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Health Psychology Copyright 1995 by the American Psychological Association, Inc.

1995, Vol. 14, No. 2,152-163 0278-6133/95/S3.00

Social Support, Coping, and Depressive Symptoms in a


Late-Middle-Aged Sample of Patients Reporting Cardiac Illness
Charles J. Holahan Rudolf H. Moos
University of Texas at Austin Department of Veterans Affairs and Stanford University
Medical Centers, Palo Alto

Carole K. Holahan Penny L. Brennan


University of Texas at Austin Department of Veterans Affairs and Stanford University
Medical Centers, Palo Alto
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
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This study tests a 1-year predictive model of depressive symptoms in a late-middle-aged sample of
patients reporting diagnoses of cardiac illness. Results based on 325 individuals (248 men and 77
women) diagnosed with chronic cardiac illness, 71 individuals (52 men and 19 women) diagnosed
with acute cardiac illness, and 219 healthy controls (129 men and 90 women) strongly supported the
hypotheses. Compared with healthy persons, individuals with chronic and those with acute cardiac
illness reported more depressive symptoms at follow-up. Women overall showed more depressive
symptoms than did men, and women with cardiac illness were particularly vulnerable to behavioral
manifestations of depressive symptoms. Integrative time-lag and prospective structural equation
models indicated that, for individuals with cardiac illness, social support and adaptive coping
strategies predicted fewer depressive symptoms.

Key words: cardiac illness, depressive symptoms, social support, coping

Increasingly, the biomedical view of illness is being supple- focusing on the protective roles of social support and adaptive
mented by broader perspectives recognizing that psychological coping strategies.
processes and outcomes are central to understanding and
treating physical disease (Kaplan, 1990; Peterson, 1989). For
example, in cardiac rehabilitation emotional factors are of as Cardiac Illness and Depressive Symptoms
much concern as medical status (Jenkins, Jono, Stanton, &
Stroup-Benham, 1990; Kaplan, 1988). In fact, psychosocial Fear and uncertainty are common among cardiac patients,
factors can outweigh physical health status in predicting return with a significant subset of patients vulnerable to serious
to normal functioning in recovery from cardiac disease (Neill depression (Forrester et al., 1992). For example, in a sample of
et al., 1985). New cardiac treatments that enhance survival almost 300 patients experiencing myocardial infarction
increase the need to understand psychological functioning (Schleifer et al., 1989), almost half met diagnostic criteria for
among persons living with long-term cardiac conditions (Allen, major or minor depression 1 week after infarction and one
Fitzgerald, Swank, & Becker, 1990). Here, we test a 1-year third met these criteria 3 to 4 months later. High levels of
predictive model of depressive symptoms in a late-middle-aged depression also have been reported for a significant number of
sample of patients reporting diagnoses of cardiac illness, individuals approximately 1 year postinfarction (Follick et al.,
1988; Wiklund, Sanne, Vendin, & Wilhelmsson, 1984) and
after cardiac surgery (Langeluddecke, Fulcher, Baird, Hughes,
& Tennant, 1989; Magni et al., 1987).
Charles J. Holahan, Department of Psychology, and Carole K.
Holahan, Department of Educational Psychology, University of Texas
Although longer term psychosocial adjustment to cardiac
at Austin; Rudolf H. Moos and Penny L. Brennan, Department of disease has received less study, there is evidence that chronic
Veterans Affairs and Stanford University Medical Centers, Palo Alto, CA cardiac illness also is psychosocially debilitating. For example,
This work was supported by National Heart, Lung, and Blood among 400 men recovering from a first myocardial infarction,
Institute Grant 1-RO3-HL48063; American Heart Association Texas one third showed substantial depressed mood at a 3-year
Affiliate Grants 90G-404 and 91R-404; National Institute of Alcohol follow-up (Waltz, Badura, Pfaff, & Schott, 1988). Similarly,
Abuse and Alcoholism Grant AA06699; and Department of Veterans Havik and Maelands (1990) found that, among almost 300
Affairs Health Services Research and Development Service funds. patients recovering from myocardial infarction, almost 20%
We gratefully acknowledge the assistance of John Potthoff, Jennifer had failed to achieve emotional adjustment at a 3- to 5-year
Mertens, Bernice Moos, Kathleen Mackie, Hugh Crean, and Ashley
Merritt in data analysis and of Deborah Blankfeld, Liza Bonin, and
follow-up.
David Valentiner in library research.
Research on psychosocial adjustment to cardiac illness has
Correspondence concerning this article should be addressed to focused primarily on men, and much less is known about
Charles J. Holahan, Department of Psychology, University of Texas, women's adjustment to cardiac disease (Wenger, Speroff, &
Austin, TX 78712. Packard, 1993). The importance of understanding women's

152
DEPRESSIVE SYMPTOMS AND CARDIAC ILLNESS 153

adjustment to cardiac illness is underscored by recent concern as what an individual "draws on in order to cope," also argued
that women may receive less appropriate cardiac treatment that resources "precede and influence coping" (p. 158).
than men (Killer, 1992; Maynard, Litwin, Martin, & Weaver, Similarly, Thoits (1986) viewed social support as coping
1992). Moreover, emerging findings suggest that women with assistance. In a cross-sectional test of this model with almost
cardiac illness are more symptomatic, more depressed, and 400 individuals with chronic cardiac illness (Holahan et al., in
experience poorer functional capacity than men (Shumaker & press), we found that social support related to depression both
Czajkowski, 1993). For example, in cross-sectional analyses directly and indirectly through adaptive coping strategies.
(Holahan, Moos, Holahan, & Brennan, in press), we found
that on average individuals with chronic cardiac illness were
more depressed than were persons free of illness and that The Present Study
women's adjustment to cardiac illness was poorer than men's. The purpose of this study was to test a 1-year predictive
model of depressive symptoms in a late-middle-aged sample of
Social Support patients reporting diagnoses of cardiac illness, focusing on the
protective roles of social support and adaptive coping strate-
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Investigators are focusing increasingly on the determinants gies. The study extends earlier research in several ways. First,
of individual differences in psychosocial adjustment among we integrate two key sets of psychosocial factors—social
cardiac patients, with particular attention addressed to the support and adaptive coping strategies—identified in previous
protective roles of social support and adaptive coping strate- research in a unifying predictive framework. In addition, we
gies. Growing evidence links social support to quality of life focus on social support in a number of distinct life domains.
after cardiac illness (Jenkins et al., 1990). Social support is Moreover, we strengthen the causal model by examining the
defined as the perception of emotional sustenance, informa- role of social support in predicting subsequent depressive
tional guidance, and tangible assistance (Davidson, 1987). symptoms, controlling for prior depressive symptoms. This
Esteem support, which involves perceptions of being valued and controls for the possibility that the predictive role of social
competent, appears to be especially valuable after cardiac support may be affected by ongoing depressive symptoms, that
surgery (King, Reis, Porter, & Norsen, 1993). is, that depressed individuals may both withdraw socially and
For example, long-term psychosocial adaptation to cardiac be less sought after interpersonally. Furthermore we examine
illness was better among married men in high-intimacy in psychological adjustment to both chronic and acute cardiac
contrast with low-intimacy marriages, even when their physical illness. Finally, in light of increasing concern about cardiac
health was poor (Waltz et al., 1988). The psychosocial benefits illness in women, we examine change in depressive symptoms
of a healthy marital relationship probably derive from a low over a 1-year period among both men and women.
level of interpersonal stressors as well as a positive emotional On the basis of previous research (Havik & Maelands, 1990;
quality (Badura & Waltz, 1984; Waltz, 1986). Moreover, Schleifer et al., 1989; Waltz et al., 1988), we predicted that
although research has focused most on spousal support, both individuals with chronic and those with acute cardiac
psychosocial adjustment during cardiac rehabilitation derives illness would report more depressive symptoms than would
from various sources of social support, including the family, persons free of illness at a 1-year follow-up. We tested these
work setting, and broader social network (Davidson, 1987; predictions with 325 individuals diagnosed with chronic car-
Roberts et al., 1986). diac illness, 71 individuals diagnosed with acute cardiac illness,
and 219 healthy controls. We also hypothesized that cardiac
Coping Strategies illness would relate to depressive symptoms more strongly
among women than among men (see Shumaker & Czajkowski,
In contrast with early assumptions that focused simply on 1993).
denial, current research indicates that coping with cardiac In addition, on the basis of research on the roles of social
illness entails a wide variety of cognitive and behavioral support (King et al., 1993; Waltz et al., 1988) and adaptive
strategies involving both avoidance and active efforts to master coping strategies (Affleck, Tennen, & Croog, 1987; Levine et
the situation (Scherck, 1992). Active, approach-oriented cop- al., 1987; Mayou & Bryant, 1987) in adjustment to cardiac
ing is positively related to quality of life among persons illness, we predicted that more social support and more
recovering from cardiac surgery (Scheier et al., 1989). Al- adaptive coping strategies would relate to fewer depressive
though avoidant forms of coping, such as denial, sometimes symptoms at follow-up. Finally, applying Holahan and Moos's
can be beneficial in the initial interval after a health crisis (1987,1990,1991) resources model of coping, we hypothesized
(Levenson, Mishra, Hamer, & Hastillo, 1989), they are gener- that social support would predict subsequent depressive symp-
ally detrimental in the longer term (Levine et al., 1987; Suls & toms both directly and indirectly through adaptive coping
Fletcher, 1985). For example, Mayou and Bryant (1987) found strategies. On the basis of evidence that these factors play a
that patients who adopted a passive approach to coronary protective role with a wide range of life stressors (see Holahan
artery surgery showed poorer quality of life 1 year after & Moos, 1994), we expected that these relations would hold
surgery. for both chronic and acute cardiac illness. This set of predic-
Holahan and Moos (1987,1990, 1991) proposed a resources tions is shown graphically in Figure 1 as a structural equation
model of coping in which coping functions as one mechanism model that includes a measurement model for social support,
through which resources, such as social support, relate to percentage of approach coping, and depressive symptoms
adjustment. Lazarus and Folkman (1984), defining resources latent constructs in a time-lag model. We tested this model
154 HOLAHAN, MOOS, HOLAHAN, AND BRENNAN

Figure 1. Hypothesized structural equation and measurement models for a time-lag model predicting
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depression over a 1-year period. Latent constructs are shown in ellipses, and observed variables are shown
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in rectangles.

with the combined samples of 396 individuals diagnosed with cardiac illness (M = 61.1 years, SD = 2.93) groups were older than
cardiac illness using both single-group and multigroup (chronic the healthy control group (M = 60.8 years, SD = 3.27) at Time 1,
and acute illness) LISREL analyses (Joreskog & Sorbom, F(2, 612) = 6.92, p < .01. In a 3 (illness) x 2 (gender) analysis of
1989). variance (ANOVA), there was a significant main effect of gender on
age, F(\, 596) = 4.11, p < .05, with men nearly 1 year older than
women. This difference mirrors the age distribution in the overall
Method sample in which the median age for men was 1 year older than that for
women.
Sample Selection and Characteristics
In the two cardiac illness samples, three quarters of the respondents
The present research is part of a larger project examining stress, were men, most respondents (94%) were of Anglo-Saxon descent, two
coping, and health-related outcomes among late-middle-aged and thirds were married, one third was employed full or part time, and they
older adults (see Brennan & Moos, 1990; Moos, Brennan, Fondacaro, had an average family income of $33,000. The predominant reasons for
& Moos, 1990). The sample at Time 1 included individuals between unemployment in the cardiac illness samples were poor health (40%)
the ages of 55 and 65 who had contact with one of two large medical and retirement (46%). Compared with the healthy control group, the
centers. Psychosocial and physical health data were obtained from cardiac illness groups consisted of more men, x2(2, N = 615) = 19.25,
self-report inventories at two time points 1 year apart. Intensive p < .01, fewer employed persons, x2(2, N - 615) = 34.03, p < .01, and
telephone and mail follow-ups were used to maximize the response lower family incomes, F(2,601) = 17.83, p < .01.
rate and to obtain complete data. Of eligible respondents contacted,
96% agreed to participate in the survey, and 89% (1,884) of them
provided complete data at Time 1. Of the 1,838 Time 1 respondents Measures
still living at Time 2,95% (1,755) provided complete data at follow-up.
Although this is not a random sample of late-middle-aged individu- In addition to sociodemographic data, the database included self-
als, the sample is roughly comparable with other community samples report information on participants' physical health, depression, social
of older adults with respect to health characteristics such as hospital- support, and coping strategies. Independent health service data also
ization and prevalence of chronic illness (for additional information on were available for approximately one quarter of respondents in the
the full sample, see Brennan & Moos, 1990). For example, in the cardiac samples. All of the self-report indexes were designed for
National Health Survey (Vital and Health Statistics, 1986) 18% of survey research with community samples. The indexes have strong
individuals between the ages of 45 and 64 years had been hospitalized psychometric properties and are associated with one another and with
in the past year, with an average stay of 12 days. In our sample of 55- to psychological adjustment in expected ways. Descriptive and psychomet-
65-year-olds, 26% had been hospitalized, with an average stay of 14 ric information on the measures is available from the following
days. Chronic heart disease was reported by 13% (14% of men and sources: (a) the Life Stressors and Social Resources Inventory (LISRES;
12% of women) of National Health Survey respondents; chronic heart Moos & Moos, 1994) for the physical health, negative life events, and
disease was reported by 19% (24% of men and 12% of women) of the social support measures; (b) the Coping Responses Inventory (CRI;
participants in our sample. Moos, 1993) for the coping strategies measure; and (c) the Health and
Among those providing complete data at both assessments, the 325 Daily Living Form (HDL; Moos, Cronkite, & Finney, 1990) for the
respondents (19%; 248 men and 77 women) who reported diagnosed depressive symptoms measure.
chronic cardiac illness at Time 1 constituted the chronic cardiac illness Chronic illness. Chronic medical conditions were assessed with the
group. The 71 respondents (4%; 52 men and 19 women) who reported LISRES. Respondents were asked to indicate whether any of 13
at Time 2 that cardiac illness was first diagnosed during the preceding medical conditions (e.g., heart trouble, cancer, and arthritis) had been
year constituted the acute cardiac illness group. The healthy control diagnosed by a doctor during the previous year, and if so, whether the
group consisted of the 219 respondents (13%; 129 men and 90 women) condition had begun prior to the previous year. Chronic cardiac illness
who reported no diagnosed illnesses of any type at either of the two was defined by affirmative responses to the "heart trouble" item at
assessments. There were no significant demographic differences be- Time 1 when the condition was reported as having begun before the
tween the chronic and acute cardiac illness groups. However, both the previous year. Acute cardiac illness was defined by affirmative re-
chronic cardiac illness (M = 61.8 years, SD = 3.16) and the acute sponses to the "heart trouble" item at Time 2 when no heart trouble
DEPRESSIVE SYMPTOMS AND CARDIAC ILLNESS 155

was reported at Time I.1 To sharpen our focus on cardiac illness, for family, network, and work support, respectively, for the combined
individuals reporting medical conditions on the list that related to cardiac samples), with stability somewhat higher for the acute com-
broader vascular or circulatory problems (e.g., stroke and high blood pared with the chronic illness group.
pressure) were not included in the cardiac illness groups when these Percentage approach coping. Coping was measured at Time 2 with
were the only conditions reported. However, individuals reporting four CRI subscales (Moos, 1993). Respondents were asked to identify
both heart trouble and vascular or circulatory problems were included the "most important problem or stressful situation" they had experi-
in the cardiac illness groups. Healthy controls were individuals who enced in the past 12 months and to rate how frequently they had
reported no chronic or acute medical conditions at either Time 1 or engaged in each of a variety of cognitive and behavioral coping
Time 2. responses to deal with it, using a 4-point scale ranging from 0 (not at
Physical symptoms associated with cardiac illness. Physical symp- all) to 3 (fairfy often). The coping problems respondents selected were
toms at follow-up also were assessed with the LISRES. Respondents coded into 12 categories. The predominant problem category for
were asked to indicate whether they had experienced any of five subjects in the cardiac illness samples was their own illness (34%). The
symptoms often associated with cardiac illness (i.e., pain in the heart next most common categories for these subjects involved problems
or tightness or heaviness in the chest, trouble breathing or shortness of that often accompany chronic illness: problems with one's spouse and
breadth, swollen ankles, getting very tired in a short time, and trouble children (25%) and financial and work-related problems (18%). The
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climbing stairs or getting outdoors) during the previous year. remaining problem categories primarily involved interpersonal prob-
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Social support. The measure of social support at Time 1 comprised lems with one's extended family.
10 subscales in three domains—family, work, and social network— We conceptualized coping strategies according to two major foci—
taken from the LISRES (for scoring details see Moos & Moos, 1994). approach and avoidance—with each of these foci subdivided according
Consistent with the idea that the benefits of social resources derive to cognitive and behavioral coping methods (for a fuller discussion, see
from reduced interpersonal strains as well as emotional support Moos & Schaefer, 1993; for an application, see Valentiner, Holahan,
(Badura & Waltz, 1984; Waltz, 1986), the measure assesses negative & Moos, 1994). Two subscales indexed approach coping. Positive
aspects of social relationships, such as conflict and criticism from reappraisal involves cognitive attempts to actively restructure a prob-
others, as well as positive ones, such as confiding and understanding. lem in a positive way while accepting the reality of the situation.
The family support measure consisted of 38 items derived from four Problem solving involves behavioral attempts to deal directly with the
subscales assessing both positive and negative (reverse scored) aspects problem. For example, respondents were asked "Did you think about
of social support from both spouse and children. For example, how this event could change your life in a positive way?" (positive
respondents were asked of their spouse "Does he or she really reappraisal) and "Did you make a plan of action and follow it?"
understand how you feel about things?" and "Does he or she get angry (problem solving).
or lose his or her temper with you?" Responses were scored on a Two other subscales indexed avoidance coping. Cognitive avoidance
5-point scale, ranging from 0 (never) to 4 (often). The total score for involves cognitive attempts to avoid thinking realistically about the
family support was derived by averaging the scores (standardized) for problem. Emotional discharge involves behavioral attempts to reduce
the four component subscales; the mean of support from spouse and tension by expressing negative feelings rather than directly dealing
children was used when data were available from at least one of these with the problem. For example, respondents were asked "Did you try
sources. Moos and Moos (1994) reported Cronbach alphas between to deny how serious the problem really was?" (cognitive avoidance)
.81 and .91 for the component subscales in the overall sample (N = and "Did you take it out on other people when you felt angry or
1,884). For the entire family support measure, Cronbach's alpha was depressed?" (emotional discharge). In the overall sample, Cronbach
.92 in the overall sample. alphas were .73, .66, .71, and .60, respectively, for the measures of
The work support measure consisted of 12 items derived from two positive reappraisal, problem solving, cognitive avoidance, and emo-
subscales assessing both positive and negative (reverse scored) aspects tional discharge. In interpreting the internal consistency of the coping
of social support in the workplace. For example, respondents were subscales, it should be kept in mind that the use of one coping response
asked "Do you talk with your fellow employees about your work may reduce the need to use other responses from the same category.
problems?" and "Does your supervisor criticize you over minor On the basis of earlier research demonstrating predictive advan-
things?" Responses were scored on the same 5-point scale used for the tages of relative versus absolute coping scores (Vitaliano, Maiuro, &
family support items, and the total score for work support was derived Russo, 1987) and following our earlier research (Holahan & Moos,
by averaging the scores (standardized) for the two component sub- 1990, 1991), we examined percentage of approach coping. The four
scales. Moos and Moos (1994) reported Cronbach alphas between .50 coping subscale scores allowed us to compute separate indices of the
and .69 for the component subscales in the overall sample. For the percentage of cognitive and behavioral approach coping. Percentage
entire work support measure, Cronbach's alpha was .55 in the overall cognitive approach coping was computed by dividing positive reap-
sample. praisal by total cognitive coping (i.e., the sum of positive reappraisal
The social network support measure consisted of 48 items derived and cognitive avoidance). Percentage behavioral approach coping was
from four subscales assessing both positive and negative (reverse computed by dividing problem solving by total behavioral coping (i.e.,
scored) aspects of social support from friends and relatives. For the sum of problem solving and emotional discharge).
example, respondents were asked "Do you confide in any of your Depressive symptoms. Depressive symptoms at both the initial and
friends?" and "Are any of your friends critical or disapproving of follow-up assessments were tapped by an index of 12 symptoms
you?" Responses were scored on the same 5-point scale used for the experienced during the previous month derived from Research Diagnos-
family and work support items. The total score for social network tic Criteria (RDC; Spitzer, Endicott, & Robins, 1978). For each item,
support was derived by averaging the scores (standardized) for the respondents indicated how often they had experienced the symptoms
four component subscales; the mean of support from friends and during the past month on a 5-point scale from 0 (never) to 4 (often).
relatives was used when data were available from at least one of these Following Billings, Cronkite, and Moos (1983) and Holahan and Moos
sources. Moos and Moos (1994) reported Cronbach alphas between
.77 and .92 for the component subscales in the overall sample. For the 1
Although "heart trouble" taps broadly defined cardiac illness,
entire social network support measure, Cronbach's alpha was .86 in evidence suggests that psychosocial adjustment is similar across
the overall sample. The social support measures were moderately diverse cardiac conditions, from ventricular dysrhythmia without loss
stable over the two assessments (Time 1-Time 2 rs = .70, .59, and .54 of consciousness to cardiac arrest (Kolar & Dracup, 1990).
156 HOLAHAN, MOOS, HOLAHAN, AND BRENNAN

(1991), the depression measure was divided into two subscales: derived from the VA Patient Treatment File, which includes
Depressed Mood and Ideation and Depressive Features. Depressed diagnostic information on inpatients treated in VA Medical
Mood and Ideation is the sum of 7 items that tap mood-related Centers. We adopted a conservative approach whereby medi-
symptoms (e.g., feeling guilty, worthless, or down on yourself and
cal diagnoses of broader cerebrovascular (e.g., stroke) or
feeling negative or pessimistic; Cronbach's a = .91 in the overall
sample). Depressive Features is the sum of 5 symptoms that tap
circulatory (e.g., hypertension) disorders were not included in
behavioral manifestations of depression (e.g., crying and feeling identifying cardiac diagnoses. This approach also is conserva-
resentful, irritable, and angry; Cronbach's a = .81 in the overall tive because cardiac illness appears as a diagnosis in the
sample). To avoid confounding symptoms of physical illness with Patient Treatment File only if it is a primary or contributing
symptoms of depression, items tapping endogenous depression (e.g., factor in a particular inpatient episode. Thus, patients with
physical symptoms or complaints) were removed from the index of cardiac disease who were hospitalized for unrelated conditions
depressive features (see Moos, Cronkite, & Finney, 1990). would not receive a cardiac diagnosis.
Although indexes of this type do not measure clinical illness, they Data about recent inpatient treatment were available for
tap a consistent and meaningful aspect of psychological distress that
107 (30%) of the individuals in the chronic cardiac illness
may be associated with clinical disorder (Link & Dohrenwend, 1980).
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In a validity check with a set of depressed patients (Billings & Moos,


group at Time 1. Of these individuals, 82 had a cardiac
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1985), the depressive symptoms index was highly correlated with the diagnosis (e.g., ischemic heart [coronary artery] disease), on
Beck Depression Inventory at treatment intake (r = .88, n = 54) and at the basis of International Classification of Diseases: Clinical
posttreatment follow-up (r = .92, n = 31). Modification classifications (Commission on Professional and
Hospital Activities, 1986), as a primary or contributing factor
to an inpatient hospitalization in the 4 years prior to our Time
Results 1 assessment. Recognizing that some individuals with existing
chronic cardiac illness might not have experienced a hospital-
Comparisons of Cardiac and Control Samples ization related to their cardiac illness until after our assess-
Validity Checks ment was made, we also examined the 4-year period immedi-
ately after our initial assessment. Of the remaining 25
Convergent validity. To test the convergent validity of respon- respondents, an additional 7 persons showed a cardiac diagno-
dents' self-reported cardiac illness, we compared the chronic sis as a primary or contributing factor to an inpatient hospital-
cardiac illness, acute cardiac illness, and healthy control ization.
groups at Time 2 on the heart-related physical symptoms they For respondents in the acute cardiac illness group, we
experienced during the previous year. To control for demo- limited our search to the period covering the 4 years after our
graphic differences among groups, age, family income, and initial assessment because their cardiac diagnosis postdated
employment status were used as covariates in a one-factor that assessment. Diagnostic data were available for 14 (20%)
(illness) analysis of covariance (ANCOVA). Results showed of these individuals. Of these, 11 individuals showed a cardiac
significant differences among the three groups on heart- diagnosis as a primary or contributing factor to an inpatient
related physical symptoms, F(2, 596) = 14.53, p < .01. Group hospitalization in the 4 years after our Time 1 assessment.
contrasts showed that the combined cardiac illness groups Combining these data for the two cardiac samples, a total of
reported significantly (p < .01) more heart-related symptoms 100 (83%) of the 121 respondents for whom data were
than did healthy controls; chronically and acutely ill individu- available showed a cardiac diagnosis as having contributed to
als did not differ significantly on these symptoms. an inpatient hospitalization. Because this validation sample
Follow-up univariate ANCOVAs indicated that each of the consisted overwhelmingly (98%) of men, these criterion-
five heart-related physical symptoms was significantly higher related validity data apply essentially only to men.
for the combined cardiac illness groups than for the control
group (p < .01). Pain in the heart was reported by 47% of
respondents in the cardiac samples, compared with only 2% of Depressive Symptoms at Follow-Up
healthy controls. Trouble breathing, swollen ankles, getting
tired very quickly, and trouble climbing stairs were reported by We compared the chronic cardiac illness, acute cardiac
an average of 37% of respondents in the cardiac samples, illness, and healthy control groups on depressive symptoms at
compared with an average of less than 5% of healthy controls. follow-up. To control for demographic differences among
To examine the role of gender, we compared the combined groups, age, family income, and employment status were used
cardiac illness groups and healthy controls in a 2 (illness) x 2 as covariates, and gender was included as a factor. Cell means
(gender) ANCOVA (again controlling for age, family income, and standard deviations for Time 2 depressed mood and
and employment status). Although there was no main effect depressive features are reported in Table 1.
for sex, the Illness x Gender interaction was significant, F(l, Separate 3 (Illness) x 2 (Gender) ANCOVAs showed that
595) = 5.08, p < .05, reflecting particularly high levels of the three illness groups differed significantly on both de-
heart-related symptoms for women in the cardiac samples. pressed mood, F(2, 593) = 13.47, p < .01, and depressive
Criterion-related validity. A test of the criterion-related features, F(2, 593) = 24.37, p < .01, at follow-up. As
validity of self-reported cardiac illness was possible from predicted, group contrasts showed that the combined cardiac
independent data that were available for those respondents illness groups scored significantly (p < .01) higher than did the
who had relatively recent inpatient episodes in Department of control group on both measures of depressive symptoms.
Veterans Affairs (VA) Medical Centers. These data were Although acutely ill individuals scored somewhat higher on
DEPRESSIVE SYMPTOMS AND CARDIAC ILLNESS 157

Table 1
Means and Standard Deviations for Men and Women in the Chronic Cardiac Illness, Acute
Cardiac Illness, and Healthy Control Groups on Time 2 Depressive Symptoms
Chronic cardiac Acute cardiac
illness illness Healthy control
Variable Men Women Men Women Men Women
Depressed mood
M 7.32 8.43 7.96 10.58 5.09 5.78
SD 5.63 5.50 6.21 6.67 4.96 4.15
Depressive features
M 5.50 7.43 5.94 9.42 3.70 4.58
SD 3.73 4.06 4.18 3.92 3.17 3.17
n 248 77 52 19 129 90
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both indexes of depressive symptoms, the two illness groups measured with two indicators (percentage cognitive approach
did not differ significantly on either index. coping and percentage behavioral approach coping) and was
Women experienced significantly more depressed mood, included in the model as a mediator between initial social
F(l, 593) = 5.34,/j < .05, and depressive features, F(l, 593) = support and subsequent depression. A second endogenous
26.47, p < .01, than did men. Moreover, the Illness x Gender variable, Time 2 depressive symptoms, was measured with two
interaction was significant for depressive features, F(2,593) = indicators (depressed mood and depressive features) and was
3.63, p < .05, reflecting a particularly high level of depressive included as an outcome variable.
features for women with cardiac illness, particularly among To examine the predictive role of social support indepen-
women who were acutely ill. dent of ongoing depressive symptoms, a more conservative test
Although on average individuals with cardiac illness re- controlled for initial depressive symptoms. This prospective
ported more depressive symptoms than did healthy controls, model included an additional endogenous variable for Time 1
the level of depressive symptoms in the cardiac groups varied depressive symptoms, which also was measured with two
markedly. Some individuals with cardiac illness reported no indicators (depressed mood and depressive features). To
depressive symptoms, whereas others reported very high lev- provide a metric for the latent constructs and to identify the
els—as high as all 12 symptoms of depression experienced measurement model, the first indicator loading for each latent
"fairly often." We next examine the determinants of depres- construct was set to 1.0 in the unstandardized solution for each
sive symptoms in the cardiac samples. model.
Zero-order correlations among the study variables for the
Integrative Predictive Models for Cardiac Samples combined cardiac samples are presented in Table 2. Pairwise
deletion of missing values was used. Missing values substan-
Formulation of the LISREL Models
tially affected only work support; it should be kept in mind that
We tested our predictive framework with the combined the social support latent construct was indexed by three
cardiac samples in a structural equation model using both indicators for respondents who were employed and by two
single-group and multigroup (chronic and acute illness) LIS- indicators for those who were unemployed. Variance-
REL analyses (Joreskog & Sorbom, 1989). The time-lag model covariance matrices were used in the LISREL analyses.
included three latent variables. An exogenous variable for Consistent with our cross-sectional findings (Holahan et al.,
Time 1 social support was measured with three indicators: in press), the pattern of intercorrelations among the variables
family support, work support, and social network support. An in the model was comparable for men and women. However, to
endogenous variable, Time 2 percentage approach coping, was ensure that the analyses were independent of gender we

Table2
Zero-Order Correlations Among the Study Variables for the Combined
Cardiac Samples (N = 396)
Variable 1
Time 1
1. Family support — .25 .42 -.33 -.33 .20 .22 -.32 -.34
2. Work support — .29 -.30 -.31 .19 .22 -.36 -.41
3. Social network support — -.27 -.28 .14 .24 -.30 -.27
4. Depressed mood — .80 -.29 -.37 .72 .63
5. Depressive features -.29 -.41 .67 .74
Time 2 —
6. % cognitive approach coping .38 -.35 -.33
7. % behavioral approach coping —
-.52 -.53
8. Depressed mood .83
9. Depressive features —
158 HOLAHAN, MOOS, HOLAHAN, AND BRENNAN

controlled for gender in the variance-covariance matrices for of the model for both cardiac samples, we tested the prospec-
all analyses. A comparison of men and women in the combined tive model in a multigroup (chronic and acute illness) LISREL
cardiac samples revealed mean differences for gender on two analysis. The multigroup analysis of the variance-covariance
of the predictive variables in the model. Men scored higher matrices, with both measurement model and structural model
than women on percentage behavioral approach coping, F(l, parameters equated across groups, provided an adequate fit to
382) = 6.01, p < .05, whereas women scored higher than men the data, overall x2(52, combined W = 396) = 62.83, p > .10
on social network support, F(l, 394) = 6.52,;? < .05. (GFIs = .98 and .91 for chronic and acute groups, respec-
tively).4 All parameter estimates in the measurement and
Estimation of the Time-Lag LISREL Model structural models remained significant (a = .05), with param-
eter estimates very close to those in the single-group analysis
The results of the LISREL test of the hypothesized time-lag with the combined cardiac samples. Moreover, there was a
model are presented graphically in Figure 2, which includes nonsignificant change in model fit when the structural models,
standardized estimates of parameters in the measurement and X2(9, combined N = 396) = 10.45, p > .30, and then the
structural models. In the figure 8 and e represent unique measurement models, x2(4, combined N = 396) = 3.11, p >
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variance in the observed X and Y variables, respectively. The .50, were allowed to vary across cardiac groups.
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time-lag model provided a good fit to the data, overall x2(10, Because the standard errors and chi-square GFIs supplied
N = 396) = 12.05, p > .20 (goodness-of-fit index [GFI] = .99 by LISREL may be less reliable with pairwise deletion of
and adjusted GFI = .98).2 All parameter estimates for the missing values, we repeated the LISREL analyses for both the
measurement model were significant at the .01 level for all time-lag and prospective models using listwise deletion of
three latent variables. In addition, all parameter estimates in missing values (« = 129). For both models, LISREL analyses
the structural model were significant at the .01 level. Social using listwise deletion of missing values resulted in essentially
support was significantly related to both percentage approach the same results as those using pairwise deletion. For both
coping and depressive symptoms at follow-up, and percentage models, the overall model fit and the size and statistical
approach coping also was significantly associated with depres- significance of the hypothesized path coefficients were compa-
sive symptoms. Thus, social support showed a direct relation- rable to those reported above using pairwise deletion.5 We
ship to subsequent depressive symptoms as well as an indirect have presented findings involving pairwise deletion because
relationship mediated by percentage approach coping. they are based on more information than those involving
Moreover, additional correlational analyses showed that the listwise deletion and because including only individuals who
negative aspects of relationships, such as conflict and criticism are employed would greatly restrict the study's external validity.
from family and friends, were as strongly related to poor
adjustment as the positive aspects of support were related to 2
Following earlier cross-sectional research with this data base
better adjustment. The combined items reflecting positive (Holahan et al., in press), a parameter reflecting correlation (e.g.,
aspects of Time 1 support across domains showed a correlation shared method variance in parallel items) between the unique vari-
of -.31 (df = 396, p < .01) with overall Time 2 depressive ances for the measures of family support and social network support
symptoms (depressed mood plus depressive features). The was included in the model.
3
combined items reflecting negative aspects of Time 1 support The construct loadings in the measurement model for depression
across domains showed a correlation of .41 (df = 396,/j < .01) across the two measurement times were constrained to be invariant;
with overall Time 2 depressive symptoms. this constraint led to a nonsignificant change in model fit. Also,
parameters reflecting correlation between the unique variances for the
measures of depressed mood over time and between the unique
Estimation of the Prospective LISREL Model variances for the measures of depressive features over time were
included in the model. These are common procedures in structural
The results of the LISREL test of the hypothesized prospec-
models involving lagged measures over time (e.g., Holahan & Moos,
tive model are presented graphically in Figure 3, which 1991).
includes standardized estimates of parameters in the measure- 4
The parameters reflecting correlation between the unique vari-
ment and structural models. The prospective model provided a ances for the measures of family support and social network support
good fit to the data, overall X2(19, N = 396) = 20.91, p > .30 and between the measures of depressive features over time were not
(GFI = .99 and adjusted GFI = .97).3 All parameter estimates significant in the acute illness group and were retained only in the
for the measurement model were significant at the .01 level for model for the chronic illness group. On the basis of examination of the
all four latent variables. In addition, all parameter estimates in modification indices, a parameter reflecting correlation between the
the structural model were significant at the .05 level. Thus, unique variances for the Time 2 measures of percentage behavioral
even controlling for initial depression, social support contin- approach coping and depressed mood was included in the model for
ued to show a direct relationship to subsequent depressive the acute illness group.
5
For the time-lag model, overall x2(H, N = 129) = 7.77, p > .70
symptoms as well as an indirect relationship mediated by (GFI = .98 and adjusted GFI = .96). For the prospective model,
percentage approach coping. overall X2(20, N = 129) = 15.03, p > .70 (GFI = .98 and adjusted
GFI = .94). For both models, all parameter estimates in the measure-
Additional LISREL Analyses ment models and all hypothesized parameter estimates in the struc-
tural models were significant at the .05 level. The parameter reflecting
The pattern of intercorrelations among the variables in the correlation between the unique variances for the measures of family
model was comparable for individuals with acute and chronic support and social network support was not significant in either model
cardiac illness. However, to more systematically examine the fit and was not retained.
DEPRESSIVE SYMPTOMS AND CARDIAC ILLNESS 159

t e
i I

»-
ThM2
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

»- D«pr«Mlv*
This document is copyrighted by the American Psychological Association or one of its allied publishers.

SVMptOM*

s-

Figure 2. Results of the LISREL test (standardized estimates) of the structural equation and
measurement models for the time-lag model with the combined cardiac samples (n = 396). Latent
constructs are shown in ellipses, and observed variables are shown in rectangles. A superscript f indicates a
parameter set to 1.0 in the unstandardized solution. **p < .01.

Discussion depressive symptoms at follow-up than did men. Thus, wom-


en's general vulnerability to depressive symptoms (see Soren-
These findings integrate central psychosocial factors identi- son, Rutter, & Aneshensel, 1991) remains apparent in the
fied in previous research on cardiac illness in a 1-year prospec- context of cardiac illness.
tive framework to predict depressive symptoms in a late-middle- In addition, women with cardiac illness were particularly
aged sample of patients reporting diagnoses of cardiac illness. vulnerable to behavioral manifestations of depressive symp-
Consistent with previous research (Havik & Maelands, 1990; toms in comparison with both men with cardiac illness and
Schleifer et al., 1989; Waltz et al., 1988) and extending our healthy persons. This external expression of distress among
cross-sectional findings (Holahan et al., in press), individuals women with cardiac illness may reflect the fact that they
with both chronic and acute cardiac illness reported more
experience themselves as more sick than do men with cardiac
depressive symptoms at a 1-year follow-up than did persons
illness. Overall, these results encourage broadening the emerg-
free of illness.
Consistent with their experiencing new heart problems, ing interest in improving the medical treatment of women who
acutely ill individuals scored somewhat higher on both indexes are cardiac patients (Kitler, 1992; Maynard et al., 1992) to
of depressive symptoms; however, the two illness groups did encompass concern about enhancing resources and interven-
not differ significantly on either index. The high level of tion efforts that can facilitate their psychosocial rehabilitation
depressive symptoms among chronically ill individuals is consis- (see S. J. Blumenthal & Matthews, 1993).
tent with other research with cardiac patients (Fielding, 1991) The level of depressive symptoms in the cardiac samples
and their spouses (Coyne & Smith, 1991) as well as with varied dramatically. Although some individuals with cardiac
broader evidence of the psychologically debilitating effects of illness reported marked depressive symptoms, others experi-
chronic stressors more generally (Avison & Turner, 1988). enced no depressive symptoms at all. Psychosocial factors were
Moreover, because chronic cardiac illness often gives rise to central to understanding this individual variability—both so-
new negative life events, like rehospitalization and financial cial support and adaptive coping strategies predicted fewer
reverses (Waltz et al., 1988), such illness typically involves a depressive symptoms.
configuration of adaptive demands deriving from both endur- These results are consistent with earlier research indicating
ing stressors and associated acute events (see Pearlin, 1989). that social support, such as confiding in family members and
In support of emerging findings by other investigators on the friends, is associated with better psychosocial adjustment
psychosocial functioning of women with cardiac disease (see among persons with cardiac illness (King et al., 1993; Waltz et
Shumaker & Czajkowski, 1993) and extending our cross- al., 1988). They also support earlier research suggesting that
sectional results (Holahan et al., in press), cardiac illness active coping efforts are beneficial (Scheier et al., 1989) and
related more closely to poorer adjustment among women than avoidant forms of coping harmful (Levine et al., 1987; Mayou
among men. Compared with men, women in the cardiac & Bryant, 1987) to psychosocial functioning after cardiac
samples experienced particularly high levels of heart-related illness. Moreover, the results extend earlier research with
physical symptoms. Moreover, women overall showed more cardiac patients by demonstrating that comparable protective
160 HOLAHAN, MOOS, HOLAHAN, AND BRENNAN

FarolySuppoit 57

Wortc Support

Support!
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Tim* 1 Tim. 2
D*pr***lv* D*pr***lv*
This document is copyrighted by the American Psychological Association or one of its allied publishers.

Symptom* Symptom*

.57

t t t
Figure 3. Results of the LISREL test (standardized estimates) of the structural equation and
measurement models for the prospective model with the combined cardiac samples (n = 396). Latent
constructs are shown in ellipses, and observed variables are shown in rectangles. A superscript f indicates a
parameter set to 1.0 in the unstandardized solution. *p < .05; **p < .01.

processes operate for both chronically and acutely ill individu- finding reinforces more general reconceptualizations of social
als. support that emphasize the adverse influence of negative
Although our findings indicate that women with cardiac aspects of social ties on the overall perception of support and
illness are at particular psychological risk, the pattern of psychological well-being (see Coyne & DeLongis, 1986; Pierce,
intercorrelations among the study variables demonstrated that Sarason, & Sarason, 1991; Rook, 1984).
the protective benefits of social support and adaptive coping In addition, congruent with Holahan and Moos's (1987,
strategies were as advantageous to women as to men with 1990, 1991) resources model of coping and extending our
cardiac illness. Women's use of a lower percentage of behav- cross-sectional research with chronic cardiac patients (Hola-
ioral approach coping strategies compared with men's may han et al., in press), the predictive link of social support with
partially explain their poorer psychosocial adjustment to car- fewer subsequent depressive symptoms operated in part
diac illness. Although women reported relatively more interper- through adaptive coping strategies. This result is consistent
sonal coping problems than men, there was no evidence that with conceptualizations of resources as preceding and influenc-
the types of coping problems faced by women required less ing coping (Lazarus & Folkman, 1984) and of social support as
behavioral approach coping than those experienced by men. assisting coping (Thoits, 1986). This finding also is conceptu-
Women's psychological risk in the context of cardiac illness ally important because it identifies a key mechanism through
also may be linked to factors outside of our predictive which social support relates to adjustment (see Williams,
framework, such as gender-related social role demands (see Wiebe, & Smith, 1992). More practically, it suggests a point of
Verbrugge, 1985). intervention for enhancing coping efforts. Advice from a
Bolstering the view that various sources of social support confidant can provide a context for exploring coping options
relate to psychosocial adjustment during cardiac rehabilitation after cardiac surgery (Kulik & Mahler, 1989), and encourage-
(Davidson, 1987; Roberts et al., 1986), the pattern of correla- ment from a loved one can foster less debilitating appraisals of
tions showed that all three components of social support threat when one is faced with cardiac symptoms (Fontana,
tapped here—family, work, and broader social network—were Kerns, Rosenberg, & Colonese, 1989).
comparably related to adjustment. Furthermore, consistent Some limitations should be noted in interpreting and gener-
with the idea that the benefits of social resources in cardiac alizing these results. Common method (i.e., questionnaire) or
rehabilitation derive from reduced interpersonal strains as agent (i.e., self-report) variance across measures, or both could
well as emotional support (Badura & Waltz, 1984; Waltz, have contributed to the linkages we found. For example,
1986), negative aspects of relationships, such as conflict and depressed individuals may have a general negative bias in their
criticism from family and friends, were as damaging to adjust- perceptions of themselves, their physical health, and other
ment as positive aspects of support were beneficial. This latter persons (see Stokes & McKirnan, 1989). Moreover, some
DEPRESSIVE SYMPTOMS AND CARDIAC ILLNESS 161

patients with cardiac symptoms suffer from panic disorder of female cardiac patients (S. J. Blumenthal & Matthews,
(Chignon, Lepine, & Ades, 1993; Kushner, Thomas, Barrels, & 1993; Shumaker & Czajkowski, 1993). Intervention goals
Beitman, 1992), and because depression is often comorbid consistent with the present findings might include helping
with panic disorder, such patients may inflate the rate of patients learn how to reduce conflict with loved ones and
reported depression. These concerns are diminished some- educating patients about the long-term costs of avoidant forms
what by the use of prospective analyses that control for initial of coping.
depressive symptoms. Nevertheless, future research is needed More broadly, the predictive framework examined here also
to extend these findings to include objective indexes of health may be relevant to understanding psychosocial adjustment to
and functioning. other physical illnesses (see Kaplan, 1990). Gatchel, Baum,
Additional caution is appropriate concerning our findings and Krantz (1989) argued that rehabilitation among patients
with women because our criterion-related validity data apply with cardiac disease is emblematic of psychosocial issues
essentially only to men. There is evidence, for example, that involved in coping with physical illness more generally. Espe-
women report atypical chest pain with angiographically normal cially important, an emphasis on adaptive processes and
arteries more often than men (Wenger et al., 1993). However, resources in managing physical illness can help to promote a
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more optimistic and self-enhancing view of medically ill


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in a state of the issue report on gender and health, Verbrugge


(1985) concluded, "Comparing medical records with interview persons.
reports, shows no difference in how often women and men
report their diagnosed chronic conditions" (p. 171). References
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