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Topics in Geriatric Rehabilitation • Volume 30, Number 3, 207-215 • Copyright © 2014 Wolters Kluwer Health | Lippincott Williams &

Wilkins
DOI: 10.1097/TGR.0000000000000029

Changes in Functional Outcomes in Elderly


Patients as a Result of Poststroke
Rehabilitation Using the NDT-Bobath Method
Preliminary Findings
Emilia Mikołajewska, PhD

Aim: To assess the use of the NDT-Bobath method in depend on prestroke functional and health status.4 National
poststroke geriatric rehabilitation. Subjects and Methods: Institutes of Health Stroke Scale score, clinical parameters
Thirty-five elderly poststroke patients admitted to the of the stroke severity (need for oxygen, indwelling catheter,
neurologic rehabilitation ward took part in 10 sessions of the or nasogastric tube), incident disability, and medical com-
NDT-Bobath therapy. Measurements of the parameters of plications are considered to be some of the most common
muscle tone, hand functions, selected activities of daily living, ischemic stroke predictors in elderly people (≥65 years
and spatiotemporal gait parameters of velocity, cadence, and old).4 According to current knowledge, treatment (includ-
stride length were conducted by the same therapist twice: on ing rehabilitation) in elderly people may significantly differ
admission, and after the last session of rehabilitation. Results from these processes in younger people, including high
and Conclusions: Positive statistically significant results were risk of dementia.3,5 Thus the effectivity of primary and sec-
observed within all assessed areas. These findings confirm ondary prevention should be a priority in elderly patients.
that the NDT-Bobath method is an effective form of therapy From the other side, partly the increase of the ageing popu-
in the elderly after ischemic stroke. There is a need for lation (including changes within age structure in the popu-
further research on larger samples of elderly patients, lation) may explain rise of the number of strokes in the
including the control group. elderly. No doubt there is a need to improve the knowledge
Key words: elderly, gait reeducation, NDT-Bobath, of factors associated with poststroke rehabilitation out-
physiotherapy, rehabilitation, stroke, upper limb function comes in the elderly to improve the quality of rehabilitation
and care. Contemporary rehabilitation plays a basic role
both in reducing functional deficits of stroke patients, and
reducing the impact of the stroke on the independence of

T he incidence of stroke increases with age. Stroke elderly patients.6 Thus the effectivity both of inpatient reha-
prevalence is assessed below 3% in younger adults bilitation (acute/subacute phase), and ambulatory/home
(20-59 years), 8% in the age group of 60 to 79 years, rehabilitation (long-term ambulatory/home rehabilitation)
and 13% to 17% among persons 80 years and older (all is critical. Increased community consciousness of the
aforementioned amounts seem to increase with each biopsychosocial approach to intervention, the holistic
year).1,2 The consequences are very severe, from mortality, model of the therapy, and Quality of Life measurements
morbidity, disability, and functional decline to social prob- within geriatric rehabilitation need to be reflected in
lems and health care costs. Moreover, poor functional out- patient-oriented goal setting aimed at self-service improve-
comes are considered more frequent in elderly patients ment, mobility abilities, interpersonal communication pos-
than in younger patients. Hypertension, diabetes, hyper- sibilities, and social life participation. The newest tools such
cholesterolemia, and tobacco consumption are perceived as the “Vienna List” allow for differentiating between vari-
as the most common risk factors in this age group.3 In the ous diseases, functional abilities, and their disturbances.7
oldest group of patients (≥80 years old), risk factors This study aims at assessing the use of one of the lead-
ing methods on the basis of the NeuroDevelopmental
Treatment–-Bobath (NDT-Bobath) concept within post-
Author Affiliation: Rehabilitation Department, Military Clinical Hospital No. stroke geriatric rehabilitation. The NDT-Bobath method is
10 and Polyclinic, Bydgoszcz, Poland. considered effective, but currently there is a lack of studies
The author has disclosed that she has no significant relationships with, or like this, especially in the group of elderly patients. A limited
financial interest in, any commercial companies pertaining to this article.
amount of reliable research is perceived as a key problem
Correspondence: Emilia Mikołajewska, PhD, Rehabilitation Department,
Military Clinical Hospital No. 10 and Polyclinic, Powstańców Warszawy 5, in contemporary neurorehabilitation, and this study aims
85-681 Bydgoszcz, Poland (e.mikolajewska@wp.pl). to improve this situation. The NDT-Bobath intervention

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method is considered one of the most common in con- 1. muscle tone using the Ashworth Scale for Grading
temporary poststroke rehabilitation, but no one method Spasticity (validity and reliability14-16),
is regarded as predominant concerning effectivity. Despite 2. hand functions using selected items of the Bobath
the NDT-Bobath method having a long tradition (since the Scale,
1940s), there are only a few studies in the area of its effec- 3. selected ADLs using selected items of the Barthel
tivity in poststroke patients. This method constitutes not a Index (assessed as “valid”17-19),
set of exercises, but an entire concept of 24/7 neuroreha- 4. spatiotemporal gait parameters: velocity, cadence,
bilitation and care based on proper stimulation of patients’ and stride length using the author’s own method
nervous system neuroplasticity, movement patterns, and of gait analysis described in20 is based on
avoidance of compensation, which results in the maximal- – gait recording with a digital video camera,
ization of available independence of the patient in activities – visual gait evaluation,
of daily living (ADLs).8-13 – measurement of the aforementioned parameters,
– calculating normalized values using the Clinical
SUBJECTS AND METHODS Gait Analyzer—free software developed by Chris
Design of the research is a single group before-and-after Kirtley, MD, and
preliminary study. The expected result was to investigate – their interpretation.
the feasibility of conducting a larger research (randomized
controlled trial) of the efficacy of the NDT-Bobath method Measurements of all aforementioned parameters (where
with the elderly adult stroke survivor population. available) were conducted by the same therapist twice: on
Thirty-five poststroke patients admitted to the neuro- admission and after the last session of the rehabilitation. The
logic rehabilitation ward were assessed toward the criteria 1 therapist who did all the intervention also did the outcome
described. The inclusion criteria were as follows: age 65 measurements.
years or more, time after cerebrovascular accident from 1 Ten sessions of the NDT-Bobath therapy for 2 weeks
month to 3 years, and clinical status each time confirmed were provided, constituting 10 days of the therapy—
by medical records. The study population represents the the therapy was performed every day for 5 days a week
geriatric poststroke group compared with the age range in (from Monday to Friday). Each session lasted 30 minutes.
conventional stroke rehabilitation literature. The patients’ Techniques specific to the NDT-Bobath method were uti-
profiles are presented in Table 1. The mean age of patients lized during the therapy. The consistency of the interven-
observed was 73.086 (median: 73). The observed predomi- tion was maintained and fidelity to the NDT-Bobath method
nance of the ischemic stroke (100% cases) may be com- was ensured because of the fact that all the patients were
mon in research based on small samples: ischemic stroke treated and assessed by the same experienced therapist of
constitutes 80% to 85% of all stroke cases (Table 1). Assess- the NDT-Bobath method for adults (>10 years of experi-
ment was made on the basis of changes of parameters: ence) with international certificates in poststroke neuro-
rehabilitation:

TABLE 1 Patients’ Overall Profile – IBITA (International Bobath Instructors Training


Association) recognized Basic Course “Assessment
Feature Number and Percentage and Treatment of Adults with Hemiplegia—The
Stroke type Ischemic (100%) Bobath Concept,”
Side of paresis – IBITA recognized Advanced Course “Assessment
and Treatment of Adults with Neurological Condi-
Left 21 (60%)
tions—The Bobath Concept,”
Right 14 (40%) – additionally EBTA (European Bobath Tutors As-
Sex sociation) recognized NDT-Bobath 8-week Basic
Females 17 (48.6%) Course and NDT-Bobath Baby Course.
Males 18 (50.4%) The data were analyzed with Statistica 9 software.
Age, y The results of measurements, where available, were
given as mean, median, maximal value, minimal value,
Min 65
and SD. Changes between first and second measure-
Max 86 ment were calculated as a result of the subtraction and
SD 4.86 called in the results section: “recovery” (if positive),
Mean 73.086 “relapse” (if negative), and “no changes” (if result of the
subtraction is zero). The level of statistical significance
Median 73
was set at P < .05.

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The study was accepted by the appropriate Bioethical studies for compartmental purposes. The main limitations
Committee. The subjects gave written informed consent of the study are perceived as the lack of a control group,
before entering the study, in accordance with the recom- and the small study sample. The next part of my research
mendations of the Bioethical Committee, acting on the will be both studies on larger samples, and compartmen-
rules of Good Clinical Practice and the Helsinki Declaration tal studies between various group of elderly stroke survi-
of 1975, revised 2002. vors with a control group. But despite the simplicity, this
study may indicate predictive values useful in further
RESULTS research and clinical practice. Another limitation may be
The results are presented in Tables 2 and 3. Assessment the relatively short period of rehabilitation and lack of
of the normalization of upper limb muscle tones in follow-up—this short-term was chosen to provide occu-
patients was estimated on the Ashworth Scale for Grad- pation to compare with other studies. Bigger positive, sta-
ing Spasticity. Eleven (31.4%) patients achieved recovery. tistically significant changes in the health status of elderly
The results of all these patients improved with mean patients, and associated changes in selected parameters’
value 1 point. Twenty-one out of 23 “no change” results values are expected in the longer period of therapy. All
achieved the best possible result in admission. Thus that is needed is subsequent research dedicated to the
recovery has been unavailable. long-term effects of poststroke rehabilitation in elderly
Assessment of the hand function used part of the Bobath patients using the NDT-Bobath method. A potential limi-
Scale for the assessment of upper limb mobility. Thirty- tation may be the perceived heterogeneity in the sample,
two (91.43%) patients achieved recovery. The results of all specifically with regard to ethnicity, but it is common for
these patients improved with mean value 2.844 points. the Polish population.
Assessment of the selected ADLs used selected items of Therapeutic techniques used in the research were
Barthel Index. Nineteen (54.28%) patients achieved recov- coherent with current knowledge and regulations of
ery. The results of all these patients improved with mean IBITA. Compartmental studies including the NDT-Bobath
value 8.421 points (Table 2). approach are rare. Moreover, some of them do not fulfill
Despite the short-term of the rehabilitation (2 weeks), the requirements of Paci21 in his 15 trials review: identi-
high percentages of recovery were achieved, in particular: fied and compared experience and knowledge of the
therapist(s), confirmed with international certificates
– in gait velocity: 57.14%,
(EBTA, IBITA, NeuroDevelopmental Treatment Associa-
– in normalized gait velocity: 57.14%,
tion, etc, recognized). Thus the effectiveness of the NDT-
– in cadence: 57.14%,
Bobath concept, despite more than 65 years of clinical use,
– in normalized cadence: 57.14%,
is questionable. NDT-Bobath therapy is 24/7, so it may be
– in stride length: from 80%,
difficult to compare results of this approach when applied
– in normalized stride length: from 80%.
for only 45 minutes a day. Methodological limitations do
The aforementioned relapses are perceived as results not allow for conclusions of efficacy or nonefficacy.
of the NDT-Bobath concept: within the first stage of the The implications of the current study for clinical practice
therapy (eg, gait reeducation) NDT-Bobath therapist pays in poststroke rehabilitation of elderly people seem to be
particular attention to proper movement (eg, gait) pat- important. Observed positive changes confirm the effec-
terns. Proper gait patterns help achieve better and quicker tivity of the NDT-Bobath method in this group of patients,
results within the next stages of the therapy. The rather but do not make this method predominant. There is a
short-term of the therapy did not allow for showing this. It need for more compartmental research, including sepa-
seems the patients with relapses may achieve much better rately various methods of rehabilitation (proprioceptive
results within the next stages of the long-term rehabilita- neuromuscular facilitation; constraint induced therapy;
tion (Table 3). therapy supported by rehabilitation robots and/or virtual
reality systems). Scientists and clinicians still look for more
DISCUSSION effective therapies for poststroke survivors because a lot
My study has focused on the determination of changes of patients are not able to function independently after
observed in a group of elderly patients after ischemic finishing the therapy. From the other side with poststroke
stroke as a result of the therapy conducted according to patients, therapists cannot guarantee recovery to full
the NDT-Bobath method. These changes, assessed as pos- health—sometimes (in the most severe cases) it may be
itive, were reflected in statistically significant changes in only recovery to the best achievable functioning. Neuro-
the selected parameters values. It must be emphasized biology states that function after focal lesion of the central
that the aforementioned positive changes were observed nervous system can be recovered, that is, using intensive
in gait parameters, upper limb function, and general inde- physiotherapy,22 but patients with disorders of conscious-
pendence (ADLs). Unfortunately, there is a lack of similar ness (DoCs) are a different reality, and we try to help them

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TABLE 2 Results for Upper Limb Muscle Tonus, Hand Function, and Selected Activities of
Daily Living
Parameter Number and Percentage (n = 35)
Upper limb muscle tonus
Recovery 11 (31.4%)
No change 23 (65.7%)
Relapse 1 (2.86%)
N/A 0
Min change for recovery [pts] 1
Max change for recovery [pts] 1
Mean change for recovery [pts] 1
Median change for recovery [pts] 1
t-test results for changes between before/ Before therapy:
after therapy mean = 0.69, standard deviation = 1.08, standard error = 0.18
After therapy:
mean = 0.4, standard deviation = 0.81, standard error = 0.14
P = .003
Hand function
Recovery 32 (91.43%)
No change 3 (8.57%)
Relapse 0
N/A 0
Min change for recovery [pts] 1
Max change for recovery [pts] 12
Mean change for recovery [pts] 2.844
Median change for recovery [pts] 2
SD for recovery [pts] 2.489
t-test results for changes between before/ Before therapy:
after therapy mean = 10.03, standard deviation = 6.21, standard error = 1.07
After therapy:
mean = 12.71, standard deviation = 5.49, standard error = 0.94
P = .000
Selected ADLs
Recovery 19 (54.28%)
No change 16 (45.72%)
Relapse 0
N/A 0
Min change for recovery [pts] 5
Max change for recovery [pts] 25
Mean change for recovery [pts] 8.421
Median change for recovery [pts] 5
SD for recovery [pts] 4.881
t-test results for changes between before/ Before therapy:
after therapy mean = 29.43, standard deviation = 11.43, standard error = 1.93
After therapy:
mean = 34, standard deviation = 8.81, standard error = 1.49
P = .000

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TABLE 3. Results of the Gait Assessment
Parameter Number and Percentage (n = 35)
Velocity
Recovery 20 (57.14%)
No change 5 (14.28%)
Relapse 6 (17.14%)
N/A 4 (11.43%)
Min change for recovery, m/s 0.1
Max change for recovery, m/s 0.8
Mean change for recovery, m/s 0.315
Median change for recovery, m/s 0.3
SD for recovery 0.179
Min change for relapse (abs), m/s 0.1
Max change for relapse (abs), m/s 0.2
Mean change for relapse (abs), m/s 0.14
Median change for relapse (abs), m/s 0.1
SD for relapse (abs) 0.045
t-test results for changes between before/after Before therapy:
therapy mean = 0.44, standard deviation = 0.19, standard error = 0.04
After therapy:
mean = 0.62, standard deviation = 0.36, standard error = 0.06
P = .000
Normalized velocity
Recovery 23 (65.71%)
No change 2 (5.71%)
Relapse 6 (17.14%)
N/A 4 (11.43%)
Min change for recovery [−] 0.01
Max change for recovery [−] 0.24
Mean change for recovery [−] 0.091
Median change for recovery [−] 0.09
SD for recovery 0.063
Min change for relapse (abs) [−] 0.01
Max change for relapse (abs) [−] 0.05
Mean change for relapse (abs) [−] 0.03
Median change for relapse (abs) [−] 0.025
t-test results for changes between before/after Before therapy:
therapy mean = 0.15, standard deviation = 0.07, standard error = 0.01
After therapy:
mean = 0.21, standard deviation = 0.12, standard error = 0.02
P = .000

(continues)

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TABLE 3. Results of the Gait Assessment (Continued )
Parameter Number and Percentage (n = 35)
Cadence
Recovery 20 (57.14%)
No change 1 (2.86%)
Relapse 10 (28.57%)
N/A 4 (11.43%)
Min change for recovery [steps/min] 7
Max change for recovery [steps/min] 69
Mean change for recovery [steps/min] 20.6
Median change for recovery [steps/min] 19
SD for recovery [steps/min] 13.629
Min change for relapse (abs) [steps/min] 1
Max change for relapse (abs) [steps/min] 36
Mean change for relapse (abs) [steps/min] 15.1
Median change for relapse (abs) [steps/min] 11.5
SD for relapse (abs) 12.494
t-test results for changes between before/after Before therapy:
therapy mean = 74.29, standard deviation = 21.59, standard error = 3.87
After therapy:
mean = 82.61, standard deviation = 32.43, standard error = 5.83
P = .037
Normalized cadence
Recovery 20 (57.14%)
No change 2 (5.71%)
Relapse 9 (25.71%)
N/A 4 (11.43%)
Min change for recovery [−] 0.04
Max change for recovery [−] 0.34
Mean change for recovery [−] 0.101
Median change for recovery [−] 0.09
SD for recovery [−] 0.063
Min change for relapse (abs) [−] 0.01
Max change for relapse (abs) [−] 0.18
Mean change for relapse (abs) [−] 0.08
Median change for relapse (abs) [−] 0.05
SD for relapse (abs) [−] 0.063
t-test results for changes between before/after Before therapy:
therapy mean = 0.37, standard deviation = 0.11, standard error = 0.02
After therapy:
mean = 0.41, standard deviation = 0.16, standard error = 0.03
P = .037
(continues)
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TABLE 3. Results of the Gait Assessment (Continued )
Parameter Number and Percentage (n = 35)
Stride length
Recovery 28 (80%)
No change 1 (2.86%)
Relapse 2 (5.71%)
N/A 4 (11.43%)
Min change for recovery, m 0.1
Max change for recovery, m 1.32
Mean change for recovery, m 0.385
Median change for recovery, m 0.295
SD for recovery, m 0.31
Min change for relapse (abs), m 0.13
Max change for relapse (abs), m 0.55
Mean change for relapse (abs), m 0.34
Median change for relapse (abs), m 0.34
SD for relapse (abs), m 0.21
t-test results for changes between before/after Before therapy:
therapy mean = 1.4, standard deviation = 0.39, standard error = 0.07
After therapy:
mean = 1.72, standard deviation = 0.53, standard error = 0.09
P = .000
Normalized stride length
Recovery 28 (80%)
No change 1 (2.86%)
Relapse 2 (5.71%)
N/A 4 (11.43%)
Min change for recovery [−] 0.11
Max change for recovery [−] 1.36
Mean change for recovery [−] 0.44
Median change for recovery [−] 0.32
SD for recovery [−] 0.338
Min change for relapse (abs) [−] 0.15
Max change for relapse (abs) [−] 0.6
Mean change for relapse (abs) [−] 0.375
Median change for relapse (abs) [−] 0.375
SD for relapse (abs) [−] 0.226
t-test results for changes between before/after Before therapy:
therapy mean = 1.57, standard deviation = 0.53, standard error = 0.09
After therapy:
mean = 1.97, standard deviation = 0.63, standard error = 0.11
P = .000

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another way (eg, using brain-computer interfaces,23,24 as an 5. Bejot Y, Rouaud O, Gentil A, et al. Stroke in elderly: what have
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My findings confirm that the NDT-Bobath method for parative interrater reliability of Asian Stroke Disability Scale,
modified Rankin Scale and Barthel Index in patients with brain
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the elderly after ischemic stroke. There is a need for further 19. Huybrechts KF, Caro JJ. The Barthel Index and modified Rankin
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