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International Journal of Pharmaceutics 495 (2015) 290–301

Contents lists available at ScienceDirect

International Journal of Pharmaceutics


journal homepage: www.elsevier.com/locate/ijpharm

Continuous manufacturing of extended release tablets via powder


mixing and direct compression
Tuomas Ervastia , Simo-Pekka Simonahoa , Jarkko Ketolainena , Peter Forsbergb ,
Magnus Franssonb , Håkan Wikströmb , Staffan Folestadb , Satu Lakiob , Pirjo Tajarobib ,
Susanna Abrahmsén-Alamib,*
a
University of Eastern Finland, Faculty of Health Sciences, School of Pharmacy, Kuopio, Finland
b
AstraZeneca R&D, Mölndal, Sweden

A R T I C L E I N F O A B S T R A C T

Article history: The aim of the current work was to explore continuous dry powder mixing and direct compression for
Received 9 June 2015 manufacturing of extended release (ER) matrix tablets. The study was span out with a challenging
Received in revised form 23 August 2015 formulation design comprising ibuprofen compositions with varying particle size and a relatively low
Accepted 24 August 2015
amount of the matrix former hydroxypropyl methylcellulose (HPMC). Standard grade HPMC (CR) was
Available online 28 August 2015
compared to a recently developed direct compressible grade (DC2). The work demonstrate that ER tablets
with desired quality attributes could be manufactured via integrated continuous mixing and direct
Keywords:
compression. The most robust tablet quality (weight, assay, tensile strength) was obtained using high
Continuous manufacturing
Direct compression
mixer speed and large particle size ibuprofen and HPMC DC2 due to good powder flow. At low mixer
Continuous mixing speed it was more difficult to achieve high quality low dose tablets. Notably, with HPMC DC2 the
Extended release processing conditions had a significant effect on drug release. Longer processing time and/or faster mixer
HPMC speed was needed to achieve robust release with compositions containing DC2 compared with those
Adaptive control containing CR. This work confirms the importance of balancing process parameters and material
properties to find consistent product quality. Also, adaptive control is proven a pivotal means for control
of continuous manufacturing systems.
ã 2015 Elsevier B.V. All rights reserved.

1. Introduction Pharmaceuticals, White Papers, 2014; Poechlauer et al., 2012;


Buchholz, 2010). In addition, the regulatory and quality consider-
In a vast majority of modern industries continuous manufactur- ations have recently been summarized and assessed emphasizing
ing has over the years gradually replaced traditional step-by-step general support from health agencies for implementation of
manufacturing of products. The start-to-finish production lines continuous manufacturing (Lee et al., 2015; Allison et al., 2015;
generally provides improved efficiencies. In the pharmaceutical ICHQ8-Q11 guidances). Nevertheless, remaining gaps and challenges
industry on the other hand, where highly advanced medicinal are identified that must be adressed to facilitate wider adoption and
products are produced, adoption of new manufacturing technologies implementation of continuous manufacturing as a viable approach
is rather slow and batch processing continues to be the dominating in pharmaceutical industry.
process platform. Several reasons have been adressed that underpins For marketed drug products the most common dosage form is a
this slow manufacturing evolution such as regulatory policies, poor tablet. In tablet manufacturing, typical disadvantages of batch
intellectual property incentives and lack of proven off-the-shelf processing are associated with scale-up, lack or insufficient real
equipment (Plumb, 2005; Nicholson, 2014; Lee et al., 2015). During time quality control, insufficient process understanding, and long
recent years industry and academia leaders have taken significant manufacturing cycles (Leuenberger, 2001a,b; Vervaet and Remon,
initiatives to progress continuous manufacturing (Mascia et al., 2005). Here, continuous manufacturing holds a great potential to
2013; International Symposium on Continuous Manufacturing of overcome some or all of these classical problems. For example,
scale-up of production volumes is achieved with the same
equipment through longer processing times rather than by scaling
process equipment geometries as with batch processing (Leuen-
* Corresponding author at: AstraZeneca R&D Mölndal, S-431 83 Mölndal, Sweden.
berger, 2001a). Thereby, manufacturing facilities can be made
E-mail address: susanna.abrahmsen-alami@astrazeneca.com
(S. Abrahmsén-Alami). more compact and costs for heating/cooling, ventilation and other

http://dx.doi.org/10.1016/j.ijpharm.2015.08.077
0378-5173/ ã 2015 Elsevier B.V. All rights reserved.
T. Ervasti et al. / International Journal of Pharmaceutics 495 (2015) 290–301 291

costs can be reduced (Plumb, 2005; McKenzie et al., 2006; Spencer The performance of tablets based on this formulation principle relies
et al., 2011). Finally, to enable appropriate control of continuous not only on assuring assay and proper distribution of the drug
manufacturing lines advanced on-line and in-line process and substance but also on the ability to provide extended and robust drug
material sensors will be a prerequisite and offer opportunities to release in-vivo. The latter depends mainly on the polymeric matrix
improved process understanding, product quality and yield and its distribution in the composition which also needs to be
increase. In all, these advantages have raised a large interest in considered during continuous powder processing. Commercially
the pharmaceutical industry for continuous manufacturing, albeit, available hydroxypropyl methyl cellulose (HPMC) grades are mostly
extensive experience with pharmaceutical applications is still designed for wet granulation and have a relatively narrow particle
lacking. size with a low mean particle size and therefore poor powder flow
The most straightforward example of a continuous tablet characteristics. Those grades are therefore not suitable for high-
manufacturing line is the integration of continuous dry powder speed direct manufacturing processes. However, direct compress-
mixing and continuous direct compression. Here continuous ible grades of HPMC has recently been launched and their
powder feeders have an essential role for the overall performance performance have been investigated (Mohamed et al., 2013; Rogers
of the continuous tablet manufacturing line. For example the tablet et al., 2013; Heiman et al., 2015). Some investigations on direct
quality will fluctuate if there is a large variability in the inflow compression of hydrophilic matrices have been reported previous-
composition, even if the mixer and tablet press would perform ly, but to the best of our knowledge, an integrated continuous
perfectly. Hence it is crucial to ensure that the feed rate of each manufacturing via continuous dry powder mixing and continuous
bulk material is controlled accurately (Marikh et al., 2005; direct compression has not yet been demonstrated. The overall aim
Pernenkil and Cooney, 2006; Portillo et al., 2008). Loss-in-weight of the current work was to explore continuous mixing and direct
(LIW) feeders have been shown to be the most accurate material compression with a challenging formulation design with regards to
feeding devices for dry powder based continuous pharmaceutical powder characteristics and composition. The design included low
manufacturing lines. Most of the research considering LIW feeders dose compositions for which drug substance uniformity aspects
has concentrated on the effect of powder properties and the feeder were tough and a relatively low amount of the matrix former
design on the performance (Engisch and Muzzio, 2012). The effect (HPMC) for which proper distribution was essential. Standard CR as
of screw design, charging container configuration, and interparti- well as DC grade HPMC were included in the study. The processing
cle cohesion on solid flow has been studied by Hou et al. (2014). settings were varied broadly to stress the system further with the
They identified formation of three flow regimes in a complicated aim to understand the critical relationship between raw materials
manner in a screw feeder that must be considered to achieve and final product performance (tablet mass variability, tablet tensile
optimized operation. strength, drug assay and drug release). The intent was both to enable
Continuous mixing is currently a widely studied area (Pernenkil a deeper understanding of the critical relationship between raw
and Cooney, 2006; Berthiaux et al., 2008; Portillo et al., 2008, 2009, materials and final product performance but also to initially explore
2010). Mechanistic insight into optimization of continuous dry how the feeder and compression data relate to final quality.
powder mixing has been reported by Gao et al. (2011) who
demonstrated improved performance by increasing blade speed 2. Materials and methods
of a mixer while keeping a constant axial velocity. Portillo et al.
(2008) studied a continuous dry powder mixer, where the impeller 2.1. Materials
rotation, the operation angle, the number of blades and the angle of
blades could be adjusted. They found that decreasing the impeller Two different grades of hydroxypropyl methylcellulose (HPMC)
rotation rate and increasing the upward angle of the mixer gave were used as matrix formers: standard wet granulation grade,
optimal processing conditions for that particular mixer. The mean Methocel K100 Premium LV CR (CR, Dow Chemical Company,
residence time, the time that the powder is inside the mixer, has been Midland, Michigan, USA) and a new direct compressible grade,
one of the main variables affecting the mixing performance (Portillo Methocel K100 Premium LV DC2 (DC2, Dow Europe GmbH,
et al., 2008, 2009, 2010; Vanarase and Muzzio, 2011). When the Bomlitz, Germany). The model active substance was ibuprofen
optimal mixer speed is studied, mixer properties, material properties (Zhengzhou Debao Fine Chemical Co. Ltd., Henan, China). Two
and total mass flow material have to be considered. While different ibuprofen particles sizes (IbuPS) were used: (1) as
engineering aspects of continuous dry powder mixing in general received from the supplier (large IbuPS) and (2) small IbuPS
have been extensively studied, also beyond pharmaceutical powders prepared by ball milling (Retch S1, Haan, Germany). Mannitol
(Pernenkil and Cooney, 2006; Berthiaux et al., 2008; Portillo et al., (Parteck M200, Merck KGaA, Darmstadt, Germany) was added as a
2008, 2009, 2010; Bridgewater, 2012), systematic studies comprising soluble filler and sodium stearyl fumarate (PRUV, Moehs,
material parameters are so far fewer. In addition, studies on the Barcelona, Spain) as a lubricant.
performance and operational optimization of complete continuous
tablet manufacturing trains are also few. Vanarase and Muzzio 2.2. Design of experiment
(2011) reported that mixing performance was largely dominated by
the material properties of the mixture, while in a later article they The study was performed as an experimental design with four
found that the bulk density was the key material parameter affecting factors: HPMC particle size (HPMC PS), ibuprofen particle size
the mean residence time (Vanarase et al., 2013). The importance of (IbuPS), ibuprofen load (Ibu%) and mixer speed. The design was a
incorporating powder material properties when assessing system full factorial with 19 runs. However, poor flow of the powder
performance was also concluded by Boukouvala et al. (2012) in a blends were observed when low IbuPS and high Ibu% were
recent flowsheet modeling and sensitivity analysis of a whole combined and the associated manufacturing difficulties led to the
continuous tablet manufacturing line. exclusion of the factor combination. Thus a d-optimal design was
Previous studies considering continuous manufacturing of adopted; the process parameters are listed in Table 1. MODDE 10
tablets have focused on probing uniformity of product performance (Umetrics MKS AB, Umeå, Sweden) was used both to construct the
only with regards to drug substance assay, drug distribution and experimental design and for evaluation of data. All models were
mechanical properties of tablets. In the present work the viability of fitted with multiple linear regression (MLR).
integrated continuous mixing and compaction processes for For the center point of the design (N17, N18 and N19), a
manufacturing of extended-release matrix tablets is investigated. 1:1 mixture of the two HPMC grades was prepared. In addition, a
292 T. Ervasti et al. / International Journal of Pharmaceutics 495 (2015) 290–301

Table 1 concentration was changed within three levels (2%, 15% or 22%
D-optimal experimental design worksheet.
w/w) as well as the concentration of mannitol (44%, 51% or 64%, w/
Run Speed (rpm) HPMC PS (mm) Ibu PS (mm) Ibu (%) w). The total feed rate of powders was kept constant at 3.5 kg/h.
N1 300 77 30 2
N2 1200 77 30 2 2.3. Powder characterization
N3 300 120 30 2
N4 1200 120 30 2
The particle morphology of HPMC and ibuprofen particles were
N5 300 77 66 2
N6 1200 77 66 2
assessed by scanning electron microscopy (SEM, Quanta 200, FEI
N7 300 120 66 2 Company, Eindhoven, the Netherlands). Samples were mounted on
N8 1200 120 66 2 coal tape on stubs and sputter coated with gold using a Cressington
N9 300 77 66 22 108 auto sputter coater (Cressington Scientific Instruments Ltd.,
N10 1200 77 66 22
Watford, UK).
N11 300 120 66 22
N12 1200 120 66 22 The particle size distribution for the characterized materials
N13 300 77 30 15 was determined using a Malvern Mastersizer 2000 laser diffraction
N14 1200 77 49 22 spectrometer (Malvern Instruments Ltd., Malvern, UK) with an
N15 300 120 49 22
attached Scirocco 2000 dispersion unit (Malvern Instruments Ltd.).
N16 1200 120 30 15
N17 750 100 49 15
The test was performed in duplicate. The 10th, 50th and 90th
N18 750 100 49 15 percentile of the particle size distribution was reported, which
N19 750 100 49 15 means that 10% (or 50% or 90%) of the particles have a diameter
according to the d10 (or d50/d90) value or smaller. The air pressure
setting used was 0.1 bar, the feeder rate 50% and the obscuration
1:1 mixture of the two particle sizes of ibuprofen were used for the value was 0.4–2.6.
experiments (N14, N15, N17, N18 and N19). The compressibility of powder blends were measured using a
In all experiments, the concentrations of HPMC and PRUV were powder rheometer (FT4, Freeman Technology, Tewkesbury, UK).
constant (32% and 2% w/w, respectively), the ibuprofen Powder samples of 10–15 ml were introduced in a glass vessel with

Fig. 1. The direct compression continuous manufacturing set-up used in the experiments. (A) and (B) The whole continuous manufacturing line. (C) A timeline describing the
process phases. (D) Modulomix.
T. Ervasti et al. / International Journal of Pharmaceutics 495 (2015) 290–301 293

a splitting device. Pre-conditioning was done with a rotating blade mixing methods: Frs less than 1 indicate that gravitational forces
in order to have a standardized initial packing condition for all are predominant (dense phase flow, thrust mixers, free-fall
samples. After pre-conditioning the surplus powder was removed mixers); Frs slightly above 1 indicate fluidized motion of material
by splitting the glass vessel and the blade exchanged for a vented in the mixer (fluid bed mixers); and in the mixers with Frs
piston. A normal stress of 1–15 kPa was applied on the powder bed considerably above 1 centrifugal forces are predominant (centrif-
using a vented piston while the change in volume was measured. ugal and intensive mixers) (Gericke, 1993; Marikh et al., 2005;
The measurement was made in triplicate. Marikh et al., 2006; Berthiaux et al., 2008). With the mixer used in
this study the mixer speed of 300 rpm corresponds to a Fr of 6.4,
2.4. Process description and 1200 rpm to a Fr of 103.
The tablets were compacted with a turret speed of 48 rpm using
The direct compression continuous manufacturing set-up used eight 7 mm concave punches to produce tablets with a target
in the study is described in Fig. 1. It depicts that the feeding, mixing, weight of 150 mg. The force feeder of the tablet press fed the
and compressing parts are all integrated into a complete powder into the dies with a rotating speed of 96 rpm. The tablet
continuous tablet manufacturing line. Two kinds of LIW feeders press control cabinet was used to store the compression data.
(K-Tron, Types K-ML-D5-KT20 and K-CL-SFS-KT20, Niederlenz, During the compaction process, the average compression force (CF)
Switzerland) were used to feed the raw materials into the of all of the punches for each rotation was recorded. The
continuous mixer (Modulomix, Hosokawa Micron, Doetinchem, compression force was measured from the lower main compres-
The Netherlands). After mixing, the powder mixture was guided sion roll. The tablet press settings (compression force and punch
(flow controlled by gravity) into the hopper of the tablet press displacement) were adjusted with the first experiment (N9).
(PTK-PR1000, PTK CO., Ltd, Incheon, Korea). This very simple set-up Thereafter the settings were kept at the same levels for all of runs.
enabled conducting experiments without any conveyors, thus the With these settings a compression force between 5 and 9 kN was
risk of segregation was minimized. The feeders and the mixer were obtained. The compaction data was analyzed using the Matlab
adjusted and controlled by an in-house software, and data from the R2012a software (MathWorks, Natick, MA, USA).
feeders were acquired for later analysis. The timeline of the process is described in Fig. 1C. To start
In every run, the set points of lubricant and HPMC feeders were processing, the feeders and the mixer were first turned on (time
kept constant at 70 g/h (2% w/w) and 1120 g/h (32% w/w), point 0) and the powder mixture was collected into the hopper of
respectively. The set point of mannitol feeder had three different the tablet press for 12 min (apart fron run N9 where 10 min was
levels: 1540 g/h, 1785 g/h and 2240 g/h. Also for ibuprofen feeder, used) to serve adequate fill level for the press. The complete
three different set point values were used: 70 g/h, 525 g/h and continuous processing was started at 12 min when tablet press was
770 g/h. With these set point values, the desired ibuprofen content, turned on. The duration of each run was totally 32 min (12 min
2, 15 and 22% (w/w), were reached in the final compositions. hopper filling + 20 min continuous direct compression).
The mass flow of each excipients and ibuprofen was acquired
from the feeders twice a second. To evaluate the feeding accuracy, 2.5. Tablet analysis
an estimate for the ibuprofen concentration of the total mass flow
fed into the mixer was defined. The estimated ibuprofen The weight and tensile strength of the tablets were measured
concentration (ECIBU) was calculated with the following equation: (n = 10) with a MultiCheck Turbo III (Erweka GmbH, Heusenstamm,
Germany). In addition, tablet weight variations were calculated.
MFIBU ðtÞ
ECIBU ðtÞ ¼ ; ð1Þ Dissolution testing of drug release from tablets (n = 3–6) was
MFIBU ðtÞ þ MFHPMC ðtÞ þ MFMANN ðtÞ þ MFPRUV ðtÞ
carried out in a USP dissolution apparatus II (Hanson research SR8-
where MF describes the mass flow of material x at time point t. The Plus, Chatsworth, CA, USA) using ultraviolet (UV) detection with
ECIBU was compared to label claim (LC) (2%, 15% or 22% w/w) to fibre optics (Varian Cary 50 Bio, C Technologies Inc., Bridgewater,
estimate how accurately the desired ibuprofen level was main- NJ, USA). A fibre-optic probe was inserted directly into each vessel
tained during feeding. and the UV absorption measured in situ. The USP II method was
The continuous dry powder mixer consists of a horizontal modified by incorporating a quadrangular stationary basket above
cylindrical process chamber in which a horizontal agitator with the paddles, where tablets were placed. Dissolution testing was
paddles is rotating (Fig. 1D). The paddles are fitted on a shaft and done at 37  C in 1000 ml phosphate buffer pH 7.4 (I = 0.1) with a
are rotating at a fixed distance from the wall of the process paddle speed of 50 rpm. Dissolution profiles were adjusted to 0%
chamber. The speed of the rotor can be adjusted. The powder is released at time point 0, noise-filtered (Savitzky–Golay, order
moved forward and backward in the chamber by paddles to 0 and window 5) and then normalized to 100% released based on
achieve a more efficient mixing process. Although high shear the level at the end of the dissolution. The number of individual
forces can be applied to the mixture, attrition effects by impact profiles were 1–3 for every batch for the 32 min process time point
forces will be limited. The mixer has two powder inlets and one (used in the DoE) and 3 for batches N5, N6, N11, N12, N14 and
outlet. In this study, the first inlet was used for the excipients and N15 where dissolution was studied for several process time points.
ibuprofen while the second inlet was used to feed the lubricant. In The averages were used for the DoE. The time to reach 80% released
the current study, trials were performed with a mixer speeds of (T80) was linearly interpolated between data points encompassing
300 rpm and 1200 rpm. In the center point of the design 750 rpm 80% released.
was used. The mixer speed can be represented by the Froude
number (Fr) which describes the ratio of gravity and centrifugal 2.6. Assay and content uniformity
forces. Fr is calculated using Eq. (2).
Tablets from all batches were sampled every two minutes from
Rv2 the start of the tablet press with a sampling time of 10–20 s.
Fr ¼ ; ð2Þ
g Transmission Raman measurements were performed on three
where R describes radius of the impeller (m), v is angular velocity tablets per sample with an Accura transmission Raman system
of the impeller (rad/s) and g is gravity (m/s2). By calculating Fr (Horiba Scientific, Lille, France) equipped with a 300 mW, 785 nm
mixers can be classified into three categories according to their diode laser, and an xy-stage for automatic sample presentation of
up to 32 tablets. The incident laser beam diameter was 4.3 mm,
294 T. Ervasti et al. / International Journal of Pharmaceutics 495 (2015) 290–301

spectral range captured 135–2240 cm1. All tablets were mea- level: 1 + 3 components with an RMSEE of 0.79% ibuprofen. R2 for
sured for 60 s, using 4 acquisitions, i.e., a total acquisition time of these three models were respectively 0.94, 0.98 and 0.91. The
4 min. acquired transmission Raman spectra were then predicted using
Since the Raman measurements are estimates of the concen- these models. The predicted content in% w/w ibuprofen was
tration of active in the tablet, the models were fitted using a converted into% label claim (LC) by multiplying with the individual
concentration measure (% w/w ibuprofen) as the response tablet weight and dividing by the nominal content in mg. Assay
obtained from the dissolution testing, eg the end of the dissolution was calculated for each batch and process time point (every two
when all material was dissolved. An orthogonal projections to min) as the average of the three predicted tablet contents. Content
latent structures (OPLS) model was fitted in Simca 13.0.2 (Umetrics uniformity was estimated by pooling tablets from the four last time
MKS AB, Umeå, Sweden) with the acquired Raman spectra (n = 744, points (n = 12) and then calculating the relative standard deviation
range 400–1700 cm1), pre-treated with 1st derivatives window (RSD).
91 cubic fitting followed by standard normal variate (SNV) and
centering, as the X matrix and the nominal content (2, 15 or 22% w/ 3. Results and discussion
w) as the Y vector. The first PLS component gave a model with an R2
of 0.99. Based on this model, the tablets at each nominal level that 3.1. Scanning electron microscopy of raw materials
spanned from the lowest to the highest predicted were selected for
dissolution analysis. The value of 100% released ibuprofen was Scanning electron microscope images of different grades of
used instead of a regular content reference method. In this way, a HPMC and ibuprofen are represented in Fig. 2. Between the HPMC
large variation of content could be fed into the final models for each grades not only the particle size but also particle shape differed
nominal level where reference data from the dissolution analysis (Fig. 2A and B). The standard CR grade was a mixture of fibrous and
would be used as the Y vector. The dissolution data (% released irregularly shaped flat particles while the direct compressible
ibuprofen) was converted into concentration (% w/w ibuprofen) by grade (DC2) particles were agglomerated and rounder suggesting
multiplying with the nominal content in mg (3, 22.5 and 33) and better flow properties for the latter. Fig. 2C and D revealed that
dividing by the individual tablet weight. In addition, reference milling of ibuprofen had clearly increased the fraction of fine
measurements on tablets used for the regular dissolution testing particle sized material.
were also included in the Y vector.
The final calibration models for each ibuprofen level were as 3.2. Particle size distribution of raw materials
follows: (1) 2% level: 1 + 3 PLS components (i.e., one predictive and
three orthogonal components) with a root-mean-square error of The results from particle size measurements were consistent
estimation (RMSEE) of 0.11% ibuprofen (n = 28), (2) 15% level: 1 + 2 with observations from SEM images. The particle size of CR was
components with an RMSEE of 0.21% ibuprofen (n = 25) and (3) 22% smaller than that of DC2, and the milled ibuprofen had smaller

Fig. 2. SEM images of (A) HPMC CR, standard wet granulation grade. (B) HPMC DC2, direct compression grade. (C) Original ibuprofen.(D) Milled ibuprofen.
T. Ervasti et al. / International Journal of Pharmaceutics 495 (2015) 290–301 295

particle size than the original material (Table 2). Mixtures of the
different grades had an intermediate particle size.

3.3. Feeder data

Data from previous experiments suggests that the feeders need


to run for some time before reaching steady state (results not
shown). Feed rates and powder flow properties are known to affect
this time but in most cases 10 min have been found sufficient to
reach the equilibrium. Also, in the current study the largest
variation in the ibuprofen concentration was noted during the first
10 min, in particular with low dose ibuprofen (2% w/w) feed rate
(Fig. 3). With high dose ibuprofen feeding (15 and 22% w/w) the
settling time for the feeders was in all cases less than 5 min, and the
feeding was overall very accurate (Fig. 3A). With low dose
ibuprofen feeding (2% w/w) the settling time was notably longer
(Fig. 3B). After 10 min the ibuprofen concentration was mainly
between 90 and 110% from LC, but for some runs it took about
17 min before the ibuprofen concentration was settled (N5).
The mean values of mass flow were very close to the set point
values for HPMC and mannitol feeders and the RSD value was
below 3% and 1%, respectively. Fig. 4 shows the mean values of
ibuprofen mass flow values (grey bars) and the calculated RSD
values (black bars) of the mass flow for each run. The mean values
were close the set point values for all runs but RSD values were
quite high (4–11%) when the mass flow was 70 g/h. The reason for
this was the fact that the standard deviation was independent of
the mass flow, i.e., it was at the same absolute level for the high and
low mass flow values (data not shown) and if the mean value
decreased then RSD increased. However, the desired ibuprofen Fig. 3. Time to reach the steady state of continuous process. Estimated
content in the tablets was reached even though it for some runs concentration (ECIBU) relative to label concentration (LCIBU) of the powder before
took a longer time to reach. The mean mass flow values of the PRUV mixing, calculated from the feeder data. (A) Experiments (N9–N19) with high Ibu%
(15 and 22%) and (B) Experiments (N1–N8) with low Ibu% (2%). Calculated time to
feeder gave similar results. RSD values varied between 2 and 13%
reach steady state marked with arrows and deviation (3SD) with grey dashed
but the mean values were very close to the set point value. In horizontal lines. Grey solid horizontal line describes 100%.
general, if low RSD values are essential then the feeder mass flow
must be increased until the desired level of RSD is reached. that the flowability of most of the powder blends was better than
that of Avicel PH-102.
3.4. Flowability of powder blends
3.5. Compression data
The powder mixtures N3, N4, N7 and N8 had the lowest
compressibility values (9–10%), which meant that these powder The stability of compression force was evaluated visually by
mixtures had the best flowability (Fig. 5). All these powder plotting it as a function of process time (Fig. 6). After the tablet
mixtures contained DC2 and low ibu% (2% w/w). The powder press was started it took about 4 min before the compression force
mixtures N9, N10, N13 and N14 had the highest compressibility reached a stable level. A clear drop in the compression force data of
values (14–16%) and consequently the worst powder flow N9 was noted at about 22 min, which was due to lack of powder in
properties. These powder mixtures contained CR combined with the hopper of the tablet press. N9 was the first batch that was
an ibu% of 15–22% (w/w). Results from MLR modelling confirmed manufactured and the powder was collected into the hopper only
that HPMC PS was the most important factor for the powder flow for 10 min. In other runs the collection time was increased to
followed by Ibu%, IbuPS and mixer speed (Table 3). Coefficient plots 12 min. For this reason run N9 was excluded from further data
are provided in the Supplementary material (Fig. S1). evaluation.
Sun (2010) suggested that microcrystalline cellulose Avicel PH- The tablet press settings were determined using the first
102 could be used as a reference material when setting acceptance experiment N9 which had large ibuPS and HPMC PS and high ibu%.
limits for powder flow in tabletting. A powder with flow properties Since the bulk density, particle size and other powder properties
inferior to that of Avicel PH-102 likely exhibits flow problems were different for all of the experiments (except for centre points),
during high speed tabletting and should be avoided. The the compression force, weight and also the tensile strengths of the
compressibility for Avicel PH-102 was around 15%, which indicated tablets were at a different levels for every experiment. This is why

Table 2
Particle size of the raw materials.

HPMC CR (mm) HPMC DC2 (mm) HPMC mix (mm) Ibu original (mm) Ibu milled (mm) Ibu mix (mm)
d10 26.8 50.1 36.2 15.9 7.6 11.2
d50 76.5 119.7 100.2 66.4 29.7 49.1
d90 198.5 285.0 243.3 247.1 85.4 194.5
296 T. Ervasti et al. / International Journal of Pharmaceutics 495 (2015) 290–301

Fig. 4. Sensitivity of feeder mass flow. The calculated mean values (grey bars) of mass flow from the feeders and their RSD values (black bars) for ibuprofen. Horizontal lines
describe set points for the feeders.

Fig. 5. Flowability of the powder blends measured as compressibility after continuous mixing. Horizontal line describes the compressibility of Avicel PH 102.

Table 3
Model summary for models at 32 min process time R2 is the explained variance and Q2 is the cross-validated explained variance.

Response R2|Q2 Significant factors in order of importancea


Compressibility 0.97|0.94 HPMC PS, Ibu%, IbuPS, IbuPS  Ibu%, Speed
Compaction force 0.91|0.79 Speed  Speedb ,HPMC PS  Ibu%, Speed, HPMC PS, Ibu%
Tablet weight (mean) 0.87|0.72 Speed  Speed, Ibu%, HPMC PS  Ibu%, Speed, HPMC PS
Tablet weight (sd) 0.84|0.67 Speed  Speed, HPMC PS, Speed, IbuPS, Speed  HPMC PS
Tensile strength 0.90|0.81 Ibu%, HPMC PS, HPMC PS  Ibu%, Speed
Assay No model
Dissolution, time to 80% 0.99|0.97 Ibu%  Ibu%, Ibu%, HPMC PS, HPMC PS  Ibu%, Speed
Content uniformity 0.81|0.70 Ibu%  Ibu%, Ibu%, IbuPS
a
Positive factors in bold.
b
Due to the nature of the model, the square term Speed  Speed is identical to HPMC PS  HPMC PS.
T. Ervasti et al. / International Journal of Pharmaceutics 495 (2015) 290–301 297

Fig. 6. Robustness of continuous tablet manufacturing in terms of mean compression forces as a function of time. (A) and B) represent small Ibu PS. (C) and (D) large Ibu PS. (A)
and (C) HPMC CR. (B) and (D) HPMC DC2. Ibuprofen content is 2% (w/w) for all of the experiments. Black lines correspond with a mixing speed of 1200 rpm and grey lines
300 rpm.

the actual values cannot be compared with each other between the more pronounced for experiments with low mixer speed. For
different experiments. experiment N2 this decrease was quite subtle. A corresponding
The compression force data was quite smooth and steady when decrease was also observed in the tablet weight and tensile
tableting DC2 (Fig. 6B and D). This was mostly due to good strength values discussed later. This decrease might be related
flowability of the powder and thus a more efficient fill of the die. In to compaction in the hopper or in the force feeder. In general,
addition, compression force was approximately 2 kN lower when when using faster mixer speed the compression data was
compressing DC2 with small ibu% (2%) (N3, N4, N7 and N8) than smoother (Fig. 6A and C) due to more homogeneous blend and
with CR grade. These experiments had also the best flowability therefore more steady fill of the die during the tableting
(Fig. 5). Furthermore, when compressing DC2 there was more process.
empty space (air) between the particles in the die compared to CR. According to the MLR model, either a square term for HPMC PS
It is known that smaller spherical particles can fill the restricted (HPMCpsHPMCps) or speed (speed  speed) was the most
space more efficiently (Virtanen et al., 2010). However, the similar significant parameter influencing the compression (Table 3).
behavior might have been seen also here with HPMC particles even Coefficient plots are provided in the Supplementary material
though they are not spherical. In any case higher amount of (Fig. S1). To be able to determine the correct square term, more
material reached the die when using CR grade which was also experiments would be needed. As can be seen from Fig. 6 both
observed in compression force, weights and tensile strengths of factors (mixer speed and HPMC PS) had a significant role when
the tablets. assessing compression data. In addition, ibu% was a significant
IbuPS did not seem to have a significant effect on the factor in the model. As stated before, experiments with low ibu%
compression force (Fig. 6). It was also noted that when ibu% had better flowability which most probably played a role in
was higher HPMC PS had no clear effect on the compression force. tableting as well. Furthermore, experiments that had poor
It seemed that the higher ibu% diminished the effect of HPMC PS. flowability (N10, N13 and N14) had more fluctuation in the
HPMC grades had different compaction properties (CR had better compression data. It is known that poor flowability affects the die
compactibility (Rogers et al., 2013)), while the deformation filling during the tableting process (Lakio et al., 2010). In addition,
properties for all of ibuprofens were the same since the small different particle sizes and shapes as well as density of the
particle size was produced from the large particle size by milling. materials can affect the die filling and induce segregation. By
Particle size can have an effect on deformation properties but with adjusting the process parameters, for instance the mixer speed, the
particle size ranges used in this study it most probably did not have fluctuations in the compression force profile can be minimized
significant effect. leading better product quality. In more general terms, by adjusting
When CR grade was used (N1, N2, N5, N6, N13 and N14) the the process parameters to fit the material properties the product
compression force decreased as a function of time. This was quality can be improved.
298 T. Ervasti et al. / International Journal of Pharmaceutics 495 (2015) 290–301

3.6. Tablet analysis press setting every experiment had different level for the tensile
strength.
3.6.1. Tablet weight and weight variation
In general, the tablet weight was stable for all batches within a 3.6.3. Assay and content uniformity
timeframe of 4–5 min after the start of the tableting. When the For most of the runs the assay stabilized relatively fast to an
tablet weight data was analyzed, it was observed to be divided into acceptable level. There was only a very low variation in the assay
two groups on the basis of HPMmiC PS. The weight of tablets between the different batches and the results could not be
prepared using CR grade was higher but the weight decreased as modeled. This means that the assay was robust no matter which
the process proceeded. Rogers et al. (2013) found that tablet material properties and process parameters were used in the
weigths were higher when DC grade was used. However they were experiments.
manufacturing 1000 mg tablets, so the die filling phenomenon was Interestingly, in the experiments with small IbuPS, assay results
different. The die in this study was much smaller since the tablet were below the label claim throughout the whole processing cycle
weigth was only 150 mg. With DC2 the tablet weight was lower but (Fig. 7C). When the feeder data was analyzed more closely, it was
the stability was overall better (Fig. 7A). Higher mixer speed also noticed that in every experiment done with small IbuPS there was a
resulted in higher tablet weights, which could also be noted when transient decrease below the set point in the feed rate of ibuprofen
looking at model parameters obtained with MLR modelling right after the process was started. From previous experience this
(Table 3 and Table S1), e.g., speed  speed and HPMCpsIbu% can be stated to be normal for the feeders used, e.g., that the
were the most significanct factors. This was an expected outcome, feedrate under- or overshoots during the first few minutes of the
because higher mixer speed improved flow properties, thus die process before reaching the proper speed of the feed screw.
filling was more efficient. However, it was surprising that with small IbuPS there was always
The tablet weight variation was generally noted to be rather low undershooting.
within each run (Fig. 7A). The difference between minimum and The assay appeared to be more stable when large IbuPS was
maximum weights was always less than 7.3 mg (mean 3 mg) used unless the Ibu% was low. This could to some extent be related
during steady state (except for N9 where the fill level of the hopper back to feeder data, which indicated a slight overshooting of
was too low as aforementioned). However, the weight variation ibuprofen feed rate in some but not all experiments. With low Ibu%
was found to be slightly lower when DC2 was used as reported also the assay was harder to control and the effect of particle size on
by Rogers et al. (2013). This can be explained by the better flow feed rate was found to be more pronounced. The dotted line in
properties of the DC2 grade. This observation was strengthened by Fig. 7C is the mean between experiments N5 and N7 which both
the MLR model where HPMC PS was the most important parameter had large IbuPS, low Ibu% and were mixed at low mixer speed
for both compressibility and tablet weight variation (Table 3 and (300 rpm). The highest level reached was 140% which for a 150 mg
Table S1). tablet with Ibu% of 2% would equal to 4.2 mg ibuprofen instead of
the desired 3 mg. The high Ibu% obtained for these runs (N5 and
3.6.2. Tensile strength of tablets N7) could not be explained by the feeder data.
The tensile strength of the tablets showed differences between Fig. 7C emphasizes the importance of letting the feeding system
different grades of HPMC (Fig. 7B). In accordance with previous reach steady state before collecting powder for compression. In
work the tensile strength of tablets manufactured with CR grade these experimental runs the powder was collected already from
was higher (Rogers et al., 2013). In addition, the variation over time the starting of the line, before the feeders had reached stable feed
was notable (decrease of 0.4–0.6 MPa) when using CR grade. This rates. Thus the powder fed into the hopper of the press during the
decrease was also seen in the compression forces (Fig. 6). A first ten minutes had varying Ibu%. When the tablet press was
combination of low Ibu% and CR grade gave the highest tensile started, the rotating discs in the force feeder still mixed the powder
strength tablets. With DC2, the tablet tensile strengths were and smoothened out the content variation, which caused
overall lower and showed no significant variation over time. The spreading of the incorrect content over larger powder volume
MLR model also predicted HPMC PS to be the most important and thus increased the time to reach right Ibu% into tablets.
factor (smaller particle size leading to higher tensile strength),
which supported these findings. However, it is good to realize the 3.6.4. Dissolution
small changes seen in the tensile strength data might not be A MLR model was constructed based on the time to reach
relevant for the overall tablet performance, since the tensile 80 percent release for tablets taken out 20 min after start of
strength was sufficiently good for all runs. In addition, due to tablet compaction (32 min total processing time). The Ibu%, HPMC PS and

Fig. 7. Robustness of continuous tablet manufacturing in terms of (A) the average weight of tablets (different grades of HPMC and low and high Ibu%), (B) the tensile strength
of the tablets (HPMC CR and HPMC DC2 represent the mean value for all experiments with HPMC CR and HPMC DC2, respectively), and C. ibuprofen assay (Ibu PS 30 and Ibu PS
66 represent average calculated from all experiment with ibuprofen particle size of 30 mm and, and Ibu PS 66 of 66 mm (except N5 and N7), respectively. Circles describe the
highest and the lowest average values.
T. Ervasti et al. / International Journal of Pharmaceutics 495 (2015) 290–301 299

mixer speed were the factors that had the largest effect on T80 change (decrease) of assay over time was observed. Notably though
(Table 3 and Table S1). The slower release observed at higher drug N5 and N6 were the formulations where T80 varied the least over
load probably related to differences in matrix hydration and erosion time. Hence the dissolution variation over time was most probably
as a result of the larger relative amount of poorly soluble components not linked to variation in assay. Also, looking back at the HPMC
in the matrix (Tajarobi et al., 2009a). The tendency for faster release feeder data the conclusion was that there was no variabilities that
from tablets containing DC2 was most probably related to the could explain the observed behaviour (feeder RSD <3%).
inability of some formulations to form a homogeneous gel layer at Clearly in the beginning of compaction process the capacity of
the tablet/dissolution media interface. Similar observations have the tablet to control the release was poor. It should be noted that
been made previously for DC grades at compositions when the the tablets that failed to provide sustained release did not break
amount of HPMC was close to the percolation threshold (Heiman under the dissolution process, but rather disintegrated. Thus,
et al., 2015). In the current study the amount of HPMC was set to 32% DC2 in particular were not capable to form a strong homogeneous
w/w in all formulations. The review of Carabello (2010) nicely gel layer at the tablet/dissolution media interface. This was most
summarize factors affecting drug release from HPMC matrices in the probably not an effect of the different porosity or density of the
light of the percolation theory. A general observation made in the tablets since these factors generally have been found to have very
review is that higher polymer percolation thresholds will be low effect on the release from HPMC based matrices, especially at
obtained for higher relative particle sizes of the polymer, owing to the relatively low drug loadings of the present study (Timmins
the lower ability of the coarser particles to percolate the matrix et al., 1992; Velasco et al., 1999). Also the fact that the tensile
(Mohamed et al., 2015). The exact position of the polymer strength for compositions containing DC2 was rather constant
percolation threshold also depends on the components in the with time support this statement (Fig. 7B).
formulation (fillers, drug substance etc.). For HPMC CR model A homogeneous distribution of the matrix former (HPMC) is
formulations, using the same grade as in our study, the percolation required to provide a robust release performance. Although the
threshold has been identified to be in a concentration range between bulk densities of HPMC CR and DC2 does not differe significantly
30 and 35% (w/w) for binary HPMC based compositions with an (Rogers et al., 2013) our data clearly indicate that when the HPMC
easily soluble additive (mannitol) (Tajarobi et al., 2009b). PS was small (HPMC CR) and the mixer speed was high this target
The effect of processing time on the release behavior was was easier to reach. Therefore, when using HPMC DC2 to gain the
investigated in more detail for some of the experiments processed advantage of improved powder flow properties and more robust
at low (N5, N11, N15) and high mixer speed (N6, N12, N14). In Fig. 8 processing conditions, it is important to assure that the time
the release rate (T80) of ibuprofen is presented at different time allowed to reach steady state, also with regards to release
points of manufacturing. Generally, the processing time was found robustness, is sufficiently long and/or that the mixer speed is
to have an effect on the release rate. The tablets collected at early sufficiently high. In order to more rapidly provide a robust release
processing times released ibuprofen significantly faster than from tablets containing DC2, a higher content of matrix former
tablets collected at the end of the process. Notably this effect may be needed. Also when processing extended release matrix
was more pronounced when DC2 was used, e.g., it took longer time tablets in a continuous mixing and direct compression set-up it is
to reach steady state and a robust drug release behavior. By essential to control the matrix former distribution during
increasing the mixer speed the time to steady state was shortened. manufacturing by suitable in-line tools.
The dissolution curves for tablets that gave robust and slow release
had a shape indicating first order release characteristics whereas 3.7. Key aspects for continuous manufacturing (of ER matrix tablets)
tablets that were less robust were characterized by burst and
release profiles with a shape indicating more influence of zero When manufacturing ER matrix tablets via continuous mixing
order, erosional, release. These results were in some sense opposite and compression it is important to let the feeders reach steady
to the results obtained for tablet weight, assay and tensile strength state before collecting powder for compression. In the current
where the most robust condition and the shortest time to study the largest variability in the Ibu% was noted during the first
equilibrium was obtained using DC2. This result highlights the 10 min. The standard deviation was independent of the mass flow,
importance of balancing material and processing aspects and the which meant that when using low mass flow of ibuprofen (70 g/h)
need to include several quality attributes in the evaluation. the RSD was quite high (4–11%). The findings were in accordance
It should be pointed out that apart from N5 and N6 the assays with Pernenkil and Cooney (2006) who stated that a continuous
never deviated more than 10% from the target. For N5 a clear mixer can only reduce the short-term fluctuations introduced by

Fig. 8. Effect of raw materials and mixer speed on the robustness of continuous tablet manufacturing in terms of in vitro dissolution. T80 release (circles represent minimum
and maximum values) with a mixing speed of (A) 1200 rpm and (B) 300 rpm. Solid lines represent HPMC DC2, dashed lines HPMC CR, black lines large particle size of Ibu and
grey lines intermediate particle size of Ibu.
300 T. Ervasti et al. / International Journal of Pharmaceutics 495 (2015) 290–301

Fig. 9. Example of continuous manufacturing adaptive control based on the experimental data. (A) A coefficient plot based on MLR model for tensile strength of tablets. (B)
The effect of changing the variable (HPMC particle size) [time point 1] during continuous manufacturing and how adjusting another process parameter (mixer speed) [time
point 2] will reach the desirable tensile strength again. See more accurate description of the process in the text.

the feeding mechanism. Hence, the design of the feeding system this study the assay results could not be modeled due to the very
takes a critical role in design of continuous mixers. The demand low variation between the different batches. This meant that the
posed on the mixer performance can be greatly reduced by final outcome (assay) was robust no matter which material
designing a feeding system that is consistent and accurate. properties and process parameters were used in the experiments.
The continuous mixer (Modulomix) was tested with a In addition, the continuous process can be controlled in real-time
challenging design where the mixer speed was varied in a large and the parameters can be changed if needed inside the pre-
range (300–1200 rpm) and also the inflow rate of powders was determined design space. To demonstrate the possibility to control
very low (3.5 kg/h). In our study the high mixer speed gave the continuous manufacturing process, an example of adaptive
generally better results than the low mixer speed. For example a control is represented in Fig. 9. Based on the MLR model for tensile
robust drug release was achieved faster with high mixer speed. Our strength of tablets, the following situation was simulated: a
results are not in accordance with Williams and Rahman (1970), continuous process is run at 300 rpm mixer speed with 15%
Portillo et al. (2009) and Martínez et al. (2013) who achieved ibuprofen content and using HPMC which has d50 of 55 mm. If for
improved content uniformity at lower rotation rates due to the example the supplier of HPMC changes and d50 of HPMC increases
longer residence times. The difference between our results and from 55 mm to 75 mm, the tensile strength of tablets will decrease
Martínez et al. (2013) might be due to the much higher feed rates under lower warning limit (Fig. 9B time point 1). However by
(75 kg/h) used in their study. adjusting the mixer speed, in this case increasing it to 1200 rpm
Flow properties of the raw materials had a big influence on (Fig. 9B time point 2), the tensile strengths can be raised back to
manufacturability/processability of the ER matrix tablets. The desired level (approximately 1.8 MPa). With batch processing it is
flowability had an influence on the flowability of powders from more challenging to change the process in real-time and previously
feeders and how the powder mixtures filled the tableting dies. described adaptive control is not possible. Thus continuous
Overall performance of the experiments with good powder flow manufacturing can save a significant amount of time and resources
properties was significantly better than experiments with poor and produce high quality outcome when the material properties
flowability. and process parameters have been balanced in a right manner.
The time to reach the steady state for tablet weights was The continuous process can be affected positively by changing
approximately 20 min for all of the batches. When considering the process parameters even though the material properties are
tensile strength the steady state was reached in a few minutes for challenging. For example poor flowability, due to small particle
HPMC DC2, but it took approximately 20 min for HPMC CR. For size, can be overcome by increasing the mixer speed.
assay it took approximately 20 min to reach steady state when
using small particle size of ibuprofen but only few minutes when 4. Conclusions
using large particle size. In addition some batches (N5 and N7) it
took longer to reach the steady state, in fact they did not reach it Continuous mixing followed by direct compression can be
during the process time used in the study. Nevertheless, one have utilized to manufacture extended released hydrophilic matrix
to remember that the system was intentionally provoked to get tablets. The most robust tablet quality (weight, assay and tensile
significant differences between the batches. In general it could be strength) was obtained when using high mixer speed and large
stated that steady state can be reached in 20 min regardless of the particle size for both HPMC and ibuprofen regardless of the
measured responses. ibuprofen load. This was due to good flowability of the powders
Continuous manufacturing enables use of different formulation and efficient mixing. With low dose compositions at low mixer
parameters (e.g., particle size) and process parameters (e.g., mixer speed it was more difficult to achieve high quality tablets due to
speed) and still achieve the same final outcome. For example, in poor flowability and insufficient mixing of the powders. HPMC
T. Ervasti et al. / International Journal of Pharmaceutics 495 (2015) 290–301 301

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Appendix A. Supplementary data
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