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Abstract
Keywords: Micelle; Thermally responsive material; pH responsive material; Drug delivery; Synthesis
0142-9612/$ - see front matter r 2003 Elsevier Ltd. All rights reserved.
doi:10.1016/j.biomaterials.2003.08.023
ARTICLE IN PRESS
1930 X.-M. Liu, L.-S. Wang / Biomaterials 25 (2004) 1929–1936
polymerization method. Several functionalities such chemical shifts were expressed in parts per million (d) using
as –OH, –NH2 and –COOH groups could be introduced residual protons in the indicated solvents as the internal
into one end of a hydrophilic segment, by using standard. The IR spectra were recorded on a Fourier
2-hydroxyethanethiol [5], 2-aminoethanethiol [5] and transform infrared spectrometer (Perkin-Elmer Spectrum
3-mercaptopropionic acid [7] as a chain-transfer agent, 2000, KBr). The molecular weights were determined by gel
respectively. However, this synthetic methodology has permeation chromatography (GPC, Waters, polystyrene
several disadvantages. First, the syntheses of such standards) in THF (elution rate: 1 ml/min) at 25 C.
copolymers generally involve multi-step reactions and Differential scanning calorimetry (DSC) experiments were
the use of highly toxic small thiol compounds as chain- performed using a TA 2920 Modulated DSC instrument
transfer agents. Secondly, the chain-transfer linkage unit (CT, USA) with a ramp speed of 10 C/min.
could be a possible toxic source after degradation of the
polymers. Finally, the chain-transfer free radical poly- 2.2. Synthesis of the oleic acid-end capped random
merization method can be only used to synthesize P(NIPAAm-co-DMAAm)
oligomers with the molecular weights being usually less
than 20,000 [8]. NIPAAm (4.0 g, 35.3 mmol), DMAAm (0.51 g,
We herein report a novel one-pot synthesis of oleic 5.1 mmol), oleic acid (0.6–4.3 g, 2.0–15.1 mmol) and
acid-end capped random poly(N-isopropylacrylamide- benzoyl peroxide (BPO, 20 mg, 0.08 mmol) were dissolved
co-N,N-dimethylacrylamide) [P(NIPAAm-co-DMAAm)]. in p-xylene (20 ml) in a 100 ml round flask equipped with
The two acrylamide monomers can readily undergo free a refluxing condenser. The reaction mixture was degassed
radical polymerization [9], whereas oleic acid has shown by bubbling with nitrogen for 15 min. The reaction
much lower polymerization tendency as only low mixture was heated at 120 C for 16 h. Upon completion,
molecular weight oligomers could be obtained under the products were precipitated out by the addition of
harsh reaction conditions [10]. We thus anticipated that diethyl ether, and further purified by re-precipitation
the oleic acid could be a terminating agent to the from dichloromethane/diethyl ether (1:5, V/V) using a
copolymerization of NIPAAm and DMAAm due to its slow liquid–liquid diffusion method. The products were
low polymerization reactivity. Furthermore, oleic acid obtained as pale white solids in 37.1–79.0% yield.
has been used as a building block for the synthesis of
drug delivery carriers [11], and a pH-sensitive carboxylic 2.3. Transmittance measurements, LCST and phase
group in the hydrophobic segment could exert much transition pH determination
stronger stimuli-response than that produced by the
stimuli-sensitive units in the hydrophilic segment [12]. The LCST values of polymer 2 in different pH buffer
There is also speculation that pH-sensitive polymeric solutions were determined by monitoring the transmit-
micelles could be interesting therapeutic carriers since tance change as a function of temperature. Sample
certain pathological conditions (i.e. tumors) and cellular solutions (0.5 wt%) were prepared by the aqueous
compartments (i.e. endosome) are associated with a Hydriont buffers at pH 2.00, 5.00, 7.00, 9.00 and
relatively acidic pH [12]. We found that the copolymer- 11.00, respectively. Optical transmittances of these
ization of NIPAAm and DMAAm using oleic acid as polymer buffer solutions were measured at 500 nm with
the chain-terminating agent produced the oleic acid-end an UV-VIS spectrometer (Shimadzu, UV-2501PC).
capped copolymer of NIPAAm and DMAAm, which Sample cells were thermostated with a temperature-
exhibited temperature- and pH-sensitivities. controller (Shimadzu, TCC-240A). Heating rate was
0.1 C/min. The LCST values of polymer solutions were
determined at the temperatures showing an optical
2. Experimental section transmittance of 50%. The phase transition pHs of the
oleic acid end-capped polymer and a non-end-capped
2.1. Materials and methods hydroxyl-terminated P(NIPAAm-co-DMAAm) were
further investigated by monitoring the transmittance
Unless stated otherwise, all reagents and solvents were change of 0.5 wt% polymer in pH 2.00–11.00 buffer
used as received. NIPAAm and DMAAm were purified solutions as a function of pH at 500 nm and 36 C and
by crystallization (hexanes) and distillation, respectively. 38 C, respectively. The phase transition pH was deter-
Oleic acid (95%) was purified by reduced-pressure mined at the pH showing an optical transmittance of 50%.
distillation. The pH Buffers (Hydriont, pH 2.00–11.00)
were purchased from Aldrich. The solvent p-xylene was 2.4. Fluorescence measurements and CMC determination
distilled over sodium before use. The reactions were
performed under a purified nitrogen atmosphere. Fluorescence spectra were recorded on a LS50B
The 1H NMR spectra of polymers were recorded luminescence spectrometer (Perkin-Elmer, USA) at
on a Bruker AVANCE 400 spectrometer (400 MHz), 20 C. The cell-holder temperature was controlled with
ARTICLE IN PRESS
X.-M. Liu, L.-S. Wang / Biomaterials 25 (2004) 1929–1936 1931
a thermostated circulating bath. The CMC values of the response to small temperature changes [5,6]. The LCSTs
polymer 2 in pH 2.00, 7.00 and 11.00 buffer solutions of amphiphilic polymers made from the hydrophilic
were determined, respectively. Pyrene was used as a PNIPAAm and its copolymers depend on both the
hydrophobic fluorescent probe for all determinations. polymer’s composites and their molecular weights.
Aliquots of pyrene solutions (1.54 10 5 m in acetone, When a certain range of polymer Mw is desired for
400 ml) were added to 50 ml containers, and the acetone the purpose of controlled release, the LCSTs of the
was allowed to evaporate. Polymer solutions of a series amphiphilic polymers are usually adjusted by their
of concentrations (1.0 10 5–1.0 g/l) were prepared by composites of the hydrophilic segments [9]. For exam-
the aqueous Hydriont buffers. Ten milliliters sample ple, DMAAm has been used to increase the LCST of
solutions of each concentration were then added to hydrophilic PNIPAAm [9]. We have previously re-
above containers containing the pyrene residue, respec- ported the synthesis of cholesteryl-end capped random
tively. It should be noted that all the aqueous buffer P(NIPAAm-co-DMAAm)s. Both monomers exhibited
sample solutions contained excess pyrene content at the similar reactivity, and the LCSTs of the end-capped
same concentration of 6.17 10 7 m. These sample polymers were increased to over 38 C by using
solutions were then left to stand at 20 C for 24 h to DMAAm as a comonomer [6]. In the present study,
dissolve and equilibrate pyrene. Excitation was carried out DMAAm was employed as a co-monomer to adjust
at 340 nm, and emission spectra were recorded from 350 the LCST of the oleic acid-end capped polymer. The
to 500 nm. Both excitation and emission bandwidths were copolymerization of NIPAAm and DMAAm in the
5 nm. A CMC value was taken from the intersection of the presence of oleic acid is shown in Scheme 1. A summary
tangent to the curve at the inflection with the horizontal on the synthesis and characterization of the random
tangent through the points at low concentrations. copolymers (1–4) is given in Table 1. In these reactions,
the NIPAAm/DMAAm molar ratios were 7:1, a ratio
2.5. Preparation of polymeric micelles, dynamic that would produce copolymers with LCST being higher
light-scattering measurements and transmission electron than the human body temperature, whereas the oleic
microscope acid feed molar ratios were increased from 0.4 to 3.0. As
the increase of the oleic acid feed ratio, the yield,
Polymeric micelles of the oleic acid-end capped molecular weight and glass transition temperature (Tg )
polymer were prepared by a membrane-dialysis method. of the polymers decreased, whereas the acidity values of
The pH effect on the morphology and size of the the polymers increased. Therefore an increase of the feed
micelles was investigated. The 0.5 wt% polymer solu- ratio of the oleic acid increased the oleic acid content in
tions in dimethylformamide (DMF) were filtered with a the copolymer. The 1H NMR spectra of all the four
0.2 mm syringe and then dialyzed against 0.02% HCl, de- polymeric products were similar, with the relative
ionized water and 0.02% NaOH for 24 h using a dialysis intensity of the triplet signal of the terminal CH3
tubing with a molecular weight cut-off of 2000 (Sigma protons from the oleic acid moiety being slightly
D-7884, benzoylated cellulose tubing) at 20 C, respec- different. For clarity, only the 1H NMR spectrum
tively. The resultant micelle solutions were used for DLS of the polymer 2 in CDCl3 is shown in Fig. 1. In
measurements using a N4 Plus instrument (Coulter) the 1H NMR spectrum, the signals from the NIPAAm
equipped with a He–Ne laser (632 nm). The measure- moieties (a–f for CH2CHCONHCHMe2, CH2CHCO
ments were repeated five times and were in good NHCHMe2, CH2CHCONHCHMe2, CH2CHCONHC
agreements. An average value was finally obtained from HMe2, CH2CHCONHCHMe2, respectively), the signals
the five measurements. For the TEM observations, the from DMAAm moieties (a, c, g for CH2CHCONMe2,
micelle solutions were stained with phosphotungstic CH2CHCONMe2, CH2CHCONMe2, respectively), and
acid. The final concentrations of phosphotungstic acid the triplet signal from the terminal methyl group of oleic
in the micelle solutions were 0.01 wt%. A drop of the acid segment (signal h) are observed. From the integra-
stained micelle solutions was then placed on a copper tion ratio of the signals c and g to the signal e, the m=n
grid coated with a polymer film, and self-dried in a dry
box at 20 C. The TEM observations were carried out on
a JEM-2010 with an electron kinetic energy of 200 keV.
Table 1
Synthesis and characterization of oleic acid-end capped random P(NIPAAm-co-DMAAm)
Polymer NIPAAm/DMAAm/OA (mole) Yield (%) Tg ( C)a Mw, Mn (Mw/Mn)b Acidity (mg NaOH/g)c m/n/ld
in acidic conditions, a feature that would increase the sensitivity of polymer 2 was triggered by the carboxylic
LCST of the polymer [9]. Unlike the hydroxyl-termi- group of oleic acid moiety.
nated polymer, two opposite forces influenced the water
solubility of the amphiphilic oleic acid-end capped
polymer 2. In acidic solutions, the amide–water hydro- 3.3. CMC determination and pH effect on CMC
gen bonding would increase to make the hydrophilic
segment more hydrophilic, whereas the carboxylic group The CMC determination and the pH effect on the
in the hydrophobic end would be more protonated CMC of 2 were carried out by fluorescence spectro-
to make the hydrophobic segment more hydrophobic. scopic studies using pyrene as a probe [14]. The patterns
The protonation of the carboxylic group would also of the emission spectra of pyrene/polymer in pH 2.00,
invariably decrease its hydrogen bonding with water and 7.00 and 11.00 buffer solutions were similar. For clarity,
increase the hydrogen bonding among different car- only typical emission spectra of polymer 2 in pH 2.00
boxylic groups in the hydrophobic segment, in the buffer at various concentrations in the presence of
consideration that the hydrophobic core has a relatively 6.16 10 7 m pyrene are shown in Fig. 4a. An analysis
anhydrous environment [13]. Of the two opposite of peak intensity at l391 as a function of polymer
forces, the first one would increase the LCST, whereas concentration in all pH conditions is given in Fig. 4b.
the second one would decrease the LCST. The LCST With the increase of polymer concentration in an
values of polymer 2 in different pH solutions showed aqueous solution of pyrene, several significant changes
that its pH-sensitivity was predominately triggered in the emission spectra are observed (Fig. 4a). Firstly,
by the carboxylic group in the hydrophobic segment. there is an increase in the intensity of the fluorescence
It is noteworthy that a pH-sensitive unit in the spectra. When the polymer concentration is increased
hydrophobic core of polymeric micelles would make from 10 to 100 mg/l, an abrupt increase in the intensity is
the drug carrier more sensitive to the environmental observed. Secondly, the change in the vibrational fine
change. structure is observed, with the third band (I3 ) at 391 nm
The phase transition pH of polymer 2 was further being more sensitive to the polarity of the pyrene
determined (Fig. 3a). The phase transition pH was environment. Finally, with the increase of polymer
estimated to be around 6.7. The acidity of the oleic acid- concentration, the first band (I1 ) and the third band (I3 )
end capped polymer is due to the carboxylic group in the both red shift slightly. From Fig. 4b, it can be clearly
hydrophobic segment. Based on the acidity of oleic acid seen that abrupt intensity enhancements are observed in
(pKa=9.85), the molar ratio of protonated and non- all conditions at polymer concentration of 10–100 mg/l.
protonated polymeric molecules was approximated over For more accurate CMC determination, the ratio (I3 =I1 )
1000:1 at the phase transition pH. Hence the carboxylic is shown as a function of log C. Fig. 5 shows the CMC
groups in polymer 2 were predominately protonated in curves of the polymer in different pH solutions. The
the phase transition pH. To further establish the role of ratio of I3 =I1 increases with the increase of polymer
oleic acid in the phase transition, we tested the pH effect concentration. The CMC values in pH 2.00, 7.00 and
on the phase transition of the above-mentioned hydro- 11.00 solutions are approximately 40, 60 and 67 mg/l,
xyl-terminated P(NIPAAm-co-DMAAm) (Fig. 3b). In respectively. Thus the CMC value of 2 in pH 2.00
contrast to the oleic acid-end capped polymer, the non- solution is significantly lower than that in neutral and
oleylate capped one does not show a phase transition alkaline solutions. In acidic solutions, the protonation
pH. This in turn proved indirectly that the pH- of carboxylic group in the hydrophobic segment would
ARTICLE IN PRESS
1934 X.-M. Liu, L.-S. Wang / Biomaterials 25 (2004) 1929–1936
Table 2
Particle size and size distribution of micelle solutions of 2 formed
under: (a) 0.02% HCl solution; (b) deionized water solution; and (c)
0.02% NaOH solution
a 92 42 1.0
b 60 27.5 1.3
c 51 22.7 0.9
To investigate the pH effect on the size and We present in this paper a novel one-pot method that
morphology of micelles of 2 in aqueous media and could be generally used for the synthesis of hydro-
solid state, DLS and TEM studies were carried out. phobically end capped amphiphilic polymers by using
Micelle solutions in different pH conditions were naturally occurring fatty acids as chain-terminating
ARTICLE IN PRESS
X.-M. Liu, L.-S. Wang / Biomaterials 25 (2004) 1929–1936 1935
Fig. 6. Particle size distribution of micelle solutions prepared by dialyzing a 0.5% initial solution of 2 in DMF against: (a) 0.02% HCl; (b) de-ionized
water; and (c) 0.02% NaOH.
Fig. 7. TEM pictures showing micelles formed by dialyzing a 0.5% solution of 2 in DMF against: (a), (d) and (e) 0.02% HCl; (b) de-ionized water,
and (c) and (f) 0.02% NaOH.
.
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