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The term “modal” refers to a group of words in English sometimes called “modal auxiliaries”or “modal verbs”. Modal
verbs are used when you want to indicate your attitude towards what you are saying or when you are concerned about
the effect of what you are saying on the person you are speaking or writing to.
Primary function: (dictionary meaning) in this function modals are used to express permission, obligation, lack of necessity,
possibility, ability, prohibition, advice and probability
This function evaluates a proposition according to some moral code or someone’s opinion about whether the situation is
desirable or not.
Secondary function: nine of the modal verbs (except shall) can be used to express the degree of certainty/uncertainty a speaker
feels about a possibility.
They can be arranged on a scale from the greatest uncertainty (might) to the greatest certainty (must). The order of modals
between might and must is not fixed absolutely. It varies according to situation.
Epistemic interpretations of modals comment on the degree to which the speaker is willing to vouch for the truth of the
proposition. Modals invoke the speaker’s knowledge of the facts in forming a judgement of the probability of a situation occurring.
(Epistemic deals with a speaker's evaluation/judgment of, degree of confidence in, or belief of the knowledge upon which a proposition is based. In
other words, epistemic modality refers to the way speakers communicate their doubts, certainties, and guesses—their "modes of knowing")
Syntactic Criteria:
Types of Modality
Those that denote Intrinsic (deontic or root modality): Intrinsic modality refers to people's control over, and evaluation of,
situations and events - whether these are permitted, desirable, approved of.
Intrinsic modality includes the notions of: PERMISSION, OBLIGATION and VOLITION.
Those that denote Extrinsic (epistemic modality): Extrinsic modality refers to our assessment of the possibility, likelihood or
necessity of situations and events.
In this group we include the notions of POSSIBILITY, NECESSITY and PREDICTION.
Pragmatics deals with how words and phrases are used with special meanings in particular situations. From the PRAGMATIC
point of view, the modals are also associated with particular pragmatic uses, for example in REQUESTS, OFFERS,
WARNINGS, etc. , where the use of past forms tend to have the implication of tentativeness or politeness.
Deduction
-He couldn’t be a doctor, he isn’t wearing a
white coat.
3)IN QUESTIONS 3)
Possibility(theoretical)
-Could you sign one of these too?
Request (speech act)
-Could I have my bill please?
-Could you smoke outside?
-Could you please open the window?
Suggestion (speech act)
-Could you get an earlier train?
Will have
Predicting the past
They’ll have easily go there by now
Won’t have
Prediction
I won’t have finished this book by this evening Truths and fact
This car won’t start
IN QUESTIONS Asking about the future. predicting
Will there be a cure for cancer, soon?
Refusal (speech act)
He won’t join in unless he’s first
In speech acts
Requests and offers:
Will you send me the bill, please?
Come this way, will you?
Won’t you have more wine?
IN NEGATIVE Wouldn’t
STATEMENTS Prediction
The said they wouldn’t be here for ages
Predicting the present
I thought they wouldn’t be here yet
Describing imaginary situations
You wouldn't say that if you’d met him
Refusal in the past
He wouldn’t do what I asked
Requests
You wouldn’t open the door, would you?
Intention in the past. (Past form of won’t in
reported speech)
He said he wouldn't be coming tonight
Advice
I wouldn’t do that if I were you
SHALL IN AFFIRMATIVE Often used in formal settings to deliver For the future tense, will is more frequently
STATEMENTS obligation or requirement (speech act): used in American English than shall.
(used mainly with I -You shall abide by the law.
and WE) -There shall be no trespassing on this
property.(prohibition)
Primary meaning: -Students shall not enter this room.
prediction (prohibition)
IN NEGATIVE Prediction
STATEMENTS We shan’t get back much before ten
Intention
I shan’t let him do that again (promise)
IN QUESTIONS
Asking questions politely:
-Shall we dance?
-Shall I go now?
-Let’s drink, shall we?
Offers (speech act)
Shall I shut the door?
SHOULD IN AFFIRMATIVE Used to say something expected or We often use should in that-clauses after
(in some cases, STATEMENTS correct: verbs connected with suggestions, requests
“ought to” is or orders (I suggested that she should take a
appropriate too) -There should be an old city hall building break)
here. (should can be omitted)
Primary meaning: -Everybody should arrive by 6 p.m.
obligation -We should be there this evening. Other verbs we can often use with should
include: demand, propose, urge, require,
Often used in auxiliary functions to recommend, decide, maintain, warn.
express an opinion, suggestion,
preference, or idea: We also use should in that-clauses after
adjectives connected with importance (It’s
-You should rest at home today. important that…) or personal reactions (I was
-I should take a bus this time. surprise that…) or after important, necessary,
-He should be more thoughtful in the surprising, normal, sorry, horrified, interesting,
decision-making process. worried.
-The traffic should (ought to) be lighter (should can be omitted)
today
Advice:(speech act)
Obligation (duty):
People should (ought to) treat each other
better
Instructions:
Conditional:
Should+ have
Advice in the past
Expressing doubt:
-I souldn’t think he’d enjoy it.
Shouldn’t+ have
Giving your opinion about the past
IN QUESTIONS
Used to ask for someone’s opinion:
-What should we do now?
-Should we continue our meeting?
-Should we go this way?
-Where should we go this summer?
Supposition
- That must not (can’t) be Jerry. He is supposed to
have red hair.
IN QUESTIONS
In questions
- Must I do it now?
- Must Lizzie see a doctor?
TO SPEAK ABOUT
-That must have been the right restaurant. There
THE PAST:
are no other restaurants on this street.
DARE AND NEED The modal Dare occurs (with nuclear stress),
construction is expressing a threatening rebuke in
restricted to non constructions like:
Dare expresses assertive -How DARE you do such a thing?
courage or lack of contexts, and is -Don’t you DARE speak to me like that.
courage to do constructed with
the bare infinitive -He needn’t / daren’t escape. Dare exhibits abnormal time reference. It
Need refers to logical and without the can be used, without inflection, for past as
necessity inflected forms. well as present time:
-Need / Dare we escape? -The king was so hot-tempered that no one
dare tell him the bad news.
They can both work IN NEGATIVE
as modals or s full STATEMENTS -Needn’t he escape after all? Need has no tense contrast. To express
verbs with little or no past time, “need” is placed before the
difference in meaning. IN QUESTIONS -Dare he not escape? perfective aspect:
-You need not have done it.
As full verbs they like
any normal lexical We generally use needn’t when the
verb, taking inflected authority comes from the speaker
forms and using
auxiliaries in We generally use don’t need to and don’t
questions and have to when the authority doesn’t come
negation from the speaker
NOT NECESSARY You needn’t come this evening if you don’t Needn’t have means ‘you did, but it wasn’t
want to necessary’
You don’t need to / don’t have to carry an With didn’t need to / didn’t have to only
identity card the context tells us whether it actually
happened
OUGHT TO
IN AFFIRMATIVE To express past time reference
Primary meaning: STATEMENTS 1- Tentative interference (or logical With the perfect aspect, ought to
escapable or moral necessity) typically has the implication that the
obligation or duty The speaker does not know if his statement is recommendation has not been carried out:
true, but tentatively concludes that it is true, They ought to have met her at the station.
Sometimes used on the basis of whatever he knows. The likely implication is “...but they didn’t”.
interchangeably with NOTE: In both senses 1 and 2 it is more
“should” -The mountains ought to be visible from here. frequent to use should.
-These plants ought to reach maturity after
five years.
2-Obligation or compulsion
When expressing obligation, it has a general
and objective meaning.
It has no inflected QUESTIONS -Did you use to travel when you were
forms. It is used with younger?
the auxiliary did in
questions and 2-Past State
negation
He used to live in London
You had better watch your steps. In rapid speech, modals seem to disappear
She had better listen to you. because they are shortened and often fall on
It's getting late. I had better go. unstressed syllables.
NEGATIVE I’d better not leave my bag there. Someone We don’t use had better when we talk about
The negative of might steal it. preferences. We use would rather or would
had better is had You’d better not tell Elizabeth about the prefer.
better not (or ’d broken glass – she’ll go crazy!
better not):
Something that is
BE LIKELY TO likely to happen will I’m likely to be busy tomorrow
probably happen
We sometimes use
it instead of can
and could to talk
about ability. Be
able to is possible
in all tenses– but
'can' only in the
present and 'could'
only in the past. In
addition, 'can' and
'could' have no
infinitive form.
I have been able to
swim since I was
five.
BE BOUND TO Used to say Mario's bound to be back soon.
emphatically that
something is It was bound to happen sooner or later.
certain to happen
in the future.
Used in the past The police were going to charge her, but at
tense to describe last she persuaded them she was innocent.
something which is
in the future when
seen from a
viewpoint in the
past. Often with the
sense of 'unfulfilled
intention'
CATENATIVES USES EXAMPLES SPECIAL USES
APPEAR TO / HAPPEN The adjective Sam appeared/failed/come/seemed to realize Some catenative verbs, like some semi-
TO / SEEM TO / GET + catenative — derived the importance of the problem. auxiliaries, are closely related to constructions
-ED PARTICIPLE / from the verb with anticipatory it.
KEEP + -ING catenate — means
PARTICIPLE , ETC “connecting, linking, come He seems to be rich. - It seems that he is rich.
The term will in practice stringing together” She turned out to love horses. - It turned out
be used to denote verbs and refers to the She came to realise that things were not as that she loved horses.
in such constructions as connecting of one they seemed. (She underwent a slow
“appear to”, “come to”, verb to another realisation.) She came dancing with me last
“fail to”, “get to”, “happen without a night. (She accompanied me in this activity.)
to”, “manage to”, “se conjunction.
em to”, “tend to”, and Catenative verbs are Try
“turn out to” followed by verbs followed
the infinitive directly by another
This criterion, however, verb in the infinitive, I tried to open the door, but it was locked. (I
applies somewhat present participle, or attempted and failed in an activity.)
marginally to agentive base form.
verbs like Catenative verbs I tried opening the door. Then I tried opening
“fail” and “manage” and resemble modal and the window. (I made an attempt or experiment.
does not apply at all to quasi-modal verbs in Neither success nor failure is implied.)
“get”. both form (what the
Unlike main verb verb looks like) and
constructions such as function (what the
expect (to), want (to), verb does). Like
and attempt (to), modals and quasi-
catenative constructions modals, catenatives
are in no way precede another
syntactically related to verb.
transitive verb
constructions in which
the verb is followed by a
direct object or
prepositional object.