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DOI 10.1007/s12213-017-0098-2
REVIEW
Received: 5 February 2017 / Revised: 13 April 2017 / Accepted: 22 May 2017 / Published online: 30 May 2017
© Springer-Verlag Berlin Heidelberg 2017
As for shape memory alloy actuator [10], it reveals some 2.1 Electrothermal actuator
advantages such as high recovery force, large deformation
(up to 10% for a single crystal), and a high working den- Electrothermal actuator works based on the principle of
sity (2.7×107 J m−3 ). But it is also restricted by some thermal expansion. When a current passes through the actu-
drawbacks, such as slow speed and low efficiency. More- ator beams, the beams experience a temperature rising and
over, piezoelectric actuator has superiorities such as large then cause a deformation. Due to the relative small thermal
output force, good operation bandwidth, and very compact strain, it is easy to generate an amplified output force to
dimension. On the contrary, small displacement from the produce a large displacement in one specific direction. This
actuator is the main drawback, which limits its extensive type of actuator can produce a large output force with a rel-
application. Electromagnetic actuator can deliver a large atively low voltage, normally below 10 V. However, thermal
displacement without the influence of nonlinear effect. At actuator often has the predominant compressive stress in the
the same time, it also has some merits like no wearing, quick beams, and buckling may cause the failure of the structure
response, high precision, and easy to control. However, the [22]. According to the configuration, thermal actuator can
relatively large physical size is a big issue of this type of be classified into three types, namely, pseudo-bimorph ther-
actuator. mal actuator (U-shaped actuator) [23, 24], V-shaped thermal
On the other hand, to ensure the safety and accuracy dur- actuator[25, 26], and Z-shaped thermal actuator [27], which
ing the grasp operation, it is necessary to measure the force are detailed in the following.
between the two jaws of a gripper. Thus, sensing techniques
need to be considered crucially [11]. Sensors are required 2.1.1 U-shaped actuator
to measure and obtain the feedback information of the grip-
ping force or displacement of the device. Then, the objects The structure diagram of an U-shaped actuator is illustrated
can be protected during the gripping process because of the in Fig. 1. It consists of two hot (thin) and cold (wide) arms
sensing feedback. Moreover, in MEMS field, a more pre- with a asymmetric design, which is constrained by two
cise sensing method is needed to guarantee the safety of anchors. When a current flows through the structure, the
the grasped object, such as biological cells and blood ves- higher current density causes more heat and expansion on
sel. The reason is that such fragile objects are easier to be cabined hot arm than that on broad cold arm because of the
broken than macro-objects as the gripping force only lies asymmetric structure. Then, the actuator tip experiences a
in the level of micro-Newton (μN). Nowadays, MEMS- transverse motion, which results in an arcing action towards
based microgripper with integrated sensors, which provide the side of cold arm. Based on this U-shaped thermal actu-
high sensitivity and resolution, has found wide applications. ator concept, many U-shaped grippers have been developed
Owing to the integration configuration, the gripper struc- in the literature [29–31].
tures become more compact and stable. Thus, the force data A novel SU8 (Microchem Corp.) polymeric electro-
from the sensors are more reliable. At the same time, it can thermal gripper was invented in [32], which owns the opti-
also improve the safety when the gripper executes the grasp- mized structure and thermal effectively. A scanning electron
ing operation. In this review, several types of sensors are microscope (SEM) photo of the gripper is shown in Fig. 2.
summarized, which include piezoresistive sensors [12–15], This actuator geometry consists of a pair of asymmetrical
capacitive sensors [16–18], electrothermal sensors [19, 20], micro-beams, which generate the expansion in changeable
and piezoelectric sensors [21]. cross-section. The deformations of the two tips are deter-
This paper aims at summarising typical types of actuators mined by the temperature change between hot and cold
and sensors which can serve MEMS-based microgrippers. arms. It is fabricated with a particular combination of sur-
The remaining parts of the paper are arranged as follows. A face micromachining techniques, that permit the release of
review of a variety of MEMS-based actuators is introduced stress-free polymer (SU8)/metal (Au) structures without the
in Section 2. Section 3 describes different categories of sen-
sors which are applied in MEMS area. A brief conclusion
of actuators and sensors and some further discussion about
MEMS-based grippers are outlined in Section 4.
2 Actuators
The first one is that the two slanted beams exhibit some
manufacturing challenges. For example, some small fea-
tures need to be fabricated as glossy surfaces. Generally, the
photolithographic resolution of beam width normally stays
in 2 μm. Another drawback of V-shaped actuator is the
relatively large stiffness [27].
A typical work is reported in the literature [34]. It
presents the design, fabrication, and characterization of
a unique MEMS gripper with integrated actuator by a
novel hybrid design of metallic V-shape actuator (VSA)
and a set of modified Guckel U-shape actuators (mUSA).
The angle between the hot and cold arms of mUSA
has been modified to reduce the desired unidirectional
Fig. 2 SEM photo of a novel SU8 poly-meric electro-thermal gripper
in-plane displacement for enlarging the gripping range.
[32]
Owning to this distinctive structure, it exhibits a great
performance in terms of large tip displacement (173
μm) and good holding force (5 μN) under a rela-
use of sacrificial layers. Besides, there is no parasitic resis- tively low voltage (1 V) with a power consumption of
tance in the cold arm of the actuator. It can produce a stroke 0.85 W.
under a low driving voltage. Experiment results indicate that
such a polymeric gripper can provide a displacement of 262 2.1.3 Z-shaped actuator
μm along with a energy consumption of 64 mA under the
driving voltage of 1.94 V. Concerning the Z-shaped actuator, it overcomes the afore-
mentioned problems arising from V-shaped thermal actu-
2.1.2 V-shaped actuator ator. It works based on the principle which is similar to
V-shaped actuator. As shown in Fig. 3b, the Z-shaped beam
The V-shaped thermal actuator is shown in Fig. 3a. As is composed of a central shuttle and two Z-beams in both
compared with U-shaped one, it exhibits some superiori- sides of the shuttle. The central shuttle is guided by thermal
ties, such as larger force and lower power consumption. bending beams. Thus, a linear motion of the shuttle can be
Meanwhile, V-shaped actuator has been widely use in produced when the current passes through the whole beams.
nanopositioners [33] and nano-testing systems [26]. This Z-shaped thermal beams have been used as actuators in
actuator presents a symmetric configuration, where two MEMS stage design. A MEMS microgripper composing of
slanted beams are connected to a central shuttle beam. Rely- a Z-beams thermal actuator is devised in recent work [35].
ing on the principle of thermal expansion, the central beam With the help of a rotating amplifier mechanism, thermal
generates a straight displacement by the two symmetrical Z-beams act as the actuating source, which exhibits a large
slanted beams. However, it has two main shortcomings. gripping displacement of 80 μm with a really low input volt-
age of 6 V. Additionally, in order to achieve a sub-nanometer
resolution, a MEMS stage with integrated Z-beams and a
compliant displacement amplification is designed in [36].
With the driving voltage of ±15 V applied, the stage deliv-
ers a motion range of ±1 μm with the resolution around 0.3
nm.
These three types of thermal actuators work based
on the same principle of thermal expansion. U-shaped
actuator is the most commonly used thermal actuator in
microgrippers. However, the restriction of this type of
actuator lies in the relatively large physical dimension.
In comparison with the U-shaped actuator, V-shaped one
can produce a smaller displacement and larger force. In
addition, the fabrication problem of V-shaped actuator
is overcome by Z-shaped one. In the meantime, the Z-
shaped actuator offers a larger range of displacement and
Fig. 3 a V-shaped thermal actuator; b Z-shaped thermal actuator [27] force.
4 J Micro-Bio Robot (2017) 13:1–14
Fig. 5 3D sketch of a MEMS microgripper with a rotary electrostatic Fig. 6 SEM image of an rotary MEMS gripper with integrated
actuator [42] electrostatic actuator [45]
J Micro-Bio Robot (2017) 13:1–14 5
μm with the actuating voltage below 80 V. Due to the ade- the 3-DOF motion. The total size of this device is 33 mm ×
quate arm length and the biocompatiblity of silicon, this 9 mm × 3 mm. The actuators generate two-axial displace-
gripper can be applied to the manipulation of living cells ments of 7.1 mm and 5.2 mm in x- and y-axes, and offer
and bio-samples. the forces of 100 mN and 130 mN in x- and y-axes, respec-
tively. The gripper is designed with an initial open gap of
2.3 Shape memory alloy actuator 1.15 mm to execute the grasping operation.
Fig. 7 3D scheme of a MEMS gripper with SMA actuator and silicon Fig. 8 3-D schematic diagram of an out-of-plane PZT microgripper
springs [47] with two cantilevers [55]
6 J Micro-Bio Robot (2017) 13:1–14
(Pb(Zr0.52Ti0.48)O3) films, have an ability of actuating actuators. In addition, a superelastic alloy gripper driven by
the gripper to conduct out-of-plane tasks. By utilizing elec- electromagnetic actuator was reported in [59]. It is com-
tromechanical and gripping characteristics, two types of posed of electromagnetic actuator, push shaft, and elastic
PZT cantilevers, namely, micro PZT and OPPMG, act as hinge. With the Lorentz force, which is caused by the cur-
two support layers. The accuracy of gripping and position- rent flow in a magnetic field, it is able to generate the
ing objects was testified by gripping a 100 μm diameter gripping range of 300 μm with a gripping force of 18 mN.
metallic ball with the actuating voltage of 7 V. During the
experiment, no adhesion problem is resulted from the two 2.6 Multi-axis actuator
gripper tips and the ball.
A piezoelectric actuation MEMS gripper was manufac- To accomplish some complex tasks and to acquire com-
tured in [56], and the diagram is shown in Fig. 9. The size of prehensive data from the grasped objects, multi-degree-of-
the entire gripper structure is 16.8 mm width, 6 mm length, freedom (DOF) MEMS grippers have been designed for
and 0.5 mm thickness. This structure consists of five differ- specific tasks in the literature.
ent parts, which include piezoelectric actuator, rotary arms, The previous work [60] introduces a monolithic design
fixing part, block, and gripping tips. In order to reduce the of a two-axis MEMS gripper, which is actuated by electro-
adhesion force, this gripper decreases the contact area by static actuators integrated with capacitive sensors. One of
using teeth shape on tips. A displacement of 10.2 μm was the unique characteristics of this gripper is that both arms
generated by the piezoelectric actuator with the driving volt- are actuated and sensed in two axes. The capacitive sen-
age of 120 V. An amplified gripping range of 142.8 μm was sors exhibit the responsibilities of detecting the position and
obtained to grasp objects. force signals in non-contact and contact processes. With a
120-V voltage applied, an x-axis displacement of 70 μm
2.5 Electromagnetic actuator and a y-axis displacement of 18 μm are generated by the
tips with the force capability of 190 μN.
Electromagnetic actuator works based on the principle that A gripper for microtensile testing is proposed in the liter-
when a current flows through a wire coil, it generates a force ature [61]. The structure is shown in Fig. 10, which demon-
in the presence of a magnetic field [57]. This type of actu- strates the monolithically integrated two-axis microtensile
ator is commonly applied in macroscopic application, as it tester. It is designed to detect the internal/external stresses
can produce a high efficiency and large force. Moreover, it and some physical parameters of plant cells for establish-
also can be used in MEMS. In the literature, an advanced ing an relevant and accurate mathematical model to forecast
hybrid nanopositioner equipped with electromagnetic actua- the cell growth. With the integrated two-axis tester, the
tor was reported in [58], where two voice-coil-type actuators device enables the measurement of tensility, compression,
are employed for actuation. By this concept of actuator and shear forces. In order to determine the stiffness of
design, a larger displacement is generated with a lower plant cells, two end-effectors (tips) are designed with an ini-
voltage as compared with electrostatic and piezoelectric tial open range of 30 μm. Two electrostatic actuators are
orthogonally arranged to actuate both x- and y-axes with out-of-plane part. Experimental result shows that the in-
the displacement range of ±16 μm. The sensing arm con- plane displacement of the tip is 82 μm with 0.039 W. In
sists of two capacitive force sensors, which can detect the addition, the out-of-plane swing of the tip is 18 μm when
forces with the range of ±60μN and the resolution of 20 the input voltage changes from 0 to 90 V (0 to 0.36 W) and
nm in x-axis and measure the position in y-axis simulta- vice versa.
neously. A MEMS gripper with two-axis V-beam thermal
actuators and sensors is introduced in [62], as shown in 2.7 Summary of MEMS actuators
Fig. 11. This design aims at measuring soft materials in
two compressive and shear directions. Two orthogonally In view of the different working principles, the actuators can
arranged V-shaped thermal actuators drive the left gripper be mainly classified into five types, namely, electrothermal
arm in compressive and shear directions. Furthermore, this actuator, electrostatic actuator, shape memory alloy actua-
gripper uses two nano-Newton-resolution triplate differen- tor, piezoelectric actuator, and electromagnetic actuator. The
tial capacitive sensors to test the force in compressive and advantages, disadvantages, and principles of these actuat-
shear directions. The resolutions for the compressive force ing methods are discussed in the aforementioned discussion.
and shear force sensing are 7.7 nN and 57.5 nN, respec- For a clear comparison of these five actuation schemes,
tively. However, when the actuators actuate the arm in two their characteristics are listed in Table 1. Specifically, cre-
orthogonal directions, the motion coupling problem needs ative structures can improve the actuator performance to
to be overcome. some extent. The electrothermal actuator exhibits three
To achieve the goal of independent in-plane and out-of- kinds of beam structures, i.e., U-shaped, V-shaped, and Z-
plane motions, a MEMS gripper with integrated electrother- shaped beams, respectively. They exhibit different features
mal actuator was reported in [63], which owns two degrees although they follow the same working principle. Besides,
of freedom. Its geometry is illustrated in Fig. 12. This grip- electrostatic actuator can change the parallel arrangement
per is manufactured by metal-MUMPs technique. It owns into rotating distribution to satisfy the design goal as shown
a good flexibility by using multiple materials including sil- in [42]. Therefore, the structure and arrangement design of
icon nride nickel and polysilicon. A large displacement is actuators can be the breakthrough point in future MEMS
supplied by the thermal actuator. U-shaped actuator, which gripper design.
contains hot and cold arms, is employed to realize the func-
tion of in-plane movement. For the out-of-plane motion, the
gripper structure is designed with separately arranged upper 3 Sensors
nickel and lower silicon nitride beams. There is a joint link
between the nickel and nitride beams at the end to ensure In this section, typical MEMS sensors for microgrippers are
that the electricity and heat can transmit between the two reviewed in detail.
beam structures. Thus, it enables the vertical motion of the
3.1 Capacitive sensor
A dual-axis force sensing gripper is demonstrated in gripping range of 63 μm is generated. The force sensor has
[67], as shown in Fig. 13. This MEMS microgripper is the force range of ±144 μN with the resolution of 0.61 μN.
newly designed with integrated electrostatic actuator and In addition, the sensitivity of the gripping force sensing is
capacitive force sensor. It exhibits a unique characteristic 5.5 times higher than that of the interaction force sensing.
of dual-axis sensing by using a single force sensor, which
can detect the gripping force and environmental interaction 3.2 Electrothermal sensor
force in two directions without interfering. The configu-
ration of the gripper is devised based on the concept of Unlike other types of sensing methods, electrothermal sens-
compliant rotary bearing in cooperation with linear guid- ing technique has been investigated for application in
ing flexure mechanisms. Owing to this concept, the gripper MEMS for just a few years. Some work with the ther-
exhibits a compact size. By applying an input of 72 V, a mal sensing method has been reported in recent works [68,
Electrothermal Large displacement Low High working temperature Thermal expansion [32, 34]
voltage dimension
Electrostatic Fast frequency response Large dimension Pull- Electrostatic force [42, 43]
Low power consumption in problem Complicated
No hysteresis circuit
Shape memory alloy Flexibility Low effi- Hysteresis Large power Materials deformation [47, 48]
ciency Large frequency consumption
response
Piezoelectric Large force Good opera- displacement Piezoelectric effect [53, 55, 56]
tion bandwidth
Electromagnetic Large displacement No Relatively large dimen- Magnetization effect [59]
nonlinear effect No sion Difficult to manu-
wearing Quick response facture
High precision Easy to
control
J Micro-Bio Robot (2017) 13:1–14 9
(a)
(b)
composed of rotary comb drives and two sets of thermal dis- where R and L represent the resistance and length, respec-
placement sensors. The thermal principle is similar to that tively. G is the strain factor. R and L are the change
in [72]. The heat plates are connected to a curved shuttle values of the resistance and deformation, respectively.
and positioned next to the sensors with a distance of 3 μm. Piezoresistive force sensor has been applied in grippers
A large displacement of 85 μm is achieved under 80 V and and other tools in the literature. For instance, a micro-
the sensitivity is 1.95 μN·V−1 . gripper with integrated piezoresistive sensor is proposed
in [79] aiming at manipulating tiny objects such as bio-
3.3 Piezoresistive sensor logical cells. Another microgripper is introduced in [80],
which is actuated by a thermal actuator and equipped with
Piezoresistive sensing technique has been extensively piezoresistive force sensor. It owns a very simple fabrica-
employed for micro-force measurement. Based on the tion process, whereas it has the drawback of low sensitivity,
piezoresistive effect, which was first introduced by Lord which cannot be used to detect small force. A sidewall sur-
Kelvin in 1856, it easily offers a transduction mechanism face piezoresistive force sensor is employed in a MEMS
which can convert the mechanical deformations into elec- gripper in [81]. The configuration of the MEMS gripper is
trical signals [74, 75]. Generally, when the element expe- shown in Fig. 17, where the end-effector is composed of
riences a strain and deformation, the resistance value will four arm structures. Force sensor cantilevers are arranged
change synchronously. In MEMS field, it is employed for in both sides of the two gripper arms. These sensors real-
applications like accelerometer, force sensor [76], gyro- ize the detection of force ranging from 5 to 500 μN. The
scope [77], and so on. According to the working principle as two arms in the middle part are actuated by electrostatic
shown in the following equation, the relationship between comb drive. During the gripping task, the moveable arms
the strain and resistance is linear [78]. undergo deformations and then move forward to the fixed
arms. These deformations can be measured by the piezore-
sistive sensors which are fixed at the end of the cantilevers.
R L The deflection and the gripping force are in proportional
=G· (1)
R L relation.
Capacitive High sensitivity Large band- Large dimension Complicated μN Capacitance change [67]
width No drift Robustness Fast circuit
response speed
Electrothermal Small dimension Simple struc- Low response speed Large con- μN Resistance change [70, 72, 73]
ture High resolution sumption
Piezoelectric Wide measurement range No Complex manufacturing process μN or sub-μN Piezoelectric effect [79, 81]
extra voltage needed Wide band- Low spatial resolution Cannot
width work in high temperature
Piezoresistive Simple material High bandwidth Sensitive to ambient tempera- mN Resistance change [59]
Flexibility Large frequency ture Hysteresis Large power con-
response sumption
Piezoelectric material experiences an increasing interest in It is universally acknowledged that MEMS-based microgip-
MEMS domain because of its capability of high energy per plays a crucial role in micromanipulation and
density and suitability for miniaturization. It has a transduc- microassembly domains. This paper conducts a review of
tion mechanism which can directly transfer the mechanical several fashionable actuation and sensing methods related
signal into electrical signal. Such conversion is reversible. to MEMS microgrippers emerged in the past two decades.
Generally, piezoelectric sensors are used as transducers and It is necessary to understand and have a clear comparison
resonators. The measured resonance frequency and ampli- among these tools, because they are the fundamental of
tude are dependent on the materials and dimensions of the microelectromechanical systems.
device, as well as mechanical and interfacial inputs to the A perspective view of the further development on the
device [82]. actuation and sensing techniques are summarized as fol-
As a piezoelectric material, PVDF polymer has a great lows.
stability, flexibility, and biocompatibility. It offers a wide
bandwidth, high linearity, and high signal to noise ratio [83, 4.1 More functionality and flexibility
84]. In the literature [59], PVDF has been employed to guar-
antee the feedback information of force measurement when In order to execute various tasks for different applications
the gripper manipulates a fragile object. This gripper can such as industry, electronic equipments and so on, different
achieve a large gripping displacement of 300 μm, and the grippers which have diverse structures cooperated with dif-
maximum gripping force is 18 μN. The piezoelectric force ferent actuators and sensors will appear in real life. Also,
sensor has the sensitivity of 39.5 mN·V−1 . the grippers will be applied to not only simple jobs, but also
more complex tasks. In the meantime, microgrippers will
3.5 Summary of MEMS sensors have more degrees of freedom to cater for the requirement
of diverse applications.
The aforementioned sensing methods all exhibit well accu-
racy and flexibility in micro- and nano-scale force sensing. 4.2 High integration with electronics
The differences among these sensing strategies in terms
of merits, drawbacks and working principles are tabu- The technique of integrated circuit (IC) is the foundation
lated in Table 2. It is worth mentioning that the dual- of MEMS device. Owing to the increasingly mature design
axis sensing capability as introduced in [67] improves methods and core techniques, design of stable microgripper
the safety and accuracy of the microgripper. Hence, it system will be realized. Yet, the complexity of the MEMS
is predicted that multi-level force sensor will play an gripper design will be continuously increased for the sake
increasingly important role for MEMS gripper design in of pursuing higher degree of precision and miniaturization.
the future work. Moreover, similar to actuators, to real- Hence, it is expected that MEMS gripper will be highly
ize the microgripper’s design goal, creative structures can integrated with electronics, logic circuits, computing and
also improve the capabilities of sensing part in a positive decision loops into an IC-based chip with smaller footprint
way. size.
12 J Micro-Bio Robot (2017) 13:1–14
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Acknowledgments The work was support by the Macao Science Zero displacement microelectromechanical force sensor using
and Technology Development Fund under Grant No.: 090/2015/A3 feedback control. Appl Phys Lett 104(15):153–502
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