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Abstract
Slope stability analysis was carried out for an earthfill dam having a sloping core. From the
analysis, it was concluded that the pseudostatic case is critical for this dam. A probability and
sensitivity analysis was carried out for some of the cases to assess probability of failure. The materials
in the zoned embankment were assigned some variation for the probability analysis which showed that
some slip surfaces had a probability of failure which is much greater than an acceptable limit. From
the sensitivity analysis it was concluded that the variation in friction angle of the shell material affects
the factor of safety more than any other material parameter and variation tried. To get a probability
of failure within selected limits the probability analysis was carried out on revised downstream slopes
to see the difference in probability of failure after the slopes are flattened from 1.75H:1V to 2H:1V
and 2.25H:1V.
Key Words: Probability and sensitivity analysis; parameter variability; earthfill dam.
Slope stability analysis of earthen dams and Banaki et al. [2] states that the cases that
slopes has advanced from deterministic approaches to calculated factor of safety without modeling
more advanced probabilistic methods which has been uncertainties is bigger than reality, safety is not
shown to lead to a more economical design by many guaranteed and this inattention may cause loss of life
researchers et al. [2]. There is always a certain level of the residents in the area near slopes or those who
of uncertainty in geotechnical design parameters pass through the roads across the slopes Moreover,
either through testing and human errors or because of repairing damaged earth structures are quite costly,
54
Probability and sensitivity analysis of the slope stability of Naulong Dam
so probabilistic analyses found their popularity in using circular failure surfaces. Failure along the
slope stability and entered in engineering standards shallow surface (slip surface C) in the embankment
[2]. In the probabilistic approach the shear strength would consist simply of raveling of material down
parameters, mainly cohesion and friction angle, are the slope and would only pose a maintenance
taken as random variables. The probability of failure problem. Failure along the deeper surface (slip
is calculated either by the simulation based approach surface A and B) might require reconstruction of the
(e.g., Monte Carlo simulation; subset simulation) or embankment. If the slip surface in the LEM is limited
analytical based approaches (e.g., first-order second- to circular shape, many failure modes that pass
moment; first-order reliability method). Both these through a weak seem cannot be captured and
approaches require a deterministic analysis to get the probability of failure is under-estimated [7]. For this
factor of safety. The probabilistic analysis provides reason three slip surfaces were analyzed and are
the designer tools to see the uncertainties in the shown in figure 2 above;
analysis that can be incorporated to make a more 3. Slope Stability Analysis
economical design. In this study probability of failure
The stability analysis was performed as per
is carried out using Monte Carlo simulations and the
guidelines of United States Army Corps of Engineers
deterministic part is carried out using LEM.
(USACE). The analysis was carried out in SLOPE/w
2. Selection of Slip Surface [6] using the Spencer E. 1967 [10] method of slices
Guidelines for selection of slip surface are as it satisfies both moment and force equilibrium
explained in general in USACE [11]. The shape of (Fredlund and Krahn, 1977 [3]) and its results are
the slip surface of the fill embankment is analyzed verified in SLIDE [9] and/or hand calculations (HC).
55
Pak. J. Engg. & Appl. Sci. Vol.13, July, 2013
d) Earthquake
When the embankment is subjected to seismic
loading. This analysis is mostly carried out on the
steady state seepage condition.
For the evaluation of embankment dam stability, Fig.3 Composite shear strength envelope for rapid
the applicable loading conditions need to be drawdown
determined. The shear strength of the core material for rapid
The loading conditions are from the Engineering drawdown is a composite envelop (drained and
Manual EM 1110-2-1902 [11]. Other codes and undrained strengths) as per Corps of Engineers 1970
standards may have their own loading conditions that [11] method. The drained friction angle of 28°
may differ slightly from these ones. For details of the alongwith undrained cohesion of 1500 kPa and
loading conditions, please refer to the Engineering friction angle of 4° was used to develop a composite
Manual EM 1110-2-1902 [11]. envelop as shown in figure 3. The strength will
change from effective to undrained when the
3.2 Material Properties effective stress is greater than 2950 psf.
The material properties were selected as per
guidelines of USACE and for each loading condition The material properties for earthquake loading
as shown in table 1 and 2 and figure 3. (pseudostatic case) are the same as the steady state
56
Probability and sensitivity analysis of the slope stability of Naulong Dam
seepage case. A horizontal acceleration factor of 0.2g 4. Probability and Sensitivity Analysis
was selected for the pseudostatic analysis. This value A study at the University of Alberta, Alberta,
is based on Consultant’s study for the projects and so Canada [5], reveals an ever increasing interest in a
is used as it is. The pseudostatic earthquake analysis probability analysis.
is carried out under the steady state seepage condition In the deterministic slope stability analyses, if
with surcharge pool level. the factor of safety is more than one, the slope is
considered to be stable. If the factor of safety is less
3.3 Stability Analysis Results than one, the slope is considered to be unstable. In
From the table 3 below, it is evident that the deterministic analyses the variability of the input
pseudostatic case is the most critical and so a parameters is not considered.
probability and sensitivity analysis is carried out to Probabilistic slope stability analysis allows for
investigate this case and other cases for which factor the variability in the input parameters. This can be
of safety is not meeting the minimum requirements solved in SLOPE/W, using the Monte Carlo method.
set by USACE. Many of the input parameters can be assigned
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Pak. J. Engg. & Appl. Sci. Vol.13, July, 2013
58
Probability and sensitivity analysis of the slope stability of Naulong Dam
Conditions
Probability of
Failure Pf
Unacceptable in most cases > 0.1
Temporary structures with no 0.1
potential life loss and low repair cost
Slope of riverbank at docks no 0.01 to 0.02
alternative docks, pier shutdown
threatens operations
Low consequences of failure, repairs 0.01
when time permits, repair cost less
than cost to go to a lower Pf
Existing large cut on Interstate 0.01 to 0.02
Highway
New large cut (i.e., to be constructed 0.01 or less
on Interstate Highway)
Acceptable in most cases except that 0.001
lives may be lost
Acceptable for all slopes 0.0001
Fig. 4 Factor of safety, probability of failure
Unnecessarily low. 0.00001
For guidance Washington State Department of
Transportation (WSDOT) guidelines (table 4) have 180
been used and a probability of failure of 0.001 (0.1%)
170 Filter
Unit Weight (pcf)
160
is selected for slips surface A and B while 0.01 (1%) 150 Core
is selected for slip surface C. 140
130
Shell
4.3 Sensitivity Analysis 120
110
In sensitivity analysis the parameters are 100
selected in an orderly manner, and the Uniform 90
80
Probability Distribution function is used. The point
0 1 2 3 4 5 6 7 8 9
where the two sensitivity curves cross is the factor of Test no.
safety at the mid-point of the ranges for each of the
strength parameters. Fig. 5 Variation in unit weights
4.4 Material Parameters for Probability and 95.5 respectively. The unit weight is not as
AND Sensitivity Analysis sensitive to the stability analysis as will be shown
later and hence a 5 pcf variation from average is
The material properties have been taken from
selected for all the materials. The unit weight of
the Consultant’s study. No tests for shear strength
materials is controlled in constructing dams and
were carried out for the shell, filter and overburden hence there will not be a great deal of difference for
materials and hence their properties were selected this parameter from its average value.
from the Consultant’s recommended values. The
material parameter variation for the unit weights of The variation in cohesion value for the
core, shell and filter material is shown in Figures 5. consolidation drained test on core material is shown
in figure 6. The average cohesion from the tests is
The average unit weight for the core, shell and 225 kPa and so the variation selected for the cohesion
filter material is 115, 154 and 163 pcf. The maximum of clay material is 200 kPa to be on the safer side.
and minimum unit weights measured were 138 pcf The variation in friction angle for core material is
59
Pak. J. Engg. & Appl. Sci. Vol.13, July, 2013
shown in the figure 7. The average value for drained a) End of construction
friction angle for the core material is 33º, the For the probability and sensitivity analysis the
maximum being 36º and minimum being 30º. The downstream slope is selected for analysis, as the
variation selected for the friction angle for the core, upstream slope has a higher factor of safety. The
shell, filter and overburden is 2º. material parameter variability in tabulated form for
the end-of-construction case is given in table 5.
380
Drained cohesion (psf)
Core
330 b) Steady state seepage-Surcharge pool
280 For the probability and sensitivity analysis of
230 this case, the slip surface B is selected for analysis, as
180 it has a lower factor of safety. The material parameter
130
variability in tabulated form for this case is given in
table 5.
80
0 1 2 3 4 5 6
Test no.
c) Upstream partial pool
Fig. 6 Variation in cohesion For the probability and sensitivity analysis of
this case, the slip surface B is selected for analysis, as
37 it has a lower factor of safety. The material parameter
Effective friction (ф')
60
Probability and sensitivity analysis of the slope stability of Naulong Dam
Sensitivity Data
e) Pseudostatic earthquake condition 1.4
The material parameter variability for the
Material #1: Wt
analysis is the same as used in the steady state Friction angle of overburden.
seepage analysis. 1.3 Material #1: Phi
Material #2: Wt
4.5 Probability and Sensitivity Analysis
1.2 Material #2: Phi
Factor of Safety
After performing 2000 Monte Carlo trials in
SLOPE/w, the probability distribution and sensitivity Material #4: Wt
analysis output for the pseudostatic case is as shown 1.1 Material #4: Phi
in the figures 8 and 9. Material #5: Wt
From figure 8 it is evident that for a factor of 1.0 Material #5: Phi
safety of 1 there is a 10 percent probability of failure
Material #6: Wt
for all the material parameter variability tried in the
analysis. Probability Distribution Function 0.9 Material #6: Phi
Material #7: Wt
100
0.8 Material #7: Phi
0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1.0
Sensitivity Range
80 P Fig.
(F of 9
S < x)
Sensitivity plot for the downstream slip
surface A from SLOPE/W
From figure 10 it is evident that for a factor of
Probability (%)
80 P (F of S <
20
P (Failure)
Probability (%)
60
0
0.85 0.90 0.95 1.00 1.05 1.10 1.15 1.20 1.25 1.30
40
Factor of Safety
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Pak. J. Engg. & Appl. Sci. Vol.13, July, 2013
Probability Distribution Function
From figure 11 it is evident that the frictional 100
angle of shell, is significantly affecting the factor of
safety for the slip surface B, as most part of the slip
surface is passing through this material. Also the 80 P (F of S <
gravel drain material is affecting the factor of safety
to some extent. Sensitivity Data
Probability (%)
1.5
60
Material #1: Wt
Friction angle of shell.
Material #1: Phi
1.3 40
Material #2: Wt
Material #4: Wt
20
P (Failure)
1.1 Material #4: Phi
Material #5: Wt
Factor of Safety
Material #6: Phi
From the table it can be seen that the frictional Sensitivity Range
angle of shell, is significantly affecting the factors o Fig.13 Sensitivity plot for the downstream slip
safety in almost all the conditions considered and so surface C from SLOPE/W
is regarded as the most sensitive material parameter
for this dam. The reason for a large difference Based on these results, revised section is
between the probability of failure of slip surface A as analyzed with flatter downstream slopes of 2H:1V
62
Probability and sensitivity analysis of the slope stability of Naulong Dam
and 2.25H:1V. The upstream slope of 2.5H:1V is that slip surface B and C had a probability of failure
already stable and so is not revised. of more than 50% which is much greater than an
acceptable 0.1 % and so the dam slopes for
Summary of the probability and sensitivity downstream need to be revised.
analysis of the revised sections analyzed is shown in
table 7. The sensitivity analysis showed that the friction
angle of the shell material is most sensitive to the
5. Conclusions stability of this dam and so it can be controlled or
From the slope stability analysis, it was improved, then the slopes may not be require
concluded that the pseudostatic case is critical for this flattening. From table 9 it can be seen that by
dam and so a probability and sensitivity analysis was flattening the downstream slope from 1.75H:1V to
carried out for the critical case as well as for cases in 2H:1V there is a marked reduction in the probability
which the factor of safety was near the minimum of failure. For the pseudostatic earthquake case for
requirements of USACE. Given the material slip surface A, the probability of failure has reduced
parameter variability, the probability analysis showed from 10% to 1.6%, for slip surface B the probability
Table 7 Summary of the probability and sensitivity analysis of revised downstream slopes
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Pak. J. Engg. & Appl. Sci. Vol.13, July, 2013
of failure has reduced from 52% to 2% and for slip [4] D.V. Griffiths, and G.A. Fenton, (2004),
surface C it has reduced from 50% to 2.5%. Similarly Probabilistic slope stability analysis by finite
when the downstream slopes are flattened further to elements Journal of Geotechnical and Geo
2.25H:1V, the probability of failure is reduced to environmental Engineering, No.130, pp: 507-
518.
come within the selected acceptable limits of 0.1%
for slip surfaces A and B and within 1% for slip [5] El-Ramly, H., Morgenstern, N.R., Cruden,
surface C. Hence the recommended upstream and D.M. 2002. Probabilistic Slope Stability
downstream slope for this dam is 2.25H:1V. Analysis for Practise. Canadian Geotechnical
Journal. Vol. 39. pp. 665-683.
6. Acknowledgements
The authors are deeply thankful to the [6] GEO-SLOPE. Slope/W for slope stability
Consultants for sharing and providing the required analysis. Version 5. Calgary, Alberta: GEO-
data for analysis purposes. This would also not have SLOPE International Limited; 2002.
been possible without the technical guidance from
engineers of PES and professors at UET. We would [7] J. Ching, K.K. Phoon, and Y.G. Hu (2010),
also like to appreciate our Chief Editor at UET for Observations on Limit Equilibrium–Based
getting this paper reviewed by foreign professors Slope Reliability Problems with Inclined Weak
which was very helpful in correcting and updating Seams, Journal of Engineering Mechanics,
this paper. No.10, 136, pp:1220-1233.
[3] D. G. Fredlund and J. Krahn 1977. Comparison [11] USACE, United States Army Corps of
of slope stability methods of analysis. Engineers, (2003). Slope Stability, Engineering
Canadian Geotechnical journal. Vol. 14. pp. Manual 1110-2-1902, Department of the Army,
429-439. Corps of Engineers, Washington, D. C.
64