Professional Documents
Culture Documents
Introduction
Zhong Hui I I H (A.D. 225-264) was a major, albeit neglected figure in
third-century Chinese intellectual history. Author of a Laozi 3£-f- com-
mentary, a work on the relationship between "capacity" (cai Jf) and
"nature" (xing f4), two treatises on the Yijing fj$f, and other writings,
Zhong Hui played a significant role in the development of xuanxue 3£
P (learning of the mysterious Dao), which, as is well known, came into
prominence during the Zhengshi IE#p reign (240-249) of the Wei H dy-
nasty (220-265) and dominated the Chinese intellectual scene well into
the sixth century. Zhong Hui was highly regarded by his contemporaries
and rivaled Wang Bi 3ZJJB3 (226-249) as one of the brightest "stars" among
the cultural and political elite. Politically, Zhong was, in fact, a far more
important figure than Wang Bi. Political ambition, however, exacted a
heavy price—at the end of a successful military campaign against the
kingdom of Shu HJ, Zhong Hui attempted to march against the ruling
Sima W| H regime itself, which cost him his life.1
* I would like to thank Professor Robin D.S. Yates and two anonymous readers for
their comments. Research for this paper was supported by a grant from the National
University of Singapore (R-106-000-005-112). An earlier version in Chinese was read at
the Institute for Research in the Humanities, Kyoto University, in May, 2001. I thank
Professor Mugitani Kunio | ? ^ # [ 5 ^ for his kindness and assistance in facilitating my
visit.
1. Zhong Hui's biography is found in the Sanguo zhi H 11,15 (Beijing: Zhonghua,
1982), 28.784-95, and will be discussed later (all references to the standard or "dynastic"
histories are to the Zhonghua shuju (Beijing) punctuated edition and will be cited by juan
^j and page numbers). Xuanxue, translated as "Neo-Daoism" in some Western sources,
is a large topic. The word xuan, literally "dark red," is used in the Laozi (especially ch. 1)
to describe the sublimity and mystery of the Dao. Toward the end of the Han period,
political instability, the rampant abuses of the official appointment system and other
forms of corruption seriously weakened the hold of the Han Confucian orthodoxy
and provided the necessary impetus for a reexamination of the classical heritage. Han
scholarship was seen to have given rise to a fragmented and thus distorted view of the
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102 ZHONG HUI'S LAOZI COMMENTARY
teachings of the ancient sages, which were unified in their understanding of the Dao
as the source and principle of the natural and sociopolitical order. Under the relatively
favorable conditions during the Zhengshi reign, with a measure of stability at the center
and a strong interest in reform, a new hermeneutic of the Dao began to flourish.
In this context, the emergent learning of the "mysterious" Dao represents a broad
philosophical front and is not a partisan or sectarian "Daoist" movement. Confucius
remained the ideal sage; indeed, he is seen by some to have "embodied" the Dao in his
very being. The Yijing and other Confucian classics must not be neglected, although
the Laozi and the Zhuangzi Hli 1 should be recognized also for their profound wisdom.
Through philosophical debates (e.g., on the relationship between "capacity" and "na-
ture") and a reinterpretation of the classical tradition (e.g., by composing commentaries
to the Lun yu mta, the Laozi, and the Yijing), philosophers of the early Wei thus sought
to discern the "true" meaning of the Dao and its implications for government. Later,
during the fifth century, xuanxue became a subject in the official curriculum, with a
sharpened focus on the Yi jing, the Laozi, and the Zhuangzi, which were collectively
described as the "Three Treatises on the Mysterious (Dao)" (sanxuan Hj£). The term
"xuanxue" was then applied retrospectively to the intellectual currents that emerged
during the early Wei period. In this discussion, I distinguish xuanxue as a general
philosophical hermeneutic with crisscrossing currents from "Xuanxue" as a subject of
official learning. On this point, see further discussion in the text and n.82 below.
During the early Wei period, philosophical debates and criticism became a main-
stay of elite culture. "Pure conversation" (qingtan iflf!&)—which may be described as
a structured form of social gathering in which the host and invited guests debated on
specific philosophical topics—acquired a commanding presence on the intellectual
stage. I consider xuanxue in the general sense defined above to be the substance of "pure
conversation," providing the participants with the topics, vocabulary, and content of
debate. There is a sizeable literature on xuanxue and qingtan. Some of the relevant stud-
ies will be cited in the notes below. In English, Rudolf G. Wagner, The Craft of a Chinese
Commentator: Wang Bi on the Laozi (Albany: State University of New York Press, 2000),
and Alan K.L. Chan, Two Visions of the Way (Albany: State University of New York Press,
1991) both contain a general discussion of the Zhengshi intellectual context and an
extensive bibliography.
2. Wang Xiaoyi, WangBipingzhuan ZESffiPff (Nanjing: Nanjing daxue, 1996), 112. See
also Wang's earlier studies, Zhongguo wenhua de qingliu 41 H ~$C i t W ?H Si (Beijing: Zhong-
guo shehui kexue, 1991); and "Zhong Hui yu zaoqi xuanxue" i l # ®l -^ j£E] S ¥ , Zhongguo
zhexueshiyanjiu c j a H S ^ i t S f ^ (1987), 28-32.
3. Ogami Masami ;<c±IE#j, "Sho Kai ron" ^^^m,Aoyamagakuin daigaku bungakubu
kiyd ffLLjOTx^PiPg^Eg 30 (1988), 17-29. This essay has been collected into
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ALAN K.L. CHAN 103
ings have been lost. This paper examines Zhong Hui's Laozi commentary,
reconstructed on the basis of quotations preserved in the Wen xuan 3£
jiH and two other sources. Comparison with Wang Bi's interpretation
provides an additional avenue to understanding Zhong Hui's thought.
On this basis, the debate on "capacity and nature" may also be explored.
The evidence available is limited, I should make clear at the outset, which
necessitates some degree of conjecture as well as discipline in guarding
against overstating one's case. Given that little research on Zhong Hui is
available and in view of the possible role of "family learning" (jiaxue | c
<P) in his intellectual development, I propose to begin with a biographical
and historical introduction.
Zhong Hui:
The Making of a Statesman and Xuanxue Philosopher
The Zhong family came from Yingchuan Mi 11 (modern Henan province),
which was an important center of learning during the Later Han period.
It gained prominence especially with Zhong Hao il&p (ca. 88-156), who
was closely associated with the qingyi )1f IS (pure criticism) political
reform movement and commanded considerable influence among the
literati as a teacher and model of integrity.4 Because of the proscriptions
Ogami's recent book, Gen Seki Kei Ko no bungaku PiififiSlSfCD^t^ (Tokyo: Sobunsha,
2000).
4. Zhong Hao is accorded a short biography in the How Han shu '\%a JH U (Beijing: Zhong-
hua, 1973), 62.2064-65. See also Scmguo zhi 13.391-92nl. Zhong Hao is often mentioned in
historical sources with another intellectual luminary of Yingchuan, Xun Shu 15 iS (83-149),
a descendant of Xunzi 15 -f, father of Xun Shuang 15 $L the noted Yijing scholar, and
grandfather of Xun Yue 151£, author of the Shenjian ^ H , and Xun Yu 15 s|. See Xun
Shu's biography in Hou Han shu 62.2049. Xun Yu (163-212), in particular, was a key figure
in late Han and early Wei politics. See lang Changru Hf JS Jff, "Dong Han moqi de daxing
mingshi" 3lSl3fc{$lft±*££±, in his Wei Jin Nan Bei chao shilun shiyi g l t ^ t ^ l t
in JB (Beijing: Zhonghua, 1983), 25-52. Among the associates and students of Zhong Hao
and Xun Shu were Li Gu $ @ , Li Ying ^M, and Chen Shi Wt.- All three were leaders
of the qingyi movement that pitted the literati against both the eunuchs and the maternal
relatives of the imperial family. Li Gu was killed in 147 by Liang Ji WM, supreme com-
mander and brother of two empresses, while Li Ying, who was also a native of Yingchuan,
died in prison at the height of the purges or proscriptions against the qingyi "faction"
(danggu W.M) in 169. Li Ying's aunt was the wife of Zhong Hao's brother, whose son, in
turn, married Li Ying's sister. Li Gu's and Li Ying's biographies are found in Hou Han shu
63.2073-89 and 67.2191-97, respectively. Chen Shi (104-187), another famous son of Ying-
chuan, was known especially for his fairness and integrity; he was implicated during the
proscriptions but was spared a violent death. See his biography in Hou Han shu 62.2065-69.
Qingyi is translated as "righteous protest" in The Cambridge History of China, vol. 1, The
Ch'in and Han Empires, ed. Denis Twitchett and Michael Loewe (Cambridge: Cambridge
University Press, 1986), 797; 327-30 discusses the danggu proscriptions. Also relevant is
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104 ZHONG HUTS LAOZI COMMENTARY
against members of the reform party, neither Zhong Hao nor his two
sons served the central government. After the proscriptions had come to
a close, however, the Zhong family began to take an active part in national
politics. Zhong Hao's grandson (or great-grandson), Zhong You §1 US (d.
230), came to be a trusted lieutenant of Cao Cao WfH (155-220) and rose
to become one of the leading statesmen in the early Wei government. 5
Zhong You was the father of Zhong Hui.
The Zhong family is known especially for its expertise in law (xinglti fl-IJ
t$). As a teacher, Zhong Hao is said to have specialized in both poetry
and law.6 Zhong You, too, is remembered especially for his views on law
and government. Specifically, Zhong You was a strong proponent for
reinstating certain forms of corporal punishment involving dismember-
ment and mutilation (rouxing |£] JflJ), which were abolished during the
Former Han dynasty. The issue first surfaced in 216, when Cao Cao set
out to reform the justice system and asked Chen Qun Pj|p (d. 236) to
Ch'i-yiin Ch'en, Hstin Yiieh (AD. 148-209): The Life and Reflections of an Early Medieval
Confucian (Cambridge: Cambridge University Press, 1975).
5. See Zhong You's biography in Sanguo zhi 13.391-99, as well as Xun Yu's in Sanguo zhi
10.307-17 and How Han shu 70.2280-90. Both began their political careers in the Yingchuan
provincial administration (Sanguo zhi 13.392n2). In 191, Xun Yu left Yuan Shao J t IS for
Cao Cao. A few years later, Xun recommended Zhong You to Cao Cao (Sanguo zhi 10.311).
Zhong You, having risen quickly in 216 to the position of Chief Minister or "Counselor-in-
chief" (xiangguofll[H), suffered a political setback in 219—following the chronology in the
biography of Cao Cao, Sanguo zhi 1.52—but was reinstated when Emperor Wen J t of Wei
(Cao Pi W:E, r. 220-226) ascended the throne. According to Zhong Hao's biography in
the Hou Han shu (62.2065), Zhong You was the grandson of Zhong Hao. The commentary
to Zhong You's biography in the Sanguo zhi, however, identifies Zhong You as Zhong Hao's
great-grandson (13.392nl). The name "Zhong You" may also be pronounced "Zhong Yao." I
follow the standard reading here, although the second reading seems to find support from
the Shishuo xinyu tSlftlff fp, which contains an interesting entry relating how Emperor
Wen of Jin (the posthumous title of Sima Zhao W) , 1 Bg [211-265]) made fun of Zhong Hui
by alluding to his father's name using the word "yao" ill. See Yang Yong fHH, Shishuo
xinyu jiaojian tSISIf I P K H (Hong Kong: Dazhong, 1969), 25.2,586; cf. Richard Mather,
Shih-shuo Hsin-yii: A New Account of Tales of the World, by Liu l-ch'ing with Commentary by
Liu Chun (Minneapolis: University of Minnesota Press, 1976), 401. All quotations from the
Shishuo xinyu are taken from Yang Yongfs edition and will be cited by their chapter and
section numbers. Zhong You was also a noted calligrapher. See Howard L. Goodman,
"The Calligrapher Chung Yu (ca. 163-230) and the Demographics of a Myth," Journal of
the American Oriental Society 114.4 (1994), 555-71. Goodman traces in great detail the family
history of Zhong You and suggests that he was likely Zhong Hao's great-grandson. The
translation, "Counselor-in-chief," is taken from Charles O. Hucker, A Dictionary of Official
Titles in Imperial China (Stanford: Stanford University Press, 1985).
6. The Hou Han shu relates, "Zhong Hao, styled Jiming 5JS Bfi, was a native of Changshe
H:tt in Yingchuan. The family was a distinguished one in the commandery; and for
generations it had been good at l a w . . . [Zhong Hao] taught the Shi | # and law to over a
thousand students" (62.2064); cf. Sanguo zhi 13.391nl.
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ALAN K.L. CHAN 105
7. Sanguo zhi 13.397-99; also see Sanguo zhi 22.634, biography of Chen Qun. From the
start, Wang Lang 3: ££j had argued against the reinstatement of rouxing. Wang clearly saw
the real intent of Zhong You's proposal, because death sentences could be commuted even
under existing law. Given that Wang Lang died in 228, the debate before Emperor Ming
must have taken place between 227 and 228. Wang Lang's biography indicates that both
he and Zhong You were known for their expertise in judging criminal cases. Whereas
Wang Lang emphasized caution in applying punishment, that heavy punishment should
be avoided whenever doubt existed (zuiyi congqing ff Hffi H), Zhong You was discerning
in his judgment and meted out punishment proportionate to the crime (mingcha dangfa
Bfl^Hiffi). See Sanguo zhi 13.407. The reinstatement of rouxing was evidently a hotly
debated topic at thetime—seealso, for example, Sanguo zhi 9.302n6, biography of Xiahou
Xuan HfieS (209-254), who authored a treatise on corporal punishment; and Jin shu
If i i 30.921-26, "Treatise on Punishment and Law," which explains that the motivation
for reinstating rouxing lay in the ineffectiveness of existing laws to fight the rising crime
rate. The Sanguo zhi 10.321n2 also mentions a debate on rouxing between Kong Rong |L
U (d. 208) and Xun Qi i5#f cf. Hou Han shu 70.2266, for Kong Rongfs view on this issue.
My concern here is simply whether Zhong You's emphasis on the rule of law would find
expression in Zhong Hui's Laozi learning. The fact that Chen Qun was asked to develop
his father's view may also serve as an indication of the place of family learning in early
third-century China. Incidentally, Chen Qun's grandfather, Chen Shi, was a close friend of
Zhong Hao (see n.4 above). For a summary of the debate on corporal punishment during
the early Han period, see Han shu MW 23.1097-1105.
8. Zhong Yu also introduced new laws allowing sons to clear the name of their deceased
fathers and prohibiting remarriage for wives of the aristocrats. See Zhong Yu's brief biogra-
phy attached to Zhong You's in Sanguo zhi 13.399-400. The official title dali was changed to
tingwei ££ I t at the start of the Wei dynasty. Whereas Xiahou Xuan was an acknowledged
leader of the Wei elite, Li Feng, as we shall see, participated in the debate on "capacity
and nature." Li Feng plotted with Xiahou Xuan against Sima Shi W] HSU (208-255) and
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106 ZHONG HUI'S LAOZI COMMENTARY
The Zhong family evidently took a strong interest also in the Laozi and
the Yijing. Zhong You authored a Laozi xun 45 •?• IM as well as a commen-
tary to the Yijing.9 Neither is extant, but given Zhong You's emphasis on
the rule of law, it may be asked whether his interpretation of the Laozi
would highlight the more practical insights of statecraft. According to
Zhong Hui, his mother (nee Zhang 3J|, d. 257) was also a dedicated
student of the Laozi and the Yijing.10 In view of the importance of fam-
ily traditions in classical learning in early imperial China, the possible
influence of Zhong You on Zhong Hui's thinking cannot be discounted.
Besides the focus on law, as we shall see, Zhong You's view on the role
of the "sage" in politics may also warrant attention in this connection.
Zhong Hui, styled Shiji ± =p, was a precocious child, as both the Sanguo
zhi and the Shishuo xinyu tell us.11 Zhong You must have had big plans for
his youngest son, for he sent Zhong Hui, who was only five (Chinese sui
|§), to see Jiang Ji M?M (d. 249), an influential official then in charge of
military appointments and famous for his view that to "know a person"
(zhiren £P A)—i.e., to determine if someone is capable and worthy of offi-
cial appointment—one only needs to look into his eyes. On seeing Zhong
Hui, Jiang Ji immediately pronounced that he was "extraordinary."12
This may have been said out of respect for Zhong You, but it is clear that
was killed immediately; the fate of his family, however, came under Zhong Yu's purview.
The incident is reported in detail in Sanguo zhi 9.299-302, biography of Xiahou Xuan,
where it is also mentioned that Zhong Hui wanted to befriend Xiahou Xuan after the
latter had been arrested but was rebuffed (9.302n4). On this incident, see also Shishuo
xinyu 5.6.
9. Zhong You's Laozi and Yijing commentaries are mentioned by Liu Jun %L\]t$i (462-
521) in his commentary to the Shishuo xinyu 2.11. This reference has been omitted in
Richard Mather's translation. Zhong Hui also refers to his father's Yijing commentary
(Sanguo zhi 28.785nl).
10. Zhong Hui composed a biography of his mother, which has been preserved in the
commentary to his biography in Sanguo zhi 28.784nl and 785-86nl. When Zhong Yu was
a provincial governor toward the end of the Zhengshi reign, he engaged Guan Lu If $g
(209-256), the famous diviner, in a discussion of the Yijing. The Sanguo zhi commentator,
Pei Songzhi IH&i. (372-451) relates that Zhong Yu challenged Guan on over twenty
matters concerning the Yijing and adds that he thought the difficulties Zhong had raised
were truly exceptional. This would suggest that Zhong Yu at least thought of himself as
a Yijing expert. See Sanguo zhi 29.821-22, biography of Guan Lu.
11. Sanguo zhi 28.784. The Shishuo xinyu reports two instances in which Zhong Yu and
especially Zhong Hui showed their quick wit (2.11 and 2.12). The latter reference tells the
story that Zhong Yu and Zhong Hui stole wine when they were young. A similar story
is attributed to the two sons of Kong Rong; see Shishuo xinyu 2.4.
12. Sanguo zhi 28.784. A similar account is recorded in the commentary to the Shishuo
xinyu 2.12, which gives an abbreviated version of Zhong Hui's biography. See also San-
guo zhi 14.452, for Jiang Ji's rise in officialdom. Sanguo zhi 9.299nl gives an account of the
widespread corruption that plagued the appointment of military officials, a problem to
which Jiang Ji is said to have contributed.
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ALAN K.L. CHAN 107
Zhong Hui held much promise and was carefully groomed to follow
in his father's footsteps in establishing a distinguished political career.
Zhong Hui himself recounts that he began his formal education under
the guidance of his mother with the Xiaojing # 1 1 at the age of four sui.
This was followed by the Lun yu at seven; the Shijing at eight; the Shang
shu jcfi fl' at ten; the Yijing at eleven; the Chun qiu Zuozhuan^fXtc M and
the Guo yu H i p at twelve; the Zhou li jWllf and the Liji JliE at thirteen;
and his father's commentary on the Yijing at fourteen. At fifteen, he was
then sent to the imperial academy to further his studies.13
During the Zhengshi era, Zhong Hui began his official career as an
assistant in the palace library (mishu lang l&dUP). Reputed for his wide
learning and skill in disputation, he was soon promoted to be a deputy
secretary at the Central Secretariat (zhongshu shilang ^IHTfllP). The
Sanguo zhi reports that he and Wang Bi both enjoyed fame even before
they turned twenty.14 Wang Bi's biography further relates that the two
were on good terms.15 As Wang Baoxuan j E ^ I £ argues, there is reason
to believe that during the Zhengshi period Zhong Hui identified him-
self initially with the faction led politically by Cao Shuang WM (d. 249)
and intellectually by He Yan M S (d. 249).16 On the philosophical front,
13. Sanguo zhi 28.785nl; cf. Richard Mather, "The Controversy over Conformity and
Naturalness during the Six Dynasties," History of Religions 9 (1969-70), 167. Zhong Hui also
acquired good calligraphic skills and had on more than one occasion forged documents to
advance his interests. See Sanguo zhi 28.787 and 791-92; see also Shishuo xinyu 21.4.
14. Sanguo zhi 28.795. The Chinese text reads, "$), t^MUlU^SEikfa^ •"
15. Wang Bi's biography by He Shao f5J 8J (d. ca. 300) is preserved in the commentary
to Zhong Hui's; see Sanguo zhi 28.795-96nl. One of Wang Bi's forebears, Wang Chang
3:$§ (d. 169), was a student of Xun Shu and was presumably known to Zhong Hao as
well; see Sanguo zhi 10.307nl. From a distinguished family in Shanyang commandery,
Wang Chang was the son of Wang Gong 3E B , who came to associate with the leaders
of the qingyi reform movement when he was governor of Runan feM, another lead-
ing center of learning near Yingchuan. In particular, Wang Gong became close to Chen
Fan PiEHf (d. 168), who would later bring Wang Chang into politics; see Hou Han shu
56.1819-26 and 66.2159. Wang Chang's son ended up serving under He Jin fBJil (d. 189),
the strongman in government at the time. See Sanguo zhi 21.597-99, biography of Wang
Can 3E|R (d. 217), grandson of Wang Chang, for further details. Family connection may
have been one reason why Wang Bi became a protege of He Yan, grandson of He Jin,
although this should not undermine Wang Bi's philosophical talent or He Yan's ability
to identify and appreciate such talent. Similarly, it is possible that family history had
brought Zhong Hui together with He Yan and Wang Bi. In this context, another young
contemporary, Xun Rong 15116, Xun Yu's grand-nephew, may be mentioned. The com-
mentary to the biography of Xun Yu (Sanguo zhi 10.316nl), citing the "Family Records
of the Xun Clan" (Xun shijiazhuan IrJ F£f£'($) reports that Xun Rong, "styled Boya 16
iffi, was much celebrated (as a young intellectual) with Wang Bi and Zhong Hui.... He
debated with Wang Bi and Zhong Hui on the meaning of the Laozi and the Yijing."
16. Wang Baoxuan, Zhengshi xuanxue IE£p ~&^ (Jinan: Qilu, 1987), 148. As is well known,
Cao Shuang dominated the Zhengshi political scene; in 249 Sima X\ f ] , | i S (179-251)
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108 ZHONG HUI'S LAOZ1 COMMENTARY
Zhong Hui was drawn especially to He Yan's view that "sages do not
have emotions" and is said to have developed it in his own thinking.17
The question that needs to be addressed later is whether this is reflected
in Zhong Hui's Laozi commentary.
The fall of Cao Shuang and He Yan at the hands of Sima Yi in 249
marked a turning point in Wei politics. Zhong Hui was present with
the Wei emperor and Cao Shuang at the imperial cemetery when the
coup took place, but he managed to keep out of harm's way despite his
apparent association with the Cao faction. In 244, Zhong Yu had lost
favor with Cao Shuang when he criticized Cao's campaign against Shu.18
Zhong's mother also had warned that Cao's hold on power might not
last long.19 Perhaps Zhong Hui saw the winds of change and did not tie
his political fortunes entirely to the Cao faction. In any case, after 249
Zhong Hui was able to retain his post at the Central Secretariat and soon
emerged as a key member of the Sima regime. He accompanied Sima Shi
on his last military campaign; and when the latter died in 255, Zhong
helped facilitate the transition of power from Sima Shi to his brother
Sima Zhao. Rising then from Palace Attendant (huangmen shilang ft H
{rfJtP) to Metropolitan Commandant (sili xiaowei WHtfJM) and in the
winter of 262 to General of the Pacification of the West (zhenxijiangjun ®
jftj^ljl), Zhong Hui achieved spectacular success in the political arena.
In 263, in recognition of his role in the conquest of Shu, he was made
Chief Minister of Culture and Instruction (situ W] ££), one of the "Three
Excellencies" (sangong H & ) of state. At the height of his power, Zhong
Hui "considered his own achievement and fame to be unsurpassed in
the world and that he could no longer serve under anyone."20 Calculat-
ing that he had control of a formidable army and that he could at least
claim the land of Shu even should he fail to conquer the entire country,
Zhong Hui decided to turn against Sima Zhao. He was killed by his own
troops in the first month of 264.
After Zhong Hui's death, a collection of writings in twenty sections
engineered a takeover that led to the death of Cao Shuang, He Yan, and other members of
the faction. After Sima Yi's death, control of the Wei government came into the hands of
his two sons, Sima Shi and Sima Zhao. In 265, the latter's son, Sima Yan W] ,fb |£ (236-290)
formally ended the reign of Wei and established the Jin dynasty (265-420).
17. Sanguo zhi 28.795nl. "He Yan maintained that the sage does not have (such basic
emotions as) fondness, anger, sorrow, and joy. His views were extremely cogent, on which
Zhong Hui and others elaborated."
18. Sanguo zhi 13.400; cf. Sanguo zhi 9.283. Subsequently, Zhong Yu was removed from
the capital to serve as governor of the Wei commandery, where he met Guan Lu (see
n.10 above).
19. Sanguo zhi 2B.786nl.
20. Sanguo zhi 28.791.
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ALAN K.L. CHAN 109
(pian H ) was found at his home. "Written in a style close to Zhong Hui's,"
they are entitled "Discourses on the Dao" (Dao lun Mm)', but, we are also
told, they actually reflected the teachings of the school of xingming ffl ^
(punishment and names).21 The meaning of xingming will be addressed
later. Assuming that these were Zhong Hui's writings, it is not clear
whether they included his Laozi commentary, treatise on the "capacity
and nature" debate, and studies on the Yijing. If they did, then Zhong's
interpretation of the Laozi should also reflect the centrality of "punish-
ment and names."
Zhong Hui seems to have written two essays on the Yi jing. The Sui
shu p f * identifies these as the Zhou Yi jinshen lun M^Mffimi in one
book (juari) and the Zhou Yi wu huti lun jS| Jj H S H I i in three.22 Zhong's
biography confirms that he worked on the latter. Judging from the titles,
whereas the former affirmed that the Yijing could "exhaust" (jin § ) or
render completely transparent the meaning of "spirituality" (shen |$)
and by extension the mystery of the Dao, the latter challenged the older
method of Yijing divination involving the transformation of hexagrams
by reconfiguring the individual lines.23 This may suggest that, like Wang
Bi, Zhong Hui focused on the "meaning and principle" (yili HS1) of the
hexagrams, as opposed to their application in divination, in his interpre-
tation of the Yijing. A member of the Yingchuan Xun clan, Xun Yi Iffiil
(d. 274), criticized Zhong Hui on this point.24 Coming from the Xun family,
21. Sanguozhi2B.795.
22. Sui shu 32.910.
23. The method of huti S f i , which Richard Lynn translates as "overlapping trigrams,"
became current during the Han dynasty and was associated with such scholars as Zheng
Xuan $ ! £ (127-200) and Yu Fan fgffl (ca. 170-ca. 239). A hexagram is formed by two
trigrams; i.e., lines 1-3 and lines 4-6. To understand a hexagram, one can thus focus on the
basic meaning of the two constituent trigrams. The method of "overlapping trigrams," how-
ever, takes lines 2-4 and 3-5 to form another two trigrams, in terms of which the hexagram
under examination may be explained more fully. Leaving aside the technical details, this
serves above all to expand the field of external referents, to which the individual lines of
the hexagram are seen to refer, in order to arrive at a more comprehensive understanding
of the cosmos. See Richard Lynn, trans., The Classic of Changes: A New Translation of the I
Chingas Interpreted by Wang Bi (New York: Columbia University Press, 1994), 32.
24. Sanguo zhi 10.319n2; also see Jin shu 39.1150, biography of Xun Yi. Xun was the
son of Xun Yu and brother-in-law of Chen Qun. Wang Bi, in his shorter writing on the
Yijing, also criticizes the method of "overlapping trigrams" and other attempts to reduce
meaning to objective referents. See Lynn, ibid. Yet in his commentary on the Yijing, there
are instances where he seems to have made use of the method. For example, it was sug-
gested as early as the Song dynasty that Wang Bi's reading of the third line of hexagram
38, kui^k, took lines 3-5 to refer to the trigram kan fK. • See Jian Boxianffi}ffl?f}, Wei Jin sijia
Yiyanjiu MWVSMUnW'R. (Taipei: Wenshizhe, 1986), 108. In general, however, consistent
with his emphasis on unity, Wang Bi's understanding of the Yijing hinges on the idea
that the meaning of each hexagram is determined by one line. A useful introduction to
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110 ZHONG HUI'S LAOZ1 COMMENTARY
the Yijing learning of the Xun family is Ch'i-yun Ch'en, "A Confucian Magnate's Idea of
Political Violence: Hsiin Shuang's (128-190 A.D.) Interpretation of the Book of Changes,"
T'oung Rto 54 (1968), 73-115.
25. As mentioned, Xun Rong, Xun Yi's nephew, also debated with WangBi and Zhong
Hui on the meaning of the Laozi and the Yijing (Sanguo zhi 10.316nl). In particular, he took
exception to Wang Bi's interpretation of the "number of the great expansion" (dayan zhi shu
J\\fi£LW) in the Yijing (Sanguo zhi 28.795nl), which traces all phenomena to a necessary
ontological foundation. See Richard Lynn, The Classic of Changes, 60-61; for a discussion of
Wang Bi's departure from Han interpretations, see A. Chan, Two Visions of the Way, 29-32;
and Tang Yongtong, "Wang Bi's New Interpretation of the / Ching and the Lun-yii," trans.,
Walter Liebenthal, Harvard Journal of Asiatic Studies, 10 (1947), 124-61.
26. In his Jiezi shu I S ^ S , Wang Sengqian identifies the caixing debate and Xi Kang's
famous discussion on music as basic to the repertoire of every learned speaker in philo-
sophical debates; see Wang's biography in Nan Qi shu M 5? II 33.598-99. On Wang's work,
see Yu Yingshi £?5?I3F, "Wang Sengqian Jiezi shu yu Nanchao qingtan kaobian" 3iflt)8i$
^•m^mmmm^m,2.hongguowenzheyanjiujikan^m^.mm%m^\ 3(1993), 173-96.
See also Yu's "Preface" to Tang Yiming Jf M Hfl, Wei Jin qingtan gglfif i< (Taipei: Dongda,
1992). The Shishuo xinyu also attests to the importance of the caixing debate; see 4.5,4.34,
4.51, and 4.60, thefirstof which will be discussed later.
27. Sanguo zhi 21.627-28, biography of Fu Jia. The name "Fu Jia" is pronounced "Fu
Gu" in modern Chinese; "Jia" seems to be the older pronunciation—see Shuowen jiezi zhu
iSJtffi^ffi (Shanghai: Shanghai guji, 1986), 88. Fu Jia recognized Zhong Hui's sharp
mind and befriended him, but he also warned Zhong not to be proud, after the latter had
gained the trust of Sima Zhao. See Sanguo zhi 21.627 and 628nl. Zhong Hui's biography
also mentions that he "at one time discussed the identity and difference of caixing"; see
Sanguo zhi 28.795.
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ALAN K.L. CHAN 111
Despite its evident popularity in Wei-Jin China, other than the general
position of the four views and the individuals who held them, which
will be discussed later, we have no further knowledge of this work.
According to Wang Baoxuan, Zhong Hui's Laozi commentary and
studies of the Yijing should be dated to the Zhengshi reign. Whereas the
former reflected the influence of He Yan and should be placed between
240 and 247, the latter was probably completed during the last two years
of the Zhengshi era. Because Zhong Hui did not become close to Fu Jia
until after 249, Wang Baoxuan thus considers Zhong's work on caixing
a later product.28 The evidence is uncertain; Wang Xiaoyi, for example,
traces it to the Zhengshi period.29 Zhong's treatise on caixing was com-
pleted before Xi Kang's death in 262, for the Shishuo xinyu relates that after
Zhong Hui had finished the work, he wanted to show it to Xi Kang.30 For
28. Wang Baoxuan, Zhengshi xuanxue, 152-53. Wang suggests that the work was prob-
ably completed in 256, because in that year, according to the Sanguo zhi (4.134), Zhong
summarized a discussion on the relative merits of certain ancient kings that transpired
at a banquet hosted by the Wei emperor. Although there may be overlaps, the two topics
seem nonetheless too different to be collapsed into one treatise on caixing.
29. Wang Xiaoyi, Wang Bi pingzhuan, 113. See also Zhu Xiaohai (Chu Hsiao-Ha [sic] £fc
B$ tS, "Caixing Siben lun ceyi" •% f£ 0 if ft M^., Journal of Oriental Studies (Hong Kong) 18
(1980), 207-24. The suggestion is that because Wang Guang 3E B5, whose view forms a part
of the Siben lun, died in 251, Zhong's work should be dated before that time. It is difficult
to say when the written work was completed, although it may be assumed that the four
views themselves were established before Wang's death. This is because, as I shall argue,
Wang Guang seems to have been the last to step into the debate, taking aim especially
at Zhong Hui's position. It is not necessary to assume that there was actually a debate
involving all the four proponents; conceivably, Fu Jia was the first to make known his view,
which was circulated and against which the other three reacted separately.
30. According to the Shishuo xinyu 4.5, Zhong Hui went to Xi Kang's house, but fearing
that Xi Kang might criticize his work he "threw" it inside and ran away. This may suggest
that Zhong Hui was then still relatively young and not fully secure in his political career.
Perhaps the work may be placed between 245 and 254, after which Zhong Hui seems
fully preoccupied with political developments. On another occasion, perhaps not long
after 249, Zhong Hui was snubbed by Xi Kang. Whether this has contributed to Zhong's
damaging views against Xi Kang later is, of course, a matter of conjecture. But Zhong's
role in the eventual execution of Xi cannot be denied, for which see Sanguo zhi 21.606nl
and 28.787; Shishuo xinyu 6.2 commentary and 24.3; and Jin shu 49.1373. There is no need
to try to "rehabilitate" Zhong Hui; his contribution to xuanxue stands on its own. What
may be worth mentioning is that although Zhong was snubbed by Xi Kang, his reply
was really quite brilliant. Taking the Shishuo xinyu account (24.3), Xi Kang refused to
acknowledge Zhong Hui when the latter visited him. When Zhong was about to leave,
Xi Kang asked, "What had you heard that made you come? And what have you seen
that makes you leave?" Zhong replied, "Having heard what I had heard, I came; having
seen what I have seen, I am (therefore) leaving." Cf. Richard Mather, Shih-shuo Hsin-yu,
393. Zhong Hui has also been accused of trying to bring harm to Ruan Ji M.W (210-263);
see Jin shu 49.1360.
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112 ZHONG HUI'S LAOZI COMMENTARY
present purposes, the question that bears directly on the issue at hand
is whether Zhong Hui's Laozi commentary preceded or followed Wang
Bi's commentary, which Wang Baoxuan also dates to no later than 247.31
Historical sources are silent on this point. From the surviving fragments of
Zhong Hui's commentary, there is no indication that he had knowledge
of or was reacting against Wang Bi's interpretation.
31. Wang Baoxuan, Zhengshi xuanxue, 165-66. Wang Xiaoyi, Wang Bi pingzhuan, 364-65,
traces Wang Bi's Laozi commentary to about 244.
32. Sui shu 34.1000; }iu Tang shu ffilfS 47.2027; Xin Tang shu §f |§fij 59.1514.
33. This is reported in Chao Gongwu M ^ S , Junzhai dushu zhi t P H i f S s g (Taipei:
Guangwen, 1967), 11.4b. Zhang Junxiang's compilation originally included thirty com-
mentaries. It has been suggested that the Daode zhenjing zhushu M W. M $2&. Wi, attributed
to Gu Huan Sigjt, a noted Daoist master of the fifth century, is in fact an incomplete
version of Zhang's work; see Wang Zhongmin 3i JtK, Laozi kao %t~?-^ (Beijing, 1927;
reprint, Taipei: Dongxing, 1981), 92-94. However, the present Dao zang MM edition of
the work (Harvard-Yenching Index no. 710), in Dao zang (Shanghai: Shanghai shudian,
1996), 13.274-356, does not contain any reference to Zhong Hui.
34. Du Guangting, Daode zhenjing guang shengyi J i l l jMIlIf I l f l (Harvard-Yenching
Index no. 725), 5.12b; in Dao zang, 14.340.
35. The Sui shu (35.1060) mentions also a Zhong Hui ji fl # H (Collected Works) in nine
juan, to which a catalogue had been added during the Liang dynasty (502-557); and under
the "miscellaneous" section (34.1006), a Churao lun HJ^ili in live juan, a few lines from
which have been preserved in the Song encyclopedic work, Taipingyulan ^W-'MW- See
YanKejun$njt=),QuanSanguowen^.EM'X (Beijing:Zhonghua, 1995),25.1191.Zhong
Hui was also an accomplished poet; a few fragments of his poetry in ihefu IS style have
been preserved in various sources; see Quan Sanguo wen, 25.1188.
36. Tang Yongtong MfflFfc, "Du Dao zang zhaji" MMM^lsi, reprinted in Tang Yong-
tong xueshu lunwenji $§ffl BWM i i X H (Beijing: Zhonghua, 1983), 407-8. Li Lin's work,
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ALAN K.L. CHAN 113
tary can also be found in Lu Deming's H£tii Bfl (556-627) Laozi yinyi 4^-f1
if H , which compares Wang Bi's text with other versions of the Laozi and
provides concise pronunciation guides and semantic glosses for selected
terms. On the basis of these sources, Fujiwara Takao has put together a
reconstructed version of Zhong Hui's commentary.37 A total of eighteen
quotations have been identified by Tang Yongtong and Fujiwara. They are
incomplete, however; as the Qing scholar Yao Zhenzong MJSZK (1842-
1906) noted, citing the Wen xuan lixue quanyu ^CMM^WtM by Wang
Shihan H S f f l (b. 1707), Zhong Hui's work is quoted also in Li Shan's
^ # seventh-century commentary to the Wen xuan. Yao further remarks
that "family learning" (jiaxue) plays an important role in Zhong Hui's
interpretation of the Laozi.38
Zhong Hui is cited five times in Lu Deming's Laozi yinyi. One quotation
simply indicates that the Laozi text (ch. 73) accompanying Zhong Hui's
commentary has a variant character.39 A second gives Zhong's reading
as to how a certain word should be pronounced (ch. 15).40 It is worth
the Daode zhenjing qushanji illii jUifSfKHrlfl, in twelve juan, is collected in the Dao zang
(Harvard-Yenching Index no. 718). All citations from Li Lin's work are from the Dao zang
edition, 13.844-942.
37. FujiwaraTakao^|Iifi^,"ShuitsuR6sWkochuhen''$|i^^i'-i'tt^,inrflfajmflfsu
kogyo koto senmon gakko kenkyu kiyo i§1gISiSIWH^M£57f 5ESE®, 1 (1966). I thank
Professor Fujiwara for sending me an offprint of his work. According to Wang Zhongmin,
the Qing scholar Yan Kejun had collected fragments of Zhong's commentary; but it seems
that the work was never put to print. See Wang Zhongmin, Laozi kao, 57.
38. Yao Zhenzong, Sanguo yiwen zhi H H E 3t i£, in Shishi shanfang congshu Bif E lil JS ^
£
E5 (Shanghai: Kaiming, 1936), 68; cf. Wang Shihan, Wen xuan lixue quanyu (Taipei: Guang-
wen, 1966), 2A.35b. After the Song period, scholars do quote from Zhong Hui occasionally.
For example, the Ming scholar Jiao Hong M $k (1541-1620) cites Zhong's interpretation of
chapter 25 in his commentary to the Laozi; the Qing scholar Wei Yuan itJH (1794-1856)
also refers to Zhong once in his commentary, the Laozi benyi ^-p$SSi|. But in all likeli-
hood they were relying on the three sources identified here. In what follows, citations
from Lu Deming's Laozi yinyi are from the Sibu beiyao HnPtitl? edition, appended to
Wang Bi's Laozi commentary (Taipei: Zhonghua, 1981). Quotations from the Wen xuan
refer to the Taiwan reprint of the Qing dynasty "Master Wan" M'fcffli edition, which is
in turn based on a Song edition (Taipei: Zhengzhong, 1971). For ease of reference, I will
also give the corresponding page numbers in the readily available 6-volume edition of
the Wen xuan (Shanghai: Shanghai guji, 1986). The Wen xuan zhu yinshu yinde 'XMfe^ I
E?2) I !#/ Harvard-Yenching Sinological Index Series, no. 26 (Peiping: Harvard-Yenching
Institute, 1935), 117, gives a partial list of citations from Zhong's Laozi zhu. A full list is
given in Tominaga Kazutaka UTK—1L Monzen Ri Zen chu insho sakuin ~%JS^UQ:^ IS?
jf 31 (Tokyo: Kenbun, 1996), 81.
39. On the phrase #5#$MHfl in the current version of the Wang Bi Laozi, Lu De-
ming remarks that Zhong Hui's text and several others' have the word ifl in place of
iff. See Shima Kunio fiblflffi, Roshi Kosei fg^Jr&IE (Tokyo: Kyukoshoin, 1973), 208-9,
for a list of the variants.
40. On the word bi (§5 in chapter 15 of the current Laozi, Lu Deming remarks, "jfttjj:
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114 ZHONG HUI'S LAOZ1 COMMENTARY
K"; but he adds that according to Zhong Hui and the Liang emperor Wudi iKSS the
word is pronounced "ll^tSM '
41. Mou Zongsan ^ 5 K H , Caixingyu xuanli ^f^Si^M (Taipei: Xuesheng, 1993), 138,
makes the point that Zhong Hui should be viewed as a "transitional"figureto Wang Bi.
42. Unless otherwise stated, quotations from Wang Bi are translated directly from the
modern critical edition by Lou Yulie JB ^ ^!l, Wang Bijijiaoshi 3E $8 M %ZM, 2 vols. (Beijing:
Zhonghua, 1980). Compare Richard Lynn, The Classic of the Way and Virtue: A New Translation
of the Tao-te ching of Laozi as Interpreted by Wang Bi (New York: Columbia University Press,
1999); Paul J. Lin, trans., A Translation of Lao-tzu's Tao-te ching and Wang Pi's Commentary
(Ann Arbor: Center for Chinese Studies, University of Michigan, 1977); and Ariane Rump
and Wing-tsit Chan, trans., Commentary on the Lao-tzu by Wang Pi (Honolulu: University
of Hawaii Press, 1979).
43. Heshanggong is a legendary figure depicted as a teacher to Emperor Wen of Han
(r. 179-157 B.C.). Modern Chinese scholars generally agree in dating the commentary to
the Later Han period, although some Japanese scholars maintain that it is a later product
of the Six Dynasties. See also n.53 below.
44. The commentary by Yan Zun, entitled the Laozi zhigui % -f la Si, now contains only
chapters 38-81 of the current Laozi. The best edition of the Laozi zhigui is that contained in
the Dao zang (Harvard-Yenching Index no. 693), which clearly indicates that the work had
originally thirteen juan, the first six of which have been lost. Judging from the available
evidence, it can be accepted as a Han product. The Laozi text that accompanies Yan Zun's
commentary agrees in many instances with the wording of the Mawangdui manuscripts.
See Alan K.L. Chan, "The Essential Meaning of the Way and Virtue: Yan Zun and 'Laozi
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ALAN K.L. CHAN 115
1) Laozi, ch. 1
(Wen xt/an, 11.7a, 497, J&mOiMtt\liffi)
On the phrase "youtnei"fflfcfcin Sun Chuo's W& fourth-century "Rhap-
sody on Roaming the Celestial Terrace Mountains" (You Tiantai shanfu M
5^ ~a ill IE),46 Li Shan explains that it refers to the Dao and that according
to Zhong Hui's Laozi zhu, the Dao is "shadowy, dark, dim, and obscure;
it is therefore described as xuan" (youming huimei gu cheng wei xuan ffl^
BSfcfc, r#$?-fe:£)- This is probably taken from Zheng's commentary on
chapter 1 of the Laozi, although the word xuan also appears in chapters
10,51 and 65.47
Learning' in Early Han China," Monumenta Serica, 46 (1998), 105-27; and Isabelle Robinet,
Les commentaires du Tao to kingjusqu'au Vile siecle (Paris: Presses Universitaires de France,
1977). Quotations from Yan Zun's commentary are translated from the modern critical
edition by Wang Deyou 3EtH W, Laozi zhigui (Beijing: Zhonghua, 1994).
45. The Xiang er commentary, a copy of which was discovered among the Dunhuang
manuscripts (no. 6825 in the Stein collection), is closely linked to the "Way of the Celestial
Masters" and has been ascribed to Zhang Daoling iJJl J!IS/ the founder of the sect, or his
grandson Zhang Lu 3J1H. It is also incomplete; only thefirstpart has survived, beginning
with the middle of chapter 3 and ending with chapter 37 in the current chapter division
of the Laozi. The central thesis of the commentary is that devotion to the Dao in terms of
spiritual self-cultivation and compliance with its ethical precepts would assure boundless
blessings in this life and beyond. On this work, see Rao Zongyi i^^KI, Laozi Xiang er zhu
jiaozheng ^t-f-MWHifftM (Shanghai: Shanghai guji, 1991); and Stephen Bokenkamp,
Early Daoist Scriptures (Berkeley: University of California Press, 1997).
46. Sun Chuo's rhapsody has been translated by David R. Knechtges in Wen xuan,
or Selections of Refined Literature (Princeton: Princeton University Press, 1982-1996),
2.243.
47. Chapters 10, 51 and 65 all refer to xuande ^tfi, "mysterious virtue" or "profound
virtue." Unless stated otherwise, translations from the Laozi are based on the current Sibu
beiyao edition. Rather than translating the Laozi in the light of Zhong Hui's commentary, I
will generally offer a "minimalist," literal reading so as to highlight the way in which Zhong
Hui exercised his interpretive prerogative and made sense of the Laozi. This would also
allow us to see more clearly how Zhong Hui compares with other commentators in the
discussion that follows. Where appropriate, reference will be made to the following Laozi
translations: D.C. Lau, Chinese Classics: Tao Te Ching (Hong Kong: Chinese University Press,
1982); Wing-tsit Chan, The Way of Lao Tzu (Indianapolis: Bobbs-Merrill, 1963); Ellen M. Chen,
The Tao Te Ching: A New Translation with Commentary (New York: Paragon House, 1989);
Robert G. Henricks, Lao-Tzu Te-Tao Ching: A New Translation Based on the Recently Discovered
Ma-wang-tui Texts (New York: Ballantine Books, 1989); Michael LaFargue, The Tao of the Tao
Te Ching: A Translation and Commentary (Albany: State University of New York Press, 1992);
and Arthur Waley, The Way and its Power (New York: Grove Press, Inc., 1980).
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116 ZHONG HUI'S LAOZI COMMENTARY
2) Laozi, ch. 10
(Wenxuan, 24.20b, 1147, P i ± | f i t t ^ £ $ ^ )
Li Shan refers to the first line of Laozi chapter 10 (fcff AJ&Jfe—tEUSt
^p-), which in W.T Chan's translation reads: "Can you keep the spirit
and embrace the One without departing from them?" The opening
phrase, "zai yingpo" llclf fljt, is difficult. In Chan's translation, yingpo is
taken to mean "spirit," whereas the word zai functions as the main verb.
Similarly, D.C. Lau interprets zai as a verb meaning "carry," reading it
in terms of its cognate, dai He, which is in fact used in the Mawangdui
"B" manuscript.48
Zhong Hui's commentary takes the word zai not as a verb but as an
exclamation that begins the sentence. Indeed, since the Tang dynasty a
number of commentators, including the Tang emperor Xuanzong ]£ ^ ,
have argued that the word zai is an exclamation, which originally formed
the end of the previous chapter but was mistakenly transposed to the
beginning of chapter 10. Zhong Hui did not make that claim, but because
he took zai as a formal particle, he needed a verb to make sense of the
sentence. This he finds in the word, ying, decoupling the term yingpo.
Zhong Hui writes:
48. On the Mawangdui text, see Henricks, Lao-Tzu Te-Tao Ching, 206; and Lau, Chinese
Classics: Tao Te Ching, 278.
49. I translate po and hunpo as "soul" in a general sense here. K. E. Brashier, "Han
Thanatology and the Division of 'Souls'," Early China 21 (1996), 125-58, has drawn atT
tention to the imprecision of translating hunpo as "soul." For our purposes, of greater
concern is the concept of qi f|, the vital energy that gives and sustains life, which will be
discussed later. Zhong Hui's language here seems to support Brashier's main argument
that hunpo does not divide into "a tidy dualism of a heaven-bound hun and an earth-
bound po" (p. 158). I am grateful to an anonymous reader for Early China for reminding
me of this. However, it should be noted that Heshanggong's commentary to this passage
distinguishes hunfrompo.
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ALAN K.L. CHAN 117
xuan 60.20b, 2600, Ht±ftf ^r>1$M$B3t). The word ying appears also in a
poem by Xie Lingyun i f f l U (385-433) in the Wen xuan (30.9a, 1399-1400),
where Li Shan again refers to Zhong's commentary, "To manage and
protect is what is meant by ying" (MH^t-FUS, IS 18faH "til)- Inciden-
tally, Zhu Xi %:M (1130-1200) considers Wang Bi's and Heshanggong's
reading of this line to be equally misguided. Although it is not known
whether Zhu Xi had seen Zhong Hui's commentary, at least he allows
the possibility of taking the word ying to mean "manage," "operate" or
"put into order" (i.e., in the sense of jingying &f If). 50
3) Laozi, ch. 11
(Li Lin, Daode zhenjing qushan ji, 2.12b-13a, 856)
Finding an apt illustration in a common mode of transportation in early
China, the Laozi announces in chapter 11 that "thirty spokes" join into one
hub; but the use or function of the wheel, and by extension the carriage
or cart as a whole, is not so much dependent on the solid spokes as the
empty space within the hub. Similarly, clay may be shaped and treated
to make vessels, and doors and windows cut out to make a room; but
it is the "emptiness" of the vessel or room that makes possible its use or
function. "Therefore," the Laozi concludes, "having something {you) is
what produces benefit, (but) having nothing {wu) is what produces use"
50. Zhuzi yulei ^ c ^ i g ^ i , 137 (Beijing: Zhonghua, 1986), 8.3265-66. For a detailed dis-
cussion of this passage, see Jiang Xichang M % H, Laozi jiaogu ^t^f-tfUk (Shanghai, 1937;
Taipei: Dongxing, 1980), 54-56; and Hatano Taro fi# if ±I|5, Roshi dotokukyo kenkyu %
•7-ilti^Bf 35 (Tokyo: Kokusho kankokai, 1979), 81-82. Wang Bi's and Heshanggong's
interpretation of this line will be discussed later.
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118 ZHONG HUI'S LAOZI COMMENTARY
4) Laozi, ch. 12
(Li Lin, Daode zhenjing qushan ji, 2.15a, 857)
Chapter 12 of the Laozi warns that the "five colors cause one's eyes to
become blind," and of the other harmful effects that stem from indulg-
ing in one's senses. The Laozi concludes: "Shi yi shengren weifu buwei mu"
(TII^ISAMM-^fei @), which most translators take to mean, "For this
reason the sage is for or concerned with (wei) the belly and not for the
eyes."52 The word "wei" fa requires explanation here. Zhong Hui relates
it to the being of the sage:
satft*,&B&8I, mmm, &B^%,B. E ^ A ^ H , &m
The genuine vital energy pervades (the sage's) inner being; thus it is
said, (he is) "for the belly." Externally, desires have been eliminated;
thus, it is said, "not for the eyes." "The five tones cause men's ears
to become deaf" (as the Laozi goes on to say). Thus "the sage is for
the belly and not for the eyes." These serve as examples (referring to
the five colors, five sounds, five tastes, etc., mentioned in the Laozi,
which bring out the same point).
Zhong Hui did not say whether the sage has to pursue any special practice
to firm up his vital qi'-energy within, but it seems clear that the sage is
mindful of his (jf-nature in everything he does and certainly does not live
"for the eyes," i.e., to satisfy the senses. As we shall see, the relationship
between the "inner" and the "outer" also merits attention.
51. For a different translation of this passage, see Rudolf G. Wagner, The Craft ofa Chinese
Commentator, 241-42. Zhong Hui's literary accomplishment is mentioned twice in Liu Xie's
MM (ca. 465-522) Wenxindiaolong; see Wenxin diaolongzhuding^'bMM^Hl, ed. Zhang
Lizhai SgiZH (Taipei: Zhengzhong, 1979), 20.215 ("Xi Yi" $ $ ) and 43.412 ("Fuhui" fft
# ) . Cf. Vincent Yu-chung Shih, trans., The Literary Mind and the Carving of Dragons (Hong
Kong: Chinese University Press, 1983), 231 and 441.
52. E.g., WT Chan, Lau, Henricks. The two Mawangdui versions are fuller and specify,
"in the government of the sage" (shengren zhi zhi §? A $L fa)—see Henricks, Lao-Tzu Te-Tao
Ching, 211, and Lau, Chinese Classics: Tao Te Ching, 280—but there is no indication that the
additional words are present in the text that Zhong Hui had seen and commented on.
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ALAN K.L. CHAN 119
5) Laozi, ch. 14
(Lu Deming, Laozi yinyi)
6) Laozi, ch. 14
(Wen xuan, 59.5a, 2531-32, 3Effi@HSP£3Ffll£)
Having stated that the Dao cannot be seen, the Laozi goes on to say in
chapter 14 that it cannot be heard or gotten hold of by touch as well.
"These three cannot be inquired into, and hence they merge into one"
(cf. WT. Chan). Furthermore,
-#, n±^m, sr^ft, sra^ww, mnmw).55
As for the One, its upper part is not dazzling; its lower part is not
obscure. Ceaseless, it cannot be talked about. It returns to a state of
not being anything (with discernible characteristics).
The words "upper" and "lower" are potentially ambiguous. They can
also mean the movement of the "One" going upward or downward, as a
number of modern translators have argued (e.g., WT. Chan, E.M. Chen,
and Waley). In Zhong Hui's account, the "One" is
53. Quotations from the Heshanggong commentary are based on two modern criti-
cal editions: Zheng Chenghai $|S/5Jc$i, Laozi Heshanggong zhu jiaoli ^ ^ - M - h f i f l i S f f l
(Taipei: Zhonghua, 1971); and WangKa 3E"R, Laozi Daode jingHeshanggongzhangju ^zf-
HW.&W ±.&m-G] (Beijing: Zhonghua, 1993). Also see Wang Qingxiang 3Efi? ft, Laozi
Heshanggong zhu zhiyanjiu ^ ^ ? 5 J _h :£££;£. iff 5x (Taipei: Xinwenfeng, 1994). Translations
are my own. Compare Eduard Erkes, Ho-shang Kung's Commentary on Lao-tse (Ascona:
Artibus Asiae, 1958).
54. Rao Zongyi, Laozi Xiang er zhu jiaozheng, 16.
55. Translated from the Wen xuan. The received texts of Heshanggong and Wang
Bi do not contain the words, "as for the One" (yi zhe — H ) . The Wen xuan quotation,
however, agrees with the Mawangdui manuscripts and the so-called "ancient version"
{guben cij^). See Henricks, Lao-Tzu Te-Tao Ching, 214-15; and Lau, Chinese Classics: Too
Te Ching, 284. The Wen xuan version seems to contain one mistake; it reads, "Ceaseless,
it cannot be talked about {yari)." In place of yan U , most versions read ming =8; i-e-, "it
cannot be named." Li Shan also cites Laozi chapter 21 here.
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120 ZHONG HUI'S LAOZI COMMENTARY
bright but not glowing; dull but not obscure. Ceaseless, indeed,
(yet) it does not have any ties; overflowing, (yet) it does not become
diminished. Subtle and wondrous, it is difficult to name it. In the
end, it returns to a state of not being anything (with discernible
characteristics).
Though seemingly within grasp, the "One" ultimately cannot be regarded
as an object. Is it, then, the same as the Dao? Fortunately, we do have
Zhong Hui's answer to this question (no. 21 below).
7) Laozi, ch. 16
(Li Lin, Daode zhenjing qushan ji, 3.10a, 862)
8) Laozi, ch. 18
(Li Lin, Daode zhenjing qushan ji, 3.18a, 864)
56. I believe that "fan"fljshould be the correct reading, although the character resembles
si ?E, which suggests stagnant water and does not seem to fit the imagery. Fan has the
sense of water overflowing, orflowingendlessly, in addition to its more common meaning
of "floating" along. Cf. Laozi ch. 34.
57. The "nine generations" extend from one's great-great-grandfather to one's great-
great-grandson. However, during the Han period "new text" scholars often take the
phrase;'i«2M % Jj£ to refer to nine branches of the family involving relatives of one's father,
mother, and wife. See Anne Cheng, "Filial Piety with a Vengeance: the Tension between
Rites and Law in the Han," in Filial Piety in Chinese Thought and History, ed. Alan K.L. Chan
and Sor-hoon Tan (London: Routledge, forthcoming 2004).
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ALAN K.L. CHAN 121
9) Laozi, ch. 19
(Li Lin, Daode zhenjing qushan ji, 3.19a-19b, 865)
Remove the (kind of) sagacity that institutes and creates things;
discard the wisdom that plots and schemes. The people would
then turn back to simplicity and revert to innocence. This is why
its benefit will be a hundredfold. (The ability) to create is what is
meant by sagacity (here), and to initiate things is what is meant by
wisdom. Men of sagacity and wisdom instituted laws and regula-
tions, and introduced decrees and orders, because they wanted to
suppress the wicked and stop the violent. Little did they know that
as the laws were issued, (new forms of) wickedness also came into
the world; when the decrees came down, (new forms of) deception
arose also. (In this process) the people lost what is genuine in their
nature and existence; day by day they edged closer to the realm of
treachery and aggression. If such laws and decrees were removed
and discarded, then the people would turn back to what is con-
stant and return to simplicity. The benefit of this is surely not only
a hundredfold. Zhuangzi says, "Cudgel and cane the sages and let
the thieves and bandits go their way; then the world will at last be
well ordered."58
Chapter 21 of the Laozi begins with the phrase, "kong de zhi rong" (JLlff
£.%}). According to Wang Bi, kong means what is "empty" (kong ?£). It
is only when one embraces "emptiness," takes it as "virtue" (de), can one
58. See Zhuangzi, ch. 10; as translated in Burton Watson, The Complete Works ofChuang
Tzu (New York: Columbia University Press, 1968), 109; cf. Zhuangzi, ch. 16, and Laozi,
ch. 57. The Laozi bamboo text discovered at Guodian gives a significantly different
version of Laozi 19, but it does not impact on the present discussion. Zhong Hui's com-
mentary suggests that the text at his disposal agrees in this instance with that of the
Sibu beiyao edition.
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122 ZHONG HUTS LAOZI COMMENTARY
follow the Dao. To Heshanggong, however, the word kong means "great,"
and the phrase suggests that a man who has great virtue can take or bear
(rong ^ ) all things, including defilement and humble circumstances. It
is not clear how Zhong Hui understands the word kong ?L but accord-
ing to Lu Deming, for the remaining three words, de zhi rong, Zhong
Hui takes them to mean "law" or "model" ( D g ; ^ . fiSfe-til). In this
instance, Zhong Hui may be simply taking the word rong in its common
sense of appearance; i.e., the appearance or expression of virtue is law. I
will come back to this point later.
The last line of chapter 23 in the current Laozi states: "When trust is not
sufficient, there will be mistrust" ( f § ^ ^ W-T"fit)-59 In the present editions
of their commentaries, both Wang Bi and Heshanggong understand this
59. This is based on Li Lin's version, which bypasses the differences in the received
texts of Wang Bi and Heshanggong. This line also appears in ch. 17 of the current Wang
Bi text, and partially in the Heshanggong Laozi. For textual details, see Ma Xulun Miiftt.
fj§, Laozi jiaogu ig^pfftiS, revised edition (Beijing, 1956; Hong Kong: Taiping, 1965), 66,
84; and Hatano, Roshi dotokukyo kenkyu, 123-24,169. Because the Mawangdui versions do
not contain this line in ch. 23, some scholars believe that the line originally belonged to
ch. 17 and was inserted into ch. 23 by mistake. But Heshanggong, Zhong Hui, and Wang
Bi all commented on this line in ch. 23.
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ALAN K.L. CHAN 123
in a political context. Wang Bi writes: "If loyalty and trust are insufficient
(among the people) below, then there will be mistrust." The Heshanggong
commentary attributes the cause of mistrust explicitly to the ruler: "If the
ruler does not have sufficient trust in (the people) below, then they will
respond to the ruler with mistrust."60 Zhong Hui makes a more general
point and links this passage to the chapter as a whole:
If I do not have sufficient trust in the Dao, the Dao in response will
likewise not have any trust in me. Consequently, both will lose. Only
those who are one with the Dao, the Dao will have them; those who
put their trust in the Dao, the Dao wiU trust them; and those who
are one with (the way of) loss, the Dao will lose them. Thus, "When
trust is not sufficient, there will be mistrust."
Chapter 25 of the Laozi describes the Dao as "silent and void" (Lau). Ac-
cording to Lu Deming, in place of the word mo H ("void") Zhong Hui's
text uses a variant character (liao IS).62 As Lu further relates, Zhong Hui
takes this to mean "what is empty and without substance" (kongshu wuzhi
ye QMfflM-tiL)-
The Dao, according to chapter 25 of the Laozi, "stands on its own and
does not change" (Henricks). Standing on one's own (duli $HiZ) can imply
being independent (as in W.T. Chan's translation: the Dao "depends on
60. The Sibu congkan E3 ofl W. f'J edition reads, "If the ruler does not have sufficient trust
in (the people) below, then they will respond to the ruler insufficiently (buzu -^AE)-" In
the light of other editions and Heshanggong's commentary on Laozi ch. 17, "buzu" should
be emended to read "buxin" ^{ff (mistrust). See Zheng Chenghai, Laozi Heshanggong zhu
jiaoli, 157, and Wang Ka, Laozi Daode jing Heshanggong zhangju, 95.
61. In place of "those who are one with (the way of) loss, the Dao will lose them" |nj
fi^^, if & £ , both the Wang Bi and Heshanggong texts have "|S| £*•&#, £jftggf#
£_." The Mawangdui versions read, "WUfcifcH, Mi/f^zZ."; see Henricks, Lao-Tzu Te-Tao
Ching, 234-35.
62. The present Wang Bi text has "ji xi liao xi" M^W-^- In place of liao, Lu Deming" s
version has mo J|. Many scholars have argued that mo should be the original wording
in Wang's text; but the difference is relatively minor. Wei Yuan, Laozi benyi (Taipei: Han-
jing wenhua, 1980), 28, reports also, "3g, $ t # f F l l " which is likely a quotation from Lu
Deming.
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124 ZHONG HUI'S LAOZI COMMENTARY
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ALAN K.L. CHAN 125
According to the Laozi (ch. 27), "One who is good at traveling leaves no
track or trace" (WHMM^) (WT. Chan; Lau). What does "traveling"
(xing ff)—the word "zhe" $1 yields the image of tracks left behind by a
wheel—mean in this context? Zhong Hui interprets this as a metaphor:
"For someone who is good at putting the Dao into practice, his success
and fame will not be conspicuous" ( # f T i l # , Sj^-f-il)- The concern
with "success and fame" recalls Zhong Hui's reading of Laozi chapter 22
cited above (no. 11).
Chapter 28 of the Laozi states: "When the uncarved block (pu) scatters, it
becomes vessels" (£li£Il)fe§§). Does this suggest a state of affairs to be
remedied, because something whole has been "broken up" (W.T. Chan) or
"shattered" (Lau)? Zhong Hui writes, "'Uncarved block' refers to the Dao.
If kept intact, it remains the Dao that is undifferentiated in its substance.
If scattered, it becomes vessels that nourish the people" (HI, jJtttl- ^fM
The Laozi states: "The yielding and weak will overcome the hard and
strong" (fjSilil^Mijil). In this instance, Zhong Hui draws out the practi-
cal implications of Laozi's remarks: "If one wishes to control the hard
and strong, one assumes the appearance of being submissive and weak.
Stretch it first, then shrink it afterwards; (the outcome) win or lose, is
certain" (frMMfti, * ¥ £ § § . %W&^, BM. * « .
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126 ZHONG HUI'S LAOZI COMMENTARY
Chapter 41 declares that "the great image does not have any form" tyM-
MM)- Zhong Hui comments, "There is no image that does not respond
to it; this is what is called the 'great image'. Since it does not have any
bodily shape, how can it have any form or appearance?" (MM^M, I I
£ * f t . WLMMWt, I W I I . ) The concept of "response" (ying M), we
may recall, figures also in Zhong's commentary on Laozi chapter 23 (no.
12 above).
65. This follows the Wen xuan wording. In the Sibu beiyao edition, the last line of ch.
65 reads, "ranhou naizhi dashun" jfc'&TjJOi^M- Like the Wen xuan, the two Mawangdui
manuscripts also do not have the words "ranhou." The Heshanggong Sibu congkan edi-
tion reads: "TlMlftXM"
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ALAN K.L. CHAN 127
turning one's back to things. Both Heshanggong and Zhong Hui have
this reading.
According to the former, "The man of mysterious virtue is opposite
to and different from the myriad creatures. Whereas the myriad crea-
tures desire to benefit themselves, mysterious virtue is directed toward
others. (The man of) mysterious virtue is . . . thus able to realize great
harmony, (which means) to follow the principle of heaven." Zhong Hui
is less specific, but the idea that fan suggests a mode of being different
from the ordinary and mundane is equally explicit: "Turning one's back
to the vulgar or mundane so as to enter the Dao, one then realizes great
harmony" (JxfS jy.XM, ^ T ' j M S ^ ^ I I t i l ) . In this sense, the Laozi is not
saying that the person of mysterious virtue "returns (to the Dao) together
with things" (y« wufan yi); rather, in Zhong Hui's reading, to obtain mys-
terious virtue and thus to realize great harmony one must "turn one's
back to things," that is to say, to the ways of the world, which are driven
by desire.
66. Jin shu 43.1236, biography of Wang Yan 3Effi (256-311); the wording here follows
the emendation proposed by the Zhonghua shuju editors; see 43.1248n9.
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128 ZHONG HUTS LAOZI COMMENTARY
67. See n.62 above. Whether the Wang Bi text originally has mo or liao does not af-
fect the interpretation that the Dao is formless and transcends the realm of things. In
this instance, the Heshanggong commentary makes explicit that the Dao is here said
to be "without sound" (wu yinsheng M If IS) and "empty without shape" (kong wuxing
68. This follows the wording of the current Sibu beiyao edition of Wang Bi's commentary:
3J#:Sr1i!,iR#S^Wti!; the Wen xuan commentary to Sun Chuo's "Rhapsody on Roaming
the Celestial Terrace Mountains" (11.9b, 500) offers a more concise version: "xuan means
dark, silent, and not having any (characteristics of) being" (;£^-11!$WtiZ)-
69. Commentary to Laozi ch. 51, in Wang Deyou, Laozi zhigui, 46.
70. Wang Bi does not make the point here, as Zhong Hui does, that the Dao is "free
from danger" because it is able to "penetrate" or go through (tong j§) everything; but
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ALAN K.L. CHAN 129
Dark, incomparable, and not limited by time and space, the Dao is
indeed "subtle and wondrous" and therefore "difficult to name" (ch. 14,
no. 6). Without ties and inexhaustible, as Zhong Hui further explains, the
Dao, or "One," transcends all phenomena. The concept of the "One" will
be discussed shortly. Wang Bi's commentary on chapter 14 emphasizes
both the formlessness and namelessness of Dao, which entails that it
cannot be "determined" {ding /£). Commenting on chapter 21, Wang Bi
also stresses that the Dao is without ties or attachments, which calls to
mind Zhuangzi's idea that virtues are often bound, tied up, or enslaved
by desires and emotional attachments.71 As we shall see, this bears directly
on Wang Bi's approach to the debate on whether sages have "emotions,"
in which Zhong Hui also participated.
These are general similarities. They indicate that Zhong Hui and Wang
Bi are equally sensitive to the text's emphasis on the transcendence or
"nothingness" (ivu) of the Dao. They do not tell us, however, what they
understand that to mean. In what sense can the Dao be said to be per-
vasive and ubiquitous if it is "nothing"? Despite the meager evidence at
our disposal, it may be possible to discern the broad approach of Zhong
Hui's Laozi learning.
Dao as Wu (Nothing)
An important aspect of Wang Bi's interpretation of the Laozi is the identifi-
cation of the "One" with the Dao. Commenting on Laozi chapter 39, Wang
Bi takes the "One" to mean "the beginning of numbers and the ultimate of
things," which can only be another way of describing the Dao. In contrast,
both Yan Zun and Heshanggong define the "One" as the "son" of the
Dao (ch. 39). Zhong Hui agrees with Wang Bi that the Dao is also called
the "One" in the Laozi (ch. 39, no. 21), but the agreement seems super-
ficial. The available evidence suggests that Zhong remains committed to
elsewhere Wang does emphasize that the Dao permeates all levels of existence (e.g.,
chs. 14, 43). The Heshanggong commentary to ch. 25 is more specific, identifying the
perceived referents of Laozi's remarks: the Dao pervades heaven and earth; it does not
get "burned" even when it is in the hottest place, or literally in the yang place; nor does
it "rot" even in the dampest, most yin corner. Thus, it is "free from danger."
71. Zhuangzi, ch. 23. Heshanggong's commentary on chapter 14 reads: "(Laozi) is
saying that when the One is up in the heavens, it is not dazzlingly bright.... When the
One is (down here) below heaven, it is not indistinct or becomes obscure and dark....
'Ceaseless' means that its movement is endless and without limits. 'Cannot be named'
means that it is not of any color . . . sound . . . shape . . . [and thus cannot be distin-
guished or measured by them]." It is worth noting that the word "dull" (zhuo $3), which
Zhong Hui uses in his commentary on this passage, is often used in Heshanggong's
commentary and Han cosmological writings in general to suggest a "turbid" form of qi
with a heavier yin concentration.
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130 ZHONG HUI'S LAOZI COMMENTARY
72. Commenting on what the Yijing calls the "number of the great expansion/' Wang
Bi writes, "(One) is not a number but because of it numbers are made complete. This can
be regarded as the great ultimate of change." Lou Yulie, Wang Bijijiaoshi, 547-48.
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ALAN K.L. CHAN 131
rather than temporal reference; that is, as opposed to saying that the Dao
"gave birth" to the created order in the past tense, a metaphysical reading
would focus instead on the logic of creation. Wang Bi thus offers a strong
reading of the concept of wu, which may be translated as "nonbeing"
to accentuate its philosophical usage—the Dao by definition "does not
have (any characteristics of) being (wuyou M^)" (ch. 1). Whereas other
commentators may be concerned with explaining the sense in which the
Dao, understood as the original substance, may be said to be "nothing,"
Wang Bi's point is that "Dao" is a name—hermeneurkally powerful and
suggestive, it remains but one designation of wu (ch. 25) P
73. See A. Chan, Two Visions of the Way, ch. 2 for a fuller discussion; cf. A. Chan, "A
Tale of Two Commentaries," in Lao-tzu and the Tao-te-ching, ed. Livia Kohn and Michael
LaFargue (Albany: State University of New York Press, 1998), 89-117. Recently, Rudolf
Wagner argues with precision that "Wang Bi reads the cosmogonic and ontogonic lan-
guage in the Laozi as a metaphor for a structural relationship between the That-by-which
and the entities"; see Wagner, Language, Ontology, and Political Philosophy in China: Wang
Bi's Scholarly Exploration of the Dark (Xuanxue) (Albany: State University of New York
Press, 2003), 143. The "that-by-which" refers to that which makes the "ten thousand kinds
of entities" what they are, i.e., the Dao, understood as wu, which Wagner translates as
"negativity." Against the "cosmogonic or ontogonic approach" that places "the Dao or ai
at the beginning," Wagner also emphasizes that Wang Bi "reads all of this time sequence
as a metaphor for logical sequence" (169); the same point is made on p. 187.
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132 ZHONG HUI'S LAOZI COMMENTARY
wu. Similarly, Wang Bi's comment that ziran is "an expression for the
ultimate" or "a term for that which cannot be designated" reflects the
same critical awareness of what nonbeing or transcendence entails (ch.
25). In contrast, Zhong Hui seems more concerned with delineating the
"greatness" of the Dao, a point that ties in well with the other surviving
fragments from his Laozi commentary.74
The relationship between "names" (ming =£) and "actuality" (shi jf)
forms an important topic in early Chinese philosophy.75 The suggestion
here is that whereas Wang Bi places greater emphasis on "names," Zhong
Hui's approach privileges "actuality." The priority of "names" conveys an
intellectual orientation that takes understanding as the basis for action; it
does not suggest any disregard for "actuality."76 It stems from Wang Bi's
understanding of wu, which dispenses with the conception of a formless
vital energy that generates and nourishes all beings. Zhong Hui, on the
other hand, is evidently guided by the concept of qi in his approach to
the Laozi. This gives rise to a conception of the Daoist world that is quite
different from Wang Bi's.
On the cosmological level, the created order is dependent on the opera-
tion of Yin and Yang, which brings into being the multiplicity of things.
In saying that "the three gave birth to the myriad things," according to
Heshanggong, the Laozi (ch. 42) is referring specifically to Yin, Yang, and
the "harmonious" blending of these two forms of vital energy, which
produced heaven, earth, and human beings, respectively. Yan Zun identi-
fies the "three" with original substance, spiritual luminosity (shenming ffi
Bfl, in this reading, a pure form of qi), and harmonious qi. Wang Bi does
mention the "blending of qi," a phrase which appears in the Laozi text
itself; but his commentary here, borrowing from chapter 2 of the Zhuangzi,
is chiefly concerned with the metaphysical unity of being. According to
74. Yan Zun's commentary on the "great image" also emphasizes the greatness of
the Dao. The Heshanggong commentary in this instance links the "great image" to the
Daoist sage, who acts as a model to the world: "The man who is the great model (faxiang
feUl) is simple by nature like an uncarved block and does not have any (ostensible)
shape or appearance."
75. See John Makeham, Name and Actuality in Early Chinese Thought (Albany: State
University of New York Press, 1994).
76. Thus, Wang Bi also subscribes to the view that in the realm of phenomena, "names
arise from forms" (ming sheng yu xing &t£jfc JfJ). This does not detract from Wang Bi's
methodological point that "principle" (li M) and "actuality" cannot be discussed and
understood unless one is able to "distinguish names" (bianmingffi&).Names render
possible the meaningful differentiation of phenomena and are a condition for under-
standing, without which forms cannot be determined and their basis or reason of being
understood. See Wang Bi's shorter writing on the Laozi, the Laozi zhiliie ^ ^ f i t l ^ , in Lou
Yulie, Wang Bi ji jiaoshi, 199.
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ALAN K.L. CHAN 133
Zhong Hui, the Laozi is asserting that "(the three) scattered (san iS{) and
became the myriad things" (ch. 42, no. 23).
The idea that things "scatter" or disperse poses a problem for Wang Bi
because of his emphasis on unity. The Laozi states, "When the uncarved
block (pu) scatters, it becomes vessels" (ch. 28). Wang Bi comments,
"Uncarved block" means what is genuine. When what is genuine
becomes scattered, the myriad ways in behavior issue forth and
the different types (of things and people) come into being. This is
like (the making of) vessels. On account of their separateness (fen)
and dispersal (sari), the sage thus instituted officials for them . . .
changed their ways and transformed their customs, so that they
would return to One.
Compared with Zhong Hui's commentary—"'Uncarved block' refers
to the Dao. If kept intact, it remains the Dao that is undifferentiated in
its substance. If scattered, it becomes vessels that nourish the people"
(ch. 28, no. 18)—it seems clear that Wang Bi is working with a different
philosophical agenda. "Scattering" or dispersal suggests disorder and
alienation from the Dao, which according to Wang is precisely the prob-
lem that needs to be overcome.
It is noteworthy that whereas Zhong Hui identifies the "uncarved
block" with the Dao, Wang Bi defines it as what is "genuine" or "authentic"
(zhen j(). Given that "Dao" is but a name for "nonbeing" in Wang Bi's
account, it would not do to explain one name with another and worse,
to give the impression that "Dao" has material substance. To Zhong Hui,
the "scattering" of the Dao is a creative act and should be celebrated;
"vessels," taken positively as referring to the multiplicity of things and
not as a metaphor for alienation or the loss of what is genuine, serve a
beneficial function in nourishing the people. This is but another way of
describing the differentiation of qi and the resultant plenitude and order
of the Daoist universe.77
Derived from the Dao, the world reflects a pristine order. In this ideal
world, order finds expression in constant "responses." According to
Zhong Hui, "Those who are one with the Dao, the Dao will have them;
those who put their trust in the Dao, the Dao will trust them" (ch. 23,
no. 12; cf. ch. 41, no. 22). From Wang Bi's perspective, however, being
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134 ZHONG HUI'S LAOZI COMMENTARY
"one with Dao" does not mean being united with "something" other
and distinct; in the light of the concept of nonbeing, it points rather to
an ideal state in which all things "realize what is genuine in them" (de qi
zhen | # S I , ch. 23).
In an Utopian world, as Zhong Hui understands it, filial love and respect
would have been entirely spontaneous and thus unremarkable, which is
why the Laozi regards filial piety as having arisen only after the decline
of the Dao (ch. 18, no. 8). Wang Bi attempts to reconstruct the reasoning
of the Laozi:
The most beautiful of names are derived from the most ugly or
grotesque. This is what is meant by "beauty and ugliness belonging
to the same house." The six relations are father and son, elder and
younger brothers, and husband and wife. If the six relations were in
harmony of their own accord, and the family and the country were
in order of their own accord, then we would not know where the
filial and loving sons and loyal ministers are.
Deliberate effort at bringing love and respect into the world proves
necessary only after natural filial affection has been lost. In this respect,
Zhong Hui and Wang Bi agree on the centrality of "naturalness" (ziran).
But Wang Bi's commentary here also draws attention to chapter 2 of
the Laozi, in which aesthetic and moral categories such as "beauty" and
"ugliness," and "good" and "bad" are shown to be meaningful only in
relation to each other. Wang Bi concludes his commentary to Laozi chapter
18 with a story from the Zhuangzi: fish only become "virtuous" and try
to keep one another wet when they end up on dry land and no longer
enjoy the freedom of swimming in rivers and lakes where they simply
"forget" one another.78 This seems different from the point that Zhong
Hui is trying to make. If something is naturally, say, sweet, then there is
no need to add sugar. For Wang Bi, however, what needs to be recognized
is that sweetness is meaningful only when there is bitterness, which is
a point about "names." "Names serve to determine forms," as-Wang Bi
argues elsewhere in his Laozi commentary (ch. 25). Given that Dao is
without form and name, transcending all distinctions, the Daoist ideal
finds its proper home in a realm of "forgetfulness." This kind of analysis
is not found in the available quotations from Zhong Hui's commentary.
78. Wang Bi's commentary here is probably corrupt; see Lou Yulie, Wang Bijijiaoshi, 45n8
and Lynn, Classic of the Way and Virtue, 81-82n5. But the general point is clear enough. The
Zhuangzi reads, "When the springs dry up and the fish are left stranded on the ground,
they spew each other with moisture and wet each other with spit—but it would be much
better if they could forget each other in the rivers and lakes" (ch. 6); Watson, The Complete
Works ofChuang Tzu, 80. The story is repeated in Zhuangzi, ch. 14; Watson, ibid., 163.
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ALAN K.L. CHAN 135
79. It is, of course, possible that the limited evidence presents a partial view; none-
theless, taken as a whole, these fragments seem to reflect a consistent approach to the
Laozi. To Heshanggong, who seeks to map out Laozi's meaning in terms of concrete
objects and actions, the point of ch. 18 is that "when the six threads (of family relations)
are severed, relatives are not in harmony. Then, there are filial and compassionate men
who adopt and help one another." The Sibu congkan text contains an error; emended in
the light of several other versions. See Zheng Chenghai, Laozi Heshanggong zhu jiaoli,
119; and Wang Ka, Laozi Daode jing Heshanggong zhangju, 74nll. The "six threads" of
family relations are traditionally defined as elders, brothers, clansmen, maternal uncles,
teachers, and friends.
80. In six editions, this sentence reads more simply, "Things are beneficial because
of their form." See Zheng Chenghai, Laozi Heshanggong zhu jiaoli, 69; Wang Ka, Laozi
Daode jing Heshanggong zhangju, 42.
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136 ZHONG HUT'S LAOZI COMMENTARY
what is vacuous and void can control what has form. The Dao is what is
empty."
Wang Bi focuses on the priority of wu:
Wood, clay, and wall are what make these three things [wheel, vessel,
and room], but they all take nonbeing as (the basis of their) func-
tion. To speak of nonbeing (is to show that) the reason why things
are beneficial is because they are all dependent on nonbeing as the
basis of their function.81
This contrasts sharply with the view of Heshanggong, for whom wu
describes the formlessness of the Dao as original substance but has little
philosophical meaning. For Zhong Hui, as we have seen, the point is
rather that you and wu are interdependent—they "gain from each other,
and neither can be neglected" (ch. 11, no. 3).
The differences among the three commentators are instructive. Three
points may be made in this regard. First, at the meta-interpretive level
Zhong Hui's commentary appears closer to Wang Bi's than Heshang-
gong's. The language of you and wu, in particular, signals a new ap-
proach to Laozi learning. Hermeneutically, whereas Heshanggong locates
meaning in reference and sees the task of interpretation as consisting
in identifying the concrete objects to which a text is seen to refer, both
Zhong Hui and Wang Bi seek to decipher a text's meaning by drawing
out the ideas that underlie it. In a referential framework, "being" always
means "something," be it a "vessel," "room," or "spirit"; for Zhong Hui
and Wang Bi, in contrast, sense may not be reduced to reference—you
and wu are concepts that open a view into the origins and structure of
the order of ziran.
Although Zhong Hui may have adopted a new language and approach
to the Laozi, he remains indebted to Han cosmological thinking. At first
glance, there is thus a sense in which Zhong Hui may be described as a
"transitional" figure in the passage from Han scholarship dominated by
zhangju learning and cosmological interests to Wang Bi's xuanxue with
its signature emphasis on "nonbeing." However, xuanxue is not reducible
to Wang Bi's interpretation of nonbeing. As an intellectual current that
emerged in the third century and challenged the Confucian orthodoxy,
xuanxue is complex and dynamic. It is characterized by philosophical
81. According to Hatano, Roshi dotokukyo kenkyu, 94, the phrase "to speak of nonbeing"
is superfluous; the sentence should read, "This is to say that things (you) are beneficial
because they are all dependent on nonbeing as the basis of their function." Cf. Lynn,
Classic of the Way and Virtue, 69. It should be pointed out that although Wang Bi assigns
conceptual priority to nonbeing, he also recognizes that the meaning of wu cannot be
understood without the mediation of being. See Lou Yulie, Wang Bijijiaoshi, 548.
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ALAN K.L. CHAN 137
82. Whereas the "valuing nonbeing" position is associated principally with He Yan
and Wang Bi, the opposite camp is represented by Guo Xiang ijffl^ (d. 312) and Pei Wei
H^i (267-300). The latter was the author of two treatises entitled Chongyou and Guiwu;
Sanguo zhi 23.673n2. See Tang Yongtong, Wei Jin xuanxue lungao | $ H S ^ a i ^ l , collected
in Tang Yongtong xueshu lunwenji, 191-306. Also see Xu Kangsheng rFSt^E, et al., Wei Jin
xuanxue shi MWZ^£. (Xian: Shaanxi shifan daxue, 1989); and Zhao Shulian ffi%}M,
Wei Jin xuanxue tanwei WMr£.^W'0& (Zhengzhou: Henan renmin, 1992), chapters 3 and
5. When "Xuanxue" was established as a subject in the official curriculum during the fifth
century, Wang Bi's Yijing commentary served as required reading. On this development,
see especially Wang Baoxuan, Zhengshi xuanxue, 2-7. However, as mentioned earlier (see
n. 1 above), this is to be distinguished from xuanxue as a general term referring to a broad
intellectual front that emerged during the Zhengshi reign and sought to lay bare the
meaning of the mysterious Dao, especially with the view of arriving at a recipe for ideal
government, which hinges on an understanding of such key concepts as wu and ziran. No
doubt, Wang Bi's contribution is extremely important, but the point remains that xuanxue
is complex and mulufaceted.
83. For example, see Yu Dunkang ^%M., fie Yan Wang Bi xuanxue xintan H§|3E$i
£#*$? S (Jinan: Qilu, 1991), 159-62. Three recent studies on xuanxue that address this
issue are Gao Chenyang H JS Wi, Ru Dao huitong yu Zhengshi xuanxue WiM1l!)M%l]E!th'&
#1 Qinan:QHu,2mO),ch.6;XuBin^M.,WeiJinxuanxuexinlunMW^^:^Mi (Shanghai:
Shanghai guji, 2000), ch. 4; and Gao Huaping MMW-, Wei Jin xuanxue rengemei yanjiu f$l
W%¥A.ffi$tW9i (Chengdu: Bashu, 2000), esp. ch. 2.3.
84. A. Chan, Two Visions of the Way, 77-80; Wang Xiaoyi, Wang Bi pingzhuan, 265-74;
and Rudolf Wagner, Language, Ontology, and Political Philosophy in China, 151-152,163,211.
Cultivation of the "roots" must of course be encouraged—Wang Bi focuses especially on
quietude, tranquility, and having few desires to preserve what is "genuine" in oneself;
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138 ZHONG HUTS LAOZI COMMENTARY
in politics, abiding by "nonaction" (wuwei MM) would translate into policies that allow
the people to live in peace, enjoy the plenitude of nature, and be true to themselves. The
ruler may be likened to the base or main trunk of a tree, and in this sense the ruler must
enable the people, the "branches," toflourish.But, the "branches" also suggest artificiality,
alienation, deviancy, and other opposites of wuwei; and the ruler has a responsibility to put
them to rest. The idea of "honoring the roots and putting to rest the branches" (chongben
ximo J^$,|,7f?) derives from Han political philosophy. The Later Han scholar Wang Fu
3E^J (d. 157), for example, argues that the key to proper governance lies in "cultivating
the roots and curbing the branches" {wuben yimo |g ^f #P 7)?) and that creating wealth for
the people and education are the "roots" and foundation of great peace. Wang Fu, Qianfu
lun 1.2, ("Wuben" ^ $ ) , in Qianfu lunjtinjkozhmgW3^miWz.$i.lE,Xinbkn zhuzijicheng
ffifii¥llfiK edition (Beijing: Zhonghua, 1985), 14.
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ALAN K.L. CHAN 139
85. Compare the commentary on Laozi ch. 60 in the Hanfeizi ch. 20, "Jie Lao" M^
(Explaining the Laozi), which points out that the loss of "virtue" stems from confusion
in one's "essence and spirit" (jingshen ifS-W), which in turn is caused by the departure
of one's "soul" (hunpo). Chen Qiyou KffSJ;, Hanfeizi jishi ^ f l ^ S I f ? (Hong Kong:
Zhonghua, 1974), 357.
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140 ZHONG HUI'S LAOZl COMMENTARY
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ALAN K.L. CHAN 141
86. Differences in interpretive details notwithstanding, the idea that emotions and
desires pose an obstacle to attaining "emptiness" is also high on Heshanggong's agenda:
"He who has obtained the Dao diminishes his emotive appetite and gets rid of his
desires. Hisfiveviscera are all clear and tranquil; he reaches the ultimate of emptiness.
He maintains tranquility, and acts with seriousness" (commentary to Laozi ch. 16).
87. Heshanggong's commentary to Laozi ch. 27 reads: "One who is good at putting
the Dao into practice seeks it within himself. He does not go down to the outer chamber
or go out of doors; thus, he leaves no track or trace."
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142 ZHONG HUI'S LAOZI COMMENTARY
88. See Hanfeizi ch. 21, "Yu Lao" Bfig (Illustrating the laozi), 392; see also ch. 31,570,
which alludes to Laozi ch. 36.
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ALAN K.L. CHAN 143
"superior virtue" (shangde _htli) refers to "the ruler of high antiquity who
is without name or title."89 Yan Zun also focuses on the "ruler of superior
virtue" (shangde zhijun _hiH £. Hi) in his discussion of Laozi chapter 38. The
ruler of superior virtue is one who fully embodies the Dao in the sense
that "his nature has received the delicate wonders of the Dao" and that
"his being has obtained the subtle essence of the One," which suggests
an extraordinary qi-endowment.90 Wang Bi, however, is convinced that
the Laozi is saying something rather different:
Virtue means to obtain. It means constant attainment without loss . . .
Therefore it is called "virtue." How can virtue be obtained? It is by
following Dao. How can virtue be fully realized? It is by taking wu
as (the basis of) function . . . Though sages and kings are great, they
take emptiness as their master.
The Hanfeizi also defines "virtue" (de t l ) in terms of its homonym, de f#,
"to obtain"; but it sees "virtue" as the "inner," and what one has "obtained"
as the "outer." In this view, the Laozi is saying that "one's spirit (shen)
remains intact within and one's body is thus preserved."91
The sage occupies a pivotal position in the project of restoring order.
But the Laozi also says, "Remove sagacity (sheng IS) and discard wisdom;
then the people will benefit a hundredfold" (ch. 19). Zhong Hui's long
commentary here, in the light of his other comments on the Laozi, it seems
to me, attempts to narrow the field of meaning of sheng (sagacity, sage) to
distinguish it from the "true" sage who embodies the Dao: "Remove the
(kind of) sagacity that institutes and creates things; discard the wisdom
that plots and schemes" (ch. 19, no. 9). Wang Bi in this instance focuses on
the inadequate cultural "expressions" (wen ~$Q of sagacity and wisdom.
Nevertheless, he also distinguishes perfect "sageness" from artificial at-
tempts to impose order on society elsewhere in his commentary (e.g.,
chs. 10, 38, 65). In the next section, we will consider Zhong Hui's and
Wang Bi's views on the nature of the sage.92
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144 ZHONG HUI'S LAOZI COMMENTARY
For Zhong Hui, ideally "laws and decrees," like filial piety (ch. 18,
no. 8), would be unnecessary if the pristine order of the Dao prevailed.
Ideally, once artificiality and ambition were removed, "the people would
turn back to what is constant and return to simplicity." This agrees with
Wang Bi's interpretation and shows that Zhong Hui is sensitive to the
emphasis on simplicity and "nonaction" (ivuwei) in the Laozi. However,
on the whole, it seems that Zhong Hui favors a more structured and
"proactive" approach to establishing order.
As indicated earlier, Zhong Hui takes the phrase, de zhi rong £!;£.#,
in chapter 21 of the Laozi to mean that the expression or appearance of
virtue is "law" or "model" (fa) (no. 10). For Wang Bi, this reading would
not be meaningful because "virtue," defined as "constant attainment" (ch.
38)—i.e., complete self-realization—does not denote anything external to
and other than what is genuine or "naturally so." Zhong Hui's reading,
however, has the support of the Later Han commentator Gao You iHj|j§
(fl. 205), who defines rong as fa in his commentary to the Lu shi chunqiu
S R^'X-93 Interpreters generally concentrate on certain basic issues in
their approach to texts. It is my suggestion that Zhong Hui's reading of
the Laozi is also guided by certain basic concerns, one of which is fa.
events) without (using) written language." "Discard wisdom" highlights the need to
"return to nonaction"; and "the people will benefit a hundredfold" means that "in
agriculture, cultivate the public (good) without self-interest."
93. Lu shi chunqiu, 26.1, "Shi rong" i § ; see Chen Qiyou, Lii shi chunqiu jiaoshi S ft #
%kW$ (Shanghai: Xuelin, 1990), 1697nl5. The "officer" (shi) is not biased or cliquish. This
forms an important aspect of the rong of an officer of the state. Chen Qiyou suggests that
rong means "attitude" (taiduffljiJS),which has a certain "standard" and "model" (fafan ££
|g); ibid., 1691nl.
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ALAN K.L. CHAN 145
to surface during the Han period and continued to attract debate during
the early years of the Wei dynasty. In fact, Zhong Hui's father, Zhong
You, asserts unequivocally that sages are necessary for the realization of
great peace.94
If sages are necessary for peace, the question that arises, then, is
whether one can become a sage. Indeed, how should "sagehood" be
understood? Is it inborn, or can it be acquired through effort? This must
have been a major topic of discussion also among the Wei elite. The
prevalent position in early xuanxue seems to be that sages are born, not
made. This relates directly to a cosmological understanding of the Daoist
world and particularly to the deciding role of qi in the nature and destiny
of human beings.
In a cosmological interpretation, the Dao informs all beings, provides
them with a "share" of its potent energy, to borrow a term from Guo
Xiang's commentary to the Zhuangzi, which accounts for their lifespan, ca-
pacity, and all other aspects of their being.95 Sages are exceptional beings,
whose (ji'-endowment is extraordinarily pure and abundant. Both Yan Zun
and Heshanggong share this view.96 For He Yan, this forms the basis of
his "extremely cogent" theory that sages are without emotions (qing flf)/
which attracted a substantial following during the Zhengshi period.97
Fondness, anger, sorrow, and joy—these are "impure" qi-agitations that
disturb the mind and render impossible the work of sagely government.
The sage, blessed with the finest and richest energy that arises from the
"One," is free from such (ji'-imperfections, which enables him to "pen-
etrate" all things, to leave no trace or track in his action, and to accomplish
all the wonders that the Laozi and other classics have intimated. The sage,
in other words, is utterly different from ordinary human beings. In He
Yan's view, this is a basic difference in gi-constitution, which amounts to
a difference in kind and not in degree.
The concept of qi also underlies the belief that it is possible to identify a
person's capacity by looking into his eyes. Jiang Ji's estimation of Zhong
Hui has been cited above. The Shishuo xinyu also relates that accord-
ing to Pei Kai §|f|| (237-291), looking at Zhong Hui is like viewing an
94. The Chinese text reads: " ^ S A ^ f f t l t t W Sanguo z/ii 15.468, biography of
Sima Lang W] HJ$, elder brother of Sima Yi. Sima Lang's own view will be introduced
shortly.
95. This is a recurrent theme in Guo Xiang's commentary; see, for example, Guo
Qingfan ?|SJg?f, Zhuangzi jishi jffi 1 !!!? (Beijing: Zhonghua, 1985), 58nl5,115nl and
311-14nnl-6.
96. Heshanggong's commentary on Laozi ch. 1 reads, "The received energy may be
thick or thin. If the received energy is harmonious and rich, it gives birth to great men and
sages." Yan Zun's view of the sage has been mentioned earlier; see n.90 above.
97. Sanguo zhi 28.795nl; see n.17 above.
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146 ZHONG HUI'S LAOZI COMMENTARY
98. Shishuo xinyu 8.8; cf. Mather, Shih-shuo Hsin-yu, 212. A similar account is repeated
in Jin shu 35.1050. Pei Kai was the son of Pei Hui H$i! (fl. 227-249), a key figure in early
Wei intellectual history, whose discussion with Wang Bi provides important insight for
our understanding of Wang's philosophy; see Wagner, The Craft of a Chinese Commentator,
129-33. Zhong Hui's expertise in identifying talent and assessing a person's character is
also recognized. He later recommended Pei Kai to office based on his assessment that Pei
was "pure and penetrating" (qingtong^ j||); see Shishuo xinyu 8.5 and 8.6; cf. 1.17; Sanguo
zhi 23.674n2; Jin shu 35.1047. The idea that a person's "inner" being can be judged by the
"brightness" of his eyes has a long history—see, for example, Mencius, 4A15 and 7A21.
Mencius, too, seems to work with the assumption that human nature is fundamentally
constituted by qi; see esp. Mencius 2A2. A recent article on this issue is Alan K.L. Chan,
"A Matter of Taste: Qi and the Tending of the Heart (Xin) in Mencius 2A2," in Mencius:
Contexts and Interpretations, ed. Alan K.L. Chan (Honolulu: University of Hawaii Press,
2002), 42-71. "Knowing men," of course, forms an important topic also in the Lun yu (e.g.,
2.10); when integrated with a qi theory, it yields fresh possibilities for an understanding of
nature and capacity, which bears directly on law, official appointment, and sociopolitical
order at large.
99. Sanguo zhi 28.795nl.
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ALAN K.L. CHAN 147
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148 ZHONG HUI'S LAOZI COMMENTARY
103. Xi Kang is explicit in saying that immortals embody thefinestqi-energy and in his
emphasis on self-cultivation. See Horiike Nobuo W<ftLis%:, Han Gi shisoshi kenkyu SHHiS
fikW^. (Tokyo: Meiji, 1988), 503-24; Xu Kangsheng, et al., Wei Jin xuanxueshi, 194-233;
Robert Henricks, trans., Philosophy and Argumentation in Third-Century China: The Essays
ofHsi K'ang (Princeton: Princeton University Press, 1983), especially 21-70; and Donald
Holzman, La Vie et la Pensee de Hi Kang (Leiden: E.J. Brill, 1957), ch. 3. Perhaps this is one
reason why Zhong Hui wanted to befriend Xi Kang and to show him his work on caixing.
In any case, it should not be assumed that because Zhong Hui opposed Xi Kang politically,
the two therefore must have held rival philosophical views; see, for example, Ogami,
"Sho Kai ron," 24. Indeed, there is little evidence to suggest that Zhong Hui considered
Xi Kang to be a political foe during the Zhengshi period, or even during the Jiaping §J
^P reign (249-254) that immediately followed, despite the fact that Xi Kang had refused
his friendly overtures.
104. Sanguo zhi 15.468, biography of Sima Lang. Siding with Zhong You in arguing that
only a true sage like Confucius could realize great peace was Wang Can. See also Sanguo
zhi, 468nl, for Sun Shengfs J£§| attempt to resolve the debate in the fourth century.
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ALAN K.L. CHAN 149
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150 ZHONG HUI'S LAOZI COMMENTARY
thus not only punishment in the narrow sense but proper rulership and
sociopolitical order at large. The principles of government must be clearly
delineated for the rule of law to apply. In particular, the various duties
and functions of the officials must be carefully defined, so that what is
entailed in the title of an office will be matched in actuality, and the per-
formance of the officials can be measured. This emerged as a key issue
from the second half of the Later Han dynasty. Wang Su 3E i t (195-256),
for example, had emphasized its importance in government, although
he disagreed with Zhong You on the place of law in political practice.106
Once forms and names coincide, names and reputation would not be
lacking in "substance," official positions and duties would be occupied
and performed by the right persons, laws and punishment would be
appropriate, and in all aspects the "inner" and the "outer" would attain
their proper balance.
The Jingfa #f $ j , one of the silk manuscripts discovered at Mawangdui,
begins with an account of the origin of law:
The Dao produces law. Law is what draws the line between gain and
loss, and makes clear the curved and the straight. He who grasps the
Dao, therefore, produces law and does not venture to transgress it,
establishes law and does not venture to oppose it.107
Zhong Hui's major writings, entitled Dao lun Mm, are said to belong to
the school of "punishment and names." If the centrality of fa in Zhong
Hui's Laozi learning is recognized, this seems a fitting description of his
reformulation of Daoist philosophy.
106. Reforming the official appointment system was then seen as an urgent political
corrective. Wang Su, in one of his memorials to the throne, recommended that offices that
did not have real functions be eliminated. All officials must have their assigned duties
and these duties must be properly discharged. Wang Su was the son of Wang Lang (n. 7
above). See Sanguo zhi 13.415-18.
107. As translated in Robin D. S. Yates, Five Lost Classics: Too, Huang-Lao, and Yin-Yang
in Han China (New York: Ballantine Books, 1997), 51; see also Yates' discussion of this
work and the concept of xingming (forms and names), 21-25.
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ALAN K.L. CHAN 151
that names and actuality converge in the ideal order of the Dao. Rather,
it is precisely in view of the structure of the Daoist cosmos that Zhong
Hui makes sense of the relationship between them. From a cosmological
perspective, the Laozi cannot be saying that wu signifies absolute "non-
being" and consequently that names have an independent logic that
"determines" forms. From the same perspective, wu and you are shown
to be interdependent and correspond with the inner and the outer, which
in a world constituted by qi form a seamless whole. In formulating a blue-
print for order, whereas Wang Bi is hermeneutically compelled to draw
out the implications of nonbeing, Zhong Hui thus gives priority to both
(jf-cultivation and law. The vital energy informs all beings and determines
their fundamental nature. Viewed from the perspective of the individual,
although sagehood is essentially inborn and cannot be attained through
effort, self-cultivation directed at nourishing and purifying one's qi-
energy can enhance significantly one's physical and spiritual being.
The pristine order of the Dao is characterized by intrinsic laws and
standards, which ensure the smooth functioning of the cosmos and
the integrity of sociopolitical institutions. Fa in this sense should be dis-
tinguished from the "laws and decrees" that men of desire engineer to
further their own ambitions (ch. 19, no. 9). Order would flourish in this
ideal world, and remedial action would be superfluous. In a world where
the Dao has declined, only a true sage can realize genuine order and
peace. In the absence of a sage-ruler, there is a need to discern "forms and
names," so that standards will be maintained, the hierarchical structure
of society will be intact, laws will be just, and punishment appropriate.
In the context of early Wei politics, the system of official appointment
would have been of particular concern to those who sought to reestablish
the rule of the Dao. Zhong Hui is said to have been particularly good
at analyzing "names and principles" (mingli & 31). Judging from Zhong
Hui's Laozi commentary and in the light of Zhong You's stance on law
and the role of the sage in bringing about great peace, mingli did not fa-
vor "names" over "actuality" but rather served to ensure that the former
did not deviate from the latter, and as a result that "forms and names"
attained proper measure in government and the world at large.108
108. Sanguo zhi 28.784; also see Shishuo xinyu 2.12, commentary. Wang Bi's biography
relates that Zhong Hui was very good at analyzing different views in disputation, although
he had to acknowledge Wang Bi's superior philosophical reach; see Sanguo zhi 28.795nl.
According to the Wenxin diaolong, "When the Wei housefirstcame into power, intellectual
attention centered on both names (ming) and law {fa). Fu Jia and Wang Can analyzed and
refined 'names and principles' (mingli). Then, during the Zhengshi reign... with He Yan
and his followers, the discourse on 'mystery' (xuan) began toflourish."Wenxin diaolong
zhuding, ed. Zhang Lizhai, 18.183 ("Lun shuo" St aft); cf. Vincent Shih, The Literary Mind
and the Carving of Dragons, 201. Zhong Hui's expertise in mingli should be assessed in this
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152 ZHONG HUI'S LAOZI COMMENTARY
context. Wang Can and Zhong You both maintained that only sages are capable of real-
izing great peace (see n.104 above). Zhong Hui, as we will see presently, developed Fu
Jia's position in the debate on capacity and nature. The Wenxin dtaolong here (18.185)
also praises Fu Jia's discussion on caixing. Wang Fu had earlier observed in his Qianfu
lun (2.7, "Kao ji" #83), "What is of names and principles (mingli) must be verified in
reality. Then indeed no office would abandon its duty, and no position would be filled
by the wrong person"; Qianfu lun jian jiaozheng, 65. Those who were attracted to Wang
Bi's version of xuanxue understandably would find Zhong Hui lacking in his approach
to the mysterious Dao. However, as suggested earlier, this is a value judgment that we
need not make in this discussion. The argument here is simply that Zhong Hui's ap-
proach is consistent and that it represents a major current in early xuanxue philosophy.
109. It may be worth noting that Fu Jia began his political career under Chen Qun; see
Sanguo zhi 21.622. During the Zhengshi reign, Fu Jia incurred the wrath of He Yan and
was removed from office. However, Sima Yi took him into his staff; cf. n.27 above. The Jin
shu 39.1150 reports that Xun Yi 10 gjf played a role in Fu Jia's rescue.
110. Fu Jia's criticism of Li Feng is recorded in Sanguo zhi 21.628n4, which also mentions
that Fu Jia was on good terms with Zhong Yu. During the Zhengshi reign, Li Feng tried
to stay clear of the conflict between Cao Shuang and Sima Yi. In the second month of 254,
his plan to unseat Sima Shi was uncovered; see Sanguo zhi 9.299 and 301n3.
111. Shishuo xinyu 4.5; cf. Mather, Shih-shuo Hsin-yii, 94-95. See also 19.9, commentary,
which mentions Wang Guang's participation in the debate. Wang Guang was the son of
Wang Ling 3Egl, who plotted to enthrone another member of the Cao clan and thus to
establish a rival regime against the Sima government after 249. Wang Ling committed
suicide in the fifth month of 251, and Wang Guang was killed shortly after. Wang Guang,
whom Jiang Ji had praised highly, died in his forties; see Sanguo zhi 28.757-61 and 4.124.
I have examined the caixing debate more closely in a separate article, "What are the Four
Roots of Capacity and Nature?" which will appear in a memorial volumeforJulia Ching
edited by Vincent Shen. Here, I focus on the main argument, leaving aside the historical
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ALAN K.L. CHAN 153
details and the issues relating to appointment of officials and the perceived concentration
of power at the Personnel Secretariat (libu J£UP).
112. Chen Yinque, "Shu Shishuo xinyu wenxuelei Zhong Hui zhuan Siben lun shibi tiao
hou" ffiittlftf? mJtmmmtmVSlfmtthmmk, in Chen Yinque xiansheng lunwen ji W.
H t S f t ^ f t X I l , vol. 2 (Taipei: Sanrenxing, 1974),601-7.
113. When Wang Ling told Wang Guang about his plan, the latter reportedly advised
his father against it, citing the shortcomings of Cao Shuang and He Yan. Thus, according
to Wang Guang, Sima Yi enjoyed widespread support for his action. Moreover, the Sima
administration was able to appoint able and worthy individuals to office and had control
of the military. For these reasons, it would be ill advised to oppose the Sima clan. See
Sanguo zhi 28.759nl, citing the Han Jin chunqiu $| !F#$C; Pei Songzhi, however, doubted
the veracity of this report.
114. He Yan, Lun yujijie jUgftfl?, Shisan jing zhushu edition (Taipei: Shijie, 1963), 45.
Compare Guo Xiang's well-known statement, "The nature that each person receives from
heaven has its own proper allotment. One cannot escape from it; nor can one add to it."
See Zhuangzi jishi, ch. 3,128n4.
115. Zhu XL Mengzijizhu jg-p SaQi, Sibu beiyao edition (Taipei: Zhonghua, 1973), 6.4ab.
D.C. Lau translates cai as "native endowment"; see Lau, Mencius (Hong Kong: Chinese
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154 ZHONG HUTS LAOZI COMMENTARY
University Press, 1984), 229. Compare W.A.C.H. Dobson, Mencius (Toronto: University of
Toronto Press, 1963), 113 ("natural endowment"), and James Legge, The Works ofMencius
(New York: Dover Publications, 1970), 402 ("natural powers"). Kwong-loi Shun explains,
"That is, ts'ai [cai] is an endowment that enables one to attain certain accomplishments";
see Shun, Mencius and Early Chinese Thought (Stanford: Stanford University Press, 1997),
219. The word "cai" is defined in the Shuowen as "plants and trees at their first stage of
growth"; Shuowen jiezi zhu, 272.
116. Yuan Zhun, a friend of Xi Kang, was the son of Yuan Huan j!|$<;, who served
under Cao Cao; see Sanguo zhi 11.335-36nl.
117. Yuan's remarks on caixingare preserved in the Yiwen leiju H^CSI/S?, 21, and col-
lected by Yan Kejun in Quan Jin wen j^WSt (Beijing: Zhonghua, 1995), 54.1769. The concern
with capacity and nature also figures prominently in the third-century work, Renwu zhi A
tyOTt-, by Liu Shao gljffl); translated by John Shryock as The Study of Human Abilities (New
Haven: American Oriental Society, 1937). Besides the study by Chen Yinque and those
mentioned in nn.28-29 above, see especially Okamura Shigeru fsjfJSS, "Sai sei shihon
ron no seikaku to seiritsu" s$~%ii\!3^$-mcD%5i$kt.$tiL, Nagoya daigaku bungakubu kenkyu
ronshu £ S M A I p X ^ g W ^ i i i ^ 28, Bungaku £lji 10 (1962), 29-42, which examines
the views of Tang Changru and Aoki Masaru W^IE5S on this debate. See also Horiike
Nobuo, Kan Gi shisoshi kenkyu, 432-34.
118. Jin shu 49.1368, biography of Ruan Yu; see also Nan shi j^fife 75.1875, biography of
Gu Huan, for Gu's assessment of the debate toward the end of thefifthcentury.
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ALAN K.L. CHAN 155
hand, and the ability to govern on the other.119 This is possible, and at-
tractive in the light of Cao Cao's famous edicts that individuals who lack
moral accomplishment but demonstrate leadership abilities should not be
left out of office.120 Nevertheless, if Li Feng is simply arguing from defini-
tion, the assertion that capacity and nature are different seems arbitrary,
if not trivial—apples are different from oranges, and that is that. If the
argument is that those who are morally accomplished cannot be strong
political leaders, it would imply that cai is by definition detrimental to
morality. This seems unlikely, for few would dispute that "kingliness
without," as the Zhuangzi (chapter 33) phrases it, stems from a deeper
"sageliness within," although what is inner need not be equated with
what is inborn. More likely, Li Feng is saying that Fu Jia had misconstrued
the relationship between capacity and nature, because whereas xing may
be inborn, cai is shaped by learning. In other words, Li Feng is not say-
ing that xing should be defined exclusively in moral terms; rather, he is
primarily concerned with the implied neglect of learning and effort in
Fu Jia's position.
To argue that nature and capacity are different is to suggest that any
accomplishment, moral or political, is ultimately dependent on effort. Fu
Jia is evidently committed to affirming that a person may be born good
or bad, strong or weak, bright or dull, depending on his or her ^'-endow-
ment. Li Feng's counterview, however, seems to proceed on the premise
that nature is "neutral" or unmarked, morally and in all other respects.
What is endowed at birth is simply the biological apparatus or faculties
to grow, to learn, and to interact with the external environment, but the
person one becomes is a matter of learning and putting into practice the
teachings of the sages. Yu Huan JUM-, the noted third-century historian
and author of the Wei liie S1P!§, provides a helpful analogy to explain the
point: the effect of learning on a person is like adding color to a piece of
plain silk (su ^ ) ; thus, even Confucius would not consider himself to
have been "born with knowledge" (Lun yu 7.20).121 This should align with
the view that sagehood can be achieved through effort and that sages are
not necessary to realizing great peace, given the perceived transforma-
tive power of learning. If Li Feng had offered a substantive critique of
the identity of caixing, as opposed to an argument from definition, then
Zhong Hui's position may be seen as an attempt to mediate between
these two extremes.
119. Wang Xiaoyi, Zhongguo wenhua de qingliu, 98. This represents the prevalent inter-
pretation of the caixing debate. The issue, it seems to me, is not definition but rather the
"root" or source of caixing.
120. For example, see Sanguo zhi 1.32,44,49nl.
121. As cited in Sanguo zhi 13.422n3.
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156 ZHONG HUI'S LAOZI COMMENTARY
122. Wang Baoxuan, Zhengshi xuanxue, 402-3, suggests that it was Li Feng who started
the debate on caixing, followed in turn by Fu Jia, Wang Guang, and finally Zhong Hui.
Given the lack of historical evidence and on logical grounds, I see little reason not to accept
the sequence as reported in the commentary to the Shishuo xinyu. Wang Guangfs father,
Wang Ling, incidentally, was a friend of Sima Lang from his youth; see Sanguo zhi 28.758.
Another figure that deserves attention is Lu Yu SM.M (d. 257), who was appointed libu
shangshu |£ §|3 in] Q (Director of the Personnel Secretariat) in charge of civil appointments
in 236. He was replaced by He Yan in that key post at the start of the Zhengshi reign; see
Sanguo zhi 22.652, biography of Lu Yu. The Sanguo zhi elsewhere relates that He Yan and
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ALAN K.L. CHAN 157
At the political level, the debate on capacity and nature joins with the
issue of names and actuality, especially as it relates to official appoint-
ments. Finding the right people to serve in public office is always difficult,
but what made the situation worse was the monopoly of official positions
by the elite. If capacity and nature were identical, individuals with inborn
ability and moral qualities, which could be readily identified by the expert,
should be appointed. This, of course, tended to favor the elite, who sup-
plied both the judges of character and the candidates for appointment.
Bright prospects from distinguished families like Zhong Hui and Wang
Bi would have been identified from their youth as promising "material"
and accorded a "reputation" for moral integrity or intellectual talent, or
both. If nature and capacity were different or divergent, in place of lineage
and reputation, effort and performance would be the deciding factors.
This would tend to widen the pool of talents for official appointment.
From this perspective, Zhong Hui was perhaps also applying a "centrist"
position, in introducing reforms to the system of official appointment
without sacrificing the interests of the elite.
The debate on caixing demonstrates the richness and complexity of
xuanxue. The debate may have had particular political relevance, but it
presupposes an understanding of the origin and structure of the cosmos,
the role of self-cultivation, the rule of law, the nature of the sage, and
other issues central to Wei-Jin thought. The Siben lun probes the "roots"
his circle of friends had long thought ill of Lu and, when they came into power, tried to
remove him from office (9.284, biography of Cao Shuang). Like Sima Lang, Lu argued
for leniency as a guiding principle in the application of punishment. In the assessment of
individuals and appointment of officials, Lu "first considered their moral integrity (xing-
xing ttfT) before addressing their ability (cai)." When Li Feng, who was then junior to
Lu, asked him why, Lu replied, "Cai is what enables one to do good. Thus, (a person of)
great capacity (should) achieve great goodness, whereas (one of) small capacity achieves
goodness to a small degree. Now, if someone is said to be capable and yet he cannot do
good, this means that (his) capacity does not fit its proper use (^t"P/fJi(.^#'t!l,ift^:^"f3E^C
# , 'bXtfl'bg. ^fiS^W^ffiPFtS&g, m^^f^^-m- U Feng and others conceded
that his argument was sound." Sanguo zhi 22.650-52. This is a difficult passage—whereas
Wang Xiaoyi, Zhongguo wenhua de qingliu, 98, takes it as indicative of Li Feng's position,
Wang Baoxuan, Zhengshi xuanxue, 409, suggests that it is closer to Fu Jia's identity thesis.
Neither provides explicit justification. My view is that, for Lu Yu, cai is decisive and encom-
passes both moral integrity and ability. In one sense, cai simply refers to a person's ability
to produce results. If cai is divorced from moral integrity, it can do great harm to society.
Thus, priority is given to moral effort, which serves to establish the proper meaning of cai.
However, Lu's argument does not necessarily entail that cai is inborn. The greatest capacity
by definition should yield the greatest good; but it is conceivable that cai could result from
learning. The important point is to ensure that reputation is matched by performance, as Lu
emphasizes in response to an edict by Emperor Ming (Sanguo zhi, ibid.). If Lu is saying that
performance, be it political or moral, requires effort and training, he may have influenced
Li Feng in developing the view that nature and capacity are different.
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158 ZHONG HUI'S LAOZI COMMENTARY
of capacity and nature. The four views engage one another in coming to
terms with the basis of goodness and other forms of excellence. Once we
realize that the identity and difference of mixing represent two competing
but equally coherent philosophical positions, the other two views readily
fall into place. The debate on human nature forms a part of the received
tradition in third-century China, and certainly traces of Mencius, Gaozi
cf-p, Xunzi, Dong Zhongshu Ml^fF, and Wang Chong can be detected
in the discourse on caixing, but it needs to be reinterpreted in the light
of the higher truth of the mysterious Dao. Wang Bi, for example, insists
that nature as what is genuine cannot be said to be either good or bad,
which are distinctions that do not apply to the transcendental oneness
of Dao.123 Zhong Hui's view on caixing is consistent with his interpreta-
tion of the Laozi, which should be recognized as a major contribution to
xuanxue philosophy. Had he not attempted to topple the Sima regime, or
more precisely had he not failed in that attempt, given the importance
of the Siben lun, no doubt it would have been preserved and given the
attention that it justly deserves.
Facing the same uncertainties in a deeply unsettling post-Han world,
Wei intellectuals cannot but be preoccupied with similar concerns.
Standing under the same tradition and within a relatively small and
homogeneous social network, they naturally share a similar vocabulary.
However, this does not mean that they all adopt the same view. Equally
motivated by the need to reassert the unified teachings of the classics and
the recognition that the Laozi harbors profound insight into the mystery
of the Dao, Zhong Hui, Wang Bi, and their contemporaries display con-
siderable philosophical dexterity and critical independence in arriving
at different interpretations of wu and the order of ziran. Though equally
eager to prescribe a cure for the rampant disorder that threatened to
tear their world asunder, under different assumptions and exercising
different hermeneutical prerogatives, they found reason to disagree on
the relationship between capacity and nature and to support contrasting
positions in other key debates.124 The paucity of records and the fact that
123. Wang Bi makes this point in his commentary to the Lun yu (17.2); see Lou Yulie,
Wang Bijijiaoshi, 631-32. Xing as such cannot be said to be "rectified" or "correct" (zheng IE),
according to Wang Bi, but it is that which makes possible moral rectitude and correctness.
Wang Baoxuan, Zhengshi xuanxue, 375, argues that Zhong Hui also shares this view, citing
Zheng's commentary to Laozi ch. 16 as evidence; but it appears that he did not have access
to all the surviving quotations from Zheng's work which as a whole testify to a view of
human nature in the sense of dispositions as being determined by one's qi-endowment.
Again, although one may be born with fine qualities, whether they develop into anything
of worth depends on effort. The centrality of fa reflects the concern that except for sages,
nature requires judicious management to reach its proper end.
124. Another influential debate that marks the development of xuanxue is that on the
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ALAN K.L. CHAN 159
relationship between words (yan U) and meaning (yi Jf). According to the early Jin
scholar Ouyang Jian g£ $% gt, both Zhong Hui and Fu Jia made use of the view that "words
do not exhaust meaning" (yan bujin yi Wi^WiM) to support their arguments on caixing.
As quoted in Yiwen leiju,19, and collected in Yan Kejun, Quan Jin wen 109.2084; see Tang
Yongtong, "Yanyi zhi bian" If M £- 8¥, in his Wei Jin xuanxue lungao, 215. As far as Zhong
Hui is concerned, it is possible that, like his approach to caixing, he also considered words
to be necessary but not sufficient for full disclosure of meaning. However, recall that one
of Zhong Hui's treatises on the Yijing is entitled the Zhou Yijinshen lun, which seems to
suggest that the Yijing can bring out fully the meaning of spirituality and the Dao. This
would be closer to the idea that in principle the inner flows directly into the outer. Per-
haps a distinction could be made between "words" and the linear symbols of the Yijing.
Whereas the former are not only cognitive but alsotiedto emotions, which would render
them imperfect instruments for the expression of the highest truth, the latter are free from
affective distortions. Wang Baoxuan, Zhengshi xuanxue, 349, makes the novel point that
Zhong Hui followed his father's view in regarding calligraphy as the ideal vehicle that
alone could "exhaust" meaning. There is no further record of Zheng's involvement in
the yanyi debate. Wang Bi's position, as is well known, is that "words" must be "forgot-
ten" before "meaning" can be understood. See A. Chan, Two Visions of the Way, 32-34;
and Wagner, Language, Ontology, and Political Philosophy in China, ch. 1. On the idea that
the classics embody a unified truth, see also Michael Nylan, "A Problematic Model: The
Han 'Orthodox Synthesis', Then and Now," in Imagining Boundaries: Changing Confucian
Doctrines, Texts, and Hermeneutics, ed. Kai-Wing Chow, On-Cho Ng, and John B. Hender-
son (Albany: State University of New York Press, 1999), 20. Referring to Han shu 88.3598,
Nylan brings out that "the business of Ju [Ru] is to lun t'ungyi [lun tongyi !§ |n] f|] ('discuss
similarities and differences'), so that all lines of thought may be traced to their common
source" (39nl9). Wei-Jin philosophical debates seem to have been motivated by a similar
concern, which, given the evident political interest, perhaps should be distinguished from
the kind of logical inquiry into the semantics of "identity and difference" characteristic of
the "School of Names" (mingjia &M)'m early Chinese philosophy.
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