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Review Article
h This article provides a comprehensive review of the current literature and summarizes the expe-
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rience of the German cooperative protocols for nontesticular germ cell tumors (MAKEI) on the use of
alpha 1 -fetoprotein (AFP) and beta-human chorionic gonadotropin (b -hCG) for diagnostic evalua-
tion in pediatric oncology. Based on this evaluation, this review proposes guidelines for the initial
diagnostic work-up for children with clinically suspected secreting tumors. AFP and b -hCG represen t
the characteristic tumor markers of malignant epithelial liver tumors and malignant germ cell tumors
(GCT). They play an important role in the initial diagnostic evaluation as well as in the follow-up
examination during therapy. Current therapeutic strategies for both tumor types include preoperative
chemotherapy followed by delayed tumor resection. Therefore , it is essential for the pediatrician in
charge to be aware of the broad differential diagnosis of elevated AFP and b -hCG. In a well-de® ned
clinical setting, these tumor markers allow clinical diagnosis without histological con® rmation, but
the physiologically elevated AFP serum levels in infancy or unrecognized benign conditions, such as
hepatic diseases or hereditar y disorders , must also be considered as differential diagnoses. Therefore,
the laborator y investigations should include liver parameters in all patients to exclude hepatic dis-
ease. In addition, pregnancy must be excluded in adolescents. Careful history taking and clinical
examination will further help to rule out metabolic disorders or ataxia teleangiectasia that are as-
sociated with elevated AFP levels. Having excluded these conditions, elevated AFP levels above the
age-related normal range (with or without high b -hCG), indicate malignant epithelial liver tumors
in primar y liver lesions. At virtually all other sites, the diagnosis of a malignant GCT with a sub-
stantial yolk sac tumor and/or choriocarcinoma component can be established . Pancreaticoblastom a
should be considered in the differential diagnosis of tumors of the upper abdomen, and biopsy must be
performed. Other childhood tumors are rarely associated with AFP or b -hCG production, usually at
11
12 D. T. Schneider et al.
only moderately elevated serum levels, and in most patients these tumors can be excluded by clinical
and radiological examination.
and after therapy. However, in most instances tumor markers should be con-
sidered tumor-associated, rather than tumor-speci® c. This is particularly true
for the tumor markers alpha1 -fetoprotein (AFP), and beta-human chorionic
gonadotropin (b -hCG), although they are commonly regarded as the char-
acteristic tumor markers of malignant germ cell tumors (GCT) and epithelial
liver tumors. The signi® cant number of case reports on the association of
high AFP levels and a variety of tumors illustrates the diagnostic dilemma
of the interpretation of elevated AFP levels in neonates and young infants
[1± 7]. In childhood and adolescence, the spectrum of differential diagnoses
of patients with elevated AFP and/or b -hCG serum levels becomes even
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broader. For this paper we summarize and critically review the current liter-
ature concerned with the differential diagnosis of elevated AFP and b -hCG
in the pediatric population in order to develop diagnostic guidelines. The
proposed guidelines for initial diagnostic workup represent the experience
from the German protocol for nontesticular germ cell tumors.
ALPHA 1 -FETOPROTEIN
AFP is an oncofetal glycoprotein with a molecular weight of 68,000 Da.
During embryo- and fetogenesis AFP is produced in the yolk sac, the liver,
and the gastrointestinal tract [8, 9]. During early pregnancy AFP is the pre-
dominating serum protein, showing maximum fetal serum levels of 3± 4 g/L
in the 12th week of pregnancy. As AFP crosses the placenta it can be meas-
ured in the serum of the pregnant mother. While the maternal serum levels
usually remain below 500 l g/L, higher AFP levels may indicate fetal malfor-
mations, fetal distress, or malnutrition. Therefore, AFP measurements have
been broadly utilized in pregnant women [10, 11].
In neonates, the AFP serum levels are highly elevated (term neonates:
41,687 l g/L, preterm neonates: 158,125 l g/L; median levels) [12]. In most
infants, the AFP serum levels decrease to normal adult levels within the ® rst
10 months, but in a signi® cant proportion of children AFP levels do not
normalize until the end of the 2nd year of life [12]. This time course of
AFP reported by our study group stands in some contrast to previous reports
on normal AFP levels in infants [13]. On the other hand, the experience
AFP and hCG in Childhood and Adolescence 13
from the German GCT protocols and another recent report substantially
support our observation that AFP may be physiologically elevated in a larger
proportion of infants than reported previously [14].
Immunoelectrophoresis allows distinguishing between distinct subfrac-
tions of AFP that differ in their carbohydrate component and in their lectin
binding properties. Therefore, it has become possible (in an experimen-
tal rather than clinical setting) to distinguish between AFP elevation arising
from benign liver disorders, malignant liver tumors, and yolk sac tumors
[15, 16].
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Hepatic disorders
Extrahepatic biliary atresiaa +± + + + 75 Johnston [76], Saito [77]
Neonatal hepatitisa +± + + 66 Johnston [76], Saito [77]
Acute and chronic viral +± + + · 45 Bloomer [18], Lamerz [17],
hepatitis (B and C) Liaw [20]
Fulminant acute hepatitis +± + + · 50 Jain [19], Pastore [21, 22]
Liver cirrhosis +± + + · 15 Bloomer [18], Lamerz [17]
Liver abscess (pyogenic, amebic) +± + + 7 Amanjee [78], Sharma [79]
Hereditary disorders
Hereditary AFP persistence +± + + Case report Feng [27], Greenberg [28],
Cochran [26], Schefer [29]
Ataxia telangiectasia +± + + + > 90 Woods [24], Cabana [23]
Hereditary tyrosinemia type 1 +± + + + > 90 Pitkanen [35]
Miscellaneous
Systemic lupus erythematosis +± + + 20 Wollina [55]
Hirschsprung’s diseasea n.d.
Pregnancy +± + + 100 Lamerz [10], Waller [11, 80]
Infancy +± + + + 100 Blohm [12], Ohama [14],
Gale [13], Wu [81],
Tsuchida [82]
In addition, there are some hereditary disorders that are associated with in-
termittent or persistent AFP elevation. In ataxia telangiectasia, which is asso-
ciated with an increased risk of malignant tumors such as Hodgkin disease,
elevated AFP is considered a diagnostic criterion [23]. AFP subfractiona-
tion revealed that AFP is produced in the liver [24, 25]. Therefore, ataxia
telangiectasia patients with a mediastinal tumor and moderately elevated
AFP levels are more likely to have Hodgkin lymphoma than malignant GCT,
and biopsy is indicated. In other disorders, such as hereditary tyrosinemia,
metabolic crises are associated with a substantial increase of AFP.
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of AFP may identify the development of HCC early [10, 17]. In infants, AFP
measurements help to distinguish between HB and hepatic infantile heman-
gioblastoma or liver metastasis of other tumors such as neuroblastoma [34].
In children with HB, AFP seems to be prognostically signi® cant, since it could
be demonstrated that children with either low AFP (< 100 l g/L, usually asso-
ciated with histological dedifferentiation) or very high AFP ( >100,000 l g/L,
usually indicative for large tumor volume) have a signi® cantly worse outcome
than others [33]. Children with hereditary tyrosinemia type I are at high
risk of developing HCC [35]. In these patients, serial evaluation of AFP is
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and proves the presence of trophoblastic cells even in the absence of de® ni-
tive histology. b -hCG elevation has also been observed in some large his-
tologically pure germinomas (testicular seminoma, ovarian dysgerminoma,
intracranial germinoma), but in most patients the b -hCG levels remain below
200 IU/L [58± 60]. In these patients, free beta chains of hCG are secreted
[59], and b -hCG production is detected in scattered syncytiotrophoblastic
giant cells [61]. It remains debated whether patients with seminoma and
elevated b -hCG represent a distinct clinical and prognostic subgroup, but a
recent large prospective analysis does not support this hypothesis [60].
In conclusion, patients with histologically proven pure germinomas and
slightly elevated b -hCG can be treated according to the corresponding germi-
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noma protocols. In the current international SIOP CNS GCT 96 protocol for
intracranial GCT and in the German MAKEI protocols for extracranial GCT
an upper limit for b -hCG value of 50 IU/L is recommended. b -hCG can also
be elevated in hepatoblastoma or hepatocellular carcinoma. Again, syncyt-
iotrophoblastic giant cells with immunohistochemical evidence of b -hCG
production can be demonstrated in these tumors [62, 63]. In adult pa-
tients, b -hCG production can be detected in a substantial proportion of solid
tumors, most of which represent poorly differentiated adenocarcinoma of
the gastrointestinal tract (Table 3).
DISCUSSION
Guidelines for Initial Diagnosis
It is obvious from the above data that AFP and b -hCG are not suitable
for population-wide screening for secreting malignant tumors. In addition,
the experience from the MAKEI protocols and this review of the current
literature makes it apparent that elevated AFP and b -hCG levels by themselves
do not allow for a clinical diagnosis of tumor. Additional examinations must
complement tumor marker evaluation. First, AFP serum levels must care-
fully be compared to the age-related reference values in infants. As discussed
above, the previously reported AFP reference values may be inappropriate
for some patients. Therefore, in infants with a tumor and slightly elevated
AFP levels a histological diagnosis should be obtained or the time course of
18 D. T. Schneider et al.
Miscellaneous tumors in
adolescents and adults
Osteogenic sarcoma +± + + + Case report Kalra [88]
Gastric carcinoma + <5 Rau [89]
Cholangiocarcinoma +± + + · 85 Alfthan [90], Fukuda [91]
Pancreatic carcinoma +± + + · 72 Alfthan [90]
Islet cell adenoma in +± + + · 75 Stock [92]
MEN I syndrome
Prostatic carcinoma +± + + Case report Broder [93]
Breast carcinoma +± + + + · 13 Caf® er [94]
and malignant tumors, but the age-related reference values of AFP were
underestimated in most of these reports [1± 7]. Because of possible discor-
dance, a measurement of tumor markers in both serum and cerebrospinal
¯ uid is mandatory in intracranial GCT. Thus, incorrect diagnosis due to
incomplete sampling can be avoided.
In primary hepatic tumors with elevated AFP, the diagnosis of HB or HCC
is most likely because primary hepatic GCT are very uncommon [64]. The
data from the literature suggest that a simultaneous elevation of both AFP
and b -hCG occurs at a comparable frequency in both HB and HCC (Table 3).
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FIGURE 1 Illustration of AFP in 4 patients with malignant GCT in comparison to the physiological
decline of AFP in term neonates (gray: median, 5 and 95 percentile) [12]. (a) 3-year-old girl with sacro-
coccygeal YST. Macroscopically incomplete tumor resection followed by cisplatinum chemotherapy. Ade-
quate AFP decline (t1 / 2 < 6 days). (b) 16-year-old girl with ovarian YST. Tumor resection, watch-and-wait
strategy. Delayed diagnosis of relapse due to misinterpretation of AFP (weeks 5 to 10). Relapse with massive
peritoneal carcinomatosis. Initial reversible increase of AFP after initiation of cisplatinum chemotherapy
followed by adequate decline of AFP (t1 / 2 < 6 days). (Continued)
AFP and hCG in Childhood and Adolescence 21
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FIGURE 1 (Continued)(c) 7-year-old girl with ovarian yolk sac tumor. Adequate AFP decline despite
initial increase of AFP levels from 500 to 686 l g/L during the ® rst week of chemotherapy. Complete
tumor resection after preoperative chemotherapy. (d) 15-year-old boy with mediastinal GCT (needle
biopsy: immature teratoma). Continuous but inadequate decline of AFP under primary cisplatinum
chemotherapy, simultaneous signi® cant tumor progression (ªgrowing teratoma syndromeº). Complete
clinical and serological remission after tumor resection.
22 D. T. Schneider et al.
CONCLUSION
After exclusion of rare benign conditions associated with tumor marker
secretion, AFP and b -hCG levels are of high differential diagnostic value for
tumors at all sites apart from the upper retroperitoneum where a tumor
biopsy is advisable. Thus, evaluation of AFP and b -hCG aids in the immedi-
ate establishment of neoadjuvant therapies for secreting tumors. It has been
demonstrated that a neoadjuvant strategy helps to promote surgical radical-
ity on delayed tumor resection, to avoid mutilating surgery and to obtain
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an improved relapse free survival [73± 75]. Furthermore, the decrease of the
tumor marker levels during preoperative chemotherapy allows for evalua-
tion of tumor response to chemotherapy, and may further help to de® ne
prognostic subgroups [65± 67].
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