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Reading Research Quarterly

Vol. 34, No. 3


July/August/September 1999
©1999 International Reading Association
Janet W. Bloodgood (pp. 342–367)

Appalachian State University, Boone, North Carolina, USA

What’s in a name? Children’s name


writing and literacy acquisition

N
ames are complex entities that serve a variety (i.e., mastery of form), but also literacy sophistication
of functions. They connect us with family and (i.e., awareness of function) and cognitive development
sociocultural histories; they are part of our so- (i.e., perception of literacy). Form includes the ability to
cio-psychological identity, signifying who and produce recognizable letters; function involves under-
what we are. Further, personal names provide a way for standing basic concepts and uses of print; perception re-
children to make sense of the print world as they first lates to metacognitive and metalinguistic knowledge.
recognize and then learn to produce their own name. Beyond providing an indicator of children’s literacy de-
Names allow us access to and flexibility with lan- velopment, the written name may serve as a tool to con-
guage, as we identify items, find alternative terms for struct literacy. Villaume and Wilson (1989) contended
them (e.g., antonyms, class relationships), and incorpo- that children’s experience with name allows understand-
rate them into the syntactic plans of speech and writing. ing of how literacy works:
Names of common objects and significant people pre- The frequent exposure to name, theoretically, provides
dominate in toddlers’ beginning vocabulary, accounting greater possibilities for hypothesis creating and testing
for 65% of their first 50 words (Nelson, reported in Dale, than less common print. Although the hypotheses con-
1976). Vygotsky asserted that 2-year-olds’ awareness of structed for identification and writing of name may not be
object names signifies the juncture of thought and immediately applied to other print, the analysis of name
speech where “speech begins to serve intellect and events does provide a window into early literacy strate-
thoughts begin to be spoken” (1962, p. 44). gies. (p. 284)
As youngsters begin to explore written language,
Researchers have accepted name as an important
their name becomes a natural focus. Since the word
first step toward literacy (Clay, 1975) and have traced
young children encounter most meaningfully in print is
writing development through the levels of its refinement
their name, this is often the word they first attempt to
(Hildreth, 1936; Lieberman, 1985), but few have actually
write (Clay, 1975; Temple, Nathan, Burris, & Temple,
examined the literacy understandings children entertain
1988). Ashton-Warner (1963), Cunningham (1988, 1991),
as they become more proficient in producing their signa-
Johnson (1987), and Soderbergh (1977) noted the in-
structional importance of names and other emotionally tures. Studies in this area (e.g., Ferreiro, 1984, 1990;
charged words. “First words must have an intense mean- Ferreiro & Teberosky, 1982; Freeman & Whitesell, 1985)
ing. First words must be already part of the dynamic life. end at the point when respondents begin to make
First books must be made of the stuff of the child him- sound-symbol connections.
self, whatever and wherever the child” (Ashton-Warner, Name writing is a social accomplishment that es-
1963, p. 35). tablishes our literate identity. Older children and adults,
who model reading and writing processes, act as social-
izing agents for children learning written language
Purpose (Anderson, 1995; Harste, Woodward, & Burke, 1984;
Name-writing ability serves as a mirror reflecting Senechal, LeFevre, Thomas, & Daley, 1998; Vygotsky,
not only a child’s level of motor and graphic control 1962). As a result, children’s literacy awarenesses reflect

342
ABSTRACTS

What’s in a name? Children’s name writing and literacy acquisition


LITERACY DEVELOPMENT among a group of preschool and kinder- Analysis of assessments and writing samples indicates a sub-
garten children was examined through changes in the form, function, stantial role for name in early literacy. Name recognition correlates
and perception of their written names. Sixty-seven 3-, 4-, and 5- with age (.86) for 3-year-olds, while name production correlates with
year-olds, their teachers, instructional aides, and six case-study par- alphabet knowledge (.55 to .77), word recognition (.49 to .62), and
ents participated in a yearlong qualitative and quantitative study. concept of word (.39 to .66) for 4- and 5-year-olds. Name letters
Literacy skills were assessed in the fall and spring; instructional meth- represent approximately 40 percent of children’s random-letter writ-
ods, classroom interactions, and student writing efforts were ob- ten characters. Reciprocal relationships among the children’s litera-
served. Preschool and kindergarten teachers and instructional aides cy skills were evident. Automaticity in name writing paralleled con-
as well as the parents of six case-study children responded to inter- trol of the alphabet, recognition of several sight words, and emerging
views and participated in informal discussions of children’s early lit- tracking ability. Name has the instructional potential to help chil-
eracy growth. dren connect literacy strands in a meaningful way.

¿Qué importancia tiene el nombre? La escritura del nombre y la adquisición de la lectoescritura


EL DESARROLLO de la lectoescritura en un grupo de niños de nivel reconocimiento del nombre correlaciona con la edad (.86) en los
inicial y jardín fue examinado a través de los cambios en la forma, niños de 3 años, mientras que la producción del nombre correla-
función y percepción de sus nombres escritos. Sesenta y siete niños ciona con el conocimiento alfabético (.55 a .77), el reconocimiento
de 3, 4 y 5 años, sus docentes, asistentes y 6 padres (estudio de ca- de palabras (.49 a .62) y el concepto de palabra (.39 a .66) en los
sos) participaron en un estudio cualitativo y cuantitativo de un año niños de 4 y 5 años. Los nombres de las letras representan aproxi-
de duración. Las habilidades de lectoescritura se evaluaron en otoño madamente un 40% de los caracteres escritos por los niños en es-
y primavera; se observaron los métodos de enseñanza, las interac- critura de letras al azar. Se hallaron relaciones recíprocas evidentes
ciones en el aula y los esfuerzos de los niños por escribir. Los do- entre las habilidades de lectoescritura de los niños. La automatici-
centes de nivel inicial y jardín y los asistentes, así como los padres de dad en la escritura del nombre fue paralela al control del alfabeto,
seis niños respondieron a entrevistas y participaron en discusiones al reconocimiento de varias palabras visuales y a la habilidad emer-
informales acerca de la alfabetización temprana de los niños. gente de detectar marcas. El nombre tiene el potencial didáctico para
Los análisis de las evaluaciones y las muestras de escritura indi- ayudar a los niños a conectar los componentes de la alfabetización
can el rol sustancial del nombre en la alfabetización temprana. El de una forma significativa.

Was ist ein Name? Namenschreiben von Kindern und Erlernen von Schreiben und Lesen
DIE ENTWICKLUNG des Schreibens und Lesens innerhalb einer keiten zu. Erkennen des Namens steht in einer Wechselbeziehung
Gruppe von Vorschülern und Kindern im Kindergarten wurde mit- zum Alter (.86) bei 3-jährigen, während bei 4- und 5-jährigen Kindern
tels Veränderungen in der Form, Funktion, und Auffassung ihrer das Produzieren des Namens von der Kenntnis des Alphabets (.55 bis
geschriebenen Namen untersucht. Siebenundsechzig 3-, 4- und 5- .77), der Worterkennung (.49 bis .62) und dem Wortkonzept (.39 bis
jährige Kinder, ihre Lehrer, Lehrhilfskräfte und sechs in der Fallstudie .66) abhängt. Die Buchstaben des Namens umfassen ungefähr 40
einbezogenen Eltern nahmen an der einjährigen qualitativen und Prozent aller wahllos niedergeschriebenen Buchstaben der Kinder.
quantitativen Studie teil. Schreib- und Lesefertigkeiten wurden im Die auf Wechselwirkung beruhenden Beziehungen zwischen den
Herbst und Frühjahr ausgewertet; Unterrichtsmethodik, Klassenraum- Schreib-/Lesefertigkeiten der Kinder waren offensichtlich. Das
beteiligungen und schriftliche Bemühungen der Schüler wurden Automatisieren beim Niederschreiben des Namens verlief parallel
beobachtet. Vorschul- und Kindergartenlehrer und Lehrhilfskräfte mit der Kontrolle über das Alphabet, dem Erkennen verschiedener
sowie die Eltern von 6 in der Fallstudie einbezogenen Kindern gingen auffallender Worte und dem Entstehen der Fähigkeit zum Verfolgen
auf Interviews ein und nahmen an ungezwungenen Diskussionen der solcher Worte. Der Name hat das unterrichtende Potential, den
frühen Verbesserung von Lese- und Schreibfertigkeiten teil. Kindern bei den Verbindungen von Schreib- und Lesebrücken in
Die Analyse von Begutachtungen und Schriftproben weist dem sinnvoller Weise zu helfen.
Namen eine erhebliche Rolle bei den frühen Schreib- und Lesefertig-

343
ABSTRACTS

Qu’y a-t-il dans un nom? Ecriture du nom par les enfants et entrée dans l’écrit
ON A examiné le développement de la littéracie dans un groupe L’analyse des évaluations et des échantillons d’écriture indiquent
d’enfants d’âge préscolaire et de jardin d’enfants à travers les change- un rôle substantiel du nom pour l’entrée dans l’écrit. La reconnais-
ments de forme, de fonction, et de perception de leur nom écrit. sance du nom est corrélée avec l’âge (.86) chez les enfants de 3 ans,
Soixante sept enfants âgés de 3, 4, et 5 ans, leurs enseignants, aides- tandis que la production du nom corrèle avec la connaissance de l’al-
éducateurs, et six parents pour études de cas ont participé pendant phabet (.55 à .77), la reconnaissance de mot (.49 à .62), et le concept
un an à une étude qualitative et quantitative. On a évalué les com- de mot (.39 à .66) pour les 4 et 5 ans. Les lettres du nom représen-
pétences en littéracie à l’automne et au printemps; on a observé les tent approximativement 40% des caractères écrits pris au hasard. Des
méthodes pédagogiques, les interactions en classe, et les efforts pour relations réciproques sont évidentes entre les compétences en littéra-
écrire. Les enseignants préscolaires et de jardin d’enfants et les aides- cie des enfants. L’automatisation de l’écriture du nom va de pair avec
éducateurs aussi bien que les parents des six études de cas ont répon- le contrôle de l’alphabet, la reconnaissance visuelle de plusieurs mots,
du à des entretiens et participé à des discussions informelles rela- et les premières traces écrites. Le nom a le pouvoir éducatif d’aider
tives au développement de l’entrée dans l’écrit des enfants. les enfants à lier les fils de la littéracie de manière significative.

344
WhatÕs in a name? 345

not only what has made sense to them about name writ- closely mirrors oral language development in many re-
ing and literacy, but also the specific features that these spects. Scribbling parallels early babbling; play with writ-
models have chosen to emphasize. For example, some ing instruments allows children to refine their control
parents may feel that it is important to teach children the and produce identifiable objects and linear writing,
alphabet song and letter recognition but spend little time much as they refine spoken utterances from single
teaching letter forms. Others may emphasize how the words to phrases to complete sentences. Children gradu-
name is formed but not identify individual letters or ally discriminate between drawing and writing, not only
sounds. Consistency of support from knowledgeable in form but also in function—the picture represents the
others at home and in school helps children explore and object while the writing names it (Ferreiro & Teberosky,
perfect name-writing skills and connect to other literacy 1982). Using letters and words they know, children im-
understandings. More limited instruction (e.g., name pat- mersed in alphabetic languages explore a variety of hy-
tern without letter identification) or inconsistency in potheses about how speech maps to written forms,
terms and methods may lead to confusion (Dyson, 1984; finally discovering the alphabetic principle and the con-
McGee & Purcell-Gates, 1997; Purcell-Gates, 1995; ventions of words in print (e.g., linearity, directionality,
Purcell-Gates, McIntyre, & Freppon, 1995). spaces, punctuation) (Clay, 1975). Greater control of
The purpose of this study is to investigate the role form allows children to focus attention on expression
of name in written form as it functions in children’s liter- and sophistication of ideas in both oral and written
acy acquisition. A first objective is to determine if, in- modes. Children work through these steps in a generally
deed, there are consistent patterns of development forward progression of development, but individuals
evident across the areas of literacy growth. As children may vary in proficiency as their needs and interests shift
gain greater control of their signature, is there an accom- (Christie, Enz, & Vukelich, 1997; Sulzby, 1992; Sulzby,
panying growth in alphabet knowledge, letter-sound Teale, & Kamberelis, 1989).
connections, and understanding of the nature and pur- Although there are surface parallels between oral
poses of literacy? A second objective is to discover what and written language, and many researchers believe that
use, if any, children make of literacy knowledge gar- written language is as natural as oracy (e.g., Goodman &
nered from their names. Do children generalize from as- Goodman, 1979; Schickedanz, 1993), written language
pects of their own signatures to the formation and has unique properties that complicate its acquisition
interpretation of other alphabet letters, words, and sen- (Campbell, 1990; Senechal et al., 1998; Snow & Tabors,
tences? Does name serve as a dynamic force to promote 1993). Literacy learners must comprehend and gain con-
exploration and revision of a child’s literacy hypotheses? trol of a second level of abstraction as they come to un-
Quantitative and qualitative methods were used to derstand that written symbols stand for the spoken word
gain an understanding of the role of name in literacy ac- that represents the concrete item or action. The system is
quisition. Aspects of children’s literacy knowledge were obscured at the levels of alphabet, phoneme, and word.
assessed, and samples of their written work were collect- Beginning readers and writers must determine how to
ed. Statistical analysis of children’s literacy competencies parse the spoken text and decide what units align with
measured over time provided information about devel- the written form.
opment and interrelationships among these skills.
Children were observed as they engaged in literacy acts, Components of literacy
both self-initiated and adult guided; they were asked The alphabetic system, designed to maximize ver-
about their written language understandings; and their satility with a limited number of letter symbols, does not
literacy progress was discussed with parents and teach- permit easy access to its code. The English alphabet is a
ers to gain adult viewpoints about name’s role in literacy less than precise match for the sounds it represents;
learning. Qualitative descriptions of children’s approach- there are two or more forms for each letter, and several
es to literacy further clarify information derived from letters vary from one another only in directionality (e.g.,
analysis of assessment data and written products. b, d; M, W) (McGee & Richgels, 1989). Because the
phoneme is an abstract unit further hidden from disclo-
sure by coarticulation (i.e., individual phonemes are in-
Background tertwined with and influenced by those immediately
before and after them), children must sift through several
Oral and written language relationships hypotheses and layers of language complexity to uncov-
Research on oral and written language develop- er the sound-to-symbol match (Ferreiro, 1990). “The real
ment provides a basis for understanding the role of problem [in learning to read] is figuring out that one
name in literacy acquisition. Written language acquisition must try to relate letters not to pronounceable sounds
346 READING RESEARCH QUARTERLY July/August/September 1999 34/3

but to abstract segments that no one can pronounce” dren have achieved a concept of wordness (Clay, 1975;
(Snow & Tabors, 1993, p. 7). Phonological awareness— Martens, 1996; Rowe & Harste, 1986; Sulzby, 1986).
consciousness of the levels of sound as they map to al- When children finally integrate these three strands
phabetic language (e.g., word, syllable, onset and rime, of literacy awareness—alphabet, phonology, and sense
phoneme)—appears to develop along a continuum of of word in print—they have within their grasp the tools
greater precision and manipulation as children mature, to read effectively messages written by others or by
gain abilities of abstraction and decentration (Tunmer, themselves on previous occasions. Understanding that
1991; Vandervelden & Siegel, 1995), develop labels for alphabet letters can be used to roughly represent spoken
objects under consideration (e.g., word, letter), and be- sounds and that groups of letters set off by white space
gin to experiment with the connections between oral represent spoken words allows children to accurately
and written language. decode and encode language. Names and other known
Knowledge of alphabet letters and some sound-to- words (e.g., dog, love) provide entry to these under-
symbol matches provide important tools for children’s standings and serve as first words in a growing sight vo-
development of phoneme awareness, as do their stock cabulary. Writing allows children to explore their current
of known words (Liberman & Shankweiler, 1991; hypotheses about print and thus change or solidify their
McGuinness, McGuinness, & Donohue, 1995; Share, understanding.
Jorm, Maclean, & Matthews, 1984). By examining known
pairings (e.g., /m/ in Mark, McDonald’s, mommy) and Writing development
verifying results with new evidence (e.g., mat, monster), Writing and reading cannot be separated easily
children reinvent the alphabetic principle for themselves from one another, nor are they exactly inverse functions
(Henderson, 1990; Read, 1975). Results from training (Chomsky, 1971, 1979; Read, 1981). Children read their
studies (e.g., Ball & Blachman, 1991; Byrne & Fielding- names before they can write them in recognizable form.
Barnsley, 1991; Fox & Routh, 1984), longitudinal studies Motor control, coordination, and the physical effort in-
(e.g., Bradley & Bryant, 1983; Juel, 1988), investigations volved in letter production are several of the factors con-
of beginning readers (e.g., Ehri & Wilce, 1985; Mason, tributing to this discrepancy. Another consideration is the
1980), poor readers (e.g., Perfetti, Beck, Bell, & Hughes, depth to which young children actually read printed
1987; Stanovich, 1986), and adults (e.g., Morais, Cary, words. The print that 2- and 3-year-olds are credited
Alegria, & Bertelson, 1979; Read, Zhang, Nie, & Ding, with reading is perceived through surface cues at a logo-
1986) concur that phonological awareness reciprocally graphic level (Ehri, 1991; Ehri & Wilce, 1985; Harste et
supports literacy growth. Classroom activities such as al., 1984); the word is what they expect to appear in that
word play songs and games, Elkonin boxes, letter-nam- environment under given conditions (e.g., golden arches
ing, and sound segmentation call attention to sound-let- of McDonald’s; theme song accompanying the Sesame
ter relationships and improve children’s decoding skills Street logo; Tonka on the side of yellow toy trucks).
and invented spelling (Griffith & Olson, 1992; Richgels, Writing development is particularly insidious be-
Poremba, & McGee, 1996; Tangel & Blachman, 1992). cause it occurs whenever children find the materials nec-
To understand written language, children must be essary to make their mark, be that paper and pencil or
able to isolate and hold stable word units. Only then can marker or wall and mom’s favorite lipstick. For young
they track across the letters of a word and make firm as- children, writing is a means of gestural play on paper,
sociations between the letters included, the letter names and these early written products are often thrown out
they know, and the sounds that match those letters. This without parents’ attention (Barclay, 1992; Himley, 1984;
metacognitive attainment has been termed concept of Taylor, 1983). Social environments where multiple uses
word (Morris, 1981, 1993; Spencer, 1989) and fingerpoint of writing are modeled and where children are encour-
reading (Ehri & Sweet, 1991). It is a threshold event in aged to explore writing materials facilitate theory refine-
literacy. Children’s concept of word correlates at a statis- ment and new learning (Dyson, 1993). At some point in
tically significant level with their phoneme awareness their experimentation, children differentiate between
and is reflected in their spelling progress (Morris, 1981, purely illustrative designs or drawings and communica-
1983, 1992). The convention of using spaces to indicate tive scribbles. As fine motor control improves, scribbles
word separation challenges children’s understanding of become more linear and culture specific in imitation of
written language; to parallel speech, writing should flow adult models; drawings are made to which identifications
on the page, and spaces disrupt that flow. Some children are attached; and, ultimately, drawings are planned
adopt a list format to override this problem in their own (Clay, 1975; Dyson, 1982; Harste et al., 1984). Children
writing; others use dots or slashes to hold these empty distinguish between drawing and writing at about 212 to
spaces that have negative psychological reality until chil- 3 years of age. They will scribble or draw their picture
WhatÕs in a name? 347

and say that it is daddy, while lines or letter-like forms ing levels are indicators of developmental maturity” (p.
separate from the picture will say daddy (Barclay, 1992; 189). Ferguson (1975) found children’s name-writing
Ferreiro, 1984). As Clay (1975) and Ferreiro and ability at the beginning of kindergarten a reliable predic-
Teberosky (1982) described, children manipulate a num- tor of reading ability and a valuable method for evaluat-
ber of literacy theories before coming to a sound-to-let- ing written language acquisition.
ter hypothesis (e.g., daddy’s name should be longer than
mine because he’s bigger; three kittens should be repre- Name and functional awareness
sented by something like cat written three times). Clay (1975, 1991) examined children’s name-writ-
Between the ages of 3 and 4, children’s concepts ing competence, focusing on the form and function of
of writing become more sophisticated (Springate, 1983; print evidenced by the way children produced their
Sulzby, 1985). They have greater awareness of the multi- names. New understandings emerged as children experi-
ple functions of writing and the elements of its form
mented with concepts of direction, recursion, and flexi-
(e.g., variable units, linearity, orthography). They recog-
bility. First signatures were perceived by the children as
nize the communicative role of written language, realiz-
signs, where only initial letters have distinct meaning;
ing that print, not the picture, carries the message. As
later, name became a logogram produced exactly as
children experiment with representation of their names
learned (Clay, 1977; Villaume & Wilson, 1989). Springate
and other known words (e.g., mom, cat, love), environ-
mental print, and labels for drawings, they begin to (1983) investigated preschool children’s functional un-
grasp the relationship between oral language and the derstanding of print and found a generalized progression
written code (Dyson, 1989; Ferreiro & Teberosky, 1982). of name-writing proficiency and literacy abilities with
Exploration continues through repetition of forms for age. For young children, written names and particularly
some children (e.g., I like...lists), while others have an first letters are personal possessions and in turn function
aha response and match sounds to alphabet letter to represent ownership (Ferreiro, 1986; McGee &
names with abandon (Bissex, 1980; Chomsky, 1979; Richgels, 1989). Name letters may be rearranged by
Read, 1971). slightly more sophisticated children to represent other
Name, the first word that most children know they written words (Clay, 1975; Sulzby, 1985).
can read, adds a new dimension to discussions of read- Saracho (1990; Fox & Saracho, 1990) outlined five
ing and writing. Children may view name as a static enti- levels of writing development: scribbling, horizontal
ty that, because of its personal importance, has little scribbling, discrete units, letters, and correct spelling of
connection to other written forms. Others may interpret the children’s names. These phases roughly parallel the
their name as part of the literacy realm, capable of being writing progression developed by Sulzby (1985). Those
written and read, but treat it as an independent unit with children making the fastest progress in name production
little information applicable to other written forms. Some showed the most interest and actively explored literacy
children may actively explore their name as a tool to de- activities. Fox and Saracho found evidence of phonemic
velop greater understanding of other literacy concepts, awareness in children who had the most complete and
including alphabet, sound-letter matches, and concept of sophisticated signatures; when asked to spell four words,
word. Through a focus on name, this study examines
they could represent initial and final consonants as well
these issues in depth. Other research has explored name
as medial vowels.
for different purposes.
Name and perceptual development
Name and development
Children’s perceptions of how their name is repre-
Hildreth (1936) and Stanley and Pershin (1978)
used the form of children’s signatures as an indicator of sented in print and how it can be read served as an im-
physical and cognitive development. In Hildreth’s sam- portant window for viewing their understanding of
ple of 3- to 7-year-olds, the younger children managed written language (Ferreiro, 1984, 1985a, 1985b; Ferreiro
only a scribble in the center of the page when asked to & Teberosky, 1982; Hardy, 1982; Villaume & Wilson,
produce their name. Children’s increasing age and men- 1989). As stable, known forms, children’s names may
tal sophistication resulted in a progression from scribbles present a dissonance in their current working hypothesis
to linear forms to mock letters to letters in random order (e.g., small creatures have names with few letters) and,
to accurate representations. Comparing children’s draw- thus, promote conceptual change. According to Villaume
ings and signatures, Stanley and Pershin found a “signifi- and Wilson, who noted that some children produced
cant correlation between writing, drawing-a-person and written patterns of their names while others had letter
age [that] supports the notion that preschool name-writ- names attached to the individual letter forms:
348 READING RESEARCH QUARTERLY July/August/September 1999 34/3

Apparently, the evolution of the signature is a long, in- they volunteered in the spring. Pre- and post-Literacy
volved process.... Although much exploration of the sig- Assessment results were available for 56 children.
nature can take place with little knowledge of letter The preschoolers were 3- to 5-year-olds instructed
names as evidenced in Group 2 responses, most of Group in three alternating-schedule (2-, 3-, and 5-day) classes at
3 responses indicated that letter names and the spelling of a half-day, private Christian preschool. Seventeen partici-
name were explored and conventionalized prior to the fi-
pants were in the 3-year-old group (fall mean age 40.9
nal refinement of name writing. (1989, p. 297)
months). The 4-year-old group was split between two
classes at the preschool and consisted of 27 children (fall
Name and sociocultural factors mean age 54.2 months). The 23 kindergartners (5-year-
Social and cultural factors strongly influence chil- old group, fall mean age 65.9 months) attended the
dren as they develop their knowledge of written lan- same class (one of three in the school) in a full-day, K–4
guage. Davies (1987) addressed the role of children’s public elementary school.
names in literacy acquisition within a preschool environ- Six children, three from each school, who repre-
ment. She concluded that 3- to 5-year-olds’ name-writing sented a range of the literacy spectrum were selected as
skill developed as a result of teacher modeling and in- case study participants. Their literacy abilities and per-
struction rather than as part of a self-initiated, psy- ceptions were explored in depth, and personal inter-
chogenic process. The children were learning to do views were conducted with their mothers. In response to
school (Dyson, 1984), to function within the bounds of open-ended questions, the parents commented regarding
the literate community. Some environments are more their child’s interest in literacy activities and the types of
conducive to this development than others (Dyson, reading and writing interactions that occurred in the
home. Case study information augmented classroom
1989; Purcell-Gates, 1995; Taylor & Dorsey-Gaines, 1988;
findings through extensive description of each child and
Teale & Sulzby, 1986). Results from longitudinal studies
multiple views of the child’s literacy development. In ad-
of language learners (e.g., Baghban, 1984; Bissex, 1980;
dition, case studies provided a means to triangulate and
Martens, 1996; Purcell-Gates, 1995; Schickedanz, 1990;
verify conclusions drawn from classroom data.
Taylor, 1983) indicate the importance of a supportive so-
Classroom teachers and aides were queried con-
cial environment where literacy materials are available,
cerning their instructional beliefs and procedures for be-
exploration is encouraged, and functional purposes for
ginning reading and writing, specifically as they
written communication are examined.
pertained to children’s names. Informal discussions with
the teachers took place throughout the study. Near the
Method end of the school year, teachers from the three kinder-
garten classes in the elementary school participated in a
Experimental and naturalistic strategies were used group interview. They commented about their literacy
in this study to explore name’s role in literacy acquisi- instruction practices and views of name’s role in literacy
tion. Quantitative measures provided a database that was acquisition. All interviews were audiotaped, and tran-
analyzed for evidence of growth across the year and re- scripts were provided to participants for member check-
lationships among literacy tasks. Qualitative information ing and revision as needed.
from observations and interviews supplied the why and
how behind the data through prolonged engagement, School settings
thick description, and analysis of emerging themes The schools were in the same neighborhood, and
(Lancy, 1993; Patton, 1990). some overlap existed. For example, one kindergarten
girl had attended the preschool, and several preschool-
Participants ers had siblings in the elementary school. However, the
Sixty-seven children, ages 3 to 612 years, living in a two populations were essentially dissimilar. The
small city in central Virginia participated in this study. preschool children were homogeneous in background,
Consent to participate was obtained for 71 children coming from educated, professional, mostly Caucasian,
(from a total population of 78). Several children did not middle-class homes. Asian children (6% of the students),
take part in the assessment tasks but provided writing whose parents were attending graduate school, com-
samples and were observed. Six children enrolled in the posed the only minority population. This was a relatively
preschool across the year, three of whom took part in privileged group whose parents or other caretakers had
the study. Two children left the kindergarten class, and the freedom to help with occasional school field trips,
three students entered. Several 3-year-old preschoolers volunteer for special activities in the classroom, and pick
were too shy to take part in the fall assessments, but up children after half-day sessions.
WhatÕs in a name? 349

While many of the kindergarten parents were very daily helpers were named. The children reviewed the
active and involved in their children’s education, this days of the week and counted the numbers on the cal-
group was ethnically, economically, and educationally endar, often followed by participating in an interactive
more diverse (McGill-Franzen, 1992). Over 70% of the song (e.g., “Head, Shoulders, Knees, and Toes”).
kindergarten children were African American, the re- Teachers in the two 4-year-old rooms introduced a
mainder Caucasian. About 90% of the children received new alphabet letter each week and asked children to
free or reduced-price lunch. Their parents’ educational bring in items beginning with that letter to share with
and employment backgrounds covered a wide range the class. However, there was limited instruction in-
from high school dropout to college graduates and from volved with this activity. Children shared an object dur-
unemployed to nurses and an insurance agent. ing Show and Tell, and the teacher commented on its
Interviews conducted with three preschool and relationship to the letter. A card with upper- and lower-
three kindergarten mothers provide examples of typical case representation of the letter was present, but the
home experiences for the children. All three preschool children did not write the letter, and there was little at-
parents had attended college, two had completed their tention drawn to letter-sound relationships. The chil-
degrees, and all were working part-time so that they dren’s names were present in each room as part of a
could be home with their young children. The birthday display and were written on cards used to se-
preschoolers’ fathers worked in a variety of professional lect daily helpers. Preschool teachers and aides provided
fields—chef, telephone company manager, minister— support for writing tasks when children initiated the ac-
and both parents spent time with their children reading tivity, but in general, little writing occurred in these
books and playing at the computer. One of the three classrooms. Often the faculty wrote the children’s names
kindergarten mothers had completed college but was a on their artwork and other projects.
stay-at-home mom while her husband worked for an in-
The kindergarten classroom offered more focused,
surance company. The second mother, a single parent
directed interactions with literacy. Writing, listening to
with two children, had attended 2 years of secretarial
stories, and visiting the library to get books to take home
school and worked as a legal secretary. The third kinder-
were daily fare. The teacher and her aide modeled and
garten mother had completed high school, but her hus-
encouraged experimentation with letter formation, writ-
band had not. She was working as a licensed practical
ing, and reading strategies. Children participated in
nurse while her husband worked on the housekeeping
small-group, structured language arts lessons each day;
staff of the hospital.
one or more picture books were read and discussed,
Literacy experiences were more varied for the
tracking was modeled, and often a writing activity was
three kindergarten children. The first two mothers read
included. Centers tended to be thematically related. For
to their children frequently in addition to discussing and
modeling reading and writing experiences. The third example, when the kindergarten classes were preparing
mother commented that her teenage daughter read to for their annual Family Soup Supper, the housekeeping
her kindergarten-age twins occasionally. The mother center became a grocery store using the canned goods
used flashcards to teach the alphabet, but the boys the children brought in. Names were prominent in the
showed limited interest. classroom on the children’s cubbies, crayon boxes, and
activity center charts. In addition, they were incorporated
Educational programs into instruction (e.g., making name letters from clay) and
The educational thrust of the preschool and life experiences (e.g., discussing the address label on a
kindergarten programs differed greatly (McGill-Franzen book order, reading the attendance list).
& Lanford, 1994). The preschool children received little The kindergarten children produced a weekly jour-
formal academic instruction; emphasis was placed on nal entry about events of their weekend. The processes
learning to interact with peers and adults, experiencing of planning, drawing, and writing the entry were careful-
the world outside the home, and becoming familiar with ly modeled by the teacher, and their texts were later
the organization of school. Experiential units (e.g., occu- written in book writing as the teacher and her aide point-
pations, farm animals), art projects, extended free play in ed out sound-letter matches children had included.
a variety of learning centers, and a daily Bible story were During the second half of the year, the children learned
common aspects of all three classrooms. A picture book to use computers for their journal stories. From April
was read daily in each class, and children were allowed through June, children kept reading folders containing a
to look at books during a 15-minute rest time. The initial list of books read (generally Rigby and Wright Group),
circle time each day was the most focused academic ac- the book they were rereading, and their own version of
tivity. Calendar and weather charts were updated, and the text.
350 READING RESEARCH QUARTERLY July/August/September 1999 34/3

Assessment tasks Acquisition (ALA; Invernizzi & Bloodgood, 1991).


An extensive Literacy Assessment (LA, Table 1) was Alterations of the ALA necessary for this study allowed a
used to evaluate children’s literacy knowledge, including more thorough investigation of children’s knowledge of
tasks that assessed name, color, alphabet, spelling, word, name and an assessment of their known words. Since
word concept, and phonological awareness. Activities the focus of this study was children’s name-writing abili-
were administered to individuals in a quiet setting during ty, story comprehension and book reading tasks did not
three to five 15- to 20-minute sessions. Tasks were given seem appropriate or necessary. Alphabet, concept of
in a relatively consistent order, with name tasks first, fol- word, word recognition, and phonological tasks were in-
lowed by color, alphabet, and the syllable tapping task. cluded to examine name knowledge relationships to
In the next sitting, spelling, reading ability, and the these important areas of literacy acquisition. Table 1
rhyme task were evaluated. The initial consonant picture summarizes features of the Literacy Assessment.
sort and writing sample were the last activities for each Name ability. Three tasks were used to evaluate
assessment. Children participated on a voluntary basis name recognition and production. Once rapport was es-
and were eager to take part. The battery was adminis- tablished, children were given a sheet of paper and
tered twice—during October/November and again in asked to write their name. Hildreth’s (1936) 7-point scale
May/June—for most children. (no representation, scribble, linear scribble, separate
The Literacy Assessment is a modification of units, mock letters, name generally correct, consistent
McGuffey Reading Center’s Assessment of Literacy first name, fluent first and last name) was used to evalu-

Table 1 Name study literacy assessment summary

Name _________________________________ Teacher ______________________


Age _______________ DOB ______________ Grade ________________________
Examiner ______________________________ Date ________________________

I. Name-writing ability
A. Name production: _____ (0-none 1-scribble 2-linear scribble 3-separate units 4-mock letters 5-name generally correct 6-consistent first
name 7-fluent first and last name)
B. Name recognition: _____ (0-none 1-words vs. letters 2-own, confused by distractor 3-own name 4-other names 5-fluent)
C. Name dictation: _____ (0-7 as IA above) Comment: ______________________________________________________________________________

II. Color knowledge (0-8)


A. Color naming: _____ B. Color recognition: _____

III. Alphabet knowledge


A. Alphabet recitation: _____ (0-none 1-few [A to D] 2-some [A to H] 3-most 4-all 5-fluent)
B. Letter production: _____ (0-26) Comment: ______________________________________________________________________________________
C. Letter naming: Uppercase _____ (0-26) Lowercase _____ (0-26)
D. Letter recognition: _____ (0-26)

IV. Spelling
A. Spelling accuracy: _____ (0-7)
B. Features present: _____ (0-scribble/mock letter 1-random letter 2-initial consonant 3-initial and final consonant 4-letter-name vowel
5-long-vowel marker)

V. Reading ability
A. Word recognition: _____ (0-15) Comment: ______________________________________________________________________________________
B. Known words: _____ (Number) Comment (Type): ______________________________________________________________________________
C. Concept of word: _____ (0-no direction 1-linear movement 2-stress w/out unit match 3-stress-to-letter 4-syllable-to-word unit
5-off track by 2-syllable words 6-self-corrects 7-firm match)

VI. Phonological awareness


A. Syllable tapping: _____ (0-10)
B. Initial-consonant sort: _____ (0-12)
C. Rhyme odd-one-out task: _____ (0-10)

VII. Writing sample


A. Type of product: _____ (1-scribble 2-drawing 3-drawing & text mixed 4-drawing & label 5-text 6-elaboration)
B. Process comments: __________________________________________________________________________________________________________
WhatÕs in a name? 351

ate name productions. Then a set of six cards containing Reading ability. Two measures of word knowledge
names of the child and several classmates was intro- and one evaluation of concept of word (fingerpoint
duced, and the child was asked to identify the names. A reading) were used. Children were asked to identify 15
distractor name beginning with the same initial letter was words taken from preprimers and environmental print
included whenever possible. To determine if names had (e.g., cat, and, see, PEPSI™, STOP). The words were
been learned through rote copied patterns or through presented on individual cards and appeared in either up-
orally spelled patterns (Villaume & Wilson, 1989), chil- per- or lowercase form. Scores ranged from 0 to 15. In
dren also wrote their name as the letters were dictated to addition, children were encouraged to write down all
them. They were asked to read the word they had writ- the words they knew. Support was given to help them
ten in response to the dictation, and their replies were recall possibilities when they failed to think of others on
recorded. To guard against practice effects of this task their own (Clay, 1985). Each word spelled correctly was
from the fall administration, a distractor word (e.g., credited. Finally, children were asked to point to words
Indian for Ian; carpet for Carter) was dictated prior and in a short poem as they said them, and their tracking
in addition to the children’s names in the spring. ability was evaluated (Ehri & Sweet, 1991; Morris, 1981,
Reliability for name measures was .95, and fall-spring 1983). Four lines of “The Little Turtle” by Vachel Lindsay
stability was .84. (Chall & Popp, 1986) were memorized. Tracking was
Color tasks. Color naming and color recognition modeled before children attempted it. Scores for this
were two tasks added to the literacy battery to provide measure ranged along a scale from 0 to 7 (0-no direc-
activities where even the youngest children could expe- tion, 1-linear movement, 2-stress without unit match, 3-
rience success. Children were given credit for identifying stress matched to letter, 4-syllable matched to word unit,
the color of each of eight classic-color markers. If they 5-thrown off track by two-syllable words, 6-self-corrects,
were unable to supply color names, they were then 7-firm match). Reliability for reading ability measures
asked to point to the colored marker named by the was .83, with a fall-spring stability of .82.
tester. Many children reached ceiling on the color tasks. Phonological awareness activities. Many studies
Reliability for color tasks was .86, with fall-spring stabili- have reported the predictive power of phonological
ty at .88. awareness to beginning reading (Bradley & Bryant, 1983;
Alphabet tasks. Five measures were used to evalu- Byrne & Fielding-Barnsley, 1991; Goswami & Bryant;
ate alphabet knowledge, an essential element in literacy 1990; Juel, 1988; Liberman & Shankweiler, 1991; Share,
development (Ehri, 1983; Hiebert, 1981; Walsh, Price, & Jorm, Maclean, & Matthews, 1984). Three game-like ac-
Gillingham, 1988; Worden & Boettcher, 1990). The chil- tivities measured children’s phonological understandings.
dren were asked to recite the alphabet, using the jingle if The tasks were undertaken following training examples
it was helpful. Letter production was the second alpha- and were spread throughout the assessment to avoid
bet measure, and the children were encouraged to write possible confusion. The syllable-tapping task consisted
all the letters they knew; any letters they omitted were of tapping for each syllable in 10 words (e.g., house, hot-
dictated for them to write. In addition, the children were dog, pocketbook, child’s name). Rhyme sensitivity was
shown displays of randomly ordered letters and request- evaluated through an Odd-One-Out task. Ten sets of
ed to identify first upper- and then lowercase forms. If a four pictures each (e.g., hen, ten, bed, pen) were pre-
letter was not identified, the tester provided the letter sented, and children were asked to identify the picture
name and asked the children to point to it. Letter recog- that did not fit the rhyme. Initial-sound awareness was
nition scores were obtained from the letters correctly measured with a picture sorting game consisting of three
identified in this manner added to the letters previously sounds (/b/, /m/, /s/). Three cards were used as models,
named. Reliability for letter measures was .97, and fall- and children sorted the remaining 12 pictures by the be-
spring stability was .72. ginning sound. Phonological tasks had a reliability of .69
Spelling. The spelling of the word mat was mod- and stability of .65.
eled for each of the children. Then they were asked to Writing sample. Children were asked to draw a
spell seven other words (bed, slide, tack, fell, drip, wish, picture and write a story on a topic of their choice. An
brave). The number of words spelled correctly was tal- upcoming holiday was suggested as a prompt if they
lied, but few children were able to achieve a power had difficulty devising a topic. Qualitative comments
score on this measure. A scale ranging from 0 (scrib- about children’s writing processes were recorded (e.g.,
ble/mock letter) to 5 (long-vowel marker, Table 1) was degree of motor control; handedness; use of letter, mock
used to indicate spelling representations. The most ad- letter, or scribble; sophistication of dictation), and prod-
vanced feature present was credited, provided it ap- ucts were evaluated for sophistication of content, degree
peared in a majority of the seven words. of writing development, and name-letter content. The
352 READING RESEARCH QUARTERLY July/August/September 1999 34/3

writing task had an alpha of .40 with a fall-spring stabili- Methods of analysis
ty of .36. Other writing samples were collected from the To explore indications of a developmental progres-
children throughout the year. Preschool children provid- sion in name-writing ability and parallels to other literacy
ed 340 written products (mean of 8 per child), and 520 areas (Objective 1), descriptive statistics and correlations
samples (mean of 24 per child) came from the kinder- were obtained from the fall and spring Literacy
garten. All writing samples were examined qualitatively Assessments. Results were compared both within age
for evidence of development over time. groups across time and across age groups. Writing sam-
ples, classroom observations, and interactions revealed
Informal interactions patterns that supplemented these findings.
I observed classroom interactions twice weekly To examine the contribution name knowledge
throughout the school year in each school setting for a makes to early writing (Objective 2), a content analysis
total of 200 observation hours at each site. Writing sam- of letters contained in a subset of writing samples was
ples, supplemented by field notes and occasional audio- conducted. If name knowledge contributes substantially
tape transcriptions, provided an ongoing record of to other literacy domains, name letters should appear in
literacy experiences. The children were asked to write higher proportion in children’s random-letter written
their name on each of their productions, copies were products. All of the writing samples from 30 children (8
made, and the originals were returned to them. from the 4-year-old-group, 22 from the 5-year-old group)
Observation journals of field notes were kept for each who had produced samples that contained letters were
school setting. I recorded details of daily schedules, analyzed. Many children from the preschool were using
lessons, and children’s and teachers’ comments and in- drawing and scribble or mock letters in their writing at-
teractions. Descriptions of the classroom setting, the ac- tempts; the 30 children selected were using random-let-
tivities occurring, and particular literacy interactions
ter spelling, in that they had not connected letters to
between teacher and children or among children were
sounds with any consistency. The writing samples (a to-
recorded in field notes.
tal of 349 containing 4,818 letters) were examined to de-
As a participant observer, I established an informal
termine the relative frequency of name letters and the
writing center at the preschool, where children came to
prevalence of specific letter patterns. Four letters (N, S, L,
write and draw in pairs or small groups. My role was
R), the only consonants appearing in nine or more of the
that of sounding board, dictation scribe, and word elon-
children’s first names, were used to establish groups
gator as children sounded out and wrote their own mes-
(i.e., name-letter group and nonname-letter group) for
sages. In the kindergarten class, I had more of an
each letter. The target letter count, compared to all other
observer role as the teacher and her aide carried out lit-
letters, was tallied for each group. Chi-square and inde-
eracy instruction. During journal writing, I assisted stu-
dents in much the same way that I worked with the pendent t tests were used to determine levels of signifi-
preschoolers. In the spring, the kindergarten children cance. Qualitative analysis of letter content from writing
learned to use The Writing Center program for Macintosh samples revealed patterns specific to individual children.
computers to record their weekend stories. The teacher Qualitative procedures were particularly applicable
and I assisted children in sounding out words and pro- to this study of name’s role in literacy acquisition since
vided guidance for spacing, capitalization, and punctua- early literacy accomplishments are so intertwined and
tion as they transcribed their messages from the journal change so quickly. Emerging themes were grounded in
page to the computer. Once children had finished their my classroom observations; interactions with children,
message, we wrote their story in conventional writing at teachers, and parents; and information gleaned from in-
the bottom of the page, calling attention to features that terviews (Glaser & Strauss, 1967; Lancy, 1993). A con-
the children had captured. stant comparative process across all sources of information
To keep the investigative process honest and to supported and refined the important themes. Multiple re-
provide a trail of the study’s evolution, I maintained a spondents (e.g., class groups, individual students, teach-
methodological log, recording comments related to ob- ers, parents, aides), information sources (e.g., literacy
served events, working hypotheses, and emerging theo- assessments, observations, interviews, written products),
ries. This journal provided an ongoing narrative of the and methods (e.g., quantitative analysis, case study, in-
process by which the study evolved and of the various terview, observation analysis, member checks) provided
hypotheses explored. In addition, two peer debriefers re- triangulation of the data and assured trustworthiness of
viewed study processes and products, offering advice the project. Two peer debriefers, one of whom also
and independent viewpoints throughout the duration of served as auditor, reviewed and frequently discussed the
the study. study’s evolving design with me.
WhatÕs in a name? 353

Table 2 Fall and spring means (standard deviations) for literacy variables for 3-, 4-, and 5-year-olds

Fall Spring
________________________________________ ________________________________________
3-year-olds 4-year-olds 5-year-olds 3-year-olds 4-year-olds 5-year-olds
Variable (N = 10) (N = 19) (N = 20) (N = 15) (N = 19) (N = 21)

Name 2.2 4.74 4.75 3.33 5.58 6.05


production (7)* (1.03) (0.87) (1.12) (1.45) (0.96) (0.97)

Name 2.2 3.47 3.9 2.87 4.11 4.29


recognition (5) (1.62) (0.61) (0.31) (1.60) (0.81) (0.56)

Name 0.7 4.32 4.25 3.0 5.42 5.67


dictation (7) (1.49) (0.82) (1.07) (1.51) (0.90) (1.02)

Letter 0.3 8.58 7.85 2.87 19.26 22.33


production (26) (0.95) (6.59) (6.68) (3.46) (7.42) (4.33)

Spelling (5) 0.1 1.37 1.15 0.27 2.05 2.0


(0.32) (1.12) (0.88) (0.59) (1.08) (0.89)

Color 6.0 7.89 7.75 7.53 8.0 7.90


naming (8) (2.62) (0.46) (0.91) (1.55) (0.00) (0.44)

Word 0.0 0.16 0.5 0.87 2.58 3.43


recognition (15) (0.00) (0.37) (1.10) (3.09) (3.49) (3.92)

Concept 0.2 1.11 1.3 0.8 1.79 2.67


of word (7) (0.42) (0.99) (1.53) (1.52) (1.87) (2.39)

Syllable 5.1 5.79 7.95 4.53 7.37 7.38


tapping (10) (2.73) (2.30) (1.76) (3.56) (1.67) (2.09)

Initial 0.8 8.26 8.55 4.0 10.11 9.81


consonant (12) (2.53) (4.01) (3.89) (3.74) (3.75) (2.62)

Rhyme odd- 0.3 4.63 4.4 2.27 6.89 4.95


one-out (10) (0.68) (2.89) (3.12) (1.67) (2.56) (2.46)

Age 40.9 54.16 65.85 46.79 62.16 73.67


(months) (3.78) (3.56) (4.34) (3.72) (3.92) (4.23)

Note. *Total possible score for each measure.

A peer familiar with qualitative research procedures Literacy Assessments, reveals that the three age groups
conducted an audit. The Halpern algorithm (Lincoln & made gains in literacy understanding across the time of
Guba, 1985) was followed closely to examine method- the study. The 3-year-old group differed considerably in
ological rigor and verify findings. Three specific points the amount of literacy knowledge they could command
(e.g., length of name and ease of representation) were compared to the 4- and 5-year-old groups.
traced backward from conclusions through independent
examination of testing results, writing samples, and field Literacy awareness of 3-year-olds
notes on small-group classroom contexts to the raw data; Although the 3-year-olds’ name knowledge had im-
the conclusions were found to be supported by the evi- proved only to a mock letter/letter approximation level
dence. The auditor examined information from the six by May in most cases, name represented the most ad-
case studies and found that the emergent categories ade- vanced area of their written literacy awareness. A few
quately and accurately represented the data. with short first names (e.g., Ben, Abby) made recogniz-
able signatures, while others (e.g., Corey and Robert,
Figure 1 top) wrote the first letter and sometimes the
Results last. The improvement in spring name dictation scores
Table 2, which contains means and standard devia- suggests that name letters and letter names of those
tions of selected variables from the fall and spring forms were becoming integrated. However, the 3-year-
354 READING RESEARCH QUARTERLY July/August/September 1999 34/3

Figure 1 Corey’s and Robert’s literacy development shown through writing samples over a year’s time (spring of 3-
year-old preschool experience to spring of 4-year-old class)
WhatÕs in a name? 355

olds’ letter and word knowledge was sparse. In May, edge with a decrease in variability for letter production.
two girls recognized most of the alphabet, while most 3- Kindergarten children, who received direct instruction in
year-olds knew only one or two letters; letter production alphabet knowledge and were encouraged to write dai-
was minimal. The letters these children recognized and ly, seemed to have benefited from these experiences.
attempted to produce derived from their own names or Variability increased for 4- and 5-year-olds in word
names of family and friends. For example, Augie identi- recognition and concept of word. Other than their
fied A for Augie, C for his cousin Curt, and N for names, both groups had almost no known words in the
Norman, his father’s name. Robert produced a back- fall and were unable to track speech in print. Twelve 4-
wards R, o, and t, but they were not in linear form or and 5-year-olds (4 preschoolers, 8 kindergartners) were
conventional order (Figure 1, top right). Few children developing stores of sight words in May and were more
could identify any words; frequent responses were let- successful in fingerpointing to words in running text as
ters, classmates’ names, or concrete objects. Syllable tap- they said them. The increased variability in these mea-
ping was the only phonological task where any sures can be accounted for by the advances these chil-
3-year-olds were successful. This may have reflected dren had made in developing sight words and tracking
metalinguistic and metacognitive awareness as much as abilities while their classmates were consolidating name
literacy skills; although the tasks were carefully ex- and letter knowledge.
plained and modeled, many children had difficulty un- The 4-year-olds showed greater growth in phono-
derstanding the nature of the task. logical awareness when compared to the 5-year-olds;
kindergartners made notable gains in initial-consonant
Literacy growth of 4- and 5-year-olds knowledge only. Instructional emphases appear to be re-
The 4- and 5-year-old groups were comparable in flected in these results. Teachers at the preschool used
literacy skills despite almost one full year age difference. songs and rhyming games frequently in their classrooms;
Many children in both groups recognized their own the kindergarten teacher spent more time discussing and
names easily and were close to having a recognizable demonstrating sound-letter matches. Differences in back-
first-name signature at the beginning of the year. By ground experience and opportunities to actively engage
May, their name production and writing of their name in literacy tasks played a role in the two groups’ similari-
from dictation had improved to the level of a consistent- ties despite a year’s difference in age. The 4-year-olds
ly produced first name. Name, letter, color, and phono- were relatively privileged in their experiences, as their
logical scores from October suggest similarities in literacy teachers and all three preschool parents related. The
knowledge evident for the 4- and 5-year-old groups kindergarten teachers reported that several of their stu-
(Table 2). Eleven of 19 children came to their 4-year-old dents lived in homes where few books were available
class knowing how to write their first names in recogniz- and “[T]here were four or five who had no idea how to
able form and were able to recognize some of the alpha- begin—that you begin at the left and go to the right—no
bet. Roughly the same proportion of 5-year-olds (12 of idea what the letters looked like” (Kindergarten teacher
21) came to kindergarten with those skills. interview, 4-18-94).
In some areas, such as letter production and rhyme
awareness, the preschool children appear more ad- Correlational information
vanced than their older, kindergarten counterparts in the Considerable consistency was evident between
fall. While classroom instruction would have had little name production and name dictation scores across the
impact at that point in the school year, differences in three groups for both fall and spring (r = .69, p > .05 to
home literacy interactions—playing with language, writ- .92, p > .01), as seen in Tables 3 through 5. Children
ing, and reading stories—and preschool experiences could produce their names from the dictated letters with
may be important factors in these results. Most of the 4- skill almost equal to that used in writing their names in-
year-olds were entering their second year of preschool; dependently, indicating that identification and formation
several of the kindergarten children had received little or of these letters were part of the literacy repertoire for
no preschool experience. Lawrence, the kindergarten most of the children.
child whose mother was a practical nurse, had attended High correlations were evident among several clus-
half a year of 2-day preschool with his twin brother ters of literacy measures, but age was related to literacy
when his mother learned that there was an inexpensive tasks at a statistically significant level in only a few in-
program available at the local vocational school. stances: name recognition for 3-year-olds in the fall and
Comparison of October and May mean scores for name tasks for 5-year-olds in the spring. Many name and
the 4- and 5-year-old groups indicated that the kinder- letter tasks were correlated among the three groups, and
gartners made greater strides in letter and word knowl- the relationships became increasingly strong with the old-
356 READING RESEARCH QUARTERLY July/August/September 1999 34/3

Table 3 Fall and spring correlations for key variables, 3-year-old group

NP NR ND LP SP CN WR CW ST IC ROM Age

NP .52 .85* .71* .55 .27 .33 .39 .38 .01 .49 .33
NR .11 .44 .64* .49 .49 .40 .40 .04 .38 .34 .43
ND .69 .40 .76* .64 .18 .38 .50 .64 .33 .28 .43
LP .61 .17 .78* .78* .25 .73* .77* .37 .60 .33 .46
SP .61 .17 .78* 1 .15 .84* .85* .27 .48 -.01 .28
CN .29 .31 .40 .27 .27 .09 .17 .16 .31 .44 .19
WR — — — — — — .95* .20 .59 -.05 .14
CW .15 .42 .46 .67 .67 .40 — .36 .63 .08 .27
ST .15 .47 .17 .12 .12 .37 — .08 .48 .36 .41
IC .61 .17 .78* 1 1 .27 — .67* .12 -.18 .40
ROM .54 -.06 .65 .89* .89* -.06 — .55 -.08 .89* .43
Age .35 .86* .70 .47 .47 .57 — .64 .39 .47 .27

Fall correlations N = 10, df = 8 *p .01 > .765 Spring correlations N = 15, df = 13 *p .01 > .641
Note. NP-name production; NR-name recognition; ND-name dictation; LP-letter production; SP-spelling; CN-color naming; WR-word recognition; CW-concept of word; ST-
syllable tapping; IC-initial-consonant sort; ROM-rhyme odd-one-out.

Table 4 Fall and spring correlations for key variables, 4-year-old group

NP NR ND LP SP CN WR CW ST IC ROM Age

NP .56 .92* .55 .45 — .19 .20 .21 .21 -.27 .28
NR -.17 .62* .70* .63* — .49 .49 .18 .44 -.34 .26
ND .82* .58* .52 .55 — .17 .12 .26 .23 .28 .39
LP .60* .12 .70* .66* — .55 .40 .02 .24 -.42 .25
SP .11 .14 .23 .57 — .49 .53 .36 .30 -.14 .06
CN -.07 .58* -.20 .21 .30 — — — — — —
WR .65* .14 .73* .70* .12 .10 .65* .19 .33 -.06 .11
CW .42 -.18 .50 .66* .56 .03 .55 -.01 .22 -.10 -.09
ST .55 -.16 .45 .34 .01 -.13 .17 .11 .17 -.32 .06
IC .40 .04 .43 .37 .31 .02 .27 .36 .37 -.18 .01
ROM .40 -.18 .33 .05 .22 .05 .11 .36 .37 .45 -.10
Age .48 .07 .46 .28 -.02 -.13 .19 -.02 .32 -.10 .16

Fall correlations N = 19, df = 17 *p .01 > .575 Spring correlations N = 19, df = 17 *p .01 > .575
Note. NP-name production; NR-name recognition; ND-name dictation; LP-letter production; SP-spelling; CN-color naming; WR-word recognition; CW-concept of word; ST-
syllable tapping; IC-initial-consonant sort; ROM-rhyme odd-one-out.

Table 5 Fall and spring correlations for key variables, 5-year-old group

NP NR ND LP SP CN WR CW ST IC ROM Age

NP .43 .88* .77* .17 .48 .49 .39 .04 .53 .04 .50
NR .08 .61* .66* .20 .53 .51 .07 -.18 .45 -.28 .57*
ND .85* .08 .88* .33 .60* .57* .38 .16 .63* -.21 .66*
LP .77* .04 .76* .38 .71* .43 .26 .19 .73* -.16 .51
SP .69* -.14 .63* .71* 0 .51 .40 .62* .30 .11 .13
CN .40 .09 .28 .24 .31 .20 .16 .04 .68* -.19 .31
WR .62* .16 .74* .59* .74* .13 .68* .33 .40 .23 .16
CW .66* .07 .69* .80* .83* .21 .75* .53 .50 .47 -.12
ST -.09 -.20 -.02 -.08 -.06 -.30 -.26 .03 .37 .41 -.26
IC .36 -.08 .28 .33 .50 -.02 .27 .36 .20 .12 .27
ROM .45 .04 .43 .28 .42 .13 .25 .42 .08 .46 -.51
Age .27 .38 -.03 .23 .16 .34 -.08 .13 -.06 -.03 .03

Fall correlations N = 21, df = 19 *p .01 > .549 Spring correlations N = 21, df = 19 *p .01 > .549
Note. NP-name production; NR-name recognition; ND-name dictation; LP-letter production; SP-spelling; CN-color naming; WR-word recognition; CW-concept of word; ST-
syllable tapping; IC-initial-consonant sort; ROM-rhyme odd-one-out.
WhatÕs in a name? 357

er children. While several statistically significant correla- Writing sample content analysis
tions were apparent in the fall 3-year-old group, these are Close examination of the particular letters and pat-
affected by the performance of one child who could rec- terns used by 30 4- and 5-year-old children who consis-
ognize most of the alphabet and found the phonological tently used random letters (i.e., without attempts to
tasks easy. Although 3-year-old Abby could recite the let- match letters to sounds) in their writing samples over the
ters in her name, she had difficulty forming them. span of the year indicated that name letters comprised
Correlations among name production, name dicta- 41% of the total 4,818 characters present. Name letters
tion, and letter production were consistently high for the accounted for as little as 16% and as much as 86%, with
4- and 5-year-old groups and for the 3-year-old group in most children devoting 30 to 50% of their random-letter
the spring. These factors were strongly related to word writing to letters from their own names.
recognition, concept of word, spelling, and the initial- Qualitative examination of individual patterns of
consonant sorting task. Rhyme and syllable tapping did name-letter use provided some insights to children’s
not appear to have a consistent or strong relationship to thinking. Derek, the child with the lowest name-letter
the other literacy measures except for the fall 3-year-old percentage (30 of 187 total letters), experimented with
group. Color naming was a task most children mastered lowercase r and e but otherwise used a wide variety of
by the end of the study. One child in the 5-year-old letters. Of all the kindergarten children, he seemed to
spring group who could not identify all of the colors make the least connection between name and other liter-
also had difficulty with name, letter, and initial-conso- acy skills in the fall assessment. He could produce 3 let-
nant tasks. ters and identify 6—none from his own name. When the
Name production for the kindergartners in May letters of his name were dictated, he wrote ASPSA.
was less robustly correlated with spelling, word recogni- However, he had learned to write his first name quite
tion, and concept of word than in the fall (r = .62 to .69 clearly and accurately with a combination of upper- and
fall; .17 to .49 spring). This can be attributed to the num- lowercase letters. Clearly, Derek’s name was a rote lo-
ber of children in the 5-year-old group who had automa- gogram for him, and his production of it was not at-
tized writing their names and thus reached ceiling on tached in any way to alphabet letter names in the fall.
that measure but had continued to grow in other areas Four-year-old Cameron, the child with the highest
of literacy. Letter production and identification tasks re- proportion of name letters in her writing (31 of 36 let-
mained highly correlated with name production and dic- ters), also wrote her name logographically. In October,
tation (r = .75 to .84 fall; .56 to .88 spring). A similar she could identify only one letter, X, and when asked to
pattern of weaker correlations between letter measures write a C for the name dictation task asked, “C ? What
and spelling, word knowledge, and concept of word does it look like?” In May, the only letter from her name
tasks was apparent for the kindergarten children in the that Cameron could identify was C. Her writing samples
spring (r = .53 to .82 fall; .22 to .47 spring). were limited to name letters because those were the let-

Table 6 Comparison of selected letter proportions and chi-square values in name and nonname
writing samples from 4- and 5-year-old children

Letter Proportion Percent Chi-square

R in Name (N = 19) 139/2,673 5.2


R Not in Name (N = 9) 36/1,314 2.7 11.71**

L in Name (N = 9) 121/1,324 9.1


L Not in Name (N = 21) 137/3,236 4.2 37.11**

N in Name (N = 15) 169/1,893 8.9


N Not in Name (N = 15) 104/2,652 3.9 43.16**

S in Name (N = 9) 152/1,736 8.8


S Not in Name (N = 21) 73/2,857 2.6 79.71**

Note. Total characters in all writing samples equals 4,818. Two students’ work was not included in the R analysis because they had R in other
parts of their name.
**p < .001, chi-square for 1 df = 10.83.
358 READING RESEARCH QUARTERLY July/August/September 1999 34/3

ters she knew how to form, and she realized that they Progression of literacy development
played some role in the mysterious business of literacy. Data from the spring Literacy Assessment were re-
Table 6 shows the proportion of selected letters (R, organized according to children’s age and level of name-
L, N, S) present in writing samples grouped by children writing development. Hildreth (1936) outlined seven
who did and did not have those letters in their first levels of name writing development: scribble, linear
name. Replications of this analysis with four letters re- scribble, separate units, mock letters, name generally
sulted in chi-square values that were statistically signifi- correct, consistent first name, fluent first and last name.
cant beyond the .001 level. The high chi-square value for Descriptive statistics, computed by age group within
S versus non-S suggests the effects of letter form on the each of these levels, are reported in Table 7. Although
characters children choose to represent. The inverted there is overlap across the levels of name writing for the
curves and question of directionality for S make it a diffi- groups of children, there seems to be a consistent pro-
cult letter for children to master; those who had practice gression across ages. In addition, children who demon-
writing it through multiple productions of their own strated greater control of name production were more
name used it freely, while others tended to avoid it. knowledgeable in other literacy realms as well.
The 30 children produced a range of between 11 The literacy accomplishments that were generally
and 480 letters in their writing. When group proportions evident for children achieving Levels 3 through 7 of
were obtained for the chi-square test, contributions of Hildreth’s (1936) name-writing development are summa-
children who wrote few letters could have been under- rized in Table 8. Children producing separate symbols
valued. To correct for this problem, independent t tests for their first name (Level 3) in the fall ranged in age
were used to determine statistical significance when from 3 years, 1 month to 5 years, 1 month; those with
mean differences for individual proportions of name and generally correct first names (Level 5) were 4 years, 1
month to 5 years, 11 months. Children with consistent
nonname R, L, N, and S were examined. For three letters
first name production (Level 6) were between 4 years, 1
(L, N, S), mean differences were statistically significant at
month and 5 years, 10 months. No one achieved fluent
or beyond the .01 level.
name production (Level 7) in the fall. The spring
Further examination of children’s written work re-
Assessment revealed that all of the children had moved
vealed other individual patterns that did not lend them-
forward in their ability to write their name and in other
selves to quantitative analysis because determining
literacy accomplishments as well. Twelve children could
appropriate units of measure was difficult. Many children
produce a fluent signature and could identify all of the
appeared to use the beginning or ending letters of their
alphabet as well as identify a few words in isolation.
names extensively. For instance, Deanta included 18 Ds
Data from Literacy Assessments and writing samples sup-
and 3 repetitions of nta in the total of 78 characters he
port a progression in literacy skills that begins with
produced; Shannon wrote SHAA six times and noon four name recognition for most children.
times in a total of 290 letters. Others focused on the mid-
dle letters. Christopher used an ris pattern four times in Patterns of literacy development
124 letters; Bridget included dge eight times in her al- The ability of children to write their name seemed
most 500 character total. Children with double letters in closely related to, and indicative of, other literacy com-
their names (e.g., Brittany, Jarnelle) tended to include petencies. During the first assessment, a majority of 3-
more doublets in their writing; Brittany included 11 dou- year-olds in this study had greater adeptness in
blets, and Shannon had 16. A number of children experi- recognizing and writing their own names than in any of
mented with the formation and orientation of name the other literacy tasks asked of them. Many of the 4-
letters in their pictures and weekend journals. Susie and 5-year-olds had greater facility forming their own
worked on s, Kennan and Andrew played with N, and names, both independently or from dictation, than in
Lawrence and Marquis struggled with r. identifying or producing letters of the alphabet in the
In this random-letter period, there appears to be a fall. Their repertoire of known words, concept of word,
reflexive relationship between name and writing efforts. and awareness of sound-letter matches, as seen in their
Most children use the literacy tools they can command— spelling attempts, was even more severely limited than
the letters of their names—to convey their messages in their alphabet knowledge.
print and their intent to participate in the literate com- The progress of the 3-year-old children most clear-
munity. Likewise, opportunities to write provide the fo- ly indicated the importance of name knowledge to litera-
rum to practice and perfect name-letter formation, cy growth. Several children who had used linear
orientation, and sequence, which may in turn be used in scribbles or mock letters to indicate their names in the
the service of writing for other purposes. fall used recognizable letter forms in the spring (e.g.,
WhatÕs in a name? 359

Table 7 Spring literacy assessment variables mean and (standard deviations) grouped by Hildreth name-writing scale
and age

Hildreth level Age LR* SP WR WK CW IC

3 separate 3 (N = 6) 4.8 0.0 0.0 0.0 .33 3.5


units (2.14) (0.0) (0.0) (0.0) (.52) (3.89)

4 mock 3 (N = 3) 10.0 .33 .33 0.0 .67 5.0


letter (13.0) (.58) (.58) (0.0) (.58) (0.0)

4 (N = 2) 15.5 1.0 1.5 .5 1.0 11.5


(14.8) (1.41) (2.12) (.71) (0.0) (.71)

5 (N = 2) 19.0 2.0 0.0 1.5 1.0 5.5


(8.48) (0.0) (0.0) (2.12) (0.0) (4.95)

5 name correct 3 (N = 2) 13.0 1.0 6.0 0.0 3.0 6.0


in general (18.38) (1.41) (8.49) (0.0) (4.24) (8.49)

4 (N = 8) 21.63 2.0 2.13 1.75 1.63 9.86


(4.57) (1.07) (4.85) (3.49) (1.77) (4.49)

5 (N = 3) 20.00 2.0 1.67 2.33 2.67 10.33


(6.56) (1.0) (1.53) (2.52) (2.89) (2.89)

6 first name 3 (N = 1) 6.0 1.0 0.0 0.0 1.0 3.0


consistent (0.0) (0.0) (0.0) (0.0) (0.0) (0.0)

4 (N = 7) 15.5 1.5 2.14 1.83 1.83 10.4


(9.8) (.76) (2.73) (2.73) (2.04) (1.67)

5 (N = 8) 24.0 1.63 2.63 3.13 1.63 9.5


(2.56) (.74) (1.69) (2.64) (1.41) (1.93)

7 fluent first 4 (N = 4) 26.0 3.0 3.5 4.75 2.25 12.0


and (0.0) (.82) (1.73) (3.10) (2.50) (0.0)
last name
5 (N = 8) 26.0 2.38 5.88 9.0 4.13 11.13
(0.0) (1.06) (5.36) (8.75) (2.75) (1.13)

*Note. LR-letter recognition (0-26); SP-spelling (0-5); WR- word recognition (0-15); WK-words known (total spelled correct); CW-concept of word (0-7); IC-initial-consonant
picture sort (0-12)

Robert, Figure 1). The letters they could identify were but lost interest when other words were mentioned.
from their own names or from the names of family Most of the 3-year-old children could provide the first
members or classmates. The 3-year-olds could read letter of their names orally, although they had difficulty
classmates’ names as a result of their experiences at cir- producing them or identifying them in isolation. Two
cle time, but many had difficulty if there were two girls in this class found it difficult to put their literacy
names beginning with the same letter. Brittany and Ben, knowledge into print. They could identify a number of
Kevin and Kristina were often confused by classmates,
letters and had some understanding of letter-sound
and Corey had to check several times to distinguish his
matches, but lack of either fine-motor control or experi-
own name from Catherine’s.
ence in forming letters kept them from using their
Growing awareness of literacy functions was evi-
dent in the children’s writing samples. The children knowledge on paper.
could distinguish between drawing and writing; they fre-
quently used linear scribbles to indicate text but includ- Qualitative observations
ed the best representation of their own name to identify Several themes evolving from observations, inter-
themselves. Names remained the most meaningful as- views, and writing samples highlight children’s interac-
pects of print for some of the 3-year-olds. When en- tions with and growing development of name
gaged in a chalkboard writing game, the children were knowledge and the roles that adults fill in this process.
excited about having their names written on the board Linguistic understanding, motor control, personality, and
360 READING RESEARCH QUARTERLY July/August/September 1999 34/3

Table 8 Children’s literacy competencies in relation to name-writing ability

Levels of name-writing proficiency (Hildreth, 1936)

3 separate 4 mock 5 name correct 6 consistent 7 fluent


Skill units letter in general first name first and last name

Name recognize recognize recognize recognize recognize


own without own despite own and own quickly; own and
distractor distractor others; can fluent others; aware
scribble to mock-letter produce to production of dictation
dictation dictation dictation to dictation distractor

Letter none to one third to one half one half or more; most to all all known;
few, first uppercase uppercase both uppercase uppercase and
from names letters stronger and lowercase lowercase
well formed

Spell linear mock letter random letter initial consonant initial & final
scribble perhaps perhaps perhaps final consonant,
may draw initial initial or salient vowel or filler;
words consonant consonant sound sight words
correct

Word none none; real none; items 1 to 6/15* 3 to 15/15


items named or phrases words rapid gains in
named (cat, no) sight words

Concept random to linear linear linear to self-correcting


of word linear pointing to to stable
stress

Color some to most to all all all


perhaps all all

Note. *Word recognition from a word list containing 15 items.

instructional stances play important roles in children’s The first attempt was not his name, not because it was
ability to use and learn from their written names. backwards but because, “It doesn’t have the cross thing
Name recognition. Children’s recognition of their (t) at the end” (Preschool field notes, 3-15-94). Although
own names appears to be a consistent and tangible sign Lawrence entered kindergarten with limited literacy
of environment-independent print awareness. Few of the knowledge compared to his classmates, he never con-
younger children could recognize any isolated words in fused his name with others beginning with the same let-
print, and those who were developing this skill could ter. Once classroom communities have solidified,
identify their own name long before they could consis- children become adept at recognizing classmates’ names
tently recognize any other word. A preschool mother in addition to their own. Using initial letters, several 3-
commented that her daughter had begun writing her year-olds called out the names of classroom helpers
name during her year in the 4-year-old class, but “She when the cards were placed in the chart in the spring.
has recognized her name longer than that. You know, if When the kindergarten teacher used name cards to iden-
she saw it written down somewhere, she’d say, ‘That’s tify alphabet letters in October, other children called out
my name,’ or she’d recognize an S, ‘My name starts with the name almost as quickly as the name’s owner re-
that’” (Parent interview, 2-17-94). sponded (Kindergarten field notes, 10-25-93).
Once their names became stable written units, chil- Name production. Mastering formation of all the
dren identified them regardless of environment or print letters in their names proved challenging for several chil-
form. For example, Kennan wrote his name in capital dren but for different reasons. Several of the 3- and 4-
letters throughout kindergarten, but he never had diffi- year-olds found the task of putting their literacy
culty recognizing it in upper- and lowercase form as it knowledge into print very arduous. They could identify
was used in the classroom. Four-year-old Robert started a number of letters and had some understanding of let-
to write his name in mirror letters from the right side of ter-sound matches, but lack of either fine-motor control
the page, then shifted to the left and wrote it correctly. or experience in forming letters prevented them from
WhatÕs in a name? 361

demonstrating what they knew. For example, 4-year-old ures and had no difficulty controlling her pencil. The
Carter recognized 25 letters in the fall and dictated May Literacy Assessment supported this hypothesis.
spellings that included correct initial and final conso- Abby wrote her name in consistent, recognizable form
nants, but he produced his name with huge, wobbly let- and produced 12 letters of the alphabet.
ters and wrote only 7 alphabet letters on his own. His Conversely, Linnea and Cameron (4-year-olds) and
mother noted that because he was interested in letters Derek and Setera (5-year-olds) wrote their names in
and words, she tried to help him write his name by clear, consistent form but had attached letter names to,
holding his hand as he formed the letters (Parent inter- at most, only the first character. In describing how to
view, 3-25-94). Carter lacked the motor control to pro- write her name, Linnea said, “It’s a L, and a line with a
duce letters equal to his level of alphabet knowledge. dot, then two humps” (Preschool field notes, 2-25-94).
Five-year-old Lawrence lacked sufficient name and al- These children identified between 1 and 12 letters, but
phabet knowledge as well as letter formation experi- few of them occurred in their names. They appeared to
ence. The general balance of Lawrence’s development have learned a rote pattern, a logogram, that was their
was more typical of the children I observed. Lawrence’s name but had yet to associate labels to the separate
increasing competence moved across the production of forms. They seemed to lack the metalinguistic perception
his name from left to right; although all letters were pre- that allowed them to break apart the pattern and investi-
sent in May, formation and orientation of n, c, and e re- gate its parts. These children represent the disparate lit-
mained erratic. eracy scripts Villaume and Wilson (1989) noted, where
Four-year-old Charlotte appeared to attack the some children appeared to gain control of their name
name problem from both ends. She produced a legible through the letters that comprise it while others learn a
signature at the beginning of the school year: “My mom logogram of the shape of the word. In this respect, they
wrote it to me a hundred times, and then I learned to may reflect the social influences discussed by Davies
write my name” (Literacy Assessment [LA] note, 10-12- (1987) in her preschool population, in that children
93). When the individual letters of her name were dictat- learned to write their names as a function of and re-
ed to her, Charlotte produced a C, several mock letters, sponse to what adults taught.
and then otte. The letters she used in her writing sample Name and personality. Children’s personalities and
repeated this end pattern. attitudes toward school and literacy played important
Children with the fewest letters to produce ap- roles in their literacy development. Robert and Corey,
peared to have a distinct advantage in learning to write who were inseparable in the 3-year-old classroom and
their names quickly. For example, Ben, Hannah, and during after-school hours, provide an interesting literacy
Lem mastered their signatures earlier than other 3-year- contrast (Figure 1). Corey was a gifted artist and focused
olds with equivalent alphabet knowledge and fine-motor much of his attention in that direction. Robert showed
skill. Christopher, a kindergarten student, commented more curiosity about how writing worked, and he talked
that he used Chris on his papers “’cause I can write it” his way through each picture to make his illustrations
(LA note, 10-4-93). The question remains whether, be- recognizable to an observer. He wanted his writing ef-
cause of the added struggle in mastering their signatures, forts to be correct and often crossed out his attempts to
children with longer names have greater advantages in write name letters but continued to persevere. In May,
alphabet or letter-sound knowledge when they finally Robert could form four of the letters in his name, al-
gain written control of their names. though the R was often reversed; Corey could manage a
Name and metalinguistic awareness. Several chil- lopsided C. When I visited the preschool the following
dren exhibited a significant discrepancy between their fall and spring, both boys were in the 4-year-old class.
alphabet knowledge and the ability to produce their Corey’s artwork continued to be his center of focus,
names, but understanding rather than motor skill ap- while Robert devoted more time and attention to print
peared to be the cause. Three-year-old Abby learned to and traced stencils to create pictures. He could produce
recognize and name the alphabet letters, but she was many letters and had a good grasp of consonant letter-
unable to reproduce this knowledge on paper. When sound relationships by the end of his second year in
she was asked to write her name, she shrugged, smiled, preschool. Corey added detail to his illustrations, and
and remarked, “I can draw a happy face!” (LA note, 12- Robert included more print.
13-93). Abby’s lack of writing ability appeared to be Rachel, a kindergartner who refused to speak until
more a lapse in her thinking and writing experience than age 3, saw writing as a tool to relate stories about her
a motor inability—she seemed not to have given thought experiences with her family; she included initials when
to producing what she knew. Although she could not she could not write their names and insisted that their
write her name, she was able to draw recognizable fig- names be spelled correctly or not at all (Kindergarten
362 READING RESEARCH QUARTERLY July/August/September 1999 34/3

field notes, 11-15-93). Rachel’s desire for correctness lim- picture of a sheep from another book to demonstrate
ited her exploration of letter-sound matches; she would her point. Unfortunately, the students decided that the
attempt invented spellings for words only when she had picture was a lamb. This miscue called into play the use
the support of an adult. Her drawings were done with of names and a second cueing system—initial letter
painstaking detail and often resembled comic strips or sound. The teacher said, “Lamb begins like Lawrence
plot storyboards. She came into kindergarten with a fair and Laquandra, so this word can’t be lamb. What else
grasp of the alphabet and its general purpose and could it be?” The children quickly provided the correct
gained knowledge throughout the year; she went into word. Reference to initial letters of names they knew
first grade with a command of letters, some letter-sound forged connections that helped students make sense of
knowledge, and a burgeoning concept of word. Rachel’s new concepts.
lack of confidence and reticence to explore literacy on Name and instruction. Parents tended to follow the
paper hindered her literacy growth, not only because lead of children in literacy instruction, guiding their de-
she could not try out new understandings but also be- velopment as interest in name production, writing, and
cause her teachers and peers could not determine the reading appeared. When Ian asked his mother for help
type of support she needed. In addition, Rachel’s artistic in writing his name at age 2, she provided him with an
ability provided an alternative form of communication example and then held his hand as he attempted to trace
that she found sufficient to meet her needs and that, in it (Parent interview, 3-15-94). Frequently, older siblings
effect, stood in the way of literacy experimentation. and peers were instrumental in children’s literacy
Name and reading. There appeared to be a lack of growth. Lawrence and his twin learned about stories and
synchrony between what some children could write and the alphabet from their older sister (Parent interview, 6-
read during these early periods of literacy development 9-94). Laquandra sought out Susie in the kindergarten
(Chomsky, 1979; Ferreiro & Teberosky, 1982). Several 4- class when trying to find the owner of a crayon box
and 5-year-olds could write their first and last names marked with a name beginning with S (Kindergarten
with relative ease, but they had not learned to accurately field notes, 1-5-94). Susie was the in-residence expert
read what they had produced. Preschooler Logan and when Lawrence wanted help in making an S on his pa-
kindergartners Marquis and Lawrence wrote out their per (Kindergarten field notes, 2-23-94).
first and last names, but when reading them back insist- The preschool teachers focused on social adjust-
ed that first, middle, and last names had been recorded ment and enjoyment of school. Although names were
(Preschool field notes, 3-18-94; Kindergarten field notes, prominently displayed in the classroom and were used
2-8-94). Children attained automaticity in reading and for daily helper assignments and identifying children’s
writing their first and last names before they demonstrat- work, little effort was made to directly instruct the chil-
ed a firm concept of word. dren in literacy. Instruction was incidental, and guidance
Parents and preschool teachers focused their read- was provided as children demonstrated curiosity about
ing instruction in the areas of exposing children to a va- particular literacy features.
riety of stories, encouraging them to enjoy this activity, Name-writing instruction in the kindergarten class-
and drawing attention to features of books such as pic- room focused on engagement and making connections.
tures, print, author, and title. The kindergarten teacher Names were prominent from the first day of school
reaffirmed these print concepts with all of the children in when the kindergarten teacher encouraged children to
her class. She added concepts of where to begin the sto- identify and copy their names from their crayon boxes.
ry, where to start reading on the page, and terminology After reading and discussing the book Owl Babies
for book and word components. The children made (Waddell, 1992), she modeled writing the owl babies’
many books and read them repeatedly with great pride. names on chart paper and talked about the beginning
One of the first projects was a book of kindergarten letters and left-to-right direction of print. The teacher
friends that contained the pictures and names of the then told the story of how she was named by her grand-
classroom children. mother and the special importance of names. This book
In a lesson introducing new reading material, the reading and discussion led to a writing project where the
kindergarten teacher first reviewed Cat on the Mat children drew pictures of themselves and wrote “My
(Wildsmith, 1982) and asked the children to read the name is _____.” All of the children worked with enthusi-
words as she pointed to them: “I’m going to point to the asm and revealed what they knew about name writing in
words because I want you to point” (Kindergarten field the process (Kindergarten field notes, 9-27-93). During
notes, 1-26-94). She also modeled two cueing systems in several center times, the children used clay to form their
this lesson. First, she explicitly commented on the value name letters. Those with weaker motor and letter skill
of illustrations as a guide to reading text and used the were encouraged to work with clay to form their names
WhatÕs in a name? 363

occasionally throughout the year. Children’s names were and letter names and sounds are internalized, they may
grouped by initial letters to note letter and sound similar- become less effective learning tools.
ity. The teacher made letter formation charts, highlight- The many parallel results for the 4- and 5-year-old
ing the lines needed to write letters and using students’ groups in the October literacy measures suggest the role
names as examples. that social factors have on literacy development (Dyson,
Matching sounds and letters was difficult for chil- 1989; Purcell-Gates, 1995; Taylor, 1983). As noted, con-
dren, and using initial letters from names helped them siderable economic, educational, and cultural disparity
make that connection. The kindergarten teacher support- existed between the backgrounds of the kindergarten
ed students’ efforts to understand how sound related to and preschool children in this study. While many 4-year-
print through a variety of games and through pointing olds began the year with some idea of how to write their
out connections with information they knew. Clapping name, several kindergarten children were unable to do
out the syllables in names was incorporated into a math so and continued to have difficulty throughout the year.
Lawrence and Laquandra (5-year-olds) continued to
graphing activity (Kindergarten field notes, 12-6-93); ini-
struggle with middle letters of their names in June.
tial sounds in names were highlighted in an activity com-
Parent and teacher interview comments and assess-
paring names and other words that began the same or
ment results for the two older groups further support the
differently (Kindergarten field notes, 5-11-93). Songs
hypothesis that, for many children, literacy progresses
(e.g., “The Name Song,” “Willabee Wallabee Woo”) were
from name knowledge outward to growing associations
often used to manipulate sounds. with alphabet, words, and sounds (Clay, 1975; Hildreth,
1936; Villaume & Wilson, 1989). In relation to other com-
Discussion petencies tested, name knowledge was more advanced
than other literacy skills measured. By May, both groups
It could be hypothesized that name knowledge op- recognized a majority of the alphabet, although the 4-
erates in a manner similar to the transitory role of alpha- year-olds still had difficulty with lowercase forms (M =
bet knowledge in literacy development (Walsh, Price, & 14.9, SD = 7.7). In addition, awareness of consonant
Gillingham, 1988). Name, like alphabet and letter names, sounds and letter matches was evident in the children’s
appears to help children grasp and manipulate written spelling attempts. Children with fluent signatures re-
language concepts; it provides several known letter units vealed a consistent pattern of abilities: (a) firm control of
that can be used in varied order to represent the inten- the alphabet, (b) spelling that included initial and final
tion to communicate in print (Clay, 1975; Ferreiro & consonants as well as some letter-name vowels, (c) de-
Teberosky, 1982). Name may be useful to children as veloping word recognition (3 or more of 15 words), (d)
they begin to connect known letters to sounds as well. almost stable concept of word, and (e) ease in manipu-
Certainly, the kindergarten teachers used children’s lating initial-consonant sounds (Table 7). Slightly reduced
names to help them make those connections. levels of statistical significance for spring correlations on
I’ve found that when my children are trying to write a
these measures resulted from children reaching ceiling
word, like stop, I’ll say, “Whose name begins the same on name and letter tasks while still advancing in word
way?” and they’ll say, “Setera.” “How does her name be- knowledge, spelling, and concept of word.
gin?” “S,” because my kids, for the most part, have
learned the names of the other children in the classroom. Limitations
So they can transfer that Setera’s name begins with an S The longitudinal study described here focused on
and stop begins with an s. (Kindergarten teacher inter- the name-writing and literacy development of a relatively
view, 4-18-94) small group of 3-, 4-, and 5-year-old children. Preschool
and kindergarten students developed their literacy
Children may use their names to understand letter- knowledge in different home and academic environ-
sound relationships (Martens, 1996). For example, one 5- ments that had a profound influence on what they expe-
year-old child laboriously figured out the sound-to-letter rienced and understood about the reading and writing
matches for his name (KOLIN), looked at it quizzically, process. In addition, the correlational data presented in-
shook his head, and then wrote the conventional, over- dicate relationships among literacy skills but do not sug-
learned signature (Collin; M.A. Invernizzi, personal com- gest causation. Study findings should be interpreted with
munication, September 26, 1993). As known words are these factors in mind. The kindergarten name-related ac-
examined through theories of how the written system tivities described were part of a balanced instructional
works, new hypotheses are born (Ferreiro & Teberosky, program and were not intended as a specific literacy
1982). However, once name writing becomes automatic skills program.
364 READING RESEARCH QUARTERLY July/August/September 1999 34/3

Conclusion phisticated theories of how literacy works. However,


Recognition of one’s own name is a first consistent when these experiences are absent or when adult sup-
sign of literacy awareness that is independent of its envi- port fails to meet the child’s understanding, disinterest or
ronmental surroundings. Name production ability and al- frustration can occur.
phabet knowledge appear to develop in concert for The results of this study suggest that name pro-
most children. However, other patterns are apparent, as vides a solid connection for children as they learn about
noted with Abby, Carter, Linnea, and Cameron. Some the many aspects of literacy. Name games and songs that
children gain greater control of alphabet and name than manipulate syllables, rhymes, and phonemes free chil-
they are able to produce, while others may have the dren to play with language and alert them to covert
written pattern in place but lack names for the separate sound and word elements. Opportunities to recite and
letters. Several scripts (Villaume & Wilson, 1989) are pre- copy name letters provide meaningful access to the al-
sent for this evolution, which appears to be dependent phabet and authentic reasons to exercise graphophone-
on the particular features emphasized by literacy sup- mic knowledge. As the names of family members and
porters (e.g., parent, sibling, teacher). Children may friends are added to a growing repertoire of known let-
learn the visual and formational pattern for their name ters and word forms, letter formation becomes standard
with or without accompanying letter names, or they may and letter-sound connections develop.
learn to recite the letters but have difficulty producing a In situations such as the preschool observed here,
written signature. Letter and name knowledge tend to where literate experiences are common occurrences at
grow in a reiterative pattern, reinforcing one another and home and in the classroom, children thrive and gain
leading to new understandings and growing automatici- new literacy understandings with incidental guidance
ty. With continued experiences in storybook reading, op- and support. However, modeling, immersion, and direct
portunities to experiment with writing, and support to instruction in literacy skills are necessary in situations
put the pieces together, children add a beginning sense where reading and writing opportunities have been
of letter-sound relationships and attain a few common more limited (McGill-Franzen, 1992). As instruction in
sight words. Finally, all of the pieces come together with the kindergarten class exemplifies, teachers need not fo-
a stable voice-to-print match that facilitates a burgeoning cus on isolated skills and rote drill of letter formation or
sight word vocabulary and even more sophisticated name-writing work sheets. The kindergarten teacher
spelling attempts. For many children, names serve as im- viewed literacy as a pervasive element integrated into ac-
portant touchstones to controlling new understandings tivities throughout the day. Although the kindergarten
about letters, sound matches, and words. teacher was aware of her students’ limited literacy un-
Children’s knowledge of their names plays a signif- derstandings, she continued to expose them to an array
icant role in their early writing development prior to of concepts and terms within the context of enjoyable
their awareness of letter-sound connections. Opportuni- stories, dramatizations, and writing experiences. Children
ties to write allow children to exercise what they under- ready to grasp specific points could take them from the
stand about literacy, perfect letter formation, and move rich array; children with literacy knowledge in place
toward making associations between letters and sounds, could benefit from reinforcement; and children just com-
particularly when guidance is available from knowledge- ing to awareness could use the experience to build a
able others. This engagement helps children expand more solid background. Literacy does not happen
their alphabet knowledge and apply it to a wider range overnight but requires multiple opportunities to examine
of literacy skills. a complex array of interrelated skills and concepts.
Parents provide their children with knowledge of
Names served an ongoing role, helping children make
their name in written form, and most children take great
connections to letters, words, sounds, and reading and
pride in ownership of their name and their letter. Name
writing concepts.
provides a rich data source for experimentation with let-
ter formation, concepts of directionality and orientation,
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