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Locke argues that we can never really form picture of an object in our mind that matches the object
itself. As it really in the physical world. We only can have ideas about that object.
He says there two qualities of an object 1. Primary quality and 2. Secondary quality
Locke: Ethics
Table of Contents
1. Introduction
2. The Good
a. Pleasure and Pain
b. Happiness
. The Law of Nature
a. Existence
b. Content
c. Authority
d. Reconciling the Law with Happiness
. Power, Freedom, and Suspending Desire
a. Passive and Active Powers
b. The Will
c. Freedom
d. Judgment
. Living the Moral Life
. References and Further Reading
a. Primary Sources
b. Secondary Sources: Books
c. Secondary Sources: Articles
1. Introduction
While Locke did not write a treatise devoted to a discussion of ethics, there
are strands of discussion of morality that weave through many, if not most,
of his works. One such strand is evident near the end of his An Essay
Concerning Human Understanding (hereafter: Essay) where he states that
one of the most important aspects of improving our knowledge is to
recognize the kinds of things that we can truly know. With this recognition,
he says, we are able to finely-tune the focus of our enquiries for optimal
results. And, he concludes, given the natural capacities of human beings,
“Morality is the proper Science, and Business of Mankind in general”
because human beings are both “concerned” and “fitted to search out
their SummumBonum [highest good]” (Essay, Book IV, chapter xii, section
11; hereafter: Essay, IV.xii.11). This claim indicates that Locke takes the
investigation of morality to be of utmost importance and gives us good
reason to think that Locke’s analysis of the workings of human
understanding in general is intimately connected to discovering how the
science proper to humankind is to be practiced. The content of the
knowledge of ethics includes information about what we, as rational and
voluntary agents, ought to do in order to obtain an end, in particular, the
end of happiness. It is the science, Locke says, of using the powers that we
have as human beings in order to act in such a way that we obtain things
that are good and useful for us. As he says: ethics is “the seeking out those
Rules, and Measures of humane Actions, which lead to Happiness, and the
Means to practice them” (Essay, IV.xxi.3). So, there are several elements in
the landscape of Locke’s ethics: happiness or the highest good as the end of
human action; the rules that govern human action; the powers that
command human action; and the ways and means by which the rules are
practiced. While Locke lays out this conception of ethics in the Essay, not all
aspects of his definition are explored in detail in that text. So, in order to get
the full picture of how he understands each element of his description of
ethics, we must often look to several different texts where they receive a
fuller treatment. This means that Locke himself does not explain how these
elements fit together leaving his overarching theory somewhat of a puzzle
for future commentators to contemplate. But, by mining different texts in
this way, we can piece together the details of an ethical theory that, while
not always obviously coherent, presents a depth and complexity that, at
minimum, confirms that this is a puzzle worth trying to solve.
2. The Good
a. Pleasure and Pain
The thread of moral discussion that weaves most consistently throughout
the Essay is the subject of happiness. True happiness, on Locke’s account,
is associated with the good, which in turn is associated with pleasure.
Pleasure, in its turn, is taken by Locke to be the sole motive for human
action. This means that the moral theory that is most directly endorsed in
the Essay is hedonism.
Locke notes that among all the ideas that we receive by sensation and
reflection, pleasure and pain are very important. And, he notes that the
things that we describe as evil are no more than the things that are
annexed to the idea of pain, and the things that we describe as good are no
more than the things that are annexed to the idea of pleasure. In other
words, the presence of good or evil is nothing other than the way a
particular idea relates to us—either pleasurably or painfully. This means that
on Locke’s view, good is just the category of things that tend to cause or
increase pleasure or decrease pain in us, and evil is just the category of
things that tend to cause or increase pain or decrease pleasure in us (Essay,
II.xx.2). Now, we might think that, morally speaking, this way of defining
good and evil gets Locke into trouble. Consider the following scenario. Smith
enjoys breaking her promises. In other words, failing to honor her word
brings her pleasure. According to the view just described, it seems that
breaking promises, at least for Smith, is a good. For, if good and evil are
defined as nothing more than pleasure and pain, it seems that if something
gives Smith pleasure, it is impossible to deny that it is a good. This would be
an unwelcome effect of Locke’s view, for it would indicate that his system
leads directly to a kind of moral relativism. If promise breaking is
pleasurable for Smith and promise keeping is pleasurable for her friend
Jones and pleasure is the sign of the good, then it seems that the good is
relative and there is no sense in which we can say that Jones is right about
what is good and Smith is wrong. Locke blocks this kind of consequence for
his view by introducing a distinction between “happiness” and “true
happiness.” This indicates that while all things that bring us pleasure are
linked to happiness, there is also a category of pleasure-bringing things that
are linked to true happiness. It is the pursuit of the members of this special
category of pleasurable things that is, for Locke, emblematic of the correct
use of our intellectual powers.
b. Happiness
Locke is very clear—we all constantly desire happiness. All of our actions, on
his view, are oriented towards securing happiness. Uneasiness, Locke’s
technical term for being in a state of pain and desirous of some absent
good, is the motive that moves us to act in the way that is expected to
relieve the pain of desire and secure the state of happiness (Essay,
II.xxi.36). But, while Locke equates pleasure with good, he is careful to
distinguish the happiness that is acquired as a result of the satisfaction of
any particular desire and the true happiness that is the result of the
satisfaction of a particular kind of desire. Drawing this distinction allows
Locke to hold that the pursuit of a certain sets of pleasures or goods is more
worthy than the pursuit of others.
If therefore Men in this Life only have hope; if in this Life they can only
enjoy, 'tis not strange, nor unreasonable, that they should seek their
Happiness by avoiding all things, that disease them here, and by pursuing
all that delight them; wherein it will be no wonder to find variety and
difference. For if there be no Prospect beyond the Grave, the inference is
certainly right, Let us eat and drink, let us enjoy what we delight in, for
tomorrow we shall die [Isa, 22:13; I Cor. 15:32]. (Essay, II.xxi.55)
Here, Locke suggests that pursuing and avoiding the particular things that
give us pleasure or pain would be a perfectly acceptable way to live were
there “no prospect beyond the grave.” It seems that what Locke means is
that if there were no judgment day, which is to say that if our actions were
not ultimately judged by God, there would be no reason to do otherwise
than to blindly follow our pleasures and flee our pains. Now, given this
suggestion, the question, then, is how to distinguish between the things that
are pleasurable but that will not help our case on judgment day, and those
that will. Locke provides a clue for how to do such a thing when he says that
the will is typically determined by those things that are judged to be good
by the understanding. However, in many cases we use “wrong measures of
good and evil” and end by judging unworthy things to be good. He who
makes such a mistake errs because “[t]he eternal Law and Nature of things
must not be alter’d to comply with his ill order’d choice” (Essay, II.xxi.56). In
other words, there is an ordered way to choose which things to pursue—the
things that are in accordance with the eternal law and nature of things—and
an ill-ordered way, in accordance with our own palates. This indicates that
Locke takes there to be a fixed law that determines which things are worthy
of our pursuit, and which are not. This means that Locke takes there to be
an important distinction between the good, understood as all objects that
are connected to pleasure and the moral good, understood as objects
connected to pleasure which are also in conformity with a law. Though the
distinctions between good and moral good, and between evil and moral evil
are not discussed in any great detail by Locke, he does states that moral
good and evil is nothing other than the “Conformity or Disagreement of our
voluntary Actions to some Law.” Locke states punishments and rewards are
bestowed on us for our following or failure to follow this law by “the Will and
Power of the Law-maker” (Essay, II.xxviii.5). So, Locke affirms that moral
good and evil are closely tied to the observance or violation of some law,
and that the lawmaker has the power to reward or punish those who adhere
to or stray from the law.
The first essay in the series treats the question of whether there is a “rule of
morals, or law of nature given to us.” The answer is unequivocally “yes”
(Law, Essay I, page 109; hereafter: Law, I: 109). The reason for this positive
answer, in short, is because God exists. Locke appeals to a kind of
teleological argument to support the claim of God’s existence, saying that
given the organization of the universe, including the organized way in which
animal and vegetable bodies propagate, there must be a governing principle
that is responsible for the patterns we see on earth. And, if we extend this
principle to the existence of human life, Locke claims that it is reasonable to
believe that there is a pattern or a law that governs behavior. This law is to
be understood as moral good or virtue and, Locke states, it is the decree of
God’s will and is discernable by “the light of nature.” Because the law tells
us what is and is not in conformity with “rational nature,” it has the status of
commanding or prohibiting certain behaviors (Law, I: 111; see also Essay,
IV.xix.16). Because all human beings possess, by nature, the faculty of
reason, all human beings, at least in principle, can discover the natural law.
Locke offers five reasons for thinking that such a natural law exists. He
begins by noting that it is evident that there is some disagreement among
people about the content of the law. However, far from thinking that such
disagreement casts doubt on the existence of the law, he takes the
presence of disagreement about the law as evidence that such a true and
objective law exists. Disagreements about the content of the law confirm
that everyone is in agreement about the fundamental character of the law—
that there are things that are by their nature good or evil—but just disagree
about how to interpret the law (Law, I: 115). The existence of the law is
further reinforced by the fact that we often pass judgment on our own
actions, by way of our conscience, leading to feelings of guilt or pride.
Because it is not possible, according to Locke, to pronounce a judgment
without the existence of a law, the act of conscience demonstrates that
such a natural law exists. Third, again appealing to a kind of teleological
argument, Locke states that we see that laws govern all manner of natural
operations and that it makes sense that human beings would also be
governed by laws that are in accordance with their nature (Law, I: 117).
Fourth, Locke states that without the natural law, society would not be able
to run the way that it does. He suggests that the force of civil law is
grounded on the natural law. In other words, without the natural law,
positive law would have no moral authority. Elsewhere, Locke underlines
this point by saying that given that the law of nature is the eternal rule for
all men, the rules made by legislators must conform to this law (The Two
Treatises of Government, Treatise II, section 135, hereafter: Government,
II.35). Finally, on Locke’s view, there would be no virtue or vice, no reward
or punishment, no guilt, if there were no natural law (Law, I: 119). Without
the natural law, there would be no bounds on human action. This means
that we would be motivated only to do what seems pleasurable and there
would be no sense in which anyone could be considered virtuous or vicious.
The existence of the natural law, then, allows us to be sensitive to the fact
that there are certain pleasures that are more in line with what is objectively
right. Indeed, Locke also gestures towards, but does not elaborate on, this
kind of thought in the Essay. He suggests that the studious man, who takes
all his pleasures from reading and learning will eventually be unable to
ignore his desires for food and drink. Likewise, the “Epicure,” whose only
interest is in the sensory pleasures of food and drink, will eventually turn his
attention to study when shame or the desire to “recommend himself to his
Mistress” will raise his uneasiness for knowledge (Essay, II.xxi.43).
So, Locke has given us five reasons to accept the existence of the law of
nature that grounds virtuous and vicious behavior. We turn now to how he
thinks we come to know the content of the law.
b. Content
Locke suggests that there are two ways to determine the content of the law
of nature: by the light of nature and by sense experience.
As for the second truth, that the lawmaker, God, wishes us to follow the laws
decreed, Locke states that once we see that there is a creator of all things
and that an order obtains among them, we see that the creator is both
powerful and wise. It follows from these evident attributes that God would
not create something without a purpose. Moreover, we notice that our
minds and bodies seem well equipped for action, which suggests, “God
intends man to do something.” And, the “something” that we are made to
do, according to Locke, is the same purpose shared by all created things—
the glorification of God (Law, IV: 157). In the case of rational beings, Locke
states that given our nature, our function is to use sense experience and
reason in order to discover, contemplate, and praise God’s creation; to
create a society with other people and to work to maintain and preserve
both oneself and the community. And this, in fact, is the content of the law
of nature—to preserve one’s own being and to work to maintain and
preserve the beings of the other people in our community. This injunction to
preserve oneself and to preserve one’s neighbors is also endorsed and
stressed throughout Locke’s discussions of political power and freedom
(see Government, I.86, 88, 120; II.6, 25, 128).
c. Authority
Once we have knowledge of the content of the law of nature, we must
determine from where it derives its authority. In other words, we must ask
why we are bound to follow the law once we are aware of its content. Locke
begins this discussion by reiterating that the law of nature “is the care and
preservation of oneself.” Given this law, he states that virtue should not be
understood as a duty but rather the “convenience” of human beings. In this
sense, the good is nothing more than what is useful. Further, he adds, the
observance of this law is not so much an obligation but rather “a privilege
and an advantage, to which we are led by expediency” (Law, VI: 181). This
indicates that Locke thinks that actions that are in conformity with the law
are useful and practical. In other words, it is in our best interest to follow the
law. While this characterization of why we in fact follow the law is
compelling, there is nevertheless still an inquiry to be made into why
we ought to follow the law.
Locke begins his treatment of this question by stating that no one can oblige
us to do anything unless the one who obliges has some superior right and
power over us. The obligation that is generated between such a superior
power and those who are subject to it results in two kinds of duties: (1) the
duty to pay obedience to the command of the superior power. Because our
faculties are suited to discover the existence of the divine lawmaker, Locke
takes it to be impossible to avoid this discovery, barring some damage or
impediment to our faculties. This duty is ultimately grounded in God’s will as
the force by which we were created (Law, VI: 183). (2) The duty to suffer
punishment as a result of the failure to honor the first duty—obedience.
Now, it might seem odd that it would be necessary to postulate that
punishment results from the failure to respect a law the content of which is
only that we must take care of ourselves. In other words, how could anyone
express so little interest in taking care of himself or herself that the fear of
punishment is needed to motivate the actions necessary for such care? It is
worth quoting Locke’s answer in full:
So, even though the existence, content, and authority of the law of nature
are known in virtue of the faculties possessed by all rational creatures—
sense experience and reason—Locke recognizes that there are people who
“refuse to be led by reason.” Because these people do not see the binding
force of the law by their faculties alone, they need some other impetus to
motivate their behavior. But, Locke thinks very ill of those who are in need
of this other impetus. He says the these features of the law of nature can be
discovered by anyone who is diligent about directing their mind to them,
and can be concealed from no one “unless he loves blindness and darkness
and casts off nature in order that he may avoid his duty” (Law, VI: 189, see
also Government, II.6).
One way to approach this problem is to suggest that Locke changed his
mind. Because of the thirty-year gap between Law and the Essay, we might
be tempted to think that the more rationalist picture, where the law and its
authority are based on reason, was the young Locke’s view when he
wrote Law. This view, the story would go, was replaced by Locke’s more
considered and mature view, hedonism. But this approach must be resisted
because both theories are present in early and late works. The role of
pleasure and pain with respect to morality is present not only in the Essay,
but is invoked in Law (passage quoted at the end of §2c), and many other
various minor essays written in the years between Law and Essay (for
example, ‘Morality’ (c.1677–78) in Political Essays, 267–69). Likewise, the
role of the authority of God's will is retained after Law, again evident in
various minor essays (for example, ‘Virtue B’ (1681) in Political Essays, 287-
88), Government II.6), Locke’s correspondence (for example, to James
Tyrrell, 4 August 1690, Correspondence, Vol.4, letter n.1309) and even in
the Essay itself (II.xxviii.8). An answer to how we might reconcile these two
positions is suggested when we consider the texts where appeals to both
theories are found side-by-side in certain passages.
In his essay OfEthick in General (c. 1686–88) Locke affirms the hedonist
view that happiness and misery consist only in pleasure and pain, and that
we all naturally seek happiness. But in the very next paragraph, he states
that there is an important difference between moral and natural good and
evil—the pleasure and pain that are consequences of virtuous and vicious
behavior are grounded in the divine will. Locke notes that drinking to excess
leads to pain in the form of headache or nausea. This is an example of a
natural evil. By contrast, transgressing a law would not have any painful
consequences if the law were not decreed by a superior lawmaker. He adds
that it is impossible to motivate the actions of rational agents without the
promise of pain or pleasure (Of Ethick in General, §8). From these
considerations, Locke suggests that the proper foundation of morality, a
foundation that will entail an obligation to moral principles, needs two
things. First, we need the proof of a law, which presupposes the existence of
a lawmaker who is superior to those to whom the law is decreed. The
lawmaker has the right to ordain the law and the power to reward and
punish. Second, it must be shown that the content of the law is discoverable
to humankind (Of Ethick in General, §12). In this text it seems that Locke
suggests that both the force and authority of the divine decree and the
promise of reward and punishment are necessary for the proper foundation
of an obligating moral law.
One striking instance of this kind of suggestion is found in the third book of
the Essay where Locke boldly states that “Morality is capable of
Demonstration” in the same way as mathematics (Essay, III.xi.16). He
explains that once we understand the existence and nature of God as a
supreme being who is infinite in power, goodness, and wisdom and on
whom we depend, and our own nature “as understanding, rational Beings,”
we should be able to see that these two things together provide the
foundation of both our duty and the appropriate rules of action. On Locke’s
view, with focused attention the measures of right and wrong will become
as clear to us as the propositions of mathematics (Essay, IV.iii.18). He gives
two examples of such certain moral principles to make the point: (1) “Where
there is no Property, there is no Injustice” and (2) “No Government allows
absolute Liberty.” He explains that property implies a right to something
and injustice is the violation of a right to something. So, if we clearly see the
intensional definition of each term, we see that (1) is necessarily true.
Similarly, government indicates the establishment of a society based on
certain rules, and absolute liberty is the freedom from any and all rules.
Again, if we understand the definitions of the two terms in the proposition, it
becomes obvious that (2) is necessarily true. And, Locke states, following
this logic, 1 and 2 are as certain as the proposition that “a Triangle has
three Angles equal to two right ones” (Essay, IV.iii.18). If moral principles
have the same status as mathematical principles, it is difficult to see why
we would need further inducement to use these principles to guide our
behavior. While there is no clear answer to this question, Locke does
provide a way to understand the role of reward and punishment in our
obligation to moral principles despite the fact that it seems that they ought
to obligate by reason alone.
Now, to determine the role of pain and pleasure in this story, we turn to
Locke’s discussion of the role of pain and pleasure in general. He says that
God has joined pains and pleasures to our interaction with many things in
our environment in order to alert us to things that are harmful or helpful to
the preservation of our bodies (Essay, II.vii.4). But, beyond this, Locke notes
that there is another reason that God has joined pleasure and pain to almost
all our thoughts and sensations: so that we experience imperfections and
dissatisfactions. He states that the kinds of pleasures that we experience in
connection to finite things are ephemeral and not representative of
complete happiness. This dissatisfaction coupled with the natural drive to
obtain happiness opens the possibility of our being led to seek our pleasure
in God, where we anticipate a more stable and, perhaps, permanent
happiness. Appreciating this reason why pleasure and pain are annexed to
most of our ideas will, according to Locke, lead the way to the ultimate aim
of the enquiry in human understanding—the knowledge and veneration of
God (Essay, II.vii.5–6). So, Locke seems to be suggesting here that pain and
pleasure prompt us to find out about God, in whom complete and eternal
happiness is possible. This search, in turn, leads us to knowledge of God,
which will include the knowledge that He ought to be obeyed in virtue of His
decrees alone. Pleasure and pain, reward and punishment, on this
interpretation, are the means by which we are led to know God’s nature,
which, once known, motivates obedience to His laws. This mechanism
supports Locke’s claim that real happiness is to be found in the perfection of
our intellectual nature—in embarking on the search for knowledge of God,
we embark on the intellectual journey that will lead to the kind of knowledge
that brings permanent pleasure. This at least suggests that the knowledge
of God has the happy double-effect of leading to both more stable
happiness and the understanding that God is to be obeyed in virtue of His
divine will alone.
But given that all human beings experience pain and pleasure, Locke needs
to explain how it is that certain people are virtuous, having followed the
experience of dissatisfaction to arrive at the knowledge of God, and other
people are vicious, who seek pleasure and avoid pain for no reason other
than their own hedonic sensations.
Locke states that we come to have the idea of “power” by observing the
fact that things change over time. Finite objects are changed as a result of
interactions with other finite objects (for example fire melts gold) and we
notice that our own ideas change either as a result of external stimulus (for
example the noise of a jackhammer interrupts the contemplation of a logic
problem) or as a result of our own desires (for example hunger interrupts
the contemplation of a logic problem). The idea of power always includes
some kind of relation to action or change. The passive side of power entails
the ability to be changed and the active side of power entails the ability
to make change. Our observation of almost all sensible things furnishes us
with the idea of passive power. This is because sensible things appear to be
in almost constant flux—they are changed by their interaction with other
sensible things, with heat, cold, rain, and time. And, Locke adds, such
observations give us no fewer instances of the idea of active power, for
“whatever Change is observed, the Mind must collect a Power somewhere,
able to make that Change” (Essay, II.xxi.4). However, when it comes to
active powers, Locke states that the clearest and most distinct idea of
active power comes to us from the observation of the operations of our own
minds. He elaborates by stating that there are two kinds of activities with
which we are familiar: thinking and motion. When we consider body in
general, Locke states that it is obvious that we receive no idea of thinking,
which only comes from a contemplation of the operations of our own minds.
But neither does body provide the idea of the beginning of motion, only of
the continuation or transfer of motion. The idea of the beginning of motion,
which is the idea associated with the active power of motion, only comes to
us when we reflect “on what passes in our selves, where we find by
Experience, that barely by willing it, barely by a thought of the Mind, we can
move the parts of our Bodies, which were before at rest” (Essay, II.xxi.4).
So, it seems, the operation of our minds, in particular the connection
between one kind of thought, willing, and a change in either the content of
our minds or the orientation of our bodies, provides us with the idea of an
active power.
b. The Will
The power to stop, start, or continue an action of the mind or of the body is
what Locke calls the will. When the power of the will is exercised, a volition
(or willing) occurs. Any action (or forbearance of action) that follows volition
is considered voluntary. The power of the will is coupled with the power of
the understanding. This latter power is defined as the power of perceiving
ideas and their agreement or disagreement with one another. The
understanding, then, provides ideas to the mind and the will, depending on
the content of these ideas, prefers certain courses of action to others. Locke
explains that the will directs action according to its preference—and here we
must understand “preference” in the most general sense of inclination,
partiality, or taste. In short, the will is attracted to actions that promise the
procurement of pleasing things and/or the distancing from displeasing
things. The technical term that Locke uses to describe that which
determines the will is uneasiness. He elaborates, stating that the reason
why any action is continued is “the present satisfaction in it” and the reason
why any action is taken to move to a new state is dissatisfaction (Essay,
II.xxi.29). Indeed, Locke affirms that uneasiness, at bottom, is really no
more than desire, where the mind is disturbed by a “want of some absent
good” (Essay, II.xxi.31). So, any pain or discomfort of the mind or body is a
motive for the will to command a change of state so as to move from
unease to ease. Locke notes that it is a common fact of life that we often
experience multiple uneasinesses at one time, all pressing on us and
demanding relief. But, he says, when we ask the question of what
determines the will at any one moment, the answer is the most pressing
uneasiness (Essay, II.xxi.31). Imagine a situation where you are
simultaneously experiencing discomfort as a result of hunger and the
anxiety of being under-prepared for tomorrow’s philosophy exam. On
Locke’s view the most intense or the most pressing of these uneasinesses
will determine your will to command the action that will relieve it. This
means that no matter how much you want to stay at the library to study, if
hunger comes to be the more pressing than the desire to pass the exam,
hunger will determine the will to act, commanding the action that will result
in the procurement of food.
While Locke states that the most pressing uneasiness determines the will,
he adds that it does so “for the most part, but not always.” This is because
he takes the mind to have the power to “suspend the execution and
satisfaction of any of its desires” (Essay, II.xxi.47). While a desire is
suspended, Locke says, our mind, being temporarily freed from the
discomfort of the want for the thing desired, has the opportunity to consider
the relative worth of that thing. The idea here is that with appropriate
deliberation about the value of the desired thing we will come to see which
things are really worth pursuing and which are better left alone. And, Locke
states, the conclusion at which we arrive after this intellectual endeavor of
consideration and examination will indicate what, exactly, we take to be
part of our happiness. And, in turn, by a mechanism that Locke does not
describe in any detail, our uneasiness and desire for that thing will change
to reflect whether we concluded that the thing does, indeed, play a role in
our happiness or not (Essay, II.xxi.56). The problem is that there is no clear
explanation for how, exactly, the power to suspend works. Despite this,
Locke nowhere indicates that suspension is an action of the mind that is
determined by anything other than volition of the will. We know that Locke
takes all acts of the will to be determined by uneasiness. So, suspending our
desires must be the result of uneasiness for something. Investigating how
Locke understands human freedom and judgment will allow us to see what,
exactly, we are uneasy for when we are determined to suspend our desires.
c. Freedom
When the nature of the human will is under discussion, we often want to
know the extent of this faculty’s freedom. The reason why this question is
important is because we want to see how autonomously the will can act.
Typically, the question takes the form of: is the will free? Locke
unequivocally denies that the will is free, implying, in fact, that it is a
category mistake to ask the question at all. This is because, on his view,
both the will and freedom are powers of agents, and it is a mistake to think
that one power (the will) can have as a property a second power (freedom)
(Essay, II.xxi.20). Instead, Locke thinks that the right question to pose is
whether the agent is free. He defines freedom in the following way:
So, Locke considers that an agent is free in acting when her action is
connected to her volition in the right kind of way. That is, when her action
(or forbearance of action) follows from her volition, she is free. And, her
volition is determined by the “thought of the mind” that indicates which
action is preferred.
Notice here that Locke takes an agent to be free in acting when she acts
according to her preference—this means that her actions are determined by
her preference. This plainly shows that Locke does not endorse a kind of
freedom of indifference, according to which the will can choose to command
an action other than the thing most preferred at a given moment. This is the
kind of freedom most often associated with indeterminism. Freedom, then,
for Locke, is no more than the ability to execute the action that is taken to
result in the most pleasure at a given moment. The problem with this way of
defining freedom is that it seems unable to account for the kinds of actions
we typically take to be emblematic of virtuous or vicious behavior. This is
because we tend to think that the power of freedom is a power that allows
us to avoid vicious actions, perhaps especially those that are pleasurable, in
order to pursue a righteous path instead. For instance, on the traditional
Christian picture, when we wonder about why God would allow Adam to sin,
the response given is that Adam was created as a free being. While God
could have created beings that, like automata, unfailingly followed the good
and the true, He saw that it was all things considered better to create
beings that were free to choose their own actions. This decision was made
despite the fact that God foresaw the sinful use to which this freedom would
be put. This traditional view explains Adam’s sin in the following way: Adam
knew that it was God’s commandment that he was not to eat of the tree of
knowledge. Adam also knew that following God’s commandment was the
right thing to do. So, in the moment where he was tempted to eat the fruit
of the tree of knowledge, he knew it was the wrong thing to do, but did it
anyway. This is because, the story goes, and in that moment he was free to
decide whether to follow the commandment or to give in to temptation. Of
his own free choice, Adam decided to follow temptation. This means that in
the moment of original sin, both following God’s commandment and eating
the fruit were live options for Adam, and he chose the fruit of his own
agency.
d. Judgment
Locke asserts that the “highest perfection of intellectual nature” is the
“pursuit of true and solid happiness.” He adds that taking care not to
mistake imaginary happiness for real happiness is “the necessary
foundation of our liberty.” And, he writes that the more closely we are
focused on the pursuit of true happiness, which is our greatest good,
the less our wills are determined to command actions to pursue lesser
goods that are not representative of the true good (Essay, II.xxi.51). In other
words, the more we are determined by true happiness, the more we will to
suspend our desires for lesser things. This suggests that Locke takes there
to be a right way to use our power of freedom. Locke indicates that there
are instances where it is impossible to resist a particular desire—when a
violent passion strikes, for instance. He also states, however, that aside
from these kinds of violent passions, we are always able to suspend our
desire for any thing in order to give ourselves the time and the emotional
distance from the thing desired in which to consider the worth of thing
relative to our general goal: true happiness. True happiness, or real bliss, on
Locke’s view, is to be found in the pursuit of things that are true intrinsic
goods, which promise “exquisite and endless Happiness” in the next life
(Essay, II.xxi.70). In other words, true good is something like the Beatific
Vision.
The question now, and it is a question that Locke himself poses, is “How
Men come often to prefer the worse to the better; and to chase that, which,
by their own Confession, has made them miserable” (Essay, II.xxi.56). Locke
gives two answers. First, bad luck can account for people not pursuing their
true happiness. For instance, someone who is afflicted with an illness, injury,
or tragedy is consumed by her pain and is thus unable to adequately focus
on remote pleasures. Quoting Locke’s second answer
“Other uneasinesses arise from our desire of absent good; which desires
always bear proportion to, and depend on the judgment we make, and the
relish we have of any absent good; in both which we are apt to be variously
misled, and that by our own fault” (Essay, II.xxi.57).
Here Locke states that our own faulty judgment is to blame for our
preferring the worse to the better. This is because, on his view, the
uneasiness we have for any given object is directly proportional to the
judgments we make about the merit of the things to which we are attracted.
So, if we are most uneasy for immediate pleasures, it is our own fault
because we have judged these things to be best for us. In this way, Locke
makes room in his system for praiseworthiness and blameworthiness with
respect to our desires: absent illness, injury, or tragedy, we ourselves are
responsible for endorsing, through judgment, our uneasinesses. He
continues, stating that the major reason why we often misjudge the value of
things for our true happiness is that our current state fools us into thinking
that we are, in fact, truly happy. Because it is difficult for us to consider the
state of true, eternal happiness, we tend to think that in those moments
when we enjoy pleasure and feel no uneasiness, we are truly happy. But
such thoughts are mistaken on his view. Indeed, as Locke says, the greatest
reason why so few people are moved to pursue the greatest, remote good is
that most people are convinced that they can be truly happy without it.
The cause of our mistaken judgments is the fact that it is very difficult for us
to compare present and immediate pleasures and pains with future or
remote pleasures and pains. In fact, Locke likens this difficulty to the trouble
we typically experience in correctly estimating the size of distant objects.
When objects are close to us, it is easy to determine their size. When they
are far away, it is much more difficult. Likewise, he says, for pleasures and
pains. He notes that if every sip of alcohol were accompanied by headache
and nausea, no one would ever drink. But, “the fallacy of a little difference
in time” provides the space for us to mistakenly judge that the alcohol
contributes to our true happiness (Essay, II.xxi.63). We experience this
difficulty of judging remote pleasures and pains due to the “weak and
narrow Constitution of our Minds” (Essay, II.xxi.64). The condition of our
minds makes it easy for us to think that there could be no greater good than
the relief of being unburdened of a present pain. In order to correct this
problem and convince a man to judge that his greatest good is to be found
in a remote thing, Locke says that all we must do is convince him that
“Virtue and Religion are necessary to his Happiness” (Essay, II.xxi.60).
Locke explains that a “due consideration will do it in most cases; and
practice, application, and custom in most” (Essay, II.xxi.69). The suggestion
is that contemplation and deliberation alone may be sufficient to correct our
problem of considering all immediate pleasures and pains to be greater than
any future ones. And, if that does not work, practice and habit can also
correct this problem. By practice and exposure, we can, according to Locke,
change the agreeableness or disagreeableness of things. It seems, then,
that the power to suspend desire must be the power to reject immediate
pleasures in favor of the pursuit of remote or future pleasures. However, it
seems that in order to suspend in this way, we must already have judged
that these immediate pleasures are not representative of the true good. For,
without this kind of prior judgment, it seems that we would not be in a
position to suspend in the way that is required. This is because absent the
prior judgment, there would be no reason for the uneasiness we felt for the
perceived good to not determine the will. The question to resolve now is
how to get ourselves into a position where we are uneasy for the remote,
true good and can suspend our desires for immediate pleasures. In other
words, we must determine how we can come to seriously judge immediate
pleasures to not have a part in our true happiness.
In 1684, Locke was asked by his friend Edward Clarke, for advice about
raising and educating his children. In 1693, Locke’s musings on this topic
were published as Some Thoughts Concerning
Education (hereafter: Education). This text provides insight into the
importance that Locke places on the connection between the pursuit of true
happiness and early childhood education in general. Locke begins his
discussion by noting that happiness is crucially dependent on the existence
of both a sound mind and a sound body. He adds that it sometimes happens
that by a great stroke of luck, someone is born whose constitution is so
strong that they do not need help from others to direct their minds towards
the things that will make them happy. But this is an extraordinarily rare
occurrence. Indeed, Locke notes: “I think I may say, that, of all the men we
meet with, nine parts of ten are what they are, good or evil, useful or not, by
their education” (Education, §1). It is the education we receive as young
children, on Locke’s view, that determines how adept we are at targeting
the right objects in order to secure our happiness. He observes that the
minds of young children are easily distracted by all kinds of sensory stimuli
and notes that the first step to developing a mind that is focused on the
right kind of things is to ensure that the body is healthy. Indeed, the
objective in physical health is to get the body in the perfect state to be able
to obey and carry out the mind’s commands. The more difficult part of this
equation is training the mind to “be disposed to consent to nothing, but
what may be suitable to the dignity and excellency of a rational creature”
(Education, §31). And Locke goes further still, stating that the foundation of
all virtue is to be placed in the ability of a human being to “deny himself his
own desires, cross his own inclinations, and purely follow what reason
directs as best, though the appetite lean the other way” (Education, §33).
The way to do this, he says, is to resist immediately present pleasures and
pains and to wait to act until reason has determined the value of the
desirable things in one’s environment.
Locke states that we must recognize the difference between “natural wants”
and “wants of fancy.” The former are the kinds of desires that must be
obeyed and that no amount of reasoning will allow us to give up. The latter,
however, are created. Locke states that parents and teachers must ensure
that children develop the habit of resisting any kind of created fancy, thus
keeping the mind free from desires for things that do not lead to true
happiness (Education, §107). If parents and teachers are successful in
blocking the development of “wants of fancy,” Locke thinks that the children
who benefit from this success will become adults who will be “allowed
greater liberty” because they will be more closely connected to the dictates
of reason and not the dictates of passion (Education, §108). So, in order to
live the moral life and listen to reason over passions, it seems that we need
to have had the benefit of conscientious care-givers in our infancy and
youth (see also Government, II.63). This raises the difficulty of how to
connect an individual’s moral successes or failures with the individual
herself. For, if she had the bad moral luck of unthinking or careless parents
and teachers, it seems difficult to see how she could be blamed for failing to
follow a virtuous path.
One way of approaching this difficulty is to recall that Locke takes the
content of law of nature, the moral law decreed by God, to be the
preservation both of ourselves and of the other people in our communities
in order to glorify God (Law, IV). The dictate to help to preserve the other
people in our community shifts some of the moral burden from the
individual onto the community. This means that it is every individual’s
responsibility to do all they can, all things considered, to preserve
themselves and to ensure, to the best of their ability, that the children in
their communities are raised to avoid developing wants of fancy. In this
way, children will develop the habit of suspending their desires for
terrestrial pleasures and focusing their efforts on attaining the true
happiness that results from acting to secure remote goods.
Author Information
Julie Walsh
Email: julie.walsh@wellesley.edu
Wellesley College
U. S. A.
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