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-Darien Global

Drivers of forest cover changes in the Choco


Ecoregion of South America
J. CAMILO FAGUA ,1,2,3,  JACOPO A. BAGGIO ,4,5 AND R. DOUGLAS RAMSEY 1

1
RS/GIS Laboratory, Department of Wildland Resources and the Ecology Center, Utah State University, Logan, Utah 84322 USA
2
School of Informatics, Computing, and Cyber Systems, Northern Arizona University, Flagstaff, Arizona 86011 USA
3
CIAF, Instituto Geografico Agustın Codazzi, Bogota, Distrito Capital, Colombia
4
Department of Political, University of Central Florida, Orlando, Florida 32816 USA
5
Sustainable Coastal Systems Cluster, National Center for Integrated Coastal Research, University of Central Florida, Orlando, Florida
32816 USA

Citation: Fagua, J. C., J. A. Baggio, and R. D. Ramsey. 2019. Drivers of forest cover changes in the Choc
o-Darien Global
Ecoregion of South America. Ecosphere 10(3):e02648. 10.1002/ecs2.2648

Abstract. Tropical rain forests are suffering the highest deforestation and reforestation ever recorded.
Interactions between direct (proximate or direct causes) and indirect (underling or indirect causes) drivers
could cluster these forest cover changes forming hotspots (areas that exhibit significant spatial correlation
of deforestation or reforestation transitions). Using land use–land cover maps and global (I) and local (Ii)
Moran’s tests, we identified these hotspots in the Choco -Darien Global Ecoregion (CGE) of South America,
a natural region that was declared one of the top 25 hotspots for conservation priorities in the world. Sub-
sequently, we tested and studied the effects and interactions between deforestation and reforestation hot-
spots and their direct and indirect drivers using Bayesian Structural Equation Modeling (Bayesian SEM).
We found that deforestation and reforestation were spatially auto-correlated forming hotspots (I = 0.49,
P = 0.001 for deforestation transitions and I = 0.48, P = 0.001 for reforestation transitions). Also, hotspots
of deforestation and reforestation were auto-correlated within municipality borders (I = 0.5, P = 0.001 for
deforestation transitions; I = 0.49, P = 0.001 for reforestation transitions). Eighteen municipalities located
on the border between Colombia and Ecuador showed significant aggregations of deforestation hotspots,
while thirty-four municipalities in three areas of Colombia and the area between the Colombian and
Ecuadorian border showed significant clustering of reforestation hotspots. Eleven of these municipalities
presented significant clustering of both reforestation and deforestation hotspots. The Bayesian SEM for
deforestation showed that population growth and road density were indirect drivers of deforestation hot-
spots (0.191 and 0.127 standard deviation units). The Bayesian SEM for reforestation found that armed con-
flicts, Gross Domestic Product, and average annual rain were indirect drivers related to reforestation
hotspots (0.228, 0.076, and 0.081 standard deviation units, respectively). Our assessment shows a novel
methodology to study interactions among direct and indirect drivers of forest change and their potential
dissimilar effects on forest transitions.

Key words: Bayesian Structural Equation Modeling; deforestation; hotspots; Moran’s test; reforestation; spatial
autocorrelation.

Received 10 December 2018; revised 1 February 2019; accepted 5 February 2019. Corresponding Editor: Mary
Cadenasso.
Copyright: © 2019 The Authors. This is an open access article under the terms of the Creative Commons Attribution
License, which permits use, distribution and reproduction in any medium, provided the original work is properly cited.
  E-mail: Camilo.Fagua@nau.com

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FAGUA ET AL.

INTRODUCTION expansion, logging, mining, and, more generally,


by natural resource extractive activities (Lambin
Tropical rain forests consist of evergreen vege- et al. 2003b, DeFries et al. 2010). However, farm-
tation that reaches 30 m in height and are located ing is estimated to be the largest specific direct
in the lowlands of the wet tropical climatic zone driver of deforestation (Hosonuma et al. 2012,
of the planet (Primack and Corlett 2009). Differ- Kissinger et al. 2012). On the other hand, regio-
ent studies have documented extensive defor- nal analyses of indirect drivers of deforestation
estation and minor reforestation (regrowth of in the Neotropics have found that deforestation
secondary vegetation) in these forests during the is related to socioeconomic (e.g., National Gross
first ten years of the 21st century. Consequently, Domestic Product) and demographic indicators
the tropical rain forest domains have exhibited followed by accessibility (e.g., existence of roads,
significant and constant forest loss (Sanchez- rivers; Rudel and Roper 1997, Aide et al. 2013,
Cuervo et al. 2012, Aide et al. 2013, Hansen et al. Armenteras et al. 2017). More localized studies
2013, Keenan et al. 2015, Qin et al. 2017). Defor- of deforestation also highlight the importance of
estation and reforestation dynamics play a key socioeconomic as well as demographic drivers
role in global environmental changes, degrading (Armenteras et al. 2013, Sanchez-Cuervo and
or protecting ecosystem services that are funda- Aide 2013), as well as topography, soil fertility,
mental to human development, such as climate and climate variables (Laurance et al. 2001, Stei-
and soil regulation, water supply, carbon storage, ninger et al. 2001, Sanchez-Cuervo and Aide
and biodiversity (Lambin et al. 2003b, Leblois 2013).
et al. 2017). Identifying the causes that lead to With respect to reforestation, previous litera-
reforestation and deforestation is key to develop- ture has identified abandonment of farming
ing future policies that address deforestation and areas as the main cause of reforestation (Aide
provide incentives for reforestation in order to et al. 2013). Other documented causes of land
protect these essential ecosystem services. abandonment include the following: (1) the
Causes of forest change can be classified into migration of rural populations to urban areas
two types: (1) direct drivers (proximate or direct (Aide and Grau 2004); (2) modernization of agri-
causes) which are immediate actions that directly cultural systems that increases production while
result in forest loss or gain; in other words, direct using less land (Grau and Aide 2008); (3) the shift
drivers refer to the land cover that replaces forest from agriculture to manufacturing in some Car-
or converts back to forest; (2) indirect drivers ibbean islands (Grau et al. 2003); and (4) armed
(underling or indirect causes) are interactions of conflicts in the case of Colombia (Sanchez-
social, economic, political, cultural, or other pro- Cuervo and Aide 2013). Since the migration of
cesses that indirectly affect forest changes (Geist rural populations to urban areas was common in
and Lambin 2001, 2002). The previous statement Central and South America during the 21st cen-
has been the basis for a wide array of literature tury, it is also expected that countries with recent
focused on studying direct (Roberts et al. 2002, armed conflicts have higher land abandoned and
Flamenco-Sandoval et al. 2007, Houghton 2012, reforestation trends. Reforestation has also been
Mueller et al. 2012, Tng et al. 2012, Alejandra indirectly related to other regional and local fac-
Chadid et al. 2015, Armenteras et al. 2017) or tors (e.g., population density, socioeconomic
indirect drivers (Armenteras et al. 2006, 2013, indicators, climate, topography, soil fertility, and
2017, Hosonuma et al. 2012, Kissinger et al. accessibility; Rudel et al. 2002, Grau et al. 2003,
2012, Mueller et al. 2013, Leblois et al. 2017) to Lambin et al. 2003a, Sanchez-Cuervo et al. 2012,
assess forest cover change at different spatial Aide et al. 2013).
scales throughout the tropical rain forest domain. Direct and indirect drivers of deforestation
Studies that include both direct and indirect dri- and reforestation could vary spatially promoting
vers as well as their interactions have been less or restricting forest transitions in natural land-
prevalent (Davalos et al. 2014, Richards 2015). scapes (Grau et al. 2003, Sanchez-Cuervo and
In the Neotropics, the tropical terrestrial ecore- Aide 2013). In this case, deforestation and refor-
gions of Central and South America, the loss of estation may exhibit statistically significant spa-
forest cover is mainly a product of farming tial clustering or “hotspots” (Ferreira et al. 2007,

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FAGUA ET AL.

Reddy et al. 2016, Harris et al. 2017). The spatial with the appearance of reforestation hotspots. To
identification of deforestation and reforestation construct the models, we first assessed if defor-
hotspots could be an important tool for the estation transitions were spatially clustering to
enforcement of environmental laws and regula- form deforestation hotspots between 2002 and
tions and for the preservation and management 2015 at the original spatial scale (250 m nominal
of forest areas. Deforestation hotspots may indi- pixel size) of LULC maps developed using
cate massive, and improper logging operations, MODIS imagery. We selected this time period to
suggesting insufficient enforcement of environ- build the LULC maps due to the availability of
mental laws (Ferreira et al. 2007), as well as iden- MODIS imagery. Likewise, a similar assessment
tifying areas where forest protection strategies was performed to test whether reforestation tran-
should be implemented (Sanchez-Cuervo and sitions were spatially clustered. Finally, we
Aide 2013). Whereas reforestation hotspots indi- assessed whether deforestation and reforestation
cate areas where forest restoration programs hotspots were spatially correlated with the delin-
might be established (Sanchez-Cuervo and Aide eation of different municipalities in the region.
2013). In the Neotropics, these hotspots are tradi- Following our analysis of spatial correlations, we
tionally estimated based on forest change trends addressed direct and indirect drivers of defor-
between administrative subdivisions (e.g., coun- estation and reforestation at the municipality
tries, states, municipalities; Myers 1993, Sanchez- level to explain the emergence of hotspots.
Cuervo and Aide 2013, Reddy et al. 2016).
However, both types of transitions can exhibit METHODS
statistically significant spatial clustering within
the same administrative division (Hansen et al. Study area
2013, Harris et al. 2017). Proximity or overlap The CGE is located along the Pacific Coast
between areas identified as deforestation and from southern Panama to northeastern Ecuador.
reforestation hotspots could suggest that farming CGE also includes the lowlands of the Mag-
activities are not established permanently after dalena River Valley between the central and
forest removal. Conversely, remoteness between western branches of the Colombian Andes
deforestation and reforestation would show per- (Fig. 1A; Olson et al. 2001, WWF 2017). Past geo-
manent use of the land after deforestation. logic events have turned the CGE into one of the
Increasing the scale of analysis by identifying most diverse and endemic tropical rain forest
hotspots at the spatial scale of land use–land areas on the planet (Gentry 1986, Gregory-Wod-
cover (LULC) maps would allow more accurate zicki 2000, WWF 2017). The CGE is also the raini-
estimations. est area on Earth (Poveda and Mesa 2000);
Using Bayesian Structural Equation Modeling consequently, LULC analyses using high spatial
(Bayesian SEM), we estimated the relationships resolution remote sensing are limited due to
between deforestation and reforestation hotspots cloud cover. Although there are few studies on
and their direct and indirect drivers in the forest change within the territories of the coun-
Choco -Darien Global Ecoregion (CGE) of South tries that share the CGE (Gonzalez et al. 2011,
America. Here, we focus on the effects of indirect Ministerio del Ambiente del Ecuador 2012, San-
drivers on the appearance of deforestation and chez-Cuervo et al. 2012) and other similar regio-
reforestation hotspots. The CGE is a natural nal and global analyses (Sanchez-Cuervo et al.
region that was declared as one of the top 25 hot- 2012, Aide et al. 2013, Hansen et al. 2013,
spots for conservation priorities in the world Keenan et al. 2015, Qin et al. 2017), the CGE lack
(Myers et al. 2000, Olson et al. 2001, WWF 2016). of a spatial analysis of LULC change focused on
Our two main objectives were (1) to build a its land.
model to quantify and compare the effect of
direct and indirect drivers on the appearance of Classification and mapping of LULC
deforestation hotspots using a method where all Based on previous regional LULC studies that
these drivers could interact, and (2) to build an included areas in the CGE (Friedl et al. 2010,
analogous model to compare direct and indirect Gonzalez et al. 2011, Ministerio del Ambiente
drivers of reforestation and their relationship del Ecuador 2012, Sanchez-Cuervo and Aide

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FAGUA ET AL.

-Darien Global Ecoregion (CGE): (A) estimated historical extent of Tropical Rain Forest (TRF)
Fig. 1. The Choco
in South America: TRF-CGE (estimated TRF in CGE), TRF-Amz (estimated TRF in Amazon basin), and TRF-BrAt
(estimated TRF in Brazilian Atlantic Forest). Land use and land cover maps for the CGE at 2002 (B) and 2015 (C).
(These maps are available at https://zenodo.org/record/2559673#.XF0DJDNKiM8)

2013), we classified landscapes into eight general 6. Palm plantations: Extensive areas of the CGE
LULC classes: have been cultivated with African palm
(Elaeis Guineensis Jacq; Castiblanco et al.
1. Forest: includes areas of tropical rain forest
2015). The productive life of this crop is
with trees taller than 30 m. This is the pri-
about 25 yr, at which point plantations are
mary natural cover in the CGE (Etter et al.
replanted with younger palms (Mingorance
2008, Primack and Corlett 2009, Rangel
et al. 2004, FEDEPALMA 2011).
2011).
7. Settlements: urban areas and areas where
2. Secondary vegetation: formed by natural
infrastructure is established.
regenerations of vegetation, such as shrubs,
8. Water bodies: Areas covered by continental
small trees, or mosaics of both.
waters, including rivers and lakes.
3. Wetland: The CGE has a complex of river
9. Bare areas: This class was not considered in
basins with swamps and shallow lakes
the final analysis due to its low representa-
(“cienagas”) covering large areas along the
tion on the landscape.
rivers.
4. Grassland: formed by areas of introduced
grass species which are used primarily for We produced two final LULC maps for the
cattle grazing. Within the CGE, large CGE, one for 2002 and another for 2015. These
areas of native grasses do not occur as two maps were generated from an initial series
natural vegetation (Etter et al. 2008, Ran- of 15 annual LULC maps from 2001 through
gel 2011). 2015 using a Random Forest classification of
5. Crops: consists of annual or semiannual 14,847 training sites using MODIS data as predic-
crops (corn, sugar canna, plantain, mainly). tor variables (Appendix S1: Table S1). A 20%

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FAGUA ET AL.

stratified random extraction from the original or reforestation value in the 3 9 3 matrix. To
18,559 training sites prior to the Random Forest arrive at the 3 9 3 matrix size, we tested a vari-
classification (3712 sites) was used to generate a ety of matrices from 3 9 3 pixels through
confusion matrix to assess accuracy which 37 9 37 pixels. The relation I vs. matrix size for
resulted in a Kappa accuracy of 0.87 (SD = 0.008). deforestation (P = 0.001; R = 0.94) and refor-
Transitions from forest or secondary vegetation to estation (P = 0.001; R = 0.97) showed a typical
farm-related LULC classes (grassland, crop, palm negative exponentially shape of auto-correlated
plantations) were identified as deforestation tran- relationships (Appendix S2: Fig. S1); we therefore
sitions in the 2015 map. Conversely, transitions selected the 3 9 3 pixel matrix for our analysis
from farm-related LULC classes to secondary veg- due to its higher I (Dale and Fortin 2002). Defor-
etation were identified as reforestation transitions estation values were calculated by assigning val-
in the 2015 map. Appendix S1 shows the method- ues of 1 to deforestation transitions and 0 to the
ology applied to create the LULC maps for the other transitions in the 2002–2015 transition
CGE. These maps can be downloaded in GeoTIFF LULC map. Following the same schema, refor-
format from: https://zenodo.org/record/2559673#. estation values were calculated giving values of 1
XF0DJDNKiM8 to reforestation transitions and 0 to the others
(Shortridge 2007).
Spatial identification of deforestation and For our second methodological step, after test-
reforestation hotspots ing the global spatial autocorrelation for defor-
We followed two methodological steps to iden- estation and reforestation transitions, we ran
tify areas where deforestation and reforestation local Moran’s (Ii) tests to identify the 3 9 3 matri-
transitions were significantly clustered. In the ces where deforestation or reforestation transi-
first step, we ran two global Moran’s (I) tests, one tions were statistically significantly clustered.
for the deforestation transitions and another for Since I is the slope of a linear relation, Ii detects
the reforestation transitions, to test whether these the 3 9 3 matrices with significant influence on
transitions were spatially auto-correlated the slope. Consequently, the formula for Ii is sim-
between the 2002 and the 2015 LULC maps of ilar to I, but Ii is calculated separately for each
the CGE. Moran’s I is a standardized measure of feature, in our case each 3 9 3 matrix:
P
correlation between observations in neighboring ðyi þ yÞ nj¼1 wijðy  yÞ
areas; it is commonly employed in the analysis of Ii ¼ Pn
ðyi yÞ
2

spatial data (Cliff and Ord 1981, Bivand et al. i¼1


n
2013). I is a linear correlation coefficient calcu-
The results of these analyses are shown in a
lated as a ratio of the product of the variable of
map of deforestation hotspots and another of
interest and its spatial lag, with the cross-product
reforestation of hotspots (Fig. 2A, B) and were
of the variable interest, and adjust for the spatial
implemented using the R “raster” package (R
weights used (Bivand et al. 2013):
Pn Pn   Core Team 2014, Hijmans et al. 2016). These
n i¼1
 
j¼1 wijðyi  yÞ yj  y maps of deforestation and reforestation hotspots
I ¼ Pn Pn Pn can be downloaded as GeoTIFF format in the
i¼1 j¼1 wij 2
i¼1 ðyi  yÞ
next link: https://zenodo.org/record/2559673#.
where n is the number of features, yi is the ith XF0DJDNKiM8
observation, 
y is the mean of the variable of inter-
est, and wij is the spatial weight of the link Spatial autocorrelation of hotspots in relation to
between i and j. I usually ranges from 1 to +1; I municipalities
values significantly below 1/(n  1) indicate We used a two-step process to identify munici-
negative spatial autocorrelation and I values sig- palities where deforestation and reforestation
nificantly above 1/(n  1) indicate positive spa- hotspots were significantly clustered. The first
tial autocorrelation (Cliff and Ord 1981). In our step was to calculate the global Moran’s (I) to
case, n corresponded to rectangular matrix of determine whether there was spatial autocorrela-
3 9 3 pixels in the 2002–2015 transition LULC tion between deforestation and reforestation hot-
raster map where y represents the deforestation spots with municipality borders within the CGE.

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FAGUA ET AL.

Fig. 2. Deforestation (A) and reforestation (B) hotspots on the land use and land cover map at 2015. Spatial
correlation between deforestation and reforestation hotspot areas was mapping (C). (These maps are available at
https://zenodo.org/record/2559673#.XF0DJDNKiM8)

Because size and shape of the municipalities detected the municipalities with a significant
vary, we used the distance-based neighbor influence on this slope. The results of these
method to evaluate spatial clustering regardless analyses are shown in Moran scatter plots and
of the distance at which the tests were applied. maps of municipalities (Fig. 3). We used the R
This method selects the nearest neighbor(s) given package “spdep” (Bivand and Piras 2015) for
the distance within the feature centroid (here the these analyses.
centroid refers to the centroid of the municipality
in question). We ran these I tests from one to six Indirect drivers of deforestation and reforestation
neighbors with the null hypotheses stating that We assessed the effect of 10 different variables
the deforestation or reforestation hotpots were as indirect drivers (Table 1) across the 311 munic-
randomly distributed among the municipalities. ipalities located in the CGE (30 municipalities of
As before, I values significantly below 1/ Panama, 212 of Colombia, and 69 of Ecuador).
(n  1) indicated negative spatial autocorrelation All variables were defined at the municipality
and I values significantly above 1/(n  1) indi- level since the municipalities (called Municipali-
cated positive spatial autocorrelation, where n is ties in Colombia, Districts in Panama, and Can-
the number of municipalities (Cliff and Ord tones in Ecuador) were the primary units in our
1981). To identify the municipalities where defor- analysis. These 10 variables can be classified into
estation or reforestation hotspots were signifi- six categories:
cantly clustered, we ran local Moran’s (I) tests. (1) Accessibility: transportation networks and
Since I is the slope of a linear relationship, Ii rivers (Geist and Lambin 2002). The accessibility

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FAGUA ET AL.

variables in our analysis included paved and issues, illegal crops and drug production, and
unpaved roads from national cartographic data illegal mining (Yaffe 2011, Guzman et al. 2016,
from each country (IGAC 2017, IGNTG 2017, Fajardo 2017). The effects of armed conflicts on
SNI 2017). Rivers were extracted from Hydro- environment, wildlands, and biodiversity remain
SHEDS (Hydrologic data derived from Elevation complex (Hammill et al. 2016). Some scholars
Derivatives produced by the NASA Shuttle have found that armed conflicts put on risk the
Radar Topographic Mission at various scales; conservation by reducing the effectiveness of
Lehner et al. 2008). Density was estimated as the protection of wild life or natural vegetation (Bey-
length of routes or rivers (km) per km2. ers et al. 2011, Hammill et al. 2016); others have
(2) Biophysical environment: Landscape physical showed benefit effects on forest protection by
characteristics can affect access to forested areas, creating exclusion zones (John 1998) or hindering
thus influencing deforestation and reforestation extractive industries (McNeely 2003). Also,
transitions (Geist and Lambin 2002). We used the armed conflicts have been related to land aban-
mean of topographic slope (degrees) and stan- donment and posterior forest regeneration in
dard deviation of altitude (estimated as MASL) Colombia (Sanchez-Cuervo and Aide 2013). We
as biophysical variables; both variables were used two variables to include armed conflicts in
assembled from SRTM90 (NASA Shuttle Radar our analysis: Number of armed conflicts and
Topographic Mission; Jarvis et al. 2008). number of reported fatalities produced by the
(3) Climate: CGE has important variations in armed conflicts between 2000 and 2015 (Sund-
precipitation and temperature that may affect berg and Melander 2013, Croicu and Sundberg
deforestation and reforestation transitions. 2017).
Although the CGE is one of the rainiest places in 6) Economy: We included Gross Domestic Pro-
the world (Poveda and Mesa 2000), its northern duct (GDP) growth between 2000 and 2010 as
and southern extremes have lower precipitation our main economic variable. Each country has
than the central section. Temperature also varies official GDP estimates for the country as well as
across the CGE, increasing from south to north. the first administrative level (Departments in
We selected mean annual precipitation (mm/yr) Colombia and Provinces in Panama and Ecua-
and mean annual temperature (°C) from the 30 dor), but only Ecuador has an estimate of GDP
arc-second WorldClim layers (Fick and Hijmans for municipalities (BCE 2017, DANE 2017b,
2017). INEC-Panama 2017b). To estimate the GDP in the
(4) Demography: Population growth is consid- municipalities of Colombia and Panama, we
ered a primary indirect cause of deforestation allocated the GDPs of every Department in
(Ehrhardt-Martinez 1998, Geist and Lambin Colombia and Province in Panama to their corre-
2001). We estimated this variable as: sponding municipalities according to the propor-
tion of population of that municipality within the
Pf  Po Department or Province.
Pg ¼
Pf
Bayesian SEM
where Po and Pf are the population for every Traditionally, the effect of direct and indirect
municipality in 2000 and 2010, respectively. Pop- drivers on forest transitions is estimated using
ulation was extracted from the official national different types of regressions (linear regression,
census of each country (DANE 2017a, INEC- logistic regression, generalized linear models,
Ecuador 2017, INEC-Panam a 2017a). Panama random forest regression, etc.; Roberts et al.
and Ecuador have census for 2000 and 2010, and 2002, Armenteras et al. 2006, 2013, 2017, Fla-
Colombian has census for 1984 and 2005. We menco-Sandoval et al. 2007, Hosonuma et al.
used the official projections of population for 2012, Houghton 2012, Kissinger et al. 2012,
2000 and 2010 for Colombia (DANE 2017a). Mueller et al. 2012, 2013, Tng et al. 2012, San-
(5) Armed conflicts: These types of conflicts chez-Cuervo and Aide 2013, Alejandra Chadid
have occurred in several areas of the CGE, espe- et al. 2015, Leblois et al. 2017); these statistical
cially within Colombia, produced by land pos- tests assume that all direct and indirect drivers as
session, social and economic inequality, politic predictors have the same potential direct effect

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Fig. 3. Municipalities with significant clustering of deforestation and reforestation hotspots. (A) Moran scatter
plot for deforestation; red diamonds represent the municipalities with significant influence on the Moran’s I

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FAGUA ET AL.

(Fig. 3. Continued)
global test for deforestation. (B) Moran scatter plot for reforestation; violet diamonds represent the municipalities
with significant influence on the Moran’s I global test for reforestation. (C) Maps of municipalities with signifi-
cant influence on the Moran’s I global test for deforestation. (D) Maps of municipalities with significant influence
on the Moran’s I global test for reforestation.

on a forest transition, deforestation, or reforesta- SEM given by sample size, allowing the model-
tion. However, the “equality of effect” assump- ing of more complex networks of variables (Lee
tion is not consistent with the analysis of direct 2007).
and indirect drivers of forest transitions (see We applied two linear Bayesian SEM to exam-
Geist and Lambin 2001, 2002). ine the relationships among the measured vari-
We propose that Bayesian Structural Equation ables at the municipality level. One model was
Modeling (Bayesian SEM) is an appropriate tech- built for deforestation where the primary vari-
nique to estimate the effect of direct and indirect able was the number of hotspots of deforestation.
drivers on the appearance of deforestation and Another model was constructed for reforestation
reforestation hotspots. Bayesian SEM uses the in which the main primary variable was the
variances and covariances in a dataset of vari- number of hotspots of reforestation. We used the
ables to test the most probable path of direct and R package “blavaan” (Merkle and Rosseel 2016)
indirect relationships among the variables based to run the Bayesian SEM. We used the default
on an initial hypothesis (Merkle and Rosseel settings of “blavaan” to define the a-priory distri-
2016). Thus, Bayesian SEM and LULC maps butions for each variable and parameters in the
allow us to estimate (1) the effects of indirect dri- model. We selected “manual” convergence to
vers on direct drivers, (2) the effects of direct dri- add the rest of the settings according to Plummer
vers on hotspots, (3) the effects of indirect drivers (2015): The number of burnin iterations was set
on hotspots, and (4) other possible interactions in to 4000, the number of adaptive iterations to use
the set of variables. Bayesian SEM also presents at the start of the simulation was 1000, and the
fewer limitations that the likelihood approach of total number of samples to take after burnin was

Table 1. Variables evaluated as indirect drivers of deforestation and reforestation.

Category Variable Description Resource

Accessibility Density of roads Length of road (km) of first, second, IGAC (2017), IGNTG (2017), SNI (2017)
and third level per km2
Accessibility Density of rivers Length of rivers (km) per km2 Lehner et al. (2008)
Biophysical Topographic slope Degrees of topographic slope from Jarvis et al. (2008)
environment STRM 90
Biophysical Standard deviation Standard deviation of pixel values of Jarvis et al. (2008)
environment of altitude STRM 90
Climate Temperature Mean annual temperature (°C) from Fick and Hijmans (2017)
1950 to 2000
Climate Precipitation Mean annual precipitation (mm/yr) Fick and Hijmans (2017)
from 1970 to 2000
Demography Population growth Human population change from 2000 DANE (2017a), INEC-Ecuador (2017),
to 2010 INEC-Panama (2017a)
Armed conflicts Armed conflicts Number of armed conflicts between Sundberg and Melander (2013), Croicu
2000 and 2015 and Sundberg (2017).
Armed conflicts Fatalities of armed Reported fatalities produced by the Sundberg and Melander (2013), Croicu
conflicts armed conflicts between 2000 and and Sundberg (2017)
2015
Economy Gross Domestic Gross Domestic Product growth at BCE (2017), DANE (2017b), INEC-Panama
Product the municipality level between 2000 (2017b)
and 2010

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FAGUA ET AL.

10,000 (Plummer 2015, Denwood 2016). We also endogenous variable, hotspots of deforestation,
recoded the set of variables to units of no more was affected directly by population growth, and
than two digits to reduce the variance as per a this variable in turn was affected by the other
requirement to run SEM (Rosseel 2012). In the possible indirect drivers. We also examined
Bayesian SEM, the goodness of fit of a hypothe- another group of models that included latent
sized model is evaluated by the posterior predic- variables between the main endogenous vari-
tive P value (PPP); PPPs higher than 0.05 indicate able and the different possible indirect drivers.
a good model fit. The direct effect of a variable These two groups of models resulted in PPP
on another is measured by unstandardized pos- lower than 0.05. We found valid moles when the
terior path coefficients (Post.Mean values) and main endogenous variable is affected by the
the standardized posterior path coefficients direct driver (areas of farming that replaced for-
(Std.all values). Post.Mean represents the slope est and secondary vegetation), and this variable
in the linear relation between a couple of endoge- in turn was affected by the indirect drivers
nous and exogenous variables while the other (economy, demography, accessibility, climate,
exogenous variables are constant. In other and biophysical environment). In this group, we
words, Post.Means shows the percentage of selected the most coherent model with the
change of the endogenous variable when the smallest values of DIC, WAIC, and LOOIC as
exogenous variable changes one raw unit. the final model. In the case of reforestation, we
Post.Means are also estimated with the posterior examined models where the main endogenous
standard deviation (Post.SD), the 95% highest variable is affect by the direct driver (areas of
posterior density interval (HPD.025 and HPD. farming that replaced forest and secondary veg-
975), and the potential scale reduction factor for etation), and this variable in turn was affected
assessing chain converge (PSRF). Potential scale by the indirect drivers (armed conflicts, demog-
reduction factor lower than 1.2 indicates that raphy, accessibility, climate, and biophysical
convergence was reached by the variable or environment). This model examination included
parameter (Lee 2007, Merkle and Rosseel 2016). the use of latent variables. We also selected the
On the other hand, Std.all shows the change of most coherent model with the smallest values of
standard deviation units in the endogenous DIC, WAIC, and LOOIC as the final model for
variable when the exogenous variable changes deforestation. The R code to build our Bayesian
one standard deviation unit while the other SEMs and the data to run these codes is avail-
exogenous variables are constant. Due to Std.all able in Data S1.
estimation in constant units (standard devia-
tions), Std.all can be used to estimate indirect RESULTS
effects and to compare the effects among vari-
ables. Indirect effects are estimated by multiply- Global Moran’s (I) tests showed that both
ing the Std.all through a path (Grace and Bollen deforestation and reforestation transitions were
2005). Bayesian SEM also estimates global fit spatially auto-correlated within the CGE
measures that help select the best model among (I = 0.49, P = 0.001 for deforestation transitions;
several hypothesized models. These global fit I = 0.48, P = 0.001 for reforestation transitions).
measures are Deviance Information Criterion Local Moran’s (Ii) tests detected hotspots of
(DIC), Widely Applicable Information Criterion deforestation and reforestation, that is, areas
(WAIC), and Leave-one-out cross-validation where deforestation and reforestation transitions
(LOOIC); smaller values of DIC, WAIC, and were significantly auto-correlated across the
LOOIC are the models with a better global fit CGE (Fig. 2A, B). We also found that areas iden-
(Merkle and Rosseel 2016, Vehtari et al. 2016a, tified as hotspots of deforestation were spatially
b). In SEM analysis, Bayesian or Likelihood, the correlated to areas identified as hotspots of refor-
point of view of the researcher is the other crite- estation (R = 0.8, P = 0.01), showing that both
ria to select a model among hypothesized mod- transition types tended to occur in close proxim-
els with PPP higher than 0.05 (Grace et al. ity (Fig. 2C).
2012). In the case of deforestation, we examined Additional Global Moran’s (I) tests determined
a first group of models where the main that hotspots of deforestation and reforestation

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FAGUA ET AL.

were auto-correlated with municipalities across deforestation and reforestation hotspots: in


the CGE (I = 0.5, P = 0.001 for deforestation Colombia—Barbacoas, Mosquera, and Tumaco;
transitions; I = 0.49, P = 0.001 for reforestation and in Ecuador—Eloy Alfaro, Las Golondrinas,
transitions). The corresponded Local Moran’s Pedernales, Puerto Quito, Quininde, Rio Verde,
(Ii) tests (Fig. 3A, B) identified municipalities San Lorenzo, and Tulcan.
with significant hotspot clustering for both The selected Bayesian SEM for deforestation
deforestation and reforestation. Eighteen reached a PPP of 0.944 (Fig. 4; Data S1), indicat-
municipalities located near the border of ing a very good model fit. The selected model
Colombia and Ecuador presented the most sig- showed the lowest values of DIC (2744), WAIC
nificant aggregation of deforestation hotspots; (2789), and LOOIC (2783) compared other mod-
three in the Colombian side and 15 in the els. All relationships between variables and their
Ecuadorian side (Fig. 3C). On the other hand, parameters in the model had a PSRF lower than
34 municipalities located in three areas of 1.2, indicating that they reached convergence.
Colombia as well as the area around the Colom- Standardized posterior path coefficients between
bian and Ecuadorian border showed significant indirect and direct drivers of deforestation
clustering of reforestation transitions (Fig. 3D). showed positive relationships between forest
We found that 11 municipalities located around replaced by farming and population growth, as
the international border between Colombia and well as forest replaced by farming and road den-
Ecuador presented significant clustering of both sity. Conversely, rain, GDP, topographic slope,

Fig. 4. Bayesian Structural Equation Model for deforestation. Unstandardized posterior path coefficients in
black and standardized posterior path coefficients in red.

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FAGUA ET AL.

Fig. 5. Bayesian Structural Equation Model for reforestation. Unstandardized posterior path coefficients in
black and standardized posterior path coefficients in red.

and temperature showed a negative relationship negatively related to farming that had transi-
with forest replaced by farming. Population tioned to secondary vegetation.
growth had the largest total effect on the forma-
tion of deforestation hotspots (0.191), which DISCUSSION
included direct (0.117) and indirect effects (0.07).
Road density had a high indirect effect on defor- Spatial correlation
estation hotspots (0.127). All other indirect dri- Our results confirm that deforestation and
vers of deforestation had negative relationships reforestation in the CGE tended to be spatially
with deforestation hotspots (Fig. 4). clustered forming hotspots. This suggests that
The selected Bayesian SEM for reforestation forest changes were not accidental processes; for-
also resulted in a very good model fit with a PPP est changes responded to drivers that deter-
of 0.133 (Fig. 5; Data S1). This model also mined their geographical location and intensity.
showed the lowest values of DIC (2301), WAIC We also found that many of the reforestation hot-
(2317), and LOOIC (2320) compared to other spots were spatially adjacent to deforestation
models. All relationships between variables and hotspots, suggesting that after harvesting mature
their parameters in the model reached conver- forest (deforestation) many of these lands were
gence (PSRF < 1.2). Standardized posterior path not used for other purposes in subsequent years,
coefficients between indirect and direct drivers of thus allowing the generation of secondary vege-
reforestation found positive relationships tation. Fagua and Ramsey (2019) showed that
between farming that had transitioned to sec- ~60% of harvested forests converted to secondary
ondary vegetation and areas of armed conflicts, vegetation between 2001 and 2015 across the
GDP, and rain (Fig. 5); armed conflicts showed CGE. This relatively high proportion of forest
the highest indirect positive effect on reforesta- harvest immediately followed by secondary veg-
tion hotspots (0.228). Temperature was etation growth is explained by three main factors

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FAGUA ET AL.

within the CGE and the surrounding tropical for- Deforestation


ests: (1) Deforestation occurs in areas with fragile The Bayesian SEM of deforestation for the CGE
and unproductive soils, such as the Choco-Dar- showed that human population growth was most
ien, an ecoregion within the CGE (IGAC 2015); related to deforestation hotspots between 2002
(2) colonists remove older forests to demonstrate and 2015. Deforestation hotspots were principally
land use in order to gain ownership of the prop- located in municipalities found in the northern
erty (Davalos et al. 2014); and (3) the decline of portion of Ecuador and around the Ecuadorian
Colombian and Ecuadorian agricultural sectors and Colombian border. These municipalities have
between 2000 and 2010 reduced cultivated areas higher population growth rates and are main
(grassland, crops, palm), allowing for encroach- migration destinations for colonist compared to
ment of secondary vegetation (BCE 2010a, b, other municipalities in the CGE (Go mez 2011,
Marrugo 2013). Gonzalez et al. 2011, Sierra 2013). Our results
We also identified the municipalities with sig- agree with several scholars who have found
nificant clustering of deforestation or reforesta- demographic variables as drivers of deforestation
tion; surprisingly, we detected that 11 in tropical forests across Latin America at national
municipalities presented significant clustering of (Armenteras et al. 2013, Sanchez-Cuervo and
both deforestation and reforestation hotspots, Aide 2013) and regional levels (Laurance et al.
corroborating the aforementioned statement that 2002, Aide et al. 2013). We included population
a high proportion of areas where mature forest growth as an indirect driver (a factor that influ-
has been deforested are not used in agriculture. ences the expansion of farming) as well as a direct
These results also demonstrate that hotspot iden- driver of deforestation due to its influence on
tification from land cover change maps allows other land uses not documented in the MODIS-
more accurate estimations than those based on derived LULC maps. These activities include
forest change trends, where the analyzed admin- urban/rural infrastructure development as well as
istrative unit can only be a deforestation or a mining and logging, which occurs historically in
reforestation hotspot, but not both (Aide et al. the CGE (Mosquera 1978, Zapata 2013).
2013, Armenteras et al. 2013, 2017, Sanchez- Road density was positively and indirectly
Cuervo and Aide 2013). These 11 municipalities related to deforestation hotspots. From 2002 to
were located around the international border 2015, the best-preserved forest of the CGE was
between Colombia and Ecuador, an active areas located along the pacific coast from Panama and
of illegal and legal crops. The Colombian side has Gulf of Uraba (Colombia) to the border between
the second largest concentration of illegal crops Colombia and Ecuador. This belt-like section of
of Coca plant (Erythroxylum coca) in that country. well-preserved forest has only two main roads
The distribution of hotspots of deforestation and that connect two Colombian cities (Quibdo  in the
reforestation matched highly with the distribu- Choco Department and Buenaventura in the
tion of coca crops (UNODC 2018), showing the Valle del Cauca Department) with the center of
impact of this illegal activity on the conservation the country; the rest of this area is essentially
the biodiversity of the CGE. This is a cycle where roadless. The southern and northern ends of this
forests areas are cut down for planting Coca, then well-preserved forest, where more deforestation
authorities eradicate the Coca crops allowing sec- occurs, are characterized with higher road densi-
ondary vegetation to grow, but Coca is planted ties, providing evidence of how roads are related
again in the same or other areas after some to deforestation. Other studies in the tropical for-
months or years. The Ecuadorian side of the bor- ests of South America have also related road
der is the second highest area of colonization in development to increase in forest loss (Klein-
that country (Ministerio del Ambiente del Ecua- schroth and Healey 2017). In fact, roads facilitate
dor 2012, Sierra 2013). Colonist cut down the for- the harvest of forest products, hence opening
est to develop agriculture; however, the low well-preserved forests to increased forest har-
productivity of these soils and the economic crisis vests and subsequent environmental changes
of agricultural sector during these years in Ecua- (Laurance and Useche 2009).
dor reduced the agricultural land use, allowing Average annual rainfall was negatively and
for the growth of secondary vegetation. indirectly related to deforestation hotspots. The

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FAGUA ET AL.

rainiest place in the world corresponds to the belt because more resources can be invested in forest
of well-preserved forest of the CGE where the protection (Spracklen et al. 2015, Baynham-Herd
average annual rainfall ranges between 8000 and et al. 2018). We also found that the municipalities
13,000 mm (Poveda and Mesa 2000). This with high cluster of deforestation hotspots are
amount of rainfall on thin soils with low nutrient also some of the poorest municipalities of the
levels results in non-productive soils not well sui- three developing countries that share the CGE.
ted for farming. The interaction between high Thus, these municipalities have weak local gov-
rainfall, non-productive soils, and low accessibil- ernance and environmental institutions with few
ity (lack of roads) results in a reduction of defor- resources invested in environment conservation
estation events, explaining the negative (DANE 2015, INEC-Ecuador 2015, MEF 2017 and
relationship between rainfall and deforestation WBG 2017). Consequently, forest protection is
hotspots. High rainfall has been related to a weak supporting the statement of a negative
reduction in local deforestation in the Bolivian relationship between municipal GDPs and defor-
Amazon, where the expansion of mechanized estation hotspots. This ineffective forest protec-
agriculture occurs mainly in response to access tion in poor municipalities is a concern for the
to export markets, fertile soil, and intermediate conservation of CGE biodiversity since large
rainfall conditions (Mueller et al. 2012). Like- extensions of poor municipalities are in the most
wise, the negative and indirect relationship well-preserved forest and/or within protected
between annual temperature and deforestation areas (national forests, indigenous or black com-
hotspots in our study area could occur due to the munity reservations, national parks, etc.). These
limitations imposed on farming activities by high areas include the entire Panamanian CGE
temperatures, high rainfall, and soil degradation (15,335 km2), the area along the pacific coast of
of the northern and southern portions of the Colombia (58,343 km2), and four national parks
CGE. Also, topographic slope was negatively in Ecuador (669 km2). Additionally, we observed
and indirectly correlated to hotspots of deforesta- that economies of the municipalities with signifi-
tion; some scholars have found that places with cant clustering of deforestation hotspots in Ecua-
abrupt topography tend to not be deforested in dor and Colombia are based totally on extraction
tropical areas due to the physical restrictions on of natural resources (farming, mining, logging,
the establishment of agriculture and grazing principally), increasing pressure on forest cover.
operations, as well as difficult access to markets Not one municipality in Panama presented sig-
for agricultural products (Coblentz and Keating nificant clustering of deforestation hotspots indi-
2008, Fagua et al. 2013, Sandel and Svenning cating lower pressure on forest cover. Panam a
2013). has the lowest corruption (Transparency Interna-
Our results show that Gross Domestic Product tional 2015), the highest per capita GDP (WBG
(GDP) at the municipality level was negatively 2017), and some Panamanian municipalities in
and indirectly related to deforestation hotspots. the CGE obtain significant resources from eco-
Similar negative relations between deforestation tourism (Brown 2007, Klytchnikova and Dorosh
and national GDP have been documented on the 2009, Mapes 2009).
islands of Cuba, Hispaniola, Puerto Rico, Barba-
dos, Saint Kitts and Nevis, and Grenada and Reforestation
have been attributed to the improve of forest pro- The Bayesian SEM of reforestation across the
tection as well as the agriculture decline and the CGE showed that armed conflict had the highest
rural population migration (Grau et al. 2003, indirect effect on reforestation hotspots. Colom-

Helmer et al. 2008, Alvarez-Berr ıos et al. 2013, bia occupies 75.6% of the CGE, and this country
Newman et al. 2018). Further, forest loss has has suffered internal armed conflicts that have
been found to decrease with increases in national been especially strong in several areas of its por-
GDPs in the protected areas of 56 countries over tion of the CGE. The Colombian municipalities
four continents, indicating that the effectiveness where reforestation hotspots were significantly
of environmental protection (creation and/or clustered (departments of Nari~ no, Choco, Antio-
enforcement of environmental laws and regula- quia, Cordoba) were zones strongly disputed
tions) improves with better national economies among different armed groups, such as guerrillas

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FAGUA ET AL.

(FARC and ELN), paramilitaries, drug dealers, subsequent years remove regenerated natural
and the Colombian army (CPDH 2006, MOE vegetation to reestablish agricultural activities
2008, Barreto 2009, FIP USAID OIM 2014). These (PNUD 2011, Chaparro 2017). Also, when agri-
violent confrontations have resulted in lands cultural sectors declined in Colombia and Ecua-
abandoned by farmers, and subsequently pro- dor, farmers did not abandon their lands (since
ducing significant regrowth of secondary vegeta- land possession is a main source of economic
tion. The relationship between armed conflict and political power in these countries), and for-
and growth of secondary vegetation in Colombia est regrowth is removed during periods of bet-
has also been assessed at the national level (San- ter agricultural return (Florez et al. 2012, Sierra
chez-Cuervo and Aide 2013). 2013).
Our results also found that several municipali- Our Bayesian SEM also showed that tempera-
ties in Ecuador had a significant clustering of ture was indirectly and negatively related to
reforestation hotspots. Ecuador is a country reforestation hotspots. In areas of tropical rain
without armed conflicts, suggesting that other forests, higher temperature (Clark et al. 2003,
indirect drivers promote LULC transitions from Anderson et al. 2006) and higher water supply
farming to secondary vegetation. Colombian and 
(Alvarez-D avila et al. 2017) at the same time
Ecuadorian agricultural sectors declined during increased the growth of natural vegetation and
the first ten years of the current century, thus reforestation, depending of the proximity of for-
reducing the cultivated (grassland, crops, palm) est vegetation (Guariguata and Ostertag 2001).
area and allowing for the growth of secondary Forest vegetation is well adapted to the low
vegetation (BCE 2010a, b, Minsalud 2011, Mar- nutrients and acid pH of the thin soils of these
rugo 2013). This agricultural crisis could have tropical areas; these soil characteristics are also
increased the population migration from rural the main restrictions for the establishment of pro-
areas to urban areas reducing the workforce in ductive crops. The absence of one of these three
the farming areas (Grau and Aide 2008, conditions (high temperature, high rain, and
Rodrıguez Vignoli 2008), which could have proximity of forest vegetation) reduces or, even,
reduced agricultural land use and increased sec- hampers the regrowth of natural vegetation. The
ondary vegetation. Further, the Colombian and southern and northern sides of the CGE have
Ecuadorian CGE have been affected by massive higher annual temperatures but lower annual
floods during La Ni~ na years, which were espe- rainfall, reducing secondary vegetation growth
cially strong in 2010–2011. Consequently, many and thus explaining the negative relationship
farming areas were lost allowing for secondary between temperature and forest.
vegetation growth (IGAC 2011, SGR 2014). We
also found that higher municipal GDP was CONCLUSIONS
related indirectly to reforestation hotspots. In
regions like the Ecuadorian CGE, higher GDPs Our spatial analysis of LULC maps showed
could indicate technical improvements in agri- that deforestation and reforestation transitions
culture and cattle production, resulting in inten- were spatially clustered across the CGE forming
sification of these land uses on more productive hotspots. These hotspots were clustered around
lands and a reduction of agricultural land use on municipalities which provided many of the
less productive lands where secondary vegeta- direct and indirect drivers of LULC change.
tion could grow. While our analysis focused on the municipality
There is no evidence, however, that reforesta- level, our results indicate that drivers related to
tion will lead to new mature forests. In fact, other political or ecological subdivisions of the
reforestation generated by land abandonment landscape (country boundaries, sub-ecoregions,
represents earlier forest seral stages that will be etc.) at different scales can be similarly assessed.
deforested before they can become mature for- The challenge to use these type of models is the
ests (Fagua and Ramsey 2019). When famers are availability of homogeneous information at a
displaced during violent confrontations in consistent temporal and spatial scale. By using a
Colombia, other landowners supported by consistent LULC map generated yearly using
armed groups appropriate their lands, and in MODIS imagery, we were able to relate

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FAGUA ET AL.

deforestation and reforestation hotspots to direct of tropical deforestation in Colombia. Regional


and indirect drivers. We show that increases in Environmental Change 13:1181–1193.
population growth and density of roads were the Armenteras, D., J. Maria Espelta, N. Rodriguez, and J.
primary indirect drivers related to deforestation Retana. 2017. Deforestation dynamics and drivers
in different forest types in Latin America: three
hotspots, whereas indirect drivers that limited
decades of studies (1980–2010). Global Environ-
access to forested lands, such as topographic
mental Change: Human and Policy Dimensions
slope and climate, were negatively related to 46:139–147.
these hotspots. Where reforestation is concerned, Armenteras, D., G. Rudas, N. Rodriguez, S. Sua, and
we identified three indirect drivers that were M. Romero. 2006. Patterns and causes of deforesta-
positively related to hotspots. These drivers tion in the Colombian Amazon. Ecological Indica-
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ACKNOWLEDGMENTS Guerra y violencias en Colombia Herramientas e
interpretaciones. Universidad Javeriana, Bogot a,
We acknowledge COLCIENCIAS-Colombia (529- Distrito Capital, Colombia.
2011) and Fulbright-US for supporting this research, Baynham-Herd, Z., T. Aman, W. J. Sutherland, and P.
Ecology Center and Remote Sensing/GIS lab of Utah F. Donald. 2018. Governance explains variation in
State University-US for providing additional financial national responses to the biodiversity crisis. Envi-
and technical support, IDEAM-Colombia and IGAC- ronmental Conservation 45:407–418.
Colombia for providing data and technical support, BCE [Banco Central del Ecuador]. 2010a. La Economıa
DigitalGlobe Foundation for providing the high spatial Ecuatoriana Luego de 10 A~ nos de Dolarizacio n.
resolution imagery, and IDEA WILD for providing Banco Central de Ecuador, Quito, Ecuador.
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DATA ACCESSIBILITY
The land cover maps of the Choco -Darien Global Ecoregion (South America) for 2002 and 2015, the map of
deforestation hotspots 2002-2015, and the map of reforestation hotspots 2002-2015 are available at: https://zenod
o.org/record/2559673#.XF0DJDNKiM8

SUPPORTING INFORMATION
Additional Supporting Information may be found online at: http://onlinelibrary.wiley.com/doi/10.1002/ecs2.
2648/full

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