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WestlawReginaRottmanvCommissionerofPoliceoftheMetropolisHouseofLords16May2002 PDF
WestlawReginaRottmanvCommissionerofPoliceoftheMetropolisHouseofLords16May2002 PDF
Status:
[2002] UKHL 20
[2002] 2 A.C. 692
Lord Nicholls of Birkenhead , Lord Hoffmann , Lord Hope of Craighead , Lord Hutton and Lord Rodger
of
Earlsferry
2002 Feb 13, 14; May 16
Police—Search, right of—Premises—Extradition proceedings—Search of premises for evidence
following
arrest of alleged fugitive—Whether common law power of search and seizure following arrest allowing
search of entire premises—Whether applicable in extradition cases—Whether extinguished on coming
into force of statutory powers governing entry and search—Whether statutory powers extending to
extradition cases— Police and Criminal Evidence Act 1984 (c 60), ss. 18, 19, 32(2)(b) — Human
Rights
Act 1998 (c 42), Sch. 1, Pt I, art 8
In 1996 a warrant was issued by a court in Germany for the arrest of the claimant in connection with
alleged fraud offences in Germany. In 2000, when it was believed that the claimant was living in
England at an unknown address, a provisional warrant for his arrest was issued by the Bow Street
Magistrates' Court under section 8(1)(b) of the Extradition Act 1989 . As a result of a surveillance
operation the claimant was followed into the drive of the house where he had been living and he was
arrested by three police officers a few yards from his front door. Thereafter the officers entered and
searched the house and removed items belonging to the claimant which they suspected might hold
evidence of the alleged offences or proceeds of the offences, having acted in purported reliance on
section 18 in Part II of the Police and Criminal Evidence Act 1984
1
and in the belief that they had in
any event power under the common law to search the premises of a suspect following his arrest on
an extradition warrant. The claimant applied to the Divisional Court for an order *693 directed to the
Commissioner of Police of the Metropolis requiring the delivery up of all items seized and a declaration
that the entry and search had been unlawful and in breach of the claimant's rights under article 8 of
the Convention for the Protection of Human Rights and Fundamental Freedoms, as scheduled to the
Human Rights Act 1998
2
. The Divisional Court held that the statutory powers of entry, search and
seizure without a warrant in Part II of the 1984 Act did not extend to extradition cases, that any
powers of search under the common law had been extinguished when the 1984 Act came into force
and that accordingly the search and seizure had been unlawful and in violation of the claimant's
rights under article 8.
On the commissioner's appeal—
Held:
(1) that, although police officers executing a provisional warrant for the arrest of a person wanted
for extradition were entitled under section 17 of the 1984 Act to enter premises in order to search
Positive or Neutral Judicial Treatment
for that person so as to effect the arrest, the powers of entry, search and seizure following arrest
conferred by sections 18 and 19 of the Act, and that conferred by section 32(2)(b) of the Act, were
confined to domestic offences; and that, accordingly, there was no power under the Act which
would have permitted the search of the claimant's premises following his arrest on the provisional
warrant in connection with the alleged fraud offences in Germany (post, paras 1, 2, 3, 64, 66-68,
82, 84-88).
But (2) allowing the appeal (Lord Hope of Craighead dissenting), that before the enactment of the
1984 Act police officers effecting the arrest of a suspect in his home pursuant to an arrest warrant
for a domestic offence had been entitled under the common law not only to search the arrested
person and seize items found upon him or in the room where he was arrested, but also to search the
remainder of the house and seize any items found there which were reasonably believed to be
material evidence, and no distinction was to be drawn for that purpose between an arrest in the
house itself or in its grounds; that police officers had the same power when executing an arrest
warrant relating to extradition proceedings, and since nothing in the 1984 Act evinced an intention
by Parliament to revoke that power it continued to be available; that since the exercise of the
power was therefore in accordance with the common law, and was for the legitimate aim of
preventing crime and subject to the safeguard that its use was dependent on the issue of an arrest
warrant, so as to make it proportionate to that aim, it did not infringe article 8 of the Convention;
and that, accordingly, the search and seizure operation at the claimant's house had been lawful
(post, paras 1, 2, 46, 57-63, 75, 79-82, 90, 99, 103, 113).
Ghani v Jones[1970] 1 QB 693, CA and R v Governor of Pentonville Prison, Ex p Osman[1990] 1 WLR
277, DC approved .
Decision of the Divisional Court of the Queen's Bench Division [2001] EWHC Admin 576reversed .
The following cases are referred to in their Lordships' opinions:
Adair v M'Garry 1933 JC 72 Air-India v Wiggins [1980] 1 WLR 815; [1980] 2 All ER 593, HL(E) Bessell
v Wilson (1853) 20 LTOS 233 Chic Fashions (West Wales) Ltd v Jones [1968] 2 QB 299; [1968] 2 WLR
201; [1968] 1 All ER 229, CA Cox v Army Council [1963] AC 48; [1962] 2 WLR 950; [1962] 1 All ER
880, HL(E) de Freitas v Permanent Secretary of Ministry of Agriculture, Fisheries, Lands and Housing
[1999] 1 AC 69; [1998] 3 WLR 675, PC Dillon v O'Brien and Davis (1887) 16 Cox CC 245 Elias v
Pasmore [1934] 2 KB 164 Entick v Carrington (1765) 19 State Tr 1029; 2 Wils 275 Funke v France
(1993) 16 EHRR 297 Ghani v Jones [1970] 1 QB 693; [1969] 3 WLR 1158; [1969] 3 All ER 1700, CA
*694 Jeffrey v Black [1978] QB 490; [1977] 3 WLR 895; [1978] 1 All ER 555, DC Liangsiriprasert
(Somchai) v Government of the United States of America [1991] 1 AC 225; [1990] 3 WLR 606;
[1990] 2 All ER 866, PC Macleod v Attorney General for New South Wales [1891] AC 455, PC Pringle v
Bremner and Stirling (1867) 5 Macph 55, HL(Sc) R v Governor of Brixton Prison, Ex p Levin [1997] AC
741; [1997] 3 WLR 117; [1997] 3 All ER 289, HL(E) R v Governor of Pentonville Prison, Ex p Osman
[1990] 1 WLR 277; [1989] 3 All ER 701, DC R v Shayler [2002] UKHL 11; [2002] 2 WLR 754; [2002]
2 All ER 477, HL(E) R v Southwark Crown Court, Ex p Sorsky Defries [1996] Crim LR 195, DC R (Daly)
v Secretary of State for the Home Department [2001] UKHL 26; [2001] 2 AC 532; [2001] 2 WLR
1622; [2001] 3 All ER 433, HL(E) Sunday Times, The v United Kingdom (1979) 2 EHRR 245
The following additional cases were cited in argument:
Cowan v Condon [2000] 1 WLR 254; [2000] 1 All ER 504, PC
Evans, In re [1994] 1 WLR 1006; [1994] 3 All ER 449, HL(E) George v Rockett (1990) 93 ALR 483
Hunter v Southam Inc (1984) 11 DLR (4th) 641 McLorie v Oxford [1982] QB 1290; [1982] 3 WLR
423; [1982] 3 All ER 480, DC Malone v United Kingdom (1984) 7 EHRR 14 R v Governor of Pentonville
Prison, Ex p Sotiriadis [1975] AC 1; [1974] 2 WLR 253; [1974] 1 All ER 692, DC and HL(E) R v
Hughes [1998] DCR 1069, NZ District Court R v Lushington, Ex p Otto [1894] 1 QB 420, DC R v
Manchester Stipendiary Magistrate, Ex p Granada Television Ltd [2001] 1 AC 300; [2000] 2 WLR 1;
[2000] 1 All ER 135, HL(E) SW v United Kingdom (1995) 21 EHRR 363
APPEAL from the Divisional Court of the Queen's Bench Division
This was an appeal, by leave of the House of Lords (Lord Steyn, Lord Hope of Craighead and Lord
Millett), by the Commissioner of Police of the Metropolis, from the decision of the Divisional Court of
the
Queen's Bench Division (Brooke LJ and Harrison J) granting the claimant, Michael Rottman, a
declaration
that the decision of three Metropolitan police officers to enter the claimant's house at 58 Magnolia
Drive,
Hazelmere, High Wycombe on 23 September 2000 to search for and seize items was unlawful and in
violation of the claimant's rights under article 8 of the Convention for the Protection of Human Rights
and Fundamental Freedoms , and requiring the return of all items seized.
The Divisional Court certified in accordance with section 1(2) of the Administration of Justice Act 1960
the following point of law of general public importance:
"At common law, does a police officer executing a warrant of arrest issued pursuant to
section 8 of the Extradition Act 1989 have power to search for and seize any goods or
documents which he reasonably believes to be material evidence in relation to the
extradition crime in respect of which the warrant was issued?"
The facts are stated in the opinion of Lord Hutton.
David Perry and Sarah Whitehouse for the defendant. Police officers lawfully arresting a person have a
common law power to seize what they *695 reasonably believe to be the fruits, or evidence or
instruments, of serious crime: see Chic Fashions (West Wales) Ltd v Jones[1968] 2 QB 299 and Ghani
v
Jones[1970] 1 QB 693 . [Reference was also made to Bessell v Wilson(1853) 20 LTOS 233 ; Dillon v
O'Brien and Davis(1887) 16 Cox CC 245 ; Pringle v Bremner and Stirling(1867) 5 Macph 55 ; R v
Lushington, Ex p Otto[1894] 1 QB 420 and the Report of an Interdepartmental Working Party, A
Review
of the Law and Practice of Extradition in the United Kingdom (Home Office, May 1982).] The power
applies to arrest in connection with extradition proceedings: see R v Governor of Pentonville Prison, Ex
p
Osman[1990] 1 WLR 277 . The power is exercisable when the officers are lawfully on premises. In the
instant case the officers were lawfully on the defendant's premises under section 17(1)(a) of the Police
and Criminal Evidence Act 1984 ("PACE") since they had entered to execute a warrant of arrest.
That common law power has been supplemented but not replaced by the powers of search and seizure
under PACE: see section 19(5) of PACE. The search and seizure made by the officers were therefore
also lawful under sections 18(1) and 19(2)(3)(4) of PACE. Although it was held in R v Southwark
Crown
Court, Ex p Sorsky Defries[1996] Crim LR 195 that section 19(3) did not extend to foreign offences,
an
extradition warrant is issued and executed on the basis that it identifies a domestic offence. It is
possible to read sections 18(1) and 19(3)(4) as applying to the domestic offence identified in the
warrant. The Act should be interpreted so as to enable the police to carry out effective investigation
and preserve evidence: see Cowan v Condon[2000] 1 WLR 254, 265 .
There are sufficient safeguards for the fugitive. Extradition is only available in respect of serious
crimes,
and a warrant of arrest under section 8 of the 1989 Act may only be issued if a magistrate is satisfied
that a charge has been properly laid against the accused: see In re Evans[1994] 1 WLR 1006, 1010-
1011 .
There was no violation of article 8 of the Convention for the Protection of Human Rights and
Fundamental Freedoms. The search and seizure operations were in accordance with the law and
proportionate to the aim in a democratic society of prevention of crime.
Clare Montgomery QC and Julian Knowles for the claimant. The dictum of Lord Denning MR in Ghani v
Jones[1970] 1 QB 693, 705-706 suggesting that a police officer was entitled at common law, when
effecting an arrest in a room, to conduct a search of other parts of the premises for evidence was an
unwarranted departure from previous authority. R v Governor of Pentonville Prison, Ex p
Osman[1990] 1
WLR 277 was wrong in applying the dictum to extradition cases. No extradition treaty requires the
requested state to conduct a search and seizure. [Reference was made to Liangsiriprasert (Somchai) v
Government of the United States of America [1991] 1 AC 225, 250-251 .]
The police had no power to enter and search the defendant's house under section 17 of PACE . The
power of entry under the section can be exercised only for the purpose of effecting an arrest, but the
defendant had already been arrested on his driveway. There was no common law power allowing a
police
officer who had completed an arrest to enter and search a dwelling house without a warrant: see
McLorie v Oxford[1982] QB 1290 and Jeffrey v Black[1978] QB 490 . *696 In any event, the common
law power of search was abolished on the coming into force of PACE: see section 17(5) .
The police had no power to act under section 18 or 19 of PACE : see R v Southwark Crown Court, Ex p
Sorsky Defries[1996] Crim LR 195 . [Reference was also made to R v Governor of Pentonville Prison,
Ex p
Sotiriadis[1975] AC 1 and R v Manchester Stipendiary Magistrate, Ex p Granada Television Ltd [2001]
1
AC 300 .]
Searches of private or business premises infringe article 8(1) of the Convention unless the
requirements
of article 8(2) are met, in particular the requirement that the law should have sufficient clarity,
precision
and accessibility: see Malone v United Kingdom(1984) 7 EHRR 14 . [Reference was also made to
Funke v
France(1993) 16 EHRR 297 ; Hunter v Southam Inc(1984) 11 DLR (4th) 641 ; R v Hughes[1998] DCR
1069 and George v Rockett(1990) 93 ALR 483 .]
Perry , in reply, referred to SW v United Kingdom(1995) 21 EHRR 363 .
Their Lordships took time for consideration. 16 May. LORD NICHOLLS OF BIRKENHEAD
1 My Lords, I have had the advantage of reading in draft the speeches of my noble and learned
friends,
Lord Hutton and Lord Rodger of Earlsferry. For the reasons they give, and with which I agree, I would
answer the certified question in the manner Lord Hutton proposes and allow this appeal accordingly.
LORD HOFFMANN
2 My Lords, I have had the advantage of reading in draft the speeches of my noble and learned
friends,
Lord Hutton and Lord Rodger of Earlsferry. For the reasons they give, and with which I agree, I would
answer the certified question in the manner Lord Hutton proposes and allow this appeal accordingly.
LORD HOPE OF CRAIGHEAD
3 My Lords, my noble and learned friend, Lord Hutton, whose speech I have had the advantage of
reading in draft, has described the background to this case. I gratefully adopt his account of it. For the
reasons which he has given, and for the reasons given by my noble and learned friend, Lord Rodger of
Earlsferry, I agree that the powers which are given to the police by sections 18 and 19 of the Police
and
Criminal Evidence Act 1984 ("PACE") do not apply where a person is arrested under a provisional
warrant
for an extradition offence. I also agree with Lord Rodger that the power in section 32 of that Act to
search premises in which the person was when he was arrested does not apply either as the term
"offence" in subsection (2)(b) is confined to domestic offences, and that section 17(5) of PACE has
nothing to do with the power of the police to search premises once a person has been arrested. I
regret
however that I am unable to agree with my noble and learned friends' analysis of the powers which
are
available to a police officer at common law where he is in possession of an arrest warrant.
4 As Lord Hutton has explained, we are concerned here with a provisional warrant for the arrest of the
respondent which was issued under section 8(1) of the Extradition Act 1989 . A magistrate has power
to
issue a *697 warrant of arrest under that section if he is supplied with sufficient evidence to satisfy
him
that he would be justified in issuing a warrant for the arrest of a person accused of a crime committed
within his jurisdiction and that the conduct alleged would constitute an extradition crime: section 8(3)
.
The purpose of the arrest, as section 9(1) makes clear, is to enable the respondent to be brought
before a court of committal as soon as practicable with a view to the commencement of extradition
proceedings against him in that court. Section 8(6) provides that, where a warrant is issued under
that
section for the arrest of a person accused of an offence of stealing or receiving stolen property
committed in a designated Commonwealth country or colony, the magistrate shall have the like power
to
issue a warrant to search for the property as if the offence had been committed within his jurisdiction.
But the magistrate did not have power to issue a warrant for search for property in this case, as the
alleged offence was one of fraud and it was said to have been committed in Germany. The only power
which he had under this statute was to issue a warrant for the respondent's arrest. He had power
under
section 26(1) of the Theft Act 1968 read with section 24(1) of that Act to issue a warrant to search for
and seize stolen goods, but it was not alleged that the respondent had any stolen goods in his custody
or possession or on his premises.
5 Had it not been for the possibility that a police officer executing a warrant of arrest issued under
section 8(1) of the 1989 Act has powers of search at common law, therefore, the position in this case
would have been quite straightforward. The warrant which was issued to him was a warrant of arrest
only. Its sole purpose was to enable the respondent to be taken into custody. It was not a warrant to
search. Its purpose was served as soon as the respondent had been arrested in the driveway of his
house a few yards from its front door. The decision to search the house was not taken for the purpose
of effecting the arrest. It was taken because two German police officers who arrived at the premises
afterwards, having spoken to the public prosecutor in Germany, asked for the house to be searched.
This was because they suspected that there were computers, computer disks and financial documents
which might hold evidence of the offences which the respondent was alleged to have committed or
proceeds of those offences. But the officer of the Metropolitan Police to whom that request was made
did not have a warrant to search the house. If he had asked for one to be issued to him under section
8(6) of the 1989 Act, it would have been refused. The statutory powers under PACE were not
available.
In the absence of a relevant common law power, it is plain that the entry and search of the house
which
the police carried out was unlawful, and that the respondent's rights under article 8 of the European
Convention for the Protection of Human Rights and Fundamental Freedoms were violated.