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PII: S1226-086X(18)31496-5
DOI: https://doi.org/10.1016/j.jiec.2018.12.029
Reference: JIEC 4322
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Full Title: A Contemporary Review on Plant-Based Coagulants for Applications in Water
Treatment
Short Title: Plant-Based Coagulants for Potable Water Treatment: Contemporary Review
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Mussarat Saleem1* and Robert Thomas Bachmann2
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Malaysian Institute of Chemical and Bioengineering Technology, Universiti Kuala Lumpur,
*Corresponding author
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Graphical abstract
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Abstract (150 words max.)
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Conventional coagulants, like aluminium sulphate and ferric chloride, are used in potable
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water treatment and involve non-sustainable mining and transformation of raw materials
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for their production with costly sludge disposal. Natural coagulants are mostly obtained
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from bacteria, fungi, animals and plants and are classified as polysaccharide, amino-
extracted from Moringa oleifera, Strychnos potatorum Linn, Plantago ovate, Trigonella
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foenum graecum and Opuntia ficus indica are potential substitutes to chemicals mostly
based on bench-scale testing. These are organic polymers and polyelectrolytes that are
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classified as cationic, anionic and non-ionic coagulants. This paper provides a historical and
chemistry involved, as well as bench, pilot and full scale trials, highlighting the effects of
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plant-based coagulants on physico-bio-chemical properties of raw water. Commercialisation
Keywords (max. 5): Potable water treatment; plant-based coagulants; organic polymers;
polyelectrolytes; chemistry.
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1. Introduction
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sustainability, water clarification using conventional coagulants has become a formidable
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challenge. Many shortcomings are identified for such chemicals in general (Bates et al. [1];
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Kleinman et al. [2]; King & Noss [3]; Letterman & Pero [4]; Packham [5];Radford [6]; Van
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coagulant alum.
Detrimental human health effects linked with presence of residual alum in treated
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waters (Bondy & Campbell [9]; Martyn et al. [10]; Rogers & Simon [11]).
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Environmental pollution due to improper disposal of raw alum sludge (Muisa et al.
[12]; Kaggwa et al. [13]; Mortula et al. [14]; Gutierrez et al. [15]).
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Costly practices of sludge disposal as hazardous waste in sanitary landfills, or as
simple spread on land (Maiden et al. [16]; Boaventura et al. [17]; Evuti & Lawal [18]).
In Australia, for instance, alum sludge disposal cost was estimated to be $130 per ton
Health and environmental impacts linked with bauxite mining activities (Abdullah et
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al. [19]).
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Plant-based coagulants represent a renewable, non-hazardous, degradable, potentially
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carbon-neutral option, and are receiving increased attention for replacing conventional
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coagulants (Figure 1).The term ‘plant-based coagulants’ refers to natural, water-soluble,
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organic, ionic (cationic, anionic, or poly-ionic) and non-ionic polymers of diverse molecular
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weights, derived from various plant components (Bulusu et al. [20]; Jahn & Dirar[21]; Diaz et
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al. [22]; Marobhe et al. [23];Mahungu & Meyland[24];Abidin et al. [25]; Muthuraman &
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Sasikala [26]; Fatombi et al. [27];Bodlund et al. [28]; Dezfooli et al. [29]). They acquire
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irreversible arrangement of loops, tails and trains onto adsorbed colloid particles in
solutions (Bolto & Gregory [30]). Plant-based coagulants help destabilise colloidal
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suspensions and form micro- and macro- flocs through charge neutralisation
(Ndabigengesere et al. [31]; Ghebremichael et al. [32]; Marobhe et al. [23]) and inter-
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particle bridging (Miller et al. [33]; Antov et al. [34]; Hameed et al. [35]). Macro-sized flocs
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coagulant segments onto adjacent colloidal surfaces (in the presence of divalent metal ions
usually), thereby binding them together (Bolto & Gregory [30]). In bridging, both coagulant
and colloid carry same nature of charges (Bratby [36]). Some plant-based substances
however may act as flocculant aid by strengthening the flocs and increasing their
settleability (Awang & Aziz [37];Al-Hamadani et al. [38]; Bhole [39]). In addition to plant-
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based coagulants, other sources containing natural coagulants include bacteria (Toeda &
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Kurane [40];Yokoi et al. [41];Kumar et al. [42];Xiong et al. [43]), fungi (Abdel-Fattah &
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Saleh[44]; Farshad et al. [45]), algae (Fattom & Shilo[46]), and animals (Kawamura[47];
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Roussy et al. [48]; Wang et al. [49]; Fast & Gude [50]). Therefore, the active compounds of
natural coagulants can be polysaccharides (Kebaili et al. [51]; Shamsnejati et al. [52]; Miller
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et al. [33]; Prasertsan et al. [53]; Suh et al. [54]; Kurane & Nohata[55]; Toeda & Kurane[40]),
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aminopolysaccharides (Kawamura et al. [47]), poly-phenolic substances (Özacar &
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Şengil[56]; Graham et al. [57]; Sánchez-Martín et al. [58]; Sánchez-Martín et al. [59]),
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al. [32]), proteolytic enzymes (Horne & Banks[62]) or glycoproteins (Santos et al. [63];
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Research on plant-based coagulants has been carried out so far in at least 38 countries
originating from Asia, America, Africa and Europe. Most publications are from Malaysia,
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India and Brazil (Figure S1, SI), which are emerging economies in a climate zone that favours
coagulants alone has seen an exponential increase over the past five decades,
demonstrating the growing interest in this field (Figure1). The findings reported in figure 1
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are based on both journal articles and conference proceedings which were extracted from
various repositories.
Several reviews on natural coagulants have been published (Kristianto[65]; Nandini & Sheba
[66];Oladoja [67]; Oladoja [68];Choy et al. [69]; Kansal & Kumari [70]; Choy et al. [71];
Theodoro et al. [72]; Bichi[73]; Yin[74]; Yongabi[75]; Bolto & Gregory [30]),the salient
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features of which are summarised in Table 1. Major areas of interest of published reviews
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include process efficacy and mechanism; and coagulant properties and their applications.
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The aim of this paper is to present a historic and contemporary review on landmarks,
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comprehensive chemical and structural attributes, marketing constrains, and process
for at least 4000 years. The reported ancient use of plant-based coagulant inspired a new
treatment practices.
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2. Plant-based coagulants
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Plant-based knowledge for nutrition and medicine is observed in history during the 9000
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B.C. Earliest records on coagulation with plant-based substances (Baker [76]), on the
contrary, dates back to 2000 B.C. This suggests previous settlements to use multiple
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rudimentary water clarification methods. The water quality of ancient times are well
illustrated in Bachmann and Edyvean [77] where other methods (such as cisterns (Vitruvius,
100B.C. Book VIII, 6:14 [78]) and use of wine (1 Timonthy 5:23) and gold or silver vessels
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(Chattopadhyay [79]) are also stated that were used to improve the quality of drinking
water.
Numerous plant-based polymers and polyelectrolytes have been studied and tested for use
in coagulation since the late 1970s. Majority of tested coagulants belong to the family
Fabaceae, and are extracted from seeds (Sciban et al. [80]; Menkiti et al. [81]; Marobhe et
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al. [23]) and leaves (Obuzor et al. [82]; Aweng et al. [83]). The most widely investigated
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plant-based coagulant, on the other hand, is M. oleifera seed proteins (Baptista et al. [84];
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Camacho et al. [85]; Dezfooli et al. [29]) that belongs to the family Moringaceae.
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In laboratory studies, it has been demonstrated that plant-based coagulants are ionic and
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non-ionic in nature. These polymers and polyelectrolytes are tested directly as coagulants
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(Adinolfi et al. [86]; Miller et al. [33]; Bodlund et al. [28]) as well as chemically modified to
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produce effective coagulants (Beltrán-Heredia et al. [87]; Ziolkowska et al. [88]).
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On the basis of their proven performances, plant-based coagulants are workable substitutes
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to current chemicals as coagulants and flocculant aids (Ghebremichael et al. [32]; Santos et
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al. [63], Özacar & Şengil [56]). A classical example is M. oleifera seed extracts that can be
used in clarifying high turbid water at 75-250mgL-1 dosages or at 100mgL-1 with 40mgL-1
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alum coagulant (Sutherland et al. [89]; Muyibi & Alfugara [90]). The M. oleifera working
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doses are within the typical range of alum that is used in a water treatment plant (Alley
[91]).
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Plants with active coagulant ingredients have a potential to be commercialised like current
industrial crops. They offer wide range of active ingredients that can be harvested and used
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seeds, for instance, is successfully harvested in a hectare land area in Western Australia
(Biswas & John [92]). Six constraints in commercialisation are realised and reviewed, starting
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In ancient times, the fertile lands within the Tigris–Euphrates river system (Mesopotamia)
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and Eastern Mediterranean Sea (Levant) contained wild varieties of crop plants (such as wild
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barley and wheat) and offered clean freshwater supplies in the form of springs, lakes and
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streams. As early as 11,000 B.C. nomadic humans began to settle down and form numerous
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towns using mud bricks. Such primitive towns were eroded in heavy downpours and hence
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rebuilt from time to time, up until they were abandoned (Frazee [93]). It is conceivable that
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the earliest forms of freshwater contaminations included clay-based surface runoffs that
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started with such settlements and it reflects the earliest challenge of ancient people to
tackle water-related challenges. After the advent of farming in 9000 B.C., ancient humans
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gained substantial plant-based knowledge that spread to near-by countries (Egypt, the Indus
Valley, China and Europe) (Frazee [93]). It seems reasonable to assume that through trade
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relations, many small communities (e.g. African, Asian, Aegean and other Aborigines) in
China, and Greece assimilated and developed the knowledge of plants for nutrition and
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medicine purpose. Use of fermented drinks like beers in ancient Mesopotamia (Sumerians in
particular) (Frazee [93]) and ancient Egypt (Bunson[94]), caffeinated drinks in ancient Africa
and China (Weinberg & Bealer[95]; Campbell [96]) as well as rose water in medieval Europe
(Mower [97]) depict alternative ways adapted by ancient people in overcoming potential
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thirst. Fermented milk (Greek Tarkhana) using plant materials in ancient Greece (Hills &
Use of plant-based coagulants in water clarification can be traced back to 2000 B.C. Ancient
Egyptian inscriptions of the Middle Kingdom era reveal the use of almonds (Prunus dulcis) as
a clarifying agent. Empty clay vessels were smeared with crushed P. dulcis biomass followed
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by subsequent addition of raw water. Rousing the mixture by hand for some time and a
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three hour standing period produced clean water, that was decanted to smaller jars for
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consumption(Baker[76]). Ancient Egyptians, like primitive settlers presumed, used stone
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rolling pins as pestles and flat surfaces as mortars for grinding of plant material (Frazee
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[93]); and coarse siltware vessels of variable sizes for short-term storage and cooling of
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drinking water (Frazee [93]; Nicholson & Shaw[99]). Evidences from literary compositions
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like Sanskrit writing (Suśruta sũtra 45.13) and other Indian manuscripts (Iyer [100]) provide
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further examples on the use of plants as coagulants in ancient and medieval India. Such
writings conclude Strychnos potatorum (referred to as clearing nuts), Luffa cylindrical and
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Phyllantus emblica as principal purifying substances, whilst other plants such as Cyperus
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rofundus, Andropogan muricatus and Emblic myrobalan were reported to gave taste and
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Evidence of plant-based water treatment can also be found in other continents. Peruvian
texts from the 16thand 17thcentury stated the use of powdered roasted grains of Zea mays in
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water by sailors during their voyages (Jahn[101]). Chilean folklore texts from the 19th
century refer to water clarification with Opuntia fiscus indica mucilages (Beckman & Lorenzo
[102]). Alfred Edmund Brehm, during his 1847 trip to Sudan, observed the use of P. dulcis
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Modern literature reports that rural communities of Tanzania and Sudan (descendants from
ancient Africa) as well as Peru and Mexico (descendants from ancient Columbia) used a wide
range of plant-based materials to cause coagulation of turbid water (Amin [104]; Kirchmer
et al. [105]; Jahn [106]; Jahn & Dirar [107]; Marobhe et al. [108]). Examples of plants that
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rhizome of Cyperus rotundus; seeds of Adansonia digitata, Arachis hypogaea, Moringa
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oleifera, M. peregrine, Lablab niger, Lupinus termis, Parkinsonia aculeata, Phoenix
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dactylifera, Trigonella foenum graecum,Vigna unguiculata, Vicia faba, Voandzeia
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subterranean; the bark of Balanites aegyptiaca; branches of Caparis deciduas and Tamarix
nilotica; and leaves of Bergia suffruticosa, Opuntia ficus-indica, O. tuna and Salix suhserrata.
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The traditional ways of using such plant materials in coagulation varies, depending on the
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nature of the raw material. Usually materials containing bodily fluids (mostly roots and
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leaves) are pounded to expose fleshy biomass causing the release of active coagulant
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ingredients. Harvested seed, on the other hand, are dried, deshelled and milled. Hence, to
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use Maerua pseudopetalosa for coagulation, roots are either crushed or chopped, and
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added to turbid water (Marobhe et al. [108]). Moringa oleifera seeds are known to be
mostly applied as powder to turbid water. Powders are usually obtained from deshelled
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seeds, which are ground with a grinding stone. After introducing the powder to turbid
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water(contained in large burnt clay containers), stirring by means of large wooden spoons
or bare hands is performed for some time, and clarified water is decanted carefully and
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stored in traditional clay jars (Marobhe et al. [108]; Jahn [101]). In Sudan use of crushed
powder placed in cloth bag with a thread attached for stirring has been reported (Jahn &
Dirar[107]). This technique treats coagulant powder in a manner similar to crushed tea
leaves of tea bags. In addition to the use of seed powder, a small amount of water was also
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used to extract coagulant in a small bowl with stirring encouraged for 10 min, followed by
addition of the extract to the turbid water(Ali et al. [109]; Jahn[101]). Recent scientific
studies have confirmed that the use of a short extraction time enhances the coagulation
efficacy, owing to release of active ingredients (Jung et al. [110]). In traditional use of O.
ficus-indica, leaves are broken and mucilaginous saps allowed to drop into turbid water
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(Kirchmer et al. [105]). It is noteworthy to highlight that M. oleifera, legumes and various
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cacti, used by our ancestors, are still the most investigated plant species in 21st century lab-
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based coagulation experiments (Figure S2, SI).
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2.2. Research milestones
Milestones in the field of water clarifying plant-based materials include i) the successful
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isolation and characterisation of cationic proteins from M. oleifera seeds (Gassenschmidt et
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al. [60]; Ndabigengesere et al. [61]; Ghebremichael et al. [32]), ii) the development of
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Sánchez-Martín et al. [111]; Dezfooli et al. [29]), iii) the derivatisation of starch (Bratskaya,
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[112]; Ziólkowska et al. [88]) and tannin molecules (Reed and Finck[113]; Sánchez-Martı ́n &
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Beltrán-Heredia [114]) to synthesise effective coagulants, iv) the over-expression of 6.5 kDa
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cationic protein from M. oleifera in Escherichia coli (Broin et al. [115]; Pavankumar et al.
[116]), and v) the use of bioreactors for large scale production of recombinant coagulant
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proteins (Pavankumar et al. [116]). In the latter milestone, the production of M. oleifera
recombinant protein is scaled up using 7 litre bioreactors, with 42mg of coagulant protein
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purified per litre of over-expressed E. coli cell cultures, using super-paramagnetic iron oxide
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Since most of the 400,000 plant species currently known (BGCI [117]) have not been
screened for coagulation activity, there is still a lot of research required. Patwardhan and
Gautam [118] proposed two main approaches for bio-prospection of natural products; i) the
classical approach, that relies on phytochemical factors, serendipity, and random screening;
and ii) selection of plants based on ancient literature, traditional knowledge, and practices.
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The latter approach has so far been adopted by most research teams (Jahn & Dirar [107];
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Bhole [39]; Gunaratna et al. [119]; Mbogo[120]; Bodlund et al. [28]), confirming with
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modern technology the coagulation activity of extracts from known plants (Table 2).In most
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cases, however, the actual compound(s) responsible for coagulation still remains unknown.
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order, the family and the part of plant that is most likely to contain target molecules. Most
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plant-based coagulants are found in the seeds of Fabaceae (in the order of Fabales),
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followed by the Malvaceae (order of Malvales), and various families under the order of
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Sapindales (Figure S3, SI). From Table 3, seeds from the majority of plants are found to
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constitute coagulant-active biomolecules. These seeds are relatively easy to harvest, handle
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and store, thereby making them convenient candidates for laboratory experimentations.
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randomised screening (Patwardhan & Gautam [118]) should be adopted. Generally, four
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secondary testings (Suffness & Pezzuto[121]). The most popular method used in laboratory
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research with plant-based coagulants is jar testing. With the help of a simple apparatus and
stirring device, the coagulation process of a water treatment plant is simulated in a 1-2 litre
jar (Engelhardt [122]). However, jar tests are time and material intensive techniques
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characterised primarily by their low throughputs, comparatively large quantities of reactants
required and waste produced. This makes the jar test a less convenient approach for
identifying and quantifying coagulation activities of a large number of plant samples for
with manual micropipettes (Ghebremichael et al. [32]), conical flasks coupled with rotary
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shaker (Kurane & Nohata[123]; Okaiyeto et al. [124]), and optical microscopy (Broin et al.
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[115]) were developed. The cuvette-based approach, in particular, is increasingly
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applied(Marobhe et al. [23], Santos et al. [63] and Ferreira et al. [64]). Advances in the use
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of micro-titre plate (MTP) based coagulation assays are reported to further reduce the
amount of coagulants and other reagents (Nordmark et al. [125]; Dezfooli et al. [29]). This is
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equivalent to purified fractions obtainable from separation technologies such as HPLC and
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SDS page. Use of MTPs to study coagulation activity of test samples offers advantages like
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i)downscaling from 4 mL to 250 µL (Dezfooli et al. [29]) sample volumes; ii) high throughputs
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(Nordmark et al. [125]; Dezfooli et al. [29]); and iii) availability of multiple mixing options for
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inducing coagulation, like shaking (Nordmark et al. [125]; Dezfooli et al. [29]) or pipetting
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(Saleem et al. [126]). In addition, time and cost per sample is also further reduced, because
of automated monitoring systems in MTP readers, and the involvements of lesser quantities
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of materials.
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2.3. Chemistry
Once plant extracts with coagulation activity have been identified, it is important to purify,
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identify and characterise the compound(s) responsible for coagulation. Based on our
in particular(Bolto & Gregory[30]), plant-based coagulants are classified into four types, i.e.
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cationic, anionic, poly-ionic (ampholytes or amphoteros), and non- ionic (neutral)
coagulants.
At present, approximately 26% of active compounds have been isolated and identified from
various plant extracts (Table 2 and 3) calling for more concerted effort to close this
knowledge gap about plant extracts. Keeping in mind such limitations, this section reviews
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the structure, reactivity and properties of reported plant based coagulants and also propose
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the identification of active compounds in uncharacterised plant extracts with coagulation
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activity whenever possible.
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2.3.1. Cationic coagulants
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Cationic coagulants are referred to as polymeric molecules that possess net positive
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charges, typically at investigated coagulation pH of 7 or less (O’Brien & Novak[127]).
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Examples include industrial cationic starches (Ziolkowska et al. [88]), seed proteins from M.
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oleifera (Ndabigengesere et al. [61]; Ghebremichael et al. [32]), Cocos nucifera (Fatombi et
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al. [128]), and Brassica sp. (Bodlund et al. [28]). Seed proteins from Vigna unguiculata
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(Marobhe et al. [23]) and Parkinsonia aculeate (Marobhe et al. [23]) can be categorised as
(Harrington & Engelhardt[129]). Cationic functional groups such as CHR`N+ (CH3)3 are
attached to -OH group of starch molecule via ether linkage (-O-) (Harrington & Engelhardt
[129]). Industrial cationic starches are generally of medium molecular weight and medium
charge density (Bolto & Gregory[30]). The structure of an industrial cationic starch is shown
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in Figure2. Reactivity of such coagulants involves the tertiary amine group. Since non-
bonded pair of electrons (NBEs) on nitrogen is shared with the fourth alkyl group, resultant
molecule has a good basicity. The degree of reactivity of industrial cationic starches depends
industrial cationic starch includes potato starch BORCET SZ 2000. This coagulant is
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characterised as a highly substituted cationic coagulant with substitution degree values (SD)
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of 0.18-0.20. Since BORCET SZ 2000 has a higher degree of tertiary amine substituents, the
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coagulant has lower water solubility (20%) (Ziolkowska et al. [88]).
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2.3.1.2. M. oleifera seed proteins
Seeds of M. oleifera are a rich source of cationic functional proteins reported as low
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molecular weight cationic proteins designated as MO2X or MOCP (Gassenschmidt et al. [60];
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Ndabigengesere et al. [61]; Ghebremichael et al. [32]; Shebek et al. [130]) or
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hemagglutinating proteins called lectins (designated as cMoL) (Luz et al. [131]). Such
defatted or raw seeds (Ndabigengesere et al. [31]; Okuda et al. [132]; Ghebremichael et al.
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[133]; Santos et al. [63]; Sánchez-Martín et al. [134]) and exhibit impressive coagulation
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activity either individually (Broin et al. [135]) or in combination with multiple proteins
(Ghebremichael et al. [133]). Aqueous extracts are routinely purified based upon differences
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in solubility (e.g. ammonium sulphate precipitation) (Santos et al. [63]; Dezfooli et al. [29]),
charge (ion exchange chromatography) (Ghebremichael et al. [32]; Marobhe et al. [23];
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Nordmark et al. [125]), size (SDS-PAGE) (Bodlund et al. [28]; Dezfooli et al. [29]), specific
chromatography) (Luz et al. [131]) and heat stability (Dezfooli et al. [29]) to obtain suitable
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protein fractions. Gassenschmidt et al. [60] obtained an isolate designated as MO2.1 which is
often taken as a reference molecule for comparing other isoforms of MO2x, MOCP or cMoL
MO2X proteins represent M. oleifera coagulant proteins, MO2.1 and MO2.2, which are
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considered natural variants of ~6.5kDa peptide of 60 amino acid residues (Gassenschmidt et
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al. [60]; Ndabigengesere et al. [61]). The 6.5 kDa monomers are found to associate into a
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dimers of ~ 13 kDa via disulfide bonds (Ndabigengesere et al. [61]) due to distinct presence
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of Cys residues located at positions - 12 and -25 (Gassenschmidt et al. [60]). Shebek et al.
[130], in addition, reported MO2.1 and MO2.2 proteins to even exist as tetramers of molecular
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weight ~26 kDa. The MO2X proteins are also referred to as 2S albumin proteins, as they
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share close structural homology to parts of napin B, a 2S albumin protein (Suarez et al.
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[136]). Ghebremichael et al. [32] identified a mixture of peptides of molecular weight less
than 6.5 kDa in M. oleifera seed coagulant. All 5 peptides of molecular weights in between
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1.3-2.13 kDa showed similarities with parts of MO2.1 sequence (SwissProt P24303).
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SSpro8 prediction results are, in fact, in conformity with Suarez et al. [136]. As apparent
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charged (7 Arg and 1 His), and polar amino acids (15Gln,4 Ser, 2Cys, 2Asn, 2Thr and 1Tyr),
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respectively. Since MO2X constitutes of large fractions of Arg and His (11.7% Arg moles and
1.67%His moles) compared to Asp (1.67% moles), the isoelectric point (pI) reported for
MO2X in literature is >10 (Gassenschmidt et al. [60]; Ndabigengesere et al. [61]), thus
rendering MO2X a basic coagulant. MO2X were also found to be thermally stable proteins
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(Ghebremichael et al. [32]). This behaviour of thermal stability can be used as a means of
purity of 94% at 121°C. Dezfooli et al. [29] for the first time classified MO coagulant polymer
as an intrinsically disordered protein (IDP) also known as “natively unfolded protein” based
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2.3.1.2.2. cMoL proteins
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cMoL proteins represent M. oleifera lectins ( Luz et al. [131]). cMoL coagulant is a trimer of
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~36 kDa molecular weight, has 101 amino acids, and is characterised as a heat-stable and pH
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resistant protein (Luz et al. [131]). Alignment of cMoL sequences 3 to 57, with MO2.1
sequences 5 to 59 shows distinct similarity between both the molecules (Figure 4). With
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regard to structural details, cMoL contains 46% α-helix, 12% β-sheets, 17% β-turns and 25%
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unordered structures (Luz et al. [131]).Due to the presence of positively charged amino
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acids (16 Arg and 2 His), the computed pI found for cMoL coagulant is 11.7 (ExPASy), making
cMoL a basic coagulant. Like MO2X, reactivity of cMoL involves both positively charged and
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Seeds of C. nucifera contain a protein based coagulant called casein (Fatombi et al. [128]).
Purified casein, designated as CaSMG, is found to comprise of 5.6 kDa amino residues with
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an isoelectric point and charge density of 7.5 and 1.09 meq/g (Fatombi et al. [128]),
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respectively. The presence of characteristic infra-red (IR) spectral peaks at 1649 cm-1, 1536
cm-1, and 1237 cm-1 suggesting CaSMG to contain a rich source of primary, secondary and
tertiary amide reactive groups (Fatombi et al. [128]). In addition, CaSMG is also found to
contain active -OH and -NH sites within its molecule due to the distinct presence of IR peaks
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at 3411 cm-1 and 3290 cm-1, respectively (Fatombi et al. [128]). Due to dominance of
Seeds of Brassica sp. of mustard large varieties (designated as MusL) were found to contain
a protein-based cationic coagulant (Bodlund et al. [28]). The MusL coagulant comprises of
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19 amino acid residues, has a molecular weight of 6.5 kDa, is thermally stable (at 95°C), and
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has an amino acid sequence coverage similarity of 37 % with cationic M. oleifera, MO2.1
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(SwissProt:P24303) (Bodlund et al. [28]). The structure of MusL coagulant, predicted using
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SSpro8, is shown in Figure 5. The results of SSpro8 predictor show MusL as a secondary
protein. The computed pI is 9.76 (ExPASy), hence making it a strong cationic coagulant.
U
N
Reactivity of MusL coagulant involves positively charged amino acids (1 Arg and 1 His), and
A
also polar amino acids (8Gln and 1Thr), respectively.
M
coagulation activity (Marobhe et al. [23]). These coagulant proteins are indirectly
fractions. The purified V. unguiculata and P. aculeate coagulants are found to share same
molecular mass of 6 kDa, exhibit remarkable heat tolerance and show significant
CC
Anionic coagulants are referred to as polymeric molecules that possess net negative
Novak[127]). Examples include natural tannins (Özacar & Şengil [56]; Özacar & Şengil [137];
18
Sánchez-Martín et al. [58]), poly-galacturonic acid extracted from Opuntia mucilage (Miller
et al. [33]),and water-soluble seed proteins of Phaseolus vulgaris (Antov et al. [138]).
Natural tannin with coagulant activity are commonly extracted from the bark or wood of
Acacia, Castanea and Schinopsis plants, as well as, the corn cup of Quercus macrolepis
T
(Özacar & Şengil[56]; Sánchez-Martín et al. [58]). Furthermore, coagulant extracts prepared
IP
from Castanea sativa and Mangifera indica seeds are proposed as anionic coagulant due to
R
the presence of natural tannins (Živković et al. [139]; Arogba[140]). Natural tannins are
SC
referred to as poly-phenolic compounds (Khanbabaee & Ree[141]), and classified as
condensed tannins (Kelly et al. [142]). Chemically, condensed tannins are a complex mixture
U
N
of poly-flavonoid with an average molecular weight of 1250 gmol-1 (Reed & Finck[113]). The
A
exemplary structure of natural tannin as a mono-flavonoid unit is shown in Figure6.
M
Reactivity of natural tannins involves phenolic -OH groups, present on resorcinol (labelled as
‘A’), and pyrogallol (labelled as ‘B’) rings. Because phenolic -OH groups exist as acidic or
D
phenolate anions due to resonance (Vermerris & Nicoholson[143]), natural tannins behave
TE
as anionic coagulants. Gaugler et al. [144] investigated the thermal stability of condensed
EP
tannins extracts from Radiata pine bark and established that pine bark extract fractions can
%.Similar findings were reported by Lisperguer et al. [145] for Acacia bark suggesting that
tannins are even more heat stable than protein-based coagulants; thus, potentially widening
A
product is to be removed, for example. The pI of natural tannins from Acacia, Castanea and
19
2.3.2.2. Poly-galacturonic acid
water-soluble extract of Opuntia mucilage (Miller et al. [33]). Poly-galacturonic acid is also
T
Reactivity of poly-galacturonic acid involves –OH groups that represent acidic sites available
IP
for de-protonation.
R
2.3.2.3. P. vulgaris seed proteins
SC
Seeds of P. vulgaris constitute of an anionic protein-type coagulant fraction(Antov et al.
on P. vulgaris are still ongoing, the reactivity of this coagulant can be attributed due to
Poly-ionic coagulants are substances that act as either ampholytic (neutral) coagulants when
EP
used at coagulation pH of 7, or as amphoteric coagulants when used at acidic and basic pHs.
CC
Poly-ionic coagulants as neutrals are usually insoluble, whilst as amphoters are easily
tannins (Reed & Finck[113]; Beltrán-Heredia et al. [87]). Commercial tannins, also referred
Mannich reactions (Reed & Finck[113]; Roux et al. [147]). The structure of commercial
20
tannins involves both cationic amines and anionic phenols. When used at investigated
molecule to decrease and form flocs (Mitchell et al. [148]). However, when used at acidic
pH, positive charges become more accentuated due to protonation of amine groups, while
at basic pH, negative charges become more accentuated due to deprotonation of phenolic –
T
OH groups. For effective use in coagulation, commercial tannins must also contain some
IP
degree of polymerization within its structure; hence, primary amine substitutions are
R
preferred over secondary amines substitutions (Mitchell et al. [148]). Primary amines
SC
polymerise the tannins through methylene (-CH2-) bridges at active nucleophilic tannin sites
(which are 6- and 8- positions of the "A" resorcinol ring) (Mitchell et al. [148]). A list of
U
commercial tannins that are used in coagulation of turbid waters is provided in Table 4.
N
A
2.3.4. Non-ionic coagulants
M
Non-ionic coagulants are referred to as polymeric molecules that possess net zero charges,
typically at investigated coagulation pH of 6.5- 8.5 (O’Brien & Novak [127]). Examples of
D
non-ionic coagulants of plant origin include polysaccharide compounds like gums and native
TE
starches (Foster[149]; Levine[150]; Adinolfi et al. [151]; Otegui [152]; Kumar &
EP
known example of starch-based coagulant is Zea may starch (Mandloi et al. [156]; Schwartz
& Whistler[155]). Due to amylopectin composition, such coagulants are waxy in nature
A
(Schwartz & Whistler[155]), and adhesive towards turbid impurities. This following section
21
2.3.4.1. Plant gums
[157]). Aqueous solutions are highly viscous, pH stable (Kibbe [157]) and exhibit high
potential of synergistic interactions with other biomolecules due to active –OH sites.
T
Based on the nature of chemical constituents, plant gums are broadly classified into
IP
galactomannans (mostly heterogeneous); and non-galactomannans (Mirhosseini & Amid
R
[109]). Plant gums reported as non-ionic coagulants include Cyamopsis tetragonoloba and S.
SC
potatorum seed gums. Based on our understanding of gum chemistry (Mirhosseini & Amid
[109]) many plant gums (mostly originating from seeds, Table 3) are classified as non-ionic
U
N
coagulants. Such gums are safe to use as coagulants since they are biocompatible and
A
commonly used in foods and pharmaceutical formulations (Attama et al. [158];
M
Gowthamrajan et al. [159]; Ogaji [160]; Singh et al. [161]; Somboonpanyakul et al. [162];
Ceratonia siliqu, Prosopis juliflora, Prosopis laevigata, T.foenum graecum and S. potatorum.
TE
fiscus indica pod gums and Dolichos lablab, Scaphium scaphigerum and Tamarindus indica
seed gums.
CC
of a mannose backbone with galactose side groups (Mathur[164]). Extracted gums with just
22
or simply ‘complex galactomannans’. Gums are mostly isolated as complex galactomannans
Galactomannans, in general, are most abundant in legume seeds (Anderson[165]; Dea and
Morrison[166]). They differ from one another on the basis of mannose-to-galactose ratio
T
Amid [109]). A simplified structure of a typical galactomannan is shown in Figure 10.
IP
Reactivity of manno-galactan polymers, in general, is due to –OH functional groups residing
R
on mannose, galactose and other neutral –ose (sugar) molecules. Such sites offer high
SC
capacity to establish H-bond networks with surrounding molecules.
al. [167]). The structure of T. foenum graecum seed gum offers 60 % of galactose associated
TE
-OH reactive sites, while the remaining 40% of -OH sites are mannose related. Fenugreek
gums are characterized as 32.3 kDa viscous polymers (Jiang et al. [168]).
EP
Cyamopsis tetragonoloba seed gums (or guar gum) are large polymers (50-800kDa)
A
composed primarily of mannose and galactose following a 2:1 molar ratio (Mahungu &
Meyland [24]). Compared with galactose, mannose constituent offers 57% of –OH reactive
sites. Xylose and arabinose, on the other hand, are identified as supplementary residues
23
2.3.4.1.1.2.2. Ceratonia siliqua seed gums
Ceratonia siliqua seed gums (popularly known as carob bean gum or locust bean gum) are
found to contain a 4:1 molar ratio of mannose to galactose with an average molecular
primarily due to significant amounts of arabinose that is either co-precipitated with seed
T
gum or simply attached to galactose units as arabino-galactan (Kok [171]). Majority (73%) of
IP
-OH reactive groups are provided by mannose constituent.
R
2.3.4.1.1.2.3. Prosopis spp. seed gums
SC
Prosopis spp. seed gums (or mesquite seed gum) are complex branched galactomannans
with a molecular weight of 62kDa (Vernon-Carter et al. [172]). Mannose and galactose (in
U
N
the mole ratio of 2.8:1) form the major part of the gum composition, while the
A
supplementary residues arabinose, rhamnose, glucuronate and methyl-glucuronate are
M
Strychnos potatorum seed gums were the first plant-based coagulant solution investigated
EP
at bench scale for treatment of surface turbid water (Bulusu et al. [174]) and found to
CC
constitute of 2.5 part mannose to 1 part galactose (Adinolfi et al. [86]). It is regarded as a
complex galactomannan due to presence of 1.7 part galactan polysaccharide with one part
A
galactomannan.
24
non-galactomannans are neutral sugars (usually arabinose, rhamnose, galactose and xylose
monosaccharides) and acidic monosaccharides (mainly uronic acids) linked together through
glycoside bonds (Mirhosseini & Amid [175]). Like manno-galactan polymers, reactivity of
non-galactomannans is due to –OH functional groups residing on neutral sugars. Such –OH
T
2.3.4.1.2.1. Dolichos lablab seed gums
IP
Seeds of D.lablab contain a rich source of water-soluble neutral non-galactomannans
R
SC
(Salimath & Tharanathan [176]). The gums contain galactose and arabinose in the mole ratio
of 2:1 and about 6 % of uronic acid contents (Salimath & Tharanathan [176]). Therefore, the
U
major constituent of gum is arabino-galactan (i.e. galactose and arabinose molecules linked
N
via glycoside bonds) with uronic acid as minor residue. Both neutral sugars are in equal
A
share of –OH reactive groups.
M
Hibiscus esculentus pod gums (or okra gums) are classified as non-galactomannans and
TE
contain galactose, rhamnose and galacturonic acid as main constituents (in the mole ratio of
EP
1:1:1) (Zaharuddin et al. [177]). The relative–OH reactive groups in various constituents is of
respectively (McGarvie & Parolis [178]). The gum backbone contains galacturonic acid,
25
rhamnose and galactose; and xylose and arabinose are attached as side chains via glycoside
bonds (McGarvie & Parolis [178]).Galacturonic acid constitutes 23.4% of gum, where as
arabinose, rhamnose, xylose and galactose are found in the molar ratios of 1.0:1.7:2.5:4.1
T
IP
Scaphium scaphigerum seed gums (or malva nut gum) are complex non-galactomannans
composed of 31.9% arabinose, 29.2% galactose, 29.5% rhamnose, 6.4% uronic acid and
R
SC
small content of glucose, xylose and mannose (Somboonpanyakul et al. [162]). Hence the
backbone of malva nut gum is composed of galactose and arabinose with rhamnose as side
U
chains (in a mole ratio of 1.00:1.67:1.01) (Somboonpanyakul et al. [162]).
N
2.3.4.1.2.5. Tamarindus indica seed gums
A
M
commonly referred to as TSP (Saettone et al. [180]). The chemical constituents of TSP are
D
neutral sugars (glucose, xylose and galactose), present in a molar ratio of 2.8:2.2:1.0 (Goyal
TE
et al. [181]). Reactivity of TSP involves –OH functional groups (43% by glucose; 29% each by
EP
xylose and galactose). TSP is characterised as a hydrophilic polymer with a molecular weight
developments beyond lab-scale are still at a preliminary stage. Keeping in view process
26
development limitations, all 3 levels of testings, i.e. bench-, pilot-, semi-/ full- process scales
Bench scale coagulation testing of plant- based substances has shown to generate WHO
acceptable drinking waters (Table 5). Water-soluble coagulant extracts of plants exhibit
T
impressive coagulation capacity towards turbid particles and microbes, with some effects
IP
observed on physico-chemical parameters of water like alkalinity, hardness and COD (Table
R
5). Against total coliforms, plant extracts show a remarkable removal capacity of at least 96
SC
% (Sánchez Martín et al. [183];Ramamurthy et al. [184]). With respect to softening of hard
water, M. oleifera seed extracts were found effective, though at the expense of relatively
U
N
high dose applications (Muyibi & Evison[185]).
A
From bench-scale trials (exhibit Table 5), extracts of M. oleifera, S. potatorum, P. ovate and
M
T. faenum graecum seeds are proposed as suitable candidates for process-scale ups. On the
D
other hand, natural tannins and extracts of Corchorus tridens leaves and H. sabdariffa calyx
TE
Besides the benefits of low dosage and negligible effects on pH, plant extracts were also
EP
shown to generate less volumes of sludge with potential use as biosolid. For instance, M.
CC
oleifera seed extracts produce a minimum sludge volume of 1.5 mL/L, contrary to 7.5 mL/L
Narasiah[186]). However, one setback identified includes the increase of COD in treated
waters if crude extracts are used (Sánchez Martín et al. [183]). An increase in COD is likely to
promote microbial growth while increasing the turnover of adsorbents used in the filtration
stage of potable water treatment. Using crude M. oleifera coagulant extracts in rural
27
communities to treat turbid water for instant consumption can be considered safe as no
detrimental effects have been found for Moringa seeds (McBurney et al. [187]). A high COD
intended for treatments with chlorine (Sánchez Martín et al. [183]). Adaptation of solar/UV
disinfection techniques in rural communities can resolve this issue (Dawney et al. [188]; Lea
T
[189]). However, formation of disinfection by-product should be investigated to confirm its
IP
safe use as drinking water.
R
2.4.2. Pilot scale coagulation
SC
Pilot-scale coagulation trials of plant-based substances in treatment plants are summarised
in Table 6. Results show practicality of M. oleifera seed extracts in reducing turbidity, total
U
coliforms, faecal coliforms and faecal streptococci counts. Coagulation treatments using
N
A
other plant substances proved effective after integrating necessary membrane- based
M
In literature, semi- and full process scale coagulation using plant-based coagulants was
found for M. oleifera seed extracts only to the best of our knowledge. Such coagulation
EP
trials of M. oleifera seed extracts were shown to be robust, comparatively cheap to install
and modular(Yongabi et al. [190];Sutherland et al. [89]). The outcomes of trials revealed M.
CC
oleifera as excellent source of removing both turbidity and microbial counts (Yongabi et al.
A
[190]) confirming findings from lab- and pilot-scale studies. In addition, full scale trial at
16m3/hr rate has achieved equivalent turbidity removal to alum (Sutherland et al.
abundant supply and large-scale processing of plants materials (Sutherland et al. [89]). For
28
convenience, however, Moringa extracts as pellets can also be used, and stored at room
T
water particularly if non-purified extracts are used. According to Baptista et al. [192], a
IP
direct correlation exists between the nature of coagulant extract prepared and the amounts
R
of organic loads in treated water. In literature, the most conventional method of preparing
SC
the coagulant extract is through the use of distilled water (DW) as solvent. Such extracts
show a high relative turbidity removal, for DW-M. oleifera extract in particular, 80-99
U
N
%turbidity removal was found for both surface water and synthetic water of high turbidity
A
(Muyibi &Evison[193]; Ndabigengesere et al. [61] Lea et al. [189]). The DW- M. oleifera
M
extract (1%) was found to contain approximately 630 mgL-1 of total proteins and 888 mgL-1
of DOC (Baptista et al. [192]). According to Baptista et al. [192], 0.06mL of such extract gives
D
extracts (0.04 mL) produces an average 7.6% increase of DOC in treated water (70% less
EP
using salt solution as an extracting media in place of distilled water particularly when used
A
against low turbid water (Okuda et al. [194]; Baptista et al. [192]). This improvement in
the solubility of the active component upon increased ionic strength of a solution. The most
commonly used salt solution in making of the coagulant extract is sodium chloride (NaCl).
29
NaCl- M. oleifera extracts (1%) contain an approx. 4282 mgL-1 of total proteins and 1746
mgL-1 of DOC (Baptista et al. [192]). According to Baptista et al. [192], 1.29 mL of such
extract gives an average 25 % increase of DOC, it’s concentrated counterpart (at 0.57 mL)
does not add DOC in treated water. Hence use of NaCl- coagulant extract concentrates or
pellets can be proposed as a convincing solution to control coagulant assisted organic loads
T
in treated waters.
IP
Another promising solution to control coagulant assisted organic loads in treated waters is
R
production of purified coagulant from MO defatted biomass. MO seeds are found to contain
SC
about 4.4% coagulant polymer of high thermal tolerance (Dezfooli et al. [29]) which can be
The commercialisation of plant-based coagulants faces six major constraints. The first major
M
constraint is maintaining a steady supply of raw materials that meets the minimum quality
D
requirement. Some plants like M. oleifera produce mature, dried seeds only twice a year
TE
(Radovich [195]) and require processing and storage which can add to the cost. The second
however, the amount of drinking water produced is often reported in national statistics
publication. Assuming that 0.08 kg alum are required to treat 1 m 3 of surface water (Bonton
A
et al. [196]) it is then possible to estimate the quantity of alum that needs to be substituted.
For Malaysia as an example, the average volume of drinking water supplied per day in 2015
was reported to be 16,159 million litres, requiring an estimated 1,293 MT of alum per year.
30
while maintaining similar treatment performance, an equivalent dosage ratio of 10:1 (w/w)
is assumed based on M. oleifera data (Valverde et al. [197]). The annual average yield of M.
oleifera seeds is reported to range between 3.03 to 6.06MT /ha (Biswas & John [92]) of
which 75 % represent dehulled M. oleifera seeds. Thus, the total M. oleifera plantation area
T
49,257 ha. To put this into perspective this area is about 1 % of the area occupied by oil
IP
palm plantation in Malaysia(Kong et al. [198]). At present, the standing stock of M. oleifera
R
in commercial plantations worldwide is unknown. In India, M. oleifera trees are reported to
SC
be cultivated on an area of 61,600 ha (Boopathi [199]). If the fruits of current industrial
crops such as oil palm contain substances with coagulation activity, the near-future
U
substitution of alum is a real possibility in countries such as Malaysia. It should be
N
remembered however, that the seeds of M. oleifera themselves also contain 35 - 42 wt% oil
A
(Anwar & Bhanger[200]; Anwar & Rashid [201]), while other tree components can be
M
commercially utilised too. When grown on irrigated land, MO seeds are produced twice the
D
amount (6.06 MT/ha) compared to when harvested on the dryland (3.03 MT/ha) (Biswas &
TE
John [92]). It is noteworthy to mention that the land usage information for growing MO
intensively is directly correlated to tree to tree spacing for particular harvest. Generally for
EP
pod harvest, the recommended tree to tree spacing is 1.2 and 5 m between rows, so as to
CC
The third challenge is related to the cost- effective preparation of coagulants. Use of crude
A
coagulant preparations that are prepared from pre-processed materials have been reported
to release unwanted carbon loads into treated waters, resulting in undesirable microbial
growth (Abaliwano et al. [203]; Jahn and Dirar[107]). Also the presence of such organic
31
impurities in treated waters can give rise to bio-fouling of treatment membranes and
[205]; Bachmann & Edyvean [77]). So far, the most reliable method for generating pure
T
technology; putting constrains towards commercialisation of natural coagulants. Recently,
IP
an effective use of ammonium sulphate precipitation coupled with temperature treatment
R
proposed by Dezfooli et al. [29] illustrates a straightforward isolation of a sufficiently pure
SC
coagulant fraction. This holds a promising future in terms of effective coagulant
U
N
Lack of regulatory approvals on plant-based coagulants is another challenge faced in
A
commercialising this technology as toxicological studies are lacking for purified coagulant
M
fractions. Approval of 10 mg/L dosage of chitosan (an animal-based natural coagulant) for
use in potable water treatment (Kawamura[47]), can be taken as an encouraging sign to get
D
product is another challenge. With economy constantly fluctuating, coupled with absence of
data on clear cut risks of such coagulant utilities, investing money in this new technology
CC
can be proven difficult. The only extensive economic analysis of plant based coagulants is
A
provided by Jahn[101] using M. oleifera as coagulant aid at Kanhan Water Works in Nagpur,
India. According to Jahn [101], for treating 1.74 million m3 water, a total of US$ 2370
(equivalent of 20,856 INR) was saved by reduction in alum use. This early study serves as an
32
coagulants. Future cost evaluations should be carried out based on total cost assessment to
capture hidden costs such as hazardous sludge waste handling which will improve the
In light of these challenges, it thus becomes necessary to not only conduct significant
practical-based research, but also review the knowledge gaps of plant based coagulants
T
contributed by scientific communities (some of which are presented in Figure S4,SI). It is
IP
also critical that life cycle assessment studies (LCA) in this regard should be carried out to
R
evaluate socioeconomics impacts of plant-based coagulant utilities.
SC
3. Conclusions
U
Early historic recordings and literary texts of 2nd millennium contain information on plant-
N
based materials that were used to produce clean drinkable water. These sources suggest
A
Prunus dulcis, Strychnos potatorum, Luffa cylindrical, Phyllantus emblica and Optunia fiscus
M
indica to contain coagulant ingredients. Modern literature also identifies multiple valuable
D
plants that were applied by indigenous populations of Tanzania, Sudan, Peru and Mexico in
TE
water clarification. Nearly 43% of these have been verified through lab experiments and
promising means for rapid multi-factorial screening of natural coagulants in near future.
CC
Reviewing of research publications show that most of the active ingredients are found in
A
plants belonging to Fabaceae. Overall, forty five (45) plants of diverse families are found to
contain coagulant biomolecules and nineteen (19) of them are successfully classified here
into cationic-, anionic-, polyionic- and non-ionic coagulants. The investigated coagulants are
33
popularly used in clarifying muddy water (both in crude and purified forms) at bench scale
levels.
Plant-based coagulants, mostly tested in extract forms, are excellent substitutes for
conventional chemicals and produce WHO acceptable drinking waters. Among them, M.
oleifera seed extracts, a representative of cationic coagulants, have been widely tested as
T
prime coagulant in pilot-, semi- and full- process scale tests demonstrating the technical
IP
feasibility to substitute alum. Natural coagulants are promising industrial crops whose
R
products are workable substitutes of chemicals. In Malaysia, for instance, an estimated
SC
49,257 hectare of M. oleifera plantation is required to produce the quantities of coagulant
U
that will show equivalent turbidity removal to alum. As industrial crops, plant-based
N
coagulants may also offer economic development activities for rural areas thereby
A
increasing GDP of countries.
M
4. Funding
D
This work was partially funded by grant 02-02-13-SF0014 from the Ministry of Science,
TE
5. Acknowledgement
CC
We would like to thank Mr. Khalid Saleem for proof-reading the manuscript. The
6. Declaration of interest
34
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A
46
All Figures
Captions
coagulants, and their use in water treatment from 1976 to 2017. Databases (Science Direct
T
IP
(https://mendeley.com), Google Scholar (https://scholar.google.com) , Google
R
SC
consulted to construct the graph.
Figure 3:
U
SSpro8 prediction of MO2.1 coagulant molecule.
N
Figure 4: Sequence alignment of cMoL and MO2.1 molecules. Underlined 1-Letter
A
amino acids show differences, whilst highlighted bold 1-Letter amino acids show similarities.
M
‘resorcinol’; ring ‘B’ represents ‘pyrogallo’. (Source: Arbenz & Avérous [207]).
[208]).
CC
Figure 8: Generalised structure of tannin Mannich polymer. Labels: ring ‘A’ represents
‘resorcinol’; ring ‘B’ represents ‘pyrogallo’. Highlighted 6- and 8-positions of ring A show
A
47
Figure 1:
180
T
120
IP
100
80
R
60
SC
40
20
0
U
N
1970 1980 1990 2000 2010 2020
Year
A
Figure 2:
M
D
TE
H
O O
H H
OH H OH H
CC
H H H
H OH H OH
A
Figure 3:
48
T
Figure 4:
R IP
RRPAIQRCCQQLRNIQPRCRCPSLRQAVQLAHQQQGQVGPQQVRQMYRVASNIPA
SC
cMoL Sequence (3-57)
U
RQPDFQRCGQQLRNISPPQRCPSLRQAVQLTHQQQGQVGPQQVRQMYRVASNIPS
N
MO2.1 Sequence (5-59)
A
M
Figure 5:
D
TE
EP
CC
A
Figure 6:
OH
3̀ OH
2̀
4̀
1 1̀ B
8
OH 2
5̀ 49
7 OH
A 6̀
3
6
5
OH
Figure 7:
T
IP
COOH COOH
R
H
O O
SC
H H
OH H OH H
H H H
H OH H U
OH
N
A
M
Figure 8:
OH
3̀
D
OH
2̀
TE
4̀
8 1 1̀ B
OH 2
5̀
EP
7 OH
A 6̀
3
CC
6 5 OH
4
CH2
OH
A
N R`
CH2
Figure 9:
CH2OH
50
H H
H
OH H
O
H OH
T
H
IP
O O O
H H H
OH H OH H OH H
R
H H H H H
SC
H OH H OH H OH
U
N
A
M
Figure 10:
D
TE
CH2OH CH2OH
H H Galactose
OH side group
OH
EP
H H
OH H OH H
H O H O
CC
H OH OH CH2 CH2OH
CH2
CH2OH
A
H O
O O O
H H
H H
OHOH OHOH
OHOH OHOH
H H H H H
H H
H H H H
H H H H
Mannose backbone
51
All Tables
Captions
Table 1:
No. Histor Extract Coagulat Mecha Coagu Toxicity Upsc Applic Co Referen
T
of ical ion & ion nism lant / ale ation st ce
IP
pla use Purific effective prope Detrim
nts ation ness rties ental
D W effect
R
W W
Bolto &
SC
Gregory
[30]
Yongabi
9 U
[75]
Yin [74])
N
1 Bichi
[73]
A
4 Theodor
o et al.
M
[72]
1 Kansal &
Kumari
D
[70]
Choy et
TE
al. [71]
14 Choy et
al. [69]
11 Oladoja[
EP
68]
9 Oladoja[
67]
CC
Nandini
&
Sheba[6
6]
A
Kristiant
o[65]
52
Table 2: Overview on confirmation, identification and characterisation of active
compounds in extracts from known traditional plants. Symbol: sterisk (*) - partial
Table 2:
T
ts d d
IP
Arachis Mbogo [120]; Subramanium et
hypogaea al. [211]
R
seeds
M.oleifera Ghebremichael et al. [32];
SC
seeds Ghebremichael et al. [206];
Sánchez-Martín et al. [111];
Dezfooli et al. [29]
Parkinsonia
aculeata
*
U Marobhe et al. [23]
N
seeds
Trigonella Asrafuzzaman et al. [212]
A
foenum
M
graecum L.
seeds
Vigna * Mbogo [120]; Marobhe et al.
D
subterrane
an seeds
Phoenix Al-Sameraiy [216]
CC
dactylifera
stones
Opuntia Miller et al. [33]; Mukhtar et al.
A
53
Table 3: Brief list of plants explored as natural coagulants in water treatment
Table 3:
T
Amorpha fruticosa Fabaceae seeds Unknown Sciban et al. [80]
(indigo bush)
IP
Aesculus Sapindaceae seeds Unknown Sciban et al. [221]
hyppocastanum
R
(Horse chestnut)
Cactus latifaria Cactaceae mucilage Neutral* Diaz et al. [22]
SC
Cassia alata Fabaceae leaves Unknown Aweng et al. [83]
(candlebrush)
Castanea sativa Fagaceae seeds Anionic* Sciban et al. [221];
(European chestnut) Živković et al [139]
Ceratonia siliqua
(carob; locust bean)
Fabaceae seeds
U
Neutral* Sciban et al. [80];
Haddarah et al. [170]
N
Cicer arietinum Fabaceae grains Unknown Asrafuzzaman et al.
(chick pea) [212]; Choubey et al.
A
[214]
Coccinia indica Cucurbitaceae Fruit Unknown Patale & Pandya [222]
M
(ivy gourd)
Cuminum cyminum Apiaceae seeds Unknown Ramamurthy et al. [184]
(cumin)
D
(Soybean) [120];
Hibisicus sabdariffa Malvaceae seeds Unknown Schulz & Okun [223];
(red sorella) Youngabi et al. [227];
A
54
Mangifera Anacardiaceae Seeds Anionic* Qureshi et al. [229];
indica(mango) Arogba[140]
Manihot esculenta Euphorbiaceae Roots Unknown Vara [226]
Crantz syn. M.
utilissima
(tapioca sago)
M.oleifera(drumstick) Moringaceae Seeds Cationic Jahn & Dirar [107];
Gassenschmidt et al.
[230]; Ghebremichael et
al. [32]; Dezfooli et al.
[29]
T
Mucuna sloanei Fabaceae Seeds Unknown Menkiti et al. [81]
(mucuna bean seed)
IP
Opuntia ficus indica Cactaceae Mucilage Anionic & Miller et al. [33]; Torres
(nopal) neutral* et al. [218]; McGarvie &
R
Parolis [178]; Matsuhiro
et al. [179]
SC
Parkinsonia aculeate Fabaceae Seeds Cationic Marobhe et al. [23]
Phaseolus angularis Fabaceae seeds Gunaratna et al. [119]
(red beans)
Phaseolus mungo/ Fabaceae seeds Unknown Mbogo [120];
Vigna mungo
U Subramanium et al.
[211]
N
Phaseolus vulgaris Fabaceae Seeds Anionic Sciban et al. [80]; Sciban
(common beans; et al. [231]; Antov et al.
A
kidney bean) [232]
Phoenixdactylifera Arecaceae Seeds; Unknown Al-Sameraiy [216]
M
55
Quercus robur Fagaceae Seeds Unknown Sciban et al. [221]
(common oak)
Quercus cerris Fagaceae Seeds Unknown Sciban et al. [221]
(turkey oak)
Quercus rubra Fagaceae Seeds Unknown Sciban et al. [221]
(Northern red oak)
Robinia pseudoacacia Leguminosae Seeds Unknown Sciban et al. [80]
(black locust)
Strychnos Loganiaceous Seeds Neutral Schulz & Okun[223];
potatorumLinn (Strychnaceae) Adinolfi et al. [86]
(nirmali)
T
Scaphium Sterculiaceae Seeds Neutral* Ho et al. [237];
scaphigerum(Malva Somboonpanyakul et al.
IP
nut or Taiwan sweet [162]
gum)
R
Tamerindous indica Fabaceae seeds Neutral* Schulz & Okun [223];
(tamarind) Goyal et al. [181]; Kaur
SC
et al. [182]
Trigonella Fabaceae Seeds Neutral* Schulz & Okun [223];
foenum(fenugreek) Ramamurthy et al.
56
Table 4: Commercial tannins use as coagulants in water treatments
Table 4:
T
de Wild &Beltrán-
Heredia [114]
IP
Silvafloc SILVATEAM Schinopsis Coagulant agent Sánchez-Martı ́n
(Italy) balansae alone or in &Beltrán-
R
combination Heredia [114]
with other
SC
inorganic
coagulants
KlarAid 6400 DEARBORN Mimosa extract Coagulant agent Kelly et al. [142]
Chemical (USA) alone or in
with U
combination
other
N
inorganic
coagulants
A
M
D
TE
EP
CC
A
57
R I
SC
Table 5: Bench scale analysis of plant based coagulants in water treatments. Abbreviations: RW – river water, DW – dam water, TP – tap
U
water, GW –groundwater, PW – pond water, SW - surface water; TNTC - Too numerous to count
N
Table 5:
A
Coagulant Test Initial conditions Outcome Reference
Name Dosage sample Turbidit pH Microbial Other Turbidity Final Microbial Other findings
M
[mg/L] y [NTU] count [NTU] reduction [%]
M. 1mL/L TW(kao 105 7.6 - Alkalinity: 7 - pH: unaffected; Ndabigengesere
oleifera lin) 53mg/L; Alkalinity: & Narasiah [186]
seeds
D Conductivit
y: 154
unaffected;
Conductivity:
TE
µmho/cm; unaffected;
8mg SO4/L; Sulfate
0.4 mg (unaffected);
NO3/L 1 mg NO3/L
EP
alum)
M. 20’000 RW - - 3.0 x - - Total coliform= - Alo et al. [239]
oleifera 103MPN 2 x102
seeds total MPN/mL;
A
coliform Mesophilic
/mL; bacteria= 5 x
286 x 102 102 CFU/mL;
CFU Mesophilic
bacteria fungi= No
/mL; 70 x growth
102
CFUfungi
/mL
58
R I
SC
M. 120 RW 632±3 7.45 - - 5±2.36 - pH 6.15±0.09 Jodi et al. [240]
oleifera ±0.2
pods
U
M. 150 GW 12.4 8± Total Alkalinity: 3.1±0.5 ; Total coliform= pH7.2± 0.5; Mangale et al.
oleifera 0.05 coliform: 4 130±0.1 1 x102 ± 0.57 Alkalinity:100±0 [241]
N
seeds x105 ± 0.57 mg/L; SPC/100mL & .28 mg/L;
SPC/100m Hardness: 5± 0.57 Hardness:
A
L & 190±0.57 MPN/100mL 100±0.57 mg
1600MPN/ mg CaCO3/L
M
100mL CaCO3/L
M. 16 RW 123.3 7.5 Total Hardness: > 85% reduction 96% and 94% - Sánchez-Martín
oleifera coliforms: 152 mg reduction of et al. [183]
seeds 8.0 x102 CaCO3/L total and
D MPN/100
mL; Faecal
faecal
coliforms, and
TE
coliforms: almost 100%
4.0 x102 reduction of
MPN/100 faecal
EP
mL
M. RW RW, RW RW RW RW RW RW RW Egbuikwem
oleifera 4.5 mL PW, 20.5 6.8 E.coli Alkalinity: 0.91; E.coli pH 6.9; &Sangodoyin[24
seeds PW GW PW PW (CFU/100 32 mg/L; PW (CFU/100mL): Alkalinity: 30 2]
A
59
R I
SC
TW GW
Alkalinity: pH 7.1;
36 mg/L; Alkalinity: 40
U
Total mg/L;
Hardness: Total Hardness:
N
87.5 mg/L; unaffected
Strychnos 10mL/L PW 228±34 7.12 Total Alkalinity: 5±1 Total coliform: pH ~7; Ramamurthy et
A
potatoru coliform: 126±16 14±2 Alkalinity: 72±8 al. [184]
m seeds 111±25 mg/L MPN/100mL mg/L
M
MPN/100
mL
Natural 0.03-2 TW(cla 10- - - < 0.02 & 0.9 - - Özacar & Şengil
tannins (+ 1 y) 20FTU FTU [56]
mg/L
alum)
D
TE
1 (+ 2.5 100-300 7-8 - - <5FTU - pH= 6.7-7.1 Özacar & Şengil
mg/L FTU [137]
alum)
EP
Plantago 0.25 RW(kao 50-300 Streptococ > 95.6 Total Ramavandi [243]
ovate mg/L lin) cus %turbidity elimination of
seeds coliforms= reduction streptococcus
100≥x≤200 and fecal
CC
CFU/100 coliform
mL; Fecal
coliforms=
300≥x≤400
A
CFU/100m
L
Trigonella 10mL/L PW 228±34; 7.12 Total Alkalinity: 8±1; Total coliform: pH ~7; Ramamurthy et
foenum coliform= 126±16 55±8 Alkalinity: 74±9 al. [184]
graecum 111±25 CaCO3 MPN/100mL mg/L
seeds MPN/100 mg/L
mL
Cicer 100mg/ TW(kao 49-95 - Total - Turbidity Total coliform: - Choubey et al.
60
R I
SC
arietinum L lin) coliform= (before 1.0X 102 [214]
seeds 1.05 X 103 filtration)=4.2 MPN/100mL
MPN/100 NTU & 9.3 NTU;
U
mL Turbidity (after
filtration)=3.6
N
NTU & 8 NTU
Dolichos 100 TW(kao 100 - Total - Turbidity Total coliform= - Choubey et al.
A
lablab lin) coliform= (before 1.1 X 102 [214]
seeds 1.05 X 103 filtration)=11.4 MPN/100mL
M
MPN/100 NTU; Turbidity
mL (after
filtration)=9.8N
TU
Opuntia
stricta
10 RW D
105 7.1 - - 15 - - Mukhtar et al.
[217]
TE
cladodes
Opuntia 5-55 Model 56-368 - - 5-7 - - Miller et al. [33]
spp. sap drinkin
EP
g water
Tamarind 100 RW 90.3 6.95 - TDS: 773 Turbidity - pH:7.37; Sarker et al.
us indica mg/L; COD: (before TDS: 60 mg/L; [244]
seeds 390mg/L filtration)=11.29 COD: 44mg/L
CC
NTU; Turbidity
(after
filtration)=
8.67NTU
A
Litchi 100 RW 90.3 6.95 - TDS: 773 Turbidity - pH7.37; Sarker et al.
chinensis mg/L; COD: (before TDS: 60 mg/L; [244]
seeds 390mg/L filtration)=4.95 COD: 243mg/L
NTU; Turbidity
(after
filtration)=
2.76NTU
61
R I
SC
Parkinson 6 DW 810 7.4 - Alkalinity: 3 - pH: 7.2- 7.4; Marobhe &
ia 74 mg/L; alkalinity:50-55 Renman [245]
aculeate COD: mg/L; COD:
U
seeds 80mg/L 23mg/L
Corchorus 5 RW 632±3.2 7.45 - 6±2.45 - pH: 6.70±0.12 Jodi et al. [240]
N
tridens (+80 ±0.2
leaves mg/L 3
A
alum)
Hibiscus 5 RW 632±3.2 7.45 - - 5±1.71 - pH:6.85±0.05
M
Sabdariff (+80 ±0.2
a calyx mg/L 3
alum)
D
TE
EP
CC
A
62
R I
SC
Table 6: Pilot scale analysis of plant based coagulants in water treatments. Abbreviations: CF= Clari-flocculator; RF=Roughing filters; SF=
U
Sand filters
N
Table 6:
A
M
Type of Dosage Type of Flow Properties Findings Reference
coagulant (mg/L) water rate
(m3/hr)
Strychnos 1.5 RW D - Turbidity= 1200- Turbidity= 22-29 NTU Bulusu et al. [174]
TE
potatorum (mg/L) (Yamuna, 1530 NTU
seeds plus 10 India)
mg/L
alum
EP
M. oleifera 75-250 SW 1 Turbidity= 400NTU Turbidity (after filtration)= 5NTU Sutherland et al. [89]
(Malawi)
M. oleifera varied RW 0.36 Turbidity= 21.6–479 At 10 mg/L alone and 10 mg/L plus Muyibi & Alfugara [90]
CC
63
R I
SC
M. oleifera 35 Surface - Turbidity= 4.6 ± 1.6 Turbidity (after sand filtration)= 1.3 ± Ghebremichael [206]
water 0.9;
(Asmara, Turbidity (after pumice-sand dual
U
Eritrea) filtration)= 1.3 ± 0.5
M. oleifera 80-100 Surface - Turbidity= 17.8± 3.1 Turbidity (after sand filtration)= 6.4 ± Ghebremichael [206]
N
water 1.6; Turbidity (after pumice-sand
(Asmara, dual filtration)= 6.0 ± 2.3
A
Eritrea)
M. oleifera 100 Model 0.024 Turbidity= 200 ± 10 Average turbidity removal efficacy Katayon et al. [246]
M
turbid NTU; pH=6.4-6.5; (before filtration)= 46%; Average
water zeta potential= - turbidity removal efficacy (after
20mV filtration)= 99%
M. oleifera 40 & Stream
170 water D0.36 Turbidity= 74.6&
383; Alkalinity= 105
Turbidity= 3.9 NTU(or 2.9 NTU after 3 Liew et al. [247]
hr) & 3.2 NTU (or 2.8 NTU after 3 hr)
TE
mg/L (Malaysia) & 66 mg/L; pH =7.4
&7.3
M. oleifera 150 River 0.36 Turbidity=6.5 NTU; Effects CF RF SF Ali et al. [236]
EP
64
R I
SC
Africa) CFU/mL; Total 8.0 x 6.3 x 8.0 x
Total coliforms= 1.6 bacterial 102 102 102
x104 MPN/100mL; counts
U
Faecal coliforms= (CFU/mL)
3.4x 102 Total 160 240 300
N
MPN/100mL; Faecal coliforms
streptococci= 5 x102 Faecal 34 17 34
A
MPN/100mL coliforms
Faecal 21 50 53
M
streptococci
M. oleifera 5 mL/L River - Turbidity=123.3 Turbidity (before filtration)=an Beltrán-Heredia et al.
water NTU; Ph= 7.5; average 71.02% removed [248]
(Guadiana
, Spain) D Hardness=
CaCO3 mg/L; Total
152 Turbidity (after filtration)= 0 NTU
Faecal coliforms (before filtration)=
TE
coliforms= 8.0 x102 98.4% reduction; Faecal coliforms
MPN/100Ml; Faecal (after filtration)= 99% reduction;
coliforms= 4.0 x102 High reduction of both total coliforms
EP
counts
x102 MPN/100mL; (CFU/Ml)
Faecal coliforms= Total 1.6 x 80 55
1.0x 102 coliforms 102
MPN/100mL; Faecal Faecal 78 45 14
streptococci= 2.3 coliforms
2
x10 MPN/100mL
Faecal 1.9 x 58 26
streptococci 102
65
R I
SC
Mangifera 30 River 0.54 Turbidity=6.5 NTU; Effects CF RF SF Ali et al. [236]
indica water Total bacterial
Turbidity 3.0 2.5 1.8
(Nile, counts= 2.1x105
U
Africa) CFU/mL; Total 4.2 x 9.8 x 9.1 x
Total coliforms= 5.0 bacterial 105 104 103
N
x103 MPN/100mL; counts
Faecal coliforms= (CFU/Ml)
A
Not detected (ND); Total 8.6 x 3.4 x 1.2 x
Faecal streptococci= coliforms 103 103 102
M
1.3 x102 Faecal ND ND ND
MPN/100mL coliforms
Faecal 1.3 x 57 57
Prunus 30 River D
0.36 Turbidity=6.5 NTU;
streptococci
Effects
103
CF RF SF Ali et al. [236]
TE
armeniaca water Total bacterial Turbidity 3.0 2.7 2.0
(Nile, counts= 6.0x104
Total 2.8x 2.0x 1.6x
Africa) CFU/mL;
bacterial 104 104 104
Total coliforms= 7.0
EP
counts
x103 MPN/100mL;
(CFU/Ml)
Faecal coliforms=
8.0 x102 Total 5.3x 1.8x 17
coliforms 103 103
CC
MPN/100mL; Faecal
streptococci= 2.6 Faecal 5.3x 1.4x 9
3
x10 MPN/100mL coliforms 102 102
Faecal 1.6x 22 11
A
streptococci 102
Prunus 30 River 0.54 Turbidity=6.5 NTU; Effects CF RF SF Ali et al. [236]
armeniaca water Total bacterial Turbidity 3.0 2.7 2.0
(Nile, counts= 3.7x104 Total 1.1x 3.1x 3x
Africa) CFU/mL; bacterial 104 103 102
Total coliforms= 8.2 counts
x103 MPN/100mL; (CFU/Ml)
Faecal coliforms= Total 1.5x 1.9x 16
66
R I
SC
1.0 x102 coliforms 103 102
MPN/100mL; Faecal Faecal 69 41 15
streptococci= coliforms
U
8.0x102 MPN/100mL Faecal 80 28 11
streptococci
N
Tanfloc 2 River - Turbidity=123.3 Turbidity (before filtration)=50-60% Sánchez-Martín et al.
(commercial water NTU; pH= 7.5; removed [59]
A
tannin) (Guadiana Hardness= 152 Turbidity (after filtration)= 0 NTU
, Spain) CaCO3 mg/L; Total Effects on hardness, total coliforms,
M
coliforms= 8.0 x102 faecal coliforms and faecal
MPN/100mL; Faecal streptococci not shown
coliforms= 4.0 x102
D MPN/100mL; Faecal
streptococci= 1.4
TE
2
x10 MPN/100mL
EP
CC
A
67
R I
SC
Table 7: Semi-and full- process scale up analysis of plant based coagulants in
U
water treatments
N
Table 7:
A
Treatment plant Type of Dosage Type of water Flow rate Properties Outcomes References
coagulant (mg/mL) (m3/hr)
M
Thyolo Water M. oleifera 150 Surface water 16 Turbidity= ≥ Turbidity= 1NTU Sutherland et al.
Treatment (Malawi) 400NTU [89]
Works, Malawi
Integrated phyto- M. oleifera
disinfectant-sand D Not
specified
Pond
water(Nigeria)
- Turbidity=130.3
NTU; pH= 7.6; total
Before filtration
Turbidity=30.8
Yongabi et al.
NTU; [190]
TE
filter drum unit, aerobic mesophilic pH= 7; total aerobic
Nigeria bacteria counts= too mesophilic bacteria
numerous to count; counts= 3.5 x102
E.coli counts= 5.1 CFU/mL; E.coli counts=
EP
68
I
R
SC
9.3 CFU/mL;
Pseudomonas counts= 3
CFU/mL
U
N
A
M
D
TE
EP
CC
A
69