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Caterpillar® Product Information

Competitive Bulletin
December 2005

Cat® 416E/420E/430E vs.


Cat 416D/420D/430D
Backhoe Loaders

For Dealer Sales Personnel ®

www.cat.com
Table of Contents

Loader . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3

Engine and Drive Train . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

Chassis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

Operator Compartment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9

Hydraulics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19

Backhoe . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20

Technical Specifications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24

2 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders December 2005


Loader

Cat – 416E/420E/430E Performance Cat – 416D/420D/430D Performance

• Loader truck loading shows 11% more cu yd • Single Tilt: D-Series loader is a smooth,
per hr over D-Series with approximately the efficient loader for moving material.
same fuel consumption.
• 416D: Single Tilt loader is a smooth, efficient,
• Loader hydraulic pressure has remained and durable design, operating at 22 753 kPa
unchanged, yet has an improved torque limiter (3,000 psi). 420D/430D: Single Tilt loader is a
for better power division between loader and smooth, efficient, and durable design, operating
drive train. at 22 753 kPa (3,300 psi).

December 2005 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders 3


Loader

Cat – 416E/420E/430E Arms and Linkage Cat – 416D/420D/430D Arms and Linkage

• Loader arms are redesigned to have stronger • D-Series loader arms are formed for strength and
box sections and torque tubes. shed falling material. The torque tube is welded
on both inner and outer sides of loader arms.

4 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders December 2005


Engine and Drive Train

Cat – 416E/420E/430E Tilt Hood Cat – 416D/420D/430D Tilt Hood

• Hood tilts forward to provide easy access to all • Hood tilts open to provide easy access to all
daily, engine service points. daily, engine service points.

December 2005 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders 5


Engine and Drive Train

Cat – 416E/420E/430E Power Train Cat – 416D/420D/430D Power Train

• E-Series maximum level ground travel speed • D-Series maximum level ground travel speed
is 40 kph (25 mph). is 32.8 kph (20.4 mph).

• Improved brakes include 11% more braking • D-Series introduced Kevlar brake discs for
surface area, spring return for better disc increased wear life and improved braking
separation, and brake disc inspection ports. performance with shorter braking distance
and reduced noise.
• Rear axle is equipped with outboard planetary
reduction gears for serviceability.

• Rear differential has 20% more load capacity


than D-Series.

6 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders December 2005


Chassis

Cat – 416E/420E/430E Main Frame Cat – 416D/420D/430D Main Frame

• Structural improvements occur in four key • The D-Series main frame is the heaviest duty
places: loader tower, front and rear axle mounts, design in the industry, equipped with heavy gauge
and swing post. plating and a saddle-mounted loader tower.

December 2005 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders 7


Chassis

Cat – 416E/420E/430E Swing Frame Cat – 416D/420D/430D Swing Frame

• Re-designed to allow more room for the • Designed to have hoses individually separated
hydraulic hoses. towards the main frame to prevent rubbing.

• A carry over from mid-D-Series, boom and


swing cylinder pins are bushed.

8 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders December 2005


Operator Compartment

Cat – 416E/420E/430E Ergonomics Cat – 416D/420D/430D Ergonomics

• 420E/430E: Foot operated tilt steering is standard. • 420D/430D: Tilt steering is standard.

• 420E/430E IT: Single joystick loader controller • 420D/430D IT: Single joystick loader controller
includes an ergonomic thumb roller for auxiliary includes an ergonomic thumb roller for auxiliary
hydraulic functions such as the clam function hydraulic functions such as the clam function
on the multi-purpose bucket. on the multi-purpose bucket.

• Spacious storage compartments securely contain • Spacious storage compartments securely contain
materials. materials.

December 2005 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders 9


Operator Compartment

Cat – 416E/420E/430E Hand and Foot Controls Cat – 416D/420D/430D Hand and Foot Controls

• Heavy-duty foot pedals for durability. • Heavy-duty foot pedals for durability.
Governor pedal pivots at floor level for easy Governor pedal pivots at floor level for easy
heel placement and controllability. heel placement and controllability.

• Forward/reverse shuttle provides easy and • Forward/reverse shuttle provides easy and
smooth directional changes. smooth directional changes.

10 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders December 2005


Operator Compartment

Cat – 416E/420E/430E Windows Cat – 416D/420D/430D Windows

• Door and side glasses can be fully opened • Door and side glasses can be fully opened for
for excellent ventilation. excellent ventilation.

• Left and right side doors are included in the • Left and right side doors are included in the
cab option. cab option.

• Rear window can be stowed above the operator • Rear window can be stowed above the operator
completely out of the work area view. completely out of the work area view.

• Lower portion of rear glass can stow away • Lower portion of rear glass can stow away
with upper glass. with upper glass.

• 420E/430E: 4 front and 4 rear working lights • 420D/430D: 4 front and 4 rear working lights
are standard. are standard.

December 2005 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders 11


Operator Compartment

Cat – 416E/420E/430E Hour Meter Cat – 416D/420D/430D Hour Meter

• Hour meter can be seen from ground level • Hour meter can be seen from ground level
with machine off. with machine off.

• Large gauges with white background for • Large gauges with white background for
excellent visibility. excellent visibility.

12 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders December 2005


Operator Compartment

Cat – 416E/420E/430E Vandal Cover Cat – 416D/420D/430D Vandal Cover

• All canopies include a rotating vandal guard • Optional, exclusive rotating vandal guard rotates
over the gauge that locks to protect from the gauges into the console and locks to protect
elements and vandalism. from elements and vandalism.

December 2005 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders 13


Operator Compartment

Cat – 416E/420E/430E Air Conditioning Cat – 416D/420D/430D Air Conditioning

• A/C filter is located within the right fender, • A/C filter is located within a console near the
while ambient air is drawn higher on the B post. floor for easy access to remove and clean.

• Interior filter is located low within the right side • Interior filter is located low within the right side
console, keeping operator and controls clean. console, keeping operator and controls clean.

• Extend filter life with compressed air, directed • Extend filter life with compressed air, directed
from clean side to dirty side. from clean side to dirty side.

• The E-Series has an exterior filter and the • There is no exterior filter on the D-Series.
interior filter is easy to access.

14 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders December 2005


Operator Compartment

Cat – 420E/430E Backhoe and Loader Controls Cat – 420D/430D Backhoe and Loader Controls

• Electric pattern changer is conveniently • Pattern changer is located on the machine left
located in the left console, yet protected side of the main frame, behind the rear tire.
from inadvertent activation. With a turn of a lever, excavator standard
pattern (SAE) is converted to backhoe
• Ergonomic thumb wheels control the E-Stick and standard (ISO), or reversed.
auxiliary hydraulics for one or two-way flow.
• Foot pedals control either the E-Stick or
auxiliary functions.

December 2005 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders 15


Operator Compartment

Cat – 416E/420E/430E AccuGrade® Cat – 416D/420D/430D AccuGrade®

• AccuGrade Site Reference System for Backhoe • D-Series is not equipped with an on board
Loaders: Assists excavation to predetermined survey system.
coordinates, using an in-cab display, cylinder
position sensors, and an inclinometer. LED lights
and sound feedback for instant adjustment
monitor bucket positioning “On-Grade”
without the need for a laborer and trench
stick. Accuracy is within 25.4 mm (1 in).

• In-Cab Display: Intuitive software and push


button controls allow the operator to set target
grades. Display provides bucket position, grade
settings, LED light and sound feedback, plus
descriptive, on-board diagnostic information.

16 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders December 2005


Operator Compartment

Cat – 416E/420E/430E Stabilizer Controls Cat – 416D/420D/430D Stabilizer Controls

• E-Series stabilizer controls and structures are • Standard, pilot operated stabilizer controls
essentially the same in form and function. provide low effort and fine modulation control.

• Auto-Up Stabilizers are pilot controlled for low


effort and smooth operation. Light, fingertip
touch can easily level the frame.

December 2005 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders 17


Operator Compartment

Cat – 416E/420E/430E Additional Features Cat – 416D/420D/430D Additional Features

• Offered as a kit from Parts, optional Machine • Offered as a kit from Parts, optional Machine
Security System (MSS) provides effective theft Security System (MSS) provides effective theft
protection with a wide range of flexibility protection with a wide range of flexibility
for key management. for key management.

• Optional Product Link feature gives the ability • Optional Product Link feature gives the ability
to remotely and instantly communicate key to remotely and instantly communicate key
parameters such as hour meter, location parameters such as hour meter, location
4 times/day (GPS), total fuel consumption, 4 times/day (GPS), total fuel consumption,
machine events and diagnostic data. machine events and diagnostic data.

18 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders December 2005


Hydraulics

Cat – 416E/420E/430E Performance Cat – 416D/420D/430D Performance

• Flow-sharing hydraulic valves automatically • 416D: Hydraulic valves are optimized for
distribute flow to optimize multi-function smooth and fast multi-function operation.
implement performance. Closed-centered 420D/430D: Pilot operated controls provide
implement valves signal hydraulic system smooth, low effort modulation to specifically
requirements to a control valve located tuned hydraulic valves for optimal multi-
on the pump. function operation.

• Combined function, auxiliary hydraulic lines • Combined function, auxiliary hydraulic lines
are available as a factory installation, or as a were introduced to power one way or two-way
field-installed kit. This allows high or low flow flow work tools such as hammers, compactors,
tools to operate as a one way or two-way flow, augers, thumbs or cold planers.
such as hammers, compactors, augers, thumbs
or cold planers.

December 2005 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders 19


Backhoe

Cat – 416E/420E/430E Boom Cat – 416D/420D/430D Boom

• 416E: New boom is designed to reduce stress • Boom design features a closed section boom-
points for heavy-duty applications. Cat H70 to-stick joint for abusive twisting loads.
hammer is approved for use on 416E models.
420E/430E: New boom is designed to reduce • Industry leading Cat excavator style boom
stress points for heavy-duty applications. increases clearance over obstacles and allows
Cat H90C hammer is approved for use the operator to position the machine closer
on 420E and 430E models. to trucks for loading, providing 279 mm (11 in)
of clearance in the deepest part of the curve.
• Advantages with the curvature of the boom Narrow design increases visibility to the trench.
remain with the E-Series design.
• Heavy-duty boom nose provides strength and
• Heavily reinforced boom nose was redesigned durability for long component life.
to accommodate the “outer sliding” E-Stick
design.

• Boom lock is designed to lock while object


handling with the stick.

• Rubber bumpers keep the boom tight during


transport.

20 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders December 2005


Backhoe

Cat – 416E/420E/430E Extendible Stick Cat – 416D/420D/430D Extendible Stick

• Design is an “outer slider” allowing material • Design is an inner slider, reducing weight
to be clamped while extending out. Optimized transfer while extending out.
design reduces weight transfer.
• Shim-adjustable, bolt-on wear pads in the field.
• Bolt-on wear pads that are easily adjusted in the
field. Wedge shaped pads speed the adjustment • No gripping teeth are provided.
for a snug fit. No shims required.

• Long reach gripping teeth are integrated into


the design to help clamp material with the outer,
sliding extension.

December 2005 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders 21


Backhoe

Cat – 416E/420E/430E Buckets and Couplers Cat – 416D/420D/430D Buckets and Couplers

• Factory installed thumbs are offered for • Thumb kits are offered for all Standard sticks.
Standard and E-sticks. Using the same base Using the same base thumb arrangement, tines
thumb arrangement, tines are offered for all are offered for all bucket widths and coupler
bucket widths and coupler combinations. combinations except high capacity bucket/
coupler combinations.

22 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders December 2005


Backhoe

Cat – 416E/420E/430E Performance Cat – 416D/420D/430D Performance

• 416E: Is 9% more productive, has 9% faster • 416D: An efficient, economical performer


cycle times, and has a 1% higher bucket fill with many of the same features and durable
factor than the 416D with the Tier II engine. components of the 420D.

• 420E: Is 10% more productive, has 10% faster • 420D: As the industry leader in its time, this
cycle times, and has a 2% higher bucket fill model sports smooth pilot operated joystick
factor than the 420D with the Tier II engine. controls coupled to a responsive hydraulic
system, achieving world class digging
performance. Demonstrated lifting performance
on the backhoe surpasses all competitive
equipment in hydraulic power and in stability.

• 430D: This model sports smooth pilot operated


joystick controls coupled to a responsive
hydraulic system, achieving world class digging
performance. Demonstrated lifting performance
on the backhoe surpasses all competitive
equipment in hydraulic power and in stability.

December 2005 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders 23


Technical Specifications

Engine Cat 416E Cat 416D

Engine Model 3054C DINA Cat 3054C DINA


Engine Model (Optional) 3054C DIT Cat 3054C DIT
Gross Power – SAE J1995 kW (hp) 58 (78) 58 (78)
Gross Power (Optional) – SAE J1995 kW (hp) 69 (93) 63 (85)
Net Power – SAE J1349 kW (hp) 55 (74) 55 (74)
Net Power (Optional) – SAE J1349 kW (hp) 66 (89) 60 (80)
Net Power – ISO 9249 kW (hp) 56 (75) 56 (75)
Net Power – EEC 80/1269 kW (hp) 56 (75) 56 (75)
Bore mm (in) 105 (4.13) 105 (4.13)
Stroke mm (in) 127 (5) 127 (5)
Displacement L (in3) 4.4 (268) 4.4 (268)
Net Torque Rise @ 1,400 rpm – Standard % 27 27
Net Torque Rise @ 1,400 rpm – Optional % 37 34
Net Peak Torque @ 1,400 rpm – Standard – SAE J1349 N·m (lb ft) 296 (212) –
Net Peak Torque @ 1,400 rpm – Optional – SAE J1349 N·m (lb ft) 386 (285) –

Weights Cat 416E Cat 416D

Operating Weight – Nominal kg (lb) 6792 (14,960) 6900 (15,257)


Operating Weight – Maximum kg (lb) 10 200 (22,466) 9800 (21,605)
Cab, ROPS/FOPS kg (lb) 220 (485) 220 (485)
Four-Wheel Drive kg (lb) 155 (342) 135 (298)
MP Bucket 0.96 m3 (1.25 yd3) w/Fold-Over Fork kg (lb) 884 (1,949) 454 (1,000)
MP Bucket 0.96 m3 (1.25 yd3) w/o Fold-Over Fork kg (lb) 714 (1,574) 284 (625)
Extendible Stick (no weights) kg (lb) 314 (692) 245 (540)
Counterweights (Option 1) kg (lb) 116 (255) 145 (320)
Counterweights (Option 2) kg (lb) 231 (510) 249 (550)
Counterweights (Option 3) kg (lb) 488 (1,075) 354 (780)
Counterweights (Option 4) kg (lb) – 458 (1,010)
Counterweights (Option 5) kg (lb) – 567 (1,250)

Backhoe Cat 416E Cat 416D

Dig Depth – Standard mm (ft) 4360 (14.3) 4390 (14.5)


E-Stick Retracted mm (ft) 4402 (14.4) 4465 (14.8)
E-Stick Extended mm (ft) 5456 (17.9) 5510 (18.1)
Reach from Swing Pivot – Standard mm (ft) 5618 (18.4) 5650 (18.6)
E-Stick Retracted mm (ft) 5657 (18.58) 5705 (18.9)
E-Stick Extended mm (ft) 6666 (21.833) 6675 (21.11)
Bucket Rotation degrees 205 205
Bucket Dig Force – Standard kN (lb) 51.8 (11,655) 52 (11,702)
E-Stick Retracted kN (lb) 51.1 (11,491) 51.6 (11,599)
E-Stick Extended kN (lb) 51.1 (11,491) 51.6 (11,599)

24 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders December 2005


Technical Specifications

Backhoe Cat 416E Cat 416D

Stick Dig Force – Standard kN (lb) 31.8 (7,151) 34.9 (7,841)


E-Stick Retracted kN (lb) 31.8 (7,151) 34.2 (7,693)
E-Stick Extended kN (lb) 23.4 (5,250) 25.2 (5,661)
Stick Lift @ 2440 mm (8 ft) – Standard kg (lb) 2321 (5,106) 2104 (4,638)
E-Stick Retracted kg (lb) 2112 (4,646) 1941 (4,279)
E-Stick Extended kg (lb) 1323 (2,916) 1321 (2,912)
Loading Height – Standard mm (ft) 3636 (11.11) 3613 (11.1)
E-Stick Retracted mm (ft) 3577 (11.75) –
E-Stick Extended mm (ft) 4145 (13.58) –
Loading Reach – Standard mm (ft) 1768 (5.83) 1732 (5.8)
E-Stick Retracted mm (ft) 1868 (6.166) –
E-Stick Extended mm (ft) 2771 (9.08) –

Loader Cat 416E Cat 416D

Bucket Capacity – General Purpose m3 (yd3) 0.76 (1) 0.76 (1)


Bucket Width – General Purpose mm (ft) 2262 (7.4166) 2262 (89)
Dump Height @ Max Angle – Single-tilt mm (ft) 2651 (8.666) 2621 (8.6)
Dump Reach @ Max Angle – Single-tilt mm (ft) 772 (2.6) 753 (2.5)
Dig Depth – Single-tilt mm (in) 106 (4) 135 (5)
Lift Capacity @ Full Height – Single-tilt kg (lb) 2803 (6,180) 2473 (5,453)
Bucket Breakout Force – Single-tilt kN (lb) 44.6 (10,036) 40 (8,980)

Hydraulic System Cat 416E Cat 416D

Circuit Type Load-sensing, Load-sensing,


closed center closed center
Pump Capacity (@ 2,200 rpm) L/min (gal/min) 132 (34.8) 139 (37)
System Pressure kPa (psi) 22 700 (3,292) 20 685 (3,000)
Pump Type Variable flow, Variable flow,
axial piston axial piston
Steering Type Front wheel Front wheel
Power Steering Hydrostatic Hydrostatic
2WD Cylinder – Bore mm (in) 65 (2.56) 70 (2.75)
Stroke mm (in) 120 (4.72) 224 (8.8)
Rod Diameter mm (in) 36 (1.42) 44 (1.75)
4WD Cylinder – Bore mm (in) 65 (2.56) 65 (2.56)
Stroke mm (in) 120 (4.72) 211 (8.3)
Rod Diameter mm (in) 36 (1.42) 36 (1.42)
Brake System Inboard/oil-immersed, Inboard/oil-immersed,
multiple disc multiple disc

December 2005 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders 25


Technical Specifications

Power Train Cat 416E Cat 416D

Power-Shuttle, Forward 1st km/h (mph) 6 (3.7) 5.8 (3.6)


Forward 2nd km/h (mph) 9.5 (5.9) 9.3 (5.8)
Forward 3rd km/h (mph) 19.83 (12.3) 19.2 (12)
Forward 4th km/h (mph) 39.9 (24.8) 32.8 (20.4)
Power-Shuttle, Reverse 1st km/h (mph) 6 (3.7) 5.8 (3.6)
Reverse 2nd km/h (mph) 9.5 (5.9) 9.3 (5.8)
Reverse 3rd km/h (mph) 19.83 (12.3) 19.2 (12)
Reverse 4th km/h (mph) 39.9 (24.8) 32.8 (20.4)

Operating Specifications – Backhoe Cat 416E Cat 416D

Turning Circle: outside, front wheels m (ft) 8.16 (26.75) 8 (26.4)


Turning Circle: outside, widest loading bucket m (ft) 10.74 (36.25) 10.6 (34.1)

Service Refills Cat 416E Cat 416D

Cooling System, A/C L (gal) 15.9 (4.2) 15.9 (4.2)


Cooling System, High-Ambient L (gal) 16.7 (4.4) 16.7 (4.4)
Fuel Tank L (gal) 144 (38) 128.7 (34)
Engine Oil w/Filter L (gal) 7.6 (2) 7.6 (2)
Transmission – Torque Converter, 2WD, Power Shuttle L (gal) 18.5 (4.9) 18.5 (4.9)
Transmission – Torque Converter, 4WD, Power Shuttle L (gal) 18.5 (4.9) 18.6 (4.9)
Rear Axle L (gal) 16.5 (4.4) 24.2 (6.4)
Rear Axle, Planetaries L (gal) 1.7 (0.45) –
Front Axle, 4WD L (gal) 11 (2.9) 7.6 (2)
Front Axle, Planetaries L (gal) 0.7 (0.2) 0.8 (0.2)
Hydraulic System L (gal) 79.5 (21) 79 (21)
Hydraulic Tank L (gal) 37.9 (10) 38 (10)

Axle Ratings Cat 416E Cat 416D

Front Axle, 2WD, Static kg (lb) 22 964 (50,582) 13 765 (30,319)


Dynamic kg (lb) 9186 (20,233) 3170 (6,983)
Front Axle, 4WD, Static kg (lb) 22 964 (50,582) 12 271 (27,029)
Dynamic kg (lb) 9186 (20,233) 3170 (6,983)
Rear Axle, Static kg (lb) 22 964 (50,582) 27 800 (61,233)
Dynamic kg (lb) 9186 (20,233) 9270 (20,418)

26 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders December 2005


Technical Specifications

Engine Cat 420E/420E IT Cat 420D/420D IT

Engine Model 3054C DIT Cat 3054C DIT


Gross Power – SAE J1995 kW (hp) 69 (93) 69 (93)
Gross Power – ISO 14396 kW (hp) 68 (92) 69 (92)
Net Power – SAE J1349 kW (hp) 66 (89) 66 (89)
Net Power – ISO 9249 kW (hp) 67 (90) 67 (90)
Net Power – EEC 80/1269 kW (hp) 67 (90) 67 (90)
Bore mm (in) 105 (4.13) 105 (4.13)
Stroke mm (in) 127 (5) 127 (5)
Displacement L (in3) 4.4 (268) 4.4 (268)
Net Torque Rise @ 1,400 rpm % 37 32
Net Peak Torque @ 1,400 rpm – SAE J1349 N·m (lb ft) 386 (285) 381 (281)

Weights Cat 420E/420E IT Cat 420D/420D IT

Operating Weight – Nominal kg (lb) 7025 (15,474) 7150 (15,772)


Operating Weight – Maximum kg (lb) 10 700 (23,568) 9800 (21,605)
Cab, ROPS/FOPS kg (lb) 225 (496) 234 (515)
Auto-Shift Transmission kg (lb) 38 (84) 25 (55)
Ride Control kg (lb) 25 (55) 25 (55)
Air Conditioning kg (lb) 38 (84) 45 (99)
Four-Wheel Drive kg (lb) 155 (342) 106 (234)
MP Bucket 0.96 m3 (1.25 yd3) w/Fold-Over Fork kg (lb) 884 (1,949) 402 (886)
MP Bucket 0.96 m3 (1.25 yd3) w/o Fold-Over Fork kg (lb) 462 (1,019) 231 (509)
Loader, IT w/QC kg (lb) 338 (745) 336 (741)
Extendible Stick (no weights) kg (lb) 270 (595) 255 (562)
Counterweights (Option 1) kg (lb) 116 (255) 145 (320)
Counterweights (Option 2) kg (lb) 231 (510) 249 (550)
Counterweights (Option 3) kg (lb) 488 (1,075) 354 (780)
Counterweights (Option 4) kg (lb) – 458 (1,010)
Counterweights (Option 5) kg (lb) – 567 (1,250)

Backhoe Cat 420E/420E IT Cat 420D/420D IT

Dig Depth – Standard mm (ft) 4360 (14.3) 4390 (14.5)


E-Stick Retracted mm (ft) 4402 (14.4) 4465 (14.8)
E-Stick Extended mm (ft) 5456 (17.9) 5510 (18.1)
Reach from Swing Pivot – Standard mm (ft) 5618 (18.4) 5650 (18.6)
E-Stick Retracted mm (ft) 5657 (18.58) 5705 (18.9)
E-Stick Extended mm (ft) 6666 (21.833) 6675 (21.11)
Bucket Rotation degrees 205 205
Bucket Dig Force – Standard kN (lb) 61.7 (13,875) 65.4 (14,712)
E-Stick Retracted kN (lb) 60.9 (13,863) 64.9 (14,586)
E-Stick Extended kN (lb) 60.9 (13,863) 64.9 (14,586)

December 2005 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders 27


Technical Specifications

Backhoe Cat 420E/420E IT Cat 420D/420D IT

Stick Dig Force – Standard kN (lb) 43 (9,662) 38.2 (8,593)


E-Stick Retracted kN (lb) 42.8 (9,616) 37.5 (8,421)
E-Stick Extended kN (lb) 31.2 (7,023) 27.5 (6,188)
Stick Lift @ 2440 mm (8 ft) – Standard kg (lb) 2601 (5,722) 2474 (5,454)
E-Stick Retracted kg (lb) 2408 (5,298) 2303 (5,077)
E-Stick Extended kg (lb) 1620 (3,564) 1584 (3,493)
Loading Height – Standard mm (ft) 3636 (11.9) 3613 (11.1)
E-Stick Retracted mm (ft) 3577 (11.75) –
E-Stick Extended mm (ft) 4145 (13.583) –
Loading Reach – Standard mm (ft) 1768 (5.8) 1732 (5.8)
E-Stick Retracted mm (ft) 1868 (6.166) –
E-Stick Extended mm (ft) 2771 (9.083) –

Loader Cat 420E/420E IT Cat 420D/420D IT

Bucket Capacity – General Purpose m3 (yd3) 0.96 (1.25) 0.96 (1.25)


Bucket Width – General Purpose mm (ft) 2262 (7.4166) 2262 (89)
Dump Height @ Max Angle – Single-tilt mm (ft) 2573 (8.4) 2544 (8.4)
Dump Height @ Max Angle – IT with QC mm (ft) 2507 (8.25) 2462 (8.1)
Dump Reach @ Max Angle – Single-tilt mm (ft) 853 (2.8) 835 (2.9)
Dump Reach @ Max Angle – IT with QC mm (ft) 831 (2.75) 862 (2.1)
Dig Depth – Single-tilt mm (in) 106 (4) 135 (5)
Dig Depth – IT with QC mm (in) 147 (6) 135 (5)
Lift Capacity @ Full Height – Single-tilt kg (lb) 3196 (7,046) 2896 (6,385)
Lift Capacity @ Full Height – IT with QC kg (lb) 3468 (7,646) 3162 (6,970)
Bucket Breakout Force – Single-tilt kN (lb) 54.5 (12,250) 45.1 (10,131)
Bucket breakout Force – IT with QC kN (lb) 51.3 (11,523) 47 (10,564)

Hydraulic System Cat 420E/420E IT Cat 420D/420D IT

Circuit Type Closed center, Closed center


load sensing
Pump Capacity (@ 2,200 rpm) L/min (gal/min) 163 (43) 163 (43)
System Pressure kPa (psi) 24 898 (3,611) 22 754 (3,300)
Pump Type Variable-flow, Variable flow,
axial piston axial piston
Steering Type Front wheel Front wheel
Power Steering Hydrostatic Hydrostatic
2WD Cylinder – Bore mm (in) 65 (2.6) 70 (2.75)
Stroke mm (in) 120 (4.7) 224 (8.8)
Rod Diameter mm (in) 36 (1.4) 44 (1.75)

28 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders December 2005


Technical Specifications

Hydraulic System Cat 420E/420E IT Cat 420D/420D IT

4WD Cylinder – Bore mm (in) 65 (2.6) 65 (2.56)


Stroke mm (in) 120 (4.7) 311 (8.3)
Rod Diameter mm (in) 36 (1.4) 36 (1.42)
Brake System Inboard, oil-immersed, Inboard, oil-immersed,
multiple disc multiple disc

Power Train Cat 420E/420E IT Cat 420D/420D IT

Power-Shuttle, Forward 1st km/h (mph) 6 (3.7) 5.8 (3.6)


Forward 2nd km/h (mph) 9.5 (5.9) 9.3 (5.8)
Forward 3rd km/h (mph) 19.9 (12.4) 19.2 (12)
Forward 4th km/h (mph) 40.1 (24.9) 32.8 (20.4)
Power-Shuttle, Reverse 1st km/h (mph) 6 (3.7) 5.8 (3.6)
Reverse 2nd km/h (mph) 9.5 (5.9) 9.3 (5.8)
Reverse 3rd km/h (mph) 19.9 (12.4) 19.2 (12)
Reverse 4th km/h (mph) 40.1 (24.9) 32.8 (20.4)
Auto-Shift (opt), Forward 1st km/h (mph) 5.8 (3.6) 5.7 (3.5)
Forward 2nd km/h (mph) 9.3 (5.8) 9.2 (5.7)
Forward 3rd km/h (mph) 19.4 (12) 12.3 (7.6)
Forward 4th km/h (mph) 26.6 (16.5) 19 (11.9)
Forward 5th km/h (mph) 40.1 (24.9) 32 (20)
Auto-Shift (opt), Reverse 1st km/h (mph) 5.8 (3.6) 5.7 (3.5)
Reverse 2nd km/h (mph) 12.3 (7.6) 12.3 (7.6)
Reverse 3rd km/h (mph) 26.7 (16.6) 23 (14.5)

Operating Specifications – Backhoe Cat 420E/420E IT Cat 420D/420D IT

Turning Circle: outside, front wheels m (ft) 8.16 (26.75) 8 (26.4)


Turning Circle: outside, widest loading bucket m (ft) 10.84 (35.58) 10.8 (35.5)

Service Refills Cat 420E/420E IT Cat 420D/420D IT

Cooling System, A/C L (gal) 15.9 (4.2) 15.9 (4.2)


Cooling System, High-Ambient L (gal) 16.7 (4.4) 18.7 (4.4)
Fuel Tank L (gal) 144 (38) 128.7 (34)
Engine Oil w/Filter L (gal) 7.6 (2) 7.6 (2)
Transmission – Torque Converter, 2WD, Power Shuttle L (gal) 18.5 (4.9) 18.5 (4.9)
Transmission – Torque Converter, 4WD, Power Shuttle L (gal) 18.5 (4.9) 18.6 (4.9)
Transmission – Torque Converter, 2WD, Auto Shift L (gal) 19 (5) 19.1 (5)

December 2005 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders 29


Technical Specifications

Service Refills Cat 420E/420E IT Cat 420D/420D IT

Transmission-Torque Converter, 4WD, Auto Shift L (gal) 19 (5) 20.1 (5.3)


Rear Axle L (gal) 16.5 (4.4) 24.2 (6.4)
Rear Axle, Planetaries L (gal) 1.7 (0.45) –
Front Axle, 4WD L (gal) 11 (2.9) 7.6 (2)
Front Axle, Planetaries L (gal) 0.7 (0.2) 0.8 (0.2)
Hydraulic System L (gal) 79 (20.9) 79 (21)
Hydraulic Tank L (gal) 38 (10) 38 (10)

Standards Cat 420E/420E IT Cat 420D/420D IT

Brakes SAE J/ISO 3450, ISO 3450 1996 SAE J1473, ISO 3450
Cab – ROPS SAE J1040 MAY 1994/ SAE J1040 MAY 94 and
ISO 3741 1994 ISO 3741:1994
Cab – FOPS SAE J/ISO 3449 APR98 LEVEL II SAE J/ISO 3449 APR98 LEVEL II
and ISO 3449:1992 LEVEL II and ISO 3449:1992 LEVEL II
Cab – Sound ANSI/SAE J1166 OCT 98 ANSI/SAE J1166 OCT 98
is 82.4 dB (A) is 78.5 dB(A)
Exterior – Sound SAE J88 APRIL 95 is 72.3 dB (A) SAE J88

Axle Ratings Cat 420E/420E IT Cat 420D/420D IT

Front Axle, 2WD, Static kg (lb) 22 964 (50,582) 13 765 (30,319)


Dynamic kg (lb) 9186 (20,233) 3170 (6,983)
Front Axle, 4WD, Static kg (lb) 22 964 (50,582) 12 271 (27,029)
Dynamic kg (lb) 9186 (20,233) 3170 (6,983)
Rear Axle, Static kg (lb) 22 964 (50,582) 27 800 (61,233)
Dynamic kg (lb) 9186 (20,233) 9270 (20,436)

30 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders December 2005


Technical Specifications

Engine Cat 430E/430E IT Cat 430D/430D IT

Engine Model 3054C DIT Cat 3054C DIT


Gross Power – SAE J1995 kW (hp) 75 (101) 75 (101)
Gross Power – ISO 14396 kW (hp) 75 (100) 75 (100)
Net Power – SAE J1349 kW (hp) 72 (97) 72 (97)
Net Power – ISO 9249 kW (hp) 73 (98) 73 (98)
Net Power – EEC 80/1269 kW (hp) 73 (98) 73 (98)
Bore mm (in) 105 (4.13) 105 (4.13)
Stroke mm (in) 127 (5) 127 (5)
Displacement L (in3) 4.4 (268) 4.4 (268)
Net Torque Rise @ 1,400 rpm % 29 29
Net Peak Torque @ 1,400 rpm – SAE J1349 N·m (lb ft) 405 (299) 405 (299)

Weights Cat 430E/430E IT Cat 430D/430D IT

Operating Weight – Nominal kg (lb) 7294 (16,066) 7355 (16,217)


Operating Weight – Maximum kg (lb) 10 700 (23,568) 9800 (21,605)
Cab, ROPS/FOPS kg (lb) 260 (573) 234 (515)
Auto-Shift Transmission kg (lb) 38 (84) 25 (55)
Ride Control kg (lb) 25 (55) 25 (55)
Air Conditioning kg (lb) 46 (101) 45 (99)
Four-Wheel Drive kg (lb) 165 (364) 106 (234)
MP Bucket 0.96 m3 (1.25 yd3) w/Fold-Over Fork kg (lb) 884 (1,949) 387 (855)
MP Bucket 0.96 m3 (1.25 yd3) w/o Fold-Over Fork kg (lb) 557 (1,228) 217 (480)
Loader, IT w/QC kg (lb) 338 (745) 336 (741)
Extendible Stick (no weights) kg (lb) 294 (648) 354 (780)
Counterweights (Option 1) kg (lb) 116 (255) 145 (320)
Counterweights (Option 2) kg (lb) 231 (510) 249 (550)
Counterweights (Option 3) kg (lb) 488 (1,075) 354 (780)
Counterweights (Option 4) kg (lb) – 458 (1,010)
Counterweights (Option 5) kg (lb) – 567 (1,250)

Backhoe Cat 430E/430E IT Cat 430D/430D IT

Dig Depth – Standard mm (ft) 4698 (15.4) 4639 (15.3)


E-Stick Retracted mm (ft) 4809 (15.75) 4870 (16)
E-Stick Extended mm (ft) 5951 (19.5) 6079 (19.11)
Reach from Swing Pivot – Standard mm (ft) 6049 (19.833) 5972 (19.7)
E-Stick Retracted mm (ft) 6154 (20.1) 6173 (20.3)
E-Stick Extended mm (ft) 7247 (23.75) 7303 (24)
Bucket Rotation degrees 205 205
Bucket Dig Force – Standard kN (lb) 70.7 (15,892) 65.5 (14,732)
E-Stick Retracted kN (lb) 69.7 (15,680) 65 (14,602)
E-Stick Extended kN (lb) 69.7 (15,680) 65 (14,602)

December 2005 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders 31


Technical Specifications

Backhoe Cat 430E/430E IT Cat 430D/430D IT

Stick Dig Force – Standard kN (lb) 44.2 (9,940) 42 (9,448)


E-Stick Retracted kN (lb) 43.3 (9,730) 39.4 (8,865)
E-Stick Extended kN (lb) 32 (7,197) 28.6 (6,430)
Stick Lift @ 2440 mm (8 ft) – Standard kg (lb) 2718 (5,992) 2623 (5,777)
E-Stick Retracted kg (lb) 2767 (6,100) 2373 (5,226)
E-Stick Extended kg (lb) 1966 (4,334) 1638 (3,607)
Loading Height – Standard mm (ft) 3956 (13) 3841 (12.7)
E-Stick Retracted mm (ft) 3912 (12.833) –
E-Stick Extended mm (ft) 4520 (14.833) –
Loading Reach – Standard mm (ft) 1774 (5.8) 1823 (6)
E-Stick Retracted mm (ft) 1948 (6.4166) –
E-Stick Extended mm (ft) 2916 (9.5833) –

Loader Cat 430E/430E IT Cat 430D/430D IT

Bucket Capacity – General Purpose m3 (yd3) 1 (1.31) 1 (1.31)


Bucket Width – General Purpose mm (ft) 2406 (7.916) 2406 (95)
Dump Height @ Max Angle – Single-tilt mm (ft) 2604 (8.583) 2575 (8.5)
Dump Height @ Max Angle – IT with QC mm (ft) 2539 (8.3) 2494 (8.2)
Dump Reach @ Max Angle – Single-tilt mm (ft) 821 (2.666) 805 (2.8)
Dump Reach @ Max Angle – IT with QC mm (ft) 799 (2.583) 830 (2.9)
Dig Depth – Single-tilt mm (in) 106 (4) 135 (5)
Dig Depth – IT with QC mm (in) 147 (6) 135 (5)
Lift Capacity @ Full Height – Single-tilt kg (lb) 3205 (7,066) 2898 (6,391)
Lift Capacity @ Full Height – IT with QC kg (lb) 3466 (7,641) 3152 (6,949)
Bucket Breakout Force – Single-tilt kN (lb) 57.9 (13,023) 45.7 (10,269)
Bucket breakout Force – IT with QC kN (lb) 51.6 (11,610) 47.3 (10,628)

Hydraulic System Cat 430E/430E IT Cat 430D/430D IT

Circuit Type Load-sensing, Load-sensing,


closed center closed center
Pump Capacity (@ 2,200 rpm) L/min (gal/min) 163 (43) 163 (43)
System Pressure kPa (psi) 24 898 (3,611) 22 754 (3,300)
Pump Type Variable-flow, Variable-flow,
axial piston axial piston
Steering Type Front wheel Front wheel
Power Steering Hydrostatic Hydrostatic
2WD Cylinder – Bore mm (in) 65 (2.56) 70 (2.75)
Stroke mm (in) 120 (4.72) 224 (8.8)
Rod Diameter mm (in) 36 (1.42) 44 (1.75)

32 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders December 2005


Technical Specifications

Hydraulic System Cat 430E/430E IT Cat 430D/430D IT

4WD Cylinder – Bore mm (in) 65 (2.56) 65 (2.56)


Stroke mm (in) 120 (4.72) 211 (8.3)
Rod Diameter mm (in) 36 (1.42) 36 (1.42)
Brake System Inboard, oil-immersed, Inboard, oil-immersed,
multiple disc multiple disc

Power Train Cat 430E/430E IT Cat 430D/430D IT

Power-Shuttle, Forward 1st km/h (mph) 5.9 (3.7) 6 (3.7)


Forward 2nd km/h (mph) 9.7 (6) 9.6 (6)
Forward 3rd km/h (mph) 20 (12.3) 19.9 (12.3)
Forward 4th km/h (mph) 43.2 (26.8) 33.7 (20.9)
Power-Shuttle, Reverse 1st km/h (mph) 5.9 (3.7) 6 (3.7)
Reverse 2nd km/h (mph) 9.7 (6) 9.6 (6)
Reverse 3rd km/h (mph) 20 (12.3) 19.9 (12.3)
Reverse 4th km/h (mph) 43.2 (26.8) 33.7 (20.9)
Auto-Shift (opt), Forward 1st km/h (mph) 5.8 (3.6) 5.8 (3.6)
Forward 2nd km/h (mph) 9.4 (5.8) 9.3 (5.8)
Forward 3rd km/h (mph) 19.6 (12.2) 12.3 (7.6)
Forward 4th km/h (mph) 27.1 (16.8) 19 (11.8)
Forward 5th km/h (mph) 41.3 (19.8) 32 (19.8)
Auto-Shift (opt), Reverse 1st km/h (mph) 5.8 (3.6) 5.8 (3.6)
Reverse 2nd km/h (mph) 12.3 (7.6) 12.3 (7.6)
Reverse 3rd km/h (mph) 27.1 (16.8) 23 (14.3)

Operating Specifications – Backhoe Cat 430E/430E IT Cat 430D/430D IT

Turning Circle: outside, front wheels m (ft) 8.16 (26.75) 8 (26.4)


Turning Circle: outside, widest loading bucket m (ft) 10.84 (35.58) 10.8 (35.6)

Service Refills Cat 430E/430E IT Cat 430D/430D IT

Cooling System, A/C L (gal) 15.9 (4.2) 15.9 (4.2)


Cooling System, High-Ambient L (gal) 16.7 (4.4) 16.7 (4.4)
Fuel Tank L (gal) 144 (38) 128.7 (34)
Engine Oil w/Filter L (gal) 7.6 (2) 7.6 (2)
Transmission – Torque Converter, 2WD, Power Shuttle L (gal) 18.5 (4.9) 18.5 (4.9)
Transmission – Torque Converter, 4WD, Power Shuttle L (gal) 18.5 (4.9) 18.6 (4.9)
Transmission – Torque Converter, 2WD, Auto Shift L (gal) 19 (5) 19.1 (5)

December 2005 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders 33


Technical Specifications

Service Refills Cat 430E/430E IT Cat 430D/430D IT

Transmission – Torque Converter, 4WD, Auto Shift L (gal) 19 (5) 20.1 (5.3)
Rear Axle L (gal) 16.5 (4.4) 24.2 (6.4)
Rear Axle, Planetaries L (gal) 1.7 (0.45) –
Front Axle, 4WD L (gal) 7.6 (2) 7.6 (2)
Front Axle, Planetaries L (gal) 0.8 (0.2) 0.8 (0.2)
Hydraulic System L (gal) 79 (21) 79 (21)
Hydraulic Tank L (gal) 38 (10) 38 (10)

Standards Cat 430E/430E IT Cat 430D/430D IT

Brakes SAE J/ISO 3450, ISO 3450 1996 SAE J1473/ISO 3450
Cab – ROPS SAE J1040 MAY 1994/ SAE J1040 MAY 94 and
ISO 3741 1994 ISO 3741:1994
Cab – FOPS SAE J/ISO 3449 APR98 LEVEL II SAE J/ISO 3449 APR98 LEVEL II
and ISO 3449:1992 LEVEL II and ISO 3449:1992 LEVEL II
Cab – Sound ANSI/SAE J1166 OCT 98 ANSI/SAE J1166 OCT 98
is 82.4 dB (A) is 78.5 dB (A)
Exterior – Sound SAE J88 APRIL 95 is 72.3 dB (A) SAE J88 is 73.0 dB (A)

Axle Ratings Cat 430E/430E IT Cat 430D/430D IT

Front Axle, 2WD, Static kg (lb) 22 964 (50,582) 13 765 (30,319)


Dynamic kg (lb) 9186 (20,233) 3170 (6,983)
Front Axle, 4WD, Static kg (lb) 22 964 (50,582) 12 271 (27,029)
Dynamic kg (lb) 9186 (20,233) 3170 (6,983)
Rear Axle, Static kg (lb) 22 964 (50,582) 27 800 (61,233)
Dynamic kg (lb) 9186 (20,233) 9270 (20,418)

34 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders December 2005


Notes

December 2005 Cat® 416E/420E/430E vs. Cat 416D/420D/430D Backhoe Loaders 35


The information contained herein is intended for circulation only to Caterpillar and dealer employees whose duties require knowledge of such reports and
is intended exclusively for their information and training. It may contain unverified analysis and facts observed by various Caterpillar or dealer employees.
However, effort has been made to provide reliable results regarding any information comparing Caterpillar built and competitive machines. Effort has been
made to use the latest available spec sheet and other material in the full understanding that these are subject to change without notice. Any reproduction
of this release without the foregoing explanation is prohibited.

CAT, CATERPILLAR, AccuGrade, their respective logos and “Caterpillar Yellow,” as well as corporate and product identity used herein, are trademarks of
Caterpillar and may not be used without permission.

TEJB9168
December 2005 ®
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© 2005 Caterpillar
All Rights Reserved
Printed in the U.S.A.

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