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ABSTRACT: Typically, shear strength is associated with large strain phenomena, while shear wave propagation is associated with small strain
phenomena. Yet, the effective stress and void ratio, both key determinants of sandy soil shear strength, are also the primary factors affecting shear
wave velocity. This study presents a shear wave velocity-void ratio-shear strength correlation through experimental tests. Natural sands taken from
various reclaimed or recently deposited sandy fields are used for reconstituting specimens at different void ratios in an oedometer cell. Shear wave
velocities are measured while changing the state of the stress in the cell for each specimen prepared at a specific void ratio. The relationship between
shear wave velocity and vertical effective stress is found at extreme values of void ratios (emin and emax). Direct shear tests are also performed on
specimens with various void ratios. Experimental results show that the internal friction angle of each sand type increases with decreasing void ratio,
rendering a unique relationship between friction angle and void ratio. Finally, a procedure is suggested to evaluate the in-situ shear strengths of a
sandy soil based on in-situ shear wave velocities. Results show that the suggested method effectively estimates in-situ shear strength.
KEYWORDS: shear wave velocity, void ratio, shear strength
Introduction Sands are particulate materials, and their shear wave velocity is
governed by the mean state of stress 共⬘mean兲 in the polarization
For general design purposes, the strength of sandy soils is often plane, where effective stresses ⬜ ⬘ and ⬘储 act in the direction of
estimated from SPT-N values or CPT data. However, this approach particle motion and in the direction of wave propagation, respec-
relies on empirical equations obtained from different sites. Thus, it tively (Hardin and Richart 1963; Roesler 1979; Knox et al. 1982;
would be useful for practitioners to have an alternative method for Lee and Stokoe 1986). Under the condition of one-dimensional
estimating the strength of sandy soils based on other in-situ charac- loading 共K0兲 and vertical wave propagation direction, the shear
teristics. wave velocity 共Vs兲 is:
For sandy soils, the internal friction angle is governed by inter-
particle friction, dilation (void ratio and confining pressure effects),
rotation (rolling and rotational frustration), structural rearrange-
ment, and particle crushing among other factors (Bishop 1950; Lee
Vs = ␣1 冉 冊 冉
⬘mean
1 kPa

= ␣1
共1 + K0兲 ⬘v
2 1 kPa
冊 冉 冊

=␣
⬘v
1 kPa

(3)
and Seed 1967; Bolton 1986; Santamarina et al. 2001). The peak
internal friction angle 共peak兲 depends on the constant volume criti- where K0 is the lateral earth pressure coefficient at rest, ⬘v is the
cal state friction angle 共cv兲 and the peak angle of dilation 共兲 (Bol- vertical effective stress, the ␣ factor (m/s) is the shear wave velocity
ton 1986): at ⬘v = 1 kPa, and the -exponent reflects the sensitivity of the shear
wave velocity to the vertical effective stress. The ␣ and  param-
peak = cv + 0.8 (1) eters capture the effects of loading history and packing density, and
have an opposite trend with respect to each other (Santamarina et
The critical state friction angle is unique for a specific sand and is al. 2001). For a given sandy soil, the ␣ factor and -exponent can
the same as the ultimate friction angle, which is observed at large be uniquely determined depending on the void ratio. Indeed, vari-
strains (Been et al. 1991; Ishihara 1993; Santamarina and Cho ous theoretical and empirical relationships between wave velocity
2001). The angle of dilation 共兲 is zero at the critical state, in- versus void ratio have been suggested in the literature (e.g., Hardin
creases with decreasing void ratio, and decreases proportionally to and Richart 1963; Hardin and Drnevich 1972; Chang et al. 1991;
increasing confining stress. For subsurface sands under relatively Santamarina et al. 2001), and the void ratio of a fluid-saturated po-
low confining stress (i.e., ⬘ 艋 300 kPa), the peak friction angle is rous medium can be estimated from shear and dilatational wave
mainly governed by void ratio (Rowe 1962; Lambe and Whitman velocities (Foti et al. 2002).
1979). Then, the peak shear strength 共peak兲 of a sand can be ob- Shear strength is measured at large strains 共␥ ⬇ 1 ⬃ 30 % 兲,
tained following Coulomb’s failure criteria: while shear wave propagation is a small strain phenomenon 共␥
ⱕ 10−3 % 兲. A direct correlation between shear strength and shear
peak = ⬘tan共peak兲 (2) wave velocity may appear to lack physical justification. As dis-
where ⬘ is the effective stress. cussed above, however, stress conditions and void ratio greatly im-
pact both shear strength and shear wave velocity. Thus, this paper
Manuscript received October 20, 2005; accepted for publication March 19,
formulates an indirect relationship between friction angle, void
2007; published online May 2007. ratio, and shear wave velocity for sandy soils. This correlation is
1
Graduate Student and Associate Professor, respectively, Dept. of Civil and derived from experimental tests and presents an alternative method
Environ. Eng., Korea Advanced Institute of Science and Technology (KAIST), of evaluating the shear strength of sandy soils (young deposits, no
Daejeon 305-701, Republic of Korea, E-mail: gyechun@kaist.edu. cementation) from in-situ shear wave velocities.
Copyright © 2007 by ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. 1
2 GEOTECHNICAL TESTING JOURNAL
Experimental Setups
FIG. 1—Grain size distribution curves of tested soils.
Oedometric Compression Tests with Vs
Measurement—Bimorph type bender elements 12-mm long,
Experimental Program 8-mm wide, and 0.6-mm thick are used to send and receive shear
waves. Assembling the device for shear wave velocity measure-
A series of laboratory and field tests are performed to determine the ment involves connecting coaxial cables to the bender elements,
relationship between shear wave velocity and void ratio and the re- moisture protection, electrical shielding, and housing the bender
lationship between void ratio and shear strength. Four kinds of elements. As shown in Fig. 2(a), the inner core and outer shield of a
sandy soils collected from three sites are used for shear wave veloc- coaxial cable are soldered to opposite faces of the bender element.
ity measurement (18 specimens) and direct simple shear tests (51 A polyurethane coating is applied to the surface of the bender ele-
specimens). One of the four soils is used for both tests in undis- ments followed by a coat of conductive paint. The conductive paint
turbed conditions (4 specimens). Details of the tested soils, test layer creates an electric shield that is grounded to avoid electro-
equipment, and experimental procedures are discussed below. magnetic coupling and cross-talk between the source and the re-
ceiver bender elements. Finally, the bender elements are placed in
their housing, and fixed with epoxy. Details of bender element in-
Sites of Interest and Soils Tested stallation and signal interpretation can be found in Lee and San-
tamarina (2005).
Three different harbor construction sites in Korea are considered in
The conventional oedometric cell is modified to measure the
this paper. The first site of interest has been reclaimed with dredged
shear wave velocity in the soil specimens under a condition of one-
soils in several stages to expand the existing Pyoungtaek Harbor.
dimensional loading. Bender element-anchored caps are installed
The second and third locations are the construction sites of a sea-
at the top and bottom of the cell. The source and receiver caps are
wall for the new Gun-Chang Harbor and the new Cheju Harbor,
connected to peripheral electronics by coaxial cables as shown in
respectively. Sand deposits are about 15 m in depth and located
Fig. 2(b). Models and manufacturers of electronic equipments are
across the upper region of those sites, so that the strength of the
briefed in Table 2. Step input signals are used to excite the source
sands is critical to the stability of the structures that are to be con-
bender element to generate shear waves, and the bender element at
structed at the sites. This study deals with the reclaimed sandy soils
the opposite end of the soil specimen receives the signals. In the
of the first site and the recently deposited sandy soils of the second
bender element tests, the maximum shear strain is estimated to be
and third sites.
less than 10−5 so that the shear modulus measured can be consid-
Figure 1 shows the grain size distribution curves of four soils
ered the maximum shear modulus G0 (Dyvik and Madshus 1985;
sampled from the three sites. According to the Unified Soil Classi-
Atkinson and Sallfors 1991; Santamarina et al. 2001).
fication System, soils from the Pyoungtaek Harbor are classified as
SP (hereafter Pyoungtaek A) and ML (hereafter Pyoungtaek B).
Soils from the Gun-Chang Harbor and Cheju Harbor are classified Direct Shear Tests—Direct shear tests are performed, fol-
as SP-SM (hereafter Gun-Chang) and SP (hereafter Cheju). The av- lowing the procedure of ASTM D 3080 (2004). A bronze circular
erage in-situ properties, range of void ratios, quantitative descrip- shear box provides drainage to the specimen top and bottom
tion of particle shapes, and soil types of each site are summarized in through porous stones. The inner diameter of the shear box is 6 cm.
Table 1. The unusually high maximum void ratio of Cheju sand is A load cell and LVDT (linear variable differential transformer) are
attributed to its parent rock, which is a porous basalt. The in-situ used for shear force and deformation measurement, respectively.
shear wave velocity of these sites was measured by performing sus- The rate of shearing is adjusted to 1.0 mm/ min, rendering a
pension PS (SPS) logging. Also, the standard penetration test (SPT) drained condition.
was performed at the same sites. The in-situ testing results are pre-
sented later. Experimental Procedures
Undisturbed specimens were sampled by an in-situ freezing
method in the Pyoungtaek site. Three sets of undisturbed samples
were obtained with a stainless steel pipe (NX size) in a frozen state Oedometric Compression Tests with Vs
at depths of 12.5, 15.5, and 17.6 m of a borehole. The undisturbed Measurement—Shear wave velocity is related to the void ratio
samples were kept frozen prior to testing. of soil for a given state of stress. Hence, the shear wave velocity-
CHA AND CHO ON SHEAR STRENGTH ESTIMATION OF SANDY SOILS 3
mum void ratio for each soil type. The remolded specimens have a
diameter of 6 cm and a height of 2 cm. The specimens are saturated
and allowed to drain during testing.
The tested soils are reclaimed or recently deposited, or both,
thus these soils are unlikely to show cementation or aging effects.
However, the variation of shear wave velocity and friction angle
with void ratio of the Pyoungtaek soil is investigated using both
undisturbed and disturbed specimens. The undisturbed specimen is
recovered from a depth of 15.5 m. The tests are repeated using a
remolded specimen reconstituted at the same void ratio as that of
the undisturbed specimen.
FIG. 3—Typical time signals and corresponding Fourier spectra of Cheju soil 共a兲 = 38 kPa, 共b兲 = 108 kPa, (c) = 271 kPa.
effects of cementation and fabric can be disregarded; and reconsti- Vs_field − Vs_emax
tuted specimens can be used to investigate the properties of the in- efield = e max − 共e max − e min兲 (4)
Vs_emin − Vs_emax
situ soil.
The estimated field void ratios are bounded by the minimum and
maximum void ratios.
Void Ratio-Shear Wave Velocity-Stress Correlation
Void Ratio-Shear Strength Correlation
Figure 5 shows the experimental results for the variation of shear Results of direct shear tests are shown in Fig. 7. The peak internal
wave velocity with vertical effective stress for different void ratios. friction angle increases with a decrease in void ratio. The variation
Shear wave velocity increases with an increasing stress level and a of internal friction angle with void ratio varies greatly as shown in
decreasing void ratio. For each void ratio, the shear wave velocity Fig. 8. The relationship between void ratio and internal friction
can be expressed in terms of vertical effective stress as summarized angle is divided into three zones. In Zone 1, the void ratio is less
in Table 3. The equations represent the shear wave velocity-vertical than the minimum void ratio 共emin兲. Computed void ratios (Eq 4)
cannot be smaller than emin, therefore the corresponding internal
effective stress relationship at minimum and maximum void ratios,
friction angle in this Zone 1 is considered to be equal to the maxi-
respectively, for soils from different sites. Thus, the equations rep-
mum value of Zone 2. A linear approximation between the void
resent the extreme boundaries of shear wave velocity for each soil.
ratio and internal friction angle is adopted in Zone 2 according to
Figure 6 shows the relationship between shear wave velocity the experimental results. Zone 3 is the lower boundary of the inter-
and void ratio at three different stress levels. An increase in the nal friction angle in which the void ratio exceeds the maximum
shear wave velocity is linearly related to a decrease in void ratio. void ratio. Because there is no dilatancy in this zone, the internal
Linear or nearly linear trends of the relationship between void ratio friction angle remains constant as a critical state friction angle
and shear wave velocity in the range of applied void ratios are also (Casagrande 1936; Wroth 1958; Lambe and Whitman 1969; Wood
reported by Hardin and Richart (1963) and Bryan and Stoll (1989). 1990). The critical state friction angles are shown in Fig. 8 as well.
Assuming that the variation of shear wave velocity with void ratio Because linear equations are used for the relationship between fric-
is linear between the extreme boundaries, the in-situ void ratio tion angles and void ratios, the friction angles at extreme void ratios
共efield兲 can be calculated from the field shear wave velocity 共Vs_field兲 can be slightly different from the measured values as shown in
as follows: Fig. 7.
CHA AND CHO ON SHEAR STRENGTH ESTIMATION OF SANDY SOILS 5
FIG. 4—Comparison of shear wave velocity and friction angle of undisturbed and remolded specimens.
FIG. 5—Variation of shear wave velocity with applied vertical stress for specimens of different void ratios.
6 GEOTECHNICAL TESTING JOURNAL
TABLE 3—Relationship between shear wave velocity and effective stress at the literature (Dunham 1954; Hatanaka and Uchida 1996; Ohsaki’s
extreme void ratios. method; among others) and internal friction angles are averaged as
follows:
Soil Vs at e min (m/s) Vs at e max (m/s)
Vs_e min = 181· 共 v⬘ Ⲑ 1 kPa 兲 Ⲑ
Vs_e max = 55· 共 v⬘ 1 kPa 兲
0.145 0.241
Pyoungtaek A
Pyoungtaek B Vs_e min = 128· 共 v⬘ Ⲑ 1 kPa 兲0.165
冑12Ncor + 2冑20Ncor + 55
= 40· 共 ⬘ Ⲑ 1 kPa 兲
0.285
Vs_e max v = (5)
Vs_e min = 106· 共 v⬘ Ⲑ 1 kPa 兲 = 57· 共 ⬘ Ⲑ 1 kPa 兲 3
0.224 0.218
Gun-Chang Vs_e max v
Vs_e min = 141· 共 v⬘ Ⲑ 1 kPa 兲 = 77· 共 ⬘ Ⲑ 1 kPa 兲
0.174 0.208
Cheju Vs_e max v Results of both methods are shown in Fig. 9 and generally conform
to the pattern of the in-situ profiling data. The reliability of both
methods depends on the accuracy of in-situ data as well as the
Shear Strength Estimation from Field Shear Wave methodology. Figure 9 indicates that the SPT-N method often re-
sults in extreme values, while the proposed method produces
Velocity
proper values between a critical state friction angle and the friction
The soil types, tested specimens, calculated vertical effective angle at the minimum void ratio. The SPT-N correlation method
stress, and field shear wave velocity measured with SPS logging by uses a general equation, which is based on data from several other
depth are tabulated in Tables 4–7 for four boreholes. In-situ effec- sites. On the other hand, the estimation using the shear wave veloc-
tive stresses are substituted into the equations in Table 3 to estimate ity considers the specific site of interest, which would result in
the void ratios by using Eq 4. The internal friction angles by depth greater reliability. The proposed method using shear wave velocity
can be estimated from the estimated field void ratio by using the appears to be effective for a detailed estimation of shear strength in
void ratio to internal friction angle correlations (Fig. 8). Finally, the a large region.
shear strengths by depth can be estimated from the estimated inter-
nal friction angle and the in-situ vertical stress. These results are
documented in Tables 4–7 as well. Practical Implementation
Figure 10 shows a flowchart for shear strength estimation using the
Comparison with SPT-N Correlation Method shear wave velocity-void ratio-shear strength correlation in a sandy
soil. Shear strength can be extracted from field shear wave velocity
For comparison, internal friction angles are also estimated from measurements through a systematic methodology. A correlation
SPT-N values by using simple correlations between the SPT-N between shear wave velocities and void ratios is determined using
value and the friction angle. Three correlations are adopted from the soil collected from the site of interest. Also, the correlation be-
FIG. 6—Linear approximation of the relationship between shear wave velocity and void ratio at various vertical stresses.
CHA AND CHO ON SHEAR STRENGTH ESTIMATION OF SANDY SOILS 7
tween void ratios and friction angles is obtained. The friction angle are key properties of sandy soil shear strength, are also pri-
of a soil can be estimated from shear wave velocities. Although ce- mary factors affecting shear wave velocity. Therefore, shear
mentation and fabric of in-situ soil may be evaluated using an un- strength is indirectly but inherently correlated with shear
disturbed specimen, reclaimed soils, or recently deposited soils are wave velocity via void ratio and effective stresses.
preferred for this method because of the difficulties of in-situ soil • Cementation and fabric effects are investigated for one site.
sampling and testing. This method can provide a detailed character- The shear wave velocity and shear strength results of undis-
ization in a large area with the aid of subsurface geophysical char- turbed and disturbed specimens are compared and found to
acterization methods such as spectral analysis of surface waves be identical to each other, so cementation or fabric effects are
(SASW), crosshole and downhole tests, suspension PS logging disregarded.
method, and seismic cone penetration testing (sCPT). • Peak internal friction angles for sandy soils can be expressed
as a linear function of the void ratio between the two limit
Conclusions internal friction angles.
• This method may be limited to reclaimed or recently depos-
This paper develops a shear wave velocity-void ratio-shear strength
ited sandy soils, or both, due to the difficulty of sampling and
correlation of sandy soils through experimental tests and presents
testing of undisturbed soils. Also this method would benefit
an alternative method for estimating the shear strength of those
from verification using more elaborate field measurements
soils from in-situ shear wave velocities for three sites in Korea.
such as CPT.
Conclusions and findings are summarized as follows:
• The reliability of the proposed method depends largely on
• Although shear strength is associated with large strain phe- the accuracy of in-situ seismic data, yet provides more site-
nomena and shear wave propagation is associated with small oriented results than other approaches using general empiri-
strain phenomena, the effective stress and void ratio, which cal equations.
TABLE 4—Shear strength estimation for borehole AD-1 of the Pyoungtaek site.
TABLE 5—Shear strength estimation for borehole AD-6 of the Pyoungtaek site.
TABLE 6—Shear strength estimation for borehole NBH-10 of the Gun-Chang site.
TABLE 7—Shear strength estimation for borehole DH-5 of the Cheju site.
FIG. 9—Comparison of estimated friction angles 共a兲 borehole AD-1 of Pyoungtaek, 共b兲 borehole AD-6 of Pyoungtaek, 共c兲 borehole NBH-10 of Gun-Chang, 共d兲
borehole DH-5 of Cheju.
CHA AND CHO ON SHEAR STRENGTH ESTIMATION OF SANDY SOILS 11
FIG. 10—Flowchart for shear strength estimation of sandy soils using the shear wave velocity-void ratio-shear strength correlation.
Acknowledgments of Marine Sediments,” J. Acoust. Soc. Am., Vol. 83, pp. 2159–
2164.
This study was supported by the Young Scientist Research Program Carcione, J. M., 1998, “Viscoelastic Effective Rheologies for Mod-
(Grant No. R08-2003-000-10452-0) and the Smart Infra-Structure elling Wave Propagation in Porous Media,” Geophys. Prospect.,
Technology Center (SISTeC, ERC2002) under KOSEF in Korea. Vol. 46, No. 3, pp. 249–270.
The writers are grateful to the reviewers and editorial board mem- Casagrande, A., 1936, “Characteristics of Cohesionless Soils
bers for their detailed comments. Affecting the Stability of Slopes and Earth Fills,” J. Boston Soc.
Civ. Eng., Vol. 23, No. 1, pp. 13–32.
Chang, C. S., Misra, A., and Sundaram, S. S., 1991, “Properties of
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