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The comprehensive

NRDC-ITA on exercise

operations planning directive



 by LTC (HUN A) Geza Simon
MAJ (TUR A) Muzaffer Duzenli

Introduction cal, political, military social, cultural


and economic issues. The environment
Certainly there is a change in how we
called engagement space, in which the
do things, different terminology, better
Alliance decides to engage and in which
organisation in our planning processes
the interaction of different actors creates
and stressing the need for collaboration
conditions that may be acceptable or un-
between all involved in a crisis but, the
acceptable to the Alliance in terms of its
basics of operational art and human
end-state, is different any more. Under-
thought/input for example are as rele-
standing the engagement space requires
vant today as they ever have been in the
a comprehensive view of all systems rel-
past.
evant to the crisis.
As known, we followed the “Guide-
NATO recognizes six domains within
lines for Operational Planning” also
an engagement space, which are politi-
known as GOP (2005) over the entire cal, military, economic, social, infra-
course of the last NATO Operational structure, and information. Through
Planning Course organized by G5 Plans systems analysis of the goals, strength,
at the HQ NRDC-ITA. For a number of weaknesses and interdependencies of
reasons including comprehensive ap- the main actors within these six do-
proach, effects based thinking and the mains, knowledge is developed about the
need for guidance on planning at the behaviour of the main actors within the
strategic and operational level, the GOP engagement space. That knowledge is
is being replaced and the operations then used by decision makers at all lev-
planning process is still evolving. The re- els, to gain a thorough understanding of
sult of this evolution is the Comprehen- the behaviour and capabilities of differ-
sive Operations Planning Directive ent actors and their interactions in order
(COPD). to determine how they might be influ-
G5 Plans, as the core branch for all enced in ways that achieve the Alliance’s
operational planning activity within HQ strategic objectives and end-state, there-
NRDC – ITA, assess that the COPD by contributing to the international com-
would have an impact on the OPG plan- munity aims.
ning efforts from the next year onward. NATO’s contribution to a comprehen-
Therefore, G5 Plans, through this arti- sive approach represents the recognition
cle, aims to give the planners an overall that the military alone cannot resolve a
idea on the guiding principles for the crisis or conflict. There is a need for more
COPD, the content of it, and the new deliberate and inclusive planning and
planning process the Directive puts action through established crisis man-
forth. agement procedures that allow for both
military and non-military resources and
Evolution, why? efforts to be marshalled with a greater
Modern crises are characterized by unity of purpose. Adopting such a “Com-
complex interdependencies; conflicts are prehensive Approach” to operations be-
underpinned by a combination of histori- gins with inculcating a culture of active

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collaboration and transparency among Knowledge Development handbook and
those involved in crisis management. Assessment handbook.

NRDC-ITA on exercise
The aforesaid changing environment The COPD consists of eight chapters
brings about the need for evolution of and improve linkage between strategic
the GOP in order to prepare for and and operational level.
conduct complex and multidimensional Ch 1 - Operational Art
operations. This is necessary to develop
Ch 2 - Knowledge Development (new)
comprehensive operations plans ad-
dressing all relevant factors for the ef- Ch 3 - Strategic Level (with Force Gen-
ficient and successful conduct of an op- eration) - including templates (new).
eration. Ch 4 - Operational Level - including tem-
plates. (Operational planning revised,
What’s new? no major changes but greater clarity on
The COPD covers in detail effects links to the strategic level.)
based planning principles, doctrine and Ch 5 - Assessment
processes. It is the repository of planning Ch 6 - Formats and Administration
knowledge and therefore details and ex-
Ch 7 - Glossary of Terms
plains each step of operations planning
at the military strategic and operational Ch 8 - Abbreviations
levels of command in ACO. A number of Some significant changes and new
newly developed publications will com- topics given detailed explanation in the
plement the COPD most notably the COPD are summarized below:

Strategic Level Operational Level


- Strategic Operations Planning Group. - Situation Awareness (Inc. Knowledge
- Process synchronised with HQ NATO’s. Development).
- Comprehensive Approach. - Effects – Desired effects.
- Effects based planning. – Measures of Effectiveness (MoE)
- Knowledge Development. – Measures of Performance (MoP)
- Assessment. - Comprehensive Approach and better liaison
- Collaborative Planning across all levels. with IOs.
- Updated terminology and processes. - Planning in close collaboration with strategic
level.
- A few new terms.
- Focus on Mission Command.

Although the COPD has 350 – 400 nise the interface between different lev-
pages, it brings together, in place, theo- els as described below.
ry and practice – process and products. The seven stages of the strategic proc-
The COPD is NATO Unclassified for ess are designed to develop comprehen-
distribution as widely as possible with- sive strategic products for consideration
in the international military communi- by NATO military and political authori-
ty to offer a set of common principles ties in deciding the strategic direction
and an approach to operations planning for NATO in response to a crisis. The
and training. seven stages of the strategic level proc-
ess as shown below are specifically de-
The new planning process signed to develop the strategic level as-
The process comprises seven stages sessments, comprehensive planning
which are closely aligned with the NATO products, directives and orders required
Crisis Management Process to harmo- by the political-military and operational

nrdc-ita magazine Issue14 17


levels. The key issue is collaborative receives missions, objectives, effects, ac-
planning between the various levels. tions and tasks from the operational lev-
NRDC-ITA on exercise

While the COPD is applicable to all el (JFCs). It processes those inputs and
operations planning activities at the delivers missions and tasks to its subor-
strategic and operational levels of com- dinate tactical units. This conversion
mand within the NATO Command from EBAO language to tactical lan-
Structure, it may also be adapted to the guage is the NRDC-ITA’s function with-
component/tactical level in the HQ in the NATO command hierarchy thus
NRDC-ITA in order to enhance collabo- bridging the gap between the operation-
rative planning activity through OPG al and tactical levels.
led by G5 Plans. The implications of this framework
Broadly speaking, as it can be noticed are clear for NRDC-ITA: As a LCC, the
on the right of the diagram above, there headquarters will receive missions, ob-
is no significant change at the operation- jectives, effects, actions, and tasks; Act-
al level planning process. ing as a Corps, it will receive missions
The figure below, of the aforemen- and tasks. In both cases the primary
tioned Directive, demonstrates the pro- function is to convert these inputs to
posed framework of Effects Based Ap- missions and tasks for subordinate units
proach to Operations (EBAO) interaction while enabling a clear understanding of
between the levels of command from the ultimate endstate and the effects the
strategic to tactical. As illustrated, the higher levels of command need to achieve
tactical level (Component Commands) and avoid.

NATO Level Receive Issue


Strategic Political Level NAC   Single NATO End- State
Strategic Objectives
Strategic Effects
Strategic Military Level Single NATO End- State Mission
SACEUR Strategic Objectives Military Objectives
Strategic Effects Effects
Actions
Operational Level JFC Mission Mission
Military Objectives Objectives
Effects Effects
Actions Actions
Tasks
Tactical Level Components Mission Mission
Objectives Tasks
Effects
Actions
Tasks

The copd implementation timeline


The implementation timeline for the COPD is described below which will have an
impact on the OPG planning efforts from the next March onwards in the HQ NRDC-
ITA.

Feb 09 Strategic and Operational process validated.

May 09 COPD agreed by EBAO WG.

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Jun 09 COPD to OPWG for approval.

NRDC-ITA on exercise
Sep 09 Final Draft Revised COPD issued to planners for comment.

Nov 09 Comments integrated in COPD, Bi-SC KD and Bi-SC Assessment Handbooks.

01 Mar 10 COPD published under ACO signature.

Mar 10 COPD/TOPFAS Training implementation.

Jun 10 Revised MC133, NATO OPP, Revised MCM 0052?

To sum, the revision of the NATO level because it will receive inputs in
Strategic Concept, MCC 133, NATO the form of a mission, objectives, effects,
Crisis Response Force Manual, Com- actions, and tasks which must be un-
prehensive Operations Planning Direc- derstood two levels above. At the tacti-
tive, Assessment Handbook, Knowledge cal level, the traditional commander’s
Development Handbook will be final- intent portion of orders is the most ap-
ized by the second half of the next year. propriate forum to continue the effects
G5 Plans will continue to follow and thread of continuity. By writing the in-
provide the OPG with the innovations tent in terms of the effects the com-
on these documents, as it has happened mander desires to create or avoid, the
so far. commander is specifically able to de-
scribe his vision and enable his subordi-
Conclusion nates to autonomously operate within
G5 Plans assess that the aforemen- his intent in the absence of further guid-
tioned Directive provides a common ance.
framework for collaborative operations Design, planning and execution are
planning when defining NATO’s contri- human matters where commanders lead
bution in a Comprehensive Approach. and staff support. Intuition, experience
The Commander and staff at a high and military judgement remain para-
tactical headquarters, such as the mount and this Directive provides the
NRDC-ITA, must fully understand the processes and tools to enable command-
EBAO process, on which the COPD ers’ decision making, it is not an end in
dwells sufficiently, at the operational itself. 

nrdc-ita magazine Issue14 19

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