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Abstract
We have studied theoretically the stresses in a poorly the pore pressure resulting from a fluid contained in a
consolidated sand around a cylindrical well, assuming porous rock was given by Biot. 2 Biot gave a general
axial symmetry. Applying theories of elasticity and theory of 3D consolidation, taking into account also the
plasticity on this three-dimensional (3D) model, possibility of a flowing pore fluid. Many of the later
analytical solutions for all three stress components have works are based on this study.
been worked out. One of these is the work done by Paslay and
The existence of a plastic zone around an uncased Cheatham. 3 They studied rock stresses caused by a fluid
wellbore is confirmed, and the size of the zone is deter- flowing into the borehole. In their study, they also con-
mined. When allowing an incompressible fluid to flow sidered the case where permeability is reduced in a
radially into the well bore , a stability criterion describing region adjacent to the wellbore. Paslay and Cheatham
the failure of the sand is found to exist. This criterion assumed that the rock behaved elastically all the way up
relates fluid flow forces to rock strength properties. to the wellbore and thus ignored the effect of a plastic
Consideration also has been given to the stress zone around the hole.
distribution around a cased hole. It is shown that a Gnirk 4 realized the existence of a plastic zone around
decrease in the size of the plastic zone relative to an un- the well. He assumed that the rock was situated in a
cased hole occurs. hydrostatic stress field and that it obeyed the Coulomb
Introduction criterion of plastic yield. Gnirk calculated the well bore
pressures required to prevent plastic yielding of an un-
Previous Work cased wellbore, assuming that no fluid flow would be
Knowledge of the stress distribution around a drilled involved.
hole is of great importance in several situations, such as The same problem was treated later by Geertsma. 5 He
while drilling, during production or injection, and when studied two specific problems: particle influx in produc-
calculating fracturing pressures. One of the early works tion wells and formation fracturing around injection
contributing to this problem is the study by wells. Geertsma discussed stress and strain solutions and
Westergaard. I This study was initiated by Karl Ter- stated that elastic theory is applicable to borehole fractur-
zaghi, who raised the question: What distributions of ing, but that sand influx requires accounting for plastici-
stress are possible in the soil around an unlined drill hole ty effects. This study was basically two-dimen'sional, not
for a deep well? Westergaard concluded that at great taking into consideration the vertical stress. Geertsma
depths a plastic state exists around the hole, which discussed the problems in a general way and did not give
relieves the stresses. detailed stress and strain solutions.
In his work, Westergaard uses the concept of effective In another recent paper, Bradley 6 worked out a
stresses. A more detailed discussion of the influence of semiempirical approach to the well bore stability prob-
lem, discussing especially inclined boreholes. This ap-
• Now with Norsk Agip AlS
.. Now wilh IKU (Conlinenlal Shelf Insl.) proach is useful for predicting the limit of elastic
0197·7520/82/0012·9650$00.25
behavior; however, it gives no information on the
Copy rig hI 1982 Sociely of Pelroleum Engineers of AIME behavior in the plastic state.
DECEMBER 1982 883
R
stants. This problem was discussed by Biot,2 who in-
troduced additional terms into the basic equations.
Following the procedure given in Appendix A, the com-
plete solutions can be written as follows.
1-2v [ Rr
- P -P (3
(" 1)2(1-v) R~-Rr
.[1- (Ro)
r
2J + In(R"lr) }.
In(RjRi
. ......... (1)
I-2v [ Rr
- P -P (3
(0 I) 2(1-v) R~ -Rr
Fig. 1-Configuration of problem.
.[1 + (Ro)
r
2J + 1 [In(R()r)-I]}.
In(R"IR i )
Model Description
......................... (2)
As a model, we considered a vertical cylindrical hole
through a horizontal layer of porous and permeable rock.
We assumed axial symmetry around the well axis. The
geometry of the problem is shown in Fig. 1. This il-
lustrates a disk of sand with inner radius R i, outer radius
R 0' and height h. The radius of the plastic zone is R c .
The rock is assumed isotropic and homogeneous, and
the pores are assumed completely filled with fluid. The
material is subject to stresses in three dimensions-the
principal stresses are radial, tangential, and vertical. For
the stresses, we used the conventional definition of total
'[In(Rolr)-~]l ...................... (3)
stress, combining the contributions both from the fluid v is Poisson's ratio and (3 depends on rock matrix ,and
pressure in the pores and from forces in the solid rock bulk compressibilities, and normally has a value
material. Stresses and strains are considered positive close to one.
when compressive. The material is assumed to obey the Whether the material will fail depends on the dif-
Coulomb failure criterion. The mode of failure is as- ference between the greatest and the smallest principal
sumed to be a plastic deformation. stress. A typical elastic stress distribution around an
Deformations are considered small, and after the in- open hole with no fluid flow (a ri =P i =P 0) is illustrated
itial overburden loading only radial displacement is in Fig. 2. Here we observe that the difference between
assumed. This corresponds to the assumption of plane the stresses will be greatest at the borehole surface. The
strain. vertical stress is constant as long as there is no fluid
When fluid is flowing into the well, the pressure and flow.
stress solutions will be time-dependent. But we are in- The horizontal and vertical stresses at the outer boun-
terested only in the stresses close to the wellbore, where dary are assumed related by
we have approximately steady-state conditions. We
therefore have considered a cylindrical disk of outer v I-2v
aro =--a zo +--(3P o . ................. (4)
radius R 0' where the fluid pressure is maintained at a I-v I-v
constant level Po, thus ensuring steady-state conditions. If we introduce this in Eqs. 1 through 3 and assume that
The permeability may vary with the radius but then is R" ~Ri' the stresses at the borehole surface in the
assumed symmetric around the well axis. nonflowing situation are given as
Stress Solutions in Elastic Material
ari=P o , ................................. (5)
The principle of solving the problem of stresses in an
elastic hollow cylinder can be found in standard text-
books. 7,8 But if the material is porous, the stress rela- 2v
aei =--a zo +
[2(1-2V) J
(3-1 Po, ......... (6)
tions will depend on fluid pressure as well as elastic con- I-v I-v
884 SOCIETY OF PETROLEUM ENGINEERS JOURNAL
and
t
a zi = a zo . . ............................... (7) 6'
2v 2(1-2v)
aoe=--azo+ (3P o -a re , ......... (11) ........ (16)
I-v I-v
· ....................... (23)
and ForRi<r<R c ,
........................ (19)
· ....................... (25)
and the equation of equilibrium
dar ar-ao
-+ =0 ........................ (20)
dr r
.[(;)1-
,
J ......................
1 (21)
c
· ....................... (26)
and
M 1 Here we notice that the solutions for a r and a 0 are not
ao =a z =P i +---(1 +lnr/R i)+- altered at the boundary, r = R b .
27rhk c t The radii, Rb and R", now can be determined. At
r=R b , the condition is that the vertical stress and the
. (2Sotana-~)
27rhk
[(t+l)(~)1
R,
-IJ, tangential stress as given by Eq. 24 and Eq. 26 are equal.
c An equation for Rc is found by applying the Coulomb
criterion at the elastic/plastic boundary. Details are given
........................ (22) in Appendix C.
and
"Y-IJ(r)-'Y-1J 2 I
1
+tan~a-[v(tan
B2 2 1
a+l)-"yjr-'Y- , ...... (29) 2 Rh tan a-2v
V
(1+v)(1-2v)
. [ (1 - 2v)(1 - (3)P 0 + 2S 0 tana - - - - - -
where Bland B2 are integration constants and I-v
"y2 =tan 4 a-2vtan 2a+ 1. .................. (30) .(a zo -{3p o )J [1- ("Y;I) (:h) 1'-1
Examining these stress solutions, we see that the
dominant term will be the term containing r'Y -I . Com-
paring Eqs. 28 and 29, we then find that ae and a z will
+( "Y-2I) (Rrh) -'Y-1J. ............. (34)
lf[("Y+t+l)
tions are given by Eqs. 21 and 22 with q=O.
The integration constants, Bland B 2, now can be t+I
a z =P o +2S o tana+ -t-2Sotancx 2"y
found by requiring continuity in a r and a e at r = R b .
Continuity in a e results because a e = a z at the boundary
r=Rb. The stress solutions in the entire plastic zone then
are given as follows.
DECEMBER 1982 887
dlMPa! Ipsi!
i
dlMPa! Ipsi!
tlOOO
12000 80
80
70
tOOOO
70 10000
60
60
1000
1000 50
SO
40 6000 Or
6000
40
30
4000
30
4000
Fig. 3-Stress solutions with no fluid flow, high v. Fig. 4-Stress solutions with no fluid flow, low v.
'«(Jzo-(3P o)
'Y+I)(r)"I'-1
J[ (2:;-
1- Rb
be applied. Keeping all other parameters unaltered, the
resulting curves are given in Fig. 4.
When comparing these solutions with the ones given
I
(1'-1) ( -"I'- J
in Fig. 3, we see that the basic conclusion is the same:
- 2:;- r )
Rb . . ............ (35) After a well is drilled in a poorly consolidated sand, the
sand will be in a plastic state of stress in a zone around
the wellbore.
The radii, Rb and Reo now can be determined. Byap- The main difference between the two figures is that the
plying the Coulomb criterion at the plastic/elastic boun- solutions in the outer plastic zone are curved differently.
dary and the condition of continuity in the displacement, However, changing the value of Poisson's ratio has very
u, at r=Rc, two equations containing Rb and Rc as little influence on the range of the plastic zone. Figs. 3
unknowns are found. The additional demand of continui- and 4 also indicate that the outer plastic zone acts only as
ty in displacement is introduced in this case because the a transition zone between the inner plastic zone and the
solutions this time contain two integration constants. elastic zone.
Details are given in Appendix D. On the basis of this comparison, we have chosen to
work out the remaining examples with a high value of
Stress Solutions with No Fluid Flow Poisson's ratio (v=0.45), so that (Jz<(Je at the
This corresponds to the situation after the well has been plastic/ elastic boundary. This situation will give the set
drilled and the fluid pressure in the well is in balance of equations that is most complete (fluid flow can be in-
with the pore pressure in the formation. cluded) and is simpler to handle.
We first consider Case I, where (J r < (J z < (J e at the To get a quick and reasonably good estimate of the
plastic/elastic boundary. To illustrate the solutions, we range of the plastic zone, a simplified approach may be
use an example where used, assuming (J e = (J z in the entire plastic zone. This of
course will introduce a discontinuity in the intermediate
Po = P;(q=0)=32 065 kPa (4,650 psi), principal stress, but there will be no other major in-
(Jzo = 65500 kPa (9,500 psi), fluence on the qualitative picture.
R; = 0.1 m (0.33 ft), We also have considered the effect of reducing (3,
Ro = 10.0 m (33 ft), representing a compressible rock. The curves for (3=0.9
a = 60°, are given in Fig. 5. Except for the change in (3, this ex-
So = 101.4 kPa (14.7 psi), ample is identical with the one presented in Fig. 3. A
(3 = 1.0, and comparison between the two sets of curves leads us to
v = 0.45. conclude that neglecting the rock compressibility
«(3 = 1.0) would not introduce any significant error.
The resulting curves are given in Fig. 3. The plastic Varying (3 will have only small effects on the size of the
zone in this case extends approximately 0.9 m (3 ft) into plastic zone.
the material. As long as there is no fluid flow, the radius One parameter that will have great influence on the
of this plastic zone will depend mainly on overburden range of the plastic zone is the cohesive strength, So, ex-
Fig. 5-Stress solutions with no fluid flow, low {3. Fig. 6-Stress solutions with no fluid flow, high So'
pressing the degree of consolidation of the sand. In Fig. plastic zone will increase with distance r, and combined
6 we have increased So, representing a somewhat con- solutions are possible. But when q is great enough to
solidated sand. make C negative, a r will drop off with increasing
Compared with Fig. 3, we notice that a significant distance r, and combined plastic/elastic solutions are no
reduction of the plastic zone has occurred. A further in- longer possible. This implies that there exists a stability
crease of the cohesive strength will give continually criterion:
smaller plastic zones. A totally elastic material would re-
quire So = 15 796 kPa (2,291 psi) in our case. This value C>O. . ................................. (37)
is found by setting Rc =Ri in Eq. C-3 and thereby
calculating So. The limit is
To illustrate the influence of the pore pressure, we also
M
have considered an abnormally high-pressure formation - - = 2 S o tana, ........................ (38)
with Po =48 263 kPa (7,000 psi). The result of the 27rhk c
calculations are shown in Fig. 7. Note a decrease of the
plastic region compared with Fig. 3. Hence, an increase where the right side depends only on rock strength prop-
in the pore pressure will cause a reduction of the plastic erties.
zone. However, a plastic zone will exist even at higher The effect of an increasing flow rate can be shown best
pore pressures. As a theoretical result, it can be shown through numerical examples. We have considered three
that with the parameters used in Fig. 7, the sand would different flow rates: 50, 100, and 200 cm 3 Is. In SI and
become totally elastic at a pore pressure only slightly field units, the corresponding values are 4.32 m 3 /d (27.2
below the far-field vertical stress [Po =65 293 kPa BID), 8.64 m 3 /d (54.3 BID) and 17.28 m 3 /d (108.7
(9,470 psi)]. This limit is, however, to a large degree BID). The results are illustrated in Figs. 8A, 8B, and
dependent on the cohesive strength of the material. 8C, respectively. The fluid and rock properties used are
Stress Solutions with Fluid Flowing
Into the Well bore Jl = 0.001 Pa's 0.0 cp),
kc = 0.1 Jlm 2 (0.1 darcy), and
The stress solutions for the plastic region are given by
k = 1.0 Jlm2 (1.0 darcy),
Eqs. 23 through 26 and for the elastic region by Eqs. 1
through 3 when replacing R i, Pi, and a ri with R c' Pc,
where kc is the permeability in the plastic zone and k is
and are' respectively. the permeability in the elastic zone.
Stability Here we have taken into account that there might be
From Eq. 23 we see that the radial stress component con- reduced permeability in the plastic zone. Furthermore,
tains two r-dependent terms, one logarithmic and one to we assume that the height of the producing zone is 1 m
the power of t. The exponent t normally will have values (3.3 ft) hence, h= 1.0 m (3.3 ft). The other values used
greater than two. The last term therefore will soon be are identical to the ones used in Fig. 3.
.dominant. The constant The drop in the pore fluid pressure related to these
flow rates is relatively small. Therefore, this does not
show on the figures with the scale used. The same effect
C=-1 ( 2S o tana----
Jlq ) R -/ ............ (36) applies to the vertical stress component in the elastic
i
t 27rhk c zone. The pore pressure gradient is too small to show on
the vertical stress curve in the elastic zone, see Eq. 3.
depends on the flow rate, q, and C will decrease with in- The resulting curves show clearly the increase in the
creasing flow rate. As long as C is positive, a r in the radius of the plastic zone as the flow rate is increased.
DECEMBER 1982 889
t
6 [MPal Ips,]
t
G[MPal [psI I
12000 12000
80 80
6e
70 ":8 70 10
10000
d.
60
aODO
6.
6r
--- fiO
0000
50 50
P &r
40 6000
40 6000
30 30 P
4000
loOOO
Fig. 7-Stress solutions with no fluid flow and high pore Fig. S8-Stress solutions with fluid flow, q = 100 em 3 Is.
pressure.
t i
cllMPaj Ipsi] G IMPal [psil
'2000
12000 80
80
70 1000
70 10000
60
60
0000
8000 50
50 6r
Or 40 6000
40 6000
30 p
£.000
30 P
4000
0.8 12 1.6 20 24 28 32 36 40
D.4 1.D. 12 1.4 16 18 20 Rb Rc
Rc rlml ~
rlml ---+
Po; 32065 kPa 14650 psi) (3; 1.0
S.; 101.4 kPa 114.7 psi ) " ; 0.45
Po; 32065 k Pa 14650 psi I (3; 1.0
5.; 1014 kPa 1147 psi) \);0 45
Fig. SA-Stress solutions with fluid flow, q = 50 em 3 Is. Fig. Se-Stress solutions with fluid flow, q=200 em0/s.
Th~y also illustrate the rapid growth of the plastic zone Comparing the two criteria, we see that the main dif-
as the flow rate approaches the critical flow rate, which, ference is caused by the difference in geometry. It now is
in this case, is 18.81 m 3 /d (118.3 BID). When the also possible to compare directly the maximum
critical flow rate is reached, the plastic zone will grow allowable flow rates:
throughout the whole formation and thus cause total col-
lapse of the formation.
The stability criterion developed in this cylindrical tan 2a-1 h
geometry is very similar to the one found in the spherical 2(2tan2a-l) RI ................... (40)
geometry around a perforation. 1O This criterion was
found to be
With a=60° and a realistic experimental value for the
2tan 2a-l arch radius, R 1 =2.5 cm, we find that
--.,----4S o tana, ............ (39)
2(tan 2a-l)
qcyl =8.0 h, ............................ (41)
where R I is the radius of arch around a perforation. q'ph
da r ar 1 t
- - t - =-2S o tanO'--p . ............... (43)
dr r r r Rj2 ................ (49)
........................ (44)
I t
where To is the uniaxial tensile strength. This is il-
- = 2.: an --R? ..................... (46) lustrated schematically in Fig. 10.
ke n*t t-n When assuming a constant permeability in the plastic
DECEMBER 1982 891
i
k
kc
i
d
PI (P-Gr)max
RI
Fig. 9-Permeability model based on empirical formula. Fig. 10-Stress situation at possible shell collapse.
zone, we find by integrating Eg. A-2 from Ri to R, and But since there will be no fluid flow in this situation
combining with Eg. 23 that (q=O, Pi =P,,), we have
- [2S () tana-~J
l 1
27rhk
r
Ri
=0 -
l '
............ (53)
• ( ; ) I ............................
,
(57)
which leaves us with the condition C=O. But this When Ri < r<R"
describes a situation of total collapse, so that when
assuming constant permeability in the plastic zone, only
total collapse is possible. Collapses of inner shells never 0e =P o - +2S otana+(t+ I) (a ri -P" + +2S otana)
will occur in the case of constant permeability.
With a variable permeability in the plastic zone, the
picture is more complicated. If we let the permeability . (Rr,)1 ........................... (58)
vary according to Eg. 48, the same procedure can be
used to show thar shell collapses are possible for this
model. However, specific knowledge of the permeability
is needed to evaluate the possibility of this failure
mechanism.
Stress Solutions Around a Cased Hole
When a casing is set and cemented, the cement column
in the well will cause an increase in the pressure against
the formation. This can be expressed as a new boundary
.(;)1
,
............................ (59)
condition,
........................ (55)
.(a n -P o ++2S tana) (;,)1
o ....... (60)
61MPai Ips, I
I 12000
80
12000
80 70
70
60
60
000l 50
50
1.0
40 6<XlO
p
30
30 4000
4000
Fig. 11-Stress solutions around a cased hole, low So. Fig. 12-Stress solutions around a cased hole, high So'
Acknowledgment d (dU
(A+2G)- -+-U) +(3-=0
dp ........... (A-3)
dr dr r dr
We thank Statoil for economic support making this work
possible.
The stresses now are given by
References or=M. e +2GEi+(3p, .................... (A-4)
1. Westergaard, H.M.: "Plastic State of Stress Around a Deep
Well," 1. BosIOn Soc. of Civil Engineers (Jan. 1940) 27, 1-5.
2. Biot. M.A.: "General Theory of Three-Dimensional Consolida- 00 =A~e +2GtB+(3P, .................... (A-5)
tion." 1. Appl. Phys. (Feb. 1941) 12,155-64.
3. Paslay. P.R. and Cheatham, J.B.: "Rock Stresses Induced by and
Flow of Fluids into Boreholes," Soc. Pet. Eng. 1. (March 1963)
85-94.
4. Gnirk, P.F.: "The Mechanical Behavior of Uncased Wellbores Oz =A~e +2GEf+(3p, .................... (A-6)
Situated in Elastic/Plastic Media under Hydrostatic Stress," Soc.
Pet. Eng. 1. (Feb. 1972)49-59.
5. Geertsma, J.: "Some Rock Mechanical Aspects of Oil and Gas
Well Completions," paper EUR 38 presented at the 1978 SPE
where E;, E5, and Ef are elastic strain components and
European Offshore Petroleum Conference and Exhibition, Lon-
don, Oct. 24-26. ~e =E;+EB +Er ........................ (A-7)
6. Bradley. W .B.: "Failure of Inclined Boreholes," AS ME paper
presented at the ASME 1978 Energy Technology Conference and
Exhibition. Houston, Nov. 5-9.
7. Love. A.E.H.: A Treatise on the Mathematical Theory of Elastici- If the load history of the material includes an over-
ty. Dover Publications. New York City (1944) 141-44. burden loading, this initially will cause a deformation in
8. Jaeger. J.e. and Cook. N.G.W.: Fundamentals of Rock the vertical direction. Assuming that there will be no
Mechanics. Chapman and Hall. London (1976) 134-37 and 97. deformation in the horizontal directions (E r = E 0 = 0), the
9. Florence, A.L. and Schwer. L.E.: "Axisymmetric Compression
of a Mohr-Coulomb Medium Around a Circular Hole," Inti. 1.
initial vertical strain, E zo, is given by Eq. A-6:
Numa. and Anal. Methods in Geomech. (1978) 2, 367-79.
10. Bratli, R.K. and Risnes. R.: "Stability and Failure of Sand Ozo -(3P o
Arches." Soc. Pet. Eng. 1. (April 1981) 236-48. E zo = , ........................ (A-8)
A+2G
APPENDIX A
where 0 zo is the far-field vertical stress and Po is the far-
Elastic Stress Solutions field fluid pressure.
If we include the effect of the pore fluid pressure, the Assuming only radial displacement after initial
displacement U of an elastic material is given by the loading, we have
equation
du
E;=-, ............................... (A-9)
d (dU U) +pR+(3-=O,
dp dr
(A+2G)- -+- ...... (A-I)
dr dr r dr
U
EB=-, ............................... (A-lO)
where r
the final solutions can be written as in Eqs. 1 through 3. EZ =E zo =EJ. ............................ (B-6)
In these solutions, we have introduced the relations
and
Hooke's law relating elastic strains to stresses is
E
G= , .......................... (A-13) EE i=o r - v(o 0 + a z) - (1- 2v){3p, ........... (B-8)
2(1 +v)
EE B= a 0 - v(a r +0 z) -(1- 2v){3p, ............. (B-9)
where v is Poisson's ratio.
and
APPENDIXB
Plastic Stress Solutions (0' r < 0' z < 0' 6) EE {=o Z - v(a r +(0) -(1- 2v){3p. . ......... (B-lO)
With Or < 0 z < a 0 at the plastic/elastic boundary, the
Eq. B-6 substituted in Eq. B-lO gives
Coulomb criterion can be written
o Z =EE zo + v(a r +(0) + (1- 2v){3p. . ........ (B-ll)
and
M
-v(tan 4a-l)+(tan 2a+ 1)(1-2v){3]--
27rhk c
and
APPENDIXC 1-2v M
C4= (3--,
Equations for the Radii, Rb and 2(l- v) 27rhk c
Rc{O'r < O'z <O'e} M
Cs=---,
Radius of Inner Plastic Zone, R b 27rhk c
At the boundary between the inner and the outer plastic
zones, the condition is that the vertical stress and the c6=- (2- 1-2v (3)csRo2,
tangential stress, as given by the solutions in the outer I-v
DECEMBER 1982 897
2v 1-2v
C8= [ -1- a , +--(3(P +P)-2P
- v ,0 1_ V O l 1
2
+-2S t+2 M 2
o tanex------ R" ,
J +
1'-1 } ('Y-1)(l +v)(l-2v)
--------
t t 27fhkc
tan 2 ex-2v 2'Y(l-v)
and
.......................... (C-4)
_ 1 2
d3- 2 2 [a: o +Po(tan ex-I)
APPENDIXD R" tan ex
and
....................... (0-3)