Professional Documents
Culture Documents
The law originated in the House of Representatives as H. No. 7198. This bill Petitioners' allegations are vehemently denied by respondents. However,
was approved on third reading on September 12, 1996 and transmitted on there is no need to discuss this point as petitioners have announced that,
September 16, 1996 to the Senate which approved it with certain in order to expedite the resolution of this petition, they admit, without
amendments on third reading on November 17, 1996. A bicameral conceding, the correctness of the transcripts relied upon by the
conference committee was formed to reconcile the disagreeing provisions respondents. Petitioners agree that for purposes of this proceeding the
of the House and Senate versions of the bill. word "approved" appears in the transcripts.
The bicameral conference committee submitted its report to the House at Only the proceedings of the House of Representatives on the conference
8 a.m. on November 21, 1996. At 11:48 a.m., after a recess, Rep. Exequiel committee report on H. No. 7198 are in question. Petitioners' principal
Javier, chairman of the Committee on Ways and Means, proceeded to argument is that R.A. No. 8240 is null and void because it was passed in
deliver his sponsorship speech, after which he was interpellate. Rep. violation of the rules of the House; that these rules embody the
Rogelio Sarmiento was first to interpellate. He was interrupted when Rep. "constitutional mandate" in Art. VI, §16(3) that "each House may
Arroyo moved to adjourn for lack of quorum. Rep. Antonio Cuenco objected determine the rules of its proceedings" and that, consequently, violation of
to the motion and asked for a head count. After a roll call, the Chair (Deputy the House rules is a violation of the Constitution itself. They contend that
Speaker Raul Daza) declared the presence of a quorum.1 Rep. Arroyo the certification of Speaker De Venecia that the law was properly passed is
appealed the ruling of the Chair, but his motion was defeated when put to false and spurious.
a vote. The interpellation of the sponsor thereafter proceeded.
More specifically, petitioners charge that (1) in violation of Rule VIII, §35
Petitioner Rep. Joker Arroyo registered to interpellate. He was fourth in the and Rule XVII, §103 of the rules of the House, 2 the Chair, in submitting the
order, following Rep. Rogelio Sarmiento, Rep. Edcel C. Lagman and Rep. conference committee report to the House, did not call for the
Enrique Garcia. In the course of his interpellation, Rep. Arroyo announced years or nays,but simply asked for its approval by motion in order to
that he was going to raise a question on the quorum, although until the end prevent petitioner Arroyo from questioning the presence of a quorum; (2)
of his interpellation he never did. What happened thereafter is shown in in violation of Rule XIX, §112, 3 the Chair deliberately ignored Rep. Arroyo's
the following transcript of the session on November 21, 1996 of the House question, "What is that . . . Mr. Speaker?" and did not repeat Rep. Albano's
of Representatives, as published by Congress in the newspaper issues of motion to approve or ratify; (3) in violation of Rule XVI, §97,4 the Chair
December 5 and 6, 1996: refused to recognize Rep. Arroyo and instead proceeded to act on Rep.
Albano's motion and afterward declared the report approved; and (4) in
violation of Rule XX, §§121-122, Rule XXI, §123, and Rule XVIII, §109, 5the
MR. ALBANO. MR. Speaker, I move that we now approved and
Chair suspended the session without first ruling on Rep. Arroyo's question
ratify the conference committee report.
which, it is alleged, is a point of order or a privileged motion. It is argued
that Rep. Arroyo's query should have been resolved upon the resumption
THE DEPUTY SPEAKER (Mr. Daza). Any objection to the motion? of the session on November 28, 1996, because the parliamentary situation
at the time of the adjournment remained upon the resumption of the
session.
MR. ARROYO. What is that, Mr. Speaker?
Petitioners also charge that the session was hastily adjourned at 3:40 p.m.
THE DEPUTY SPEAKER (Mr. Daza). There being none, approved.
on November 21, 1996 and the bill certified by Speaker Jose De Venecia to
prevent petitioner Rep. Arroyo from formally challenging the existence of
(Gavel) a quorum and asking for a reconsideration.
MR. ARROYO. No, no, no, wait a minute, Mr. Speaker, I stood up. Petitioners urge the Court not to feel bound by the certification of the
I want to know what is the question that the Chair asked the Speaker of the House that the law had been properly passed, considering
distinguished sponsor. the Court's power under Art. VIII, §1 to pass on claims of grave abuse of
discretion by the other departments of the government, and they ask for a
reexamination of Tolentino v. Secretary of Finance, 6which affirmed the
THE DEPUTY SPEAKER (Mr. Daza). The session is suspended for
one minute. conclusiveness of an enrolled bill, in view of the changed membership of
the Court.
Petitioners contend that the House rules were adopted pursuant to the
We have no constitutional provision requiring that the
constitutional provision that "each House may determine the rules of its
legislature should read a bill in any particular manner. It may,
proceedings" 9 and that for this reason they are judicially enforceable. To
then, read or deliberate upon a bill as it sees fit. either in
begin with, this contention stands the principle on its head. In the decided
accordance with its own rules, or in violation thereof, or without
cases, 10 the constitutional provision that "each House may determine the
making any rules. The provision of section 17 referred to is
rules of its proceedings" was invoked by parties, although not successfully,
merely a statutory provision for the direction of the legislature
precisely to support claims of autonomy of the legislative branch to
in its action upon proposed measures. It receives its entire force
conduct its business free from interference by courts. Here petitioners cite
from legislative sanction, and it exists only at legislative
the provision for the opposite purpose of invoking judicial review.
pleasure. The failure of the legislature to properly weigh and
consider an act, its passage through the legislature in a hasty
But the cases, both here and abroad, in varying forms of expression, all manner, might be reasons for the governor withholding his
deny to the courts the power to inquire into allegations that, in enacting a signature thereto; but this alone, even though it is shown to be
law, a House of Congress failed to comply with its own rules, in the absence a violation of a rule which the legislature had made to govern its
of showing that there was a violation of a constitutional provision or the own proceedings, could be no reason for the court's refusing its
rights of private individuals. In Osmeña v.Pendatun, 11 it was held: "At any enforcement after it was actually passed by a majority of each
rate, courts have declared that 'the rules adopted by deliberative bodies branch of the legislature, and duly signed by the governor. The
are subject to revocation, modification or waiver at the pleasure of the courts cannot declare an act of the legislature void on account of
body adopting them.' And it has been said that 'Parliamentary rules are noncompliance with rules of procedure made by itself to govern
merely procedural, and with their observance, the courts have no concern. its deliberations. McDonald v. State, 80 Wis. 407, 50 N.W. 185; In
They may be waived or disregarded by the legislative body.' Consequently, re Ryan, 80 Wis. 414, 50 N.W. 187; State v. Brown, 33 S.C. 151,
'mere failure to conform to parliamentary usage will not invalidate the 11 S.E. 641; Railway Co. v. Gill, 54 Ark. 101, 15 S.W. 18.
action (taken by a deliberative body) when the requisite number of
members have agreed to a particular measure.'"
We conclude this survey with the useful summary of the rulings by former
Chief Justice Fernando, commenting on the power of each House of
In United States v. Ballin, Joseph & Co., 12 the rules was stated thus: "The Congress to determine its rules of proceedings. He wrote:
Constitution empowers each house to determine its rules of proceedings.
It may not by its rules ignore constitutional restraints or violate
Rules are hardly permanent in character. The prevailing view is
fundamental rights, and there should be a reasonable relation between the
that they are subject to revocation, modification or waiver at the
mode or method of proceeding established by the rule and the result which
pleasure of the body adopting them as they are primarily
is sought to be attained. But within these limitations all matters of method
procedural. Courts ordinary have no concern with their
are open to the determination of the House, and it is no impeachment of
observance. They may be waived or disregarded by the
the rule to say that some other way would be better, more accurate, or even
legislative body. Consequently, mere failure to conform to them
more just. It is no objection to the validity of a rule that a different one has
does not have the effect of nullifying the act taken if the requisite
been prescribed and in force for a length of time. The power to make rules
number of members have agreed to a particular measure. The
is not one which once exercised is exhausted. It is a continuous power, always
above principle is subject, however, to this qualification. Where
subject to be exercised by the House, and within the limitations suggested,
the construction to be given to a rule affects person other than
absolute and beyond the challenge of any other body or tribunal."
members of the legislative body the question presented is
necessarily judicial in character. Even its validity is open to
In Crawford v. Gilchrist, 13 it was held: "The provision that each House shall question in a case where private rights are involved. 18
determine the rules of its proceedings does not restrict the power given to
a mere formulation of standing rules, or to the proceedings of the body in
In this case no rights of private individuals are involved but only those of a
ordinary legislative matters; but in the absence of constitutional restraints,
member who, instead of seeking redress in the House, chose to transfer the
and when exercised by a majority of a constitutional quorum, such
dispute to this Court. We have no more power to look into the internal
authority extends to a determination of the propriety and effect of any action
proceedings of a House than members of that House have to look over our
as it is taken by the body as it proceeds in the exercise of any power, in the
shoulders, as long as no violation of constitutional provisions is shown.
transaction of any business, or in the performance of any duty conferred upon
it by the Constitution."
Petitioners must realize that each of the three departments of our
government has its separate sphere which the others may not invade
In State ex rel. City Loan & Savings Co. v. Moore, the Supreme Court of
14
without upsetting the delicate balance on which our constitutional order
Ohio stated: "The provision for reconsideration is no part of the
rests. Due regard for the working of our system of government, more than
Constitution and is therefore entirely within the control of the General
mere comity, compels reluctance on our part to enter upon an inquiry into
Assembly. Having made the rule, it should be regarded, but a failure to
an alleged violation of the rules of the House. We must accordingly decline
regard it is not the subject-matter of judicial inquiry. It has been decided by
the invitation to exercise our power.
the courts of last resort of many states, and also by the United States
Supreme Court, that a legislative act will not be declared invalid for
noncompliance with rules." Second. Petitioners, quoting former Chief Justice Roberto Concepcion's
sponsorship in the Constitutional Commission, contend that under Art.
VIII, §1, "nothing involving abuse of discretion [by the other branches of Chair can announce how many are in favor and how many are
the government] amounting to lack or excess of jurisdiction is beyond against. 22
judicial review." 19 Implicit in this statement of the former Chief Justice,
however, is an acknowledgment that the jurisdiction of this Court is subject
Indeed, it is no impeachment of the method to say that some other way
to the case and controversy requirement of Art. VIII. §5 and, therefore, to
would be better, more accurate and even more just. 23 The advantages or
the requirement of a justiciable controversy before courts can adjudicate
disadvantages, the wisdom or folly of a method do not present any matter
constitutional questions such as those which arise in the field of foreign
for judicial consideration. 24 In the words of the U.S. Circuit Court of
relations. For while Art. VIII, §1 has broadened the scope of judicial inquiry
Appeals, "this Court cannot provide a second opinion on what is the best
into areas normally left to the political departments to decide, such as
procedure. Notwithstanding the deference and esteem that is properly
those relating to national security, 20 it has not altogether done away with
tendered to individual congressional actors, our deference and esteem for
political questions such as those which arise in the field of foreign relations.
the institution as a whole and for the constitutional command that the
As we have already held, under Art. VIII, §1, this Court's function
institution be allowed to manage its own affairs precludes us from even
attempting a diagnosis of the problem." 25
is merely [to] check whether or not the governmental branch or
agency has gone beyond the constitutional limits of its
Nor does the Constitution require that the yeas and the nays of
jurisdiction, not that it erred or has a different view. In the
the Members be taken every time a House has to vote, except only in the
absence of a showing . . . [of] grave abuse of discretion
following instances; upon the last and third readings of a bill, 26 at the
amounting to lack of jurisdiction, there is no occasion for the
request of one-fifth of the Members present, 27 and in repassing a bill over
Court to exercise its corrective power. . . . It has no power to look
the veto of the President. 28 Indeed, considering the fact that in the
into what it thinks is apparent error. 21
approval of the original bill the votes of the members byyeas and nays had
already been taken, it would have been sheer tedium to repeat the process.
If, then, the established rule is that courts cannot declare an act of the
legislature void on account merely of noncompliance with rules of
Petitioners claim that they were prevented from seeking reconsideration
procedure made by itself, it follows that such a case does not present a
allegedly as a result of the precipitate suspension and subsequent
situation in which a branch of the government has "gone beyond the
adjournment of the session. 29 It would appear, however, that the session
constitutional limits of its jurisdiction" so as to call for the exercise of our
was suspended to allow the parties to settle the problem, because when it
Art. VIII. §1 power.
resumed at 3:40 p.m. on that day Rep. Arroyo did not say anything
anymore. While it is true that the Majority Leader moved for adjournment
Third. Petitioners claim that the passage of the law in the House was until 4 p.m. of Wednesday of the following week, Rep. Arroyo could at least
"railroaded." They claim that Rep. Arroyo was still making a query to the have objected if there was anything he wanted to say. The fact, however, is
Chair when the latter declared Rep. Albano's motion approved. that he did not. The Journal of November 21, 1996 of the House shows.
What happened is that, after Rep. Arroyo's interpellation of the sponsor of ADJOURNMENT OF SESSION
the committee report, Majority Leader Rodolfo Albano moved for the
approval and ratification of the conference committee report. The Chair
On motion of Mr. Albano, there being no objection, the Chair
called out for objections to the motion. Then the Chair declared: "There
declared the session adjourned until four o'clock in the
being none, approved." At the same time the Chair was saying this,
afternoon of Wednesday, November 27, 1996.
however, Rep. Arroyo was asking, "What is that . . . Mr. Speaker?" The Chair
and Rep. Arroyo were talking simultaneously. Thus, although Rep. Arroyo
subsequently objected to the Majority Leader's motion, the approval of the It was 3:40 p.m. Thursday, November 21, 1996. (emphasis
conference committee report had by then already been declared by the added)
Chair, symbolized by its banging of the gavel.
This Journal was approved on December 3, 1996. Again, no one objected to
Petitioners argue that, in accordance with the rules of the House, Rep. its approval except Rep. Lagman.
Albano's motion for the approval of the conference committee report
should have been stated by the Chair and later the individual votes of the
It is thus apparent that petitioners' predicament was largely of their own
members should have been taken. They say that the method used in this
making. Instead of submitting the proper motions for the House to act
case is a legislator's nightmare because it suggests unanimity when the fact
upon, petitioners insisted on the pendency of Rep. Arroyo's question as an
was that one or some legislators opposed the report.
obstacle to the passage of the bill. But Rep. Arroyo's question was not, in
form or substance, a point of order or a question of privilege entitled to
No rule of the House of Representative has been cited which specifically precedence.30 And even if Rep. Arroyo's question were so, Rep. Albano's
requires that in case such as this involving approval of a conference motion to adjourn would have precedence and would have put an end to
committee report, the Chair must restate the motion and conduct a viva any further consideration of the question. 31
voce or nominal voting. On the other hand, as the Solicitor General has
pointed out, the manner in which the conference committee report on H.
Given this fact, it is difficult to see how it can plausibly be contended that
No. 7198 was approval was by no means a unique one. It has basis in
in signing the bill which became R.A. No. 8240, respondent Speaker of the
legislative practice. It was the way the conference committee report on the
House be acted with grave abuse of his discretion. Indeed, the phrase
bills which became the Local Government Code of 1991 and the conference
"grave abuse of discretion amounting to lack or excess of jurisdiction" has
committee report on the bills amending the Tariff and Customs Code were
a settled meaning in the jurisprudence of procedure. It means such
approved.
capricious and whimsical exercise of judgment by a tribunal exercising
judicial or quasi judicial power as to amount to lack of power. As Chief
In 1957, the practice was questioned as being contrary to the rules of the Justice Concepcion himself said in explaining this provision, the power
House. The point was answered by Majority Leader Arturo M. Tolentino granted to the courts by Art. VIII. §1 extends to cases where "a branch of
and his answer became the ruling of the Chair Mr. Tolentino said: the government or any of its officials has acted without jurisdiction or in
excess of jurisdiction, or so capriciously as to constitute an abuse of
discretion amounting to excess of jurisdiction." 32
Mr. TOLENTINO. The fact that nobody objects means a
unanimous action of the House. Insofar as the matter of
procedure is concerned, this has been a precedent since I came Here, the matter complained of concerns a matter of internal procedure of
here seven years ago, and it has been the procedure in this the House with which the Court should not he concerned. To repeat, the
House that if somebody objects, then a debate follows and after claim is not that there was no quorum but only that Rep. Arroyo was
the debate, then the voting comes in. effectively prevented from questioning the presence of a quorum. Rep.
Arroyo's earlier motion to adjourn for lack of quorum had already been
defeated, as the roll call established the existence of a quorum. The
xxx xxx xxx
question of quorum cannot be raised repeatedly — especially when the
quorum is obviously present — for the purpose of delaying the business of
Mr. Speaker, a point of order was raised by the gentleman from the House. 33 Rep. Arroyo waived his objection by his continued
Leyte, and I wonder what his attitude is nor on his point of order. interpellation of the sponsor for in so doing he in effect acknowledged the
I should just like to state that I believe that we have had a presence of a quorum. 34
substantial compliance with the Rules. The Rule invoked is not
one that refers to statutory or constitutional requirement, and a
At any rate it is noteworthy that of the 111 members of the House earlier
substantial compliance, to my mind, is sufficient. When the Chair
found to be present on November 21, 1996, only the five, i.e., petitioners in
announces the vote by saying "Is there any objection?" and
this case, are questioning the manner by which the conference committee
nobody objects, then the Chair announces "The bill is approved
report on H. No. 7198 was approved on that day. No one, except Rep.
on second reading." If there was any doubt as to the vote, any
Arroyo, appears to have objected to the manner by which the report was
motion to divide would have been proper. So, if that motion is
approved. Rep. John Henry Osmeña did not participate in the bicameral
not presented, we assume that the House approves the measure.
conference committee proceedings. 35 Rep. Lagman and Rep. Zamora
So I believe there is substantial compliance here, and if anybody
objected to the report 36 but not to the manner it was approved; while it is
wants a division of the House he can always ask for it, and the
said that, if voting had been conducted. Rep. Tañada would have voted in decision in the EVAT cases and their places have since been taken by four
favor of the conference committee report.37 new members (Francisco, Hermosisima, Panganiban, and Torres, JJ.)
Petitioners are thus simply banking on the change in the membership of
the Court.
Fourth. Under the enrolled bill doctrine, the signing of H. No. 7198 by the
Speaker of the House and the President of the Senate and the certification
by the secretaries of both Houses of Congress that it was passed on Moreover, as already noted, the due enactment of the law in question is
November 21, 1996 are conclusive of its due enactment. Much energy and confirmed by the Journal of the House of November 21, 1996 which shows
learning is devoted in the separate opinion of Justice Puno, joined by Justice that the conference committee report on H. No. 7198, which became R.A.
Davide, to disputing this doctrine. To be sure, there is no claim either here No. 8740, was approved on that day. The keeping of the Journal is required
or in the decision in the EVAT cases [Tolentino v. Secretary of Finance] that by the Constitution, Art. VI, §16(4) provides:
the enrolled bill embodies a conclusive presumption. In one case 38 we
"went behind" an enrolled bill and consulted the Journal to determine
Each House shall keep a Journal of its proceedings, and from
whether certain provisions of a statute had been approved by the Senate.
time to time publish the same, excepting such parts as may, in
its judgment, affect national security; and the yeas and nays on
But, where as here there is no evidence to the contrary, this Court will any question shall, at the request of one-fifth of the Members
respect the certification of the presiding officers of both Houses that a bill present, be entered in the Journal.
has been duly passed. Under this rule, this Court has refused to determine
claims that the three-fourths vote needed to pass a proposed amendment
Each House shall also keep a Record of its proceedings.
to the Constitution had not been obtained, because "a duly authenticated
bill or resolution imports absolute verify and is binding on the
courts." 39 This Court quoted from Wigmore on Evidence the following The Journal is regarded as conclusive with respect to matters that are
excerpt which embodies good, if old-fashioned, democratic theory: required by the Constitution to be recorded therein. 46 With respect to
other matters, in the absence of evidence to the contrary, the Journals have
also been accorded conclusive effect. Thus, in United States v. Pons, 47 this
The truth is that many have been carried away with the
Court spoke of the imperatives of public policy for regarding the Journals
righteous desire to check at any cost the misdoings of
as "public memorials of the most permanent character," thus: "They should
Legislatures. They have set such store by the Judiciary for this
be public, because all are required to conform to them; they should be
purpose that they have almost made them a second and higher
permanent, that rights acquired today upon the faith of what has been
Legislature. But they aim in the wrong direction. Instead of
declared to be law shall not be destroyed tomorrow, or at some remote
trusting a faithful Judiciary to check an inefficient Legislature,
period of time, by facts resting only in the memory of individuals." As
they should turn to improve the Legislature. The sensible
already noted, the bill which became R.A. No. 8240 is shown in the Journal.
solution is not to patch and mend casual errors by asking the
Hence its due enactment has been duly proven.
Judiciary to violate legal principle and to do impossibilities with
the Constitution; but to represent ourselves with competent,
careful, and honest legislators, the work of whose hands on the It would be an unwarranted invasion of the prerogative of a coequal
statute-roll may come to reflect credit upon the name of popular department for this Court either to set aside a legislative action as void
government. 40 because the Court thinks the House has disregarded its own rules of
procedure, or to allow those defeated in the political arena to seek a
rematch in the judicial forum when petitioners can find their remedy in
This Court has refused to even look into allegations that the enrolled bill
that department itself. The Court has not been invested with a roving
sent to the President contained provisions which had been
commission to inquire into complaints, real or imagined, of legislative
"surreptitiously" inserted in the conference committee:
skullduggery. It would be acting in excess of its power and would itself be
guilty of grave abuse of its discretion were it to do so. The suggestion made
[W]here allegations that the constitutional procedures for the in a case 48 may instead appropriately be made here: petitioners can seek
passage of bills have not been observed have no more basis than the enactment of a new law or the repeal or amendment of R.A. No. 8240.
another allegation that the Conference Committee In the absence of anything to the contrary, the Court must assume that
"surreptitiously" inserted provisions into a bill which it had Congress or any House thereof acted in the good faith belief that its conduct
prepared, we should decline the invitation to go behind the was permitted by its rules, and deference rather than disrespect is due the
enrolled copy of the bill. To disregard the "enrolled bill" rule in judgment of that body. 49
such cases would be to disregard the respect due the other two
departments of our government. 41
WHEREFORE, the petition for certiorari and prohibition is DISMISSED.
It has refused to look into charges that an amendment was made upon the
SO ORDERED.
last reading of a bill in violation of Art. VI. §26(2) of the Constitution that
"upon the last reading of a bill, no amendment shall be allowed." 42
Narvasa, C.J., Padilla, Melo, Kapunan, Francisco and Hermosisima, Jr., JJ.,
concur.
In other cases, 43 this Court has denied claims that the tenor of a bill was
otherwise than as certified by the presiding officers of both Houses of
Congress. Regalado, J., concurs in the result.
The enrolled bill doctrine, as a rule of evidence, is well established. It is Bellosillo and Panganiban, JJ., took no part.
cited with approval by text writers here and abroad. 44 The enrolled bill
rule rests on the following considerations:
Torres, Jr., J., is on leave.
Certainly, courts cannot claim greater ability to judge With due respect, I do not agree that the issues posed by the
procedural legitimacy, since constitutional rules on petitioner are non-justiciable. Nor do I agree that we will
trivialize the principle of separation of power if we assume the table without prejudice to the nomination, and
jurisdiction over the case at bar. Even in the United States, the shall be a final disposition of such motion.
principle of separation of power is no longer an impregnable
impediment against the interposition of judicial power on cases
4. Nominations confirmed or rejected by the Senate
involving breach of rules of procedure by legislators.
shall not be returned by the Secretary to the
President until the expiration of the time limited for
Rightly, the ponencia uses the 1891 case of US v. Ballin,1 as a making a motion to reconsider the same, or while a
window to view the issues before the Court. It is in Ballin where motion to reconsider is pending, unless otherwise
the US Supreme Court first defined the boundaries of the power ordered by the Senate.
of the judiciary to review congressional rules. 2 It held:
It appears that the nomination of Mr. Smith as member of the
xxx xxx xxx Federal Power Commission has been confirmed by the US
Senate. The resolution of confirmation was sent to the US
President who then signed the appointment of Mr. Smith. The
The Constitution, in the same section, provides, that
Senate, however, reconsidered the confirmation of Mr. Smith
"each house may determine the rules of its
and requested the President to return its resolution of
proceedings." It appears that in pursuance of this
confirmation. The President refused. A petition for quo
authority the House had, prior to that day, passed this
warranto was filed against Mr. Smith. The Court, speaking thru
as one of its rules:
Mr. Justice Brandeis, assumed jurisdiction over the dispute
relying on Ballin. It exercised jurisdiction although "the
Rule XV question primarily at issue relates to the construction of the
applicable rules, not to their constitutionality." Significantly, the
Court rejected the Senate interpretation of its own rules even
3. On the demand of any member, or at the suggestion
while it held that it must be accorded the most sympathetic
of the Speaker, the names of members sufficient to
consideration.
make a quorum in the hall of the House who do not
vote shall be noted by the clerk and recorded in the
journal, and reported to the Speaker with the names xxx xxx xxx
of the members voting, and be counted and
announced in determining the presence of a quorum
Sixth. To place upon the standing rules of the Senate
to do business. (House Journal, 230, Feb. 14, 1890)
a construction different from that adopted by the
Senate itself when the present case was under debate
The action taken was in direct compliance with this is a serious and delicate exercise of judicial power.
rule. The question, therefore, is as to the validity of The Constitution commits to the Senate the power to
this rule, and not what methods the Speaker may of make its own rules; and it is not the function of the
his own motion resort to for determining the Court to say that another rule would be better. A rule
presence of a quorum, nor what matters the Speaker designed to ensure due deliberation in the
or clerk may of their own volition place upon the performance of the vital function of advising and
journal. Neither do the advantages or disadvantages, consenting to nominations for public office,
the wisdom or folly, of such a rule present any moreover, should receive from the Court the most
matters for judicial consideration. With the courts the sympathetic consideration. But the reasons, above
question is only one of power. The Constitution stated, against the Senate's construction seem to us
empowers each house to determine its rules of compelling. We are confirmed in the view we have
proceedings. It may not by its rules ignore taken by the fact, since the attempted
constitutional restraints or violate fundamental rights, reconsideration of Smith's confirmation, the Senate
and there should be a reasonable relation between itself seems uniformly to have treated the ordering of
the mode or method of proceedings established by the immediate notification to the President as
rule and the result which is sought to be attained. But tantamount to authorizing him to proceed to perfect
within these limitations all matters of method are the appointment.
open to the determination of the House, and it is no
impeachment of the rule to say that some other way
Smith, of course, involves the right of a third person and its
would be better, more accurate, or even more just. It
ruling falls within the test spelled out in Ballin.
is no objection to the validity of a rule that a different
one has been prescribed and in force for a length of
time. The power to make rules is not one which once Smith was followed by the 1948 case of Christoffel v. United
exercised is exhausted. It is a continuous power, States. 4 Christoffel testified before the Committee on Education
always subject to be exercised by the House, and and Labor of the House of Representatives. He denied he was a
within the limitations suggested, absolute and communist and was charged with perjury in the regular court.
beyond the challenge of any other body or tribunal. He adduced evidence during the trial that the committee had no
quorum when the perjurious statement was given. Nonetheless,
he was convicted in view of the judge's charge to the members
Ballin, clearly confirmed the jurisdiction of courts to pass upon
of the jury that to find Christoffel guilty, they had to find beyond
the validity of congressional rules, i.e., whether they are
a reasonable doubt that —
constitutional. Rule XV was examined by the Court and it was
found to satisfy the test: (1) that it did not ignore any
constitutional restraint; (2) it did not violate any fundamental xxx xxx xxx
right; and (3) its method has a reasonable relationship with the
result sought to be attained. By examining Rule XV, the Court did
. . . the defendant Christoffel appeared before a
not allow its jurisdiction to be defeated by the mere invocation
quorum of at least thirteen members of the said
of the principle of separation of powers.
Committee, and that "at least that number must have
been actually and physically present . . . If such a
Ballin was followed in 1932 by the case of US v. Smith. 3 In Smith, Committee so met, that is, if thirteen members did
the meaning of sections 3 and 4 of Rule XXXVIII of the US Senate meet at the beginning of the afternoon session of
was in issue, viz: March 1, 1947, and thereafter during the progress of
the hearing some of them left temporarily or
otherwise and no question was raised as to the lack
xxx xxx xxx
of a quorum, then the fact that the majority did not
remain there would not affect, for the purposes of this
3. When a nomination is confirmed or rejected, any case, the existence of that Committee as a competent
Senator voting in the majority may move for a tribunal provided that before the oath was
reconsideration on the same day on which the vote administered and before the testimony of the
was taken, or on either of the next two days of actual defendant was given there were present as many as
executive session of the Senate; but if a notification of 13 members of that Committee at the beginning of the
the confirmation or rejection of a nomination shall afternoon session . . . .
have been sent to the President before the expiration
of the time within which a motion to reconsider may
Christoffel objected to the charge on the ground that it allowed
be made, the motion to reconsider shall be
the jury to assume there was a continuous quorum simply
accompanied by a motion to request the President to
because it was present at the start of the meeting of the
return such notification to the Senate. Any motion to
Committee. Under the House rules, a quorum once established
reconsider the vote on a nomination may be laid on
is presumed to continue until the lack of quorum is
raised. Again, the court assumed jurisdiction over the case. A Yellin should be permitted the same opportunity for
majority of the Court, with Mr. Justice Murphy, as ponente, judicial review when he discovers at trial that his
defined the issue as "what rules the House had established and rights have been violated. This is especially so when
whether they have been followed." It held: the Committee's practice leads witnesses to misplaced
reliance upon its rules. When reading a copy of the
Committee's rules, which must be distributed to
xxx xxx xxx
every witness under Rule XVII, the witness'
reasonable expectation is that the Committee actually
Congressional practice in the transaction of ordinary does what it purports to do, adhere to its own rules.
legislative business is of course none of our concern, To foreclose a defense based upon those rules, simply
and by the same token the considerations which may because the witness was deceived by the Committee's
lead Congress as a matter of legislative practice to appearance of regularity, is not fair. The Committee
treat as valid the conduct of its committees do not prepared the groundwork for prosecution in Yellin's
control the issue before us. The question is neither case meticulously. It is not too exacting to require that
what rules Congress may establish for its own the Committee be equally meticulous in obeying its
governance, nor whether presumptions of continuity own rules.
may protect the validity of its legislative conduct. The
question is rather what rules the House has established
It additionally bears stressing that in the United States, the
and whether they have been followed. It of course has
judiciary has pruned the "political thicket." In the benchmark
the power to define what tribunal is competent to
case of Baker v. Carr, 6 the US Supreme Court assumed
exact testimony and the conditions that establish its
jurisdiction to hear a petition for re-apportionment of the
competency to do so. The heart of this case is that by
Tennessee legislature ruling that "the political question
the charge that was given it the jury was allowed to
doctrine, a tool for maintenance of government order, will not
assume that the conditions of competency were
be so applied as to promote only disorder" and that "the courts
satisfied even though the basis in fact was not
cannot reject as 'no law suit,' a bona fide controversy as to
established and in face of a possible finding that the
whether some action denominated 'political' exceeds
facts contradicted the assumption.
constitutional authority."