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Cocjin, M. L. et al. (2017). Géotechnique 67, No. 7, 608–620 [http://dx.doi.org/10.1680/jgeot.16.P.

137]

Theoretical framework for predicting the response


of tolerably mobile subsea installations
M. L. COCJIN , S. M. GOURVENEC , D. J. WHITE  and M. F. RANDOLPH 

Tolerable mobility of subsea foundations and pipelines supporting offshore oil and gas developments
has recently become an accepted design concept. It enables a smaller foundation footprint and so is
a potential cost-saving alternative to conventionally engineered ‘fixed’ seabed foundations. Dominant
sources of loading on subsea infrastructure arise from connection misalignment or thermal and
pressure-induced expansion, and these are reduced if the structure is permitted to displace while
ensuring that additional loading is not induced by excessive settlements. A sound prediction of the
resulting sliding response will provide a robust design basis for mobile subsea infrastructure. This paper
presents a theoretical model based on critical state soil mechanics to predict the performance of
a subsea installation that is founded on soft, normally consolidated or lightly overconsolidated soil,
and subjected to intermittent horizontal sliding movements. The framework is validated against
centrifuge test results and is shown to capture the essential elements of the soil–structure interaction,
which include: (a) the changing soil strength from cycles of sliding and pore pressure generation; (b) the
regain in strength due to dissipation of excess pore pressure (consolidation); and (c) the soil contraction
and consequent settlement of the foundation caused by the consolidation process.

KEYWORDS: consolidation; footings/foundations; offshore engineering; theoretical analysis

INTRODUCTION intervening periods of consolidation, three key elements are


Subsea facilities to support oil and gas developments include required: (a) the undrained strength associated with large
pipelines and associated structures that experience significant strains that cause remoulding, and the associated pore pres-
loads from thermal and pressure-induced expansions, as well sure generation; (b) the changes in strength due to dissipation
as connector misalignment. These loads are relieved if the of the excess pore pressure (consolidation); and (c) the con-
infrastructure can move, so the conventional design approach traction and consequent settlement caused by the consolida-
of aiming to eliminate plastic movements or to resist factored tion process.
maximum loads can be inefficient. Instead, an emerging Previous research on shallow foundations under cyclic load-
design philosophy is to allow foundations and pipelines to ing has mainly focused on events that are fully undrained,
move back and forth in response to such loads, subject to such as for conditions beneath a typical gravity-based plat-
other criteria such as ensuring that the associated settlements form during a design storm event (e.g. Andersen, 1976, 2009;
do not cause unacceptable secondary loads (Fisher & Cathie, Xiao et al., 2016). Some studies have investigated the sub-
2003; Cocjin et al., 2014; Deeks et al., 2014). sequent change in soil strength due to reconsolidation
For robust design of such tolerably mobile seabed (e.g. France & Sangrey, 1977), but the timescales are such
infrastructure, it is necessary to predict the changing seabed that this has limited practical relevance for fixed surface-
resistance through cycles of infrastructure movement, and piercing offshore platforms founded on clay. Subsea infra-
also the accumulating settlements. The framework presented structure is supported on foundations of smaller dimension
in this paper provides these predictions by applying a meth- than for a gravity-based or jacket platform and the governing
odology based on critical state soil mechanics that is load cases are typically caused by thermal expansion or
appropriate for soft, normally consolidated or lightly over- operating pressures in pipelines, which have a much longer
consolidated soil. The framework is validated against cen- cyclic period – typically days or weeks – so significant
trifuge test results of a tolerably mobile sliding subsea consolidation can occur between load cycles.
foundation, but is equally applicable to other boundary The combined effects on soil strength and infrastructure
value problems that involve horizontal shearing at the settlement of cycles of loading and consolidation can be
mudline, such as axial walking of seabed pipelines. captured by way of an effective stress framework based on
critical state concepts. Such a framework has been proposed
previously to analyse the cyclic remoulding and reconsolida-
MOTIVATION tion processes during penetration of a cylinder into the
To predict the resistance and settlement of a seabed seabed, such as a T-bar penetrometer or a pipeline element
installation during episodes of horizontal movement and (White & Hodder, 2010; Hodder et al., 2013). In this analysis,
the degradation of soil strength comes from the gross
remoulding of the soil around the pipe due to cyclic vertical
movement.
Manuscript received 7 June 2016; revised manuscript accepted 8
In the case of an installation moving horizontally at the
December 2016. Published online ahead of print 1 February 2017.
Discussion on this paper closes on 1 December 2017, for further soil surface, the shearing process is concentrated close to
details see p. ii. the surface, as illustrated by analyses of a pipeline sliding
 Centre for Offshore Foundation Systems – M053, A node of ARC over soft clay presented by Yan et al. (2014). In this case the
Centre for Geotechnical Science and Engineering, University of associated generation of excess pore pressure varies with
Western Australia, Perth, WA, Australia. depth according to the distribution of mobilised shear stress.

608

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PREDICTING THE RESPONSE OF TOLERABLY MOBILE SUBSEA INSTALLATIONS 609
Through cycles of sliding and reconsolidation, the surround- generated excess pore pressure in pre-failure cycles and
ing soil gains strength from episodes of undrained failure the equivalent fraction of a full cycle of shearing, to
followed by pore pressure dissipation and contraction. determine the CSL migration.
In the present paper, this behaviour is idealised as one-
dimensional – in an extension of the widely used oedometer The imposed soil stresses during shearing cycles on a soil
method for foundation settlement (Skempton & Bjerrum, element located at a depth, z below the surface, are the total
1957) – and both the settlement and the evolving sliding vertical stress, σv, and shear stress, τ. These are defined as
resistance are calculated on a cycle-by-cycle basis. This proportions of the surface values by influence factors Iσ and
methodology provides a practical tool to support the Iτ that scale the distribution of vertical and shear stresses with
design of tolerably mobile subsea installations. depth (Iσ = Iτ = 1 at z = 0 and Iσ = Iτ ! 0 for z ! ∞) (with the
geostatic vertical stress superimposed). Solutions for stress
profiles with depth are presented by Poulos & Davis (1974)
OVERVIEW OF THE FRAMEWORK for different surface loading configurations on an elastic
The problem addressed in this study is illustrated in Fig. 1. half space.
An infinite half space is considered with a constant vertical The critical state framework is defined in terms of
stress applied at the mudline, σop, representing the submerged the vertical stress and horizontal shear stress acting in the
self-weight of the subsea facility. Cycles of horizontal shear ground (Fig. 1), since these are more convenient inputs
stress, τop, in alternating directions are applied at the mudline than the mean principal effective stress, p′, and the deviatoric
to represent the effect of the sliding movement, δu, of the stress, q, for the boundary conditions being considered.
infrastructure. Sliding is assumed to take place at a rate that This simplification is similar to the approach adopted by
causes an undrained soil response, with intervening periods White & Hodder (2010) and Hodder et al. (2013) for cyclic
of consolidation between each shear stress reversal. The penetrometer resistance.
half-space is idealised as a one-dimensional column of soil Figure 2 illustrates a critical state interpretation of the
elements, each subject to a vertical total stress and cycles of problem, in terms of the state and stress paths in (a) σv′ –e, and
horizontal shear stress, and responding according to a simple (b) σv′ –τ planes, respectively.
form of critical state model. The framework can be applied An initially normally consolidated, (point A in Fig. 2(a))
in a cycle-by-cycle manner, solving for the response at each or lightly over consolidated soil (point B) is considered.
soil element to determine the cumulative change in void During undrained shearing, for instance from sliding of a
ratio and the variation in shear stress and settlement at the surface foundation or pipeline, positive excess pore pressure
soil surface. Key elements of the framework include the is generated, Δue,gen . 0, resulting in a decrease of the effec-
following. tive vertical stress, σv′ . The stress state moves towards the CSL
at constant void ratio, e. Unless the ratio of applied shear
stress to shear strength at a greater depth is lower than that
(a) Profiles of vertical stress and horizontal shear stress with
at the surface, the soil element at the mudline level will
depth, proportional to σop and τop.
fail, so the stress state reaches the CSL (B to C in Fig. 2(a)).
(b) A critical state model for undrained shear strength, su,
Elements of soil at depth will move towards, but not reach the
defined in the volumetric plane in terms of void ratio, e,
CSL (B to C′), at least during the initial cycle. At the critical
and vertical effective stress, σv′, and in the stress plane in
state, the current undrained shear strength is mobilised (C in
terms of su and σv′, which defines the current undrained
Fig. 2(b)).
strength and the excess pore pressure generated during
During the subsequent period of consolidation, the excess
shearing to failure. A critical state line (CSL) is defined in
pore pressures dissipate (Δue,dis through C–D in Fig. 2,
the usual way and is reached when the soil is first sheared
or with partial consolidation terminating at D′) and the
to failure. However, the CSL is not fixed in the volumetric
effective vertical stress returns towards the initial condition,
plane but instead migrates towards a limiting lower void
namely, σv = σv′ . The increase in σv′ follows the unload–reload
ratio as a result of on-going cycles of shearing.
line (URL), defined by slope κ, causing a decrease in the
(c) Simple scaling rules for cycles of shear stress that do not
void ratio (Δe), and an accumulation of settlement at the soil
cause failure of the soil element, to determine the
surface. The shear stress could be sustained during this
period, or could decay (if the infrastructure is held at a fixed
δu
position, for example), but for simplicity the framework does
σop
not distinguish between these cases.
Mudline
During subsequent shearing cycles the soil element will
fail at a higher vertical effective stress, σv′ (D–E, Fig. 2(a))
τop and consequentially mobilise a larger shear stress at failure
(E in Fig. 2(b)).

COMPONENTS OF THE FRAMEWORK


Iσ Figure 3 presents the components of the framework in the
σv
order that they are required to perform a cycle-by-cycle cal-
τ culation. The components are introduced in the same
Soil element at depth, z sequence below.

Vertical equilibrium conditions


The framework first considers vertical equilibrium of the
soil mass under the applied vertical stress at the surface and
z
the soil self-weight stresses (Fig. 3(a)). The equilibrium
vertical effective stress at depth z is
Fig. 1. Idealisation of the boundary value problem showing distrib-
uted loads on the surface of a semi-infinite mass σ′v;eqm ¼ σ′v0 þ σ op Iσ ð1Þ

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610 COCJIN, GOURVENEC, WHITE AND RANDOLPH

NCL at low σ'v

Cyclic CSL migration to

Void ratio,e
final CSL:

∆e
NCL at high σ'v
Ν NCL

Cyclic decay of ∆e
Slope:λ
λ Final CSL
Void ratio, e

σ'v (log scale)


z=0
z>0
Γ CSL κ
C C' (∆ue,gen> 0) B
A
(∆u URL κ D'
∆e e,dis <
0)

E D

nth CSL

σ'v = 1·0 kPa σop –∆ ue, σ'v (log scale)


(a)
Horizontal sheaming stress, τ

Slope: M
Total stress path (TSP):(σv,τ )

Effective stress path


E (ESP): (σ'v , τ ), β > 1
C
(∆u (∆ ∆ue
e,d
is <0 u
) e,
ge
n >
0)

ESP: β = 1
D
∆ue, σv, σ'v
B
(b)

Fig. 2. A critical state interpretation of a soil element submitted to cyclic surface shearing and reconsolidation, presented in the (a) volumetric
(inset: migration and decay of CSL) and (b) stress planes

where σv0 ′ is the in situ soil self-weight vertical effec- A curved NCL is considered (Fig. 2(a)), which accounts for
tive stress, equivalent to γav′ z with γav
′ being the average the additional void ratio at low levels of vertical stress. This
effective unit weight of the overlying soil, σop is the applied feature is required to match the experimental data shown
vertical stress at the surface, due to the submerged later, and follows the model defined by Liu & Carter (2003).
self-weight of the infrastructure, and Iσ is the influence The additional void ratio at low levels of σv′ is represented by
factor defining the distribution of applied vertical stress with the last term on the right-hand side of equation (2), where Δei
depth. is the additional void ratio at σv′ = σv,i
′ where virgin yielding
The void ratio at the state of equilibrium, eeqm, is ′ . Power bNCL quantifies the rate of
begins at effective stress, σv,i
defined as increase of void ratio with decreasing σv′ .
  The initial CSL in e–ln(σv′ ) space (Fig. 2(a)) is a curved line
eeqm ¼ N  λ ln OCR  σ′v;eqm þ κ lnðOCRÞ parallel to the NCL, defined by the initial spacing ratio,
 bNCL
σ′v;i ð2Þ R0, given by the ratio of vertical stresses on the NCL and the
þ Δei initial CSL in e–ln(σv′ ) space
OCR  σ′v;eqm
 
where N and λ are state parameters defining the void ratio N  Γ0
at σv′ = 1 kPa and the slope of the normal compression R0 ¼ exp ð3Þ
λκ
line (NCL) at high levels of σv′ , respectively. The over-
consolidation ratio, OCR, is defined as the ratio of the At any void ratio, e, the corresponding vertical effective stress
maximum vertical effective stress experienced by the soil, ′
on the CSL, σv,CSL can be calculated from equation (4)

σv,max ′
, over the equilibrium vertical effective stress, σv,eqm

where σv,max is the sum of the in situ self-weight vertical  bNCL
  σ′v;i
effective stress and additional soil surcharge pressure e ¼ Γ  λ ln σ′v;CSL þ ð1  kR ÞΔei ð4Þ

(σv,max ′ + σv,sur
= σv0 ′ ). Rσ′v;CSL

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PREDICTING THE RESPONSE OF TOLERABLY MOBILE SUBSEA INSTALLATIONS 611
σop

σ'v
f (Iσ , σop) : Equilibrium state – equation (1)
In situ
f (σ'v) : Nth cycle – equation (4)

su = f (M, N) – equation (5)

z
(a) (b)

σop

δh τ op
τ
δu
f (∆e) – equation (20)
f (su(min),Iτ) – equation (7)

z
z
(h) (c)

e
∆Neq(z=0)
∆ue,gen – equation (13) Neq
Inc. χ
∆ue,dis – equation (19)
e
κ
Equation (18) ∆eU=1 ∆ e f (τ/su) – equation (8)

σ'v
σ'v,– ∆ue
σ'v(N–1) – ∆ue,gen
σ'v(N–1) z
(g) (d)

e e

R = f (∆Neq) – equation (9)


Current CSL
R0
∆ue,max – equation (11) NC
e L
Ini
Rf tia
lC
Equilibrium Cu
rre SL
stress state n
Fin t C
al S
CS L
L
σ'v σ'v
σ'v,CSL σ'v

(f) (e)

Fig. 3. Schematic diagram of model framework: (a) current effective vertical stress; (b) current undrained shear strength; (c) mobilised shear stress
in a cycle; (d) cycle number; (e) current CSL; (f) maximum potential excess pore pressure in a cycle; (g) pore pressure dissipation and void ratio
reduction in a cycle; (h) change in soil layer height and surface settlement in a cycle

The spacing ratio, R, and parameter kR in equation (4) a strength parameter, M (Figs 2(b) and 3(b))
concurrently increase with cycles of shearing, which causes
the CSL to migrate to a lower void ratio with increasing su ¼ 05Mσ′v ð5Þ
cycles to represent cyclic densification, as introduced later in The distribution of the current shear strength with depth can
the sub-section entitled ‘CSL migration based on shearing therefore be derived from the current void ratio through
cycles’.  
Γe
su ¼ 05M exp ð6Þ
λ
Undrained shear strength
The undrained shear strength, su, of a soil element is Mobilised shear stress
mobilised when the stress state reaches the CSL, and is Cycles of surface shearing mobilise a shear stress, τop,
calculated from the vertical effective stress at failure by way of at the soil surface, with magnitude diminishing with depth

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612 COCJIN, GOURVENEC, WHITE AND RANDOLPH
(Fig. 3(c)). The mobilised shear stress will be controlled by Generation of excess pore pressure
the weakest ‘slice’ of soil in the one-dimensional column, The excess pore pressure mobilised when a soil element is
with both su and τ varying with depth. For most practical sheared to failure (Fig. 3(f)) is given by
soil strength profiles which have su increasing with depth,
Δue;max ¼ σ′v  σ′v;CSL ð11Þ
failure will occur at the soil surface, but strictly τop is
controlled by where σv′ is the current (pre-shearing) vertical effective stress.
  ′
During the first shearing cycle, σv′ = σv,eqm (equation (1)),
su
τ op ¼ min ð7Þ whereas during subsequent shearing cycles, σv′ is calculated as

σ′v ¼ σ′vðN1Þ þ Δue;dis  Δue;gen ð12Þ
between z = 0 and ∞.
The mobilised shear stress at depth z can then be deter- ′
where σv(N1) is the (pre-shearing) vertical effective stress of
mined as τ = Iττop where Iτ is the influence factor defining the the preceding cycle, and Δue,dis is the dissipated excess pore
distribution of shear stress with depth. pressure during the current reconsolidation cycle (to be
defined later).
The generated excess pore pressure, Δue,gen is given by
 β
Equivalent cycle number τ
For a soil element that fails during each cycle of shear Δue;gen ¼ Δue;max ð13Þ
su
stress, the cycle number is simply equal to the number of
shear stress reversals. However, for soil elements that mobilise The parameter β represents the curvature of the σv′ –τ effective
only a fraction of the undrained strength during a cycle, an stress path created by the generated excess pore pressure,
equivalent number of cycles is defined, ΔNeq, to allow these Δue,gen. For β = 1 the stress path is linear, but β . 1 is more
‘partial’ cycles to be accumulated (Fig. 3(d)) typical, reflecting the shape of the stress path derived from
 χ Cam clay-type models, as shown schematically in Fig. 2(b).
τ
ΔNeq ¼ ð8Þ
su
Dissipation of excess pore pressure
Since ΔNeq varies with depth, each soil layer possesses a
The degree of consolidation, U (based on settlement,
different total of equivalent cycles, which reduces with
rather than pore pressure dissipation), after shearing during a
increasing depth.
reconsolidation period can be estimated through a normal-
The power χ controls the non-linearity of equivalent cycle
ised time–settlement response of the form
number with the stress ratio, τ/su, and is expected to be
greater than unity, implying an escalating rate of ‘damage’ 1
U¼ ð14Þ
the closer the shear stress is to the soil strength. Selection 1 þ ðT=T50 Þm
of an appropriate value for χ is presented in the section later
on ‘Calibration and derivation of model parameters’. In the present analysis, U is inferred from a solution based
on elasto-plastic finite-element analysis of a boundary value
problem (e.g. Gourvenec & Randolph (2010); Gourvenec et al.
(2014); Feng & Gourvenec (2015, 2016) for shallow foun-
CSL migration based on shearing cycles dations, or Chatterjee et al. (2012, 2013) for pipelines). It is
A limitation of the basic critical state models such as assumed that the global dissipation rates identified in these
original and modified Cam clay is that the progressive previous studies provide adequate approximations of the pore
densification that results from multiple cycles of shearing to pressure dissipation at element level within the one-
the critical state is not captured. In the present study, to dimensional model used in the present study.
overcome this limitation, the CSL migrates to a lower void In equation (14), the parameter T50 refers to the dimension-
ratio as a function of the number of equivalent cycles less time factor for 50% of the consolidation settlement, w, to
experienced. This concept is achieved by defining a pro- occur (i.e. U = Δe/ΔeU=1 = 0·5 where Δe is the change in void
gressive increase in the spacing ratio, R, with cycles of ratio within a consolidation cycle, and ΔeU=1 is the reduction
shearing (Fig. 3(e)). The spacing ratio is assumed to increase in current void ratio when full consolidation takes place within
from the initial value of R0 towards a limiting value, Rf, a cycle such that when t ! ∞, U = 1 as defined below), and m
according to is a constant. The dimensionless time, T is expressed as
R ¼ R0 þ ðRf  R0 ÞkR ð9Þ cref t
T¼ 2 ð15Þ
where R0 is calculated from the critical state parameters d
and the in situ stresses in the virgin soil (defined later in where t is the reconsolidation period, and d is drainage length
equation (27))) and Rf is determined from the initial spacing (depending on the dimension of the infrastructure, typically
ratio and soil sensitivity defined by a cyclic T-bar test taken as the foundation breadth, B or pipe diameter, D). The
(equation (28)). The parameter kR depends on the number current operative coefficient of consolidation, cref can be
of cycles (or equivalent cycles – equation (8)) of failure obtained as
previously imposed on the soil element  
 P  σ′v
cref ¼ α kð1 þ eÞ ð16Þ
ΔNeq λγw
kR ¼ 1  exp 3 ð10Þ
Neqð95Þ
where α is a factor to account for the anisotropic dissipation
where ∑ΔNeq provides the current equivalent cycle number of pore water pressure during consolidation (Cocjin et al.,
and Neq(95) is a parameter controlling the rate of migration of 2014), and k is the coefficient of soil permeability which can
the CSL, equal to the number of cycles required for 95% of be expressed as a function of void ratio as
the migration of the current CSL to the final location. The  b 
e
selection of a value of Neq(95) is presented later, with the case k¼a ð17Þ
study for the sliding foundation. 1þe

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PREDICTING THE RESPONSE OF TOLERABLY MOBILE SUBSEA INSTALLATIONS 613
with a and b being fitting parameters to estimate the Equation (20) is integrated over the whole depth of the soil
permeability–void ratio relationship of the soil (Sahdi, 2013). column to obtain the incremental settlement of the soil
The reduction in the current void ratio during a reconso- surface within a cycle of reconsolidation
lidation cycle for an equivalent degree of consolidation, U ð1
(Fig. 3(g)) is equivalent to Δe = ΔeU=1U, where ΔeU=1 can be δw ¼ δhdz ð21Þ
obtained as z¼0
 
σ′v;eqm where the current settlement of the soil surface, w, is obtained
ΔeU¼1 ¼ κ ln ð18Þ
σ′v;eqm  Δue by summing δw for the current number of cycles N
where Δue is the current excess pore water pressure. During X
N

reconsolidation, the vertical effective stress increases by an w¼ δw ð22Þ


amount equivalent to the dissipated excess pore pressure, 1

which is given by (Fig. 3(g))


   
Δe  
Δue;dis ¼ exp  1 σ′v;eqm  Δue ð19Þ
κ
COMPARISON OF THEORETICAL FRAMEWORK
This completes the calculations for a given cycle of shearing AND MODEL TEST DATA
and reconsolidation, and the current void ratio, e, is updated The proposed framework has been applied to centrifuge
by Δe through equation (18), leading to a revised undrained test results reported by Cocjin et al. (2014). The sliding
strength, su (equation (6)), to be used for the next cycle resistance and settlement of a rectangular mat foundation on
computation. normally consolidated clay is analysed, as well as changes in
the strength of the underlying soil. Pertinent details of the
centrifuge model testing and calibration of the framework
parameters are outlined below.
Change in soil height and surface settlement
As the cycles progress, accumulating change in void ratio
allows the change in height of each soil element with height,
dz (Fig. 3(h)) to be determined as Foundation test
Δe The centrifuge test was conducted in the University of
δh ¼ dz ð20Þ Western Australia – Centre for Offshore Foundation Systems
1 þ e0
(UWA – COFS) fixed beam centrifuge at an acceleration
level of 100g.
The rectangular model foundation (Fig. 4) (with dimen-
sions B = 5 m and L = 10 m at prototype scale) was set
down on the surface of a bed of normally consolidated
kaolin clay and subjected to cycles of undrained sliding with
Loading arm periods of intervening consolidation. An operative vertical
attached to actuator stress σop = 1·85 kPa (equivalent to an operative vertical
Model foundation
load, Vop = 92·7 kN) was imposed by the model foundation
Outline of top surface throughout the test. The soil was allowed to consolidate fully
under this stress prior to the cycles of sliding and consolida-
tion. The loading sequence prescribed in the centrifuge test
B L is illustrated in Fig. 5. The foundation was translated
Sliding horizontally a distance δu = 0·5B at a rate of 1 mm/s, which
direction was sufficiently rapid to maintain undrained conditions
during the slide. A single slide (which occurred only once
at the start of the sliding cycles), or a double slide (reverse
and forward without intervening consolidation) is defined as
Fig. 4. Experimental set-up of the sliding foundation test in the a single cycle. The consolidation period after each movement
centrifuge
lasted t = 1·5 years at prototype scale, during which the

Reconsolidation cycle

∆Neq(z=0) = 0·5 Neq(z=0) = 1·0


Normalised horizontal
displacement, δu/B

… Nth → 40
0·5

Single slide Double


Installation consolidation reversing slide
∆Neq(z=0) = 0·5 ∆Neq(z=0) = 0·5
0
Time: years
4·5 1·5
In situ
conditions Equilibrium
conditions (initial)

Fig. 5. Loading sequence for a sliding foundation test in the centrifuge

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614 COCJIN, GOURVENEC, WHITE AND RANDOLPH
foundation was prevented from moving horizontally but was The value of the void ratio intercept at σv′ = 1 kPa of the
free to settle under the applied σop. initial CSL in the ln(σv′ )–e plane, Γ0 was obtained by equating
The foundation sliding resistance and settlements were the ratio of the in situ undrained shear strength (equation (6))
recorded over cycles of horizontal sliding and intervening and the effective vertical stress at the NCL (equation (2)),
periods of consolidation, totalling more than 60 years with the normally consolidated strength ratio of the soil,
(prototype scale) of foundation response. ′ )NC, such that
(su/σv0
   
2 su
Γ0 ¼ λ ln þN ð26Þ
Stress distribution M σ′v0 NC
The influence factors for the vertical stress, Iσ and shear
stress, Iτ distribution beneath the centreline of a rectangular,
uniformly loaded area on the surface of a semi-infinite mass
(Holl, 1940) were adopted, given by Spacing ratio. The initial spacing ratio, R0, is expressed as a
( "  function of the normally consolidated strength ratio by
   2 #) substituting equation (26) into equation (3)
2 1 lb lbz 1 2 1
Iσ ¼ tan þ þ ð23Þ      
π zr3 r3 r1 r2 λ 2 su
R0 ¼ exp ln ð27Þ
κλ M σ′v0 NC
   
2 lb lbz
Iτ ¼ tan1  2 ð24Þ wherein the obtained R0 (Table 1) is derived from an
π zr3 r1 r3 ′ )NC  0·15 reported in Cocjin et al. (2014) from
(su/σv0
T-bar penetrometer tests, assuming M = 0·92 following
where l = 0·5L and b = 0·5B with L . B. The parameters Stewart (1992).
r1, r2 and r3 are given as follows The final spacing ratio, Rf, which defines the limiting
 05 position of the CSL in the volumetric plane, was obtained
r1 ¼ l 2 þ z 2 from the measured soil sensitivity through cyclic T-bar
 05 penetrometer tests, St  2·4 (Cocjin et al., 2014) as
r2 ¼ b2 þ z2 ð25Þ
 05 Rf ¼ R0 St ð28Þ
r3 ¼ l 2 þ b 2 þ z 2

Remoulding parameter. The variation of the change in


Calibration and derivation of model parameters equivalent cycle number ΔNeq caused by the mobilised stress
Appropriate parameter values for the application of the ratio, τ/su is illustrated in Fig. 7 for different values of χ. The
theoretical framework were drawn from auxiliary tests parameter χ controls the level of ‘damage’ for non-failing
carried out during the sliding foundation tests in the soil elements as quantified in equation (8). A choice of χ . 1
centrifuge as reported in Cocjin et al. (2014). Table 1 reflects a realistic assumption regarding the level of ‘damage’
provides a list of these model parameters and corresponding for non-failing soil elements as a function of the mobilised
calibrated values used in the application of the theoretical stress ratio, τ/su. A very large χ would limit significant
model. ‘damage’ only to a soil element that has reached the critical
state failure, whereas a linear variation of the level of
‘damage’ with τ/su is implied by χ = 1. As χ controls the frac-
Critical state parameters. The critical state parameters λ, κ tion of the full pore pressure that is generated during shearing
and N were calibrated from the moisture content profile of without failure, the τ/su plotted against ΔNeq representation
the centrifuge model soil sample. (as shown in Fig. 7) might be expected to resemble a mirror
The moisture content, mc, at different depths was image of the effective stress path in (σv′ , τ) space. For soft clays
obtained from vertical core samples taken from undisturbed this path bends to the left, and is approximately elliptical (e.g.
sites of the centrifuge soil sample. This was used to calculate as in modified Cam clay). The adopted value of χ = 2·5
the effective unit weight of the soil as γ′ = γw(Gs – 1)/(1 – e0) approximates this well, and might therefore be expected to
where e0 = mcGs is the in situ void ratio, and γw is the apply more generally, as well as fitting the present exper-
unit weight of water. The specific particle density, Gs = 2·6 imental data.
(Stewart, 1992) yielded an average effective unit of Similarly, by using β = 2 in equation (13), a parabolic form
′ = 6·0 kN/m3 over the range 0·4 , z (m) , 11·5.
γav is adopted for the curvature tracked by the generated excess
The in situ void ratio (i.e. in the virgin soil prior to pore pressure, Δue,gen in (σv′ , τ) space (Fig. 2(b)). A value of
placement or loading of the foundation), e0, and the natural Neq(95) = 40 provided a good match with the observed data.
′ = γav
logarithm of the vertical effective stress, σv0 ′ z, represent-
ing undisturbed soil are presented in Fig. 6. The measured
data show higher in situ void ratios at low stress levels Assessment of the theoretical model
′ , 10 kPa) than predicted by critical state parameters
(σv0 This section compares the results from the framework with
derived from one-dimensional compression tests at higher observations from the centrifuge model test reported in
stresses (Stewart, 1992). This reflects the high compressibility Cocjin et al. (2014).
of clays with high initial water contents (Boukpeti et al.,
2012) and justifies the present authors’ use of a modified
shape of NCL and CSL, following Liu & Carter (2003). Foundation sliding resistance. Figure 8 compares the hori-
By minimising the residuals between the measured and zontal sliding resistance calculated by the framework (by way
predicted void ratio from equation (2), best-fit values for the of equation (7)) and measured in the centrifuge test. The
slopes, λ and κ, and void ratio intercept at σv′ = 1 kPa, N, and model captures well the general trend and magnitude of
additional void ratio parameters Δei, σv,i ′ and bNCL, were increasing sliding resistance due to increasing soil strength
obtained (Table 1). following cycles of shearing and reconsolidation. A residual

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PREDICTING THE RESPONSE OF TOLERABLY MOBILE SUBSEA INSTALLATIONS 615
Table 1. Framework parameters

Framework Parameter Dimension* Description Value Notes on calibration or source of


components selected value

Boundary B L Foundation breadth 5m Test parameter


conditions L L Foundation length 10 m Test parameter
σop m/LT2 Operative vertical bearing 1·85 kPa Test parameter
pressure
Soil sample ′
γav m/T2L2 Unit weight of the soil (average) 5·9 kN/m3 Obtained from moisture content
characteristics data of soil core samples
′ )NCL
(su/σv0 Normally consolidated strength 0·15 Obtained from moisture content
ratio data of soil core samples, and in
situ undrained shear strength of
the soil sample as assessed from a
T-bar penetrometer
St Soil sensitivity 2·4 Ratio of intact to fully remoulded
shear strength obtained from
cyclic T-bar penetrometer test
Void ratio – vertical N Void ratio intercept at σv′ = 1 kPa 2·447 Calibrated from moisture content
effective stress of the normal compression line data of soil core samples
relationship (NCL) in the e–ln σv′ plane
Δei Additional void ratio at σv′ = σv,i
′ , 1·2
where virgin yielding begins

σv,i m/LT2 Initial vertical yield stress 1·5 kPa
bNCL Compression destructuring 1
index, where 0 , bNCL , ∞
κ Slope of swelling line 0·1
Γ0 Void ratio intercept at σv′ = 1 kPa 2·163
of the initial critical state line
(CSL) in the void ratio–natural
logarithm of vertical effective
stress (e–ln σv′ ) plane
λ Slope of NCL in the e–ln σv′ plane 0·261
Shear stress – M Slope of CSL in vertical effective 0·92 Critical state parameter from
vertical effective stress–shear stress (σv′ –τ) plane Stewart (1992), Cocjin et al.
stress relationship (2014)
CSL R0 Initial spacing ratio 7·978 Calibrated from moisture content
migration/decay data of soil core samples and in
situ undrained shear strength of
the soil sample as assessed from a
T-bar penetrometer
Neq(95) CSL migration parameter 40 Cycle number required for the
current spacing ratio, R to be
equivalent to 95% of the value of
the final spacing ratio, Rf. Fitted
based on model test observations.
Rf Final spacing ratio 19·148 Equivalent to the product of the
initial spacing ratio and soil
sensitivity (i.e. R0St) calibrated
as in R0
Remoulding β Excess pore pressure parameter, 2 A parabolic curvature of the
represents the curvature of the effective stress path in the stress
σv′ –τ effective stress path plane was selected
created by the generated excess
pore pressure
χ Remoulding parameter, controls 2·5 Selected to mimic a parabolic
the fraction of the full pore curvature of the effective stress
pressure that is generated path in the stress plane, and
during shearing without consistent with experimental
failure observations
Consolidation T50 Dimensionless time factor for 0·043 Obtained from a finite-element
parameters 50% of the consolidation analysis of a rectangular mudmat
settlement to occur (see Feng & Gourvenec (2015))
a L/T Void ratio–permeability 0·277 m/year Obtained from Rowe cell tests on
relationship parameter kaolin clay (see Sahdi (2013))
α Ratio of vertical to operative 2·7 Obtained from the dissipation
coefficient response of a ‘piezofoundation’
reported in Cocjin et al. (2014)
b Void ratio–permeability 3·5 Obtained from Rowe cell tests on
relationship parameter kaolin clay (see Sahdi, 2013)
m Constant 1·05 Obtained from a finite-element
analysis of a rectangular mudmat
(see Feng & Gourvenec (2015))
Others γw m/T2L2 Unit weight of water 9·81 kN/m3 Universal constant

* L, length; m, mass; T, time.

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616 COCJIN, GOURVENEC, WHITE AND RANDOLPH
3·0 0·6

Centrifuge data 0·5


2·6 In situ profile
Final profile

0·4
2·2

τ op/σop
e
0·3
1·8
Centrifuge data
Theoretical model

0·2
1·4
Current fit to NCL
Oedometer-derived NCL
0·1
1·0 0 5·0 10 15 20 25 30
1·0 2·7 7·4 20 55 N

σ'v: kPa (In scale)


Fig. 8. Residual coefficient of sliding friction, μ = τop/σop mobilised at
every loading cycle, measured from sliding foundation test in the
Fig. 6. Vertical effective stress, σv′ (in natural logarithm scale) plotted centrifuge, and prediction by the theoretical model
against void ratio, e, showing measured data on in situ and
sheared/consolidated soil (final), with linear models of the normal 0
compression line (NCL) based on curve fits using state parameters
obtained from the centrifuge, and one-dimensional compression tests Undrained shearing settlement
0·02
Cyclic consolidation settlement
Critical state failure 0·04
1·0 Total settlement
w/B

χ=∝
0·06
10
0·8
Centrifuge data
0·08 Theoretical model
Moisture content data
3
0·6 0·10
0 50 10 15 20 25 30 35 40
τ/su

N
1
(a)
0·4
δu/B
0 0·1 0·2 0·3 0·4 0·5
0
0·2
Undrained shearing cycles
δwp – Shearing
0·01 settlement
0 δw – Consolidation
settlement
0 0·2 0·4 0·6 0·8 1·0
∆Neq 0·02

Fig. 7. Variation of the change in cycle number ΔNeq with mobilised 0·03
stress ratio, τ/su for different values of χ
w/B

0·04
coefficient of sliding friction, μ = τop/σop is calculated at every
sliding cycle where τop obtained from the centrifuge test refers
to the residual, steady-state, shear stress mobilised at a 0·05
horizontal foundation displacement of δu/B = 0·25. The test
results showed a declining sliding resistance during the later
0·06
cycles (N . 30) which was not included in Fig. 8. This
occurred because contact between the edge of the mudmat
and the seabed was not maintained as the mudmat moved 0·07
into and out of the depression created by the consolidation
process and onto the adjacent berm (see Cocjin et al. (2014)).
Further work would be required to introduce this three- 0·8 Reconsolidation cycles

dimensional behaviour into a theoretical model. (b)

Fig. 9. (a) Accumulation of foundation settlement with increasing


loading cycles, measured from sliding foundation test in the centrifuge,
Foundation settlement. Figure 9(a) compares the calculated and the prediction by the theoretical model. (b) Overall foundation
and measured accumulation of foundation consolidation settlements measured in the centrifuge test

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PREDICTING THE RESPONSE OF TOLERABLY MOBILE SUBSEA INSTALLATIONS 617
settlement. The measured consolidation settlement in the Table 2. Curve-fitting parameters for plastic strain ratio
early cycles is slightly greater than the calculations, whereas
the settlement in the later cycles and the final consolidation Parameter Value
settlement are very well matched.
The final consolidation settlement was obtained from the Λ 0·008
v0 0·27
measured initial and final void ratio profiles (Fig. 6) by ξ 0·5
summing the changes in soil height with depth. The
settlement derived from the changes in void ratio is identical
to the final cyclic consolidation settlement measured directly
from the foundation test, providing confidence in the two
su: kPa
independently calculated values (Fig. 9(a)).
The settlement of the foundation accumulates over a larger 0 2 4 6 8
number of cycles than the rise in sliding resistance, which is 0
virtually complete after 20 cycles (Fig. 8). This is due to
continued pore pressure generation due to pre-failure shear-
ing in the deeper soil, which leads to settlement but no
change in the sliding resistance, which is controlled by the 0·3
Centrifuge data
shallow soil. The framework correctly captures these different In situ profile
rates of resistance and settlement build-up with sliding cycles. Final profile
The sliding movement of the foundation also contributes 0·6 Theoretical model
plastic vertical displacement to the overall settlement, as In situ profile
evidenced from the centrifuge data in Fig. 9(b), which shows

z/D
Final profile
the overall cumulative foundation settlement against the
horizontal sliding displacement, δu. The undrained shearing 0·9
settlement, wp, is deducted from the overall cumulative
foundation settlement in Fig. 9(b) and plotted against cycle
number in Fig. 9(a). This settlement is due to the ploughing
of the sheared soil during sliding (Cocjin et al., 2015), and is 1·2
presented in Fig. 10 as a plastic strain ratio, δwp/δu, plotted
against the normalised vertical load, v = Vop/Vu,cons, where
Vu,cons is the consolidated, undrained vertical load capacity
calculated from the updated soil strength following 1·5
Gourvenec et al. (2014).
Fig. 11. In situ and sheared/consolidated soil (final) undrained shear
An associated flow rule was considered for prediction of
strength profiles with depth measured from the centrifuge test soil
the plastic settlement, but the actual response is non- sample, and prediction by the theoretical model
associated, with higher settlement observed than predicted
using normality combined with the failure envelopes for
rectangular surface foundations by Feng et al. (2014) and the
classical solution for a strip foundation by Green (1954). This Fig. 10 is given as
is consistent with previous model test observations reported
by Martin & Houlsby (2001), who applied an ad hoc scaling δwp
¼ Λðv  v0 Þξ for v . v0 ð29aÞ
to the flow rule to capture non-associativity in their model δu
tests of foundations on clay. In the present case, a simple
and
relationship between the plastic strain direction and the
normalised vertical load derived from the centrifuge data in δwp
¼0 for v  v0 ð29bÞ
δu
where Λ and ξ are fitting parameters (see Table 2), and v0 is
the lowest vertical load ratio with non-zero plastic strain. The
0·020
cut-off of v0 = 0·27 is lower than the theoretical value derived
from failure envelopes (0·4 and 0·5 in Feng et al. (2014) and
Green (1954), respectively).
0·015
Centrifuge data
Estimate

Undrained shear strength profiles. Figure 11 shows a


0·010
good correlation between the in situ undrained shear
δwp/δup

First slide strength in the virgin soil, su,0 profile measured in the
centrifuge sample with a miniature T-bar test (Stewart &
0·005 Randolph, 1991) and calculated by the framework through
equation (6).
A T-bar test was also carried out in the foundation
0 footprint, after removal of the foundation at the end of the
test, to assess the final undrained shear strength, su,f of the
sheared and consolidated soil. The profile of su,f, measured
–0·005 from the surface of the foundation footprint is compared with
0 0·1 0·2 0·3 0·4 0·5 0·6 the calculations from the theoretical framework in Fig. 11
Vop/Vu,cons and also shows good agreement (noting that the T-bar
diameter corresponds to 0·5 m at prototype scale, so
Fig. 10. Incremental plastic undrained settlements detection of the hardened zone is challenging).

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618 COCJIN, GOURVENEC, WHITE AND RANDOLPH
mc e
1·0 1·5 2·0 2·5 3·0
0·4 0·6 0·8 1·0 1·2 1·4
0
0

N = 40 N=1

0·3
0·3
Centrifuge data
In situ profile
Final profile
0·6
0·6 Theoretical model
In situ profile

z/D
z/D

Final profile

0·9
0·9

1·2
1·2

1·5 1·5

Fig. 12. Moisture content, mc, profile with depth measured from the Fig. 13. Cycle-by-cycle evolution of the current void ratio, e, as a
centrifuge test soil sample, and the prediction by the theoretical model function of depth reflecting the degradation of the mudline level

Moisture content profiles. Figure 12 compares the in situ su: kPa


and final moisture content profiles with depth from the 0 1 2 3 4 5
framework and measured in the centrifuge test sample. The 0
framework result was derived from the cycle-by-cycle void
ratio profile, where moisture content was obtained as
mc = e/Gs for the first and last cycle. The framework provides
a good estimate of the in situ moisture content profile of the 0·2 N=1 N = 40
centrifuge test sample, and a reasonable estimate of the lower
post-test moisture content at shallow depth.
0·4

INSIGHTS INTO SOIL RESPONSE


z/D

The analysis framework has been shown to provide


good predictions of the foundation resistance to sliding and 0·6
settlement with cycles of shearing and consolidation, as well
as capturing the changing undrained shear strength and
moisture content of the underlying soil. The framework can
also provide insights into the cycle-by-cycle elemental soil 0·8
response as described below.

1·0
Void ratio
Figure 13 shows the cycle-by-cycle evolution of the profile Fig. 14. Cycle-by-cycle evolution of the current undrained shear
of void ratio, e, as a function of depth for 40 loading cycles. strength, su, as a function of depth reflecting the degradation of the
The general behaviour shows that, during the early cycles, the mudline level
greatest contraction is at the soil surface. However, as this
zone hardens, the shear stress and pore pressure generation in
the deeper soil increase, leading to a greater change in void final critical state being reached and the end of the CSL
ratio. This effect propagates deeper but diminishes as the migration, leading to no further excess pore pressure.
mobilised shear stress becomes a smaller proportion of the in
situ shear strength.
Stress and state path
State path during cycles of surface shearing and recon-
Undrained shear strength solidation for a soil element at the shearing interface (z = 0),
Figure 11 is replotted in Fig. 14 to show the cycle-by-cycle are presented in e–ln(σv′ ) space for 40 loading cycles in
evolution of undrained shear strength, su (equation (6)), as a Fig. 15. This figure shows the progressive reduction of
function of depth, showing the general increase in soil strength, vertical effective stress at constant void ratio within a surface
over the depth of influence of pore pressure generation, with shearing cycle, and the recovery of effective stress and
increasing cycles of surface shearing and reconsolidation. The associated reduction in void ratio during each reconsolida-
undrained shear strength close to the surface reaches a limiting tion period. The decay and migration of the CSL in e–ln(σv′ )
value after some cycles, while the zone of strength gain space becomes less pronounced with increasing cycles
propagates deeper. This stabilisation of the strength reflects the of shearing and reconsolidation. The effect of partial

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PREDICTING THE RESPONSE OF TOLERABLY MOBILE SUBSEA INSTALLATIONS 619
δu behaviour into a structural model that includes the connected
3·0 equipment such as pipelines, without requiring the full soil
domain to be modelled explicitly. It offers a useful addition

Ini
NCL

tia
to the toolbox of methods that can be used to design and

lC
CSL decay with cycles

SL
z/B optimise subsea installations.
2·6

ACKNOWLEDGEMENTS
Fin
al
This work forms part of the activities of the Centre for
e CS
L Offshore Foundation Systems (COFS), currently supported
2·2 as a node of the Australian Research Council’s Centre of
Excellence for Geotechnical Science and Engineering, and
through the Fugro Chair in Geotechnics, the Lloyd’s Register
CSL migration
with cycles Foundation Chair and Centre of Excellence in Offshore
Foundations and the Shell EMI Chair in Offshore
1·8
Engineering. The work presented in this paper is supported
Equilibrium condition
through ARC grant DP140100684.
0·20 0·37 1·0 2·7
σ'v : kPa (In scale) NOTATION
a void ratio–permeability relationship parameter
Fig. 15. Vertical effective stress–void ratio space, showing state paths B foundation breadth
of a soil element at the shearing interface, that is, at z = 0 b void ratio–permeability relationship parameter
bNCL compression destructuring index, where 0 , bNCL , ∞
cref operative coefficient of consolidation
consolidation is also seen by the decreasing value of σv′ from d drainage length

σv,eqm with increasing loading cycle. e void ratio
eeqm void ratio at the state of equilibrium
Gs specific particle density
Iσ influence factor for vertical stress
CLOSING REMARKS Iτ influence factor for shear stress
The analytical framework set out in this paper is an k coefficient of soil permeability
extension of the widely used oedometer method for estimat- kR rate of critical state line migration to a lower void ratio
ing foundation settlement. It provides a basis to predict the due to cyclic densification
changing seabed resistance and accumulating settlements of L foundation length
surface installations that experience cycles of horizontal M slope of critical state line in vertical effective stress–
shear stress (σv′ –τ) plane
sliding movements. m consolidation constant
The framework considers a one-dimensional column of mc moisture content of the soil
soil elements beneath a foundation, with each element sub- N number of loading cycles
ject to a vertical total stress and cycles of horizontal shear Neq(95) number of cycles required for 95% of the migration
stress, and responding by way of a simple form of critical of the current critical state line to the final location
state model. The framework is presented in a cycle-by-cycle p′ mean principal effective stress
manner, solving for the response at each soil element to q deviatoric stress
determine the cumulative change in void ratio, defining R spacing ratio
changes in soil shear strength and surface settlement. Rf final spacing ratio
R0 initial spacing ratio
The change in undrained shear strength is quantified in
r1, r2, r3 dimensionless radii to calculate for influence factors
terms of the generation and dissipation of excess pore water Iσ and Iτ
pressure. The model incorporates the effects of partial St soil sensitivity
dissipation of excess pore water pressure during cycles of su undrained shear strength
reconsolidation. Soil contraction due to void ratio reduction su,f final undrained shear strength
during cycles of reconsolidation allows for the estimation of ′ )NCL
(su/σv0 normally consolidated strength ratio
soil surface settlement. T dimensionless time factor
The framework was shown to simulate well the behaviour T50 dimensionless time factor for 50% of the consolidation
of a tolerably mobile subsea foundation tested at prototype settlement to occur
stress levels in the centrifuge. The model captured the t reconsolidation period
U degree of consolidation based on settlement
increasing foundation sliding resistance due to increasing Vop operative vertical load
soil strength, the overall settlement of the foundation follow- Vu,cons consolidated, undrained vertical load capacity
ing cycles of shearing and reconsolidation, as well as the v0 curve-fitting parameter for plastic strain ratio
different build-up rates of resistance and settlement. The w settlement of the soil surface
theoretical model also provided an accurate estimate of the wp undrained plastic shearing settlement
spatial variation with depth of the undrained shear strength z soil depth
and the moisture content of the soil within the foundation α factor to account for the anisotropic dissipation of
footprint. pore water pressure during consolidation
This framework provides a simple yet effective means to β excess pore pressure parameter defining the
curvature of the σv′ –τ effective stress path
analyse a soil–structure interaction process that involves
Γ void ratio intercept at σv′ = 1 kPa of the critical
episodes of horizontal surface shearing and reconsolidation. state line in the e–ln σv′ plane
It is a simple tool that is convenient for foundation design Γ0 void ratio intercept at σv′ = 1 kPa of the initial critical
purposes – validated for specific conditions, if necessary, by state line in the e–ln σv′ plane
way of more complex model tests or numerical analysis. It ′
γav average effective unit weight of soil
also provides a simple method to integrate the foundation γw unit weight of water

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620 COCJIN, GOURVENEC, WHITE AND RANDOLPH
Δei additional void ratio at σv′ = σv,i
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in void ratio Δe Design approach for rectangular mudmats under fully three-
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