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Pain 72 (1997) 107–113

Classical conditioning and the placebo effect

Guy H. Montgomery, Irving Kirsch*


University of Connecticut, Department of Psychology, U-20, 406 Babbidge Road, Storrs, CT 06269-1020, USA

Received 25 October 1996; revised version received 17 March 1997; accepted 25 March 1997

Abstract

Stimulus substitution models posit that placebo responses are due to pairings of conditional and unconditional stimuli. Expectancy theory
maintains that conditioning trials produce placebo response expectancies, rather than placebo responses, and that the expectancies elicit the
responses. We tested these opposing models by providing some participants with information intended to impede the formation of placebo
expectancies during conditioning trials and by assessing placebo expectancies. Although conditioning trials significantly enhanced placebo
responding, this effect was eliminated by adding expectancies to the regression equation, indicating that the effect of pairing trials on
placebo response was mediated completely by expectancy. Verbal information reversed the effect of conditioning trials on both placebo
expectancies and placebo responses, and the magnitude of the placebo effect increased significantly over 10 extinction trials. These data
disconfirm a stimulus substitution explanation and provide strong support for an expectancy interpretation of the conditioned placebo
enhancement produced by these methods.  1997 International Association for the Study of Pain. Published by Elsevier Science B.V.

Keywords: Stimulus substitution; Placebo responses; Expectancies; Conditioning

1. Classical conditioning and the placebo effect explained both by classical conditioning and response
expectancy hypotheses.
Although effects of placebos are well-established According to stimulus substitution models of placebo
(Kirsch, in press), the mechanisms by which those effects effects (Herrnstein, 1962; Ader, 1988; Wickramasekera,
are produced have only recently been seriously investigated. 1980; Turkkan, 1989), active treatments are unconditional
Hypothesized mechanisms include enhanced endorphin stimuli (USs) and the vehicles in which they are delivered
release (Levine et al., 1978), reduced anxiety (Sternbach, (i.e. pills, capsules, syringes, etc.) are conditional stimuli
1968), classical conditioning (Wickramasekera, 1980), and (CSs). The medical treatments that people experience dur-
response expectancy (Kirsch, 1985, 1990). Montgomery ing their lives constitute conditioning trials, during which
and Kirsch (1996) reported data that are difficult to recon- the vehicles are paired with their active ingredients. These
cile with the hypothesis that placebo responses are mediated pairings endow the pills, capsules, and injections with the
by such global mechanisms as anxiety reduction or the capacity to evoke therapeutic effects as conditional
release of endogenous opioids. They obtained a placebo responses (CRs).
effect by administering the placebo in the guise of a local Note that these models are based on a Pavlovian, stimulus
anesthetic and applying a pain stimulus to treated and substitution conception of conditioning. Research in the
untreated parts of the body. Because the pain stimulus broader field of classical conditioning has led to the repla-
was applied simultaneously to both the treated (by placebo) cement of stimulus substitution models by a conception of
and untreated locations, the differences in reported pain conditioning phenomena that is consistent with expectancy
could not have been due to any global changes in sensitivity, theory (Rescorla, 1988). An example of the kind of data
perception, or affect. Conversely, this placebo effect can be leading to the rejection of stimulus substitution models is
the finding that under certain circumstances, the pairing of a
CS with a US does not lead to associative learning. The
common feature of these circumstances is the fact that the
* Corresponding author. e-mail: irvingk@uconnvm.uconn.edu information value of the CS as a predictor of the US is

0304-3959/97/$17.00  1997 International Association for the Study of Pain. Published by Elsevier Science B.V.
PII S0304-3959 (97 )0 0016-X
108 G.H. Montgomery, I. Kirsch / Pain 72 (1997) 107–113

masked. For example, if the US has a high base rate of conflicting predictions derived from stimulus substitution
occurrence in the absence of the CS, the effect of US-CS and expectancy models of conditioned placebo effects.
pairings can be negligible. Data of this sort have led con- We did this in two ways. Firstly, in addition to replicating
temporary theorists to describe conditioning as the learning the conditioning procedure used by Voudouris et al., we
of relations between events. Conditioning leads to the acqui- added an informed pairing condition, in which participants
sition of expectancies that certain events will follow other were told that the stimulus intensity was being lowered
events, and its occurrence depends of ‘the information that during conditioning trails. If the conditioning effect demon-
the CS provides about the US’ (Rescorla, 1988, p. 153), strated by Voudouris et al. (1985, 1989, 1990) is a direct
rather than on contiguity. The unconditional response consequence of CS-US pairings, it should not be hindered
(UR) can be viewed as an anticipatory response that pre- by informing participants of the manipulation. Conversely,
pares the organism for the occurrence of the anticipated US if the conditioning effect is mediated by expectancy, non-
(Siegel, 1983). The response may be compensatory (e.g. deceptive pairings should fail to produce conditioning. We
when performance inhibition is anticipated) or preparatory also included an extinction condition. According to the sti-
(e.g. when food is anticipated). mulus substitution model of placebo effects, repeated
The informational view of classical conditioning can be administration of a placebo should weaken its effects
applied to placebo phenomena (see Kirsch, 1990, 1997). (Wickramasekera, 1980). In contrast, from an informational
Doing so begins with the premise that for a stimulus to perspective, the effect of a treatment is the US that rein-
function as a US, it has to be perceived. But the active nature forces expectancies. Thus, placebo effects should confirm
of a drug, with which its vehicle is paired, is perceived only the expectancies that generate them, thereby preventing
by its effects. Therefore, in terms of information value, the extinction. Unlike Voudouris et al. (1985, 1989, 1990), we
drug response is the US, rather than the UR. What is learned also assessed pain response expectancies after the experi-
during conditioning is that active drugs produce particular mental manipulations, so as to evaluate the extent to which
effects. Thus, classical conditioning is one means by which changes in reported pain were preceded by changes in
the response expectancies are acquired (Kirsch, 1990). expected pain.
The question that is not answered by a cognitive inter-
pretation of classical conditioning is how expectancies pro-
duce the expected responses. Kirsch has hypothesized that 2. Method
response expectancies, defined as the anticipation of non-
volitional responses, are capable of eliciting the expected 2.1. Participants
response in much the same way that intentions elicit vol-
untary behaviors (cf. Ajzen and Fishbein, 1980). Because Participants were 24 female and 24 male undergraduate
conscious thoughts and feelings are covert stimuli and students, ranging in age from 18 to 26 years old, who volun-
responses (Hull, 1930), response expectancies can be teered to participate in exchange for partial course credit
thought of as unconditional stimuli for corresponding sub- and who reported an absence of medical conditions and
jective experiences (covert responses). The effect of place- medication use that might interfere with pain sensitivity
bos depends on the strength of the person’s expectancies, or pose an increased risk of resultant tissue damage.
not on how those expectations were formed. The neurobiol- These conditions and medications were: high blood pres-
ogy of the effects of expectancies and intentions remains to sure, circulatory problems (e.g. Reynaud’s disease or family
be established. history of the same), diabetes, heart disease or any other
Conditioned enhancement of placebo pain responses has heart problems, asthma, seizures, frostbite, past trauma to
been demonstrated in a series of studies by Voudouris et al. hands, lupus erythematosus, arthritis, other large or small
(1985, 1989, 1990). In each of these studies, Voudouris et joint disease or injury, or use of psychoactive drugs, analge-
al. reported enhanced placebo effects following a series of sics, antihistamines, and anti-inflammatory medications.
conditioning trials, during which the intensity of a pain Participants were randomly assigned to groups with the
stimulus was surreptitiously lowered when paired with pla- restriction that there would be the same proportions of
cebo administration, and in one of the studies (Voudouris et males and females in each condition.
al., 1990), they reported that this conditioning effect was
greater than that of a verbal expectancy manipulation. From 2.2. Setting and materials
a cognitive perspective, conditioning trials are themselves
ex-pectancy manipulations. So what was demonstrated by Pain was generated by an iontophoretic pain stimulator
Voudouris et al. (1990) can be interpreted as indicating that modeled closely after the apparatus used by Voudouris et al.
conditioning trials are more effective than at least some (1985, 1990). Iontophoresis is the driving of ions into a
verbal manipulations in altering expectancies, a finding participant’s skin with electric current. The intensity of
that had previously been reported by expectancy theorists the pain stimulus is dependent on the amount and duration
(Wickless and Kirsch, 1989). of electric current utilized. Iontophoresis of potassium ions
The purpose of the present study was to provide a test of causes a prickling sensation at lower intensities and a
G.H. Montgomery, I. Kirsch / Pain 72 (1997) 107–113 109

cramping sensation at higher intensities (Voudouris et al., and introduced to the experimenter, who wore a white lab
1985, 1989, 1990). The effect has been shown to be inde- coat and was described as a ‘Behavioral Medicine Re-
pendent of skin resistance (Benjamin and Helvey, 1963). searcher’. Participants were told that a new, topical, local
Our iontophoretic pain stimulator was powered by a ser- anesthetic was being tested for its pain reducing effects.
ies of 12 volt direct current (DC) batteries. The console was They were told the drug’s name was, ‘Trivaricane,’ and
separate from the battery pack to provide increased maneu- that it had been proven effective in reducing pain in preli-
verability of the apparatus. The console contained controls minary studies at other universities. The number of pain
for intensity and duration of electric current and a battery trials was described to each participant as part of the
monitor to provide an easy check on battery levels. A cylin- informed consent procedure. Participants were told they
der was attached to participants’ arms with Velcro strips, could discontinue participation at any time, without nega-
such that the skin on the ventral side of the forearm formed tive consequences. Those agreeing to participate then com-
the bottom of a cup. The interior of the cylinder (cup) con- pleted the medical screening form. Acceptable participants
tained a platinum anode. When filled with 3% potassium were randomly assigned to one of four groups: extinction,
chloride solution, the solution formed the contact between no treatment, informed pairing, or uninformed pairing.
skin and anode. On the dorsal side of the middle forearm, a The design of the study is depicted in Table 1. Partici-
metal cathode was covered by a 0.9% sodium chloride satu- pants in the informed pairing, uninformed pairing and
rated gauze to complete the circuit. Wires attached the extinction groups experienced four blocks of pain trials
anode and cathode to the console. The apparatus could deli- (calibration trials, pretest trials, manipulation trials, and
ver a range of 0–50 mA of current. posttest trials). Participants in the no treatment group did
The placebo was a mix of iodine, oil of thyme, and water not participate in the block of manipulation trials. Calibra-
which produced a brownish, medicinal smelling effect when tion, pretest, and posttest trials were identical for all groups.
applied topically. The placebo was placed in a medicinal Order of administration (placebo trials first or second) was
looking bottle and labeled, ‘Trivaricane: approved for counterbalanced during pretest, manipulation, and posttest
research purposes only’. Placebo was applied to areas on trials.
the ventral part of the forearm surrounding the cylinder. A
constant current source was incorporated in the apparatus to 2.4.1. Calibration trials
control for changes in skin conductance due to use of pla- To control for individual differences in pain perception, a
cebo and ensure that differences in skin conductance would calibration procedure adapted from Voudouris et al., 1985
not be confounded with placebo treatment (Voudouris et al., was utilized. In order to lessen the overall aversiveness of
1985). An office in the University Health Center was used as study participation, we decreased the number and intensity
the setting for the experiment to alleviate skepticism on the of calibration trials. Voudouris et al., 1985 increased
part of participants that might have been caused by prior ascending calibration trials until a subjective ‘10’ on a 0–
associations with the psychology department. 10 scale was reported by participants, and descending trials
were followed by 15 trials of randomly chosen stimulus
2.3. Measures intensity values sampled from each of their participants’ 0

2.3.1. Pain intensity scale


Table 1
Participants were asked to rate the intensity of their pain
Stimulation intensity as a function of experimental condition and trial
on a visually presented, 11-point, analog scale, anchored
block
with the captions ‘no pain’ and ‘intolerable pain,’ for 0
and 10 respectively. Participants were shown the scale and Group Trial block
responded by verbally stating the number on the scale cor- Pretest Manipulation Posttest
responding to their experienced intensity of the pain.
No treatment
Placebo trials 6 – 6
2.3.2. Pain expectancy measure No-Placebo trials 6 – 6
Participants were asked, ‘What do you expect the pain Extinction
intensity to be with the Trivaricane,’ and ‘What do you Placebo trials 6 6 6
expect the pain intensity to be without the Trivaricane?’ No-placebo trials 6 6 6
Informed pairing
Pain expectancy ratings were on an 11-point intensity Placebo trials 6 3 6
scale with the same anchors as those on the pain intensity No-placebo trials 6 6 6
scale. Uninformed pairing
Placebo trials 6 3 6
2.4. Procedure No-placebo trials 6 6 6

Note: During the manipulation block, the intensity reduction on placebo


Participants were greeted in the lobby of the University trials was made explicit to the informed pairing group but not to the
Health Center, escorted to an office by a research assistant, uninformed pairing group.
110 G.H. Montgomery, I. Kirsch / Pain 72 (1997) 107–113

(no pain) to 10 (intolerable pain) range. In the present study, informed pairing participants were told that the intensity
all participants were given an ascending series of pain sti- level during medication trials would be raised to its original
mulation trials, beginning at 1 mA and then increasing by 3 setting.
mA until the participant rated the pain intensity as 7 or
higher. The highest mA level was then repeated and fol- 2.4.4. Posttest
lowed by a descending series of trials, each 3 mA less Posttesting was begun 3 min after the conclusion of the
until reaching 1 mA. Pain trials were separated by approxi- manipulation trials. Procedurally, the posttest was identical
mately 5 s, and participants verbally rated pain intensity to the pretest. For all participants, the intensity level
immediately following each trial. At the conclusion of cali- remained at 6 for placebo and no-placebo trials. Participants
bration trials, a separate regression equation was calculated were debriefed following completion of data collection.
for each participant by imputing the verbal intensity ratings
and their corresponding stimulus intensity levels in milli-
amperes. This was used to calculate the stimulus intensity 3. Results
level corresponding to each individual’s rating of 6 and 3, as
predicted by the regression equation. For brevity, these Following the procedures used by Voudouris et al. (1985,
numbers will be used to indicate the corresponding stimulus 1989, 1990), pain intensity ratings on trials with placebo
intensity level, although this level differs between indivi- were subtracted from pain intensity ratings on trials without
dual participants according to their personal perceptions of
pain. Table 2

Means and standard deviations for pain ratings, expected pain ratings,
2.4.2. Pretest placebo effect, and expected placebo effect as a function of placebo ad-
The pretest consisted of two trials with placebo and two ministration and experimental condition
trials without placebo. The mA setting during pretest was
Variable Group
always equivalent to each participant’s 6 for all trials. The
medication was allowed at least 1 min to take effect and at Extinction No Informed Unin-
least 1 min to wear off following cleaning of the skin with treatment pairing formed
pairing
70% rubbing alcohol. Placebo was applied liberally with a
cotton swab to areas on the forearm surrounding the cup. Pain ratings
Pretest
Placebo
2.4.3. Manipulation trials
Mean 4.83 5.50 5.71 5.75
Three minutes after the conclusion of the pretest, manip- SD 1.34 1.48 1.42 1.73
ulation trials were commenced. All participants in the No-placebo
extinction, informed pairing, and uninformed pairing Mean 5.13 5.79 6.17 5.88
groups received ten pain trials with placebo and ten without SD 1.17 1.16 1.54 1.13
Placebo effect
placebo. No treatment participants waited for 5 min, follow-
Mean 0.29 0.29 0.46 0.13
ing which, the posttest trials were administered. Stimulus SD 0.84 0.99 1.08 1.26
intensity levels depended on group assignment. The unin- Posttest
formed pairing group replicated the conditioning groups of Placebo
Voudouris et al. (1985, 1990). Participants received stimu- Mean 5.42 5.38 5.96 4.71
SD 1.33 1.15 1.05 1.27
lation corresponding to their level 3 ratings on placebo trials
No-placebo
and to their level 6 ratings on no-placebo trials. They were Mean 5.63 5.96 6.33 6.75
not informed that stimulus intensity levels were being SD 1.45 1.16 1.23 1.48
altered. The informed pairing group was designed to test Placebo effect
the importance of verbal information and expectancies in Mean 0.21 0.58 0.38 2.04
SD 1.12 1.02 1.03 1.54
establishing placebo analgesia. Stimulus intensity levels
were identical to those in the uninformed pairing group. Expected pain
However, unlike the uninformed pairing group, the ratings
informed pairing group was advised of the intensity reduc- Placebo
tion on placebo trials prior to the administration of the Mean 5.50 5.33 4.92 2.75
SD 1.51 1.07 0.67 1.22
manipulation trials. The experimenter stated that the inten-
No-placebo
sity would be reduced on medication trials to examine the Mean 6.42 6.58 6.83 6.92
effectiveness of Trivaricane at lower intensities. For the SD 1.31 1.08 1.40 1.16
extinction group, both placebo and no-placebo trials had Expected placebo
an intensity level corresponding to their rating of 6. Follow- effect
Mean 0.92 1.25 1.92 4.17
ing completion of the manipulation trials, the expectancy
SD 0.79 1.22 1.16 1.47
measure was administered. Prior to its administration,
G.H. Montgomery, I. Kirsch / Pain 72 (1997) 107–113 111

placebo. The resulting placebo response score is the change Table 4


in pain intensity rating due to placebo administration.
Mean posttest placebo response adjusted for pretest scores and expectancy
Expected placebo response was calculated similarly
(expected no-placebo pain ratings minus expected placebo Group
pain ratings). Means and standard deviations of placebo Extinction No treatment Informed Uninformed
responses and expected placebo responses as a function of pairing pairing
group membership are presented in Table 2.
0.86 1.05 0.49 0.81
A t-test on pretest placebo response scores (mean = 0.29,
SD = 1.02) indicated that these scores were significantly
different than 0, t(47) = 1.97, P , .05. This indicates that Mean posttest placebo response scores, adjusted for pretest
the creme produced a small but significant effect even scores and expectancy, are reported in Table 4. The correla-
prior to conditioning. A one-way analysis of variance on tion between posttest placebo response and expectancy was
pretest placebo response scores failed to reveal any signifi- highly significant, r = 0.70, P , 0.001.
cant differences as a function of group assignment, F(3,44) = The pain response scores of participants in the extinction
0.20, P , 0.90. condition during the ten extinction trials are depicted in Fig.
One-way analysis of covariance, with pretest placebo 1. A 10 × 2 (trial by placebo) repeated measures analysis of
response as the covariate, revealed significant group differ- variance revealed significant effects for trial, F(9,99) = 4.20,
ences for placebo response, F(3,43) = 5.62, P , 0.01, and P , 0.001, placebo, F(1,11) = 11.09, P , 0.01, and the trial
expected placebo response, F(3,43) = 17.95, P , 0.01. by placebo interaction, F(9,99) = 2.07, P , 0.04. Trend
Mean scores, adjusted for pretest placebo responses, are analysis revealed significant linear effects for trial,
presented in Table 3. Tukey’s HSD tests indicated that F(1,11) = 8.43, P , 0.02, and the linear trial by placebo
posttest placebo responses and expected placebo responses interaction, F(1,11) = 5.29, P , 0.04. Analyses of simple
were significantly greater in the uninformed pairing group effects revealed a significant linear effect across no-placebo
than in each of the other three groups, P , 0.05. No other trials, F(1,11) = 22.71, P , 0.001, but not across placebo
comparisons between groups were significant. trails, F(1,11) = 1.24, P , 0.29. Interpreted in conjunction
Differences in posttest adjusted means could be due to with Fig. 1, these data indicate a significant increase in
improvement in some conditions or deterioration in others. pain when the placebo was not administered, which was
Therefore, it was important to analyze within group changes inhibited by the administration of placebo, thus resulting
as well as between group differences. Paired comparison t- in an increase in the placebo effect across the ten extinction
tests revealed that the uninformed pairing group had greater trials1.
placebo responses at posttest than at pretest, t(11) = 2.81,
P , 0.02. Placebo responses did not change significantly
in the extinction group, t(11) = −0.18, P , 0.86, informed 4. Discussion
pairing group t(11) = − 0.23, P , 0.83, or no treatment
group t(11) = 0.77, P , 0.46. According to Baron and Kenny, 1986: ‘To establish med-
To test the hypothesis that changes in placebo response iation, the following conditions must hold: First, the inde-
were mediated by expectancy, we added expectancy scores pendent variable must affect the mediator...second, the
to the regression equation in the analysis of covariance of independent variable must be shown to affect the dependent
posttest placebo response scores. This analysis indicated variable...and third, the mediator must affect the dependent
that expectancy was significantly related to changes in pla- variable...Perfect mediation holds if the independent vari-
cebo response, F(1,42) = 20.35, P , 0.001, and with expec- able has no effect when the mediator is controlled’ (p.
tancy controlled, between group differences in posttest pla- 1177).
cebo response were not significant, F(3,42) = 1.93, P , 0.17. By these criteria, we have established that the effect of the
Voudouris et al. (1985, 1989, 1990) conditioning procedure
Table 3 on responses to placebo is completely mediated by expec-
Mean posttest placebo response and expected placebo response adjusted tancy. Conditioning trials in the uninformed pairing group
for pretest placebo response altered participants’ placebo response expectancies. They
Variable Group
also altered their pain reports. Expectancy was highly pre-
dictive of pain reports, and conditioning had no effect when
Extinction No Informed Uninformed expectancy was controlled.
treatment pairing pairing
The mediating role of expectancy was further supported
Placebo response 0.21a 0.58a 0.40a 2.01b by the ability of expectancy-altering verbal information to
Expected placebo 0.92a 1.25a 1.91a 4.18b
response
1
The trial by placebo interaction is mathematically equivalent to a main
Note: Adjusted means sharing a common superscript do not differ signifi- effect on placebo response scores (no placebo pain ratings minus placebo
cantly from each other. pain ratings for each pair of trials).
112 G.H. Montgomery, I. Kirsch / Pain 72 (1997) 107–113

al., 1986); and continued placebo treatment of rheumatoid


arthritis was shown to be effective for as long as 30 months
(Traut and Passarelli, 1957). These data are inconsistent
with a stimulus substitution model (Wickramasekera,
1980), but not with an informational model of conditioned
placebo responses (Kirsch, in press). According to the sti-
mulus substitution formulation, the active ingredients of
medications are USs. From an informational perspective,
it is the effect of treatment, rather than the active ingredients
of treatment, that constitute the US. Extinction fails to occur
because by mimicking the effects of drugs, placebos pro-
duce the US that confirms expectancies of the drug
responses.
We not only failed to obtain evidence of extinction
over ten extinction trials, we found a significant increase
in the placebo effect over these trials. Pain stimulation trials
without placebo produced an increase in reported pain.
Fig. 1. Increases in the magnitude of the placebo effect during extinction
Increases in reported pain across repeated administration
trials.
of nociceptive stimulation has been reported previously
obstruct the effect of conditioning trials. Our verbal manip- (Baker and Kirsch, 1993). Surprisingly, in the present
ulation was designed to alter participants’ interpretations of study, placebo administration inhibited this increase in
their experience during conditioning trials. Participants in pain reports over trials, resulting in an increase in the pla-
the uninformed pairing condition were led to attribute pain cebo effect, which returned to baseline levels, however,
reduction on placebo trials to the effect of the ointment. after the 3-min rest period. The reason for this temporary
Those in the informed pairing condition were led to attribute enhancement of the placebo effect remains to be deter-
pain reduction to changes in stimulus intensity. Because mined. One possibility is that the magnitude of the placebo
significant enhancement of the placebo effect was limited effect is proportional to the magnitude of experienced pain
to participants in the uninformed pairing group, we con- without the placebo. In any case, the finding of a significant
clude that it is the interpretation of conditioning trials, rather increase in the placebo effect during extinction trials is
than the trials themselves, that affects placebo responding. inconsistent with the stimulus substitution hypothesis (see
Contemporary interpretations of conditioning phenomena Wickramasekera, 1980).
stress cognitive functions (Rescorla, 1988). Conditioning is Some caution in interpreting these extinction data is war-
a means by which representations of the environment are ranted. The apparent preconditioning effect of the creme
acquired. With respect to placebo phenomena, they are one was very small and may not have been a placebo effect.
way in which expectancies about the effect of treatments are Conversely, an expectancy interpretation is supported by
acquired. However, they do not explain how these expec- the finding that the posttreatment placebo effect in the
tancies elicit the expected responses. This stands in marked extinction group was highly correlated with the expected
contrast to stimulus substitution conceptions of classical placebo response (r = 0.79, P , 0.002). The extinction
conditioning, upon which conditioning models of placebo hypothesis should be tested in future studies by conducting
effects have been based (e.g. Herrnstein, 1962; Wickrama- extinction trials following conditioning trials.
sekera, 1980; Ader, 1988; Turkkan, 1989). According to Besides their theoretical significance, the questions of
stimulus substitution formulations, expectancies are epiphe- whether and how conditioning affects placebo analgesia
nomenal, at best, and conditioning trials are directly respon- have important implications for clinical practice. Placebo
sible for the production of placebo responses. This model of effects and drug effects are often additive, and drug expec-
conditioned placebo effects is not supported by the data of tancies can potentiate drug effects (Kirsch, 1990; Kirsch and
the study reported here. Rosadino, 1993). For this reason, placebo factors can be
A final aspect of the data worth noting is the failure of the used to enhance the effectiveness of active treatments.
initial pain reduction response to extinguish. Although this Our data is consistent with those of previous studies in
is inconsistent with the report of Fedele et al. (1989) of a indicating that direct experience is a potent means of enhan-
gradual decrease in the effectiveness of placebo treatment of cing the effects of a pain reduction intervention. For exam-
dysmenorrhea over 3 consecutive menstrual cycles, it is ple, large initial doses of a pain medication should increase
consistent with most other clinical data. For example, 8 the efficacy of subsequent smaller doses. However, our data
weeks of daily placebo administration failed to reduce the also suggest that this effect might be blocked if patients
effectiveness of placebo treatment for panic disorder (Cor- were aware of the subsequent reduction in dosage. Based
yell and Noyes, 1988); placebos retained their effectiveness on our data, it is reasonable to suspect that pain reduction
in the treatment of angina over a 6-month period (Boissel et experiences have an impact on subsequent pain reduction
G.H. Montgomery, I. Kirsch / Pain 72 (1997) 107–113 113

only to the extent that they are provided in such a way as to Herrnstein, R., Placebo effect in the rat, Science, 138 (1962) 677–678.
impact patient’s expectations. Hull, C.L., Knowledge and purpose as habit mechanisms, Psychol. Rev.,
(1930) 511–525.
Kirsch, I., Response expectancy as a determinant of experience and beha-
vior, Am. Psychol., 40 (1985) 1189–1202.
Acknowledgements Kirsch, I., Changing expectations: a key to effective psychotherapy,
Brooks/Cole, Pacific Grove, CA, 1990, 231 pp.
This article is based on a doctoral dissertation conducted Kirsch, I., Specifying nonspecifics: Psychological Mechanisms of Placebo
Effects, In: A. Harrington (Ed.), The placebo effect, Harvard University
by Guy H. Montgomery under the supervision of Irving Press, Cambridge, MA, (1997) 166–186.
Kirsch. We thank Michael Kurland and the staff of the Kirsch, I. and Rosadino, M.J., Do double-blind studies with informed
University of Connecticut Student Health Center for their consent yield externally valid results? An empirical test, Psychophar-
cooperation and for providing the space in which this macology, 110 (1993) 437–442.
research was conducted. We thank Robin Bogner for her Levine, J.D., Gordon, N.C. and Fields, H.L., The mechanism of placebo
analgesia, Lancet, 2 (1978) 654–657.
assistance in the practical application of iontophoresis. Montgomery, G. and Kirsch, I., Mechanisms of placebo pain reduction: an
Guy Montgomery is now at Memorial Sloan-Kettering Can- empirical investigation, Psychol. Sci., 7 (1996) 174–176.
cer Center. Rescorla, R.A., Pavlovian conditioning: it’s not what you think it is, Am.
Psychol., 43 (1988) 151–160.
Siegel, S., Classical conditioning, drug tolerance and drug dependence. In:
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