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K. Ayub, M. Gilani and T. Mahmood, New J. Chem., 2019, DOI: 10.1039/C9NJ00225A.

Volume 40 Number 1 January 2016 Pages 1–846 This is an Accepted Manuscript, which has been through the
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Page 1 of 33 New Journal of Chemistry
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Theoretical study on boron phosphide nanocage doped with superalkalis:
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6 Novel electrides having significant nonlinear optical response
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9 Faizan Ullah,a Naveen Kosar,a Khurshid Ayub,a Mazhar Amjad Gilani*b and Tariq Mahmood*a
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Corresponding authors
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Department of Chemistry, COMSATS University Islamabad, Abbottabad Campus, Abbottabad-
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18 22060, Pakistan
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21 E-mail: mahmood@cuiatd.edu.pk (T. M.)
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Department of Chemistry, COMSATS University Islamabad, Lahore Campus, Pakistan
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E-mail: mazhargilani@cuilahore.edu.pk (M. A. G.)
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Abstract
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7 Three series of compounds Li2F@B12P12, Li3O@B12P12 and Li4N@B12P12 are theoretically
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9 designed and investigated for their nonlinear optical response using density functional theory
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11 (DFT). Computational results reveal that isomers VIII and X are inorganic electrides whereas
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14 others are excess electron systems. Interaction energies reveal that these systems are quite stable
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16 and superalkalis are chemisorbed on the nanocage. Doping of B12P12 nanocage with superalkali
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18 brings a considerable increase in the first hyperpolarizability response of the system. The highest
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first hyperpolarizability (βo = 3.48×105 au) along with good ultraviolet transparency is observed
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23 for isomer III of Li2F@B12P12. Moreover, all three series of compounds are systemically studied
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25 for the effect of different superalkalis and different doping positions for nonlinear optical response.
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This study will be advantageous for promoting the potential applications of the fullerene-like super
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30 alkalis doped B12P12 nanostructures in the new types of electronic nanodevices and high-
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32 performance nonlinear optical materials with good ultraviolet transparency.
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41 Keywords: Boron phosphide; Electride; Nonlinear optical (NLO); Superalkali; Density functional
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43 theory (DFT)
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Introduction
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7 Since last two decades, the field of nonlinear optics (NLO) has received ever-increasing scientific
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9 interest around the world because of its extensive applications in optical fiber telecommunications,
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11 optical information storage and optical computing.1–10 Nonlinear optical materials have
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14 widespread uses in laser, optical fibers, optical data handling, optical limiters, optical computing,
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16 optical waveguides, gyroscopes, scanners, and sensors.11–17 The processing of a large quantity of
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18 data generated from various sources requires powerful and efficient computers. Optical techniques
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can provide several methods of extending the data processing capabilities. Nonlinear optics may
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23 cater such high computing demands. For this purpose, many new kinds of high-performance NLO
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25 active organic and inorganic compounds have been designed.18–21 Among different compounds,
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graphene nanoribbons,22 conjugated organic systems,10 metal-ligand structures,23 organic and
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30 inorganic fullerenes are extensively investigated for their nonlinear optical response.24,25 Inorganic
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32 fullerenes of group III-V, especially nitrides and phosphides nanocages such as (AlN)n, (AlP)n,
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34 (BN)n, and (BP)n (where n = 12, 24, 36, 48 and so on) have drawn much attention due to their
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37 fascinating properties and applications in electronic devices.26–28 Investigations on different sized
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39 (XY)n nanocages revealed that nanocages with n = 12 such B12P12, B12N12, Al12N12, Al12P12 are the
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41 most stable ones.29–31
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44 Doping is an important strategy to tailor the intrinsic characteristics of the fullerenes.24 The above
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mentioned fullerenes are centrosymmetric nano-clusters. Therefore, their first hyperpolarizability
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49 (βo) values are zero. However, by using the strategy of diffuse excess electrons, their NLO response
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51 can be dramatically enhanced.24,32 Usually, the excess electrons are obtained by doping alkali metal
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53 atoms on the nanoclusters because of their low ionization potential. However, superalkalis have
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56 even lower ionization potential than alkali metals and therefore can provide excess electrons to the
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3 system more easily. Recent studies have confirmed this that superalkalis are better source of excess
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6 electrons for designing clusters having large first hyperpolarizabilities.33–35 Boron Phosphide is an
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8 interesting material for superalkali doping. Boron Phosphide (BP) 4- and 6-membered rings have

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10 been synthesized experimentally by Pestana, and Power in 1991.36 Boron Phosphide (BP) is a
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refractory semiconducting material with strong covalent binding characteristics for a variety of
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15 surfaces. Therefore, it is ideal for applications in optoelectronic and microelectronic devices under
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17 harsh conditions such as harsh environment or high temperature.37 Several reports are found in the
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literature on the adsorption of different molecules on the surface of boron phosphide nanocages.38–
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25 In this work, we performed comprehensive DFT computations to investigate how doping of
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27 superalkalis (Li2F, Li3O, and Li4N) effectively improves the electronic and NLO properties of the
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29 fullerene-like B12P12 nanocage. Doped fullerene-like X12Y12 (X = Al, B and Y = P, N) nanoclusters
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32 are currently under extensive investigations. However, to our knowledge, no prior detailed
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34 theoretical investigations regarding the adsorption of superalkalis (Li2F, Li3O, and Li4N) on the
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36 surface of boron phosphide nanocages is reported in the literature.
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39 First superlkali cation (Li3O+) was observed in the crystal of Li3O+NO2 in 1938 41
and in 1979,
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isolated superalkali Li3O was observed for the first time during the mass spectrometric analysis of
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44 solid lithium oxide.42 In 1970, Kollman et al. first predicted the existence of lithium-rich fluoride
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46 species when they have found a stable structure of Li3F in their theoretical study.43 Peter K. Pearson
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48 et al. in 1973 calculated thermodynamical stability of Li2F.44 Whereas it was more accurately
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51 investigated by Gutowski and Simons in 1994 using ab initio molecular orbital theory calculations.
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53 Gutsev and Boldyrev calculated the electronic structure of Li4N in 1982.45 Since from their
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3 discovery, superalkalis have been studied extensively for their electride and non-linear optical
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6 properties.
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9 We have focused specifically on these issues; (i) Can the superalkali effectively bind with the
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11 B12P12 nanocluster with considerable binding energies? (ii) Can the excess electron be produced
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13 as the superalkali interacts with the B12P12 nanocluster? (iii) If the excess electrons are introduced,
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can it cause large first hyperpolarizability response for these superalkali doped B12P12 nanocluster?
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18 (iv) How will superalkali affect the electronic property of B12P12 nanocluster with wide HOMO-
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20 LUMO energy gap (EH-L). By resolving these issues, this study will provide some new valuable
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insights into the design of superalkali doped B12P12 nanodevices with excellent electronic
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25 properties as well as significantly higher NLO response.
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28 Computational methods
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30 Geometry optimization of a series of Li2F@B12P12, Li3O@B12P12 and Li4N@B12P12 nanoclusters
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33 is performed at B3LYP/6-31+G (d) level of theory. Becke’s hybrid 3-parameter exchange
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35 functional (B3)46 and Lee-Yang-Parr’s correlation functional (LYP)47 in conjunction with 6-31+G
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37 (d) basis set is a reliable method for the geometry optimization of similar systems, as revealed
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40 from recent studies.24,33,48–50 A number of possible orientation of superalkali on Boron Phosphide
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42 nanocages are considered. Frequency calculations, performed at B3LYP/6-31+G(d) level, revealed
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44 that the optimized structures correspond to real local minima (absence of imaginary frequencies).
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The stabilities of these superalkali doped boron phosphides are judged from binding energies
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49 which are calculated at the B3LYP/6-31+G(d) level.
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51 The interaction energy is defined as:
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53 Eint = Esuperalkali@B12P12 - (EB12P12 + Esuperalkali) Equation 1
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3 where E(B12P12), E(superalkali), and E(superalkali@B12P12) are the total energies of the undoped
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6 B12P12 nanocage, corresponding superalkali unit (Li2F, Li3O, and Li4N), and doped system,
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8 respectively.

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10 Moreover, other properties such as natural bond orbital (NBO), dipole moment (µo), highest
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occupied molecular orbital-lowest unoccupied molecular orbital (HOMO-LUMO) energy gap,
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15 vertical ionization energy (VIE) and ultraviolet-visible-infrared (UV-VIS-NIR) absorption spectra
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17 are also calculated.


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Polarizability (αo) and first hyperpolarizability (βo) of all the considered systems in this study are
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22 calculated at LC-BLYP/6-31+G(d) level of theory. LC-BLYP is a full range-separated functional
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24 having correct 1.00 fraction of nonlocal exchange at asymptotic distance. Earlier studies have
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26 reported that a full range-separated functional at asymptotic distance (such as LC -BLYP or
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29 ωB97XD) can give better estimates of nonlinear optical properties compared to functionals which
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31 do not incorporate a full range-separation such as CAM-B3LYP (0.65 fraction of nonlocal
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33 exchange) or B3LYP.51–54
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The mean polarizability (αo) and hyperpolarizability (βo) are defined as follows:
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38 αo = 1/3(αxx+ αyy+ αzz) Equation 2
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40 βo = [βx2 + βy2 + βz2]1/2 Equation 3
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where βx = βxxx + βxxy + βxxz, βy = βyyy+ βyzz+ βyxx and βz = βzzz+ βzxx+ βzyy
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45 The time-dependent density functional theory (TD-DFT) calculations are performed at the TD-
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47 B3LYP/6-311+G (d) level to get the crucial excitation energies (∆E) and oscillator strength (f).33
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49 All the calculations are carried out by using the Gaussian 09 program package.55 Molecular
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52 structures and orbitals are generated with the GaussView program.56 The density of states (DOS)
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54 and partial density of states (PDOS) of all the structures are plotted by using multiwfn software 57.
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Results and discussion
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6 Optimized geometries of superalkali doped boron phosphide nanocages
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Boron phosphide (B12P12) nanocage is optimized with no symmetry constrain conditions at
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11 UB3LYP/6-31+G (d) level of theory using GAUSSIAN 09 package. The optimized structure of
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13 B12P12 nanocage is given in the Figure 1. It comprises six tetragons and eight hexagons. Two
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15 distinct B-P bonds, b66 and b64, are observed in the optimized structure of the nanocage. The former
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connects two six-membered rings, whereas the latter is fused between a tetragon and a hexagon
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20 ring. The b66 and b64 bonds lengths are 1.91 Å and 1.93 Å, respectively. Two symmetry operations
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22 E (the identity operation) and σ (a mirror plane) are observed for the optimized geometry of B12P12
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nanocage i.e. and it belongs to the Cs point group.
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27 All possible geometries of superalkalis (Li2F, Li3O, and Li4N) doped boron phosphide (B12P12)
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29 nanocages are considered for optimization, but eleven (10) of those are converged to stable
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31 structures. Three stable structures (I-III) are obtained from doping of Li2F on B12P12 nanocluster.
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34 When Li2F is doped on the nanocluster, the interactions become dominated between Li of the
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36 superalkali and P atoms of nanocluster. In parallel, interaction between F atom of superalkali and
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38 B atom of the nanocage occurs. However, the structural integrity of the cage and superalkali is
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rarely changed during doping. The isomer I is the most stable isomer among all optimized
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43 structures of Li2F@B12P12 isomers. The isomer I has C1 symmetry. In I, Li2F is present in the
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45 center of the 4-membered ring. Li atoms of superalkali are fixed on the top of the P atoms of the
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four-membered ring. While F atom (superalkali) and B atom (nanocage) don’t interect in this
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50 isomer. The calculated Li-F bond length is 1.69 Å in isomer I, as compared to 1.67 Å in isolated
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10 Li atom of superalkali is fixed on the top of the P atom of the cage and F atom of the superalkali
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is adjusted on the top of the B atom of the ring. In isomer II, average bond length of Li-P is 2.48
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17 1.69 Å, comparable to the ones observed in isomer I. Another stable isomer III is obtained where
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Li2F is present over the center of the six-membered ring. Two Li atoms are positioned on top of B
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22 and P atom of the ring. Average bond length of Li-P is 2.546 Å and bond angle of superalkali
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24 (∠LiFLi) is 126.24° (see Table 1).
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As a result of doping Li3O with B12P12 nanocage, four stable isomers of Li3O@B12P12 (IV-VII) are
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29 observed. Similar to Li2F@B12P12 complexes, the structural integrity of the B12P12 cage and Li3O
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31 superalkali remains intact. Interactions between atoms of the superalkali (lithium and oxygen) and
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33 atoms of nanocage (phosphorus and boron, respectively) are observed. Isomer IV is the most stable
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36 isomer among all Li3O doped (Li3O@B12P12) isomers. In IV, O atom of Li3O is placed on the top
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38 of B atom, while each Li atom of superalkali is confined at the top of P. The bond angle of
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40 superalkali (∠LiOLi) is subjected to a less significant change (from 120° to 119.8°) in the doped
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43 complexes compared to Li2F doped system. Because of interactions with the cage, the bond length
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45 between Li-O bond is weakened and Li-O bond is stretched to 1.80 Å from 1.68 Å (of individual
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47 Li3O unit). The bond lengths of Li-P and O-Al bonds are 2.36 Å and 1.50 Å, respectively. In V, O
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atom of the superalkali occupies the center of the six-membered ring and each Li atom is fixed on
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3 shorter O-Li bond length of 1.69 Å is observed in isomer V. Bond angle (∠LiOLi) is further
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6 reduced to 113.84°. The vertical placement of Li3O on the B12P12 nanocage generates another
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8 isomer VI, in which the two Li atoms of superalkali are directed towards the P of the 4-membered

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10 ring. The O atom occupies the center position of 4-membered ring where the O-B bond is cutoffed.
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13 Another stable isomer VII is obtained where Li3O is vertically placed on fused bonds of b66 and
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17 on top of B atom of the nanocage. In both isomers VI and VII, the ∠LiOLi is 120.0° and the
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average bond length of Li-O is 1.69 Å, similar to individual superalkali. Whereas, the bond length
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22 of Li-P bond (2.49 Å) of isomer VI is slightly shorter from the bond length of Li-P bond (2.51 Å)
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Pure B12P12 I II III
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IV V VI VII
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43 VIII IX X
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45 Figure 1: Optimized geometries of Li2F@B12P12, Li3O@B12P12 and Li4N@B12P12 isomers
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50 Capping of B12P12 with Li4N in different orientations and optimization at B3LYP/6-31+G(d) level
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52 of theory resulted in the three stable isomers i.e. VIII, IX and X. In all these three isomers,
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geometric integrity of the nanocage remained intact like the individual nanocage. Isomer VIII is
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3 the most stable as a result of the strong interaction between superalkali and nanocage. In this
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6 isomer VIII, Li4N subunit binds with the B12P12 cage via three Li-P bonds and one B-N bond. It
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10 this isomer. Whereas, one Li atom is pointed in upward in opposite direction to the B 12P12 cage.
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13 The average angle ∠LiNLi is increased from 90.0° to 105.7°. The bond length of N-Li bond in
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17 be attributed to the fact that the formation of N-B and Li-P bonds weakens the bond strength of N-
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Li bond. The bond length of N-B bond and average bond length of Li-P bonds are 1.44 Å and 2.38
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22 Å, respectively. Isomer IX is generated, by capping the Li4N subunit on a 6-membered ring of the
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24 B12P12 nanocage. The geometry of IX is such that three Li atoms are directed toward three P atoms
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26 of the six-membered ring, whereas B and N atoms don’t interact in this isomer. The fourth Li atom
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29 of the superalkali is directed vertically away from the cage. The average bond length of the Li-P
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31 bonds is 2.58 Å and average bond length of N-Li is 1.78 Å. Whereas, average angle ∠LiNLi is
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33 further increased to 109.16° as compared to (105.69°) isomer VIII. Isomer X is generated by
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36 placing N atom above B atom and three Li are directed towards three P atoms along b64, b64, and
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38 b66 bonds. While the fourth Li is directed vertically away from the cage. The ∠LiNLi is 107.38°,
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40 the average bond length of the three Li-P bonds is 2.44 Å and Li-N bond length is 1.91 Å. All
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43 these isomers of the three series have C1 symmetry.
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3 Table 1: Relative energies Erel (in kcal mol-1), symmetry (Sym.), first frequency ν1 (in cm-1),
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5 average bond length between Li and P (XLi-P in Å), average bond length between F/O/N and Li
6 (Xx-Li in Å), bond angle between Li, F/O/N and Li (∠LiXLi in degree) and interaction energy (Eint)
7 in kcal mol-1 of all optimized isomers.
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11 Li2F@B12P12
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14 Isomers Erel. Sym. ν1 XLi−P XX−Li ∠LiXLi Eint
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16 I 0 C1 13.96 2.46 1.69 121.9 -42.33
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II 0.52 C1 31.18 2.48 1.68 120.1 -41.81
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21 III 2.74 C1 51.37 2.55 1.68 126.2 -39.59
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23 Li3O@B12P12
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Isomers Erel Sym. ν1 XLi−P XO−Li ∠LiOLi Eint
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28 IV 0 C1 80.17 2.36 1.80 119.8 -67.93
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30 V 25.36 C1 59.97 2.57 1.69 113.8 -42.58
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VI 27.90 C1 12.38 2.49 1.69 120.0 -40.03
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35 VII 27.99 C1 21.41 2.51 1.69 120.0 -39.94
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37 Li4N@B12P12
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Isomers Erel Sym. ν1 XLi−P XN−Li ∠LiNLi Eint
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42 VIII 0 C1 48.26 2.38 1.87 105.7 -100.12
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44 IX 43.2 C1 52.36 2.58 1.78 109.2 -56.92
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47 X 57.08 C1 60.94 2.44 1.91 107.4 -43.04
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52 Stability and electride characteristics
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54 For analyzing the stability of all optimized isomers, the energy gap between the highest occupied
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56 molecular orbital (HOMO) and the lowest unoccupied molecular orbital (LUMO) and their
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3 interaction energies (Eint) are calculated. Systems with higher HOMO-LUMO energy gap (EH-L
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6 gap) are chemically stable. All these superalkali doped boron phosphide complexes have stable
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8 EH-L gap (1.09 eV to 1.59 eV) except isomers IV and VIII, which possess EH-L gap of 0.97 eV and

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10 0.69 eV, respectively (Table 2). The EH-L gaps of doped system are comparable to the kinetically
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stable C60 fullerene (1.57 eV),58 indicating that these superalkali doped boron phosphide
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15 complexes are chemically stable. The frontier molecular orbitals (FMOs) analysis of pure B12P12
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17 shows that boron phosphide nanocage has a large EH-L gap of 3.67 eV. B12P12 is a large band gap
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semiconductor which limits its application in optoelectronic as efficient NLO material. To enhance
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22 the conducting properties of boron phosphide nanocage, boron phosphide is capped with
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24 superalkalis (Li2F, Li3O, and Li4N), and, as a result, the EH-L gap is significantly reduced.
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26 Molecular orbitals of all the superalkali doped boron phosphide nanocages are analyzed. The
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29 reason for the decrease in the EH-L gap is the increase in the energies of HOMOs and decrease in
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31 the energies of LUMO after doping. The energies of HOMOs are increased due to the presence of
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33 excess electrons. These electrons are diffused from the superalkalis towards nanocage. The diffuse
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electrons occupy the new energy levels which are now known as HOMO and the old ones become
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38 HOMO-1, as reported earlier in the literature.28 Analyzing the data, the EH-L gap of superalkali
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40 doped B12P12 is narrowed between 41% to 63% as compared to that of pure nanocage. The lowest
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EH-L gap (0.69 eV) is observed for isomer VIII of Li4N series. In isomers VIII and X, the electronic
43
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45 density (in HOMOs) reside outside any atom (in an empty space) which justifies the electride
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47 properties of these isomers. Rest of the isomers have electronic density concentrated on the atoms
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49 of the cage. The high concentration of the electronic density on the cage represents the shifting of
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52 electronic density from the superalkali toward the cage. The excess electrons are pushed out from
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54 the outer s valence orbital of alkali atoms (of the superalkali units) under the action of lone pairs
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3 of the P atoms. The excess electrons can effectively increase the energy of newly formed HOMO,
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6 which results in the narrowing of the HOMO-LUMO energy for these doped systems. Hence, these
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8 superalkalis can be effectively used to decrease wide HOMO-LUMO energy gap of boron

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10 phosphide nanocage and increase its potential application in nanoscale electronic devices in future.
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13 The vertical ionization energies (VIE) also support the high stability of these newly designed
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electrides (VIII and X) and excess electron systems (see Table 2). All the isomers have VIE values
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18 from 3. 31 kcal mol-1 to 4.16 kcal mol-1.
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4 Li2F@B12P12
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6 HOMO LUMO HOMO LUMO
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15 (I) (II)
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23 (III)
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27 Li3O@B12P12
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29 HOMO LUMO HOMO LUMO
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39 (IV) (V)
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48 (VI) (VII)
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4 Li4N@B12P12
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8 HOMO LUMO HOMO LUMO

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17 (IX)
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(X)
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31 Figure 2: HOMOs and LUMOs of Li2F@B12P12, Li3O@B12P12 and Li4N@B12P12 isomers
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33 (Isovalue = 0.05)
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38 Furthermore, all these superalkali@B12P12 isomers (I-X) exhibit fairly large interaction energies
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(-39.5 kcal mol-1 to -100.12 kcal mol-1). The large interaction energies suggest chemisorption of
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43 superalkali over the cage. The Eint is the negative of the intermolecular interaction energy between
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45 the superalkali and pure nanocage. Thus, the larger the Eint value, the stronger is the interaction
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between two subunits and greater is the stability of resultant complex. The Eint values range from
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50 -39.5 kcal mol-1 to -100.12 kcal mol-1of superalkali@ B12P12 and these are larger than those of
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52 alkali metal doped B12P12 compounds (-7.41 kcal mol-1 to -20.31 kcal mol-1) 40 mainly due to the
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54 number of interaction present between superalkali and nanocage. These results indicate the
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3 stronger interaction of superalkalis (Li2F, Li3O and Li4N) to B12P12 nanocage than alkali metal
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6 atoms. Thus, compared to alkali metal doped B12P12, capping B12P12 nanocage with superalkalis
7
8 not only produces more structural isomers, but also generate more stable compounds.

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11 To study the extent of charge transfer, the NBO charges on superalkali units are analyzed and
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13 given in Table 2. Charge analysis data from NBO confirmed the charge transfer from the
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superalkali unit to the nanocage in all the doped isomers. The charge transfer is evident from the
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18 positive charges present on the alkali metal atoms in the superalkali unit and the net positive charge
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20 on the superalkali unit. From table 2, the NBO charges on superalkali units in Li2F doped
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complexes are observed between 0.80 |e| to 0.828 |e|, while in case of Li3O and Li4N doped series,
23
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25 these range between 0.797 |e| to 1.105 |e| and 0.529 |e| to 0.753 |e|, respectively. Among all newly
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27 designed isomers, the highest charge is observed for isomer IV of Li3O@B12P12. On the other side,
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29 the lowest charge is observed for isomer VIII of Li3O@B12P12
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32 Charge is transferred from the superalkali units to the nanocage. The excess electrons are pushed
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35 out from the outer s valence orbital of alkali atoms (of the superalkali units) under the action of
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37 lone pairs of the P atoms. Whereas, electronegative atoms (F, O and N) of the superalkalis interact
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39 with the B atom of the cage and withdraw the electronic density towards the superalkalis. Overall,
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excess electrons are pushed from superalkalis towards the nanocages. A more pronounced charge
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44 transfer is observed as compared to the previously reported charges (0.531–0.634 |e|) on alkali
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46 metal atoms in M@Al12N12 (M = Li, Na, K) complexes.24
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3 Table 2: NBO charges on superalkalis (Q in |e|), Energies of HOMOs (in eV), energies of LUMOs
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(in eV), HOMO-LUMO gaps (in eV), VIE (in eV) and wavelength (λmax in nm).
6 Isomers Q HOMO LUMO EH-L VIE λmax
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8 Pure B12P12 - -6.92 -3.26 6.92 -

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3.67
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Li2F@B12P12
12 I 0.82 -4.03 -2.49 1.53 4.03 563.24
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14 II 0.83 -3.99 -2.5 1.50 3.99 586.63
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16 III 0.81 -3.96 -2.49 1.46 3.96 756.06
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18 Li3O@B12P12
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20 IV 1.11 -3.31 -2.34 0.97 3.31 1730.93
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22 V 0.80 -3.85 -2.33 1.51 3.85 876.24
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VI 0.81 -3.66 -2.17 1.49 3.66 596.39
25 VII 0.82 -3.63 -2.15 1.48 3.63 747.34
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27 Li4N@B12P12
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29 VIII 0.55 -3.61 -2.92 0.69 3.61 429.51
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31 IX 0.75 -3.68 -2.17 1.51 3.68 887.44
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33 X 0.53 -3.69 -2.59 1.09 3.69 648.2
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38 PDOS and TDOS analysis
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41 For further confirmation of the electronic behavior of these superalkali doped isomers, partial
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43 density of states (PDOS) and total density of states (TDOS) analyses are also performed. PDOS
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and TDOS of pure nanocage and the most stable superalkali doped nanocages are plotted in Figure
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48 3 (rest are provided in supplementary information). All these DOS spectra indicate the contribution
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50 of superalkalis fragment and nanocage fragment towards the variation of energy levels of HOMOs
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and LUMOs. The increase and decrease of HOMOs/LUMOs energies caused reduction in energy
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55 of EH-L gap. Doping superalkalis on B12P12 nanocage created new energy levels, as a result of the
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58 18
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3 transfer of excess electrons from superalkalis to nanocage. The newly generated HOMOs have
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6 higher energy compared to the energies of HOMOs of pure nanocage.
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Figure 3: TDOS and PDOS spectra of most stable complexes (I, IV and VIII) of
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56 superlaklis@B12P12.
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3 Absorption analysis
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6 High performance NLO materials are mainly used in second harmonic generation (SHG) for
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8

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9 doubling frequency. Therefore, good NLO materials should have transparency under the utilized
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11 laser light. To investigate transparency of the newly designed superalkali doped boron phosphide
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13 complexes, the ultraviolet visible infrared (UV-VIS-NIR) absorption analysis is performed and
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spectra of stable isomers from each superalkali set are shown in Figure 4. The main absorption
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18 regions of all isomers lie in the range above UV region. In Li2F@B12P12 series, the highest λmax of
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20 756.06 nm is observed for the isomer III which has the lowest EH-L (1.46 eV). The highest λmax
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(1730.93 nm) is observed for the isomer IV of Li3O@B12P12 series which has the lowest EH-L (0.97
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25 eV), whereas the lowest λmax (596.39 nm) is observed for the isomer VI of Li3O@B12P12 having
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27 the highest EH-L (1.48 eV). Isomer VIII of Li4N@B12P12 series, have the lowest EH-L of 0.69 eV
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29 and λmax value of 429.51 nm. The isomer IX has higher EH-L of 1.51 eV with higher λmax of 887.44
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32 nm. All isomers have weak absorption in the visible and ultraviolet region which indicates
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34 sufficient transparency for the routinely used laser applications. Also, these excess electron
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36 systems and electrides (VIII and X) are fully transparent in deep ultraviolet region (≤200 nm), so
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these systems may be considered as new candidates for deep ultraviolet high performance NLO
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41 materials.
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Transparent region
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21 Li3O@B12P12
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29 Transparent
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Li4N@B12P12
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45 Transparent
46 region
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54 Figure 4: The UV-VIS-NIR Absorption spectra of superalkali@B12P12 isomers (I-X).
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3 Nonlinear optical (NLO) properties
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6 It is previously reported in the literature that NLO response of a system can be enhanced effectively
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8

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9 by introducing the excess electrons to the system. The excess electrons occupy the high energy
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11 HOMOs which cause the reduction of EH-L gap of corresponding system and results in the increase
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13 of first hyperpolarizability (βo) values. First hyperpolarizability (βo) is a decisive factor for NLO
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response of any system. Previously, doping of alkali metals on the different fullerenes is reported
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18 as an efficient strategy for enhancing NLO response. In this work, the stable inorganic superalkali
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20 doped B12P12 nanocages are designed and are expected to have large NLO response. Hence, the
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dipole moments (µo), polarizabilities (αo), and first hyperpolarizabilities (βo) of these
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25 superalkali@B12P12 nanostructures are computed and given in Table 3. As isolated B12P12
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27 nanocage is centrosymmetric, therefore first hyperpolarizability (βo) and dipole moment of pure
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29 nanocage are zero. The doping of superalkalis brings significant enhancement of the dipole
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32 moment (µo) and first hyperpolarizability (βo) for the B12P12 nanocage. This is due to the distortion
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34 of symmetry of the nanocage. Dipole moment (µo) is a vector product of charge and distance
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36 among the charged particles. Therefore, high charges and more separation between these charges
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results in higher µo values. Our results at LC-BLYP/6-31+G(d) level on superalkali doped B12P12
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41 nanocages revealed similar trend. Isomers with higher charges on superalkalis and higher
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43 separation of charges show higher dipole moments. In Li2F@B12P12 series, the highest µo of 6.65D
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is observed for isomer I. The value of µo for isomers II and III is 6.07D and 6.06D, respectively.
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48 Li3O@B12P12 isomers (IV-VII) have µo in the range of 7.48D to 17.85D. Here, the highest µo of
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50 17.85D is obtained for isomer IV. Among Li4N@A112P12 complexes, isomer IX has the highest
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52 µo of 12.17D, whereas dipole moments of isomers VIII and X are 4.03 debye and 6.36D,
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55 respectively.
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3 Polarizability (αo) results revealed that αo (388 au) of B12P12 is slightly increased to 427-434 au for
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6 isomers I and II of Li2F@ B12P12 series but decreased to 317 au for isomer III. For Li3O@ B12P12
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8 series (IV-VII), αo is increased from 448 to 709 au. For Li4N@ B12P12 series (VIII-X), αo is in the

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10 range of 464 to 729 au These results indicated alteration of the αo values of the B12P12 cage by the
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induction of superalkalis. The introduction of superalkalis dramatically enhances the first
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15 hyperpolarizability (βo) of the B12P12 nanocage ranging from 6.92×102 au to 3.48×105 au. Among
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17 Li2F@B12P12 isomers (I-III), isomer III has βo of 3.48×105 au which is followed by isomers I and
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II having βo values of 1.29×103 au and 1.04×103 au, respectively. The Li3O@B12P12 isomers (IV-
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22 VII) showed similar trend of increasing βo as is observed for αo. The highest βo is observed for
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24 isomer V (3.27×103 au) and then, followed by isomer IV (1.17×103 au). βo values decreased from
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26 isomer VI (3.10×103 au) to isomer VII (2.44×103 au), respectively. Among the three isomers
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29 (VIII-X) of Li4N@B12P12 complexes, isomer IX has the largest βo value of 1.58×105 au.
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31 Hyperpolarizability of a system is affected by several factors. One such factor is vertical ionization
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33 energy (VIE) of the system that can affect hyperpolarizability response, if VIE is the only factor
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in determining of hyperpolarizability subsequently monotonic behavior can be predicted. Another
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38 factor is the interaction distance between superalkali and cage. Shorter the interaction distance
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40 stronger the interaction between superalkali and nanocage. Therefore, shorter distance leads to
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higher hyperpolarizability and vice versa. If interaction distance is the only factor, then monotonic
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45 increase of hyperpolarizability value by decrease in interaction distance is expected. In our case,
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47 Li2F@B12P12 series shows monotonic increase in hyperpolarizability with the decrease in vertical
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49 ionization energies of the isomers suggesting that VIE is the only factor affecting the first
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52 hyperpolarizabilities of this series. Li3O@B12P12 and Li4N@B12P12 series reflect that the above
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3 discussed both factors are playing their part for increasing the hyperpolarizability response of
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6 respective isomers.
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8 Table 3: Dipole moment (µo) in debye, polarizability (αo) in au, first hyperpolarizability (βo) in au,

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9 oscillator strength (fo), crucial excitation energy (ΔE) in eV and dominated transitions of
10 Li2F@B12P12, Li3O@B12P12 and Li4N@B12P12 complexes.
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12 fo ΔE Dominated
13 Isomers µo αo βo
transition
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15 Pure
16 0.00 388.17 0.24
B12P12
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18 Li2F@B12P12
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20 I 6.65 434.04 1.29×103 0.050 2.20 HOMO→LUMO
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22 II 6.07 427.92 1.04×103 0.034 2.11 HOMO→LUMO+1
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24 III 6.06 316.93 3.48×105 0.037 1.63 HOMO→LUMO+3
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Li3O@B12P12
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IV 17.85 555.27 1.17×105 0.043 0.71 HOMO→LUMO
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29 V 7.48 709.63 3.27×105 0.043 1.41 HOMO→LUMO+2
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31 VI 13.94 454.74 3.10×103 0.025 2.07 HOMO→LUMO
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33 VII 13.51 448.78 2.44×103 0.038 1.65 HOMO→LUMO
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35 Li4N@B12P12
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37 VIII 4.03 663.42 1.58×104 0.155 2.88 HOMO→LUMO+8
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39 IX 12.17 727.98 1.58×105 0.047 1.39 HOMO→LUMO+2
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X 6.36 729.79 1.89×104 0.108 1.91 HOMO-1→LUMO
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52 Figure 5: Dependance of first hyperpolarizability βo (au) values on the crucial excitation energies
53 ΔE (eV) of Li2F@B12P12 and Li4N@B12P12 isomers
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28 Figure 6: Dependence of first hyperpolarizability βo (au) values on the oscillator strength fo of
29 Li3O@B12P12 isomers
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33 According to two level model, hyperpolarizability can be estimated through the following eq:
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36 βo = Δµ × fo / ΔE3
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To gain insight into the factor responsible for affecting hyperpolarizability, crucial excited
40
41 energies, oscillator strength and change in dipole moment during crucial excitation are calculated.
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43 Moreover, the effect of doping position is also studied. In all three series, maximum
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hyperpolarizability is observed for isomers in which superalkali is doped over the center of the
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48 six-membered ring (r6) of the nanocage. Hyperpolarizabilities of isomers III (Li2F@B12P12), V
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50 (Li3O@B12P12) and IX (Li4N@B12P12) (having superalkali on r6 position) are 3.48×105 au ,
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52 3.27×105 au and 1.58×105 au respectively. The next higher hyperolarizability is observed for those
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55 systems where dopant (superalkali) resides at Btop position. Hyperpolarizabilities of isomers VIII
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3 (Li4N@B12P12), IV (Li3O@B12P12) and II (Li2F@B12P12) (having superalkali at Btop position) are
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6 1.58×104 au, 1.17×105 au and 1.04×103 au, respectively.
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9 In literature it has been previously reported that the small transition energy (ΔE) of the crucial
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11 excited state leads to large first hyperpolarizability βo values. The dominant transitions, their
12
13 corresponding ΔE values and oscillator strengths are given in Table 2. Our calculated results
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revealed that, in contrast to the pristine nanocage with large ΔE, the superalkali doped cages exhibit
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18 much smaller ΔE values of 0.71–2.88 eV, which are comparable to those of 1.24–2.86 eV for the
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20 Li3O doped Al12N12 electrides.33 Therefore, such small transition energies of crucial excited states
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of these isomers are responsible for the large first hyperpolarizabilities of these superalali doped
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25 B12P12 compounds. As shown in Table 2, for Li2F@B12P12, isomer III exhibits much smaller ΔE
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27 value 1.63 eV than those of 2.11 eV ‒ 2.20 eV for isomers I and II. Thus, the smaller ΔE of isomer
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29 III is the main controlling factor for the much larger first hyperpolarizability (βo) value (in
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32 Li2F@B12P12 series) as compared to the other two isomers. A similar trend is observed in
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34 Li4N@B12P12 series. Isomer IX of Li4N@B12P12 has greater first hyperpolarizability value of
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36 1.58×105 au as compared with 1.58×104 (VIII) and 1.89×104 (X). Isomer IX has also the smallest
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ΔE value in the series therefore, smaller transition energy of the crucial excited state of isomer IX
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41 is the decisive factor for its large first hyperpolarizability response. In Li3O based series, oscillator
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43 strength of the crucial excited states become the decisive factor for the large βo values of isomers
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IV and V as compared with VI and VII. From two level method, first hyperpolarizability is directly
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48 proportional to the oscillator strength of the crucial excited state. Isomers IV and V have higher
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50 oscillator strength of 0.043 as compared with 0.025 (VI) and 0.0386 (VII), hence isomers IV and
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52 V have higher βo values than VI and VII. In summary, crucial excitation energy is the main
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3 contributing factor in deciding the first hyperpolarizability. However, oscillator strength of crucial
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6 excited states becomes decisive factor in case of Li3O@B12P12 series.
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New Journal of Chemistry Accepted Manuscript


9 Conclusions
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12 Several strategies have been reported in the literature to design high performance NLO materials.
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15 A relatively less explored strategy is doping of inorganic systems with superalkali units. This
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17 research aimed at exploring the potential of superalkali (Li2F, Li3O and Li4N) doping on the non-
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19 linear optical response of boron phosphide nanocages. The formed nanocage complexes are quite
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stable as evident from their calculated binding energies. For all the doped superalkalis, the EH-L
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24 gaps are reduced significantly. Besides EH-L gaps, hyperpolarizabilities of the considered structures
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26 are increased up to several orders of magnitude. For example, the highest hyperpolarizability
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(3.5×105 au) is observed for isomer (III) of Li2F@B12P12. The isomer III has the lowest EH-L gap
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31 of 1.46 eV among three isomers (I-III) of Li2F@B12P12. Moreover, it is observed that Li2F gives
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33 better hyperpolarizability enhancement with B12P12 nanocage as compared to Li3O and Li4N. This
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35 study will be advantageous for promoting the potential applications of the super alkalis doped
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38 B12P12 based nanostructures. These newly designed excess electron systems and electrides (VIII
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40 and X) can be used in electronic nanodevices and high-performance nonlinear optical materials
41
42 with good ultraviolet transparency.
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ACKNOWLEDGEMENT
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48 This study was financially supported by Higher Education Commission of Pakistan under HEC
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50 indigenous fellowship to Faizan Ullah (315-19560-2PS3-146) and HEC-NRPU project (7853).
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53 Supplementary information
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3 Supplementary data associated with current article can be found online at http://dx.doi.org/
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