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To cite this article: Björn Palm & Joachim Claesson (2006) Plate Heat Exchangers: Calculation
Methods for Singleand Two-Phase Flow, Heat Transfer Engineering, 27:4, 88-98, DOI:
10.1080/01457630500523949
Plate heat exchangers were first developed about 100 years ago but have won increasing interest during the last two decades,
primarily due to the development of methods of manufacturing brazed plate heat exchangers. This type of heat exchanger
offers very good heat transfer performance in single-phase flow as well as in evaporation and condensation. Part of the
reason is the small hydraulic diameters, typically being less than 5 mm. Other advantages of plate heat exchangers are the
extremely compact design and the efficient use of the construction material. In spite of their long use, the calculation methods
for predicting heat transfer and pressure drop are not widely known. It is the purpose of this article to present such calculation
methods for single-phase flow and for flow boiling and to discuss some of the specifics of this type of heat exchangers.
The financial support for projects on plate heat exchangers from the Swedish The general design of plate heat exchangers allows for an
Energy Authority is gratefully acknowledged.
Address correspondence to Dr. Björn Palm, Royal Institute of Technology,
almost infinite number of combinations of geometric parameters
Department of Energy Technology, SE 100 44, Stockholm, Sweden. E-mail: for the plate pattern, port design, flow paths, etc. In the following,
bjorn.palm@energy.kth.se only the most common geometries will be covered.
88
B. PALM AND J. CLAESSON 89
The plate patterns of almost all plate heat exchangers are distance between the inlet and the outlet), the plate width, W,
chevron- or “herringbone”-shaped, as shown in Figure 1. Nor- and the number of plates, N. Additional parameters are the size
mally, each plate has an identical pattern, but every second plate and location of the ports, the plate pattern around the ports, and
is rotated 180◦ so that the pattern of adjacent plates points in the design and location of any constriction to the flow at the inlet
opposite directions. The geometry of the unit cell within the to the channel between two plates. The products on the market
structure is determined by the shape and size of the corruga- mainly differ by these last parameters, which are not so easily
tions. The corrugation is usually close to sinusoidal and can be defined in terms of a limited number of parameters.
identified by the following parameters (see Figure 2): Usually, the pressing of the plates is symmetrical, resulting
in identical channel geometries on the two sides of the heat ex-
• the chevron angle, ϕ changer. This puts some limitations to the design as the number
• the pressing depth, b of parallel channels may have to be chosen according to the
• the corrugation pitch, limitations in allowable pressure drop for one fluid, which may
• the radius of curvature at the tips of the corrugations, R result in a lower-than-desired pressure drop on the other side.
A solution to this is to connect the channels in two-pass on one
Of these, most plate heat exchangers on the market have sim-
side and one-pass on the other, in which case half of the heat
ilar pressing depths and corrugation pitch, while the chevron an-
exchanger will be co-current and the other half counter-current
gles vary depending on the application. Table 1 gives the ranges
(see Figure 3).
of these parameters typically found in heat exchangers on the
One difficulty with the design is that the two channels toward
market. The chevron angle is quite important for heat transfer
the front and the back of the heat exchanger will only have one
and pressure drop, both increasing with increasing angle.
side heated or cooled. For heat exchangers with few channels,
For the overall structure, the most important parameters nec-
this may lead to slightly reduced performance compared to the
essary to define the heat exchanger are the height, L (vertical
ideal case.
For the non-dimensional representation of heat transfer and
pressure drop, it is necessary to define a hydraulic diameter of
the channel and a flow length of the channel. Due to the shape of
the channels, the flow is not simply one-dimensional but is more
or less three-dimensional, where the flow may either follow a
spiraling path along the axis of the heat exchanger or follow
Table 1 Typical min and max values for unit cell parameters
and the flow length as the projected length between the inlet and
outlet, L. In the literature, the different definitions of length and
diameter are mixed, and care should be taken when comparing
results from different sources.
The difficulty of defining the area and determining the actual
flow direction is also important for the definition of the mass
flux G and heat flux q. Following the choice above, the mass
flux as used here is defined in terms of the cross-section of the
channel perpendicular to the axis of the heat exchanger, and the
heat flux is determined by calculating the heat transfer area from
the actual area of the plates.
Figure 5 Fanning friction factor and j-factor for single phase flow, based on correlations suggested by Wanniarachchi et al. [16]. Note: β = 90◦ − ϕ.
One peculiarity with the flow in plate heat exchangers is that Muley and Manglik [20] investigated experimentally the heat
there is no sudden change from laminar to turbulent flow at a cer- transfer and pressure drop of plate heat exchangers. Based on
tain Reynolds number, as is the case for tube flow or flow across their tests as well as data from the literature, they suggested the
a plate. This is obvious from Figure 5, showing the j-factor and following expression
the friction factor vs. the Reynolds number. This diagram is 0.38 0.14
ϕ µ
based on correlations suggested by Wanniarachchi et al. [16]. Nu = 0.44 · · Re · Pr
0.5 1/3
(3)
Both the friction factor and the j-factor change gradually with 30 µw
the Reynolds number. For the j-factor, the change of slope is to be valid when
small, indicating that the exponent on the Reynolds number
30◦ ≤ ϕ ≤ 60◦
varies within a limited range. The value is found to be lower
than expected for tube flow and is generally in the range of 0.5– 30 ≤ Re ≤ 400
0.75, slightly increasing with an increasing Reynolds number. and for higher Reynolds numbers,
The exponent for the friction factor changes gradually from one
value at a low Reynolds number to quite a different value at a Nu =
higher Reynolds number.
This change of the friction factor and the j-factor was recently (0.2668 − 0.006967 · ϕ + 7.244 · 10−5 · ϕ2 )·
suggested to be caused by a gradual change from a no-swirl flow
(20.7803 − 50.9372 · φ + 41.1585 · φ2 − 10.1507 · φ3 )·
at a low Reynolds number to swirl flow [17].
Of the many correlations suggested for single-phase flow, 0.14
only a couple will be presented here. (Manglik [18] lists fourteen µ
Re0.728+0.0543 sin(2·π·ϕ/90+3.7)
· Pr ·
1/3
correlations presented between 1970 and 1996. Talik et al. [19] µw
also include a comprehensive list of suggested correlations from
the literature.) (4)
heat transfer engineering vol. 27 no. 4 2006
92 B. PALM AND J. CLAESSON
to be valid for the range Numerical calculations of heat transfer and pressure drop in
single-phase flow in plate heat exchangers has been performed
30◦ ≤ ϕ ≤ 60◦ by several authors [17, 21–25]. These simulations cover only
Re ≥ 1000 one (or a few) unit cells but still provide valuable information,
specifically about the variation of heat transfer over the surface of
No correlation was suggested for the intermediate Reynolds
the unit cell. For single-phase flow, these numerical calculations
numbers.
could allow the integration and averaging across the surface, re-
As shown, the geometric parameters included in this corre-
sulting in mean heat transfer correlations including the influence
lation are the equivalent diameter de , the chevron angle ϕ, and
of all geometric parameters.
the area enlargement factor φ.
The variation of heat transfer across the area of the unit cell
Martin [15] developed a semi-empirical equation based on the
has implications for the cases of flow boiling or condensation on
analogy between heat transfer and friction. Using the equivalent
the other side of the heat exchanger, as in these cases, the heat
diameter de , his correlation for heat transfer takes the form of
transfer coefficients are dependent on the heat flux.
1/6 2 0.374
µ Re
Nu = φ·0, 122 · Pr1/3 · · ξ· · sin(2·ϕ) (5)
µw φ
In this equation, ξ is the Moody friction factor, calculated as FLOW BOILING
1 cos ϕ 1 − cos ϕ
√ =√ +√ Heat transfer in flow boiling is often expressed as a sum of two
ξ 0.18 tan ϕ + 0.36 sin ϕ + ξ0/cos ϕ 3.8 · ξ1.0
contributions, from nucleate boiling and convective evaporation.
(6) In general, the heat transfer coefficient in nucleate boiling is a
strong function of the heat flux, while in convective evaporation,
where heat transfer is mainly dependent on the mass flux and the vapor
64 · φ quality. As plate heat exchangers are used exclusively for direct
ξ0 = evaporation, there is a direct connection between heat flux and
Re Re
< 2000 ⇒ mass flux, which could make it difficult to differ between the
φ
ξ = 597 ·φ
1,0 + 3.85 two contributions.
Re
Contrary to single-phase flow, we cannot expect the heat
−2 transfer coefficient in flow boiling to be independent of the lo-
Re
ξ = 1.8 · log − 1.5 cation. As the temperature of the heat source fluid decreases
Re 0 10
φ from inlet to outlet, the heat flux on the refrigerant side will
≥ 2000 ⇒ 39 (7)
φ
ξ = vary accordingly, thereby influencing the heat transfer coeffi-
1,0
Re 0.289
cient. Second, heat transfer may be influenced by the change in
φ the vapor fraction. In particular, the heat transfer coefficient can
This correlation for the friction factor seems from the source be expected to decrease substantially at high vapor qualities. Fi-
to also include the pressure drops in the ports. For these calcu- nally, as a few degrees of superheat is often required at the outlet
lations, the projected length of the channel should be used. in direct expansion and the heat transfer in the superheating sec-
Like the Muley and Manglik correlation, the equivalent di- tion is much lower than that in the boiling section, the average
ameter, chevron angle, and area enhancement factor are explic- heat transfer coefficient over the surface is strongly dependent
itly included in this correlation. The pressing depth is of course on the superheat at the outlet.
included in the Reynolds and Nusselt numbers through the hy- The study of flow boiling in plate heat exchangers is com-
draulic diameter, and its influence on heat transfer may be ap- plicated by the experimental difficulty in measuring local heat
proximately determined from the exponents on these two num- transfer coefficients. There are at least two reasons for this:
bers. As the exponent on the Reynolds number is smaller than in (1) the difficulty in measuring surface temperatures in the com-
tube flow, this indicates that the gain in heat transfer by reducing pact geometry of the flow channel, and (2) the fact that the heat
the pressing depth is larger than in turbulent tube flow. transfer coefficient on the heat source side varies within each
The influence of other geometric parameters is reported by cell, which influences the local heat flux and thereby the local
only a few authors. Gaiser and Kottke [7] investigated the in- “nucleate” boiling contribution, not only along the length of the
fluence of the ratio of the wavelength to the amplitude of heat exchanger but also within each individual cell.
the corrugation, a = b/2, and concluded that short relative wave- There are reports in the literature of both nucleate boiling and
length (low /a) gave higher heat transfer. A functional relation- convective evaporation being the dominant heat transfer mecha-
ship was not given, but it was shown from experiments that the nism. Authors reporting a dominant influence of nucleate boiling
optimum relative wavelength is also a function of the chevron are Panchal et al. [26], Engelhorn and Reinhart [27], Osterberger
angle. For the relative wavelength /a = 7.45, a maximum in and Slipcevic [28], Kumar [29], Pelletier [30], and Hsieh and
the Nusselt number was found for the chevron angle ϕ = 65◦ . Lin [31], who also found an influence of mass flux but only at
heat transfer engineering vol. 27 no. 4 2006
B. PALM AND J. CLAESSON 93
high heat flux. Convective evaporation was found to be domi- by the mass flux. Furthermore, when the experimental results
nant by Margat et al. [32] and Han et al. [33]. The difference were plotted against the predictions of Cooper’s pool boiling
in opinion seems not to be explained by differences in the ge- correlation,
ometric parameters or in the flow conditions. From their own 0.12−0.2·log10 ·Rp
studies, the authors of this study have concluded that there is h = C · 55 · pr · (− log10 ·pr )−0.55 · M−0.5 · q0.67
a dominating influence of heat flux and only a minor influence (8)
of mass flux and vapor fraction [34, 44]. This does not neces-
sarily mean that bubble nucleation is an active process under the results were as shown in Figure 7. By introducing a constant
all conditions. The current authors believe, however, that thin factor of 1.5, all data could be well represented by this correla-
film evaporation is an important heat transfer mechanism, as the tion. In fact, it is our experience that Cooper’s correlation gives
bubbles generated at the evaporator inlet rise inside the narrow, reasonable but slightly conservative heat transfer coefficients
confined, and meandering channel of the heat exchanger. As this also with other refrigerants and other plate heat exchangers, and
type of evaporation has much in common with the evaporation at other pressure levels. (This is under the condition that the ap-
during nucleate boiling, one would expect the heat flux to be a proach temperatures are not too low [>1◦ C] and that the heat
dominating parameter also in this case. The situation is similar exchanger has distributors in the cannel inlets.) Similar results
to that of evaporation in other mini-channels, for which case the are also reported by Longo et al. [35], who found good agree-
heat flux has also been reported to be of prime importance. ment both with the Cooper correlation and with a pool boiling
Figure 6 shows the results from tests with one specific heat correlation by Gorenflo.
exchanger plotted both versus the Reynolds number and the heat The fact that a pool boiling correlation gives reasonable av-
flux. Both the heat flux and the heat transfer coefficient are cal- erage heat transfer coefficients in many different tests indicates
culated based on the wetted area as determined by the outside that the mass flux does not have a large influence on the per-
surface temperature of the channel (visualized by temperature formance. It also indicates that the chevron angle does not have
sensitive paint [TLC] on the surface). As shown in Figure 6, a major influence on heat transfer. Figure 8 shows results from
the results were well correlated by the heat flux but not at all tests with six different heat exchangers that differ only in the
Figure 6 Experimental boiling heat transfer coefficients vs. heat flux (left) and Reynolds number (right).
considered a mini-channel, with vapor bubbles being confined σq standard deviation in heat flux, W/m2
by the channel walls. Heat transfer performance is surprisingly XLM Lockhart-Martinelli parameter
well correlated by pool boiling correlations. For good perfor- ξ Moody friction factor
mance, it is essential to assure even distribution between parallel
channels by use of inlet distributors to each channel. Overall, the
performance is dependent on low superheat at the exit. Subscripts
Pressure drop in two-phase flow may be calculated according
to the Lockhart-Martinelli model. The value of the Chisholm pa- b bulk
rameter is probably in the same order of magnitude as originally Cooper calculated according to [1]
suggested by Chisholm for tube flow. Dutto calculated according to [2]
e equivalent
exp experimental
NOMENCLATURE g gas
in at inlet
a corrugation amplitude, m l liquid
A area, m2 R refrigerant
b 2·a, pressing depth, m refr refrigerant
C constant in Cooper’s pool boiling correlation or sup superheat
Chisholm parameter tp two-phase
cp specific heat, J/(kg K) w wall
de 2·b, equivalent diameter, m 2 evaporator side
f Fanning friction factor
G mass flux, kg/(m2 s)
h heat transfer coefficient, W/(m2 K) REFERENCES
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heat transfer engineering vol. 27 no. 4 2006
98 B. PALM AND J. CLAESSON
Emerging Applications, Paper 154, Engineering Foundation, and pool boiling. He defended his Ph.D. thesis in this area in 1991. Since then, he
Alaska, April 30–May 5, 2000. has been part of the staff at the Department of Energy Technology and in 1999
[42] Claesson, J., and Palm, B., Boiling Mechanism in a Small Com- he took over the leadership of the Division of Applied Thermodynamics and
pact Brazed Plate Heat Exchanger (CBE) Determined by Using Refrigeration, sharing this duty with Dr. Per Lundqvist. His research interests
Thermochromic Liquid Crystals (TLC), Proc. 20th Int. Congr. of are in the fields of heat transfer related to refrigeration systems, specifically in
boiling and condensation. He is also heading projects on the cooling of electron-
Refrigeration, paper 117, IIR/IIF, Sydney, 1999.
ics, charge reduction in refrigeration equipment, and use of natural refrigerants.
[43] Claesson, J., The Influence of Brine Flow on the Flow Boiling He was elected national delegate in the International Institute of Refrigeration
Refrigerant Heat Transfer Coefficient in a Compact Brazed Plate as well as in Eurotherm. He is also a member of ASME. He has authored or
Heat Exchanger, International Journal of Heat Exchangers, 2004. co-authored close to a hundred scientific papers in the areas of refrigeration,
[44] Claesson, J., Thermal and Hydraulic Characteristics of Brazed heat transfer, and electronics cooling.
Plate Heat Exchangers—Part I: Review of Single-Phase and Two-
Phase Adiabatic and Flow Boiling Characteristics, Paper OR-05-
10-2, Presented at ASHRAE Winter meeting 2005, Orlando, Fla.;
also published in ASHRAE Trans., vol. 111, part 1.
Björn Palm is associate professor and head of divi- Joachim Claesson received his Ph.D. in February
sion at the Royal Institute of Technology, Department 2005 from the Royal Institute of Technology, Depart-
of Energy Technology, Division of Applied Thermo- ment of Energy Technology, Stockholm, Sweden. His
dynamics and Refrigeration, in Stockholm, Sweden. Ph.D. dissertation was on plate heat exchangers as
He received his Master’s degree from Stockholm Uni- evaporators in domestic heat pumps. He has presented
versity in 1982 in chemistry, physics, and mathemat- several papers in international conferences and jour-
ics. Later, he joined the Royal Institute of Technology nals on plate heat exchangers, focusing mainly on the
as a Ph.D. student investigating methods of enhanc- overall performance of evaporators.
ing boiling heat transfer of refrigerants in flow boiling