylobacter jejuni.389 The detection of SEB was
antibodies and fragments thereof. As another approach, it was specifically quantified, and the limit of detection was improved
recently demonstrated that functionalization of PVX-based nano- for the CPMV formulation when compared with a mole equivalent
particles with protein A fragments can be used to display whole of dye-labeled antibody.
antibody molecules by using protein A’s property of binding to Fluorescence can be used for other sensing functions,
the Fc region of the heavy chain of IgGs.85 The PVX particles such as found with the application of fluorescently labeled
could then be used as a plug-and-play system for the display of a CPMV to DNA microarray sensors.390 By additionally coupling
variety of antibodies, with a level of orientational control not NeutrAvidin to the capsid, the CPMV could be used as a
achievable with chemical conjugation. detection reagent. One result of the investigation demonstrated
Instead of sample immobilization followed by probing for that the delivery of multiple dyes using CPMV resulted in signal
antigens in the sample with a virus-based detector, viruses amplification and led to the detection of 14% more genes
displaying antigens could first be immobilized before incubation compared to the control in a rat expression array (Fig. 16).
with the sample to detect for the presence of certain anti- Another fluorescence sensing application utilized LbL assembly
bodies.385 This was demonstrated as a successful approach for of M13 labeled with quantum dots along with quenchers that
the diagnosis of primary Sjögren’s syndrome (pSjS), a chronic can be displayed by the explosive 2,4,6-trinitrotoluene (TNT).391
systemic autoimmune disease whose heterogeneity often delays The design of the M13 film allowed for highly selective detection
diagnosis. Lipo peptide derived from the human autoantigen
lipocalin was displayed on PVX, and the nanoparticle platform
was shown to be specific to pSjS patient sera and had greater
reactivity than the peptide alone. On the other hand, eCPMV-
based display of lipo was not reactive, likely due to a smaller
density of peptide display. Regardless, the PVX ELISA has promise
for future implementation, and an additional benefit found was
the stability of the coating, with no loss of specificity or sensitivity
observed even after two months of storage at 4 1C.
Another aspect of ELISAs is the enzyme used for quantification
via substrate conversion. HRP is a popular enzyme for ELISAs
due to its ability to convert chromogenic substrates into colored Fig. 16 Microarrays hybridized with cDNA made from rat total RNA.
products and chemiluminescent substrates into fluorescent (a) Result from cDNA labeled with Cy5-dCTP control. (b) Result from
products.382 Immobilization of HRP, as well as glucose oxidase cDNA labeled with biotin-functionalized dCTP and dUTP followed by
binding with NeutrAvidin-functionalized CPMV-Cy5. Both strategies
(GOX), has been explored using CPMV386 and TMV387 platforms.
resulted in a density of labeling of about one every 50 bases, but the
While the addition of sensing molecules to the virions will be CPMV-based probe resulted in greater sensitivity, detecting 71% of the
required for their use in ELISAs, the display of the enzymes features compared to 57% for the control. Reproduced with permission
themselves on the particles can be directly used for sensing. from ref. 390. Copyright 2009 Elsevier.

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of TNT at a sub ppb level through the evolution of fluorescence to TNT concentration and therefore could be used for TNT
signal when the quenchers were displaced. sensing. Detection using this method is not limited to just TNT
Optical sensors also encompass those that utilize SPR for and can be expanded to other relatively small electroactive species.
detection. For example, LbL assembly of cationic M13 with 4.2.3 Diagnostic controls. Another sensing approach,
anionic gold nanoparticles resulted in the development of an which is widely applied for disease diagnostics, involves using
SPR spectrum that was sensitive to humidity.392 It is therefore assays that detect and amplify the nucleic acid content of
possible to utilize electrostatic assembly to integrate viruses in infectious agents such as bacteria and viruses.399–401 Quality
humidity sensing devices. SPR has also been applied as sensors control is an important consideration to ensure results from
for immunoassays, such as exemplified by the detection of the these assays are accurate. For example, failures with the well-
food-borne bacterium Listeria monocytogenes using a gold SPR known polymerase chain reaction (PCR) assay could occur due
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sensor chip.393 M13 displaying an scFv antibody recognizing to nucleic acid degradation or the presence of inhibitors such
L. monocytogenes cells was immobilized on the sensor chip as bile salts and polysaccharides in clinical samples, which
before injection of samples for measurement. The change in could potentially lead to reduction in polymerase binding or
resonance due to the binding of cells allowed for specific activity.402 False negatives due to failures during processing
detection down to levels of around 2  106 CFU per mL. may be monitored by incorporating known RNA or DNA into
Surface enhanced Raman spectroscopy (SERS) has been another samples to serve as a positive internal control to verify that
approach that has been considered for sensing.394 It relies on signal nucleic acid degradation did not occur during processing.
enhancement of the Raman signal when in close proximity to the To this end, viral capsids have found utility due to their
surface of a noble metal. Due to the sensitivity of the technique and ability to shield nucleic acids from nuclease digestion, serving
the unique signature of various reporters, SERS is a promising as a better mimic for use in viral assays and allowing for
technique for multiplexed analysis. M13 phage, selected by phage long-term storage of the controls. The design of so-called
display for binding to the model rabbit anti-goat IgG antigen, was ‘‘Armored RNA’’ (developed and patented by Asuragen and
labeled with Cy3 Raman reporters that were conjugated to Au@Ag Cenetron Diagnostics) was the first such development and
core–shell nanoparticles. Due to a high surface area for reporter functions as a well-characterized control that is resistant to
presentation, the resultant M13 construct imparted an exponential RNase.403 Armored RNA is comprised of an RNA standard
increase in the Raman intensity observed when compared to sequence encapsulated within an MS2 capsid, which can be
similarly labeled antibodies against the model antigen. M13 has co-produced using an expression vector in E. coli (Fig. 17). If so
also been applied in a colorimetric sensor that was based on desired, the RNA within these particles can be subsequently
changes in the modulation of its self-assembled structure, but this released through heating at 70 1C for 5 minutes. In the
application is discussed in more detail in Section 4.3.1.395 pioneering study, the control was tested in an HIV reverse
Besides optical sensing, viruses have also found application transcription-PCR (RT-PCR) assay using a non-infectious con-
in electrochemical sensing. The three different examples sensus sequence taken from the HIV-1 gag gene. The Armored
we will highlight involve electrochemical impedance spectro- RNA particles were found to be stable in anticoagulated plasma
scopy396 and amperometry397,398 for measurements. In the first with no loss in signal after storage in a variety of conditions:
example, a gold electrode surface on which a M13 monolayer 4 1C for 2 months, 20 1C for 6 months, and even after five
was attached was used for the detection of an antibody as freeze-thaw cycles.
well as prostate-specific membrane antigen (PSMA), a marker of
prostate cancer.396 The resistive component of the impedance,
ZRe, measured from 2 to 500 kHz, increased upon analyte binding,
and measurement of this characteristic could be used for highly
specific detection of down to concentrations of around 100 nM.
In the next example, a thin film of TMV conjugated with electro-
active oligoaniline was used for the detection of volatile organic
compounds, specifically methanol and ethanol.397 The response
current was measured from the thin film sensor, and there was a
high response observed in the presence of ethanol and methanol
over what was observed for acetonitrile, isobutyl alcohol, tetra-
hydrofuran, toluene, and acetone. Moreover, the current mea-
surements exhibited reproducibility as well as a quick response
time for both absorption and desorption of the compounds.
Finally, the last example involves the application of a solution
of TMV displaying binding peptides for TNT for in-solution
Fig. 17 Example of Armored RNA packaging. Transcribed recombinant
sensing of the molecule.398 As a result of binding of TNT to
RNA, in this case an exogenous HCV-2b consensus sequence, can be
TMV, the diffusion coefficient of the TNT was reduced and a packaged within self-assembled MS2 coat proteins. Reproduced with
differential Faradaic current signature of the electroactive permission from ref. 404. Copyright 2009 American Association for
compound was caused. The differential current was proportional Clinical Chemistry.

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Since these initial results, Armored RNA has been applied could not be achieved, which may be a result of greater suscep-
as a control for a vast array of assays, which include the tibility of lambda to plasma proteases compared to MS2.418,419
detection of HCV,404–406 respiratory viruses such as influenza For ssDNA, encapsulation in fd phage was demonstrated with
and severe acute respiratory syndrome (SARS) viruses,407–409 DNA taken from parvovirus B19.420 The resultant controls were
enteroviruses,410,411 and West Nile virus.412 It has even been resistant to nuclease degradation and performed similarly to
utilized as a surrogate virus for the detection of animal pathogens, the native virus in PCR assays, with very similar growth curves
including classical swine fever virus (CSFV), FMDV, and vesicular observed. Furthermore, the constructs remained stable at both
stomatitis virus (VSV).413 Several developments in the technology 37 1C and 45 1C when diluted in human plasma for periods of at
have been made to enhance the utility of Armored RNA. In the least 4 weeks. More recently, a return to the Armored RNA roots
original area of HIV detection, Armored RNA was expanded was taken with the demonstration of encapsulation of dsDNA
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beyond RT-PCR assays to the branched DNA (bDNA) assay, which in MS2, which resulted in extra stability over lambda as was
provides a reliable method for quantification of HIV-1 RNA but found for fd phage but without being limited to ssDNA.421
requires a longer 3 kb RNA control.414 The standard strategy for By conjugating sulfhydryl-modified DNA sequences of interest
RNA encapsulation within MS2 is limited to only around 2 kb, but to an amine-modified stem-loop DNA structure, assembly of
increasing the packaging efficiency to overcome this limit can be dissociated MS2 CPs could then be triggered around the
achieved through incorporating more translational repressor stem-loops to form Armored DNA. Using this strategy, the
stem-loops within the RNA, which specifically interact with the formation of MS2 capsids packaging HBV and HPV DNA
MS2 capsid and trigger the self-assembly of the viral shell around sequences with lengths ranging from 1.3 to 6.5 kb was accom-
the cargo.415 In such a manner, Armored RNA containing the plished, which is astonishing given that the genome of MS2 is
longer HIV pol gene was successfully synthesized and per- only 3.5 kb. The Armored DNA controls performed well in PCR
formed reliably as a standard for the bDNA assay.414 HCV and genotyping assays, and storage in newborn calf serum even
Armored RNA has also been developed for RT-PCR and bDNA after 6 months at 4 1C was shown to not affect performance.
assays, and additional work demonstrated its applicability in Encapsulated controls are not only limited to bacteriophages.
genotyping assays as well, allowing the distinction of a specific For example, recombinant RNA particles based on CPMV can
subtype of HCV.404 For real-time RT-PCR reactions, false nega- also be utilized as internal controls for RT-PCR assays.422
tives could occur when a singleplex primer/probe assay is used To produce these particles, a cDNA clone was engineered to
since mismatches with a set of primers could exist in a number contain sequences for the desired control RNA alongside RNA-2
of samples, thus dual-specific RNA controls in duplex assays of CPMV, which codes for its coat and movement proteins. In
were tested, and resultant enhancement in the sensitivity of the proof-of-concept study, two sequences from FMDV and one
detection was found compared to monospecific assays.405,416 from swine vesicular disease virus (SVDV) were cloned together
Beyond controls for the detection of single virus types, into the cassette. Using agroinfiltration of cowpea plants with
Armored RNA chimeras have also been created.407,417 In one the combination of this plasmid along with another plasmid
study, a chimeric RNA sequence was derived from a mix of gene for RNA-1 of CPMV, which is responsible for its replication
fragments from HCV, HIV-1, SARS coronavirus 1, and SARS and proteolytic processing, recombinant CPMV particles were
coronavirus 2.417 They were able to package the fairly large propagated in and recovered from their host plant. The CPMV
1.2 kb RNA sequence within MS2 and demonstrate its versatility component containing RNA-2 was separated from the RNA-1
as a control for the multiple different RT-PCR assays for the component using a Nycodenz density gradient, resulting in a
detection of each individual virus. In another study, RNA non-infectious construct due to its reliance on RNA-1 for
fragments from influenza A, influenza B, and SARS viruses replication. The particles performed well as positive controls
were spliced together into one fragment in order to create a for the detection of both FMDV and SVDV. Additionally, they
single control for the simultaneous testing of these common were resistant to RNase and performed reliably even after
respiratory viruses that may result in similar clinical symptoms.407 33 days storage in a 10% suspension of bovine epithelium at
Using multiplex RT-PCR for the three viruses with different room temperature. This method may provide a low cost alter-
reporter dyes, simultaneous amplification and detection could native to Armored RNA, while maintaining the advantages of
be achieved with a highly sensitive detection limit of 101 copies stability and rapid production.
per mL of the Armored RNA for all the viruses. Another alternative utilizes TMV coat proteins for assembly
A natural extension of Armored RNA technology is the of a positive control, with the helical symmetry of the resultant
encapsulation of DNA within a bacteriophage capsid for quality particle more realistically mimicking the stability of filamentous
control of DNA viruses. Early work in this area utilized lambda viruses. This approach was recently demonstrated for RT-PCR
and filamentous fd phages for DNA packaging, and greater detection of EBOV.423 To construct the EBOV-TMV mimic,
stability of the DNA was observed.418–420 Containment of control purified CP from TMV was reassembled around an RNA tran-
dsDNA within lambda phage conferred resistance to DNase script containing an EBOV sequence fragment and a shortened
digestion, with reliable amplification in PCR assays for TMV sequence containing the origin of assembly (OAS) necessary
HBV418,419 and cytomegalovirus.418 When stored in SM buffer, for TMV assembly (Fig. 18). The EBOV sequence was taken from
the protected DNA was stable for at least a few months, but a region in the RNA-dependent RNA polymerase gene (L-gene)
stability for more than 5 days in plasma at room temperature that showed homology between all published EBOV sequences.

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Fig. 18 Manufacture of EBOV-TMV. (a) EBOV-TMV is manufactured by disassembly of TMV propagated in N. benthamiana plants into individual coat
proteins that are then reassembled around synthetic RNA transcripts containing EBOV and TMV gene sequences. (b) TEM of negatively-stained wild-type
TMV rods. (c) TEM of shorter EBOV-TMV rods demonstrating successful reconstitution. Scale bar = 100 nm. Reproduced with permission from ref. 423.
Copyright 2016 Nature Publishing Group.

Detection of both the EBOV and TMV sequences was accom- first attach PalB to CP subunits before assembly.426 Through
plished using multiplex RT-PCR with the EBOV-TMV particle. varying the ratio of CP with and without PalB during assembly,
Aside from the EBOV primer binding sites, the EBOV sequence the average number of encapsulated enzymes could be con-
was scrambled, therefore posing no threat of infection. Overall, trolled. Encapsulated PalB had a higher activity compared to
EBOV-TMV is a scalable construct that could be easily adapted as non-encapsulated PalB, which was hypothesized to be due to a
a control for EBOV diagnostics, and the technology could be higher enzyme concentration when considering just the capsid
further applied for mimicking other filamentous viruses. alone. Additionally, there was no effect on the reaction velocity
4.2.4 Nanoreactors. One of the first demonstrations of the when varying the number of encapsulated enzymes between one
utility of using viruses for the display of biocatalysts was based and four PalB per capsid, which is likely due the presence of
on genetic engineering of PVX to display a lipase enzyme.424 generally only one substrate molecule per capsid, making more
Although the catalytic activity of the bound enzyme was lower than one enzyme unnecessary for substrate conversion.
than the free enzyme, the study demonstrated the potential Tethered encapsulation was also explored using RNA
for generating catalytically active nanoparticles that can self- aptamers.427 The technique utilized co-expression of Qb CP,
assemble and be easily propagated. Since then, interest in the Rev-tagged Peptidase E (PepE) or firefly luciferase, and a
functionalization of virus particles with enzymes has grown. bifunctional mRNA containing an a-Rev aptamer and a Qb
Coupled with the ability of the viral capsid to self-assemble genome packaging hairpin on its two ends for the encapsulation
around a diverse range of cargo rather than simply nucleic of the enzyme during expression and assembly. This strategy
acids, encapsulation of enzymes to form nanoreactors has resulted in up to 18 enzymes encapsulated within the particle.
become of increasing relevance to biotechnology. The enzymes remained active after encapsulation, and the capsid
Initial work with the formation of such nanoreactors looked was found to offer some protection against thermal degradation,
at the incorporation of a single enzyme within the capsid. protease digestion, as well as hydrophobic adsorption. A one-
Through disassembly and reassembly of the capsid, HRP was pot expression-assembly approach has also been utilized for
encapsulated within CCMV, resulting in an estimated one in enzyme tethering within P22, with initial studies investigating
every 130 capsids containing the enzyme and allowing study of programmed encapsulation of alcohol dehydrogenase D
the enzyme at a single-molecule level.425 Comparison of the (AdhD)428 and homotetrameric b-glycosidase enzyme CelB429
activity of encapsulated and non-encapsulated enzyme showed using plasmids harboring both genes for the P22 CP and for
different signatures due to the time necessary for the dihydrorhod- its scaffold protein (SP) fused to the enzyme of interest. SPs
amine 6G substrate to diffuse in and the fluorescent rhodamine associate with the interior of the P22 capsid in such a way that
6G product to diffuse out of the capsid. Resultantly, product the enzymes are consequently encapsulated during expression
accumulation and delayed loss of fluorescence was observed and assembly of the proteins in E. coli. AdhD encapsulated in
with the spatially constrained HRP. Further investigation with P22 was less active due to enzyme crowding effects but overall
the confinement of the enzyme Pseudozyma antartica lipase B had a similar catalytic efficiency and did not exhibit substrate
(PalB) within CCMV utilized a heterodimeric coiled-coil linker to inhibition, unlike free AdhD.428 With encapsulation of CelB,

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which is only active in its tetrameric form, incorporation of close proximity of enzymes involved in a cascade, the product
multimeric enzymes in P22 was demonstrated.429 Surprisingly, of one enzyme can be efficiently taken as the input of the next.
unlike AdhD encapsulated CelB did not result in loss in activity Assessment of enzyme cascade encapsulation was evaluated
or change in substrate affinity. Additionally, embedding the with the tetrameric CelB, the monomeric ATP-dependent galacto-
encapsulated CelB in an acrylamide gel and dehydrating and kinase (GALK), and the dimeric ADP-dependent glucokinase
rehydrating the gel resulted in over 60% retention in activity, (GLUK), which processes lactose into galactose and glucose,
which could be attributed to substrate diffusion limitations, phosphorylates galactose to form galactose-1-phosphate, and
therefore presenting the utility of P22 nanoreactors for enzyme phosphorylates glucose to glucose-6-phosphate, respectively
immobilization applications. (Fig. 19). Using multienzyme GLUK-CelBSP and GALK-GLUK-
A consideration for the use of capsids as a nanoreactor is CelB-SP fusions, co-encapsulation of two- and three-enzyme
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the influence of electrostatics on substrate diffusion into the cascades within P22 was achieved. When compared to a 1 : 1
carrier.430 MS2 CPs were assembled around negatively charged mixture of individually encapsulated CelB-P22 and GLUK-P22
alkaline phosphatase (PhoA-neg), and the effect of capsid controls, GLUK-CelB-P22 showed greater enzymatic conversion
mutation adding either negative or positive charges around under inhibitory conditions for CelB. GALK-GLUK-CelB-P22
its pores was explored. Not unexpectedly, while introduction of additionally showed a greater than 2-fold faster turnover rate
negative charge had an inhibitory effect, additional positive than GLUK-CelB-P22, suggesting all three proteins assembled
charge resulted in greater catalysis of the negatively charged properly into their active forms and were successfully encap-
phosphatase substrate. Therefore, engineering of nanoreactors sulated. Therefore, enzyme assemblies are of significance in
can be used to control the flux and extent of reaction. Another facilitating the construction of complex metabolic systems.
benefit of nanoreactors, also seen above with PepE, is the 4.2.5 Agricultural applications. An interesting area that has
bestowment of stabilization. As an additional example, encap- just recently been considered is the application of plant viruses
sulation within P22 of phosphotriesterase, which has low heat in agriculture. Since their natural hosts for infection are plants,
tolerance and is prone to hydrolysis, yielded protection from at first glance it appears counterintuitive to apply such nano-
proteases and desiccation as well as thermal stability with particles for this particular application. However, the pioneering
activity even at 60 1C, making it a more practical option as an study utilized RCNMV for combatting parasitic root nematode
enzyme for combatting various harmful insecticides and nerve infections and demonstrated that such particles have better
agents.431 The strategy for sequestration of enzymes within P22 mobility in the soil, therefore improving the bioavailability of
during expression is also valuable for the recovery of otherwise the abamectin pesticide for nematode control.112 Using ligand
insoluble proteins.432 Some recombinant proteins are trafficked gating for infusion (see Section 3.3), the neutrally charged
to inclusion bodies during production in E. coli, making recovery pesticide could be loaded within RCNMV. In such a manner,
difficult. a-Galactosidase (GalA) is one such protein that was the abamectin cargo is protected against oxidation and can be
studied, and encapsulation within P22 was shown to allow for released over time. Encapsulated and free abamectin showed
successful rescue of properly folded GalA. Encapsulation resulted similar efficacies in liquid nematode cultures, but when tested
in very highly active enzyme, which was hypothesized to be most on infected tomato seedlings, the viral delivery of abamectin
likely due to more correctly folded and active enzymes when resulted in healthier root growth and reduced root galling
produced in this manner. compared to abamectin alone. These results have important
There is a range of other applications to consider for nano- implications for the agricultural industry, where parasitic
reactors, many of which have been demonstrated using P22 viral nematodes have resulted in astronomical costs on the order of
scaffolds. For example, it was determined that the immobiliza- $118 billion worldwide due to crop damage,435 and future
tion of cytochrome P450 (CYP450) inside P22 could be used for its considerations with noninfectious VLPs could further refine this
stabilization and delivery to human cervix carcinoma cells with strategy of using the naturally evolved mechanisms of such
retention of substrate conversion activity, which could be further viruses for cargo delivery to plants.
exploited for enzymatic prodrug therapies.132 In addition, encap- 4.2.6 Plant-based pharmaceutical production. In Section
sulation of NADH oxidase, which predominantly reduces oxygen 2.2, we discussed how GlaxoSmithKline, Merck, Medicago Inc.,
to hydrogen peroxide, was demonstrated as a method for bacterial and Mapp Biopharmaceutical adopted expression systems
growth inhibition by triggering oxidative damage in E. coli derived from viruses for the production of VLP vaccines and
cultures.433 Notably, a recent breakthrough in nanoreactor tech- antibody cocktails. Plants, as used by Medicago Inc. and Mapp
nology is its use for the catalysis of hydrogen production.434 Biopharmaceutical, are not as well known for the expression of
Sequestration of oxygen-tolerant nickel–iron (NiFe)-hydrogenase recombinant proteins as the more widely used E. coli and yeast
in P22 provided greater stability for the hydrogenase and resul- expression systems, so we will focus on some examples of plant-
tantly, a greater than 100-fold increase in proton reduction activity based production systems in this section to illustrate some of
over the free enzyme was observed. With the scalable production their advantages. The utilization of plants as a production
of encapsulated hydrogenase through simple fermentation, cheap platform has undergone rapid growth, and cost-effective, highly
and sustainable clean fuel production can be realized. scalable, and safe production of protein pharmaceuticals with
Further development of viral nanoreactors also explored the post-translational modifications can now be achieved using
introduction of multiple enzymes tethered to P22.131 By the plant viral vectors.436,437 Due to these advantages in cost and

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Fig. 19 Encapsulation of enzyme cascade in P22. (a) Schematic of P22 nanoreactor assembly where a multienzyme GALK, GLUK, and CelB fusion gene
with an additional SP scaffolding domain is encapsulated in the capsid. The expression of the fusion protein allows the enzymes to form the oligomers
required for activity (tetramer for CelB, dimer for GLUK). The enzymes are colored green, blue, and red, respectively, for the GALK, GLUK, and CelB fusion,
and the CP is shown in gray and SP in purple. (b) Illustration of the metabolic pathways of the enzymes and how they are coupled. Reproduced with
permission from ref. 131. Copyright 2014 American Chemical Society.

production, plant systems offer the potential for rapid pharma- replicons that can replicate autonomously.440 Furthermore,
ceutical development, especially for more impoverished areas. through ‘‘magnifection,’’ or weak vacuum infiltration of the
One of the first examples of transfecting plants with viral plants immersed in the Agrobacterium suspension, transfection
vectors that demonstrated rapid production of a protein relevant at a large scale can be quickly achieved without the need of the
to pharmaceutics utilized an expression vector based on TMV.438 CP gene or the wait for systemic plant movement.442 A large
High level heterologous expression of biologically active a-tri- variety of biologically relevant pharmaceutics have been produced
chosanthin, which can inhibit HIV replication in vitro, was using magnICON, including VLP vaccines,443,444 antibodies,445,446
achieved through insertion of the gene into a TMV plasmid. plague antigens,447 cytokines,448 and growth hormones.449
By controlling its transcription using a subgenomic promoter, The TMV RNA-based overexpression (TRBO) vector is another
regulation of the expression of the specific gene could be achieved. replicon system that has been developed and has shown promise
Further research of such N. benthamiana-based expression systems for high-level protein expression, with greater yields than demon-
found that suppression of post-transcriptional gene silencing strated with the aforementioned P19-enhanced transient expression
(PTGS), the plant’s adaptive immune system, resulted in enhanced (Fig. 20).450 Essentially, the TRBO vector is a 35S promoter-driven
efficiency and was possible through co-expression of the P19 TMV expression vector with the CP gene removed. The CP deletion
protein of tomato bushy stunt virus (TBSV).439 resulted in a higher efficiency of recombinant protein expression,
In parallel, the development of the magnICON ‘‘deconstructed’’ which was demonstrated for a range of proteins, including GFP,
TMV vector system440 has resulted in advancements in the produc- adenosine kinase, the 10th domain from human fibronectin, and
tion capacity without need for PTGS suppression.441 The magnICON some proteinases. Another study also demonstrated the usefulness
system involves engineering DNA modules for replication, the gene of the TRBO vector for production of R8, a chimeric allergen derived
of interest, and recombination, with the advantage of being easily from dust mites that could be applied for asthma diagnosis or
modifiable using Gateway technology, a universal system for immunotherapy.451
cloning. The modules are then delivered to plants by Agrobacterium Similar expression systems have been derived from plasmids
and result in transient gene expression and production of viral RNA based on PVX and other potexviruses. Complete PVX constructs

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expresses the suppressor gene that is then infected with a PVX


amplicon containing the gene of interest. Successful production of
a highly labile L1 vaccine protein from canine oral papillomavirus
was achieved when this system was used for the expression of
the recombinant protein fused to a chloroplast targeting peptide.
Coupling of PVX and TMV viral vector systems has also been
evaluated and was demonstrated to be a useful approach for
resolving complications from competition between multiple
replicons in the same cells.446 With the noncompetitive viral
systems, expression of assembled oligomeric proteins can be
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accomplished, such as for construction of full-length IgG with


its heavy and light chains.445,446
Some other examples of potexvirus vectors include vectors
based on plantago asiatica mosaic virus (PlAMV)459 and foxtail
mosaic virus (FoMV).460 The recombinant PlAMV vector was
found to have greater genetic stability and longer retention of
the inserted gene compared to PVX, likely due to stronger RNA
silencing suppression activity found from the first movement
protein in its TGB.459 On the other hand, the FoMV-based FECT
vector series utilized deconstructed plasmids in which the CP
and TGB were deleted and required co-expression of the P19
Fig. 20 Quantitative analysis of GFP expression with TRBO vector. suppressor of PTGS.460
Fluorescence (in mg GFP per g infiltrated tissue) was measured from
Moving on to other systems, CPMV-based expression systems
N. benthamiana leaves after agrobacterium infiltration (top). Leaves were
also imaged under UV light (bottom). The labels in the figure indicate the have also shown great versatility for the enhanced expression of
plasmids used for transformation, and the results indicate the superior a large range of proteins, including antibodies,461 human gastric
expression of protein with TRBO vector compared to previous expression lipase,462 and VLP vaccines (such as BTV VLPs discussed in
vectors, even with P19 enhancement. pJL-24 is a previous iteration of a Section 4.1.3).230 CPMV is a bipartite virus with RNA-1 providing
35S promoter-driven TMV-based expression vector that included the
replication and protein processing capabilities and RNA-2 coding
expression of all the TMV genes in addition to the gene insert, pJL3:P19
is a plasmid for the expression of the RNA-silencing suppressor protein for movement and coat proteins. By altering the shorter RNA-2
P19, pJL TRBO-G is a GFP-expressing TRBO vector, and p35S:GFP is a through removal of the movement and coat proteins and appending
plasmid with GFP expression under the control of a 35S promoter. the gene of interest, expression of foreign genes can be achieved
Reproduced with permission from ref. 450. Copyright 2007 American through inoculation of plants with constructs of both RNA-1 and
Society of Plant Biologists.
the modified RNA-2.463,464 Agroinfiltration of just the RNA-2
construct with the TBSV P19 suppressor of silencing was found
to overcome the necessity for RNA-1, and additional elimination
can be used for the expression of recombinant proteins along- of the second start codon in the 5 0 untranslated region (UTR) of
side PVX CPs through insertion of an internal ribosome entry RNA-2, located at position 161, resulted in hypertranslation of the
site, which allows for initiation of translation in the middle of downstream protein, likely due to AUG 161 being inhibitory for
an mRNA, between the two genes.452 Similar constructs that overall translation.465 With this discovery, high protein expression
instead have an intervening FMDV 2A cleavage sequence can be could be achieved without restrictions on insert size and without
used to create proteins expressed as a fusion to the CP.453 While the need for RNA-dependent RNA polymerases.
larger inserts tend to result in genetic instability and loss of the The hypertranslatable CPMV or CPMV-HT system described
gene of interest,454 the combination of introducing a hetero- above was packaged into pEAQ expression vectors for easy
logous subgenomic promoter from bamboo mosaic virus and recombination, where the gene of interest can be inserted
deleting a portion at the N-terminus of the CP was found to be a between the modified 5 0 UTR and the 3 0 UTR of RNA-2, and
successful strategy to increase transgene expression stability.455 with P19 expressed from the same plasmid.466 The pEAQ
Deconstructed vectors have also been used for PVX-based vectors have broad applications, but perhaps one of its greatest
expression systems. For example, through replacement of the advantages is the production of VLPs for vaccines. Medicago
CP gene and the triple gene block (TGB) that encodes movement Inc. uses CPMV-HT for its large-scale production of enveloped
proteins, efficient production of the gene insert can be achieved.456 influenza H5 VLPs, with observed budding from the plasma
Suppression of PTGS helped to improve yields, with transient membrane resulting in envelopment and similar structural
co-expression of P19 from TBSV or HC-Pro from tobacco etch virus characteristics to influenza viral particles.467 eCPMV can also
(TEV) resulting in a 44% and 83% increase in gene expression, be produced using the pEAQ system, where the necessary
respectively.457 Amplicon-plus Targeting Technology utilizes this proteins for CPMV formation, namely its VP60 CP precursor
benefit of gene silencing suppression to enhance production.458 and a 24K proteinase, could either be expressed from the same
This technology involves using a transgenic TEV-B tobacco line that vector or from two CPMV-HT vectors to form the mature eCPMV

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particle devoid of any nucleic acid encapsulated.468 Since the nanostructured materials. The versatility of hybrid virus-based
pEAQ vector is nonreplicative, levels of expression of multiple materials in energy sciences and applications has already been
proteins can be controlled through co-infiltration of appro- recognized. Examples are highlighted in the following sections
priate concentrations of the expression vectors. In such a of the functionalization of virus-based materials to yield energy-
manner more complex VLPs such as BTV VLPs consisting of relevant materials such as light harvesting systems, plasmonic
up to four different proteins can be assembled.230 metamaterials, and energy and data storage systems.
Our last examples of plant viral expression vectors come 4.3.1 Principles of self-assembly: wires, sheets, and arrays.
from geminiviruses, which are small ssDNA viruses with A hurdle to the production of mesoscale nanostructured materials
twinned capsid morphology. The in-plant activation (INPACT) is the availability of high-precision manufacturing technologies
expression platform is notable for its use of a split-gene cassette that facilitate large-scale assembly while also providing spatial
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in stably transformed plants.469,470 The INPACT cassette is control at the 1–100 nanometer level.480 Top-down approaches,
based on a deconstructed tobacco yellow dwarf virus (TYDV) derived from technology implemented by the computer industry,
genome and consists of two components: (1) the gene of have progressed to provide tighter control of feature dimensions
interest split into two exons with flanking large intergenic with impeccable reproducibility. To program feature components,
regions (LIRs) and a small intergenic region (SIR) in between, they rely on lithographic fabrication, such as photolithography,481
and (2) Rep and RepA activator genes required for replication microcontact printing (or soft lithography),482,483 block copolymer
and activation of recombinant protein production that are nanolithography,484,485 nanoimprint lithography,486 and scanning-
inducible by ethanol. Binding of Rep to a site within the LIR probe or dip-pen lithography.487,488 Although top-down
initiates rolling circle replication of the replicon system. With approaches facilitate extraordinary reproducibility in the writing
ethanol induction, protein production is separate from plant of nanoscale features at the centimeter size scale, the technology
growth, allowing high levels of protein expression that could be is highly specialized and feature sizes are still limited.
cytotoxic or inhibit plant development. On the other hand, bottom-up approaches seek to achieve
Another method uses a single-vector DNA replicon system directed and controlled assembly of individual components
based on bean yellow dwarf virus (BeYDV) and is exemplified by into hierarchical architectures, and they more closely mimic
the production of oligomeric monoclonal antibodies protective biological systems, cells, and organisms, which can orchestrate
for EBOV.471 The plasmid contains two tandemly linked replicons complex energy conversion functionalities. Developments in
for the heavy and light chains and only requires the SIR, LIR, the art and science of self-assembly have made tremendous
and Rep/RepA viral components. The system resulted in non- contributions to the 3D organization of composite materials,
competing replicon amplification and protein expression, with rendering high precision manufacturing of energy-relevant
efficient assembly of the IgG tetramer. As a final example, pRIC biomolecular and inorganic materials possible. For example,
is a similar BeYDV-derived autonomously replicating vector472 DNA-based ‘‘programming’’ exploits the sequence-specificity
that presented an advancement to a previous high expressing of base pairing to precisely position materials in 2D and 3D
but non-replicating pTRAc cassette.473 The pRIC replicon gene space.489–499 Chemical programming of hierarchical structures
vector was created by the addition of the SIR, LIR, and Rep/RepA has also been devised, as seen in the synthesis of branched
genes and resulted in gene amplification up to 2 orders of dendrimer systems.500–505 Other methods include the use of
magnitude and up to 7-fold greater production of HPV-16 major synthetic block copolymers506 or the application of orthogonal
CP L1 and HIV-1C p24 subunit vaccine antigens compared to pairs of coiled-coil peptides507,508 to induce self-assembly of
pTRAc.472 nanoparticles. It is clear that self-assembly holds great
There are clearly many options for quick and high yielding potential for the nanomanufacturing of mesoscale materials
recombinant protein production in plants. Although MagnICON through simple solution-based bottom-up synthesis, and virus-
has been used widely in the past, its utilization of multiple based self-assembly is one such approach that presents several
modules likely detracts from its efficiency, and the development unique advantages.
of other systems using single constructs may lead to greater For example, high aspect ratio virus particles, such as the
popularity. The main applications for plant-based production plant virus TMV and bacteriophage M13, form excellent
have been for antibody and vaccine production, but pharma- biology-derived scaffolds for the templating and synthesis of
ceutical proteins of all types can also be produced with the above inorganic matter to produce nanowires at the mesoscale.282,509–511
techniques. In the case of TMV, mineralization can be achieved both in its
interior channel119 and around its exterior surface,282 leading to
4.3 Energy and nanostructured materials explicit control of the width of the wires. By coupling viral
The design and development of devices with nanoscale features particles with mineralization techniques, semiconducting, super-
open the door for novel and more efficient ways to capture, conducting, and insulating nanowires can be formed, resulting in
store, and transfer energy. Since viruses are self-assembled hybrid materials with properties of interest to energy sciences and
from coat proteins into nanoscale structures, and the protein- the electronic industry.
based building blocks also show an inherent propensity to self- High-order assemblies bridging the nano-to-mesoscale can
assemble into higher-order hierarchical assemblies,124,474–479 also be achieved with self-assembly. For instance, TMV building
they provide an ideal building scaffold for the design of blocks can be specifically directed to assemble end-to-end

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(or head-to-tail) or side-to-side when exposed to appropriate such as electric and magnetic fields can be applied to tune
bathing conditions.512,513 At acidic pH, TMV rods tend to align the ordering, therefore allowing alignment of the whole
head-to-tail and form long wires due to hydrophobic inter- sample.13,520,521
actions between the dipolar ends of the TMV rod.514 The 1D Ordering can also be achieved at liquid/liquid and liquid/
TMV wires can be further stabilized and condensed to form solid interfaces. For instance, when the oil/water interface
bundles with the assistance of aniline through in situ polymeri- between perfluorodecalin and water was explored, it was found
zation of polyaniline.478 By additionally incorporating DNA that TMV rods aligned parallel to the interface at low concen-
hybridization, progress has also been made toward greater trations but aligned normal to the interface at high concentrations,
control in the specific ordering of viral particles when assembled which could be attributed to a compromise between maximizing
end-to-end.515 To accomplish this, the ends of M13 phage were interfacial interactions and minimizing electrostatic repulsion
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functionalized with different DNA oligonucleotides in such a between the rods.475 Parallel alignment of TMV can also be
manner that introduction of the appropriate hybridizing oligo- achieved through assembly at interfaces between buffer and a lipid
nucleotides led to the assembly of ordered phage trimers (Fig. 21). monolayer supported on a submerged hydrophobic substrate, with
Although this work investigated controlling the sequence of the inclusion of Ca2+ ions helping to screen Coulomb repulsion
phages labeled with different fluorescent dyes, in the future it between the particles.522,523 Another possibility for the formation
can be further extended for the formation of heterofunctional of assemblies of high aspect ratio viruses is through mixtures with
multiphage structures with distinct moieties that impart more spheres; the increased free energy at the interface favors the
complex functionalities. assembly of uniform structures.524,525 This was observed in a study
The high aspect ratio structures formed by TMV and phages where isotropic, nematic, lamellar, and crystalline phases were
M13 and fd have also long been used to produce and study obtained through the modulation of the concentration of TMV,
liquid crystalline arrangements, which may find applications in the concentration of BSA or PEG spheres, and the ionic strength.
next-generation electronic displays. To yield liquid crystalline Addition of divalent metal cations has also been shown to
assemblies, in-solution mixing protocols have been developed induce the formation of ordered aggregates of TMV. Precipi-
to drive the alignment and spatial organization of the protein- tates of TMV with nematic liquid crystal properties were formed
aceous building blocks. A classical approach makes use of with the addition of ions such as Cd2+, Zn2+, Pb2+, Cu2+, and
concentration gradients such that a nematic liquid crystalline Ni2+, an effect that did not extend to the alkaline earth metals
phase is generated at a critical concentration.516 The onset of Ca2+ and Mg2+.526 Furthermore, highly ordered, optically bire-
ordering can be explained by the Onsager theory for isotropic– fringent films were formed when the aggregates were dried on a
nematic phase transition, which states that there is competition glass surface. It is hypothesized that TMV contains low-affinity
between translational and orientational entropy, leading to metal binding sites that induce its crosslinking in the presence
higher densities favoring the nematic phase in order to confer of the metal ions. While beneficial for liquid crystal applications,
greater translational entropy.517,518 this behavior poses an important consideration when formation of
Filamentous viruses are able to form the same mesophases well-dispersed biomineralized TMV is desired in the formation of
exhibited by other rod-shaped liquid crystal materials: nematic, hybrid materials. For example, achieving conditions for dense
cholesteric, smectic A, and smectic C, and they can exist copper deposition without aggregation of the TMV templates is a
interchangeably.477,519 For example, M13 phage-based liquid challenge.527 Nevertheless, exciting new properties may be possible
crystals present a nematic phase at low concentrations. As the as a result of particle assembly. Assembly of TMV in the presence
concentration increases, a cholesteric liquid crystalline phase is of Ba2+ is of particular interest, as instead of the liquid crystalline
observed. Finally, at high concentrations, the system exhibits ordering found for other divalent metal ions studied, the TMV
a smectic liquid crystalline phase. Furthermore, based on the crystallized into a hexagonal superlattice that may have interesting
anisotropic nature of the filamentous viruses, external stimuli electronic properties.528

Fig. 21 Ordered assembly of phage trimer by DNA hybridization. (a) Diagram of design of multiphage structure using DNA hybridization. pIX protein
displaying DNA sequence A and pIII protein displaying sequence B are linked by complementary sequence C. Similarly, pIX and pIII proteins displaying
sequences D and E, respectively, are linked by complementary sequence F. (b) Fluorescence microscopy image of phages after assembly illustrated the
specific arrangement of the phages. Reproduced with permission from ref. 515. Copyright 2013 American Chemical Society.

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In addition to in-solution techniques, electrospinning, onto a functionalized surface primed to interact with the virus-
wet spinning, and dip coating have been applied to generate based nanoparticles.537 Toward free-standing films, we have
long-range ordered filamentous virus-based films.333,529 For recently demonstrated the development of detachable meso-
example, varied chiral liquid crystalline M13 phage films were porous films, using a combination of nanosphere lithography
obtained with the use of dip coating methods.333 By carefully and electrodeposition to form nanopatterned, conducting virus–
adjusting phage concentration, pulling speed, bathing conditions, polymer arrays (Fig. 23). To accomplish this, a hexagonally close-
M13 surface chemistry, and surface chemistry of the solid packed array of polystyrene (PS) latex microspheres was created
support, supramolecular M13 films with nematic orthogonal using colloidal or nanosphere lithography, yielding a mesoporous
twists, cholesteric helical ribbons, or smectic helicoidal nano- architecture. A conducting poly(pyrrole-co-pyrrole-3-carboxylic
filaments could be produced. These M13 arrays exhibited acid) film was then electrochemically polymerized in the inter-
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unique optical and photonic properties such that the films stitial voids between the PS beads by cyclic voltammetry.
showed iridescence when illuminated, which has potential Following PS template removal, CPMV particles were deposited
applications as reflectors or displays. Another potential area atop the conducting polymer film through electrostatic adsorption
of application lies in colorimetric sensing. For example, and hydrogen bonding. The resultant Janus polymer–virus film
matrices formed using dip coating of M13 displaying binding was found to be robust and stable, allowing it to be electro-
peptides for the explosive TNT showed significant enough chemically delaminated from the substrate.
structure changes in the presence of TNT vapors that levels Other methods for VNP immobilization onto a surface have
down 300 ppb could be selectively distinguished (Fig. 22).395 utilized DNA hybridization, a powerful technique proven for
Another area of interest is the use of viral building blocks for effective guided assembly of materials in 3D space.489–499 DNA
the patterning of surfaces, which can be accomplished using a hybridization facilitates controlled and reversible assembly
variety of strategies, including conjugation chemistries530,531 through adjustment of sequence specificity, temperature, or
and electrostatic interactions.479,532–536 The patterning of virus- chemical cues (e.g. access of free nucleotides). The TMV building
based nanobuilding blocks has also been demonstrated using block is one example where nucleic acid hybridization was applied
photolithographic and microcontact printing strategies, where for the programming of materials.538,539 Here, TMV underwent a
a hard elastomeric pattern is ‘‘inked’’ with virions and stamped mild disassembly protocol to expose the 50 end of its genome,

Fig. 22 Phage litmus for TNT detection. (a) Phages genetically engineered with binding peptide for TNT were self-assembled through dip coating with
varying pulling speeds to form bundled structures that resulted in colored matrices. (b) Structural changes upon TNT binding resulted in color changes
that can be detected using an iPhone-based analysis system down to a level of 300 ppb, with dashed red line showing the sensitivity limit. (c) Images and
processed fingerprints from the colorimetric sensor after exposure to MNT, DNT, and TNT demonstrated selective sensing of TNT over the similar
molecules. (d) Principal component analysis of the color changes further verified selectivity. Reproduced with permission from ref. 395. Copyright 2014
Nature Publishing Group.

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these concepts to the non-viral protein cage ferritin, yielding


photoactive biohybrid crystals with phthalocyanine dyes.553 More
specifically, face-centered cubic crystals up to 100 microns in
size were obtained in which the phthalocyanines maintained
their native properties, suggesting that such materials could
find applications in photodynamic therapy, water treatment,
diagnostic arrays, and as an oxidant in organic synthesis.
4.3.2 Data storage and battery electrodes. The programm-
Fig. 23 Creation of free-standing Janus mesoporous virus film. Topo-
graphical tapping mode AFM images illustrate the initial formation of ability of the viral scaffold, combined with its propensity to
close-packed PS microspheres (a), partial removal of PS spheres (b) after self-assemble into 3D hierarchical architectures, has led to its
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patterned poly(pyrrole-co-pyrrole-3-carboxylic acid) electropolymerization application toward devices such as battery electrodes, digital
(c), and a non-patterned film (d). (e) Optical microscope image (480 mm by memory devices, and energy storage devices. As discussed and
360 mm) after overlaying CPMV on the patterned polymer through electro-
illustrated in earlier sections, viruses offer a framework for
statics and delaminating the film to create a free-standing film. Insets show
topographical AFM images at indicated points in the film. ligand and peptide display. As a result, they can facilitate the
precise deposition of inorganic and organic materials such as
metals,67,533,554–556 metal oxides,511 semiconductors,557 graphene,558
which could then be used as a code to guide the assembly of and carbon nanotubes,559 all of which are energy-relevant materials.
vertical TMV arrays, either directly with the corresponding To achieve digital memory, virus hybrids can be created
complementary oligonucleotides displayed on the surface,538 such that they exhibit conductance switching behavior.560,561
or through an intervening DNA linker with sequences specific One method to fabricate such a device involved decorating TMV
for both the TMV and the surface.539 As an alternative nucleic with Pt nanoparticles and using them to form a composite layer
acid-based method, RNA templates containing the TMV OAS in a PVA matrix sandwiched between two electrodes.560 As a
can be patterned onto surfaces, giving a cue for the in situ result of charge trapping in the nanoparticles, the device
formation of TMV arrays from the surface up when purified exhibited bistable low conductance OFF and high conductance
TMV coat proteins are added.540,541 ON states, which were observed with the application of a
Icosahedrons also make excellent building blocks for self- reverse bias below 2.4 V or a forward bias above 3 V,
programmed assembly of crystalline arrays and lattices. Two- respectively (Fig. 24). In a similar manner, CPMV decorated
dimensional virus arrays of CPMV have been formed through with semiconducting quantum dots also demonstrated bistable
a drop-and-dry method on a mica substrate, with packing ON/OFF electrical behavior.561 Additionally, for both systems, it
symmetry controlled by modulating the PEG surfactant concen- was shown that process was reversible and could undergo
tration.542 The organization of the rhombic and hexagonal repeated cycles of reading and writing. Although the maximum
closed packed structures formed can be attributed to both limit was found to be around 400 cycles, suggesting the need
steric requirements as well as the charge distribution around for further refinement, these investigations have established
the capsid surface. Another approach utilizes interfacial the use of biomaterial hybrid systems for memory storage and
adsorption of viral particles under a cationic lipid monolayer motivate the exploration of future possibilities.
that is formed at the surface of an aqueous solution.543,544 Some early work with scaffolds formed by CPMV investi-
Based on studies with CPMV and TYMV, varying 2D array gated the positioning of redox-active species, such as ferrocene
architectures such as rectangular, hexagonal, and rhombic and viologen, on the viral template.562,563 The multivalent redox-
lattices were achieved using this method. active nanoparticles exhibited simultaneous multielectron transfer,
For 3D crystals, a standard technique applied is depletion indicating that the multiple redox centers are independent and
condensation, in which PEG is a common condensing agent behave as essentially non-interacting redox units. Such materials
used for the induction of virus crystallization in bulk.545 may be envisioned as multielectron reservoirs and as nanoscale
Toward the programming of binary materials and photonic electron transfer mediators in redox catalysis or amperometric
crystals, the organization of compact structures of Qb phage biosensors.
and gold nanoparticles through DNA interconnectors was Another electrical application for viruses involves their
reported, and the binary lattice was shown to form a NaTl utilization as battery electrodes. Research has been performed
lattice structure that contained interpenetrating organic and for the creation of both cathodes and anodes based on M13 as
inorganic diamond lattices.546 Assembly of viruses can also well as TMV templates.510,555,556,564–567 Using self-assembly
be mediated by electrostatic self-assembly,547 and organization of the viruses, fabrication of high performing small battery
of particles into crystalline lattices using this method has been electrodes was made possible. Early studies utilized M13 to
demonstrated through the introduction of dendrons and grow cobalt oxide nanowires that served as the active anode
dendrimers.548–550 More recently, binary AB nanoparticle super- material, and they demonstrated that virus network formation
lattices were achieved using icosahedral CCMV and either gold is a versatile method that could be applied for the formation
nanoparticles551 or avidin.552 The patchy, but symmetrical, charge of electrodes on both rigid and flexible substrates with
distribution on the virus capsid surface enables the formation of full electrochemical functionality and greater capacity.510,564
binary cubic structures. The authors have also recently extended Additional hybridization of the nanowires with Ni nanoparticles

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Fig. 24 TMV-based digital memory device. (a) TEM image of TMV with approximately 10 nm-sized Pt nanoparticles uniformly attached. (b) I–V curves of
device created with an active layer derived from the TMV–Pt nanowires (illustrated in inset). The curves demonstrate the conductance switching behavior
of the device, with a switch to the ON state during the first bias scan (blue filled circles) at 3.1 V, stability in the ON state with the second scan (blue open
circles), and a return to the OFF state during a reverse scan (blue squares) at 2.4 V. On the other hand, devices made from only TMV (red triangles) and
only Pt nanoparticles (red diamonds) showed no conductance switching behavior. Reproduced with permission from ref. 560. Copyright 2006 Nature
Publishing Group.

was found to enhance efficiency and cycle life.567 When M13 was of bismuth oxyfluoride, a conversion reaction cathode material,
instead used for biotemplating of manganese oxide to serve as a to form graphene/bismuth oxyfluoride nanocomposites that
cathode for lithium–oxygen batteries, improved capacity of could be used as a conducting framework for energy storage
porous networks formed by the virus was also observed.565 On with improved electron transfer kinetics. In the case of the
the other hand, TMV electrode development utilized its ability catalytic nanowires mentioned above, M13 was used as a tem-
to assemble vertically on a substrate to form ‘‘nanoforests’’ plate for mineralization of Au followed by Pt, a design with fuel
with high surface area and room to accommodate for volume cell applications.568 With the Au core as a co-catalyst to oxidize
expansion.555,556 Engineering of the TMV anode involved Sn and remove carbon monoxide, the Pt nanowires could be used to
nanoparticle deposition on Ni-coated TMV, which was then oxidize ethanol with less vulnerability to any such carbonaceous
further coated with carbon. In such a way, Sn aggregation that species that are formed. This strategy demonstrated excellent
usually occurs when it expands during performance in sodium catalytic activity, and it additionally has advantages of simple
ion batteries was suppressed.555 Alternatively, the TMV-based scale-up synthesis, greater durability of the Pt catalyst, and lower
cathode was designed for integrated lithium ion batteries, and it cost due to the presence of M13 reducing dead volume of Au in
was formed by coating TMV-templated Ni nanorods with Ti, the core.
LiFePO4, then carbon.556 Aside from excellent electrochemical As a final example of the energy generation potential of
performance, both TMV electrodes exhibited high mechanical phages, liquid crystals formed from M13 phage have been
and electronic integrity. shown to exhibit piezoelectric properties.569 Glutamic acid
An additional M13-templated electrode example that is of residues were introduced at the N-terminus of the pVIII coat
note is one that utilized iridium oxide as the anodic material.511 proteins in order to create a greater net dipole moment
IrO2 is exciting because it is an electrochromic material, which directed from the N-terminus to the positively charged
experiences color change through electrical potential application, C-terminus, which resulted in an enhancement in the effective
a useful property for paper-like display devices. By chemically piezoelectric coefficient of the phage films. Self-assembled
attaching gold nanoparticles to M13 before mineralization of phage monolayers with nematic structure and phage multi-
IrO2, IrO2–Au hybrid nanowires were formed to enhance electron layers with smectic structure all demonstrated piezoelectric
mobility. Porous electrodes made of these nanowires exhibited behavior, with the response increasing in accordance to
remarkable switching times of 35 ms for oxidation/coloration and increasing film thickness until saturation occurred at around
25 ms for reduction/bleaching, which is promising for applications a thickness of 100 nm. The investigation further demonstrated
requiring fast electrochromics. easily fabrication of multilayer phage films through sponta-
Further energy materials that can be engineered with viral neous ordering after dropcasting, and the energy output from
scaffolds for energy storage and generation devices include mechanical pressure of the film was sufficient to turn on a
graphene sheet conducting frameworks and Au–Pt core–shell liquid crystal display. Overall, this phage-based technology
catalytic nanowires.558,568 In the first case, M13 was used to presents an opportunity for environmentally friendly energy
stabilize graphene sheets in aqueous media stabilized to prevent generation.
the spontaneous aggregation between individual graphene sheets.558 4.3.3 Light harvesting and catalysis. Solar energy is another
M13 also served as a viral template to facilitated the nucleation source of green energy. Light harvesting systems, such as found in

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the photosynthesis machinery of plants, enable the conversion of


light into energy.570 Chromophores transport energy using
Förster resonance energy transfer (FRET), whereby electrons
are excited upon photon absorption by one chromophore then
transfer their energy to another chromophore as they undergo
relaxation through further photon emission. The excitation
energy gets transferred in a cascade from donors to acceptors
when the energy levels of absorption and emission match. The
photosynthesis system of plants contains precisely spaced
arrays of chromophores that facilitate light harvesting and
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conversion into energy and is one of nature’s most sophisticated


energy conversion complexes.570
Synthetic light harvesting systems are of great interest in
basic energy science and technology development for imple-
mentation in solar panels and other photovoltaic devices. Like
photosynthetic machinery, viral capsids provide a means to
precisely position chromophores with spatial control at the sub-
nanometer level. Recognizing this engineering design space,
a few examples have been published using the self-assembling
TMV scaffold.68,571,572 In brief, TMV coat proteins were covalently
labeled with either a donor or an acceptor from a FRET pair and
then assembled into disk or rod structures at a controlled ratio of
donors to acceptors. Through assembly, the chromophores could
be positioned in close proximity at tunable distances in such a
way to achieve the most efficient FRET. Similarly, M13 displaying
zinc porphyrins has also shown promise as a light harvesting
Fig. 25 M13 Super-Förster clone for enhanced exciton transport. (a) M13
antenna, and FRET was observed in which the porphyrin served Classical Förster (left) and Super-Förster clones (right) showing engineered
as both a donor and an acceptor for exciton migration along the binding sites for chromophores (N-terminus in blue, pre-existing lysine
virus.573 residue in green, and inserted lysine residue in orange) and the networks
A very recent study has revealed groundbreaking work that for energy transport between the residues. Blue arrows show classical
further enhances the efficiency of energy transport in light incoherent exciton hopping, while red ellipses indicate exciton delocalization.
(b) Experimental data of fluorescence per acceptor to donor-to-acceptor
harvesting devices.574 For the first time, experimental evidence ratio of the Super-Förster clone is best matched by numerical simulations
was found that demonstrated a super-Förster regime where based on Super-Förster theory and decohered quantum walk (QW) rather
quantum coherence and classical incoherent mechanisms interact than based on classical Förster. Reproduced with permission from ref. 574.
to enhance exciton transfer efficiency compared to what can be Copyright 2016 Nature Publishing Group.
found with classical FRET. Genetic engineering of M13 was utilized
to regulate the distances between chromophore binding sites to
be either around 33 Å for the ‘‘Classical Förster’’ clone or 10 Å for template for photoanode formation, it was shown that a highly
the ‘‘Super-Förster’’ clone, a distance short enough for increased interconnected porous TiO2 structure could be achieved for
coupling strength but not too short to experience complete greater charge transport efficiency. Strategies to create a porous
quenching. Fluorescence measurements from the virions modified TiO2 network included using electrostatic interactions for
with a range of donor-to-acceptor ratios of chromophores demon- complexation of TiO2 nanoparticles and M13 viruses,576 layer-
strated the superior behavior of the Super-Förster clone (Fig. 25). by-layer phage deposition before TiO2 nucleation,577 and cross-
Additionally, there was a 68% enhancement in exciton diffusion linking of the phages by glutaraldehyde to form a hydrogen
length, an exciting outcome demonstrating enhanced exciton before TiO2 nucleation.578 After removal of the sacrificial viral
transport that has previously only been theorized.575 scaffold, the photoanode was found to possess improved
As another part of the light harvesting process, filamentous electron diffusion properties. With additional incorporation
viruses have also been employed for electron harvesting as of gold nanoparticles, the dye molecules were found to also
nanowire-based photoanodes due to their ability to form porous experience greater light absorption through localized surface
networks with high surface area. Previous work has investigated plasmon resonance, therefore further improving light harvesting.578
the implementation of M13 in dye-sensitized solar cells As another step toward improvement of DSSCs and other photo-
(DSSCs).559,576–578 The design of DSSCs involves the presence voltaics, stabilization of SWNTs by M13 through non-covalent
of a dye or photosensitizer for light absorption that, when binding before biomineralization of TiO2 was used for successful
excited, transfers the energy into the conduction band of a incorporation of the SWNTs in the photoanode.559 Due to the high
TiO2 photoanode, where it then diffuses to a current collector electron mobility of the SWNTs, a high power conversion of 10.6%
such as fluorine-doped tin oxide. By using M13 as a sacrificial was observed with this strategy.

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Another example of M13-based photovoltaic cells involves functions are merged, presents another option.595,596 Beyond
the mineralization of perovskite nanocrystals, which have healthcare, it should be noted that plasmonics can also be
unique catalytic, electric, and magnetic properties.557 In parti- applied to many disciplines, including nonlinear plasmonics,
cular, M13 was used as a template for strontium titanate (STO) electronic transport, local heating, biosensors, quantum optics,
and bismuth ferrite (BFO) mineralization. The study presented and metamaterials.597
the first report of the photovoltaic properties of BFO nano- Virus-based plasmonic metamaterial synthesis was first
particles, which showed effective absorption of visible light but demonstrated with BMV shells assembled around gold nano-
a solar power conversion efficiency of only 0.17%. On the other particle cores, where 3D crystals formed by the particles exhi-
hand, the STO nanowires exhibited photocatalytic water bited an optical transmission spectrum indicative of multipolar
reduction properties, and they could be used for the efficient plasmonic coupling between adjacent gold cores.124 More recently,
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hydrogen production under both UV and visible light. Addi- MS2 phages were functionalized with internal gold nanoparticles
tional research in this area investigated the improving the and external fluorophores, with the intervening distance controlled
performance of STO nanowires under visible light.579 Whereas using oligonucleotide hairpins (Fig. 26).174 Enhancements in
dye-sensitization was required in the previous study,557 a new fluorescence intensity and corresponding decreases in lifetime
fabrication method was developed that utilized ammonia gas were observed, and the results correlated well with expectations
treatment to tune the optical absorption of the STO nanowires, of the effect of the separation between the plasmon and gain
which was successful for the manufacture of visible-light active materials.598–600 In the reverse configuration (internal fluorophores
photocatalysts. and gold nanoparticle antennas), fluorescence enhancement was
Light conversion has also been explored with TMV.554 In the also observed, and it was found to be a function of nanoparticle
study, TMV was arranged vertically on a gold-coated indium tin size and the separation between the plasmon and gain material.601
oxide (ITO) surface, and the particles were then coated with nickel, Some interesting electromagnetic effects can only be generated
ITO, followed by CuO; the ITO served as a current collector, while through well-structured ordering of plasmonic materials, a
the CuO served as a photocathode. At a high enough TMV density, property that viruses can provide. A recent example exploring
the film was found to form an antireflective surface due to its high this potential involved the precise placement of plasmonic
surface area and surface roughness, which is beneficial for greater gold nanoparticles with defined spacing and symmetry using
photoelectrochemical cell efficiency. Various CuO thicknesses were cysteine-functionalized CPMV.281 The CPMV was engineered
investigated, and a thickness of 520 nm was found to produce one to allow gold to be placed at the 12 vertices around the capsid.
of the highest photocurrent densities reported for CuO systems its The resultant plasmonic nanocluster demonstrated resonances
size. Overall, the properties of this virus-templated surface bring at visible wavelengths due to interactions of neighboring
much promise for future photoelectrochemical applications, such
as catalytic water conversion.
4.3.4 Plasmonic metamaterials. Plasmonic nanostructures
have already led to breakthroughs in optics and nano-
photonics,580–583 as well as in biotechnology and bio-
medicine.584,585 For nanometer-sized noble metal particles,
the de Broglie wavelength of the valence electrons is of the
same order of magnitude as the size of the particle, and as a
result quantum size effects may be observed. The characteristic
plasmon resonance bands that lead to extraordinary metal
enhancement effects arise due to the oscillation of the valence
electrons at a collective oscillation frequency.585,586 Knowing
this, nanostructures can be designed and organized such that
their plasmonic bands are finely tuned. For applications in the
body, a plasmonic range in the NIR imaging window where
light can penetrate several centimeters into the tissue is desirable.
The substantial absorption and scattering properties of plasmonic
nanostructures can then be used as contrast agents for optical
imaging, such as optical coherence tomography587,588 and photo-
acoustic imaging.589 As a demonstration of a potential application
of plasmonics, sensing using viral plasmonics has been achieved Fig. 26 Controlled display of gold nanoparticles and fluorophores for
by using M13 phage loaded with gold nanocubes for SERS.590 enhanced fluorescence. (a) Schematic for the assembly of MS2 around
Alternatively, the plasmonic nanostructures also have applications gold nanoparticles followed by attachment of DNA hairpins to place
fluorophores a fixed distance away from the capsid. (b) Images from total
in a therapeutic context due to the transformation of the absorbed
internal reflection fluorescence microscopy of MS2 labeled with fluoro-
light into heat,591,592 which could be applied for the thermal phores set 3 bp away from the capsid, with (left) and without (right) gold
ablation of tumors or the controlled release of drugs.593,594 Use as encapsulated, demonstrating metal-enhanced fluorescence. Reproduced
‘‘theranostic’’ reagents, where diagnostic imaging and therapeutic with permission from ref. 174. Copyright 2013 American Chemical Society.

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gold nanoparticles, and finite-element simulations suggest the and CHE-1306447 to NFS for virus:polymer chemistry, CMMI-
structure is likely to give rise to a 10-fold enhancement of the 1333651 for virus nanomanufacturing), the National Institutes
local electromagnetic field through near-field coupling. of Health (F31 HL129703 to AMW, R03EB020602 to NFS for
shape engineering of VNPs, R01CA202814 and R21EB020946 to
NFS for imaging, R21HL121130 to NFS for cardiovascular
5. Summary and future directions targeting), the Department of Energy (BES DE-SC0008068 to
NSF for basic energy science), the American Cancer Society
Overall, viruses have been exploited in the development of
(128319-RSG-15-144-01-CDD to NFS for drug delivery), and
a dizzying array of applications that fall under the broad scope
the Susan G. Komen Foundation (CCR14298962 to NFS for
of medicine, biotechnology, and energy. While some areas in
vaccines).
medicine, such as vaccines and gene delivery, have been
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around for a while, the application of viruses in other areas,


such as drug delivery and tissue engineering, have only recently
been conceptualized and developed. For many diseases, there References
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