Profile

Of
Surender Kumar & Associates
(Chartered Accountants)

Surender Kumar & Associates. Delhi, UP 1

 Offices:

D-5, Sahyog Appartment, Sector -9, Vasundhara, Ghaziabad 201012

H-607, Ajnara Integrity, Raj Nagar extension, Ghaziabad 201017

A-15, Shastri Nagar, Near Ashok Vihar, Delhi 110052

A-153, IInd Floor, Derawal Nagar, Delhi 110009

208, Agarwal Shooping Centre, CD Block, Pitampura, New delhi-

110085

Contact Us.
9892232008, 9810961760, 0120-4278848
Ca.sk1978@gmail.com

Surender Kumar & Associates. Delhi, UP 2

 Mission
Statement

We believe:

Success: Your Success is our Business.

Change is the only permanent thing in life. It is therefore, important for us to always
remain abreast with changes in business environment and law affecting accounting and
taxation.

Knowledge is never complete. It is our belief a human being remains a student

throughout life. We are always strive to assimilate the wealth of knowledge.

Knowledge is most essential and important in profession. In our profession, knowledge

of legal aspects and its application is vital. It is therefore, our mission to be a
powerhouse in knowledge in the field of accounting and fiscal laws.

Knowledge is not complete unless it is shared with others. It is therefore, our endeavor
to share whatever knowledge we have with all.

¨ We always make efforts to complete the assignment on time.

Surender Kumar & Associates. Delhi, UP 3

 Index

Page No.

Particulars 5

Introduction 6

Value Addition 7

Services Offered 8–9

Focus 10

Partner’s Detail 11 – 14

Major Clients 15 - 16

Surender Kumar & Associates. Delhi, UP 4


Name of the firm
Principal Offices At:
Other Office At:
Email
ICAI Registration No.
UCN
PAN No.
Service Tax Registration No.
C & A G Registration No.
Details of Partners
Team Members – Professionals
Number of Partners
Number of Professional Staff
Junior Staff
Surender Kumar & Associates. Delhi, UP 5
Particulars
: Surender Kumar & Associates
Chartered Accountants
: D-5, Sahyog Appartment, Sector -9, Vasundhara,
Ghaziabad 201012
1. Raj Nagar Ext, Ghaziabad.
2. Shastri Nagar, Delhi.
3. Derawal Nagar, Delhi.
4. Pitampura, Delhi.
: Ca.sk1978@gmail.com
: ICAI –000535N
: 101408
: ABOFS0140A
: ABOFS0140Ast001
: CR3704
: CA. Surender Kumar Gupta, FCA
CA. Santosh Kumar Rastogi, FCA
CA. Gaurav Kumar, FCA
CA. Prateek Jindal, FCA
CA. Sunita Dalal, ACA
: Smt. Shweta Singh, MBA.
Mr. Vineet Gupta, CS
Mr. Vijay Gupta, ICWA
Mr. Vineet Kumar, MBA
: 5 (Five)
: 03 (One)
: 7 (Seven)
 Introduction

The firm “Surender Kumar & Associates” was set up in the year 1978 by CA. Surender
Kumar Gupta who has more than 37 years of experience in the profession.

Surender Kumar & Associates strives to provide quality services in the areas of Audit,
Investigation, Due Diligence, Accounting outsourcing, Taxation (Direct and Indirect),
Company Law Matters for both domestic and foreign companies, Management
Consultancy, Fixed Assets Verification, Information System Audit and FEMA.

¨ The firm is well geared to take up any professional assignments in the above areas. It
has association with firms of Chartered Accountants, Management Consultants,
Company Secretaries and I T Professionals etc. to provide complete range of services.

¨ The partners of the firm having specialised knowledge and experience head each
service department.

¨ The firm is in the panel of C & A G in the category of “Chartered Accountant firms
qualifying for major Public Sector Undertakings Audit”.

¨ The firm is also in the panel for Central Statutory Auditors of Public Sector Banks.

¨ In line with the Mission Statement, we always strive to acquire more and more
knowledge in such ever changing laws.

Surender Kumar & Associates. Delhi, UP 6

 Value Addition

The firm strives to position itself in the given fields as a customized service provider as per
the business requirement by working as follows: -

Right Team, Right Experience

Planning the business resources coupled with compliances of law has become a challenge
today. The above requires extensive theoretical knowledge and practical experience. The
partners of Surender Kumar & Associates and their associates have sound theoretical
knowledge and vast practical experience. By sharing their knowledge and practical
experience with the team members and clients, we ensure effective and timely redressed
of issues arising on routine basis or that can arise later.

The partners are well versed with company law (including accounting standards), indirect
taxes and direct taxes. They are in a position to provide efficient, effective and cost
effective professional service in the above area.

The firm is in a position to take up assignments of statutory audit, internal audit,

management audit, compliance audit, direct and indirect taxation, specially consulting in
the field of income tax, service tax and VAT/CST and business process outsourcing.

The experience of the partners and other team members of the firm will support the clients
in the best possible manner with cost optimisation.

Surender Kumar & Associates. Delhi, UP 7

 Services Rendered

The firm has identified the following critical parameters for an organization’s success, which
range from optimum utilization of resources to legal compliances. Based on the diverse
requirements of business, the firm is in a position to provide the following services to enable
the organizations meet their objectives: -

BUSINESS START UP

• Formation of a Legal entity (LLP, Co., OPC. & Partnership Etc)

• Legal Drafting.
• Special Economic Zone.
• Business Advisory.
• Various other registrations for startups under various laws.

Audits

• Tax Audits.
• Internal & Statutory Audits of Indian Companies & Foreign companies having
operations in India.
• Stock & Book Debt Audits.
• System Audits.
• Investigations & Special Audits as required by the management.
• Fixed Assets Verification etc

Taxation

• Tax planning & Filing of Returns for all entities viz., Individuals, HUF's, Firms,
Companies, and Trusts etc.
• Transfer Pricing Certification under the (Indian) Income Tax Act, 1961.
• Income Tax Consultancy Work including guidance for transfer pricing, proper tax
planning.
• Indirect tax advisory services - including VAT and Service Tax.
• Representing clients before tax authorities.

Surender Kumar & Associates. Delhi, UP 8

Company Law Matters

• Incorporation of company.
• Consultancy on Company Law matters.
• Planning for Mergers, Acquisitions, De-mergers, and Corporate re-organizations.
• Filing of annual returns and various forms, documents.
• Clause 49 review for compliance with fiscal, corporate and tax laws.
• Secretarial Matters including share transfers.
• Maintenance of Statutory records.
• Consultancy on Public/Rights/Bonus Issue of shares.
• Change of Name, Objects, Registered Office, etc.

Fund Raising

Financing is necessary at every stage of a business life cycle. We builds detailed forecast
models and advises on ideal & minimum size of funding required for the business, based on
multiple sensitivity scenarios. We leverages on its experience in negotiating with all parties
involved, to bargain the best deal for its client company and its promoters.
• Preparation Bank Loan Application
• Preparation of project report
• Preparation of CMA data
• Working Capital
• Term Loan
• Project Finance
• Bank guarantee
• Loan against property
• Collateral free loans
• MSME Loans
• Bills Discounting
• Venture capital

Surender Kumar & Associates. Delhi, UP 9

 Focus of
Surender Kumar &
Associates

Focus on Client Satisfaction and Communication

The firm aspires to render sound professional services importance to client’s satisfaction in
terms of timely and effective delivery of services. The firm recognizes that open and
ongoing communications with the client is imperative for ensuring timely response to the
client’s requirements and execution to be foremost. The firm, by utilizing the experience
and expertise of the partners, has devised a risk based audit approach to ensure that the
audits, besides ensuring compliance, help in identification of critical areas where business
related controls require improvements thus enabling the management to take actions to
strengthen the controls. A gap between the clients’ expectation and perception of the
client’s requirements is highly undesirable. Thus emphasis is on defining clients’
requirements, feedback and using this communication process to enhance services
rendered.

Surender Kumar & Associates. Delhi, UP 10

 Partners Detail
The Core Team
The core team of the firm comprises of Chartered Accountants, lawyers and banking
professionals having diverse experience ranging from taxation, audit, business consultancy,
information technology, corporate laws and financing. The profile of the partners of the
firm is as follows:

CA. Surender Kumar Gupta, B. Com, F.C.A.

He is in the practice for the past 37 years beginning by setting up own practice and
building it up. Thus, he has deep knowledge of departmental working at lower level
up to the appellate level.
He has varied experience in all areas of Audit, Investigation, Due Diligence, Taxation
(Direct and Indirect), Company Law Matters for both domestic and foreign
companies, Management Consultancy, Information System Audit and FEMA.
Work with clientele includes companies (large and medium sized), firms, banks,
trusts, societies, charitable and educational institutions besides few renowned
individuals.

CA. Santosh Kumar Rastogi B.Com, F.C.A.

More than 20 years of diverse industries experience in all areas of Audit,
Investigation, Due Diligence, Taxation (Direct and Indirect), Company Law Matters for
both domestic and foreign companies, Management Consultancy, Information System
Audit and FEMA.
Well geared to take up any professional assignments in the above areas. It has
association with firms of Chartered Accountants, Management Consultants, Company
Secretaries and I T Professionals etc.
Work with clientele includes companies (large and medium sized), firms, banks,
trusts, societies, charitable and educational institutions besides few renowned
individuals.

Surender Kumar & Associates. Delhi, UP 11

CA. Gaurav Kumar B.Com, F.C.A.

Gaurav has an experience of more than 5 years in the Banking & Finance Sectors.9
His areas of expertise are Accounts, Finance, Project Financing, Credit Appraisal,
Auditing and Taxation. He was previously associated with Small Industries
Development Bank of India (SIDBI) where he effectively managed Credit Appraisal
for Project Finance and Working Capital Limit, in different schemes for Small and
Medium Enterprises. He has expertise in performing high - financial analysis and
dexterous in implementing the online accounting system & accounting package.
He has also been actively involved in preparation of Financial Statements, Annual
Reports, Consolidated Financial Statements, Cash Flow Statements, Capital
Adequacy Ratio, Disclosures & Notes to Accounts, and Memorandum to Audit
Committee/Board and related Annexure.
Around 100 Details appraisal handled by him during his association with SIDBI.
Some of the major appraisals handled by him during his association with SIDBI are
as follows:
Bharat Potteries Ltd.
Bhageswar Agro Food Products Pvt. Ltd.
Sidharth & Gautam Exports.
SRS Die Casting Pvt. Ltd.
Lilliput kidswear Ltd.
Voir India Electronics pvt. Ltd.
AEI Laminators Pvt. Ltd.
Tara Art Printers Pvt. Ltd.
Graintech Foods (India) Pvt. Ltd.
Avlight Automotives Ltd.
Neha metals.
CNC Machining Technology.

He has been part of following trainings and has completed following courses:
1) Certification of “Credit Appraisal and Risk Analysis” from JNIBF, Hyderabad.
2) Certification of JAIIB and CAIIB from Indian Institute of Banking and Finance
(IIBF).
3) Certification of Stress and NPA Management from SITI (SIDBI), Bhubaneswar.
4) Certification of “Transition to IFRS:-Issues and Challenges for commercial
Banks” from NIBM

Surender Kumar & Associates. Delhi, UP 12

CA. Prateek Jindal B.Com (H), F.C.A.

Prateek is having an experience of over 5 years in the area of statutory audit, tax
audit, Internal Control Compliances and certifications. His notable experience was
with Price Waterhouse (network firm of PricewaterhouseCoopers India) where he
has spent more than 4 years performing statutory audit of various listed and private
Companies. He has been involved in leading the teams at various locations for
performing the statutory audits, Tax audits and various certifications required by
companies from statutory auditors like under RBI circular 32.
His experience includes advising multinational and domestic clients on:
1. Accounting concepts;
2. Compliances under various laws like Companies Act and Income Tax Act;
3. Effective controls and procedures etc.
Some of the major clients handled by him during his association with Price
Waterhouse are as follows:
a) China Light and Power (group of various companies engaged in generation of
g)
Power in India)
b) Kelly Services India Private Limited, Company engaged in recruitment of
h)
professionals for corporate clients
c) Coperion Ideal Private Limited, pneumatic conveying systems
i)
d) Alstom R&D India Private Limited
j)
e) Motherson Sumi System Limited
k)
f) Beam Global Spirits & Wine Private Limited
l)
His last association was with Guardian Lifecare Private Limited where he handled
the finance division of the Company as Senior Manager Finance & Accounts before
joining Surender Kumar & Associates.
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CA. Sunita Dalal B.Com, M.Com, ACA

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She has been actively involved in preparation of Financial Statements
including Notes to Accounts, Annual Reports, Individual Tax Audit &
Consolidated Financial Statements.
Her experience includes advising multinational and domestic clients on:
a) Accounting Concepts

Surender Kumar & Associates. Delhi, UP 13

CA. Sunita Dalal B.Com, M.Com, ACA

\ Sunita Dalal has an experience of more than 3 years in the field of Direct Tax &
Indirect Tax, Tax Planning & assurance. She has worked with Lunawat & Co. as a
paid assistant. She is having expertise in Direct & Indirect Tax.
She has been actively involved in preparation of Financial Statements including
Notes to Accounts, Annual Reports, and Individual Tax Audit & Consolidated
Financial Statements.
Her experience includes advising multinational and domestic clients on:
c) Accounting Concepts
d) Compliances under various laws like Companies Act and Income Tax Act;
e) Effective controls and procedures etc.

Some of the major clients handled by her are as follows:

a) Zillion Dreams mobile solutions private limited
b) Ruhil Buildtech Private Limited (A Company Of Ruhil Group)
c) Orbit Tradex Private Limited
d) Whiz labs Software Private Limited
e) New Bal Bharti Public School ( A Society registered under Societies Act 1860)

Surender Kumar & Associates. Delhi, UP 14

 Clients in Public Sector
Public Sector Undertakings

Concurrent Audit
Central Bank Of India.
Vijaya Bank.
Branch Statutory Auditor
Syndicate Bank.
State Bank of India.
Punjab National Bank.

Empanelments
Comptroller & Audit General of India (C & AG) the firm’s listed to conduct audits of
Large PSUs
Bank Empanelment
The firm is a category ‘D’ audit to firm eligible to be conduct statutory audits of PSU
Banks. The firm is otherwise category 1 audit firms eligible to conduct large branches
of PSU Banks.
Some of Our Clients in Private Sector

Capital Market (Broker)

SMC Global Securities Limited,

SAM Global Securities Limited.,

Manufacturing

Capital Power Systems Private Limited,

Capital Meter limited,

Mayur Electricals Private Ltd.

Coperian Ideal India Private Ltd.

Beam Global Spirits & Wine India Pvt. Ltd.

Surender Kumar & Associates. Delhi, UP 15

Real Estate & Construction

Vedantam Infratech Pvt. Ltd.,

Jyotisuper Construction and Housing Pvt. Ltd.

Ekdant India Ltd.,

Ekdant Infrabuild Private Ltd

Ekdant Buildtech Private Limited

Alpine Realtech Private Limited

Radicon Infrastructure & Housing Pvt. Ltd.,

Ratyal Constructions Pvt. Ltd.

Ruhil Buildtech Pvt. Ltd.

Information Technology

ID Tech Info Solutions Pvt. Ltd.

Maxilla Technologies Pvt. Ltd.

Zillion Dreams Mobile solutions Pvt. Ltd.

Allied Service Sector

Anand Maintenance Services LLP.
Duality Traders LLP.

Power (solar)

Sunrise Ecological Power LLP.

Jhajjar Power Ltd.

Logistic

Vulcan Express Pvt. Ltd.

Charitable institutions (Trust)

Radicon charitable trust

Symbiosis foundation

Drm Eductional Society.

Surender Kumar & Associates. Delhi, UP 16

Insurance Sector (Broking)

SMC Insurance Broker Pvt Limited.,

Sridhar Insurance Broker Pvt. Ltd.,

Surender Kumar & Associates. Delhi, UP 17