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730 IEEE TRANSACTIONS ON AUTOMATION SCIENCE AND ENGINEERING, VOL. 6, NO.

4, OCTOBER 2009

Intelligent Optimal-Setting Control for Grinding


Circuits of Mineral Processing Process
Ping Zhou, Tianyou Chai, Fellow, IEEE, and Hong Wang, Senior Member, IEEE

Abstract—During the operation of a grinding circuit (GC) in indices meet with technical requirements. In this paper, an IOSC
mineral processing plant the main purpose of control and optimal approach is developed for the GC so as to optimize the concerned
operation is to control the product quality index, namely the production indices. In a detailed description, this IOSC approach
product particle size, into its technically desired ranges. Moreover, is composed of a case-based reasoning (CBR)-based loop pre-set-
the grinding production rate needs to be maximized. However, ting controller, a NN based particle size soft-sensor module and a
due to the complex dynamic characteristics between the above fuzzy adjustor, and is used to auto-adjust the setpoints of lower
two indices and the control loops, such control objectives are level controllers under the varying boundary conditions. As long
difficult to achieve using existing control methods. The complexity as the outputs of the LLCS track their renewed setpoints, the
is reflected by the existence of process heavy nonlinearities, strong process can optimize the production indices and achieve the de-
coupling and large time variations. As a result, the lower level loop sired performance of the system. The proposed approach has been
control with human supervision is still widely used in practice. successfully applied to the grinding process of a large hematite
However, since the setpoints to the involved control loops cannot mineral processing plant in China. It is believed that the results of
be accurately adjusted under the variations of the boundary this paper can be extended to a wide range of processes with the
conditions, the manual setpoints control cannot ensure that the similar feature that the production indices cannot be optimized
actual production indices meet with technical requirements all the solely by the human supervised LLCS.
time. In this paper, an intelligent optimal-setting control (IOSC)
Index Terms—Case-based reasoning (CBR), fuzzy inference,
approach is developed for a typical two-stage GC so as to optimize
grinding circuit, grinding production rate, intelligent optimal-set-
the production indices by auto-adjusting on line the setpoints of
ting control, neural network (NN), product particle size.
the control loops in response to the changes in boundary condi-
tions. This IOSC approach integrates case-based reasoning (CBR)
pre-setting controlling, neural network (NN)-based soft-sensor
and fuzzy adjusting into one efficient control model. Although each I. INTRODUCTION
control element is well known, their innovative combination can N mineral processing, a grinding circuit (GC) is used to re-
generate better and more reliable performance. Both industrial
experiments and applications show the validity and effectiveness
of the proposed IOSC approach and its bright application fore-
I duce the particle size of the ore such that the valuable min-
eral constituent is exposed and can be recovered in the subse-
ground in industrial processes with similar features. quent beneficiation operation. During the operation of the GC,
there are two important production indices namely product par-
Note to Practitioners—From a process engineering point of ticle size (PPS) and grinding production rate (GPR). These two
view, the purpose of GC control should not only achieve a perfect indices represent the grinding product quality and the efficiency
tracking of the controlled variables with respect to their setpoints,
but also realize the optimization of production indices, namely the of the grinding production; therefore, they need to be controlled
product particle size and the grinding production rate. However, effectively.
these production indices cannot be optimized solely by the lower Generally, the PPS needs to be controlled within a desired
level control systems (LLCS) because of the process complexity range suitable for the subsequent beneficiation process. Under
and time-varying nature of the grinding operation. As a result, this precondition, the GPR needs to be maximized. However,
the operator is needed to determine the setpoints of each control
loop of the LLCS using operational experience. Unfortunately, these production indices are normally difficult to measure on-
the manual operation cannot ensure that the actual production line and are closely related to the setpoints of the lower-level
control loops. The involved dynamical characteristics are com-
Manuscript received December 29, 2007; revised August 20, 2008. First
plicated in terms of heavy nonlinearities and strong coupling.
published April 24, 2009; current version published September 30, 2009. In general, accurate models are difficult to obtain because these
This paper was recommended for publication by Associate Editor Z. Gao and models vary largely in line with changes in boundary conditions.
Editor M. Y. Wang upon evaluation of the reviewers comments. This work was As such, it is difficult to implement the feedback control by a
supported in part by the National Basic Research Program of Program of China
under Grant 2009CB320600, in part by the State Key Program of National general control method, such as multi-loop PI/PID control [1].
Natural Science of China under Grant 60534010, in part by the National On-site engineers and operators are therefore needed to deter-
High-Tech Program under Grants 2006AA04Z179 and 2007AA041405, and
in part by the Funds for Creative Research Groups of China under Grant
mine the setpoints of each control loop based on their experi-
60521003, and in part by the 111 Project B08015. ence together with the visual inspection on the operation status
P. Zhou and T. Y. Chai are with the Key Laboratory of Integrated Automation of the grinding system. Unfortunately, manual operation cannot
of Process Industry, Ministry of Education, Northeastern University, 110004
Shenyang, China, and also with the Research Center of Automation, North-
accurately define these setpoints in time when the boundary con-
eastern University, 110004 Shenyang, China (e-mail: tychai@mail.neu.edu.cn). ditions change. As a result, manual operation cannot ensure that
H. Wang is with the Control System Center, Manchester University, Man- the actual production indices meet with technical requirements
chester, M60, 1QD, U.K. all the time [2]–[7].
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org. An optimal-setting control scheme, which is proposed for
Digital Object Identifier 10.1109/TASE.2008.2011562 improving product quality and production efficiency, has been
1545-5955/$26.00 © 2009 IEEE

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ZHOU et al.: INTELLIGENT OPTIMAL-SETTING CONTROL FOR GRINDING CIRCUITS OF MINERAL PROCESSING PROCESS 731

Fig. 1. Schematic diagram of grinding circuits system.

paid more and more attention in control of complicated in- grinding process with the above difficulties which are typically
dustrial processes [2], [4]–[7]. The so-called “optimal-setting seen in China. In fact, the PID based lower level control strategy
control” scheme, which generally includes a higher level loop with human supervision is still widely used in the control of a
setting layer and a lower level loop control layer, is designed GC.
to determine the setpoints for the lower level loop controllers In this paper, an intelligent optimal-setting control (IOSC)
under the varying boundary conditions. As long as the outputs approach is developed for one of the typical Chinese styles of
of the lower level control system track the given setpoints, GCs to optimize the concerned production indices. This IOSC
the process can optimize the production indices and achieve system consists of a case-based reasoning (CBR) [6], [17] based
desired performance of the system. The existing hierachical loop pre-setting controller, a neural network (NN) [3] based PPS
optimal-setting control methods or similar hierachical setting soft-sensor module and a fuzzy [3], [18] adjustor. It can re-
control strategies for a GC include many algorithms, such as place the human operators by auto-adjusting the setpoints for the
model based supervisory control, model-based self-optimiza- lower level loop controllers under variations of boundary con-
tion control, steady-state linear programming based real-time ditions. The viability and effectiveness of the proposed IOSC
optimal control (RTO), linear model predictive control (MPC) approach are presented in both industrial experiments and ap-
and other model based control methods [8]–[13]. However, it plications in a two-stage GC of a hematite concentration plant
is hard to obtain the accurate objective function and process in China.
model of the grinding system in practice. Very few of the above
model-based methods currently operate in industry due to the II. GRINDING CIRCUIT SYSTEM DESCRIPTION
complex process dynamics and severe disturbances in a GC,
A. Process Description
most of them have only been tested at simulation level or at
experimental level. Therefore, in recent years, some knowledge The majority of the iron ore processed by mineral processing
engineering based control methods [14]–[16] have been pro- plants in China is low-grade hematite. Because such ore is
posed and successfully applied to the practical grinding system of complex mineral composition and fine dissemination par-
due to their loose requirement on the process model and their ticle size, weakly magnetic and hard grindability, the general
capability to use human experience. one-stage grinding procedure does not grind them effectively.
However, the above mentioned references or control methods Therefore, a two-stage closed-loop grinding circuit is gener-
pertain to a GC, which consists of a ball mill and a hydrocyclone. ally adopted to grind the ore so as to break up and liberate it
So far, little attention has been paid to the type of GC consisting more effectively. Such a grinding circuit usually consists of
of a ball mill and a spiral classifier, which is widely used in two closed circuits, which is shown in Fig. 1. The first stage
China. The dynamic behavior is quite different from the com- GC called GC I forms a closed-circuit with a ball mill and a
monly seen GC where cyclones are used because the apparatus, spiral classifier. The second stage GC called GC II forms a
the actuators and the basic control loops employed are quite dif- closed-circuit with the other ball mill and a hydrocyclone.
ferent. Moreover, for the grinding process in China, the quality The variables in Fig. 1 are explained as follows:
of the raw ore cannot be guaranteed and production condition is fresh ore feed rate (t/h);
execrable. Therefore, the boundary conditions change sharply in pulp density in the mill I (%);
the processing procedure. As a result, it is hard to use the above
cyclone feed pressure (Kpa);
optimal control methods to achieve optimal setting control of

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732 IEEE TRANSACTIONS ON AUTOMATION SCIENCE AND ENGINEERING, VOL. 6, NO. 4, OCTOBER 2009

sump level (m); relates to the production rate of the overall mineral processing
ratio of the classifier recycle ore to the fresh process.
feed ore (%); For a given beneficiation process, there exist an optimal range
flurry density of the classifier overflow, the of PPS within which the best beneficiation can be achieved.
classifier recycle, the cyclone feed and the Oversizing and undersizing are disadvantageous for the bene-
cyclone overflow (%); ficiation of the valuable minerals and have a negative economic
rate of the mill water, the dilution water, and impact. Therefore, in contrast to the conventional fixed value
the sump water (m /h); control, control of the PPS needs to employ range optimal con-
frequency of the feeder motor and the bump trol strategy, which means to control the PPS within the desired
motor (Hz); range , where is the setpoint or desired
valve position of the mill water, the dilution value of the PPS, and is the allowed fluctuation coefficient.
water, and the sump water (%); Under the precondition that the PPS has been controlled within
drive motor electricity of the mill I, the mill the desired range, the GPR needs to be increased as high as pos-
II, and the classifier (A); sible. Moreover, if the PPS can be controlled within the desired
TD transducer; range and the GPR is increased synchronously, then energy is
controller and instrument; considered to be utilized effectively.
W-, P-, F-, L-, weighing, pressure, flow rate, level, density, For the above grinding process, there are two product quality
D-, E- and electricity; indices namely the product particle size of cyclone overflow
superscript setpoint of relative control loop. slurry (called PPSh) and the product particle size of spiral clas-
sifier overflow slurry (called PPSc). The PPSc expresses the
The fresh ore from an ore bin is fed onto a conveyer belt by product quality of GC I, and the PPSh is the final product quality
a vibratory feeder at a certain speed, and then conveyed con- index of the whole grinding process. The fineness of the PPSh is
tinuously into the ball mill I, together with a certain amount of closely related to the PPSc during the grinding process. There-
mill water. The ball mill is a cylindrical shell rotating around its fore, the PPSc and the PPSh should be controlled effectually so
axis at a fixed speed driven by a motor, with heavy metallic balls as to meet with technical requirements.
called grinding media inside the cylinder. Due to the knocking According to the physical phenomena taking place in the
and tumbling action of the balls within the revolving mill, ores grinding process, the main process variables available to achieve
are crush to finer particles [8]. By means of its fluidity, a con- the above control objective are the fresh ore feed rate , the
tinuous flow of the mixed ore slurry is discharged from mill I, classifier overflow slurry density , the pulp density in the
diluted by the dilution water, and then flows into the lower end mill I , the cyclone feed slurry density , and the cyclone
of the spiral classifier, which is used to separate the fine and feed pressure . Therefore, the above indices can be optimized
coarse particles. The coarser particles (called recycle) are en- through adjusting such key process variables. In addition, the
riched at the bottom, transported to the upper end of the spiral major disturbances to the GC that affect the system performance
classifier and then recycled back to mill I for regrinding. The are the fluctuation in ore hardness and size distribution
finer particles (the product of GC I) in the slurry overflow across of the feed ores. For example, an increase in either the feed
the overflow weir and are then transported to the sump of GC size or the ore hardness produces a coarser PPS unless the feed
II. The slurry entering the sump contains the discharged slurry ore rate is correspondingly reduced. Conversely, a decrease in
from the ball mill II. In addition, to maintain a certain density, a feed size or hardness may allow an increase in mill throughput,
certain amount of water flow (called sump water) is added into thus the production rate is improved. Because of the difficul-
the sump. The slurry of the sump is pumped into the cyclone at ties in measuring and numerically expressing and , five
a constant pressure. The feed stream to the cyclone is separated ordered figures are utilized to demarcate the
into an overflow stream containing the finer particles and an un- linguistic variables large, relatively large, medium, relatively
derflow stream containing the coarser particles (recycle). The small, small for and bad, relatively bad, medium, rela-
underflow is recycled back to the mill II for regrinding, while the tively good, good for .
overflow is the final product of this grinding procedure, which
is transported to the subsequent beneficiation procedure.
C. Process Characteristic Analysis

B. Control Problem Analysis The grinding system as shown in Fig. 1 has some inherent
intricate characteristics.
In the above GC, there are two important production indices • First, because the mills, the spiral classifier, the cyclone,
namely the PPS and the GPR which cannot be measured con- the sump, and some conveying equipments all are the typ-
tinuously. The PPS, which is usually characterized by % ical time delay technical equipments, large lag-time exists
mesh, is the most important quality index that directly affects the in this grinding process. Indeed, it is a long period from the
performance of the subsequent beneficiation process in terms of fresh ore feeding into the mill I to the PPSh index being
product concentrate grade and metal recovery rate. The GRP, measured in the overflow slurry of cyclone.
which is usually expressed by throughput of mill I and mill op- • Second, the system response is complex, the characteristics
erative ratio (the percent of the mill available time to the pro- of this process vary with time, which results in variability,
duction calendar time), is another important index that directly serious nonlinear and severe coupling between variables.

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ZHOU et al.: INTELLIGENT OPTIMAL-SETTING CONTROL FOR GRINDING CIRCUITS OF MINERAL PROCESSING PROCESS 733

• Third, the main boundary conditions, such as and ,


change sharply, which brings strong disturbances in con-
trol. In addition, many equipment structure parameters of
the GC, such as grinding media, dimensions of metal spi-
rals and diameters of cyclone feed, overflow, and under-
flow, are related with time, which can therefore change the
dynamic behavior of grinding system.
• Fourth, some production indices and key process parame-
ters cannot be directly measured or controlled, such as the
PPSc, the PPSh, the mill throughput and the density of the
pulp in the mill I .
• Lastly, GC I and GC II are physically closed-loop, which
has two major drawbacks of risk of process instability and Fig. 2. Human supervised grinding system.
low sensitivities when estimating variables/parameters
from measurements.
or audial inspection on the running status of the grinding
D. Human Supervised Lower Level Control System system;
• to establish the adjustment relationships between the set-
The lower level control system (LLCS) based on the dis- points of the loop controllers and the controlled errors of
tributed control system (DCS) technique is responsible for the production indices, and the internal relationships be-
forcing key process variables that are available to achieve tween the setpoints of the loop controllers, according to
the above control objective to track the given setpoints while human experience;
assuring closed-loop stability. • to determine the proper setpoints for LLCS.
The main control loops of the LLCS are shown in Fig. 1.
In a detailed description, these control loops include the single The variables in Fig. 2 are explained as follows.
control loop of , the cascade control loop of , the feed-
forward loop of , the cascade control loop of and the single operating conditions where subscript “I” denotes
control loop of . The controlled variables, the manipulated the GC I and subscript “II” denotes the GC II;
variables, and the major instruments and actuators of each loop boundary conditions;
are shown in Fig. 1.
Moreover, to keep the sump from emptying and overflowing, desired values of the PPS;
a local control loop to control the sump level is used. Since
is allowed to change within its constraints, a loose control actual values or sampled value of the PPS.
is carried out, which allows the level to fluctuate in a larger
range. From Fig. 1, it can be seen that the loop of and the
local loop of form a selective control scheme. If is within
its constraints, the loop of is at work and the loop of is III. STRATEGY OF IOSC FOR GRINDING SYSTEM
switched off. Otherwise, the loop of will be switched off and If the boundary conditions are stable and operators have ex-
the loop of will be switched on. tensive operational experience, the above human operation can
Among these regulatory control loops, PID control strategies achieve the desired indices in time. Unfortunately, the boundary
are mainly applied, which have the advantages of simple struc- conditions commonly vary with time. Moreover, a sole operator
ture, good stability and robustness [16]. However, considering is sometimes lack of adequate operational experience. Those
that cannot be measured directly, an empirical model-based factors make it difficult for the operator to obtain the proper op-
feed-forward controller shown in (1) is employed for the erating point, thus being a key disadvantage for the final indices.
control [6] Motivated by the above problems, an IOSC scheme is pro-
posed in this paper by adopting the hybrid intelligent techniques
such as CBR, ANN, and fuzzy inference. Based on the LLCS,
(1) a framework for the IOSC system, consisting of a CBR-based
loop pre-setting controller (LPSC), an ANN-based PPS soft-
where and are usually demarcated by the domain experts sensor module (PSSM) and a fuzzy adjustor (FA), is established
according to the technical characteristics of the given GC. as shown in Fig. 3. This IOSC system is intended to replace the
To maintain satisfactory performance, technical engineers are human operator by auto-adjusting the setpoints for the LLCS
always required, as shown in Fig. 2, to determine the proper set- under variations of boundary conditions. The major components
points for the lower level controllers according to their perceived of the system are described as follows.
operating conditions and boundary conditions. Such human su- • The LPSC online provides the proper pre-setpoints for
pervision can be summarized as follows: the lower level controllers with CBR technique.
• to obtain and process the data from the operating grinding • The PSSM overcomes the difficulty that the PPS in-
system by employing instruments together with the visual dices cannot be measured online continuously using

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734 IEEE TRANSACTIONS ON AUTOMATION SCIENCE AND ENGINEERING, VOL. 6, NO. 4, OCTOBER 2009

Fig. 3. Strategy diagram of intelligent optimal-setting control.

conventional methods, through employing the soft-sensor formal setpoints of lower controllers by using an algorithm that
technique to generate the estimated value of PPS. can enhance GPR effectively. Moreover, offline assays provide
• The FA consisting of a main adjustor and an auxiliary ad- the PPS indices and give the sampled values periodically, and
justor is used to compensate the effects of the variation in the auxiliary adjustor of the FA will carry out some selective
boundary conditions according to the operating environ- adjusting to the grinding system according to the values of
ment. and some other necessary information.
It can be seen from the above elaboration that the innovative
The variables in Fig. 3 are explained as follows: combination of the LPSC, the FA, the PSSM, and the LLCS
poses a closed-loop control methodology for the PPS from the
soft-sensor time and assaying time; lower level to the higher level, which is difficult for traditional
some secondary variables of control methods to achieve. Moreover, the GPR can also be in-
soft-sensor model I and soft-sensor creased.
model II;
estimated values of the PPS; IV. REALIZATION OF IOSC SYSTEM
errors between and ; A. ANN-Based PPS Soft-Sensor Module
errors between and ;
The key problem of closed-loop control of the PPS is that it
pre-setpoints of the lower level cannot be measured continuously with conventional methods.
controller; Employing soft-sensor technique [19] to online estimate the
setpoints of the lower level con- PPS is the most effective method to overcome it. Among the ex-
troller; isting soft-sensor approaches of the PPS, the NN-based method
and the ARMAX model-based method [19]–[22] have been ap-
adjusted increments of , sub- plied widely. The ARMAX model lacks robustness, however the
script “M” and “A” denote main NN model has not only good robust but also requires less exper-
adjusting and auxiliary adjusting, tise from the user. Moreover, the NN model is able to capture the
respectively. underlying characteristics of the process over a wide range of
At the initial running of the grinding system or at the time that operation [22]. Therefore, the NN-based soft-sensor approach
boundary conditions are changed sharply, the CBR-based LPSC is employed to develop a PSSM in this paper. Moreover, among
will check the most similar case from the case base with the the numerous types of NN, radial basis function (RBF) network
characteristic variables of the current grinding system, such as is chosen because of its fast convergence and good approxima-
desired values of PPS, operating conditions and boundary tion ability to multivariable functions.
conditions . The case solutions of the most similar case will The developed PSSM consists of a soft-sensor model I and
be regarded as the pre-setpoints and provided for the lower level a soft-sensor model II. These two sub-soft-sensor models have
controllers. Then, the LPSC will be switched off, and the PSSM three-layer RBF-NN structures, and, respectively, realize the
will be switched on. If the estimated or is outside the nonlinear mappings as follows:
desired range , the main adjustor of the FA will
be switched on, and in response to the error between
and so as to yield the compensating increments for the (2)

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(3)

where and are unknown nonlinear equations,


= and are selected
secondary variables by mechanism analysis. For soft-sensor
model I, are the manipulated variables that affect the
PPSc mostly. and , which respectively reflect loading
status of the mill I and recycle status of the spiral classifier,
are the two state variables that relate to the PPSc closely. For
soft-sensor model II, and are the manipulated variables Fig. 4. Reasoning flow of the CBR-based LPSC.
that affect on the PPSh, and is selected because it is closely
related to the PPSh. In addition, to capture the system dynamics,
the time series and time delays of the relevant input and output (5)
variables have been taken into account in (2) and (3).
1) RBF Network Learning Algorithm: The number of hidden
layer nodes of the RBF-NN is determined by the basis func- In (4) and (5), and reflect the loading status of the
tion centers. Therefore, the basis function center values are im- mill I and the mill II, respectively; reflects the recycle status
portant to the nonlinear mapping ability of the RBF-NN. The of the spiral classifier; and stand for some restriction
centers of the RBF network are usually determined by the clus- conditions, such as the valve position and bounds of some key
tering analysis methods, such as the -means clustering algo- process variables.
rithm and the competitive learning algorithm. This paper em- 1) Statistical Process Control (SPC): Because the operating
ploys the -means clustering algorithm because it is based upon conditions will fluctuate all the time even if the grinding system
a linear learning rule and thus ensures a rapid convergence [3]. is stable, SPC [3], [24], [25] is required to carry out statistic
The output layer of RBF-NN is a linear combination of the analysis of relevant variables of operating conditions. The SPC
hidden layer node outputs. Therefore, the weighted recursive actually performs the human perception function, which can be
least-square (RLS) [3], [23] is employed as a learning algorithm defined as
for the RBF model. Unlike a back-propagation algorithm, only
output weights are tuned when learning, which can reduce cou-
pling effects in the multivariable process and speed up the con- (6)
vergence. The detailed algorithms of the -means clustering and
weighted RLS could be consulted in [3], [23].
2) Data Preprocessing: If the original secondary variables where is the number of samples, which depends on the sam-
are used for soft-sensor modeling and computing directly, it will pling interval.
cause adverse influence on soft-sensor precision. Therefore, a 2) Realizing Arithmetic of CBR: Case-based reasoning
digital filtering technique is employed to preprocess these orig- (CBR) is suitable to the cases where precise physical models on
inal data in this paper. First, a noise peak filtering algorithm [24] the concerned process are not available. It is usually designed as
is used to eliminate the noise peak jump, which usually exists automated problem-solvers for producing a solution to a given
in the grinding system. Then, an average moving filtering algo- problem by adapting the solution to a similar, previously solved
rithm [24] is used to eliminate the lower amplitude and higher problem [17]. In this paper, the CBR technique is adopted to
frequency noise fluctuations. The details of these two filtering realize the nonlinear mappings in (4) and (5) for the LPSC. The
algorithm can be consulted in [24]. reasoning flow of CBR-based LPSC is shown in Fig. 4, which
mainly includes case retrieval and case matching, case reuse,
and case revision and case retention.
B. CBR-Based Loop Pre-Setting Controller
a) Case Representation: Before starting the reasoning
The LPSC simulates the human operator and online generates flow as shown in Fig. 4, a procedure of case representation
the pre-setpoints for the lower level controllers according is necessary. The case representation of the LPSC can be
to the information of and . To reduce the time delay described as follows:
and coupling effects between the GC I and the GC II, two sub
pre-setting models, namely the loop pre-setting model I and the
loop pre-setting model II, are established to provide
for GC I and for GC II, respectively. Therefore,
they, respectively, realize the mappings as follows:
(7)

where is the number of the cases, denotes


(4) case, denotes the case time (the time of case created), de-
notes case descriptor, which can be expressed as (8) by under-

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736 IEEE TRANSACTIONS ON AUTOMATION SCIENCE AND ENGINEERING, VOL. 6, NO. 4, OCTOBER 2009

standing of the grinding process, denotes case solution shown FA, and generate the adjusting increments for . Then,
in (9) as follows: take instead of the case solution of the formal
matching case . Finally, store this revised new case.

(8) C. Fuzzy-Based FA
In the grinding production, the main boundary conditions
(9) are time-varying, which may result in the operating point of
grinding system drifting away gradually. Therefore, to avoid the
where and are the number of the attributes of and , re- effect of the variation in boundary conditions to the final pro-
spectively. From (8) and (9), it can be obtained that duction indices, an adjustment mechanism is required to modify
for GC I and for GC II. Among the at- the setpoints of the lower level controllers in time. Because of
tributes of and and are ordered attributes (OA), and the intricate characteristics of the GC, the traditional adjusting
others all are numerical attributes (NA). methods based on an accurate mathematical model cannot be
b) Case Retrieval and Case Matching: Suppose that the applied here. However, the experience and the knowledge of
description characteristics of the current grinding system is human operators provide a good qualitative approach for this ad-
. Define the case similarity between the justment mechanism, the fuzzy inference technique could there-
current grinding system and the th case of the fore be employed to solve this adjusting problem.
case base as , which is given by The developed fuzzy adjustor (FA) consists of a main adjustor
and an auxiliary adjustor. These two sub adjustors realize the
following multivariable nonlinear mappings, respectively

(10)
(13)

where is the description similarity (14)


between and , coefficients denote case feature weights
attained by expert experience. where denote unknown multivariable nonlinear
The cases that satisfy the following condition functions, and are some relative influence factors.
1) The Main Adjustor: To simulate the moving average fea-
tures of the human perception of input signals, the transitory
outputs of the soft-sensor model should be processed sta-
tistically by SPC before being used by the FA. In this paper, this
(11) process is defined as

will be retrieved as the matching cases with ranking in de-


scending order of and , where is the threshold (15)
of case similarity and threshold is determined by expert
experience, for instance.
c) Case Reuse: Suppose that the matching cases are To reduce the coupling effects between GC I and GC II, it
with being the number of is necessary to adjust GC I and GC II separately. The module
matching cases. The case solution of can be obtained by structure of the main adjustor is shown in Fig. 5, which consists
of a fuzzy inference machine, a fuzzy rule base, a database, a
knowledge acquisition interface and a coordination mechanism.
or The functions of the front four modules are similar to conven-
(12) tional fuzzy inferences systems. The coordination mechanism is
else employed to provide an adjusting scheme that can enhance the
GPR with a desired product quality using rule-based reasoning.
where (if ) or (if ). However, the definite adjusting magnitudes are calculated by the
To ensure a valid , before exporting and executing , it following fuzzy inference algorithms. The operational rules of
is necessary to restrict it using the bounds of these variables. the coordination mechanism is shown in Table I, where and
d) Case Revision and Case Retention: After the grinding stand for positive adjusting, negative adjusting, and no ad-
system obtains the solution as the pre-setpoints for the justing, respectively.
LLCS, if the result of system running is that or Let the clear variables of and be fuzzified as
, it confirms that the formerly provided is follows: define seven fuzzy sets in the universe of , define
reasonable. Therefore, there is no need to carry out case revi- three fuzzy sets in the universe of and define nine singleton
sion. Otherwise, it needs to revise the case. First, switch on the fuzzy sets in the universe of . The membership functions

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ZHOU et al.: INTELLIGENT OPTIMAL-SETTING CONTROL FOR GRINDING CIRCUITS OF MINERAL PROCESSING PROCESS 737

TABLE I
OPERATIONAL RULES OF THE COORDINATION MECHANISM

TABLE II
EXPRESSIONS OF 12 AND 

According to the domain expert knowledge, fuzzy rule bases


for adjusting are established as shown in Table III. These fuzzy
rules could be expressed as the following fuzzy IF-THEN rule:

where denotes the fuzzy IF-THEN rule,


, the codes
NL, NB, NM, NS, etc., are commonly used abbreviations for
Fig. 5. Structure of fuzzy-based main adjustor.
fuzzy sets, that N stands for negative, P stands for positive, ZO
stands for zero, S stands for small, M stands for medium, B
stands for big, and L stands for larger than big.
To obtain the clear solutions of , the center of gravity
method is utilized to defuzzify, which can be expressed as (16),
where weights are the fitness values of each rule and cal-
culated by the product algorithm.

(16)

The renewed setpoints of lower level controllers can be es-


tablished by using added to the formal setpoints.
2) The Auxiliary Adjustor: The function of the auxiliary ad-
justor is to realize the multivariable nonlinear mapping in (14).
Fig. 6. Membership functions of 4s ; and 42 . The assay process of the PPS usually is implemented at an in-
terval of one hour. Therefore, the auxiliary adjustment is post-
adjusting, and thus is selective. If the current grinding system
of these defined fuzzy sets are shown in Fig. 6. The expres- is stable and is always within the controllable range
sions of and are listed in Table II, where , it should not implement auxiliary adjustment. Or
are relative coefficients. Moreover, considering that and else, if the current system is unstable, or is outside the range
are sensitive to ore properties, import factors of and all the time, it needs to carry out the auxiliary
are used for the expression of in the second row of the adjustment. The detailed realization arithmetic of the auxiliary
Table II. adjustor is similar to the main adjustor.

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738 IEEE TRANSACTIONS ON AUTOMATION SCIENCE AND ENGINEERING, VOL. 6, NO. 4, OCTOBER 2009

TABLE III
FUZZY ADJUSTING RULE BASES FOR 1o 1
; d ; 1d ; 1d AND 1p

Fig. 7. General structure of the IOSC-based hierarchical control system.

V. INDUSTRIAL EXPERIMENT AND APPLICATION supported by RSView32. The VBA has the same integrated de-
velopment environment (IDE) as VB 6.0, and can realize com-
A large mineral processing plant in China has an annual pro- munication and data exchange with the LLCS and other appli-
cessing capability for five hundred million tons of low-grade cation languages expediently, such as Matlab, Microsoft Office
(around 33%) hematite. Since such ore has a complicated min- Access, and Visual Foxpro. Matlab is used to perform some nec-
eral composition and fine dissemination particle size, weakly essary calculating online, Access and Foxpro are used to de-
magnetic and hard grindability, eight parallel two-stage closed- velop the case base and other data bases for the IOSC system.
circuit GCs with the same process as shown in Fig. 1 was used
to grind the ore so as to break up and liberate them effectively. A. An Industrial Experiment
In the past, the management and control of the grinding proce- The IOSC strategy was evaluated first in the No. 4 grinding
dure are handled by human operators which resulted in redun- circuit. A number of industrial experiments were carried out
dant personnel, low efficiency, and high cost. in order to explore the optimization of production indices. A
Considering the actual condition, the hierarchical automa- typical test was noted as follows.
tion system is built adopting the proposed IOSC method. The For this No. 4 grinding circuit, to meet with the technical
general structure of developed hierarchical control system is requirements, the PPSh needs to be controlled within the
shown in Fig. 7. The Controllogix 5000 control system from range 76%–80% mesh and the PPSc needs to be con-
Rockwell was applied for the lower level control. Controllogix trolled within the range 56%–60% mesh. The common
5000 is a multifunctional industrial control system widely used boundary conditions are listed in Table IV. Each 80 groups of
in industrial process control. A human–computer interaction previous experiential data are selected to develop the Microsoft
monitoring platform was developed for human supervision by Office Access based case base for loop pre-setting model I
utilizing RSView32 software from Rockwell. The higher level and loop pre-setting model II, and the determined case feature
IOSC system composed by the LPSC, the PSSM and the FA is weights are listed in Table V. The soft-sensor intervals of the
completed with the Visual Basic Application (VBA) language PSSM are determined as 2 min. More than 300 groups of data

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ZHOU et al.: INTELLIGENT OPTIMAL-SETTING CONTROL FOR GRINDING CIRCUITS OF MINERAL PROCESSING PROCESS 739

TABLE IV
COMMON RESTRICTION CONDITIONS

TABLE V
CASE FEATURE WEIGHTS OF THE LPSC

TABLE VI
UNIVERSES OF 12 12 ; ; AND  (THE NUMBERS IN BRACKET ARE THE VALUES OF COEFFICIENT  )

points corresponding to 10 h of process operation were gener- At min, observe that % mesh and
ated. After preprocessing of these original data, the front 180 % mesh, this indicates that is too fine and
groups of the sampled data were used for training the RBF-NN, is eligible. Thus, the FA is switched on to carry out some
and then the latter 120 groups of data were used to test. At last, calculations as follows.
a 7 (input layer nodes)-17 (hidden layer nodes)-1 (output layer • To calculate the error % mesh, and to
nodes) RBF-NN for soft-sensor model I and a 6-13-1 RBF-NN read the information of % from the LLCS.
for soft-sensor model II are obtained. During the modeling of • To make the decision-making of increasing according
the FA, the universes of and take their true values, to the operational rule 2 in Table I.
the universes of and are determined in • From the membership functions in Fig. 6 and the uni-
Table VI, and determined as . The procedure of this verses in Table VI, obtain , and
industrial experiment is shown as follows. . From the fuzzy rule bases in Table III,
At a given time, a set of pre-setpoints shown in Table VII obtain .
have been provided for the lower level controllers by the CBR- • Employ (16) to defuzzify, we can obtain t/h.
based LPSC according to the obtained description character- • To renew the setpoint of the loop of ore fresh feed rate as
istics (shown in Table VII) of the operating grinding system. t/h.
After the system reaches steady state, the control effect curves After the above fuzzy adjusting, the FA is switched off, and
of PPS with IOSC are protracted in Fig. 8 since min. By the grinding system gradually enters the controllable status that
comparing the estimated with the sampled at the sampling time and again. Such
points of min, min, min, results show the effectiveness of the FA.
min, min, min, min, When min, observe that % mesh
min, and min in the Fig. 8, the good estimation perfor- and % mesh, which indicates that is
mance of PSSM has been demonstrated, which also can be seen too coarse. Thus, the FA is switched on again. From Rule 6 in
in Table VIII. This indicates that the PSSM can meet the accu- Table I: decrease and increase . From the multivariable
racy requirement of closed-loop control of the PPS. As shown fuzzy inference algorithm, the setpoints of these two loop con-
in Fig. 8, under the initial operating point given by the LPSC, trollers are renewed as % kPa, respec-
and are all within the desired range from tively. Then, and fluctuate slightly because of the variety
min to min. Such results show the validity of the of boundary conditions; however, they only change within the
LPSC. desired range at the rest time of experiments.

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740 IEEE TRANSACTIONS ON AUTOMATION SCIENCE AND ENGINEERING, VOL. 6, NO. 4, OCTOBER 2009

Fig. 8. Control effect of the PPS with IOSC. In this experiment, the sampled of the PPS is provided by assaying in laboratory. The interval of sampling is 1 h.
The estimated of the PPS is weighted averages of the soft-sensor outputs within 10 min, which obtained by (15). The zone between two dash-dotted lines is the
desired range of the PPS.

TABLE VII
DESCRIPTION CHARACTERISTICS F AND PRE-SETPOINTS 2OF THE OPERATING GRINDING SYSTEM IN EXPERIMENT

Through the above industrial experiments as long as 540 min, smaller fluctuation scope, and are almost within the desired
the actual values of the PPSc and the PPSh are all controlled range. Moreover, the long time running data also show that
within their desired ranges. Moreover, the ore fresh feed rate the statistical average of the PPSc with the same desired range
is increased 2.9 t/h, which means that the GPR is improved. 56%–60% mesh has been increased from 56.9%
Such experiment results show the effectiveness and validity of mesh with human supervision to 58.1% mesh with IOSC,
the proposed IOSC. and the statistical average of the PPSh with the same desired
range 76%–80% mesh has been increased from 76.6%
B. Some Application Results and Comparisons mesh with human supervision to 77.9% mesh with
The results of the above industrial experiments show the good IOSC. Such results show that the proposed IOSC approach has
control performance of the PPS; therefore, the proposed IOSC achieved the optimization of the PPS.
approach can be extended to apply in the grinding procedure of Fig. 11(A) and (B) show the comparisons of the qualified
this mineral processing plant. At present, the developed control ratio of concentrate grade and the metal recovery in terms of
system based on the IOSC approach has been applied in this human supervision scheme and IOSC scheme, respectively.
concentration plant for more than two years. The application It can be seen that the qualified ratio of concentrate has been
effects can be shown from following statistical figures and data. improved greatly. The month average has been improved
Figs. 9 and 10 show the comparisons of control effect of the by around 15.77%. Moreover, the metal recovery has been
PPSc and the PPSh in terms of human supervision scheme and increased slightly by around 1.51%. Although reasons for
IOSC scheme, respectively. Compared with human supervi- improvement of these two indices cannot be attributable only to
sion, the values of sampled PPSc and PPSh with IOSC have the optimization of the PPS with the IOSC, it is well known that

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ZHOU et al.: INTELLIGENT OPTIMAL-SETTING CONTROL FOR GRINDING CIRCUITS OF MINERAL PROCESSING PROCESS 741

TABLE VIII
COMPARISON OF THE ESTIMATED WITH THE SAMPLED AT THE SAMPLING TIME POINTS IN FIG. 8

Fig. 9. Comparison of control effect of the PPSc between with human super- Fig. 11. Qualified ratio of concentrate grade and the metal recovery with IOSC
vision (A) and with IOSC (B). The zone between two dash-dotted lines is the or with human supervision. The data were taken from daily averages and then
desired range of the PPSc. averaged into monthly figures.

Fig. 12(A) and (B) shows the comparisons of the mill


throughput and the operative ratio of mill in terms of human
supervision scheme and IOSC scheme, respectively. Compared
with human supervision, the mill throughput per unit and the
operative ratio of the mill all have been improved greatly with
IOSC. According to statistical analysis, they increased by
around 2.78% and around 4.42%, respectively. Such results
indicate that the optimization of GPR also is achieved with the
proposed IOSC scheme.

C. Costs and Benefits


To construct the hierarchical automation system in this plant
is a long-term and complicated project because of following
aspects.
• The control system to be constructed is complicated. The
development of LLCS mainly include approximately 80
technologic equipments to be monitored, around 180 appa-
ratus to be installed and more than 60 basic control loops
to be configured and tuned. The development of the higher
level IOSC system mainly includes 48 intelligent mod-
Fig. 10. Comparison of control effect of the PPSh between with human super- ules to be designed. For each module, various groups of
vision (A) and with IOSC (B). The zone between two dash-dotted lines is the
desired range of the PPSh. process data and expert knowledge need to be collected and
preprocessed.
• The constructing condition is execrable. Because this plant
a good quality of the PPS can help to optimize the qualified rate is of a long age, most technical equipments are out of
of concentrate grade and the metal recovery of the subsequent date, the network of conveyor and pipeline is interlaced and
beneficiation process. complicated, and the work space is very narrow.

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742 IEEE TRANSACTIONS ON AUTOMATION SCIENCE AND ENGINEERING, VOL. 6, NO. 4, OCTOBER 2009

VI. CONCLUSION
In response to the difficulties in the controlling setpoints man-
ually, an IOSC approach has been proposed for a LLCS con-
trolled grinding system. This approach has been successfully
applied to a typical two-stage GC of a hematite processing plant
in China. As a result, the PPS has been optimized, and the GPR
is increased. Moreover, the energy consumption is reduced and
the whole operational efficiency of the grinding production has
been improved. The presented approach can be extended to a
wide range of processes with the similar features, because it
shows the superiority in the following aspects.
• Because CBR, ANN, and fuzzy logic can model the
process directly using operational experience, expert
knowledge and historic process data, these intelligent
techniques can overcome the disadvantages of traditional
mathematical modeling. The disadvantages of traditional
mathematical modeling are that accurate process models
are difficult to establish and that the model parameters
Fig. 12. Throughput per unit of mill and the operative ratio of mill with IOSC need to be modified frequently.
or with human supervision. The data were taken from daily averages and then • The LLCS is responsible for forcing some loop controlled
averaged into monthly figures. variables to track the given setpoints while assuring
closed-loop stability. The higher level IOSC system is
used to auto-adjust the setpoints of the LLCS so as to
• During the construction of the control system, the daily optimize the production indices and maintain good overall
production of this plant cannot be affected, which brings performance, which are usually beyond the capability of
much inconvenience to the installation of this control the single LLCS.
system. • Via the innovative combination of the loop pre-setting con-
As a result, it takes more than 20 months to complete the troller, the grinding particle size soft-sensor module, the
installation of automation system. The total capital investment fuzzy adjustor and the LLCS, the closed-loop control struc-
is around 15 million RMB, which mainly includes equipment ture for the PPS indices from the lower level to the higher
costs, material cost, personnel subsidy, management fee, and level is established.
maintenances cost. The cost seems to be expensive. However, • In contrast with the conventional fixed value control, the
after the control system has been operated in practical grinding range optimal control scheme is used to control the PPS
production, the noteworthy benefits have been achieved gradu- indices, which is much suited for the control of production
ally which can be shown as follows. indices. The range optimal control can maintain the system
• First, since good quality of the PPS and optimization of the stabilization as it does not require frequent adjustment to
GPR are achieved with the IOSC approach, the final con- the controlled system. This means that it can reduce un-
centrate grade and concentrate capacity are all improved, necessary adjustments in response to allowable errors in
which directly provide an economic benefit of more than 6 the measurement of production indices and other process
million RMB per year to this plant. variables.
• Since the mill can operate near the maximum operating • The proposed methodology can be easily constructed for
power after the installation of the proposed control system, industrial processes due to its hybrid strategy for different
the grinding efficiency has been made either optimum or parts of the control system. The case base of the loop
sub-optimum. Underload and especially overload of mill pre-setting controller and the fuzzy rule base of the fuzzy
is occurred much less frequently than it was before, and adjustor can be obtained from experiential data and expert
thus fewer mill stop/starts are required. For this reason, the knowledge. The index soft-sensor model can be developed
decrease of energy consumption and increase of equipment with the previous data or sampled data obtained by indus-
operational rate are all noteworthy, which has saved the trial experiments.
cost of approximately 1.5 million RMB per year to this
plant.
ACKNOWLEDGMENT
• Finally, since many formal human operations are replaced
by this automatic control system, the number of onsite op- The authors would like to thank the anonymous reviewers
erators has been reduced, leading to a saving cost of around for their constructive comments and the editors for their efforts
1.8 million RMB per year to this plant. in editing and polishing the article. The authors would also like
The above statistical data on cost and benefit shows the con- thank Prof. S. Lu, Prof. H. Yue, Dr. Y. Fu, Dr. L. Zhai, and
structed IOSC-based automation system has a sound ability of Dr. D. Zhao for their several suggestions which improved this
investment recovery and payoff. paper.

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