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ABSTRACT: Static liquefaction failure of soil slopes has often been reported in literature. It appears that
some researchers and engineers use different criteria to define and describe static liquefaction and they refer to
different failure mechanisms. What is static liquefaction? How is it triggered? How can we identify and define
static liquefaction failures? Does a strain-softening material necessarily mean static liquefaction? These are
not all easy questions to answer and some of them may be even controversial. Based on some centrifuge mod-
el and triaxial element tests, suggested answers to some of these questions are explored, discussed and veri-
fied in this paper.
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(b) B
s Dilation
s
e Undrained
3 INVESTIGATION OF THE FAILURE tr
s
r strength increase
MECHANISM OF LIQUEFIED FLOW IN SAND to Phase trans- C due to dilative
ia
FILL SLOPES BY CENTRIFUGE TESTS v
e
formation tendency
D point
Limited
3.1 Model material liquefaction
contractive tendency
Centrifuge model tests were carried out at the GCF A
Liquefaction Undrained strength reduction
of HKUST (Ng et al. 2002a, Ng et al. 2006a) to in- due to contractive tendency
vestigate the failure mechanisms of static liquefac-
Mean effective stress
tion of loose fill slopes subjected to rainfall, a rising
Contractive tendency Liquefaction
ground water table and dynamic earthquake loadings er (c) A
(Zhang 2006, Zhang et al. 2006, Ng 2007). Leighton u
s
s
Buzzard (LB) Fraction E fine sand was selected as re
p
er
the fill material for the model tests. Fig. 2 shows the o
p
gap-graded particle size distribution of LB sand. D 10 s
s
Axial strain
e
and D 50 of the sand were 125 m and 150 m, re- c
x Limited li- C
E
spectively. Following BSI (1990), the maximum and quefaction
minimum void ratios of the LB sand were found to contractive tendency
B
be 1.008 and 0.667, respectively (Cai 2001). The es- Dilation Dilative tendency
timated saturated coefficient of permeability was 1.6 Figure 1. Liquefaction, limited liquefaction, and dilation in
-4
10 m/s. LB sand was chosen because of its pro- monotonic loading tests (modified from Castro 1969, Kramer
nounced strain-softening characteristics with its high 1996).
liquefaction potential, LP, i.e., a substantial strength
reduction in shear strength when it is subjected to
3.2 Model package and test procedures
undrained shearing (see Fig. 3a). The results from
o
four loose specimens with different initial void ratios Figure 4 shows an instrumented 29.4 loose sand fill
(e o ) shown in the figure are obtained from isotropi- slope model together with the locations of the pore
cally consolidated undrained compression triaxial water pressure transducers (PPTs) (Zhang & Ng
tests. The loose sand clearly shows pronounced 2003, Ng 2008, Ng et al. 2009). The model slope
strain-softening behaviour and substantial strength was prepared by moist tamping. The initial relative
reduction in the deviator stress and shear strain ( q- compaction was 68%.
q ) space and contractive responses in the mean ef- The body of the sand slope was instrumented with
fective stress ( p ) and deviator stress ( q ) space, i.e. p seven PPTs and arrays of surface markers were in-
decreases continuously as q increases until the peak stalled for image analysis of soil movements. Linear
state is attained (see Fig. 3b), where p and q are variable differential transformers (LVDTs) and a la-
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ser sensor were mounted at the crest of the slope to implies that the slope was vulnerable to instability,
monitor its settlement. which could lead to liquefaction (see Fig. 3). At 60
100 g, the 18 m-height (prototype) slope was de-
LB-Sand stabilised by rising ground water from the bottom of
) 80 SKW-CDG
% CKL-CDG
the model (Zhang 2006, Ng et al. 2009). The loose
(
r
e BH-CDG sand slope liquefied statically and flowed rapidly
ifn 60
e
WTS-CDG (see Fig. 5b), i.e., it followed a process in which the
g
ta loose slope was sheared under undrained conditions,
n 40
cer
e lost
duceditshigh
undrained shearpressure
pore water strength (see
as a Fig.
result
6)of thethen
and in-
P
20
flew like a liquid, called
0
LVDT
0.001 0.01 0.1 1 10 Model scale
LVDT & Laser sensor
Particle size (mm)
Drainage
board Model
Figure 2. Particle size distributions of LB sand and CDG. container
800 Temporary
Inlet hole
reservoir
(a) PPT7 5
0
3
700 Reflector
PPT 5 PPT 6
PPT4 .4 O utlet hole
y 2
9
PPT2 PPT3
600 PPT1
x
Sand
500
e 0=0.973
Liquefaction potential (LP) 1130,7
1130.7
)
a
P 400
k
(
q
e 0=0.970 Figure 4. Centrifuge model of a loose sand fill slope subjected
300 to rising ground water table at 60 g (Zhang & Ng 2003).
Quasi-steady state
Quasi-steady state
200
Figure 6 shows the measured rapid increases in
100 e 0=0.983 the excessive pore water pressure ratio ( u/ v)
e0=0.992 within about 25 seconds (prototype) at failure at a
0
0 10 20 30 40 number of locations in the slope during the test. The
q
(%) maximum measured u/ v was about 0.6, which
would be much higher if a properly scaled viscous
(b) pore fluid were used to reduce the rate of dissipation
700
of excess pore pressure in the centrifuge. This means
that the slope would liquefy much more easily. As
shown in Figure 5b, the completely liquefied slope
500 o o
inclines at about 4 to 7 to the horizontal after the
test. The observed fluidization from in-flight video
cameras and the significant rise in excessive pore
300
water pressures during the test clearly demonstrated
the static liquefaction of the loose sand fill slope. It
should be noted that measurements of sudden and
100
significant rise of excessive pore water pressures are
essen
liquefaction of loose fill slopes if no video recording
is available. The liquefaction of the loose sand slope
was believed to be initially triggered by seepage
Figure 3. Contractive behaviour of loose LB sand under con-
forces in the test (Ng et al. 2009). It is obvious that
solidated undrained tests (a) in the q - q and (b) in p - q planes
(modified from Zhang 2006, data from Cai 2001). soil nails cannot be used to stabilize a loose sand fill
slope which has a high liquefaction potential (see
Fig. 3a).
3.3 Observed static liquefaction mechanism Figure 7 shows five postulated zones, Z 1 -Z 5 , rep-
Although the initial angle of the loose slope was resenting the sequence of the failure and liquefaction
o process of the slope (Ng et al. 2009). Z 1 is a failure
prepared
80% of theat 29.4 at 1 relative
maximum g, the slope was densified
compaction due toto region de-stabilised by the loss of its toe due to the
self-weight compaction at 60 g. The slope angle was seepage force in the gully (drained failure). The soil
therefore flattened to 24
o
(see Fig. 5a), which is mass at the toe of Z 1 slid with the soil at the gully
steeper than the angle of instability of 18.6°. This head to trigger the failure of Z 2. The soil mass in Z 2
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A Z5
0
0 5 10 15 20 25 30 35 40 45 50 55 60 65 (m)
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Figure 10 illustrates the changes of the initially that had survived self-weight consolidation (Fig.
moist-tamped structure of the model fill at the crest 10c). Although the slope was suffered from exces-
during the test. At 1 g, the very loose soil had an ini- sive settlement, no flow slide and no liquefaction
tially very open structure (see Fig. 10a), which con- were observed in the test. This finding is consistent
sisted of large voids supported by capillary suction. with the test in CDG reported by Ng et al. (2002b).
One such void is circled in the figure. At 60 g, many
of these macro-voids were observed to collapse (Fig.
10b). However, not all the voids collapsed. In par-
ticular,
depths) the
suchvoids
as theat highlighted
low stress levels
void in(i.e. shallow
Figure 10a
simply settled along with the fill. The observations
of the collapse and the mechanisms shown in these
two figures cannot be easily obtained from the field
or numerical analyses even with large-strain formu-
lations.
After the initial self-weight consolidation, the fill
slope was subjected to the equivalent of six weekly
periods of rainfall infiltration in centrifuge. A sig-
nificant portion of the soil suction was destroyed
very rapidly at the shallow location after the arrival
of rainfall on the slope surface (Take et al. 2004).
The loose model fill responded immediately to this
loss of surface tension by collapsing the macro-voids Figure 9. Model geometry of CDG fill slope (Take et al. 2004).
Figure 10. The observed changes of soil structure of the crest region due to rainfall infiltration (Take et al. 2004).
4.3 Response of loose fill slope subjected to rising during and after the test. This was probably because
ground water in centrifuge (Ng et al. 2002b) of the small liquefaction potential of the CDG (Ng et
al. 2004a).
To complement the rainfall infiltration tests carried
out at Cambridge, a series of centrifuge model tests 18.900
on loose CDG fill slopes with and without soil nails
was subjected to rising ground water at HKUST (Ng Prototype Scale
et al. 2002b, Zhang 2006). The CDG fill material
used for the tests in Hong Kong was also from BH.
o 0
o
placement vectors of a 45 unreinforced loose CDG
fill slope destabilised by the rise of the ground water. Figure 11. Displacement vectors in unreinforced slope (CG45)
Excessive settlement was measured but no sign of (Ng 2007).
liquefied flow or slide of the slope was observed
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4.4 Response of loose CDG fill slopes to 4.4.2 Measured responses of the loose CDG fill
earthquake loading in centrifuge slope subjected to bi-axial shaking (M2D-0.3)
(Ng et al. 2004b)
4.4.1 Centrifuge model and test procedures (Ng et
Figure 13 shows some measured horizontal accelera-
al. 2004b, Ng 2007)
tion time histories in the X- and Y-directions to-
To further investigate the possibility of flow lique-
gether with their normalized amplitudes in the Fou-
faction of loose CDG fill slopes, uni-axial and bi-
rier domain. In the biaxial shaking test, the base
axial dynamic centrifuge tests were carried out using
input accelerations (recorded by ACC-T-X & ACC-
soil samples taken from BH (Ng et al. 2004b). The
model CDG fill slopes were subjected to shaking T-Y as shown
prototype) and in theg figure)
7.77 (0.19 gwere 11.26 gin (0.28
prototype) the Xg
ranging from 0.08 g to 0.28 g (prototype) in the cen-
direction and Y-direction, respectively. The win-
trifuge at HKUST. All the models were essentially
dowed sinusoid waveform applied in the Y-direction
the same in geometrical layout and made of loose
lagged the X-direction input signal by 90°. Recorded
CDG with the same initial dry density. Figure 12
by the accelerometer near the crest, the peak accel-
shows a typical model slope (6 m in prototype) ini-
o eration in the X-direction increased by 45% at
tially inclined at 30 to the horizontal with its in-
ACC4-X, higher than that measured in a correspond-
strumentation. A rigid rectangular model box was
ing uni-axial shaking test (Ng et al. 2004b). A simi-
used to contain the CDG samples compacted to an
3 lar trend of variations in the acceleration was also
initial dry density of about 1.4 g/cm (or 77% of
found in the Y-direction. The normalized spectral
relative compaction). Five pairs of miniature accel-
amplitudes of acceleration at the predominant fre-
erometers were installed in the slope. Each pair was quency of 50 Hz decreased by about 9% in the X-
arranged to measure soil accelerations in two hori-
direction but increased by about 4% in the Y-
zontal directions (i.e., X- and Y-directions). Four
direction in the upper portion of the embankment.
miniature pore pressure transducers were installed in
the soil near the accelerometers to record pore water
pressures during shaking. On top of the slope, three
LVDTs were mounted to measure the crest settle-
ment, and one LVDT and one laser sensor (LS) were
used to measure horizontal movement of the crest.
To simulate the correct dissipation rate of exces-
sive pore pressures in the centrifuge tests, sodium
carboxy methylcellulose (CMC) powder was mixed
with distilled deionized water to form the properly
scaled viscous pore fluid and to saturate the loose
CDG model slopes.
After model preparation, the speed of the centri-
fuge was increased to 38 g. Once steady state pore
pressure condition was reached at all transducers, a
windowed 50 Hz (1.3 Hz prototype), 0.5 s (19 s pro-
totype) duration sinusoidal waveform was then ap-
plied (Ng et al. 2004b). After triggering each earth- Figure 13. Seismic acceleration history and Fourier amplitude
quake, the centrifuge acceleration was maintained spectrum (M2D-0.3) (extracted from Ng et al. 2004b).
long enough to allow the dissipation of any excess
pore pressure. Due to page limits, only some results poreFigure 14 shows
pressure the time
ratios along the history
height of the model
of the excess
from one biaxial shaking test are discussed here.
Other details of all the tests are presented in Ng et al. embankment during shaking. Peak acceleration oc-
(2004b). curred at about 0.25 s after the start of shaking. The
140 maximum pore pressure ratio occurred at about 0.33
LVDT-v3 LVDT-v2 LVDT-v1
s at each of the three transducers (PPT1, PPT2 &
PPT4). PPT1 and PPT2 recorded about the same
LVDT-h1 LS-h1
maximum pore pressure ratio of 0.87, whereas PPT4
X registered the smallest of 0.75. These measured val-
ues were less than the theoretical value of 1.0 for
PPT4 ACC4-Y
ACC4-X
ACC3-Y
0
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and bi-axial shaking tests. The observed profile of most of the existing fill slopes formed before 1977
the deformed slope clearly illustrates that no lique- in Hong Kong.
fied flow and non-liquefied slide took place during
the shaking. The significant difference between the
observed physical test results from the loose LB sand
and CDG fill slopes may be attributed to the differ-
ence in fine contents, gradation and liquefaction po-
tential of the two materials (see Fig. 3).
1.0 1.0
PPT2 (Z=100mm) PPT1 PPT2
0.5
0.0
PPT4 (Z=10mm)
Figure 16. General view of the slope (from Tang & Lee 2003).
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model tests using the same loose CDG fill at Cam- PPT3
Loose CDG (WTS)
LS3
board
bridge University and by Tang & Lee (2003) from Upstream temporary
PPT4
LS2
Downstreamtemporary
reservior
reservoir
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and fine fractions and placed one on top of the other of the fill slope. As intended, the rate of water trans-
to form a layered backfill. The layer ends blindly at fer into the toe region exceeded the seepage velocity
the toe of the slope to generate elevated transient through the model fill, causing a transient increase in
pore pressures (Take et al. 2004). This ensures that the pore water pressure at the toe. The local pore wa-
the rate of arrival of the seepage water at the toe ter pressure was observed to increase at a nearly con-
greatly exceeds that of the leakage, thereby ensuring stant rate reaching a maximum value of 16 kPa at
a more rapid local transient build up of pore water point B in Figure 23a. As this seepage front pro-
pressures in this region than would have existed in gressed towards the toe, the slope was slowly creep-
the absencebedrock
permeable of layering.
layerInwas
thismodelled
experiment,
by the im-
a solid ingAfter
(Fig. 23b).
time B, the slope mass is observed to accel-
wooden block, the top surface of which was coated erate (points B-C on Figure 23b). By analysing im-
with varnished coarse decomposed granite to ensure ages captured by PIV (White et al 2003) at the onset
a high interface friction angle. of more rapid failure, it is found that the toe acceler-
The density of the fill material in the first layered ated horizontally with an average velocity of ap-
slope model was very loose, with an approximate proximately 6 mm/s (Fig. 24). The observed dis-
relative compaction of 77%. After preparation, the placement field over this time interval indicates that
model fill slope was installed on the centrifuge and the surface of the model fill moved down-slope at a
slowly brought to the testing acceleration of 30 g. slower velocity. When the fill material finally came
to rest, it formed a low-angle run-out. This failure
mechanism differs from that of the slope destabilised
by downward seepage in the test for the Housing
Department in which the slope was not blinded hy-
draulically at the toe (see Fig. 19). The initiation of
the non-liquefied slides differed in these two slopes.
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Although static and dynamic liquefaction did not Ng, C.W.W., Van Laak, P., Tang, W.H., Li, X.S. & Zhang,
occur in loose CDG fill slopes because of L.M. 2001. The Hong Kong Geotechnical Centrifuge. Proc.
3rd Int. Conf. Soft Soil Engineering, Hong Kong: 225-230.
small liquefaction potential, non-liquefied shallow Ng, C.W.W., Van Laak, P.A., Zhang, L.M., Tang, W.H., Zong,
slides were observed in both loose and dense shal- G.H., Wang, Z.L., Xu, G.M. & Liu, S.H. 2002a. Develop-
low fill slopes. Depending on the boundary condi- ment of a four-axis robotic manipulator for centrifuge mod-
tions, different initiations of non-liquefied shallow eling at HKUST. Proc. Int. Conf. on Physical Modelling in
slides were captured in the centrifuge. The landslide Geotechnics , St. John's, Canada: 71-76.
event triggered by highly localized transient pore Ng, C.W.W., Zhang, M. & Shi, X.G. 2002b. Keynote (In Chi-
nese): An investigation into the use of soil nails in loose fill
water
out in pressures at the
both shallow toe and
loose results in aCDG
dense low-angle run-
fill slopes.
slopes. Proc. of the 1st Chinese Symposium on Geoenvi-
ronment and Geosynthetics , Hangzhou, China: 61-80.
For improving the stability of loose fill slopes, it is Ng, C.W.W., Kusakabe, O. & Leung, C.F. 2003. Theme lec-
vital to differentiate the potential differences be- ture: Applications of centrifuge modelling technology in
tween a liquefied flow and a non-liquefied slide. It is geotechnical engineering practice. Proc. of 12th Asian Re-
evident that a potentially non-liquefied slide can be gional Conference on Soil Mechanics and Geotechnical
Engineering , August, Singapore, Vol. 2: 1277-1285.
stabilized by soil nails. Ng, C.W.W., Fung, W.T., Cheuk, C.Y. & Zhang, L.M. 2004a.
Influence of stress ratio and stress path on behaviour of
loose decomposed granite. J. Geotech. and Geoenviron.
8 ACKNOWLEDGEMENTS Eng., ASCE 130(1): 36-44.
Ng, C.W.W., Li, X.S., Van Laak, P.A. & Hou, Y.J. 2004b.
Centrifuge modelling of loose fill embankment subjected to
The work presented here was supported by research
grants DAG00/001.EG36 and HKUST3/CRF-SF/08 uni-axial and bi-axial24(4):
quake Engineering earthquake.
305-318. Soil dynamics and earth-
provided by HKUST. The author is grateful for re- Ng, C.W.W, Zhang, L.M. & Wang, Y.H. 2006a. Proceedings
th
search contracts provided by the Geotechnical Engi- of 6 Int. Conf. on Physical Modelling in Geotechnics . Vo-
neering Office of the Civil Engineering and Devel- lumes 1 and 2. Publisher: Taylor & Francis. ISBN: 978-0-
opment Department and the Housing Department of 415-41587-3 and 978-0-415-41588-0.
Ng, C.W.W., Zhang, E.M. & Zhou, R.Z.B. 2006b. Centrifuge
the HKSAR. Moreover, the author thanks Dr Robin modelling of use of soil nails in loose and dense fill slopes.
Zhou for checking and formatting the paper. GEO Report , CEDD of HKSAR.
Ng, C.W.W., Pun, W.K., Kwok, S.S.K., Cheuk, C.Y. & Lee,
D.M. 2007. Centrifuge modelling in engineering practice in
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