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Design optimization method for tube and fin latent heat thermal energy storage
systems
Ralf Raud, Michael E. Cholette, Soheila Riahi, Frank Bruno, Wasim Saman, Geoffrey
Will, Theodore A. Steinberg
PII: S0360-5442(17)31005-8
DOI: 10.1016/j.energy.2017.06.013
Reference: EGY 11017
Please cite this article as: Raud R, Cholette ME, Riahi S, Bruno F, Saman W, Will G, Steinberg TA,
Design optimization method for tube and fin latent heat thermal energy storage systems, Energy (2017),
doi: 10.1016/j.energy.2017.06.013.
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ACCEPTED MANUSCRIPT
1 Design optimization method for tube and fin latent heat thermal
2 energy storage systems
3 Ralf Rauda,, Michael E. Cholettea , Soheila Riahib , Frank Brunob , Wasim Samanb , Geoffrey Willa ,
4 Theodore A. Steinberga
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5
a QueenslandUniversity of Technology, 2 George St, Brisbane QLD 4000, Australia
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b Barbara Hardy Institute, University of South Australia, Mawson Lakes Campus, SA 5095, Australia
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7 Abstract
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8 The search for optimal phase change materials (PCMs) for latent heat thermal energy storage
9 systems (LHTESS) focuses almost exclusively on the properties of the PCM. This neglects the
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10 significant contribution of the cost of the containment vessel on the total cost of the LHTESS.
Thus, to accurately assess the thermoeconomic performance of various PCMs, the relationship
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between the cost of the containment vessel and the properties of the PCM must be understood.
13 This paper presents an analytical method for optimizing the design of tube and shell or tube
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14 and fin containment vessels for the least cost, subject to geometric and performance constraints.
15 One of the key performance constraints is the time to charge, whose evaluation typically requires
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able efficient optimization, a novel closed-form approximation of the charge time is developed and
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Subsequently, the optimization methodology is used to investigate the relationship between the
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optimal vessel geometry and configuration, fin properties, PCM properties, and cost of two PCMs.
For these PCMs, the use of high thermal conductivity fins is shown to dramatically reduce the
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total cost of the system. The new methodology is an efficient way to compare the thermoeconomic
performance of PCMs as latent heat storage solutions, allowing for the accurate assessment of
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PCMs.
common abbreviations
PCM phase change material
PV photovoltaic
LHTESS latent heat thermal energy storage system
HTF heat transfer fluid
Ste Stefan number
Re Reynolds number
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Pr Prandtl number
material properties
∆H latent heat of fusion
ρs PCM density
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λs PCM thermal conductivity
ρm containment metal density
λm containment metal thermal conductivity
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St containment metal yield strength
ρf fin density
λf fin thermal conductivity
cHT
p
F
specific heat of the HTF
HT F
ρ HTF density
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P0 HTF pressure
design variables
S
Co
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linear corrosion allowance
N number of tubes
L length of tube
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R outer radius of tube
r inner radius of tube
v(f,s) volume fraction (fins, PCM)
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Q heat flow
v HTF velocity
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19 1. Introduction
20 As climate change accelerates, the need for research into renewable energy has become critical.
21 Electrical generation creates more than a quarter of worldwide emissions [1]. In order to reduce
22 emissions, renewable energy sources that can drive large power grids are being investigated. Solar
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23 energy in particular has attracted intensive research over the last few decades. This research has
24 led to the widespread adoption of photovoltaic (PV) power sources, which poses problems for large
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25 grids. PV currently lacks cost-effective storage technologies; this negatively impacts the ability
26 to provide consistent power [2], and leads to large stresses and inefficiencies in baseload power
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27 generation. Large scale adoption of rooftop PV has caused rolling blackouts and brownouts in
28 interconnected power systems. Concentrated solar thermal power mitigates these disadvantages as
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29 it has storage and controlled output built into the paradigm. In particular, the ability to cheaply
30 store thermal energy has driven significant investment into the research of thermal energy storage
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systems. Several reviews [3, 4, 5] conclude that latent heat thermal energy storage could be more
34 medium to store large amounts of thermal energy over small temperature ranges. The discharge of
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35 these systems provides consistent output temperatures, which is important for the efficient operation
36 of heat engines. Several reviews have examined a large range of phase change materials (PCM) as
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37 possible storage mediums. In particular, Khare et al. [5] conducted a study in which the properties
38 of numerous known metal alloy PCMs were compared. However, this study did not take into
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39 account the cost of the containment material, which is greater than half the cost of the storage
40 system [6, 7], compared to the PCM, which usually is less than 35% of the total cost. Wen et al. [8]
showed that an increase in thermal conductivity from 1 W/mK to 2 W/mK can reduce the amount
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43 As the PCM is a smaller component of the overall cost, changing the PCM to a more expensive,
44 but higher thermal conductivity option, could reduce the total system cost by reducing the cost
45 of the required containment vessel. This cost reduction balances decreased containment vessel
46 cost with increased PCM cost. This balancing requires a systematic optimization to achieve the
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47 lowest possible total system cost, a problem which has been articulated for some time [9]. Recently,
48 Rathgeber et al. [10] demonstrated that the storage system cost is not primarily a function of the
49 PCM cost, but rather the containment vessel. This further demonstrates that optimized design is
50 necessary. To date, no rigorous optimization has been undertaken. While limited parametric studies
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51 have been conducted [9, 11, 12, 13, 14, 15], these studies neglect the interaction effects between
52 design variables (such as thermal conductivity and density), making the resulting configuration
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53 suboptimal.
54 The following studies have attempted to optimize the containment vessel design, but fall short of
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55 achieving a rigorous optimization. Esen et al. [9] first articulated the problem of the coupled design
56 optimization and PCM properties forcing a joint analysis for efficient selection. They develop a
57 numerical enthalpy based model which considers heat flow in both the radial and axial directions.
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58 This model is later validated experimentally [16]. A parametric study is conducted which optimizes
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the design for four low temperature PCMs. This study only varies one variable at a time, fixing
the others. This type of parametric analysis leaves large holes in the design space, thus the optimal
designs are not rigorous. Bechiri [17] develop an analytic solution to the tube and shell LHTESS
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62 thermal behavior problem. This analytic solutions promises to be easily optimized, but because it
63 contains exotic functions, must be solved iteratively. Their solution closely matches experimental
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64 results, but neglecting the addition of fins, and an iterative solution, makes it less than optimal for
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65 design optimization. This led them to conduct a parametric analysis to optimize design for paraffin
66 based LHTESS. Tehrani et al. [15] explored the feasibility of tube and shell heat exchangers for
LHTES in the temperature range of 286-565 °C. They sought to determine the optimal parameters
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68 for the design while minimizing the heat transfer area. This optimization was conducted with a
69 numerical model developed by Esen et al. and using a time step of approximately 0.01 seconds. To
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70 determine optimal properties, 36 simulations were performed over a range of parameters. Unfortu-
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71 nately, only 12 simulations were performed for each length. For each length, L/D ratios from 10 to
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72 100 were covered and similarly large ranges of r0 . Again, this porous exploration yields important
73 general trends in regards to system performance, but neglects to fully optimize the design variables.
74 Campos-Celador et al. [18] develop an analytic solution for the heat transfer behavior of a finned
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75 plate LHTESS. This analytic solution collapsed each cell to a single node, drastically reducing the
77 that optimization requires solutions which are computationally cheap; they succeeded in creating
78 a model which agreed with numerical experiments and experimental data. Their model is limited,
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79 however, to rectangular enclosures which are not space efficient when the most expensive compo-
80 nent is the containment material. Nithyanandam and Pitchumani [11] have conducted a rigorous
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81 optimization. Their work studies the geometries of encapsulated PCMs and PCMs with embedded
82 heat pipes. For both geometries, their solution was a numerical model based on balanced heat flow
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83 equations discretized into a numerical grid. Their heat flow model takes into account all of the heat
84 transfer processes which occur in the system: convective heat transfer between the heat transfer
85 fluid (HTF) and the tank filler, the radial thermal conduction into the wall of the encapsulated
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86 PCMs, and the conduction and convection inside the PCM. Once discretized, the behavior of the
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LHTESS is iteratively solved using a non-dimensional time step of 5 · 10−5 . Campos-Celador et al.
[18] have shown that iterative numerical solutions are extremely resource intensive, especially for
the fine grid structures that Nithyanandam et al. [11] uses. In addition, Nithyanandam’s optimiza-
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90 tion is not entirely rigorous; they perform parametric studies by varying one variable at a time. In
91 addition, their search driven optimization uses advanced search space functions with parameters
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92 which require careful fine tuning. Without a doubt, their results are accurate for the particular
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93 cases studied, but applying these results to a wider selection of PCMs would be difficult.
94 In addition to the aforementioned shortcomings, none of the studies mentioned so far attempt
to optimize fin and tube geometries. Optimizing tube and fin geometries is extremely important
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96 because several studies have found that fins dramatically increase the heat transfer over tube and
97 shell geometries [13, 14, 19, 20]. Few studies have attempted to optimize fin and tube geometries
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98 [13, 14]. Almsater et al. [13] investigated the effectiveness of finning tubes via a numerical model.
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99 Their numerical model is based on the effective heat capacity method and utilizes a network of
100 resistors to determine the heat flow. Their results bear up the large increases in effectiveness and
101 charging capacity that can be obtained with the use of fins. However, their numerical model consists
102 of approximately 60,000 cells. As it will be shown later, this suggests computation times on the order
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103 of days for each simulation. Hubner et al. [14] consider the economic impact of longitudinal tree
104 branching fins in a tube and shell geometry. They perform an optimization to minimize the levelized
105 cost of electricity of a LHTESS coupled with a steam generator. Their optimization is unique in
106 several ways. Firstly, they consider multiple longitudinal fin geometries. Secondly, they discard
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107 the circular outer perimeter simplification present in many analyses. In addition, they consider
108 multiple differing fin and tube materials. However, they assume a fixed temperature HTF and fixed
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109 tube length. Both together present an unrealistic scenario with extremely poor effectiveness. This
110 simplification will fail to account for the complex association between cost and PCM properties
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111 such as density and thermal conductivity. Finally, this analysis, like many before, uses an iterative
113 Thus, no design methodology has been presented which can accurately optimize the performance
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114 of a PCM heat exchanger with reasonable computational requirements. In a review of the known
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design methodologies Castell et al. [21] concluded that the effectiveness-NTU method showed the
greatest promise of the available methods. Amin et al. [22] and Tay et al. [23] have developed
empirical correlations which relate the effectiveness to the mass flow rate of the HTF. This correla-
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118 tion is accurate for all design cases of tube in shell PCMs, and has a consistent systematic error of
119 approximately 11%. Thus, this correlation can be used to analytically optimize design constraints.
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120 However, the effect of radial or longitudinal finned tubes is not completely characterized. To be
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121 precise: Using this P factor, the PCM system can be designed and optimized using the e-NTU
122 method developed. Further analysis is needed to develop a more generalized equation [for the P
factor] [19].
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124 Thus, the effectiveness-NTU method cannot compare PCMs with different thermal conduc-
125 tivities across all geometries. In addition, the characterization of tube and fin geometries via the
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126 effectiveness-NTU method requires experimental correlations which do not exist for all design cases.
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127 The use of numerical methods also has limitations; these methods take time to develop for specific
128 geometries and require large amounts of computational power to accurately solve problems [18].
129 Attempting to use these methods to optimize heat exchanger design for large numbers of potential
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131 In this paper, a method to optimize the design of a PCM heat exchanger for least cost is
132 presented. This method relies on a novel closed-form analytic expression to determine the melting
133 time of a PCM in a tube and fin or tube in shell heat exchanger. This analytic expression, which
134 depends wholly on the geometry of the heat exchanger and the properties of the materials, is used
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135 as a non-linear constraint to minimize the volume of the fins and or tubes which comprise the heat
136 exchanger, to determine the least cost design for the given PCM and performance targets. This
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137 optimization is computationally cheap, rigorous, and precise. This method allows for PCMs to be
138 compared based on the total cost of the system, rather than simply the properties of the PCM
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139 itself, yielding a more accurate comparison.
140 The paper is organized as follows: First, the optimization problem statement is given. Subse-
141 quently, A novel closed-form solution for the time of melting of the PCM in the heat exchanger is
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142 derived. This analytic melt time method is validated with CFD results. Finally, the optimization
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method is used to compare the cost performance of two PCMs for use in Solar Thermal Energy Stor-
age. These two PCMs are compared under a variety of different conditions, and the relationships
147 To determine the least cost design of the containment vessel, the primary cost is assumed to
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148 be the cost of the metal and the cost of the PCM. The cost is assumed to be primarily a function
149 of the cost of the raw materials of metal and the PCM, as previous studies have shown that the
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150 additional costs, such as manufacturing, are relatively constant and small [7]. Other studies have
151 found the manufacturing costs to be large [14], but proportional to the material cost and consistent
across different geometries and configurations. Thus, the material costs can be inflated to account
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152
154 The general geometry used is the same as depicted by Esen et al. [9]1 The outer containment
155 shell is assumed to have a minimum thickness equal to the corrosion tolerance (Co). Thus the cost
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†
vf ρf S h
Cost = Pf N Lπ(R2 − r2 ) + 2Co · Lπ(R + `)N 0.5
+
vs ρs ∆H
i‡ S ?
+ 2Co · πN (R + `)2 · ρm · Pm + PP CM (1)
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∆H
157 where v is the volume fraction, ρ is the density, S is the total stored energy, ∆H is the latent
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158 heat, P is the cost per kilogram, N is the number of tubes, L is the length of tubes, R is the outer
159 radius of the tube, r is the inner radius of the tube, ` is the width of the PCM, N is the number
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160 of tubes, and the subscripts f , m, and P CM refer to the fins, containment material, and PCM
161 respectively. For clarity, the cost of the fins has been denoted with †, the cost of the tubes and shell
162 with ‡, and the cost of the PCM with ?. For a finless system, the total cost is given by:
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Cost = N · Lπ(R2 − r2 ) + 2Co · Lπ(R + `)N 0.5
+2Co · πN (R + `)2 · ρm · Pm +
S
PP CM (2)
∆H
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163 The optimization problem can be stated as follows;
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min Cost(z)
z
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such that:
P (z) ≥ P0 (3)
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QP
in
CM
(z) = QHT F
out (z) (4)
v HT F = vmin
HT F
(5)
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† The volume fraction of both the fins and PCM are known, so the ratio of these relates the volume of the PCM
to the volume of the fins. The PCM volume is fixed given a specific storage size S, so the volume of PCM multiplied
by the volume fraction ratio, multiplied by the density of the fins gives the mass of the fins.
‡ The cost of the containment vessel is given by multiplying the number of tubes times the volume of each tube,
then adding two terms for the outer containment vessel. All three terms are then multiplied by the density to
determine the mass.
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164 where z = (`, L, r) if cost is given by Eq. (2) or z = (`, L, r, vs , vf ) for cost given by Eq. (1).
165 The constraint Eq. (3) requires that yield strength of the tube, P (z) be greater than the oper-
166 tating pressure of the heat transfer fluid, P0 . Barlow’s formula is used to determine the necessary
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St
R=r· + Co (7)
St − P0
168 where P0 is the pressure of the HTF and St is the yield strength of the containment material
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169 multiplied by a safety factor.
170 Eqs. (4) and (5) require that the HTF be able to expell heat faster than the PCM can accept it.
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171 This assures that the limiting heat flow condition will be the amount of heat that can be transferred
172 into the PCM. The HTF velocity is set via the Dittus-Boelter correlation (assuming turbulent flow):
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((R + `)2 − R2 )vs ρs ∆H
QP
in
CM
(z) =
QHT F
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out (z) = 0.023Re
0.8
tm (z)
174 is the difference between inlet temperature of the HTF and the PCM melting temperature. Thus
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175 constraints (4) and (5) implicitly set the velocity due to the presence of the Reynolds number in
QHT F
out .
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176
177 Eq. (6) constrains the time to melt, as recent reviews by the Sunshot Initiative suggest that
178 charging and discharge time is a primary consideration in the development of thermal energy storage
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179 for solar thermal power. This constraint can be constructed by numerical or CFD methods, however,
180 as previously discussed these are time and resource intensive. Instead, an analytic expression is
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181 developed for the time of melting. The constraint can be modified for the time of solidification,
182 but the PCMs of interest to this study have significantly reduced thermal conductivity in the liquid
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185 Bauer [24] developed an analytic equation to determine the time of solidification for a PCM in fin
186 and tube arrangements with isothermal walls. These results assume the PCM starts at the melting
temperature, the tube wall is isothermal, and the contribution of the specific heat is negligible.
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187
188 Bauer’s results are based on the thermophysical properties of the PCM and the geometry of the
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∆He ρe `2
tm = N EF · CF · (9)
2λe ∆T
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190 where tm is the time to melt. The other variables are given by:
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1/4
`ws 2 vf λf
N EF = 0.8 +1
R ` vs λs
CF = ln
`
R
+1
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R
`
2
+1 −
1 R
2
+
`
ρe = vs ρs + vf ρf
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vs ρs
∆He = ∆H
ρe
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λe = vs λs + vf λf (10)
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191 where ` is the length of the fin, R is the radius of the pipe, ws is the half-pitch between the fins, vs
192 is the volume fraction of PCM, vf is the volume fraction of the fin, λs is the thermal conductivity
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193 of the PCM, λf is the thermal conductivity of the fin, ∆H is the latent heat of fusion of the PCM,
194 ∆T is the temperature difference between the PCM and the isothermal wall, ρs is the density of
196 Fig. 1 visually demonstrates these variables. Bauer has verified the accuracy of his analytic
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197 expressions with numerical methods for a large range of input parameters. The numerical methods
198 were verified with comparison to experimental data. These results were accurate for Stefan numbers
199 < 0.1, requiring that ∆T be ≈ 5°C, however, as will be shown later, calculations with Ste< 0.25
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201 Based on previous experiments [25] relating the times of melting and solidification of PCMs,
202 neglecting the influence of convection2 in the PCM on the result (as Bauer does), the relationship
203 between the melting and solidification times is dominated by the relationship of the thermal con-
204 ductivity and densities of the liquid and solid phases. In this paper, the liquid thermal conductivity
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205 and liquid density are used in Bauer’s analytic results to yield the melting time. These properties
206 are assumed to be constant as the temperature of the PCM does not vary significantly. In addition,
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207 the properties of the HTF are also assumed to be constant with temperature. In the case of the
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209 In the following derivation Bauer’s results will be extended to heat exchangers with non-
210 isothermal walls. The objective is to describe how the melting proceeds along the tube. In order to
211 determine the time of melting at the exit of the tube, a model of the HTF temperature is required.
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212 To develop this model, a number of assumptions must be made. First, the heat flow is assumed to
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be independent of the melt fraction [27, 28]. Second, the PCM is assumed to start at the melting
temperature, but solid. Then define x is as the distance into the tube (x = 0 is the inlet). As
the HTF moves through the tube, energy is transferred from the HTF to the PCM, reducing the
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216 difference in temperature between the HTF and the immediately adjacent PCM.
217 In order to utilize Bauer’s results, the length of the tube L is split into discrete elements with
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218 length ∆x, as shown in Fig. 2. Thus, each element at position x can be assumed to be an annulus
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219 with an isothermal wall. Then, Eqs. (9),(10) can be used to find the “time to melt” for that element
220 tm (x, t). However, this “time to melt” is simply an approximation of the remaining time for the
element to completely melt, as the temperature of the HTF at a point is not constant in time.
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222 Instead, the heat transfer rate from the HTF to the PCM is related to the temperature difference
223 (∆T (x)). Assuming that all of the heat lost by the HTF is transferred into the PCM, then the
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224 energy flowing into each PCM element reduces the temperature of the corresponding HTF element.
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226 rearranging yields the temperature profile of the HTF:
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dx r cp ·ρ ·v · tm (x, 0)
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228 Since tm (x, t) depends on ∆T (x, t), via Eq. (9), (12) is found to be a constant coefficient
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∆T (x, 0) = ∆T0 · e−bx
b=
`2 r2 cHT
p
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2((R + `)2 − R2 )λe
F · ρHT F · v HT F · CF · N EF
(13)
∆He ρe `2
a= · CF · N EF (15)
2λe ∆T0
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231 where a is simply the time for the first element, x = 0 to melt.3 Note that this expression only
232 describes the “instantaneous” time to melt, assuming that the HTF temperature profile stays
233 constant. This is not true, as once the first element completes melting, the HTF temperature
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235 Assuming that the PCM starts at the melting temperature (i.e sensible heat is negligible), the
3 This is the time of melting (Eq (9)) expressed using the inlet temperature differential (∆T ), which is the
0
temperature differential at x = 0.
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236 melting at x = 0 is clearly independent of what happens further down the tube. Thus, prior to the
237 melting of the first element, the “instantaneous” time remaining to melt for the elements further
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tm (x, t) = a · e−bx − t ∀t≤a (16)
After the melting is complete at x = 0, the sensible heat stored is neglected by assumption,
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239
240 implying that there is no transfer of energy out of the HTF into the PCM. Thus, the temperature
gradient of the HTF will start to move. Fig. 3 shows that, for t > a, if the sensible heat is neglected
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241
242 the temperature differential will not change as the HTF crosses melted elements.
243 Because the optimization is based on the time to melt of the entire PCM, the time taken for the
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244 last element to melt must be determined. However, the melting of the last element is complicated
245
246
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by the fact that after t = a the HTF temperature at x = L changes constantly with time. Instead,
the focus will be on the progression of melting through the tube. Clearly, once the first element
247 melts, the subsequent elements will complete melting in order. The time when the “melt front”
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248 reaches the end of the tube yields the time of melting.
249 To describe the progression of the melt front, the time ∆t1 to move the melt front from x = 0
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250 to the element at ∆x is described. Assuming a left continuous partition4 , Eq. (16) can be written
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251 as:
Hr (x, a) ρe `2
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tm (x, a) = · · CF · N EF
∆T (x, a) 2λe
∆T = ∆T0 e−bx
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252 This is developed by understanding that for t ≤ a the time remaining to melt is proportional
4 ∆T (x, t) for each element is assumed to be ∆T (x, t) at the left edge of the element
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253 to the amount of energy required to melt5 . Thus, the amount of energy required to complete the
254 melting of any element ∆x, at time t = a, is given by Hr (x, a), called the “heat required.” For the
255 melt front to move from x = 0 to x = ∆x, some amount of time is required for the HTF to deliver
256 this heat. This can be computed by substituting Eq. (17) into Eq. (9) in place of ∆He yielding:
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∆t1 = a · (1 − e−b·∆x ) (18)
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257 where ∆t1 is the amount of time required for the melt front to move from x = 0 to x = ∆x. To
understand how the melt front moves with time, the additional time (∆t2 ) for the next element(2∆x)
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258
259 to complete melting must be computed. To determine this, the amount of heat remaining at
260 t = a + ∆t1 must be computed. Note that at t = a, the amount of heat required to complete
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261 melting of 2∆x can be given by Eq. (17).
262
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By Eq. (11), the heat flow rate into element 2∆x can be given by:
Hr (2∆x, a)
Qin (2∆x, t) = ∀ t ∈ (a, a + t1 ] (19)
tm (2∆x, a)
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263 Recall that for a < t < a + ∆t1 the melt front has moved by one element, thus the new
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The heat required to complete the melting of element 2∆x at t = a + ∆t1 is given by the heat
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265
266 flow rate (Eq. (19)), utilizing the new temperature profile (Eq. (20)), and multiplied by the time
∆t1
Hr (2∆x, a + t1 ) = ∆He − ∆He · e−b·2∆x − · Hr (2∆x, a)
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(21)
tm (2∆x, a)
5 Consider how Eq. (9) is a linear function of the latent heat. Thus as the latent heat decreases, the time
decreases in a linear manner. In this case, the assumption is that a partially melted PCM is equivalent to a PCM
with proportionally less latent heat, at least in regards to the time required to complete the melting process.
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268 Using a similar development as used for Eq. (18), ∆t2 can be evaluated:
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269 Note that Eqs. (18) and (22) are identical and the time for the melt front to pass between any
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270 two elements is constant. To determine the time taken for the melt front to go a distance L, let
271 ∆x = L/N̄ , and the time to melt at a distance L can be written as:
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L
M elt(L) = lim a · N̄ (1 − e−b N̄ ) (23)
N̄ →∞
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272 where M elt(L) is the time for the melt front to pass to a distance L. Eq. (23) simplifies to:
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M elt(L) = a · b · L + a (24)
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273 via an application of L’Hopital’s rule. This shows that the melt front moves linearly as a function
274 of time. Thus, the constraint Eq (6) is fulfilled by use of Eq. (24).
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276 In order to validate Eq. (24), numerical modeling of the melting of a low temperature PCM
277 with pure conduction heat transfer is performed using ANSYS FLUENT [29]. The time dependent
278 Navier-Stokes equations are solved including the latent heat transfer and phase change at solid-
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279 liquid interface, and zero velocity in the solid region as introduced in a previous work by Riahi et
281 The following simplifications are assumed: i) density is constant ii) same density for the solid
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282 and liquid phases, iii) the natural convection flow is ignored, incompressible and inviscid flow, iv)
283 internal thermal radiation is negligible. These assumptions were used in a model developed in
284 previous work by Riahi et al. [30], using the solidification and melting option in FLUENT[29].
285 The model, and the assumptions, were validated with experimental data from a study by Jones
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286 et al. [31] and readers are referred to these studies for further details. The same algorithm,
287 schemes, and discretization methods implemented in the validated model are used in this study.
288 The convergence thresholds for all calculations were at least 10−4 for the continuity equation and
289 10−6 for other equations. A two dimensional symmetric grid with 17500 cells is generated from
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290 half of the geometry with higher resolution at the boundaries. The time step was set to 0.1 seconds
291 to capture details in the temperature fields in a feasible computation time. The properties of the
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292 geometry, PCM, and HTF, used in this correlation are outlined in Table 1. The initial temperature
293 is set to one °C below the melting temperature in order for the PCM to start in the solid phase.
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294 As shown in Table 1, the error is consistent across several geometries and HTF velocities.
295 This systematic error is consistent across variable geometries, suggesting that it has little effect on
296 comparisons. In addition, the systematic error is consistent with Bauer’s sensitivity analysis. As
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297 these CFD tests take on the order of 29-450 hours to complete with standard desktop computing
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power, evaluation of the melt time using CFD would be intractable for optimization, as a large
number of such simulations would be needed. Thus, the analytic solution enables rapid evaluation
302 The assumption that natural convection does not play a large role is not uncommon [9, 14, 32],
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303 but engenders some limitations. In certain orientations, the effect of natural convection for tube
304 and shell geometries is large [23, 33], but not in others. Additionally, the effect of natural convection
305 in systems with long and densely packed fins is small [19, 34].
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306 In particular, Tay et al. have studied the effect of natural convection in finned tube geometries
307 [19]. They found that neglecting natural convection did not effect the accuracy of their CFD
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308 simulation. To account for the effect of natural convection in vertically orientated tube and shell
configurations, Tay et al. [23] used an “effective thermal conductivity”. The effective thermal
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310 conductivity is just the thermal conductivity multiplied by a constant factor. This was successfully
312 To determine if this effective thermal conductivity is a viable means of accounting for natural
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313 convection, Tay et al.’s example is followed, and Eq. (24) is compared to the results of Lacroix’s
314 [27] simulations and experiments. Lacroix developed a computational model using the standard
315 heat balance equations and included the effect of natural convection. Their results were extremely
316 accurate when compared against experiments, and they proceeded to simulate the behavior of
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317 numerous geometries. In this study, an effective thermal conductivity factor of 1.33 is utilized and
318 the melt time model (Eq. (24)) is compared to Lacroix’s results. With this factor, an uncertainty of
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319 12% is achieved. This compares favorably with Tay et al.’s results. If required, an effective thermal
320 conductivity can be substituted for λe in Eq. (24). However, ignoring natural convection gives
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321 more consistent uncertainty, as seen in the previous section, and thus is better for comparison of
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323 4. Comparison of Eutectic Salt PCMs
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The optimization formulation developed above will now be used to compare the economic per-
325 formance of two systems with different eutectic salt PCMs. This optimization is performed via
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326 the Matlab function “fmincon.” No upper bound is set. The lower bound is set to 0.1mm for each
327 variable to prevent divide by zero errors. The function and constraint tolerances are set to 1e-8.
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328 The properties of these PCMs are listed in Table 2. The two PCMs are referred to by their differing
329 anion. This investigation focuses on the potential of a supercritical CO2 Brayton cycle heat engine,
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330 thus, sCO2 operating at 120 bar is chosen as the heat transfer fluid. The charging inlet temperature
331 is set to 660 °C. Both potential PCMs, referred to herein by the differing anion, have melting points
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332 around 630 °C. Thus, the difference between the PCM and the HTF is set to 30 °C. Inconel 601 is
333 chosen as the tube and containment materials for its high fatigue strength at high temperature, low
creep, and corrosion resistance. The yield strength listed in Table 2 includes a 0.72 safety factor.
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335 The corrosion allowance is an estimate determined from a recent review [35]. The effect of the
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336 corrosion allowance on the cost is elaborated on later. The time to melt is set at 6 hours based on
338 Fig. 4 shows the relationship between cost per kWh and the total desired storage. Clearly,
339 at small storage capacities, the external containment cost has a large impact on the total cost.
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340 However, this effect is quickly reduced as the storage capacity grows. As shown in Fig. 4 the cost
341 of the CO3 PCM system is less, regardless of storage capacity. This implies that the 20% higher
342 thermal conductivity of the CO3 PCM provides a benefit which outweights the fact that its cost
343 is double that of the other PCM. Important to note is that the energy density, in Jm−3 , for both
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344 PCMs is nearly identical.
345 Fig. 5 demonstrates that the superiority of CO3 carries over to a tube and fin configuration
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346 wherein the fin is made of the same material of the tube. For this optimization, note that the
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347 analytic expressions by Bauer require that ` < 0.5 and vf > 0.01, so this solution does not
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348 terminate in the finless system. Nevertheless, of note is that the cost actually increases for this
349 configuration, but this cost increase is not proportionally the same between the two PCMs. The
350 CO3 system experiences a cost increase of approximately 5%, while the SO4 system cost only
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351 increases by 1.4%, on average. This is the influence of the thermal conductivity on the cost; the
352
Fig. 6 shows the cost per kWh for a tube and fin system with Inconel tubes and Aluminum
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355 fins6 . The cost is less than 35% of the cost of the finless system. This is due to the influence of the
356 cheap thermal conductivity enhancement of the aluminum. The fins, with a thermal conductivity
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357 500 times greater, greatly enhance the heat transfer. This leads to a smaller required number of
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358 HTF tubes, which form the bulk of the total cost of the system. The most interesting result from
359 this series of optimizations is the reversal of the more cost effective system. For this geometry the
SO4 system is more cost effective, by as much as 13%. This is a much greater cost advantage than
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361 the CO3 system has in the finless configuration. Again, this is the effect of a significantly cheaper
363 Table 3 enumerates the design parameters for different PCMs and configurations with one MWh
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364 of storage. The results show that the optimum ` is similar for the two different PCMs for each
365 configuration. The differences in cost are made up for in large differing L values for tube and
6 Aluminum fins are used as an example. Clearly, in this situation, they would melt. However, other similar
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366 shell configurations. In contrast, for finned configurations the fin pitch appears to be the dominant
367 factor in optimizing the geometry for cost. This demonstrates that, even for geometries designed
368 to increase the effective thermal conductivity, the thermal conductivity difference between the
369 two PCMs has a large impact on the optimum parameters. However, when the effective thermal
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370 conductivity is dramatically increased by the aluminum fins, the thermal conductivity difference
371 of the two PCMs is much less influential. This can be seen in the parameters for aluminum fins,
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372 which are very close. For this configuration, the Na2 SO4 PCM is more cost effective because it is
373 cheaper.
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374 Fig. 7 demonstrates the effect of the linear corrosion allowance on the cost of the system.
375 This linear corrosion allowance is the variable “Co” in Eqs (1) and (2). The corrosion allowance
376 increases the thickness of the tubes and outer shell to account for losses due to corrosion. For this
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377 comparison, the SO4 system with 104 kWh of storage was used in conjunction with the aluminum fin
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configuration. Clearly, the dominant cost variable in this optimization is the effect of the corrosion
allowance, as varying this parameter from one to three millimeters increases the cost per kWh by
84%. However, Fig. 7(b) is a more interesting result. This line relates the linear corrosion rate to a
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381 cost of metal such that the total system cost remains at $8.87 per kWh. Here it is demonstrated that
382 a tube material which costs 14.42$/kg yields the same total system cost as a material which costs
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383 5.07$/kg, if the more expensive material has a third the corrosion allowance. This cost relationship
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384 demonstrates that expensive and exotic containment materials can be cost effective if they reduce
385 the corrosion rate. In addition, while uncharacterized, the effect on the thermophysical properties
of the corrosion products is undoubtedly greater, and worse for system performance, with a larger
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387 corrosion allowance. Thus, the investigation of containment materials should focus on solutions
388 which present as little corrosion as possible, with lower cost is a secondary consideration.
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389 5. Conclusions
390 A new method is presented to optimize for least cost the geometry of a tube in shell, and tube
391 and fin, heat exchangers for latent heat thermal energy storage systems. This optimization is based
392 on analytic solutions for the melting time of a PCM in the aforementioned geometries, and gives
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393 specific insight into the effect of the PCM’s thermophysical properties on the cost of the system.
394 This optimization, because it is based on analytic expressions, is very fast to compute, allowing for
395 easy integration into a system wide parameter optimization. This is in contrast to optimizations
396 presented previously, which are based on CFD or numerical methods, both of which take signif-
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397 icantly longer to compute. However, this optimization is limited by two important assumptions.
398 First, the neglect of natural convection implies that the results for tube and shell containment are
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399 not rigorous for all arrangements. The effect of convection on these results is a subject for futher
400 study. Secondly, the assumption that the PCM starts at the melting temperature limits the ap-
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401 plicability of these results to storage systems which include a significant amount of sensible heat
402 storage. Again, the results contained herein can be expanded, but this is a subject for further study.
403 A comparison was undertaken between two potential eutectic salt PCMs for use in a LHTESS in
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404 a concentrated solar thermal power plant. This comparison showed that for tube and shell geome-
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tries, the dominant property is the thermal conductivity of the PCM, with a 20% larger thermal
conductivity being enough advantage to overcome a 100% price difference. However, for tube and
fin geometries with large thermal conductivity enhancement, the optimum geometry is based on
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407
408 the energy density, with the thermal conductivity of the PCM playing a smaller role. The effect
409 of the corrosion allowance on the cost of the system is discussed. The cost of the tube material is
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410 found to play a large role, and because of the uncertain effects of corrosion products on PCM per-
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411 formance, expensive containment materials with large costs are suggested to be further researched,
412 in preference to cheaper containment materials with potentially less corrosion resistance.
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413 6. Acknowledgments
The authors would like to thank acknowledge the support of the Australian Government for this
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415 study, through the Australian Renewable Energy Agency (ARENA) and within the framework of
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498 Mass Trans, 49(15):2724–2738, 2006.
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2wf 2ws
PCM
T
L
HTF
IP
R
CR
`
US
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tm(x, a)
tm(x, 0)
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Figure 2: Discretization of tube into elements with unique time to melt and length ∆x, at time t = 0 and t = a.
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Test # 1 r 0.0025 m ` 0.0175 m L 0.5m v HT F 0.1 m/s 12.8% error
Test # 2 r 0.0025 m ` 0.0175 m L 0.5m v HT F 0.01 m/s 11.8% error
Test # 3 r 0.0025 m ` 0.0175 m L 0.25m v HT F 0.01 m/s 10.9% error
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Test # 4 r 0.005 m ` 0.035 m L 0.5m v HT F 0.01 m/s 13.6% error
Table 1: Constants used for the CFD correlation. The wall thickness is set to 0.001 m.
30 °C
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Inlet Temperature Differential
HTF pressure 120 bar
HTF specific heat 2000 J/kgK
HTF density 150 kg/m3
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Inconel Aluminum NaCl + Na2 CO3 NaCl + Na2 SO4
Price ($/kg) 7.5 1.5 0.22 0.11
Density(kg/m3 )
Thermal Conductivity (W/mK)
7780
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1898
0.60
2020
0.494
Latent Heat (J/g) - - 283 266
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Table 2: Constants used for the optimization[36]
ED
t≤a
∆T0 a + ∆t1 < t < a + ∆t1 + ∆t2
a + ∆t1 + ∆t2 < t < a + ∆t1 +
+∆t2 + ∆t3
∆T (x, t)
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∆x 2∆x L
Figure 3: Temperature differential as a function of x, for t ≤ a (solid line). After the first element has melted, ∆T (x, t)
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=∆T0 in the range 0 < x ≤ ∆x, and then begins to decrease again. The dotted and dashed lines demonstrate the
change in the temperature differential as a function of x and for the times as listed in the legend.
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Cost ($\kWh)
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1000 10000
Total Storage (kWh)
100000 1000000
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Figure 4: Optimal cost per kWh as a function of total stored energy for two PCM systems in the tube and shell
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geometry, with the Na2 CO3 PCM cost shown as a dotted line and the Na2 SO4 PCM cost shown as a solid line.
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Cost ($\kWh)
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1000 10000
Total Storage (kWh)
100000 1000000
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Figure 5: Optimal cost per kWh as a function of total stored energy for two PCM systems in the tube and fin
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geometry with Inconel 601 fins, with the Na2 CO3 PCM cost shown as a dotted line and the Na2 SO4 PCM cost
shown as a solid line.
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Cost ($\kWh)
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1000 10000
Total Storage (kWh)
100000 1000000
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Figure 6: Optimal cost per kWh as a function of total stored energy for two PCM systems in the tube and fin
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geometry with aluminum fins, with the Na2 CO3 PCM cost shown as a dotted line and the Na2 SO4 PCM cost shown
as a solid line.
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a) 14 b)
Affordable Cost ($/kg)
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Cost ($\kWh)
8 10
6 8
6
4
4
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2 2
0 0
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Figure 7: Effect of corrosion allowance on optimal cost (a) and the equivalent optimal cost of the containment
material to maintain the same sytem cost as a fuction of corrosion allowance (b)
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Tube in Shell
r ` L N Total Volume $
(m3 )
CO3 0.0021 0.0147 0.1732 32600 7.24 30.603
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SO4 0.0021 0.0136 0.1589 40100 7.31 32.273
r ` L
AN Inconel Fins
ws N Total Volume
(m3 )
$
Aluminum Fins
r ` L ws N Total Volume $
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(m3 )
CO3 0.00318 0.05358 0.72778 0.00134 880 7.33 10.83
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Table 3: Optimum parameters based on geometry for 1 MWh of storage. All units are in (m).
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• New method to minimize the cost of latent heat energy storage systems is developed
• An analytic solution for the time to melt of a PCM in a heat exchanger is developed
• The relationships between the optimal cost and design choices are explored
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