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Journal of Orthodontics

ISSN: 1465-3125 (Print) 1465-3133 (Online) Journal homepage: http://www.tandfonline.com/loi/yjor20

An active, skeletally anchored transpalatal


appliance for derotation, distalization and vertical
control of maxillary first molars

Jan Hourfar, Björn Ludwig & Georgios Kanavakis

To cite this article: Jan Hourfar, Björn Ludwig & Georgios Kanavakis (2014) An active, skeletally
anchored transpalatal appliance for derotation, distalization and vertical control of maxillary first
molars, Journal of Orthodontics, 41:sup1, s24-s32, DOI: 10.1179/1465313314Y.0000000102

To link to this article: http://dx.doi.org/10.1179/1465313314Y.0000000102

Published online: 16 Dec 2014.

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MINI-IMPLANT SUPPLEMENT Journal of Orthodontics, Vol. 41, 2014, S24–S32

An active, skeletally anchored transpalatal


appliance for derotation, distalization and
vertical control of maxillary first molars
Jan Hourfar1, Björn Ludwig2 and Georgios Kanavakis3
1
Private Practice, Reinheim, Germany; Department of Orthodontics, University of Heidelberg, Germany 2Private practice Traben-Trarbach,
Germany; Department of Orthodontics, University of Homburg/Saar, Germany 3Department of Orthodontics and Dentofacial Orthopedics,
Tufts University School of Dental Medicine, Boston, MA, USA

Objective: The objective of this investigation was to evaluate treatment outcomes of the skeletally anchored ‘Frog’
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appliance. Design: A single-centre, retrospective study was performed. Setting: Private orthodontic practice.
Participants: Patients who had undergone comprehensive orthodontic treatment with the skeletally anchored
‘Frog’ appliance. Methods: 43 participants (20 males and 23 females) who had received treatment with the
skeletally anchored ‘Frog’ appliance where included. In order to explore dentoalveolar and skeletal treatment
outcomes, pre- (T1) and post- (T2) treatment measurements were performed on patients’ plaster models and
cephalometric images. Comparisons between T1 and T2 were made by means of a Student’s t-test. All statistical
analyses were conducted at the 0.05 level of statistical significance. Results: Study model analysis revealed a
statistically significant derotation of maxillary molars (mDT22T159.5u, P,0.001) as well as an increase in transverse
arch dimensions at the end of treatment (mDT2–T152.2 mm, P,0.001). Cephalometric changes included bodily
distalization of maxillary molars (mD(T2–T1)521.9 mm, P,0.001), as well as noticeable angular displacement (mDT2–T15
4.1u, P50.004). No significant anchorage loss was observed, as displayed by the limited change in maxillary incisor
position (mD(T1–T2)50.2 mm, P50.45). In addition, excellent vertical control of the maxillary molars was achieved, with
no change in the mandibular plane (ML/NSL) angle (mDT2–T150.3u, P50.38). Conclusions: The skeletal ‘Frog’ is effective
in derotating and distalizing maxillary molars without anchorage loss and with excellent vertical control.
Key words: Class II correction, molar derotation, molar distalization, skeletal anchorage, vertical control

Received 28 March 2014; accepted 18 May 2014

Introduction have been proposed for molar derotation and distaliza-


A Class II (Angle) molar relationship occurs in tion (Ghosh and Nanda, 1996; Gianelly, 1998;
approximately 20% of the population (Proffit et al., Mandurino and Balducci, 2001; Ngantung et al., 2001;
1998) and can result from an underlying skeletal Chiu et al., 2005; Angelieri et al., 2006). All intra-oral
discrepancy, a dental malocclusion or a combination distalizing appliances utilize the lower dentition (Muse
of both (Thiruvenkatachari et al., 2013). In the presence et al., 1993, Gianelly, 1998), the anterior palate
of maxillary tooth size-arch length discrepancies, these (Ngantung et al., 2001; Chiu et al., 2005) or the
can be resolved with extractions (de Almeida-Pedrin maxillary anterior teeth (Ghosh and Nanda, 1996;
et al., 2009; Livas et al., 2011), maxillary expansion Angelieri et al., 2006) as anchorage to produce their
(Lagravere et al., 2005; Vargo et al., 2007) or molar effect on the maxillary molars. Therefore, their use
derotation and distalization (Papadopoulos et al., 2010; commonly results in significant proclination of max-
Grec et al., 2013). illary or mandibular incisors, respectively.
The traditional method of applying an extra-oral, In order to prevent loss of anchorage, various
distalizing force on maxillary molars through the use of ‘distalizing’ techniques using mini-implants or bone-
headgear, provides good treatment results (King et al., plates have been proposed (Kircelli et al., 2006;
1990; Haas, 2000; Siqueira et al., 2007); however, it Sugawara et al., 2006; Fudalej and Antoszewska, 2011;
requires optimal patient compliance (Egolf et al. 1990). Grec et al., 2013; Kaya et al., 2013). Compared to tooth-
Instead, numerous intraoral appliances and techniques borne appliances, bone-borne ‘distalizers’ not only

Address for correspondence: G. Kanavakis, Department of


Orthodontics and Dentofacial Orthopedics, Tufts University,
School of Dental Medicine, 1 Kneeland Street, DHS#1145,
Boston, MA 02111, USA
Email: georgios.kanavakis@tufts.edu
# 2014 British Orthodontic Society DOI 10.1179/1465313314Y.0000000102
JO September 2014 Mini-implant Supplement Clinical outcomes of the skeletal ‘Frog’ appliance S25

5. At least a half cusp Class II molar relationship at


the beginning of treatment.
6. No or minimal mandibular crowding which could
be resolved with mild interproximal reduction.
7. Comprehensive treatment had to be completed
without premolar extractions, with the use of a
skeletally anchored ‘Frog appliance’ (Ludwig et al.,
2011b), in order to achieve a Class I molar
relationship.
The search generated a total of 91 patients who were
treated with a skeletally supported ‘Frog’ appliance.
Application of the inclusion criteria resulted in a sample
of 43 patients (20 males and 23 females). Average age at
T1 was 11.6 years (m511.6; SD¡1.64) and 13.5 years at
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T2 (m513.5; SD¡1.69) (Figure 1).

Clinical procedures
All patients underwent comprehensive, non-extraction
orthodontic treatment with pre-torqued and pre-angu-
lated fixed appliances (slot dimension: 0.022060.0280).
Figure 1 Sample definition For the insertion of the skeletally anchored ‘Frog’
distalizer, two 8 mm long and 1.6 mm in diameter mini-
implants (Ortho Easy; Forestadent, Pforzheim, Germany)
minimize anchorage loss (Grec et al., 2013), but also were placed in the paramedian area of the anterior palate
deliver better treatment results by providing greater (Ludwig et al., 2011a).
amounts of distalization (Fudalej and Antoszewska,
2011). Ludwig et al. (2011b) proposed the ‘Skeletal Frog Construction and activation of the skeletal ‘Frog’
– appliance’. The device is anchored on two palatal appliance
mini-implants, is very hygienic and easy to activate. Constructively, the appliance combines features of a
However, its clinical effectiveness has yet not been classic trans-palatal arch and a distalization device,
demonstrated. Therefore the purpose of this study was similar to a skeletally supported Pendulum-appliance
to quantify treatment results with the ‘skeletal Frog – (Escobar et al., 2007; Polat-Ozsoy et al., 2008)
appliance’. It was hypothesized that the method is (Figure 2). Detailed steps for appliance fabrication have
effective in molar derotation and distalization and also been presented elsewhere (Ludwig et al., 2011b).
provides good vertical control. For optimal treatment results, the appliance was
activated before insertion with two compensating bends;
a 15–20u uprighting bend (Figure 3a) and a 5–10u toe in
Materials and methods
bend (Figure 3b). After the initial activation, the
Study population distalizing screw was turned five full turns every 4–
All patients’ records of a single orthodontic practice in 6 weeks in order to re-activate the compensating bends.
Traben-Trarbach, Germany were reviewed. In order to This process is a minor modification from the
be included in the study, patients had to fulfill the activation steps described previously by Ludwig et al.
following criteria: (2011b).
1. Complete initial (T1) and final (T2) orthodontic
records including study models and cephalometric Measurements on plaster models
X-rays. Transverse changes in maxillary arch dimensions were
2. No previous history of orthodontic treatment. evaluated by measuring the intermolar distance at the level
3. Complete permanent dentition. No tooth agenesis of the first and second maxillary molars. The distances
or loss of permanent teeth. between the mesio-buccal and disto-buccal cusps as well as
4. Mild to moderate maxillary crowding, enough to the central fossae of the first and second molars were
‘block out’ at least one of the permanent canines. measured with a digital caliper (Mitutoyo Digimatic
S26 Hourfar et al. Mini-implant Supplement JO September 2014

Figure 2 The skeletal ‘Frog’ appliance


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Caliper CD-10CX; Mitutoyo America Corporation, schematic of all performed cephalometric measurements
Aurora, IL, USA), at T1 and T2 (Figure 4A). is displayed in Figure 5.
Measurements for molar rotation were performed on
digital photographs of the study models. In order to Statistical analysis
acquire the photographs under standardized conditions, In order to test intra-examiner reliability, the same
all models were aligned on a grid at a preset distance operator repeated all measurements on 20 randomly
from a digital camera that was mounted on a tripod. selected cases, 3 months after initial measurements had
The amount of molar rotation was measured by the been performed. Measurements error was calculated via
angles between the straight line transversing the the Dahlberg formula. Measurement error was calcu-
mesiobuccal and distobuccal cusp tips of the first and lated via the Dahlberg formula (Dahlberg, 1940)
second molars, and the raphe-median line (Figure 4B). (ME5!Sd2/2n) and ranged between 0.17 and 0.38. The
This methodology has been described previously by Kolmogorov–Smirnov test revealed a normal distribu-
Kinzinger et al. (Kinzinger et al.). tion of the data; therefore, the comparison between
measurements at T1 and T2 was performed by means of
Cephalometric measurements (Table 1) a paired Student’s t-test. All statistical analyses were
conducted at the 0.05 level of statistical significance.
Tracings were printed in colour (HP Color Laser Jet
CP1215; Hewlett Packard, Palo Alto, CA, USA) and all
cephalometric measurements were performed manually Results
to a quarter millimetre. Pre- (T1) and post– (T2) Study model analysis
treatment cephalometric X-rays were traced, analysed At the end of comprehensive orthodontic treatment
and superimposed according to the methodology (T2), there was a statistically significant increase of
described by Bjork (Bjork and Skieller, 1977), in one approximately 2 mm in the transverse dimension, as
sitting by a single operator (JH). Cephalometric measured by the distance between the central fossae of
measurements were used to quantify skeletal and dental the first (mDT22T152.2 mm, P,0.001) and second
changes in both sagittal and vertical dimensions. A maxillary molars (mDT22T151.7, P50.011) (Table 2).

Figure 3 (a) 15–20u uprighting bend; (b) 5–10u toe in bend; (c) reactivation (4–5 turns every 4–6 weeks)
JO September 2014 Mini-implant Supplement Clinical outcomes of the skeletal ‘Frog’ appliance S27

Figure 4 Model analysis. (A) linear measurements; (B) angular measurements (RML: median raphae line; mb: mesio-
buccal; db: disto-buccal; cf: central fossa; M1: maxillary first molar; M2: maxillary second molar)
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Figure 5 (A) Linear and angular cephalometric measurements; (B) superimpositions according to Björk

Table 1 Definitions of cephalometric measurements.

Measurement Type Definition

SNA Angular — Skeletal Angle between the anterior cranial base (S–N) and Point A
NL/NSL Angular — Skeletal Angle between the anterior cranial base (S–N) and the palatal plane (ANS–PNS)
ML/NSL Angular — Skeletal Angle between the mandibular plane (ML) and the anterior cranial base (S–N)
m1/ANS–PNS Angular — Dental Angle between the long axis of the maxillary first molar and the
palatal plane (ANS–PNS)
i/ANS–PNS Angular — Dental Angle between the long axis of the maxillary central incisor and
the palatal plane (ANS–PNS)
m1-CEJ/ANS–PNS Linear — Dental Vertical distance between the cement–enamel junction of the first
maxillary molar and the palatal plane
i-CEJ/ANS–PNS Linear — Dental Distance between the cement–enamel junction of the maxillary central
incisor and the palatal plane
m1-CEJpost/m1-CEJpre Linear — Dental Sagittal distance between the maxillary first molar on the superimposition,
measured parallel to the palatal plane (ANS-PNS)
i-CEJpost/i-CEJpre Linear — Dental Sagittal distance between the maxillary central incisor on the superimposition,
measured parallel to the palatal plane (ANS–PNS)
S28 Hourfar et al. Mini-implant Supplement JO September 2014

Table 2 Treatment changes in transverse dimension.

T1 T2 DT2–T1

Intermolar distance (mm) (n543) m SD m SD m SD P-value

Central fossa (cf) First molar 45.3 2.6 47.5 2.3 2.2 2.1 ,0.001
Second molar 50.4 2.4 52.6 3.1 1.7 1.7 0.01
Mesio-buccal cusp (mb) First molar 49.1 2.9 52.0 2.6 2.9 2.0 ,0.001
Second molar 54.9 2.7 57.3 3.9 2.1 1.4 ,0.001
Disto-buccal cusp (db) First molar 52.1 3.0 53.2 2.7 1.1 2.6 0.007
Second molar 56.1 2.5 57.7 3.3 1.2 1.2 0.015
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Table 3 Molar derotation

T1 T2 DT1–T2

Molar rotation (n543) m SD m SD m SD P-value

Tooth #16 15.2 8.9 5.8 5.7 9.5 8.5 ,0.001


Tooth #26 15.9 7.3 6.9 6.6 8.9 8.3 ,0.001
Tooth #17 20.1 4.5 23.5 7.0 0.7 5.9 0.74*
Tooth #27 5.2 7.1 20.1 8.9 2.1 6.0 0.33*

*Not statistically significant.

In addition, the results revealed a statistically sig- had minimal skeletal effects and most of its effects were
nificant derotation of the maxillary first molars. As dento-alveolar.
displayed in Table 3, treatment with the skeletal ‘Frog’ In addition to the previously mentioned molar
appliance resulted in an average derotation of the first derotation, there was a statistically significant bodily
maxillary molar of 9.5u (mDT2–T159.5u, P,0.001). The distalization of the first maxillary molar [mD(T2–T1)5
second maxillary molars, as expected, did not exhibit 21.9 mm, P,0.001] (Figure 5B and Table 5). However,
any rotational changes. the maxillary molars, on average, also exhibited a
tipping movement of 4.1u [mDT2–T154.1u, P50.004]
Cephalometric measurements (Table 4).
Treatment changes in cephalometric values are dis- Anchorage was controlled efficiently during treatment
played in Tables 4 and 5. The skeletal ‘Frog’ appliance by means of the two palatal mini-implants that support

Table 4 Pre- and post-treatment cephalometric measurements.

T1 T2 DT2–T1

Measurement (n543) m SD m SD m SD P-value

SNA (u) 80.0 3.4 80.7 3.4 0.7 2.7 0.09*


NL/NSL (u) 7.2 4.1 6.9 4.1 20.3 3.6 0.59*
ML/NSL (u) 34.0 3.9 34.3 3.8 0.3 2.5 0.38*
m1/ANS–PNS (u) 79.6 4.8 75.5 5.1 24.1 5.7 0.004
i/ANS–PNS (u) 107.4 6.6 111.5 5.3 4.2 5.9 0.004
m1-CEJ/ANS–PNS (mm) 13.7 3.0 14.6 2.9 1.0 1.3 ,0.001
i-CEJ/ANS–PNS (mm) 17.0 2.6 17.6 2.6 0.6 1.2 0.002

*Not statistically significant.


JO September 2014 Mini-implant Supplement Clinical outcomes of the skeletal ‘Frog’ appliance S29

Table 5 Sagittal dental changes from superimpositions according to Björk.

D(T2–T1)

Measurement (n543) m SD P-value

Molar displacement m1-CEJpost/m1-CEJpre 21.9 1.4 ,0.001


Incisor displacement i-CEJpost/i-CEJpre 0.2 1.4 0.45*

*Not statistically significant.

the appliance. This was exhibited by the negligible linear the results, the appliance managed to create an average
sagittal change in incisor position [mD(T1–T2)50.2 mm, derotation of approximately 9u, measured as an angle
P50.45] (Table 5), although there was also an angular introduced by Henry in 1956 (Henry, 1956) (Figure 2).
change of approximately 4 degrees (mDT2–T154.2u, Dahlquist et al. (1996) reported that the average value of
P50.004) (Table 4). this angle in subjects with normal occlusion is approxi-
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Vertically, the skeletal ‘Frog’ appliance produced mately 11u. In the present study, at the end of treatment,
extrusion of the maxillary molars (mDT2–T151 mm, rotational average values were 5.8u for the right
P,0.001) as well as the maxillary incisors (mDT2–T15 maxillary molar and 6.9u for the left. Hence, the skeletal
0.6 mm, P50.002). However, it was so minimal that ‘Frog’ appliance managed to overcorrect rotated
there was no skeletal impact on the vertical dimension. molars. These results are directly comparable to the
This is evident by the slim change in the ML/NSL angle ones reported by Kinzinger et al. (2004) who followed
(mDT2–T150.3u, P50.38). the exact same methodology to study dentoalveolar
In order to explore the presence of potential vertical effects of the classic pendulum appliance. In their study,
side effects from using the skeletal ‘Frog’ appliance in molar derotation was also successful, but ranged
hyperdivergent patients, the same cephalometric ana- between 1.83 and 6.75u. A noticeable advantage of
lyses were repeated again on subjects that were utilizing a skeletally anchored appliance to create molar
diagnosed as hyperdivergent (ML/NSL§36u) before derotation, is the ability to prevent mesial molar
treatment. These results are displayed in Table 6. It displacement. This effect is usually observed when using
appears that in hyperdivergent subjects, although a traditional trans-palatal arch (Dahlquist et al., 1996;
significant distalization was obtained, the appliance Ingervall et al., 1996).
did not cause significant extrusion of the maxillary Furthermore, the skeletal ‘Frog’ appliance produced
molars (mDT2–T150.8 mm, P50.08), or the maxillary noticeable distalization of the maxillary molars. Average
incisors (mDT2–T150.2 mm, P50.52). Furthermore, the bodily posterior displacement was 1.9 mm, accompa-
mandibular plane angle was reduced after treatment in nied by an average of 4.1u of distal tipping. Collective
these subjects (mDT2–T1521.3u, P50.016). results from previous research have been analysed by
Grec et al. (2013) and have demonstrated that tooth-
borne molar distalizers manage to produce distal
Discussion movements from 1.17 to 6.1 mm. Distal tipping ranges
This exploratory clinical study was performed in order between 0.89 and 18.5u. Skeletally anchored dista-
to quantify treatment effects of the skeletally anchored lizers, however, appear to produce more noticeable
‘Frog’ appliance (Ludwig et al., 2011b). According to distalization, ranging from 3.9 to 6.4 mm, with less

Table 6 Dental and skeletal vertical changes in hyperdivergent (ML/NSL§36) subjects.

D(T2-T1)

Measurement (n512) m SD P-value

ML/NSL (u) 21.3 1.6 0.015


m1-CEJ/ANS–PNS (mm) 0.8 1.4 0.08*
i-CEJ/ANS–PNS (mm) 0.2 1.2 0.52*
Molar displacement m1-CEJpost/m1-CEJpre 21.7 1.2 ,0.001

*Not statistically significant.


S30 Hourfar et al. Mini-implant Supplement JO September 2014
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Figure 6 (a) Insertion of skeletal ‘Frog’; (b) post-treatment; (c) pre- (black) and post- (red) treatment sagittal tooth
positions; (d) molar derotation and distalization on digital models

average distal tipping (3–12.2u). Compared to the above, (Table 5). As indicated by the insignificant average
results of the present study are less significant. However, change of 0.2 mm in sagittal maxillary incisor position,
this is associated with the fact that our sample population the skeletal ‘Frog’ appliance did not result in an adverse
did not present a need for excessive distalization. A Class linear protrusion of the maxillary incisors. Effective
I molar relationship was achieved primarily by derotation anchorage control is also achieved by other skeletally
and minimal distalization of the maxillary molars. The anchored molar distalizers (Kircelli et al., 2006; Escobar
effectiveness of the skeletal ‘Frog’ appliance in ortho- et al., 2007; Öncag et al., 2007; Polat-Ozsoy et al., 2008).
dontic patients with serious distalization needs could be These previous studies have demonstrated a linear
the objective of future clinical studies. (retrusion) and angular (retroclination) distal displace-
A clinical example for the overall treatment effects of ment of the maxillary incisors at the end of distalization
the skeletal ‘Frog’ appliance is displayed in Figures 6 (Escobar et al., 2007; Öncag et al., 2007; Polat-Ozsoy
and 7. Molar derotation and distalization was sufficient et al., 2008). Unfortunately, no direct comparisons can
to resolve moderate maxillary crowding (Figure 6), be made to our results, because our post-treatment
achieving a Class I molar relationship at the end of measurements were done at the end of comprehensive
comprehensive orthodontic treatment (Figure 7). orthodontic treatment and represent the final position of
An important outcome of the present investigation the maxillary incisors after torque expression from the
was the successful anchorage control during treatment final orthodontic archwire (O’Higgins et al., 1999)

Figure 7 Final occlusion at the end of comprehensive orthodontic treatment with the skeletal ‘Frog’ appliance
JO September 2014 Mini-implant Supplement Clinical outcomes of the skeletal ‘Frog’ appliance S31

(0.021 inch60.025 inch stainless steel). Possibly, this Although the appliance appeared to be effective in
caused anchorage control, as measured in the present derotating and distalizing maxillary molars while
investigation, to appear less efficient than with other providing good vertical control, there were a few
skeletally anchored appliances. limitations. The sample population did not require
In regard to changes in the vertical dimension, the significant distalization and most of the correction was
skeletally anchored ‘Frog’ resulted in extrusion of achieved by derotation. Also, measurements were
incisors (m50.6 mm, P50.002) as well as molars performed at the beginning and at the end of
(m51 mm, P,0.001). There is variability in previously comprehensive treatment. Although mechanotherapy
reported vertical effects of other mini-implant supported was identical in all cases, the overall effect of the
distalizers. While some studies have demonstrated ‘Frog’ appliance might have been influenced by the
extrusion of posterior teeth during distalization tooth movement during the final stages of treatment.
(Escobar et al., 2007), others have exhibited limited
intrusion effects (Kinzinger et al., 2009; Oberti et al.,
2009). Unfortunately, due to lack of standardization in Conclusions
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study methodology, results are not directly comparable. 1. The skeletal ‘Frog’ is an effective appliance in cases
In addition, it needs to be noticed that results of the where maxillary molars need to be derotated and
present study do not only depict the action of the distalized.
appliance, but also the comprehensive orthodontic 2. The appliance provides excellent vertical control and
treatment. Interestingly, molar extrusion did not cause can therefore be used safely in patients with
a significant skeletal vertical change. At the end of hyperdivergent skeletal patterns.
comprehensive treatment, there was an insignificant
average increase of 0.3u in mandibular plane angle (ML/
NSL; P50.38). Furthermore, contrary to what would be
Disclaimer statements
expected, when subjects with a hyperdivergent skeletal
pattern (ML/NSL§36u) were analysed separately, a Contributors None.
decrease in mandibular plane angle was presented at the
end of treatment (Table 6). It appears that the skeletal Funding None.
‘Frog’ appliance is effective in maintaining excellent Conflicts of interest The authors state that there are no
vertical control while derotating and distalizing max- financial, commercial or other conflicts of interest
illary molars. Results from previous studies vary regarding the submitted manuscript.
significantly, and while some distalizing appliances
appear to provide adequate vertical control (Taner Ethics approval None.
et al., 2003; Öncag et al., 2007; Kinzinger et al., 2009;
Oberti et al., 2009; Patel et al., 2009; Sar et al., 2012),
others create a noticeable increase in mandibular plane References
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