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Archives of Biochemistry and Biophysics 476 (2008) 107–112


ABB
www.elsevier.com/locate/yabbi

Review

Are polyphenols antioxidants or pro-oxidants? What do we learn


from cell culture and in vivo studies?
Barry Halliwell *
Department of Biochemistry, National University of Singapore, University Hall, Lee Kong Chian Wing,
UHL #05-02G, 21 Lower Kent Ridge Road, Singapore 119077, Singapore

Received 13 November 2007, and in revised form 26 December 2007


Available online 7 February 2008

Abstract

Diets rich in polyphenols are epidemiologically associated with lower risk of developing some age-related diseases in humans. This
apparent disease-protective effect of polyphenols is often attributed to their powerful antioxidant activities, as established in vitro. How-
ever, polyphenols can also exert pro-oxidant activities under certain experimental conditions. Neither pro-oxidant nor anti-oxidant activ-
ities have yet been clearly established to occur in vivo in humans, nor are they likely given the limited levels of polyphenols that are
achievable in vivo after consumption of foods and beverages rich in them. Other actions of polyphenols may be more important
in vivo. Many studies of the biological effects of polyphenols in cell culture have been affected by their ability to oxidise in culture media,
and awareness of this problem can avoid erroneous claims.
Ó 2008 Elsevier Inc. All rights reserved.

Keywords: Polyphenols; Cell culture; Antioxidant; Pro-oxidant; Epigallocatechin gallate; Hydrogen peroxide; Ascorbate; Dulbecco’s modified Eagle’s
medium; Green tea; Red wine

Aerobic organisms produce a wide range of oxygen rad- biological function of a-tocopherol in humans is not as
icals and other reactive oxygen species (ROS)1, both for an antioxidant [8].
useful purposes (e.g. defence, redox signalling) and by
‘‘accidents of chemistry” (reviewed in [1]). These ROS are Polyphenols as antioxidants
metabolised by a series of antioxidant defences, some syn-
thesised in vivo and other diet-derived [1]. The purpose of Foods and beverages rich in flavonoids and other poly-
the ‘‘antioxidant defence network” [2] is not to remove phenols have been associated with decreased risk of age-
all ROS, but to control their levels so as to allow useful related diseases in several (but not all) epidemiological
functions whilst minimising oxidative damage (Fig. 1) [1– studies [9–15]. Flavonoids have powerful antioxidant activ-
4]. But how important are the diet-derived antioxidants ities in vitro, being able to scavenge [16–23] a wide range of
such as vitamins C and E to humans? In general, increased reactive oxygen, nitrogen, and chlorine species, such as
intakes of these vitamins do not decrease levels of oxidative superoxide O2  , hydroxyl radical OH , peroxyl radicals
damage very much (if at all) in well-nourished humans who RO2  , hypochlorous acid (HOCl), and peroxynitrous acid
are already consuming the recommended dietary allow- (ONOOH). Flavonoids can also chelate metal ions, often
ances [1,5–7]. Indeed, it has been suggested that the main decreasing the pro-oxidant activity of metal ions [20,22].
They can inhibit the ability of myeloperoxidase to oxidise
*
low-density lipoproteins (LDL), a potential anti-athero-
Corresponding author. Fax: +65 6775 2207.
E-mail address: bchbh@nus.edu.sg
sclerotic effect [24]. Because considerable evidence indicates
1
Abbreviations used: ROS, reactive oxygen species; LDL, low-density that increased oxidative damage is associated with, and may
lipoproteins; DMEM, Dulbecco’s Modified Eagle’s Medium. contribute to the development of, all major age-related

0003-9861/$ - see front matter Ó 2008 Elsevier Inc. All rights reserved.
doi:10.1016/j.abb.2008.01.028
108 B. Halliwell / Archives of Biochemistry and Biophysics 476 (2008) 107–112

Fig. 1. Balance of antioxidants and reactive species in vivo.

diseases [1–3], many have attributed the apparent disease- using reliable biomarkers of oxidative damage in plasma
protective effects of flavonoids to their antioxidant ability (F2-isoprostanes) and urine (F2-isoprostanes, isoprostane
(e.g. reviewed in [20]). metabolites, 8-hydroxy-20 -deoxyguanosine [8OHdG]),
essentially testing for systemic antioxidant or pro-oxidant
Polyphenols as pro-oxidants activity. The results have been reviewed in detail elsewhere
[40] and are quite variable, but overall no evidence for sys-
Polyphenols oxidise readily in beverages [25–27] such as temic pro-oxidant effects of polyphenols has emerged. A
green tea. They can also oxidise in cell culture media (see few studies report that administration of high doses of epi-
below) and even in the oral cavity; holding or chewing gallocatechin gallate to animals leads to the formation of
green tea in the mouth generates substantial levels of cysteine conjugates detectable in the urine, indicative of
H2O2 [28]. Often, these pro-oxidant effects involve interac- some degree of oxidation in vivo [36]. However, these effects
tions of polyphenols with transition metal ions [1,29–35]. may not be important at lower doses and may not be rele-
Oxidation of polyphenols produces O2  , H2O2 and a com- vant to humans [36].
plex mixture of semiquinones and quinones, all of which Similarly, only limited and variable evidence for antiox-
are potentially cytotoxic [26,31,36,37]. It has been argued idant effects of flavonoids in humans has been obtained
that polyphenols may exert antioxidant and other cytopro- (reviewed in [40]). This is not, to the author, very surpris-
tective effects in the gastrointestinal tract because of the ing; although flavonoids can be absorbed through the gas-
high levels that can be present [38–40]. However, since trointestinal tract, maximal plasma concentrations
there are often unabsorbed transition metal ions (especially achieved are low, usually not more that 1 lmol/L, in part
iron [41,42]) in the gastrointestinal tract, pro-oxidant because of rapid metabolism by human tissues [47–49].
effects could conceivably occur there as well. Indeed, such Many of the products of metabolism, such as methylated
effects have been demonstrated in the gastrointestinal tracts and glucuronidated forms, have decreased antioxidant (or
of certain insects consuming high levels of phenols [43,44]. pro-oxidant) abilities because of the blocking of the pheno-
However, in practice pro-oxidant effects can also be ben- lic hydroxyl groups involved in such activities [23,48].
eficial, since, by imposing a mild degree of oxidative stress, Therefore, plasma flavonoid concentrations in vivo seem
the levels of antioxidant defences and xenobiotic-metabol- insufficient to exert systemic antioxidant effects.
ising enzymes might be raised, leading to overall cytopro- Another point to consider in interpreting the published
tection [45], as illustrated in Fig. 1. human studies is that several groups have studied flavo-
noid-rich foods (e.g. pomegranate [50] or chocolate/cocoa
Are polyphenols pro-oxidants or antioxidants in vivo in [51,52]) or beverages (e.g. green tea) rather than pure flavo-
humans? noids, and such foods contain other constituents that might
be able to modulate oxidative damage. But are such foods
No data are available on whether polyphenols are anti- and beverages effective as antioxidants in vivo? Again, the
oxidant or pro-oxidant in vivo in the human stomach, intes- data are mixed. Some studies showed antioxidant effects
tines, and colon, where they can be present at significant (e.g. [37,48,51–53]), others no effects (e.g. [54–57]) and yet
levels [38,39,46,47]. As for effects after absorption into the others some indication of mild pro-oxidant effects (e.g.
body, multiple well-designed human studies have been done [58]). One must be careful in studies with foodstuffs, since
B. Halliwell / Archives of Biochemistry and Biophysics 476 (2008) 107–112 109

the mere act of eating in a fasted individual can alter when added to cultured cells, but this is because a defi-
parameters of oxidative damage. For example, dark soy ciency is being corrected rather than being a real beneficial
sauce has powerful antioxidant abilities in vitro [59,60]. effect of ‘extra antioxidants’. Deficiencies in selenium in
Recently, we attempted to see if dark soy sauce decreases some cell culture media have been reported [76,77]. This
oxidative damage in vivo in human volunteers, and indeed could decrease or prevent oxidative stress-triggered rises
it was able to decrease levels of F2-isoprostanes [61]. We in the activities of selenium-dependent antioxidant
administered the soy sauce with rice, using a control con- enzymes, such as the glutathione peroxidase family and thi-
sisting of a placebo colouring on the same amount of rice. oredoxin reductase [77,78].
The rice meal (devoid of antioxidants) also had effects on One factor that has bedevilled studies of the cellular
F2-isoprostanes and urinary 8OHdG excretion [61], effects of flavonoids and other polyphenols is their instabil-
although the soy sauce did better than the placebo in low- ity in commonly-used culture media, especially Dulbecco’s
ering F2-isoprostane levels. Similarly, Richelle et al. [62] Modified Eagle’s Medium (DMEM) [70,79]. Oxidation
and Lee et al. [63] suggested that fasting may raise plasma products include H2O2 and quinones/semiquinones, which
F2-isoprostane levels. As another example [64], olive oil can often react with and deplete cellular GSH [37,70,84].
administration to human volunteers decreased the propen- Fig. 2 shows a striking example; epigallocatechin gallate
sity of LDL subsequently isolated from their blood to (EGCG) added to DMEM begins oxidizing immediately
undergo oxidation in vitro, but feeding oil without antiox- and rapidly generates cytotoxic levels of H2O2. Such effect
idants had the same effect. may have led to artefacts in interpretations of the cellular
So overall, in vivo we have no evidence of systemic pro- effects of high concentrations of added polyphenols. Table
oxidant effects of flavonoids in humans, and little or no 1 summarises some published examples. Not all the cellular
clear evidence of antioxidant effects. Remember also that effects of polyphenols are due to such artefacts (e.g. some
flavonoids are not only anti- and pro-oxidants. They have of those observed when lower levels, e.g. the lM range,
many other biological effects including the ability to inhibit are added to cells), but it is necessary to consider the poten-
cyclooxygenases, lipoxygenases, metalloproteinases and tial for error when determining what the true cellular effects
NADPH oxidases (reviewed in [1,40,65–69] and other really are. Oxidation artefacts can also lead to false-posi-
papers in the current volume). These other actions may tive results in in vitro genotoxicity testing using cultured
be more important in vivo than antioxidant effects, cells, where the generated H2O2 (or other oxidation prod-
although again many of them have been demonstrated ucts) rather than the compound under test is causing the
in vitro only at unphysiologically-high levels of chromosomal aberrations detected [102,108–110].
polyphenols. Why do these effects occur? As well as its normal iron
content (due to contamination and iron-containing pro-
Antioxidants in cell culture teins in foetal calf serum), DMEM contains added ferric
nitrate, i.e. there is ‘‘free” pro-oxidant iron, which would
Cell culture has often been used to study the cellular be expected to catalyse autoxidation reactions [1]. Surpris-
effects of reactive species and of antioxidants, and many ingly however, iron ion chelating agents such as desferriox-
useful data have resulted. However, one must be cautious,
for two reasons. First, normal culture conditions are a state
of hyperoxia [70,71]. Most cells in the human body are
exposed to O2 concentrations in the range of 1–10 mm Hg
(obvious exceptions include corneocytes, corneal and respi-
ratory tract lining cells). Yet culture under 95% air/5% CO2
is about 150 mm Hg of O2. Rates of production of ROS by
cellular enzymes (e.g. xanthine oxidase) or by leakage from
electron transport chains (especially in mitochondria)
appear to be O2-limited at 10 mm Hg and so production
of ROS will increase if O2 levels are raised [71–73]. In other
words, cells in culture are under an oxidative stress, which
can alter their properties in multiple ways [70], including
sometimes promoting proliferation [1,74].
A second problem is that cell culture media are fre-
quently deficient in antioxidants, especially tocopherols
and ascorbate [75]. Vitamin E is rarely added because it
is insoluble in water, and vitamin C because it is unstable Fig. 2. Generation of H2O2 on addition of epigallocatechin gallate
(EGCG) to Dulbecco’s modified Eagle’s medium. The final concentrations
(discussed below). Thus cells are deprived of these antiox-
of EGCG in the medium are shown. SD values are not shown to avoid
idants, a situation which can lead to over-interpretations cluttering the figures. Note the rapid rate of H2O2 production from EGCG
of the beneficial effects of added antioxidants. In other as soon as it is added to DMEM (see legend to Table 2). Adapted from
words, antioxidants may appear to have beneficial effects [79].
110 B. Halliwell / Archives of Biochemistry and Biophysics 476 (2008) 107–112

Table 1
Examples of artefacts caused by oxidation of compounds added to cell culture media (Adapted with considerable updating from [70])
Observation Comment Reference
Induction of cell death by ascorbate in HL-60 or acute myeloid Due to generation of H2O2 by ascorbate oxidation in cell culture [80–82]
leukaemia cells or human fibroblasts media
Induction of apoptosis by green tea in PC12 cells Due to generation of H2O2 by oxidation of tea components in cell [83]
culture media
Induction of cell death by L-DOPA and dopamine in PC12 and M14 Due to H2O2, quinones, and semiquinones generated by oxidation [84]
cells of L-DOPA and dopamine in the culture medium
Toxicity of apple phenolics to cancer cells Due to oxidation to produce H2O2 in the culture medium [85]
Cytotoxicity of gallic acid Entirely or largely due to oxidation of gallic acid to produce H2O2 [86,87]
in culture medium
Addition of grape seed extract to CaCo-2 cell culture medium [88]
generates H2O2 due to oxidation of phenolics in the medium
Effects of polyphenols on c-jun phosphorylation in bronchial Shown to involve H2O2, although H2O2 was not specifically [89]
epithelial cell lines identified as coming from the culture medium
Epigallocatechin gallate induces apoptosis in human oral cell lines Due to production of H2O2 in the culture medium [90]
Toxicity of myricetin to Chinese hamster lung fibroblast V79 cells Due to H2O2 production, although H2O2 was not specifically [91]
identified as coming from the culture medium
Cell culture media found to generate ROS as detected by spin traps [92]
and fluorescent dyes
Ascorbate observed to inhibit cell proliferation and fibronectin Inhibition by catalase suggests may be due to H2O2 generation in [80,93]
synthesis in human skin fibroblasts the culture medium
Stimulation of SIRT1 activity by polyphenols in HT29 cells Results confounded by instability of polyphenols in the culture [94]
medium
Cyanidin-3-rutoside toxic to HL60 cells. Shown to involve peroxide, although H2O2 was not specifically [95]
identified as coming from the culture medium
EGCG and green tea extract cause oxidative stress responses in S. Involves H2O2 production in the medium [96]
cerevisiae
Cytotoxicity of EGCG to oral carcinoma cell lines Involves both H2O2 and quinones, although these did not account [97]
for all the effects
Activation of NF-jB in macrophages by coffee Due to H2O2; coffee contains substantial H2O2 levels [98] [99]
Toxicity of catechols to PC12-AC cells Involves H2O2, mainly generated in the extracellular space [100]
Toxicity of EGCG to Jurkat T cells Involves H2O2 generation in the culture medium [101]
Cytotoxicity and genotoxicity of green tea extract to H260 and Involves H2O2 generation, although H2O2 was not specifically [102]
RAW264.7 cells identified as coming from the culture medium
Toxicity of extracts of the oriental fungus Ganoderma lucidum to Involves H2O2 generation [103]
human lymphocytes
Toxicity of quercetin, catechin and ascorbate to pancreatic b-cells Involves H2O2 generation in the cell culture medium [104]
Toxicity of 4-methylcatechol to murine tumor cells Involves oxidation to form H2O2 and quinones/semiquinones in [105]
the cell culture medium
Toxicity of EGCG to ovarian cancer calls in DMEM Due to H2O2 formation, probably both intracellularly and in the [106]
culture medium
Stimulatory effects of garcinol on growth of intestinal cells Involves ROS production in the culture medium; low levels of [107]
H2O2 often stimulate cell proliferation [1,74]

Table 2
Levels of hydrogen peroxide in culture media under 95% air/5% CO2 containing 1 mM epigallocatechin gallate (EGCG)
Culture Media Mean H2O2 (lM) ± SD at various times (h)
0h 0.5 h 1.0 h 1.5 h 2.0 h
DMEM 75 ± 22 183 ± 8 275 ± 21 317 ± 35 334 ± 34
F-10 21 ± 10 34 ± 4 35 ± 3 37 ± 2 43 ± 3
F-12 65 ± 11 89 ± 4 85 ± 3 92 ± 4 121 ± 14
RPMI with Hepes 33 ± 3 99 ± 12 159 ± 9 212 ± 13 259 ± 17
RPMI without Hepes 82 ± 3 184 ± 32 257 ± 16 299 ± 23 332 ± 22
Mc Coy 5A 24 ± 1 79 ± 14 136 ± 10 192 ± 16 251 ± 19
Williams’ E 66 ± 8 143 ± 15 209 ± 20 278 ± 23 329 ± 15
Data are means ± SD, n = 3. Data selected from [110].
Levels of H2O2 were significantly greater than in medium alone (P < 0.05) at all time points for all media. Note the rapid H2O2 generation at t = 0,
indicating that EGCG has oxidized substantially when added to media in the few seconds before H2O2 measurement can be made. Media alone generated
no significant levels of H2O2 (<2 lM) after 2 h incubation at 37 °C.
B. Halliwell / Archives of Biochemistry and Biophysics 476 (2008) 107–112 111

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