Professional Documents
Culture Documents
net/publication/249700036
CITATIONS READS
6 106
1 author:
Bas Aarts
University College London
89 PUBLICATIONS 785 CITATIONS
SEE PROFILE
Some of the authors of this publication are also working on these related projects:
All content following this page was uploaded by Bas Aarts on 18 May 2016.
Published by:
http://www.sagepublications.com
Additional services and information for Journal of English Linguistics can be found at:
Subscriptions: http://eng.sagepub.com/subscriptions
Reprints: http://www.sagepub.com/journalsReprints.nav
Permissions: http://www.sagepub.com/journalsPermissions.nav
Citations: http://eng.sagepub.com/content/21/1/39.refs.html
What is This?
Bas Aarts
University of Utrecht (The Netherlands)
In the linguistic literature the notion concession has never been dealt with
in any great depth.1 A plausible reason for this is that it is by no means an
easy task to characterize this semantic concept. Linguists have analyzed the
relation between the matrix clause and the adverbial concessive clause differ-
ently. Curme (1931:332) considers there to be a contrast between the two,
whereas Jespersen (1909-49:5.360) prefers to speak cf a contradiction.
Quirk et al. (1985:1098) claim that what is expressed in the matrix clause is
&dquo;contrary to expectation in the light of what is said in the subordinate clause&dquo;.
1 This study was based on a corpus of 61 written texts of approximately 5,000 words each in
the Survey of English Usage (henceforth SEU) at University College London. I have col-
lected from the files of the Survey all the clauses introduced by one of the concessive sub-
ordinators (see below). The material I used was distributed over twelve text categories:
I would like to thank Sidney Greenbaum and an anonymous JEngL reader for com-
of this article.
ments on earlier drafts
These only a few definitions, but they do show that, although grammarians
are
are agreed that there is some sort of discrepancy between the matrix clause
and the concessive clause, there is disagreement about the precise nature of
the relation.
The thesis of this paper is that concession cannot be defined in a simple
and straightforward way. Even a cursory glance at some instances of con-
cessive clauses will reveal that we are dealing with a fuzzy semantic notion,
and that concession can be said to shade into three other semantic areas:
condition, time, and contrast. Consider the following sentence:
2 which
The numbers following the examples refer to the numbers of the paper slips on
the sentences are recorded in the SEU. "W" indicates that the text is from a written
source, which is the case for all the examples used here.
It is because of this relation that the first part of sentence (4) can be para-
phrased thus:
It seems that clauses preceded by but and or are outside the &dquo;scope&dquo; of the
concessive conjunction in coordinative structures.
Of the three types of concessive clauses, simple, complex, and coordinated,
the first was by far the most frequent: at least two thirds of all the concessive
clauses were simple. There were considerably fewer complex concessive
clauses and only a handful of coordinated concessive clauses.
In the sentence concessive clauses may appear in the following positions:
initial, medial and final, i.e. before, in the middle of, and following the matrix
clause.4Medial concessive clauses can occur in various positions. Here is an
example in which the concessive clause is positioned following the subject of
the matrix clause:
It appears from the data that the frequency of occurrence of the concessive
subordinators is a determining factor for the position of the concessive clauses
they introduce. Thus, concessive clauses introduced by the least frequent con-
junctions (i.e. whilst and when) in most cases appear initially, whereas con-
cessive clauses introduced by conjunctions of intermediate frequency (i.e. even
though, if, and even if) principally occur finally. While is an exception, as it
occurred mostly in initial clauses.5
--- ----
4 In the following sentence, where the concessive clause follows the subordinator of the
clause which is superordinate to it, the concessive clause is also taken to be in initial posi-
tion : "Something tells me that, although the weather is fine, it will rain later".
5 Because it only appeared once, whereas was not taken into consideration here.
For the most frequent conjunction, though, the following pattern emerges:
27 initial clauses, 21 medial clauses, and 85 final clauses (out of a total of 133).
This means that 64% of the concessive though-clauses appear in sentence-
final position. The data for although show that 57 although-clauses precede
the matrix clause, and that 55 follow it. The remaining clauses occur in a
medial position. Fowler remarks that &dquo;... it is safe to say, that the condi- ...
tions in which although is likely to occur are (a) in the more formal styles of
writing, (b) in a clause that does not follow, but precedes the main sentence&dquo;
(1965:637). He is right about point (a): although does chiefly occur in formal
texts, as we will see. As for point (b), strictly speaking he is right again. How-
ever, we should really conclude that there is no marked preference for the
position of clauses introduced by although. This is because the number of
concessive clauses that precede the matrix clause is only marginally greater
than the number of concessive clauses that follow it.
The subordinator though occurs in a syntactic configuration which deserves
special mention. It is exemplified by the following sentences:
(9) I am concerned not only with kings and their courts, crucial
though they are. (W7.8.43)
(10) Tall person though he is, he can’t reach the light switch.
(11) Fail though I did, I would not abandon my goals (Quirk et al.
1985:1098)
(12) Hard though he worked, he wasn’t tired in the evenings.
The construction is not at all very productive, as there are only three instances
of it in the whole corpus. We can distinguish three types:
to the front of the clause. Although this transformation has been discussed in
the literature, it has never been formalized. It has been called &dquo;though-
attraction&dquo; (Culicover 1976:166) and &dquo;though-movement&dquo; (Radford
1981:213). The difficulty of formalizing the exact mechanism of this move-
ment is presumably the reason why no one has attempted to do so. For one
thing, not all copulas seem to allow the construction. Consider the following
examples:
(13) ?True though it came, the wish should never have been
made.
(14) ?True though the wish came, it should never have been
made.
Types II and III of the though-construction occur nowhere in the SEU files,
indicating their restricted frequency. Type Ib is syntactically the most interest-
ing. It has been regarded as providing further evidence for the contention
that we have an additional level in phrase structure, namely X (where X N, =
(18) Tall girl though she is, few people look up to her.
(19) Short girl though she is, few people look down on her.
(20) Bad politician though he is, everyone admires him.
(21) *A tall girl though she is, few people look up to her.
(22) *A short girl though she is, few people look down on her.
(23) *This bad politician though he is, everyone admires him.
And yet the sequence tall girl is a constituent for two reasons, as Radford
shows elsewhere in the chapter:
The status, then, of the sequence tall girl is intermediate between NP and N:
N. If we adopt the framework of Chomsky 1981, the Deep Structure presum-
ably looks like the phrase marker below, where the higher N will have to be
moved by some obligatory rule:
As we have seen, the word though can also function as an adverb. As a con-
cessive subordinator it can only occur initially in the clause and cannot move
elsewhere (except in the special though-construction discussed above). As an
adverb it can be moved to other positions in the clause, usually to a final posi-
tion. We can say that the movement potential of though in any given clause
can serve as a diagnostic for determining the syntactic status of the word. In
the corpus there were 169 instances of the word though. Of these the majority
were conjunctions, 133 instances. There were 17 adverbs, 16 instances of the
subordinator even though, and three sentences with as though. The last func-
tions in clauses of similarity and comparison and as such falls outside the
scope of this study. The percentages for each type of though are as follows:
6
In the following tables, "absolute frequency" is the number of occurrences of the con-
cessive conjunction actually counted in each category; "relative frequency" is an index of
how many times one might expect the concessive conjunction to occur in body of 305,000
words from each category. The relative frequency thus offers a figure appropriate for
comparison of different categories and for comparison of any single category against the
overall frequency of the concessive conjunction, given as the total of absolute frequencies.
(27) ...
although we must allow for the convention of apology,
there does seem in Sidney’s work a certain amount of scom
for the writings being produced. (W6.2a-19)
(28) His use of song rhythms and refrains adds simplicity and
again, directness to his tone, although it can produce some
trivial poems. (W6.2-7)
(W9.10.30-4)
The distribution of the conjunction though over the 12 text categories is
shown below, and we can see that it is far more even than the distribution of
although:
It can be observed that though does not occur in exceptionally low frequen-
cies : the lowest number of occurrences, relatively speaking, is in category 11
(persuasive writing) with 46 instances per 305,000 words, which is almost five
times as many occurrences as the lowest number of occurrences of although in
category 7 (General Non-Fiction) with only 10 instances per 305,000 words.
The more even distribution of though is also borne out by the fact that there
are no high peaks in relative frequency for this subordinator as in the case of
categories 2a, 2b, and 2c, the letters. Though is used more often in social let-
ters than in business letters or medical correspondence. A further reversal in
Conditional if 836
Concessive if 30
Concessive even if 29
Writers onthe English Language seem to disapprove of the use of the con-
junction if in clauses of concession. Cottle, in a chapter called &dquo;The Four
Wickedest Idioms&dquo; (1975:90-91), discusses two uses of this subordinator,
both of which he condemns. The first is found in sentence (30):
(30) If the weather has been fine this August, there were far sun-
He remarks that &dquo;arising from the first kind is an even worse if which is gain-
ing currency: the if that really stands for although or although perhaps, but
stands for it very inadequately&dquo;. He gives the following example:
pedantry.
(34) And even if the Archangel Gabriel were the leader of the
L.C.C., the problem would not be solved with the present
resources. (W.15.1.48-3)
If we leave out the adverb here, we *end up with a sentence which is not con-
cessive but conditional. The effect of leaving out the adverb is changing a
peripherally concessive clause (that is, here, a concessive clause with a condi-
tional element of meaning) into an adverbial clause of condition. It would
seem, then, that the role the adverb even plays in conjunction with if is unpre-
dictable. In some cases it has an emphatic function, in other cases it has the
effect of introducing concessive meaning into the clause.
The table below shows that even if occurs in categories 1 (Examination
Essays), 2 (Letters), 4 (Learned Arts), 5 (Learned Sciences), 8 (Press), 11
(Persuasive Writing), and 12 (Fiction):
The relative frequencies of this conjunction in the letter category are more or
less the same as those for if in this category. However, if we compare the dis-
tribution of if and even if over the other categories, we find that the use of
even if is quite different from the use of if alone. The latter is used more than
twice as often in Learned Arts texts (category 4), and it is used very frequently
in Non-Fiction (category 7) where even if does not occur. Even if does occur,
rather frequently, in the Examination Essays (category 1) and in Persuasive
Writing (category 11). In both these categories if is conspicuously absent. We
can conclude that even if, in contrast to if, is looked upon as being formal.
The conjunction while, like whilst and when, occurs principally in temporal
clauses. Out of a total of 116 whiles, 63 were temporal, 22 were contrastive,
and 31 were concessive conjunctions:
While occurs almost eight times more often in clauses of concession than
either of the other two mainly temporal conjunctions (whilst and when).
The distributional data of the remaining conjunctions (whereas, when, and
whilst) are shown below. It should be noted that the absolute frequencies of
these conjunctions are very low, and that, as a result, we cannot really draw
any conclusions from these data. It is possible that the use of these
Category Instances
whereas 6 1
when 2b 2
7 1
8 1
12 1
whilst 2b 3
2c 1
4 1
7 1
References