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Strength, power, and postural control in seniors: Considerations for functional


adaptations and for fall prevention

Article  in  European Journal of Sport Science · November 2008


DOI: 10.1080/17461390802478066

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European Journal of Sport Science, November 2008; 8(6): 325340

REVIEW ARTICLE

Strength, power, and postural control in seniors: Considerations for


functional adaptations and for fall prevention

URS GRANACHER1, LUKAS ZAHNER1, & ALBERT GOLLHOFER2


1
Institute of Exercise and Health Sciences, University of Basel, Basel, Switzerland, and 2Institute of Sport and Sport Science,
University of Freiburg, Freiburg, Germany

Abstract
The ageing neuromuscular system is affected by structural and functional changes that lead to a general slowing down of
neuromuscular performance and an increased risk of falling. As a consequence, the process of ageing results in a reduced
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ability to develop maximal and explosive force, as well as in deficits in static and dynamic postural control. A decrease in the
number and size of type II fibres in particular accounts for the age-related decline in muscle mass (sarcopaenia) and strength
performance. Multiple denervation and re-innervation processes of muscle fibres seem to be responsible for the reduced
number of muscle fibres. Recently, it has been suggested that it is not the decline in motoneurons that accounts for the loss
in number of muscle fibres but the disturbed potential of fibre regeneration and re-innervation. Furthermore, an age-related
reduction in the number of satellite cells has also been associated with sarcopaenia. The ability to compensate for platform
and gait perturbations deteriorates with ageing as reflected in longer onset latencies and inefficient postural responses. All
sites within the somatosensory system are affected by ageing and therefore contribute to postural instability. However,
morphological changes of muscle spindles appear primarily to be responsible for the impaired ability to compensate for
balance threats in old age. Given these neuromuscular limitations in old age, it is important to apply adequate training
interventions that delay or even reverse the onset of these constraints. Strength training has the potential to enhance
maximal as well as explosive force production capacity. This is accomplished by neural factors, including an improved
recruitment pattern, discharge rate, and synchronization of motor units. Furthermore, an increase in number of satellite
cells most likely accounts for training-induced muscle hypertrophy. Recent studies have investigated the impact of balance
training in old age on the ability to develop maximal and explosive force. In addition, the effects of balance training on reflex
activity during gait perturbations were also examined. Increases in maximal and explosive force production capacity and an
improved ability to compensate for gait perturbations were observed. It is evident from the literature that researchers are
increasingly studying the effects of more specifically designed training programmes on performance in populations of older
adults. Thus, in the near future, strength training could be replaced by high-velocity forms of power training and balance
training by perturbation-based training programmes. It is hypothesized that this new approach is more efficient in terms of
fall prevention than the traditional approach.

Keywords: Ageing, maximal and explosive force production capacity, postural control, strength and balance training

Introduction old age, (e) the rationale for an impaired postural


control in old age, (f) the importance of strength
Rapid increases in the numbers of senior citizens in
training in old age, (g) adaptive processes following
western industrial countries demand intense research
strength training in old age, (h) the importance of
attention regarding the effects of ageing on neuro-
balance training in old age, and (i) adaptive processes
muscular performance and its functional conse- following balance training in old age.
quences. This review article describes (a) the
increased risk of falling in old age, (b) maximal and
explosive force production capacity in old age, (c) the Risk of falling in old age
rationale for the reduced maximal and explosive force Around 2835% of individuals over the age of 65
production capacity in old age, (d) postural control in years sustain at least one fall over a one-year period

Correspondence: U. Granacher, Institute of Exercise and Health Sciences, University of Basel, Brüglingen 33, CH-4052 Basel, Switzerland.
E-mail: urs.granacher@unibas.ch

ISSN 1746-1391 print/ISSN 1536-7290 online # 2008 European College of Sport Science
DOI: 10.1080/17461390802478066
326 U. Granacher et al.

(Blake et al., 1988; Campbell, Reinken, Allan, & isometric contractions (Bosco & Komi, 1980; Häk-
Martinez, 1981) and this increases to 3242% in kinen, Pastinen, Karsikas, & Linnamo, 1995; Iz-
adults over the age of 75 years (Downton & quierdo, Aguado, Gonzalez, Lopez, & Häkkinen,
Andrews, 1991; Tinetti, Speechley, & Ginter, 1999). McNeil et al. (2007) reported a 25% decrease
1988). About 20% of falls require medical attention; in power of the dorsiflexors (isotonic contractions)
15% result in joint dislocations, soft tissue bruises, between the third and seventh decade of life. This
and contusions, while 5% result in fractures, with reduction was doubled in the next two decades, so
femoral neck fractures occurring at a rate of 12% that men in their ninth decade of life produced 60%
(Kannus et al., 1999). These fall-related injuries less power than young men (mean age 26 years).
place a high financial burden on the public health From a functional or therapeutic point of view, it
care system. In the United States, the estimated is of interest to determine whether maximal force
direct medical costs for fatal and non-fatal fall- capacity and/or explosive power have an impact on
related injuries totalled US$19.2 billion in 2000 activities of daily living (ADL), postural control, and
(Stevens, Corso, Finkelstein, & Miller, 2006). Be- the occurrence of falls. Significant correlations
sides the financial costs, fall-related injuries affect between explosive force production capacity of the
the elderly in terms of a poor quality of life due to leg extensors and the performance of ADL, such as
restricted mobility and functional decline. Numer- stair-climb time, habitual and maximal gait velocity,
ous epidemiological studies have identified a multi- and time to complete the 6-min walk test, have been
tude of risk factors for falling (Lord & Dayhew, reported (Bean et al., 2002; Puthoff & Nielsen,
2001). Reduced muscle strength as well as deficits in 2007). Manini et al. (2007) provided sex-specific
static and dynamic postural control are important knee extensor strength cut-points to identify well-
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risk factors for falls in old age (Hausdorff et al., 2001; functioning older adults (age 7079 years) at high
Pijnappels, van der Burg, Reeves, & van Dieen, and low risk of future mobility problems. It was
2008). reported that women and men with cut-points of
1.01 and 1.13 N ×m ×kg 1, respectively, were at high
risk and those with values of 1.34 and 1.71 N ×m ×
Maximal and explosive force production
kg 1, respectively, were at low risk of severe limita-
capacity in old age
tions to their mobility (Manini et al., 2007). In
Biologic ageing results in an unavoidable decrease in another study, Izquierdo et al. (1999) investigated
maximal and explosive force production capacity the association between rate of force development of
(Skelton, Greig, Davies, & Young, 1994). Between the leg extensors and postural control in a cohort of
the ages of 30 and 80 years, the average reported young (mean age 21 years), middle-aged (mean age
decreases in maximal strength range from 20 to 40% 40 years), and older men (mean age 71 years). The
(Frontera, Hughes, Lutz, & Evans, 1991; Merletti, authors observed that the decreased ability to
Farina, Gazzoni, & Schieroni, 2002), depending on develop force rapidly in elderly men is associated
study design (cross-sectional vs. longitudinal), the with a reduced neuromuscular capacity in control-
age groups investigated (old vs. very elderly), health ling postural sway. In terms of the high incidence of
status (e.g. free of chronic disease vs. chronic falling in old age, Pijnappels et al. (2008) identified
disease), and fitness (sedentary vs. active). In terms lower limb strength and rate of moment generation
of age-related effects on the limb muscles, it is as limiting factors for balance recovery after tripping.
reported that declines in maximal strength affect These authors reported that maximum isometric
the extensor muscles of the lower extremities most push-off force in a leg press was the best measure to
severely, particularly the ankle and knee extensors differentiate elderly fallers from non-fallers. Re-
(Frontera et al., 1991; Lynch et al., 1999). This is cently, asymmetry in lower limb muscle strength
presumably due to reduced physical activity in old has been detected as a risk factor for falls in elderly
age, which primarily affects the lower extremities. women (mean age 74 years) (Skelton, Kennedy, &
The impact of neuromuscular ageing differs not Rutherford, 2002). It is argued that asymmetry
only in terms of the muscle groups and types of between the limbs most likely impairs the mainte-
contraction studied but also in relation to the nance of the body’s centre of gravity over the small
initiation of force. Recent data indicate that age- base of support (Portegijs et al., 2006).
related decreases in explosive force production
capacity exceed those in maximal strength, with the
Rationale for the reduced maximal and
most severe losses occurring between the seventh
explosive force production capacity in old age
and ninth decade of life (McNeil, Vandervoort, &
Rice, 2007). This decline has been illustrated in It is well established that there is an association
concentric types of muscle actions, in jumps in the between the magnitude of skeletal muscle mass and
stretchshortening cycle, as well as in explosive the force a muscle can generate (Kirkendall &
Exercise and fall prevention in seniors 327

Garrett, 1998). Thus, a decline in skeletal muscle sedentary lifestyle (Lexell & Taylor, 1991). Later in
mass with ageing, also known as ‘‘senile sarcopae- life, additional loss in muscle mass is caused by a
nia’’ (Roubenoff, 2000), must contribute to the age- reduction in the number of muscle fibres. Lexell et
related strength loss. In fact, studies have established al. (1988) observed a 50% decrease in the number of
a 3050% decrease in skeletal muscle mass in both muscle fibres in the vastus lateralis in men aged 50
men and women between the ages of 40 and 80 years 80 years. The reduction in the number of muscle
(Akima et al., 2001; Lexell, Taylor, & Sjostrom, fibres in old age is accompanied by an infiltration of
1988). Janssen and colleagues (Janssen, Heymsfield, connective tissue and fat (Edstrom & Ulfhake,
Wang, & Ross, 2000) applied whole-body magnetic 2005), as well as a deterioration of satellite cells.
resonance imaging in a heterogeneous (ethnically Renault and colleagues (Renault, Thornell, Eriks-
mixed) sample of 468 men and women aged 1888 son, Butler-Browne, & Mouly, 2002) observed a
years. The authors observed a reduction in skeletal 1.441.77% lower proportion of satellite cells in
muscle mass relative to body mass starting in the older (mean age 74 years) than in younger (mean age
third decade. However, a noticeable decrease in 23 years) individuals. The reduced number of
absolute skeletal muscle mass was not identified muscle fibres and satellite cells has been attributed
until the end of the fifth decade. The loss in whole- to ageing-induced susceptibility to nuclear apoptosis
body muscle mass was independent of change in (i.e. death of a nucleus without death of the entire
stature and was greater in men than in women, both cell) (Alway & Siu, 2008). A decline in the number
in absolute terms and relative to body mass. of satellite cells has a double-negative effect on the
Furthermore, the decline in skeletal muscle mass ageing muscle. First, the regenerative potential of
with age was greater in the lower body in both men human skeletal muscle is impaired, and second, the
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and women. Given that the muscles of the lower ability of the ageing muscle to respond to adequate
extremities are required for most ADL (e.g. walking, training loads with hypertrophy is diminished.
stair climbing), the predominant loss of muscle mass The question of whether a specific fibre type is
in the lower body can most likely be explained by an affected by neuromuscular ageing requires clarifica-
age-related reduction in physical activity. tion. Studies indicate that type II fibres are more
vulnerable to the ageing process than type I fibres
(Figure 1) (Coggan et al., 1992; Lexell et al., 1988).
What are the factors that contribute to sarcopaenia?
Lexell et al. (1988) observed a 26% reduction in the
The reduced muscle mass with ageing is caused by size of type II fibres in the vastus lateralis from age
(a) a reduction of the volume of individual fibres, (b) 20 to 80 years. A biopsy study of the gastrocnemius
a reduction of the total number of fibres, (c) a muscle of young (mean age 24 years) and elderly
combination of the two (Faulkner, Larkin, Claflin, & men and women (mean age 64 years) showed a 13
Brooks, 2007), and (d) alterations in the internal 31% decrease in type IIa and IIb cross-sectional area
arrangement of muscle fibres, known as ‘‘muscle (Coggan et al., 1992). There also appear to be
architecture’’. The latter was investigated by Narici various mechanisms responsible for the reduction
and colleagues (Narici, Maganaris, Reeves, & Ca- in number and size of skeletal muscle fibres in old
podaglio, 2003), who analysed gastrocnemius med- age. A decline in physical activity appears to be
ialis muscle fascicle length as well as the angle at primarily responsible for the loss in muscle size,
which the fascicles insert into the tendinous sheath whereas nuclear apoptosis of muscle fibres and a
(aponeurosis), also known as pennation angle, in a disruption in neural input most likely causes the
cohort of young (age 2742 years) and older (age reduction in type II muscle fibres in particular
7081 years) physically active men. It was reported (Alway & Siu, 2008; Doherty, 2003). The latter is
that gastrocnemius muscle fascicles were shorter by caused by the successive removal of especially large
10% in elderly compared with young adults. In alpha motoneurons (Terao et al., 1996b). The loss of
addition, pennation angle was 13% less in the fast motoneurons leaves type II fibres denervated.
elderly. These results are most likely caused by an Some fibres become re-innervated by axonal sprout-
age-related loss of sarcomeres in series. According to ing of small alpha motoneurons (Roos, Rice, &
Narici et al. (2003), this loss impairs muscle function Vandervoort, 1997). The result is an increased
in old age by affecting the lengthtension, the force innervation ratio in the remaining slow motor units
velocity, and the powervelocity relationships of the (Roos et al., 1997). Fibres that do not become re-
associated muscle. However, ageing results not only innervated remain denervated and are eventually
in a loss in sarcomeres in series but also in a decline lost. Recent evidence suggests, however, that it is not
in sarcomeres in parallel. In fact, a reduction in the loss in motoneurons that is responsible for
muscle mass before 50 years of age is primarily sarcopaenia, but a disturbed potential of fibre
attributable to a loss in the cross-sectional area of regeneration and re-innervation (Edstrom et al.,
individual fibres (sarcomeres in parallel) due to a 2007). It is argued that the age-related loss of
328 U. Granacher et al.

Figure 1. Age-related changes in the neuromuscular system responsible for the reduced maximal and explosive force production capacity,
as well as for an impaired static and dynamic postural control.
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motoneurons is relatively small (1015%) (Ulfhake compensatory mechanism for a reduced ability to
et al., 2000) and that this decline cannot fully fully activate the agonist muscle; and third, they
account for the decrease in the number of muscle stiffen the muscle joint complex and thus provide
fibres. Besides the decline in number and size of more stability (Macaluso et al., 2002). The reduced
skeletal muscle fibres, there are also signs of regen- central drive to the agonist muscle can be attributed
eration in terms of an increased expression of to a smaller number of recruited motor units, a
markers of muscle fibre regeneration (Edstrom & decreased firing rate of individual motor units, and
Ulfhake, 2005). This implies that a number of an impaired motor unit synchronization (Macaluso
motoneurons are partially denervated of muscle et al., 2002). Connelly and colleagues (Connelly,
fibres; however, at the same time, the intact branches Rice, Roos, & Vandervoort, 1999) observed age-
of these neurons try to re-innervate nearby discon- related decreases in motor unit discharge rate for the
nected muscle fibres. Since the plasticity of motor tibialis anterior. However, Kamen and Roy (2000)
axons is decreased in senescence (Carlson & Faul- found no differences in motor unit synchronization
kner, 1998), it is not the successive removal of between young and elderly adults in the first dorsal
motoneurons but a failure to re-innervate vacant interosseous muscle. On the basis of the existing
fibres that eventually results in the loss of muscle literature, it is not possible to allocate the described
fibres (Edstrom et al., 2007). neural deficits to either constraints in maximal or
The decline in muscle mass alone does not explosive force production. Further studies are
account for the age-related decrease in maximal necessary to clarify the issue of neural deficits.
and explosive force production capacity. In addition,
neural factors (Roos, Rice, Connelly, & Vander-
Postural control in old age
voort, 1999) also contribute to impaired strength
performance in old age. In a study by Macaluso et al. Postural control has been defined as the control of
(2002), maximum isometric torque (MVC) and the body’s position in space for the purpose of
surface electromyography (EMG) of the knee ex- balance and orientation (Shumway-Cook & Woolla-
tensors (vastus lateralis) and flexors (biceps femoris) cott, 2001). The ability to control posture can be
were assessed in young (mean age 23 years) and described as a dynamic process across the life span.
elderly healthy active women (mean age 69 years). There is evidence that young children and elderly
The authors reported marked reductions in MVC adults show the largest magnitudes of postural sway,
torque of the knee extensors and flexors in older when measured on a force platform. Therefore, a U-
versus young adults that were paralleled by signifi- shaped dependency between balance and age can be
cant decreases in voluntary drive to the associated postulated (Hytonen, Pyykko, Aalto, & Starck,
agonist muscles as well as increases in antagonist co- 1993).
activation during knee extension. First, higher levels Era et al. (2006) assessed static postural control on
of antagonist co-activation contribute to strength a force platform in a randomly selected sample of
deficits in old age; second, they appear to serve as a 7979 individuals aged 30 years and over. They
Exercise and fall prevention in seniors 329

observed that deterioration of the postural control years and observed that postural sway was signifi-
mechanisms begins relatively early in life. Differ- cantly greater for those who fell one or more times in
ences in balance performance were already apparent a year than for those who did not fall. Downton and
among young (30- to 39-year olds) and middle-aged Andrews (1990) reported that 49% of their elderly
adults (40- to 49-year olds) and became even more participants aged over 75 years suffered occasional
pronounced after the age of 60 years. The differ- or frequent subjective feelings of postural instability,
ences between age groups were seen in both males which was associated with having fallen in the
and females but in males the decline with age was previous year. In a subsequent study, postural sway
more evident (Maki, Holliday, & Fernie, 1990). was measured with a force plate and an association
Anthropometric factors such as height and foot between subjective feelings of instability and objec-
length could also account for the observed gender tively impaired balance was detected (Downton,
differences, at least to a certain extent (Maki et al., Sayegh, & Andrews, 1991).
1990).
In terms of age-related effects on dynamic pos-
Rationale for an impaired postural control in
tural control, Lin and Woollacott (2002) determined
old age
postural muscle response characteristics following
various sizes of support surface perturbations in For many years, the control of posture was attrib-
young (mean age 25 years), stable older (mean age uted solely to automatic or reflex controlled muscle
73 years), and unstable older adults (mean age 76 activations (Horak, Macpherson, Rowell, & Shep-
years). Slower onset latencies, smaller magnitudes of herd, 1996). However, today it is believed that
postural responses, and longer maintenance of attentional resources are necessary to stabilize the
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postural muscle activation were observed in response body’s centre of gravity effectively over the base of
to platform perturbations in both stable and unstable support (Woollacott & Shumway-Cook, 2002).
older adults compared with the young adults. Therefore, it can be postulated that the control of
Whereas delays in onset times and smaller ampli- posture demands the complex processing and inte-
tudes of muscle responses can be classified as age- gration of sensory information provided by vision,
related deteriorations in postural control, the pro- proprioception, and the vestibular system on a spinal
longed muscle activation might be a compensatory and supraspinal level (Lephart & Fu, 2000). There is
mechanism to help preserve postural stability (Lin & evidence that proprioceptive input in particular
Woolacott, 2002). It is interesting to note that, contributes to the sensory control of balance and
unlike the stable older adults, unstable older adults to the successful accomplishment of many ADL in
were not able to show this compensatory mechanism old age (Bacsi & Colebatch, 2005). Indeed, Mion
in all test conditions. Using a more functional et al. (1989) identified impaired proprioception as a
approach, Tang and Woollacott (1998) investigated contributing factor to falls among patients in a
postural responses to unexpected forward slips rehabilitative setting. Therefore, the focus here will
during walking in young adults (mean age 25 years) be on the effects of ageing on proprioceptive
and active older adults (mean age 74 years). A receptors even though age-related impairments
similar activation sequence of postural muscles in have been proposed at every stage of the postural
response to accelerating perturbation impulses in control system (Marchetti & Whitney, 2005). [For a
young and elderly individuals was observed. How- detailed review on this topic, see Shaffer and
ever, the postural responses of older adults showed Harrison (2007).]
longer onset latencies, smaller magnitudes, and Different articular, muscular, and cutaneous me-
longer burst durations than those of young adults. chanoreceptors, including muscle spindles, golgi
Older adults also displayed a longer co-activation tendon organs, pacinian corpuscles, and free nerve
duration for the knee agonist/antagonist pair on the endings, are involved in sensory perception (Lephart
perturbed and on the non-perturbed side. Different & Fu, 2000). Muscle spindles in particular contri-
gait characteristics (earlier contralateral foot strike, bute to human erect posture regulation (Kavounou-
shortened stride length) were also observed between dias, Gilhodes, Roll, & Roll, 1999). It has been
the two age groups. reported that ageing causes morphological changes
Inefficient balance strategies make older adults to the muscle spindles in terms of an increased
more prone to falling than young adults. Pavol and spindle capsule thickness and a loss of intrafusal and
colleagues (Pavol, Owings, Foley, & Grabiner, 2001) nuclear chain fibres (Liu, Eriksson, Thornell, &
identified delayed support limb loading ( 145 ms) Pedrosa-Domellof, 2005; Swash & Fox, 1972).
in response to an external perturbation (trip) as a These deteriorations appear to be muscle specific
deficit that increases the risk of falling. In addition, (Kararizou, Manta, Kalfakis, & Vassilopoulos, 2005)
Fernie and colleagues (Fernie, Gryfe, Holliday, & and probably result in a desensitization of this
Llewellyn, 1982) studied individuals aged over 63 receptor type (Liu et al., 2005). The reduced afferent
330 U. Granacher et al.

input via muscle spindles in old age could affect the determine whether training-induced strength gains
control of the muscle’s length and velocity of can be sustained in old age. Smith and colleagues
contraction and therefore the individual’s ability to (Smith, Winegard, Hicks, & McCartney, 2003)
respond adequately to balance threats. Few studies measured dynamic muscle strength (one repetition
have investigated the effects of ageing on golgi maximum, 1-RM, or the load that can be lifted only
tendon organs and articular receptors, although once) of the arm flexors/extensors and the leg
Morisawa (1998) observed that the total number of extensors in three groups of older adults (mean age
pacinian corpuscles, ruffini receptors, golgi tendon 72 years). Group I had been undertaking weight
organ-like receptors, and free nerve endings decrease training continuously for 5 years. Group II stopped
with age. The decline in the number of articular after 2 years and Group III acted as a control. After 2
receptors most likely impairs feedback mechanisms years of strength training, Groups I and II made
controlling joint movements. In addition, a demye- significant gains in all muscle groups tested. After
lination of sensory axons (Scaglioni, Narici, Maffiu- another 3 years of training (Group I) or detraining
letti, Pensini, & Martin, 2003), a decrease in the (Group II), muscle strength remained significantly
number of sensory neurons (Maisonobe, Hauw, above the baseline value for Group I. The detraining
Dani, Hori, & Walter, 1997), changes in presynaptic group also remained above baseline, whereas dy-
inhibition (Earles, Vardaxis, & Koceja, 2001), and a namic muscle strength of the control group declined
reduction in the number of inter- (Terao et al., over the 5-year period. Resistance training certainly
1996a) as well as alpha- and gamma-motoneurons has the potential to improve strength performance in
(McNeil, Doherty, Stashuk, & Rice, 2005) contri- old age. However, results on the long-term effects of
bute to a decreased static and dynamic joint position strength training on postural control are contra-
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sense (Meeuwsen, Sawicki, & Stelmach, 1993; dictory. Whereas Brochu et al. (2002) and Holviala et
Verschueren, Brumagne, Swinnen, & Cordo, al. (2006) observed improved postural control after
2002). Furthermore, deteriorations in ankle plantar resistance training, Schlicht and colleagues
flexor strength, voluntary muscle activation, and (Schlicht, Camaione, & Owen, 2001) did not. [For
tendon mechanical properties have recently been a systematic review on this topic, see Orr, Raymond,
associated with a decline in static postural control and Fiatarone (2008).] A recent study investigated
(Onambele, Narici, & Maganaris, 2006). Taken the acute effects of resistance training in elderly
together, these deteriorations (Figure 1) result in persons on postural control (Moore, Korff, &
an impaired postural control and eventually lead to a Kinzey, 2005). As a result of this study, therapists
higher incidence of falls (Tinetti et al., 1988). and practitioners are advised to assist elderly clients
immediately after resistance training due to an acute
fatigue-induced negative effect of resistance exercises
Importance of strength training in old age
on postural control.
Several studies (Brochu et al., 2002; Izquierdo et al., Many studies have examined the effectiveness of
2003; Holviala, Sallinen, Kraemer, Alen, & Hakki- exercise in preventing falls. Few studies, however,
nen, 2006) have investigated the effects of resistance have investigated the impact of strength training
training on maximum voluntary contraction, rate of alone on fall prevention (Fiatarone et al., 1994).
force development, and postural control in old age However, to the authors’ knowledge, no effect of
(Table I). It has been frequently observed that even resistance training on fall prevention has been
in this age group strength training results in an shown. Most studies used some combination of
increase in maximal as well as explosive force resistance, balance, endurance, and flexibility exer-
production capacity (Newton et al., 2002). Given cises and found a reduced incidence of falling
that the ability to generate rapid force is, from a (Rubenstein et al., 2000).
functional or fall prevention point of view, more
important than the capacity to produce maximal
Adaptive processes following strength training
strength (Suetta, Magnusson, Beyer, & Kjaer,
in old age
2007), it is of paramount importance to adopt
strength training programmes that have the potential It is well established that the ageing neuromuscular
to enhance explosive force production capacity. system has the potential to respond to an adequate
Indeed, recent work has indicated that strength training regimen with plasticity (Vandervoort,
training combined with modified power exercises 2002). Different factors contribute to increases in
or even high-speed power training has a greater strength performance depending on the duration of
impact on explosive force production capacity and the training period and the applied training load.
ADL in old age than traditional heavy resistance During the first 2 weeks of resistance training,
strength training (Sayers, 2007). From a functional strength gains occur mainly as a result of an
and therapeutic point of view, it is important to improved motor skill coordination, which can be
Table I. Studies of the impact of strength and power training on neuromuscular performance in elderly individuals

Age Type of Exercise Exercise Strength Postural


Authors Sex (years) n training duration intensity gain control
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Fiatarone et al. (1990) m/f ]80 10 HRT 8 weeks 80% Leg extensors (1-RM): 174% Improved performance in: tandem gait
1-RM speed, 48%
Grimby et al. (1992) m ]78 9 HRT 8 weeks 100% Concentric action knee extension (308/s): 10%
isokinetic Eccentric action knee extension (308/s): 19%
Lexell et al. (1995) m/f ]70 35 HRT 11 weeks 85% Elbow flexion (1-RM): 49%
1-RM Knee extension (1-RM): 163%
Häkkinen et al. (1998a) m/f ]67 42 PT 24 weeks 5080% Knee extension (MVC): 3657%
HRT 1-RM Leg extension (RFD): 2840%
Knee flexion (MVC): 1417%
Harridge et al. (1999) m/f ]85 11 HRT 12 weeks 80% 1-RM Knee extension (1-RM): 134%
Knee extension (MVC): 17%
Yarasheski et al. (1999) m/f ]76 17 HRT 12 weeks 6575% Knee extension (MVC): 622%
1-RM Knee extension (608/s): 67%
Häkkinen et al. (2000) m/f ]62 36 PT 24 weeks 50-80% Leg extension (1-RM): 2329% Improved performance in: walking
HRT 1-RM Leg extension (MVC): 2332% speed, 11%
Schlicht et al. (2001) m/f ]61 24 HRT 8 weeks 75% Leg extension, hip abduction, hip adduction, Improved performance in: walking
1-RM gluteal press, leg press, ankle extension speed, 17%; 5-repetition
(1-RM): 2048% sit-to-stand time, -15%; no impact of
HRT on one-legged blind balance test
Fielding et al. (2002) f ]72 30 HVRT 16 weeks 70% 1-RM High-velocity resistance training:
vs. Leg extension: 35% (1-RM), 97% (power)
LVRT Knee extension: 45% (1-RM), 33% (power)
Low-velocity resistance training:
Leg extension: 33% (1-RM), 45% (power)

Exercise and fall prevention in seniors


Knee extension: 41% (1-RM), 25% (power)
Scaglioni et al. (2002) m ]65 14 MRT  16 weeks 50-80% Plantar flexion (MVC): 18% No impact of HRT on H-reflex loop
HRT 1-RM Plantar flexion (1-RM): 24%
Hruda et al. (2003) m ]75 25 PT 10 weeks Concentric action knee extension (1808/s): Improved performance in: 8 foot up and
60% go test, 31%; 30-s chair stand test,
Eccentric action knee extension (1808/s): 66%; walk time test, 33%
44%
Granacher et al. (2004, 2006) m ]60 60 HRT 12 weeks 80% Leg extension (MVC): 27% No impact of HRT on ability to compensate
1-RM Leg extension (RFD): 3256% for gait perturbations (trip)
Holviala et al. (2006) f ]60 48 HVRT 21 weeks Leg extension (1-RM): 27% Improved performance in: walking
Leg extension (MVC): 20% speed and balance performance (PB0.001)
Leg extension (RFD): 18%
Bottaro et al. (2007) m ]60 24 PT vs. 10 weeks 60% Power training: Power training:
MRT 1-RM Leg extension: 27% (1-RM), 31% (power) Improved performance in: 8 foot up and
Arm extension: 28% (1-RM), 37% (power) go test, 15%; 30-s chair stand test, 43%
Moderate resistance training: Moderate resistance training:
Leg extension: 27% (1-RM), 8% (power) Improved performance in: 8 foot up and
Arm extension: 25% (1-RM), 13% (power) go test, 1%; 30-s chair stand test, 6%

331
332 U. Granacher et al.

Abbreviations: mmale, f female, n number of participants, MRT moderate resistance training, HRT heavy resistance training, PTpower training, HVRT high-velocity resistance training,
classified as a learning effect. After 34 weeks of
strength training, predominantly neural adaptive
mechanisms account for the improved strength

LVRT low-velocity resistance training, MVCmaximum voluntary contraction, RFDrate of force development, 1-RMone-repetition maximum, CMJcountermovement jump.
performance (Sale, 2003). Häkkinen (2003) postu-
lated that an increased activation of the prime
movers (improved recruitment pattern, discharge
Postural
control

rate, and synchronization of motor units), an im-


proved co-activation of the synergists, and a reduced
co-activation of the antagonist muscles are respon-
sible for the training-induced strength gains during
this phase of training. If adequate progressive train-
ing loads are applied over a training period lasting 6
weeks or more, muscular factors contribute to the
improved strength performance. Using imaging
techniques such as computer tomography, an en-
largement of muscle cross-sectional area by 517%
has been observed in the elderly following resistance
strength training lasting 3 months (Ferri et al., 2003;
Häkkinen & Häkkinen, 1995). Type I, IIa, and IIb
fibre hypertrophy has been reported in response to
Leg extension (MVC): 18%

Leg extension (MVC): 28%


Strength

Leg extension (RFD): 21%

Leg extension (RFD): 51%

resistance training loads (Trappe et al., 2000; Wi-


Downloaded By: [Granacher, Urs] At: 07:24 19 November 2008

gain

drick, Stelzer, Shoepe, & Garner, 2002). Further-


CMJ (height): 10%

CMJ (height): 18%

more, a 10-week progressive strength training


programme resulted in type II subtype transforma-
Age 6065 years:

Age 8089 years:

tion from type IIb to IIab to IIa in a cohort of older


men (mean age 61 years) (Häkkinen et al., 1998b).
These results were confirmed by Sharman et al.
(2001), who observed a shift in the expression of
myosin heavy chain (MHC) isoforms form MHC IIb
to MHC IIa (vastus lateralis) after 6 months of high-
intensity
Exercise

7580%
1-RM

intensity resistance training for the lower extremities


in elderly men and women (mean age 65 years).
What are the underlying mechanisms for training-
induced muscle hypertrophy in old age? Muscle
12 weeks
duration

fibres are post-mitotic cells. This implies that no


Exercise

further cell division takes place after embryonic


differentiation is complete. Therefore, training-in-
duced improvements in muscle cross-sectional area
Type of
training

primarily occur when new nuclei are added to the


PT

muscle fibres. Satellite cells (muscle stem cells)


provide the myonuclei for post-natal growth of
65

muscle fibres. These reserve cells are believed to


n

remain mitotically inactive, but are mobilized by


6065;
(years)

8089

increased mechanical loading or damage, playing a


Age

role in both adaptation and repair of muscle (Gold-


spink & Harridge, 2003). Satellite cell activation has
Sex

been documented in young men 4 and 8 days after a


f

single bout of maximal exercise (Crameri et al.,


2004). The number of satellite cells was increased in
young men by 19% following 30 days of resistance
Caserotti et al. (in press)

training and by 31% at 90 days of training. Com-


Table I (Continued)

pared with pre-training values, the number of


satellite cells remained significantly elevated at 3,
10, and 60 days but not at 90 days of detraining
(Kadi et al., 2004). Kadi and Thornell (2000)
Authors

investigated an association between a training-


induced increase in cross-sectional area of muscle
Exercise and fall prevention in seniors 333

fibres and a gain in number of myonuclei in the reduce the incidence of falls in old age (Lord et al.,
individual fibres, suggesting that satellite cell pro- 2003; Province et al., 1995).
liferation is responsible for muscle hypertrophy. In Recently, more specifically designed balance train-
elderly males and females (mean age 76 years), it has ing programmes, so-called ‘‘perturbation-based
been shown that proliferation of satellite cells (27%) training regimes’’, have begun to receive attention
can also be induced in response to 12 weeks of (Maki & McIlroy, 2005). This approach is based on
resistance training for the lower extremities (Mackey the assumption that neural control of volitional limb
et al., 2007). These results indicate that long-term movements differs in some fundamental ways to
resistance training generates similar rates of satellite reactions that are evoked by postural perturbation
cell proliferation in young and elderly individuals. (Maki & McIlroy, 1997). Thus, Maki et al. (2008)
argue that the most effective training programmes
should involve the use of perturbations. Recently,
Importance of balance training in old age Sakai and colleagues (Sakai, Shiba, Sato, & Taka-
hira, 2008) were able to show that a short-term
Various studies have examined the impact of stan-
perturbation-based training programme on a tread-
dardized balance or sensorimotor training on
mill significantly decreased postural sway in a cohort
strength performance and postural control in old
of 45 community dwelling elderly individuals (mean
age (Steadman, Donaldson, & Kalra, 2003; Gran-
age 71 years).
acher, Gollhofer, & Strass, 2006; Granacher, Gru-
ber, Strass, & Gollhofer, 2007) (Table II). Steadman
et al. (2003) reported that 6 weeks of balance Adaptive processes following balance training
Downloaded By: [Granacher, Urs] At: 07:24 19 November 2008

training improved performance in clinical balance in old age


and mobility tests. Granacher et al. (2007) showed The effects of balance training on strength perfor-
that 12 weeks of balance training improved maximal mance and reflex activity have specifically been
and explosive force production capacity in a cohort investigated in young populations (Gruber & Goll-
of 40 healthy, elderly males aged 6080 years. To the hofer, 2004; Taube et al., 2007). It is suggested that
authors’ knowledge, there are few published of the neural mechanisms responsible for the increase in
effects of balance training on neuromuscular para- explosive force production capacity due to training
meters in the elderly (Hu & Woollacott, 1994; could occur within the muscle (intramuscular adap-
Mynark & Koceja, 2002; Williams, Burke, McCle- tation) or within muscle groups (intermuscular
naghan, Hirth, & Huber, 1997). Hu and Woolacott adaptation) (Gruber et al., 2007).
(1994) investigated the impact of 2 weeks of multi- Gruber and Gollhofer (2004) investigated the
sensory balance training on the temporal and spatial impact of 4 weeks of balance training on the
organization of postural responses. Mynark and explosive strength qualities of the leg extensor
Koceja (2002) examined the capability of elderly muscles during maximum isometric actions in a
individuals to down-train the soleus H-reflex in cohort of young participants (mean age 28 years).
response to a balance perturbation. Williams et al. Balance training resulted in an increase in explosive
(1997) scrutinized the effects of long-term balance force production capacity that was paralleled by an
training on the Achilles tendon reflex. The results of enhanced neuromuscular activation of the same
these studies support the contention that balance muscles. The authors suggested that an extra-facil-
training results in a shortened onset latency of the itatory drive from the afferent system in terms of a
postural muscles (Hu & Wollacott, 1994) as well as reduced presynaptic inhibition of Ia afferents could
in a down-training of the H-reflex (Mynark & account for the improved muscle activation at the
Koceja, 2002) and the Achilles tendon reflex (Wil- beginning of force production.
liams et al., 1997). Taube et al. (2007) investigated cortical and spinal
In a recent study, Granacher et al. (2006) exam- adaptations in young individuals (mean age 25 years)
ined the effects of 12 weeks of balance or heavy following balance training by means of H-reflex
resistance strength training on the ability to com- stimulation, transcranial magnetic stimulation
pensate for gait perturbations in elderly men. Bal- (TMS), and conditioning of the H-reflex by TMS.
ance training resulted in a decrease in onset latency After 4 weeks of balance training, the authors
and an enhanced reflex activity in the prime mover observed an improved postural stability. During the
compensating for the decelerating perturbation im- initial training phase, cortical excitability was high.
pulse. No significant changes were observed in the After training, the authors reported a decrease in
heavy resistance strength group or the control group. motor-evoked potentials during stance perturbation
These results imply that balance training could have on a treadmill. This could be taken to imply that
a fall prevention effect. In fact, some studies have balance training induced changes in the regulation of
shown that balance training has the potential to human erect posture in terms of a shift from cortical
334
Table II. Studies of the impact of balance training on neuromuscular performance in elderly individuals

Age Type of Exercise Sessions per Strength Postural


Authors Sex (years) n training duration week gain control

U. Granacher et al.
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Judge et al. (1993) f ]62 21 GBT 24 weeks 3 Knee extension: PB0.001 (1-RM) Improved performance in: single leg
HRT Leg extension: P B0.001 (1-RM) stance,
P 0.023; forward lean test, PB0.05
Wolfson et al. (1996) m/f ]65 110 BT vs. 12 weeks 3 Summed lower extremity isokinetic Performance in single leg stance:
HRT vs. strength: balance training, n.s.; heavy Balance training, P B0.02; heavy resistance
BT resistance training, n.s.; BTHRT, PB0.02
HRT training, PB0.02; BTHRT: P B0.02 Performance in sensory organization test:
Balance training, P B0.02; heavy resistance
training, n.s.; BTHRT, n.s.
Wolf et al. (1997) m/f ]70 72 BT vs. 15 weeks 1 Balance training:
TC Improved performance in: perturbation
impulse,
P B0.0001; postural sway, P B0.007
Tai Chi training:
Performance in: perturbation impulse, n.s.;
postural sway, n.s.
Williams et al. (1997) m/f ]64 16 BT 10 weeks 2 Resulting plantar flexion strength during Decrease in reflex activity in
Achilles tendon reflex: PB0.05 gastrocnemius: PB0.05
Mynark and Koceja (2002) m/f ]65 20 PTT 2 days Improved performance in: postural sway,
P B0.05;
oleus H-reflex down-training,
P B0.05
Wu et al. (2002) m/f  55 39 TC 3 years 3 Concentric action knee extension: Decrease in postural sway in eyes open/
(608/s), P B0.013 closed
eccentric action knee extension: condition in antero-posterior and
(608/s;1208/s), P B0.013 medio-lateral direction (PB0.05)
Concentric action knee flexion:
(608/s), P 0.713
eccentric action knee flexion:
(608/s;1208/s), P B0.713
Steadman et al. (2003) m/f ]60 199 BT 24 weeks 2 Improved performance in: postural sway,
P B0.22;
Berg balance score, PB0.0001;
10-min timed walk test, PB0.001
Tsang and Hui-Chan (2004) m/f ]63 49 TC 8 weeks 6 Improved performance in: sensory
organization test,
P B0.001; limits of stability test,
P B0.013
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Table II (Continued)

Age Type of Exercise Sessions per Strength Postural


Authors Sex (years) n training duration week gain control

Tsang and Hui-Chan (2005) m/f ]60 48 TC 3 years 1 Concentric action knee extension: Performance in postural sway:
(308/s), P B0.004 Antero-posterior, PB0.411; medio-lateral,
Eccentric action knee extension: P B0.235
(308/s), P B0.049 Performance in perturbed single leg stance:
Concentric action knee flexion: Antero-posterior, PB0.000
(308/s), P B0.021
eccentric action knee flexion:
(308/s), P B0.007
Granacher et al. (2006) m ]60 60 BT 12 weeks 3 Improved ability to compensate for
decelerating gait perturbations: P B0.05
Gatts and Woollacott m/f ]68 22 TC 3 weeks 5 Improved ability to compensate for
(2006, 2007) accelerating gait perturbations: PB0.004
Improved performance in: FRT:
p50.0001; right leg stance, P50.0007;
left leg
stance, P 50.0001; timed up and go test,
P 50.0001
Granacher and Gollhofer m ]60 60 BT 12 weeks 3 Leg extension: P B0.01 (MVC) Improved performance in: FRT, p50.01;
(2006), Granacher Leg extension: P B0.01 (RFD) tandem walk test forward, P 50.01;
et al. (2007) tandem

Exercise and fall prevention in seniors


walk test backwards, P50.01
Li et al. (2007) m/f 65 47 TC 48 weeks 1 Ankle extension: n.s. (heel rise score) Performance in: reaction time, n.s.; single
leg stance, n.s.; timed tandem walk
test, n.s.
Madureira et al. (2007) f 65 66 BT 48 weeks 1 Improved performance in: timed up
and go test, P B0.001; Berg balance
score, PB0.001
Nagy et al. (2007) m/f ]77 19 BT 8 weeks 2 Postural sway: longer sway path in
medio-lateral direction, PB0.05
Improved performance in: timed up
and go test, P B0.05
Rochat et al. (2008) m/f ]69 47 GBT 10 weeks 1 Improved performance in: gait speed,
P B0.03; stride length, PB0.56

Abbreviations: BTbalance training, TCTai Chi training, PTT perturbation training, GBTgait and balance training, n.s. non significant, FRTfunctional reach test.

335
336 U. Granacher et al.

to subcortical areas. Thus, supraspinal rather than postural control. Indeed, there is evidence that
spinal mechanisms seem to be responsible for the training induces metabolic changes in intrafusal
training-induced postural improvement. muscle fibres. Furthermore, it has been shown
Little information is available about adaptive previously that changes in sensitivity of the gamma
mechanisms following balance training in old age. spindle drive are possible in old age following short-
Granacher et al. (2007) demonstrated an increased term balance training (Mynark & Koceja, 2002).
rapid force production capacity of the leg extensors However, further research is needed to determine
following 12 weeks of balance training in a cohort of the exact neuromuscular sites responsible for the
elderly men (mean age 66 years). However, this was improved strength performance and postural control
not accompanied by enhanced neuromuscular acti- in old age following balance training.
vation of the same muscles. Therefore, it is suggested
that an improved intermuscular coordination ac-
counts for the enhanced explosive force production Conclusion
capacity in elderly men following balance training,
whereas changes in the recruitment and firing rate of In summary, new evidence has been gathered in
motor units (intramuscular coordination) result in terms of the underlying neuromuscular mechanisms
the increased explosive force production in younger responsible for the decline in strength performance
individuals (Gruber & Gollhofer, 2004). This line of and postural control in old age. Recently, a decrease
argument is reinforced by the results of a study in in the number of satellite cells has been associated
which the impact of balance training on elderly with sarcopaenia  a desensitization of muscle
individuals (mean age 80 years) was investigated in spindles with an impaired postural control. Resis-
Downloaded By: [Granacher, Urs] At: 07:24 19 November 2008

single-joint isokinetic movements of the lower ex- tance training has the potential to increase the
tremities (Judge, Whipple, & Wolfson, 1994). The number of satellite cells. Thus, muscle hypertrophy
authors did not observe any training-induced can be induced even in elderly individuals. Balance
changes in summed peak moment of hip, knee, training seems to be able to enhance the sensitivity of
and ankle flexion/extension. Thus, the results of muscle spindles. This might lead to an improved
Judge et al. (1994) and Granacher et al. (2007) afferent sensory input, which again influences the
indicate that, in seniors, balance training mainly efferent muscular output in balance-threatening
affects strength performance in functional multi- circumstances. Therefore, strength and balance
joint movements in terms of an improved intermus- training have the potential to attenuate or even
cular coordination. reverse deteriorations in old age. Interestingly, there
In a recent study, Granacher et al. (2006) exam- is now a growing body of scientific literature that
ined the effects of balance training on reflex activity favours specifically designed strength or balance
during gait perturbations in elderly men (mean age training programmes. Therefore, it is suggested
66 years). Twelve weeks of progressive balance that heavy resistance strength training and balance
training resulted in shorter onset latencies as well training (traditional approach) or power training and
as an increase in reflex activity in muscles compen- perturbation training (new approach) should be
sating for the decelerating perturbation impulse. applied in training programmes to successfully
Gatts and Woollacott, (2006) investigated the neural counteract the impact of neuromuscular ageing and
mechanisms underlying balance improvement fol- the occurrence of falls. Further research is required
lowing Tai Chi training in a cohort of elderly to confirm the adequacy of the new intervention
balance-impaired seniors (mean age 77 years). approach.
Three weeks of Tai Chi training had an impact on
the ability to compensate for accelerating perturba-
tion impulses while walking at a self-selected speed
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