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Solar Photovoltaic and


Thermal Energy Systems:
Current Technology and
Future Trends
By M a r i usz M a l i now sk i , Fellow IEEE, J ose I. L eon , Fellow IEEE, a nd
H a i t h a m A bu -R u b , Senior Member IEEE

ABSTRACT  | Solar systems have become very competitive Furthermore, the fluctuating price of the fossil fuels has
solutions for residential, commercial, and industrial applications serious impact on the energy security.
for both standalone and grid connected operations. This There are several alternative resources that can pro-
paper presents an overview of the current status and future vide clean, continuous, and renewable energies such
perspectives of solar energy (mainly photovoltaic) technology as hydropower, solar, wind, biomass, and geothermal.
and the required conversion systems. The focus in the paper Nuclear energy is potential, however its use brings huge
is put on the current technology, installations challenges, and safety risks, therefore as this, it cannot be deemed as a
future expectations. Various aspects related to the global solar clean or safe source.
market, the photovoltaic (PV) modules cost and technology, Renewable energy sources (RESs) are receiving sig-
and the power electronics converter systems are addressed. nificant attention worldwide as a sustainable alterna-
Research trends and recommendations for each of the PV tive type of energy supply being an important sector of
system sectors are also discussed. the global energy generation [1]. Renewable energies are
expected to overtake coal around 2030 to become the
KEYWORDS  | Photovoltaic (PV) systems; renewable energy
largest power source and achieving 34% of total energy
sources; solar power generation
generation on 2040 as shown in Fig. 1 [2]. The renewable
energy growth rate in different areas is increasing sharply
I.  I N T RODUC T ION with promising target as shown in Fig. 2.
Currently, the reliable and resilient energy systems are RESs are clean and environmental friendly
based on fossil fuels burning which are still dominating resources, hence they play an important role in reduc-
worldwide. However, fossil fuels are nonrenewable and ing greenhouse gas emissions. Investing in RESs could
directly emit greenhouse gases to the environment. This has help in reaching little to no global warming effects and
been leading to serious environmental and health impacts. gas emissions, which would help in improving pub-
lic health and in protecting our environment [3]. This
improves human life quality by providing enormous and
inexhaustible energy supply, with more jobs, and other
Manuscript received January 30, 2017; revised March 26, 2017; accepted
March 27, 2017. This work was supported by the Qatar National Research Fund (a mem- economic benefits such as stable energy prices. Wide
ber of Qatar Foundation) under the NPRP-EP Grant #[X-033-2-007]; by the TEAM- spread of RESs has more benefits than aforementioned
TECH/2016-1/5 Project carried out within the TEAM-TECH program of the Foundation
for Polish Science cofinanced by the European Union under the European Regional economic, health, and environmental aspects [4]. There
Development Fund; by the Andalusian Science and Innovation Project P11-TIC-7070; and
by the Spanish Science and Innovation Ministry under Project TEC2016-78430-R.
are many political, social, and technical advantages of
(­Corresponding author: Mariusz Malinowski, e-mail: malin@ee.pw.edu.pl.) adopting renewable energies. Among those are: energy
M. Malinowski is with the Institute of Control and Industrial Electronics, Warsaw
University of Technology, Warsaw, Poland.
security and self-sufficiency, industry development,
J. I. Leon is with the Electronic Engineering Department, Universidad de Sevilla, local ownership and public decision making, community
Spain (e-mail: jileon@us.es).
H. Abu-Rub is with the Electrical & Computer Engineering Program, Texas A&M
building, and empowerment. Energy security is price-
University at Qatar, Qatar (e-mail: haitham.aburub@qatar.tamu.edu). less; it justifies all efforts and expenditures being put for
Digital Object Identifier: 10.1109/JPROC.2017.2690343

0018-9219 © 2017 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.
See http://www.ieee.org/publications standards/publications/rights/index.html for more information.
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Malinowski et al . : Solar Photovoltaic and Thermal Energ y Systems: Current Technolog y and Future Trends

Table 1  U.S. Capital Costs of Different Energy Resources in 2016

Fig. 1. Global electricity generation.

adopting the renewables and in particular the distributed


form of them [5].
RESs have gone through a rapid growth in the last ten
years and are forecast to lead world power market growth
through 2020 [4]. Solar energy has gained the highest
attention (highest growth rate) worldwide in the last years.
This is because of potential availability, good visibility, and
safe use for small and large scales by residential, commer-
cial, and utility-scale users. From 2009 to 2015, the solar
power capacity has been multiplied by a factor around
100 [6].
The highest addition rate among the renewables is the
solar photovoltaic (PV) as seen from Fig. 2 [7]. PV power
installations and the related research are increasing rapidly.
Some market analysts expect that the PV installation could
reach 25% of generated energy by 2050 [8]. The price of PV solar PV system has promising reduction to be competitive
systems has decreased by more than 50% in five years [9]. with most energy sources.
Fig. 3 shows trends of installation prices of residential and The main application of solar energy systems is to act
commercial PV systems [10]. For the installation of large- as clean power source connected to the electrical grid
scale PV power systems, prices are commonly below 1.79 [13]. However, there are many additional applications
$/W now. In particular, for places and times, the cost of PV of solar energy such as solar water pumps in standalone
power may be competitive to the generated one from coal and grid-interfaced systems [14]; solar feeding of the
or gas. For instance, the capital costs per watt of building
various power plants is shown in Table 1 for data from 2016
based on the U.S. market [11]. The worldwide cost reduction
of PV systems made the PV system an economically com-
petitive investment for a longer run. Fig. 4 shows the world-
wide capital costs expectations of various energy resources
in 2025 compared to those in 2014 [12]. The grid-connected

Fig. 2. Average annual growth rates of solar energy production: Fig. 3. Installation prices of residential, commercial, and utility-
2010�2015. scale PV systems.

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Fig. 4. Worldwide capital costs expectations of various energy Fig. 6. Evolution of worldwide CSP electrical generated energy.
resources in 2025 compared to 2014.

long parabolic trough systems. Such plants may achieve at


telecommunication base towers which is cost effective par-
least 25% efficiency. Power-tower-based plants may have a
ticularly for remote areas [15], [16]; solar energy in building
capacity factor around 40% [24].
managements systems [17]–[19]; solar energy in microgrids,
The second type of CSP systems is the photovoltaic.
smart grid, and distributed generation [20], [21]; charging
Concentrating photovoltaic (CPV) systems concentrate the
infrastructures of electric vehicles [22]; and solar energy for
sunlight into PV surfaces to produce electricity. It is catego-
marine, satellite, and many other applications.
rized as an indirect method because sunlight is first concen-
trated, and then converted into electricity.
II.  T Y PE S OF SOL A R E N ERGY S YST E MS A hybrid method is a combination (photovoltaics and
Today’s market of the solar power systems can be catego- thermal) that is used to produce electricity in addition to
rized into two types: the thermal and PV solar power. Direct thermal heat.
use of thermal energy for water heating is a very mature and Thermal heat can be used for water heating, solar cool-
relatively old technology with global capacity over 400 GW ing (heat-powered air conditioning), and water desalina-
(thermal). For electricity generation, the concentrated solar tion. Solar thermal processes have various temperature and
power (CSP) is a promising technology indirectly generat- pressure requirements with different heat conducting and
ing electricity, which is adopted particularly in high power storing materials, such as steam, hot water, and thermal
generation plants. oil. CSP technology is now acquiring an increasing inter-
est, especially if built with thermal energy storage. Thermal
systems allow storing energy for several hours longer than
A. Concentrated Solar Power other technologies.
Concentrated solar power (CSP) could be categorized as Fig. 6 shows the worldwide CSP electrical generated
indirect. The first type of CSP converts the solar energy first energy [7], [25]. It can be observed that the global generated
to heat and then to electricity, which is the thermal CSP. capacity is relatively low. Regardless of the relatively higher
This technology uses lenses or mirrors and tracking systems efficiency of the CSP systems, they have been and are being
to concentrate solar irradiance to heat a solid, liquid, or gas. deemphasized by the PV systems for many reasons, such as
It directs the large area of sunlight into a small area (focal significantly higher installation and running costs, continu-
point) to produce heat and/or electricity. The block diagram ous decrease of the PV panels cost, and higher sensitivity of
of a CSP system is presented in Fig. 5. Examples of concen- the CSP system than that of the PV to the environmental
trating technologies include parabolic trough and power conditions such as dust and humidity. Some particles of the
tower, dish stirling, concentrating linear fresnel reflector, dust may affect not only the efficiency but also directions
and solar chimney [23]. Over 60% of the applications use of solar beams to the focal point of the plant. Furthermore,
the CSP systems are mainly applicable for higher power gen-
eration which requires special attention, location, cleaning,
and investment [26].

B. Solar PV Technology
The direct solar power or the solar PV power refers to
a system that converts solar radiation directly to an electri-
cal form of energy using PV cells [27]–[29]. This type of
renewables gathers the highest global attention because of
its numerous advantages. The advantages of this technology
Fig. 5. Block diagram of a concentrated solar power system. are: quiet energy conversion, easy design and installation,

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Malinowski et al . : Solar Photovoltaic and Thermal Energ y Systems: Current Technolog y and Future Trends

Fig. 7. The evolution of the cost distribution of residential, commercial, and utility-scale PV systems.

nice architectural visibility, long lifetime with less mainte- electronics converters for standalone and grid connections,
nance requirement, easy transportation and light weight, developing efficient PV power converter topologies, solving
and acceptable price with significant dropping rate. the power quality challenges with grid-tie systems, reliable
The cost of the PV systems has dropped dramatically and cost-effective storage, and integrating with smart grid
in the last years and is expected to continue dropping (see systems [34]–[36].
Fig. 7) [30]. From 2009 to 2015, there was 56% reduction
in the total cost, 77% in the PV modules, 45% in inverter
III.   T H E SOL A R C EL L
cost, and 44% in installation-related costs. All this helped
in promoting this technology worldwide as a possible The solar cell is made from solid-state material that con-
alternative to all other energy sources, renewables, and verts the energy of light (photons) into the electric form
traditional sources. Figs. 8 and 9 show the world trend using the PV effect. Solar cells are also called PV cells
in adopting this area of clean and renewable energy [6], and photoelectric cells. As an example, the characteristic
[31], [32]. curves of a commercial PV module are represented in Fig.
The globally installed PV power capacity has shown a 10 where the behavior with the solar irradiance of one PV
remarkable increase since 2009. The PV penetration of total module is highlighted. The short-circuit current (​​I​sc​​​) and
electricity generating capacity is gradually rising in several the open-circuit voltage (​​V​oc​​​) are the main basic param-
countries with expectations through 2018, except a sharp eters of the PV module. In any case, taking into account
increase in Japan since 2012, as shown in Fig. 9 [32]. the actual solar irradiation (​W / ​m​​  2​​) and the temperature,
The grid-connected solar PV is the most promising tech- the optimum operation point of the PV module is the
nology for solving future energy demands. The research point with maximum extracted power (​​P​mp​​​). Capturing
related to PV is currently concentrated on the improvement the maximum power in any condition (temperature and
and solutions for higher efficiency and lower price of the irradiation) is essential and is achieved by efficient MPPT
PV panels and systems, capturing the maximum possible algorithms.
amount of energy from the PV panels using efficient maxi- There are different types of materials used for the design
mum power point tracking (MPPT) methods [33], power of PV cells. The crystalline materials used for cells design

Fig. 9. PV penetration of total electricity generating capacity


Fig. 8. Globally installed PV power capacity (until 2015). (expected since 2015).

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Malinowski et al. : Solar Photovoltaic and Thermal Energ y Systems: Current Technolog y and Future Trends

Fig. 10. Characteristic curves of a commercial PV panel including


the solar irradiance variation.

Fig. 12. Global PV market by technology in 2015.


are single crystalline (sc-Si) with a Czochralski (CZ) float
zone (FZ) technology; multicrystalline (mc-Si) with a cast, efficiency has risen from 9% to 18.6% (commercialized by
sheet, ribbon growth technology; polycrystalline (pc-Si) First Solar in 2015).
with a chemical-vapor deposition technology; and micro- Nevertheless, there are promising data on the avail-
crystalline (mc-Si) with a plasma deposition. One main dif- able and foreseen technologies. Fig. 11 shows the progress
ference between these materials is the regularity level and in PV cells efficiency development using laboratory solar
structure, which affects the size of the crystals making such cells as an example [24]. In the laboratory, the best perform-
material.
ing monocrystalline silicon models have about 25.6% effi-
There are other types of solar cells such as thin film,
ciency. Also in the laboratory, the high concentration multi-
including amorphous silicon (a-Si), cadmium telluride
junction solar cells achieved up to 46.0% efficiency. Fig. 11
(CdTe), and copper indium gallium selenide (CI(G)S) [38].
indicated some improvement trend but this is not enough.
Additional types may also be found such as desensitized
There is still much research and development needed in
solar cells (DSSCs), gallium arsenide germanium (GaAs)
this direction. Recorded efficiencies demonstrate the need
solar cells, luminescent solar concentrator (LSC) cells,
multijunction (MJ) solar cells, organic solar cells (OPV), for further efficiency improvement at the production level.
perovskite solar cells, photoelectron chemical cells (PECs), This is a major challenge for future research to potentially
plasmonic solar cells, plastic solar cells, polymer solar cells, increase the efficiency of PV panels at production scale with
quantum dot solar cells, etc. a reasonable price.
Efficiencies of solar PV cells converting the energy For the global PV market, thin-film technologies took up
of light’s photons to electric energy are different [24]. around 7% of worldwide disposition, including 4% in CdTe,
However, the output power of PV panels is sensitive to 2% in CIGS, and 1% in a-Si; while 93% was held by crys-
the environmental conditions such as solar irradiation talline silicon (mono-Si and multi-Si) in 2015, as shown in
intensity, ambient temperature, and dust. The efficiency Fig. 12 [39]. In addition, mono-Si is still dominant in 69%.
of commercial PV panels is still relatively low but in the With the improving technology in semiconductors,
last decade the efficiency of average commercial wafer- there has been a significant drop in price per watt of solar
based silicon modules has increased by about 5% (from cells over the last two decades. Fig. 13 shows the price his-
about 12% to 17%) [39]. Commercial thin film solar cells tory of silicon solar cells. The price for crystalline silicon
have increased significantly. As an example, CdTe modules cells was about 76 $/W in 1977, while the average price in
2015 was as low as 0.30 $/W, which is 200 times less than
40 years ago. Prices for thin-film solar cells were around
0.55 $/W in 2016 [40].

Fig. 11. Development of laboratory solar cell efficiencies. Fig. 13. Price history of silicon solar cells.

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Fig. 14. General scheme of a PV system for grid-connected or standalone applications.

I V.   GE N ER A L SC H E M E OF A SOL A R PV systems can be divided into three different groups: high-


P V  S YST E M power PV plants, residential and industrial PV installations,
The PV cells arranged into panels could be used in large- and low-power PV systems.
scale PV projects. A rooftop PV system may comprise tens or
A. PV Power Plants
hundreds of panels, while a large-scale project may consist
of thousands or even millions of panels. High-power PV plants are now being installed exten-
Utility-scale PV plants are commonly installed in remote sively worldwide representing a 61% of the PV market dur-
areas, as Table 2 lists the top ten large-scale PV farms [37]. ing 2015. In the last decade, the maximum power of a single
Large-scale PV systems have been a major part of PV’s growth PV plant has increased from 50 MW up to more than 500
in recent years. They contributed above 50% of all solar capac- MW in 2015 (Table 2).
ity assembled from 2010 to 2014, with overall capacity quad- For high-power PV plants, the mainstream solution
rupling from 2012 to 2014 [41]. Rooftop systems as distrib- is to use a central three-phase inverter to connect the
uted generation sources are excellent tools for creating future PV panels to the grid using a low-frequency transformer.
smart grid systems. Such systems have the chance to grow The solar panels are connected in series and in parallel in
most all over the world at residential and commercial scales. order to reach convenient values of dc voltage and nominal
The typical power configuration of a PV system (for power, respectively. The maximum dc voltage is forced by
standalone or grid-connected applications) is represented in the maximum isolation allowed by the solar panel taking
Fig. 14 [42]. The solar PV cells, arranged forming PV arrays, into account current technology and regulation (recently
generate a dc voltage/current that is usually transferred by one upgraded up to 1500 V). The maximum nominal power
step-up dc/dc converter to boost low PV voltage as well as track is limited by the maximum dc voltage and the maximum
maximum power point. A direct-current/alternating-current current supported by the power switches. With the cur-
(dc/ac) inverter connects the system to the grid or end-user rent PV and power switches technology and grid codes, the
(standalone systems) fulfilling existing grid codes (required maximum power of a PV central inverter is around 1 MW
national and international standards and regulations). using a conventional two-level 1700 V insulated gate bipolar
transistor (IGBT)-based three-phase inverter with a low fre-
quency transformer [see Fig. 15(a)]. However, some newer
V.   GR I D - CON N EC T ED P V S YST E MS central inverters are based on multilevel topologies such as
In general, the structure of a PV system can be derived the TMEIC Solar Ware Samurai which is based on a T-Type
from the nominal power of the system looking at highest three-level three phase topology in order to achieve high-
efficiency with lowest costs [43]. Following this rule, actual quality output waveforms with reduced power losses.
Table 2  Top Ten Largest Solar PV Plants in the World [37]

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can be specifically developed to look for the maximum


power generation in the presence of other local maxima
produced by the partial shading phenomenon.
In order to reduce the cost of the overall installation, it
is usual to arrange several central inverters in the same cabi-
net connecting their outputs to the same LV side of the low-
frequency transformer as represented in Fig. 15(b). If a sin-
gle dc voltage from the PV arrays of a large area is used as a
single input to the group of PV central inverters (arranged in
the same cabinet), all inverters in the cabinet are not always
working simultaneously. Usually, the inverters start to oper-
ate one after another one, while the PV power increases. So,
if the power from the PV arrays is low (less than the nominal
power of a single inverter), only one inverter will be operat-
ing. This minimizes the power losses of the power converter
structure. Other possible configuration is to use different dc
inputs for each central inverter inside the cabinet. If this
option is chosen, each PV central inverter inside the cabinet
applies an independent MPPT controller leading to higher
energy yield.
In order to achieve even higher nominal power, the
trend is to connect several groups of central inverters to a
sole multiwinding low-frequency transformer, even avoid-
ing the use of a cabinet to reduce the price as much as pos-
sible [see Fig. 15(c)]. For instance, this is the case of the
PV3000WD3HV550 modular inverter by GPTech depicted
in Fig. 16 [44].
Fig. 15. General schemes of high-power PV system based on central
inverters. (a) Single-channel central inverter. (b) Multichannel
central inverter. (c) Dual central inverter. B. Residential and Industrial PV Applications
When the power of the PV system is lower than 50 kW
If the PV plant provides more power, the plant is divided approximately, the cost of the power converter is still the
into several areas, each one managed by a central inverter key but other issues such as efficiency, energy yield, and
independently. This solution is the most convenient from distributed operation gain importance. These applications
the economical point of view but the system efficiency is represented a 37% of the PV market in 2015. In this case,
poor because only one MPPT controller is used for a big a typical structure of the PV system is the string configura-
area of solar panels leading to a power efficiency reduction tion where no PV strings are connected in parallel. The con-
with potential partial shading and mismatch phenomena. In verter is usually a two-stage structure formed by one step-
order to minimize this problem, a global MPPT algorithm up converter connected to each PV string and one grid-tied

Fig. 16. A 3.3-MW multichannel 1500-V central inverter PV3000WD3HV550 by GPTech based on two cabinets connected to the dual-input
LV low-frequency transformer. Each cabinet is formed by three independent central inverters which can have independent dc inputs.

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Fig. 17. General scheme of a two-stage medium-power PV system


based on a string structure formed by a boost dc/dc converter and
an H5 inverter.

inverter. In the string configuration, the MPPT controller is


related to a reduced PV area extracting power with higher
efficiency compared with the central inverter structure.
This is achieved at the expense of the increase of cost of the
overall PV installation. This fact conventionally limits the
string configuration to small-scale PV systems (typically res-
idential applications with power less than 25 kW). Typical Fig. 18. General schemes of a medium-power PV system based
structure of a string PV converter is represented in Fig. 17 on a multistring structure. (a) With high-frequency isolated dc/dc
stage. (b) With nonisolated dc/dc stage with low-frequency grid-
where, for instance, the H5 converter is a suitable solution.
connected transformer.
H5 (by SMA), H6 (by Ingeteam), or HERIC inverters are
based on the H-bridge structure but usually adding extra
switches in order to avoid undesirable leakage currents between maximum power tracking, isolation issues, and
in the transformerless system. The H5 converter could be economical cost of the PV installation. The reduction of the
replaced with an h-bridge if galvanic isolation is required by cost of the power devices has led this solution to be profitable
the national grid code or with a conventional three-phase compared with the conventional one that is based on a cen-
inverter if the nominal power is above the maximum single- tral inverter, but only for small PV plants. Besides, the high
phase grid-connection limits imposed by the grid codes. cost of the bulky low-frequency transformer can be reduced
When the power is higher than 25 kW, the mainstream using high-frequency transformers in the dc/dc converter.
solution is to use the multistring solution usually built ad hoc In this case, a PV plant with multistring converters becomes
taking into account the actual operational conditions of the a very decentralized power system leading to advantages and
PV system. The multistring configuration merges the advan- disadvantages. Examples of advantages are higher yield due
tages of the central inverter and the string configurations. A to multiple MPP trackers, high plant availability due to high
typical structure of a PV multistring solution is represented modularity (leading to a natural fault-tolerant capability),
in Fig. 18. A multistring structure presents multiple PV maximum flexibility in the plant design, easy transporta-
strings and a dedicated dc/dc converter connected to each tion, and fast installation. The initial high-cost investment
one. A single central inverter (typically three-phase) con- for the power system, more complex communication, and
nects all dc/dc converters to the grid. Using this configura- monitoring issues and higher power losses can be cited as
tion, each dc/dc converter can obtain maximum power from disadvantages.
the PV string with dedicated MPPT controllers with reduced In both cases (multistring or string configurations), if a
overall system cost. The reason for this is that usually the step-up converter is required, for transformerless systems,
cost of dc/dc converters is lower than the cost of three-phase the boost converter is the easiest solution (interleaved if a
grid-tied inverters. In addition, the isolation of the power multistring PV system is considered) for the dc/dc stage.
system can be achieved with a grid-tied low-frequency trans- For the inverter stage, several solutions have been found to
former or with high-frequency transformers in the dc/dc have industrial impact, depending on the grid code of each
stage which helps reducing the cost, weight, and volume of country. Usually, grid codes do not allow single-phase con-
the power system. This modular solution is popular for low- nection to the grid if the nominal power of the PV system
and medium-power applications (usually from 10 to 50 kW) is above several kilowatts (5 kW in the Spanish regulation
such as industrial, residential, or rooftop PV systems. for instance). So, for PV systems with nominal power above
Recently, the multistring configuration has also been this limitation, the mainstream solution for the inverter is
applied to PV systems in the range of hundreds of kilowatts the conventional two-level 1200-V IGBT-based three-phase
[45]. In the multistring PV system design, there is a tradeoff converter. However, other solutions based on multilevel

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Malinowski et al. : Solar Photovoltaic and Thermal Energ y Systems: Current Technolog y and Future Trends

connected to a single PV module or a small PV array achiev-


ing 100 V maximum (usually the converters are installed
close to the PV module working in potential harsh weather
conditions). As this PV nominal voltage is low, it requires a
two-stage power system formed by a step-up dc/dc converter
and a single-phase inverter. Both converters can have dif-
ferent topologies, and several solutions can be found on the
market [50], [51]. For the dc/dc converter, high-frequency
interleaved (or not) flyback or full-bridge resonant convert-
ers can be found as industrial products. For the inverter,
the mainstream solution is to use a conventional 600-V
MOSFET-based H-bridge but other power converter topolo-
gies can also be found. In Fig. 19, the typical configurations
of a module-based PV system are shown. These converters
can be found achieving nominal power around 250 W with
efficiency higher than 99%. As the converter is very small
size, it is usually located just in the back of the PV array or
Fig. 19. General schemes of a low-power PV-system-based the PV module, reducing the cabling and causing the instal-
high-frequency isolated dc/dc converter and a single-phase lation to become a “plug&play” system easier. This solution
inverter. (a) Interleaved dc/dc high-frequency flyback converter.
is the most efficient in terms of perfect tracking of the maxi-
(b) Resonant H-bridge and diode bridge rectifier.
mum existing power from the PV module at the expense of
high cost because of the high number of used power convert-
converters (neutral-point clamped or t-type) could also be ers. Although the impact of low-power PV systems in the PV
found (PVS300 by ABB, not yet on the market). The advan- market is very limited (2% of the PV market in 2015), the
tages of using a multilevel converter topology are the higher growth of module-based PV systems (microinverters) has
quality of the output waveforms leading to a smaller out- been large in the last years with high future impact.
put filter and, therefore, to a compact size. For PV systems
with nominal power below the three-phase connection grid
V I.  CON T ROL OF GR I D - CON N EC T ED P V
code requirement, PV inverters are based on the extended
S YST E MS
versions of the H-bridge structure such as the H5, H6, or
HERIC inverters [46]–[49]. The control structure of a grid-connected PV system depends
on the converter topology used to integrate the PV arrays/
modules to the grid [52], [53]. The PV converter structure,
C. Low-Power PV Systems as mentioned in Fig. 14, can be single-stage based if a cen-
Rooftop PV applications are usually in the hundreds of tral inverter is used (typical for large PV power plants) or
watts (or even in the kilowatt) range and the PV converter two-stage based if a first dc/dc stage is required (typical for
design has to be in this case mainly focused on achieving very industrial or domestic PV systems). A summary of the con-
high efficiency with galvanic isolation and connection to a trol scheme for single-stage or two-stage PV converter struc-
single-phase grid. Usually, the power converter is directly tures is presented in Fig. 20.

Fig. 20. Control scheme of (a) a typical single-stage PV system for a large PV power plant; and a (b) typical two-stage PV system for
industrial or domestic applications.

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Malinowski et al . : Solar Photovoltaic and Thermal Energ y Systems: Current Technolog y and Future Trends

In both cases (single- or two-stage), the grid-tied inverter Table 3  2015 Cumulative Capacity of Standalone Solar PV Systems
control scheme is in most cases based on the well-known Worldwide [6]

voltage-oriented control (VOC) technique normally using


the synchronous ​d​-​q​frame (note that this is not the case in
single-phase inverters) [13]. The MPPT method is executed
by the inverter in the single-stage case. In the two-stage
case, the MPPT is achieved by the dc-dc converter while the
inverter accurately controls the dc-link voltage which is a
fixed value.

V II.  STA N DA L ON E P V S YST E MS


Standalone (off-grid) PV power systems lose their share
in total cumulative PV capacity of a global market due to Pico PV systems are the only fast developing part of
dynamic development of grid-connected systems. Market standalone applications taking into account the number
share of standalone PV systems over the last 15 years has of produced devices, which have experienced an impres-
been reduced from 15% in 2000 to below 0.5% in 2015 [6]. sive multiple market growth during the past five years
However, this part of a PV application has important [54]. The other off-grid domestic and commercial PV
social aspects because there are still 1.2 billion people all installations are not similarly impressive. Their share
over the world living without access to the electric grid, was 70 MW in 2015 while the cumulative capacity was
and PV is the most important power source for them [54]. 1 GW. This share is very low in comparison to 195 GW
For these people, particularly standalone PV installations of total cumulative capacity of grid-connected installa-
have become a viable solution for creating hybrid systems tions. Leading countries in standalone systems are listed
with energy storage and gas/diesel generators as part of in Table 3.
bigger islanded microgrids [55], [56]. This issue is becom- Power electronics converters used in standalone domes-
ing more attractive for research and deployment toward tic and commercial PV systems are available in the portfolio
transforming to smart grid and solving the problems in of most producers and can be used in dc (only domestic) or
rural areas. ac (domestic and commercial) systems, which is shown in
Generally, standalone PV applications can be divided Fig. 21 [57]–[60]. The ac system shown in Fig. 21(b) is more
into the following: popular because it is easily scalable, has a similar structure
• pico PV systems (​P ≤​10 Wp); to a public grid, and its installation is simple and extend-
• domestic PV systems (10 Wp ​< P ≤​10 kWp); able (provides the possibility of adding other elements of
• commercial/institutional PV systems (​P >​10 kWp). smart grid such as wind turbines or gas/diesel generators).
It is worth mentioning that the dominant majority of instal-
lations include energy storage as a mandatory part of the
standalone system. This is not only because it stores energy
when there is low demand and provides more energy at peak
time, but also it brings better voltage and frequency stabili-
zation of the ac system.
One of the most important parts of standalone PV sys-
tems is the control method of the dc/ac converter [shown
in Fig. 21(b)]. Usually, droop control is applied similarly to
other well-known methods for islanded grids [61]. It assumes
that the converter output is inductive and the active (​P​) and
reactive power (​Q)​ is calculated as [62]

EV ​  sin  φ
P = ​ ___
X
​​ ​  ​   ​ ​​
EV cos  φ − ​V​​  2​
Q = ​ __________X
 ​  
  (1)
where ​E​is the converter voltage amplitude, V​ ​is the filtered
output voltage amplitude, ​X​is the coupling impedance, and​
φ​is the angle between ​E​and ​V​.
Fig. 21. Configuration examples of domestic and commercial
From (1), it is possible to assume that the active power
standalone PV systems: (a) simple dc based; and (b) single or three- depends mainly on the angle ​φ​, which changes indirectly
phase ac based. by the converter voltage pulsation error ​Δω​. On the other

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Malinowski et al. : Solar Photovoltaic and Thermal Energ y Systems: Current Technolog y and Future Trends

[64], cumulative installed capacity of secondary life bat-


teries will reach 230 and 1000 GWh in 2025 and 2030,
respectively. This situation is observed by power electron-
ics companies which currently provide plenty of converters
dedicated to the ESSs, which is shown in Table 4 [65]–[68].
ESSs installed directly to support high-power PV power
plants are still not common but the situation is changing due
Fig. 22. Droop characteristics. to the continuous cost reduction of battery stacks and new
strong restrictions imposed by the grid codes. Examples pre-
senting first installations are collected in Table 5 [69].
hand, the reactive power depends on the converter voltage
amplitude ​E​, as seen in Fig. 22.
I X .  OPER AT IONA L IS SU E S OF P V
S YST E MS
V III.   E N ERGY ST OR AGE S YST E MS FOR The extensive installation of PV systems has come hand in
P V A PPL IC AT IONS hand with concerns about grid stability, grid quality and
Since solar energy is not always available, it should be par- recovery, and safety of the grid maintenance staff. Requisites
tially stored in an efficient manner. Energy storage systems imposed by the grid codes of the local utility grid are known
(ESSs) can be classified as small local (up to 50 kWh) and as minimum technical requirements, and renewable energy
distributed (with capacity above 50 kWh). Usage of ESSs systems must comply with them to be authorized for the
supporting power system in 2012 (besides pumped hydro) connection to the electric power grid. Depending on each
was based, respectively, on sodium-sulphur, lithium-ion, country regulation, some standards are mandatory while
advanced lead-acid, redox-flow, and nickel-cadmium bat- others are just best practice recommendations. The stand-
teries. In recent years the situation changed with signifi- ards can be classified depending on the organizations
cantly increased installations based on lithium-ion batter- involved in its development [the International Electro-
ies when compared to others [63], but existing capacity is technical Commission (IEC), Underwriter Laboratories Inc.
still low. (UL), IEEE, and European Committee for Standardization
Future investment and installation in energy storage is (CEN)]. A summary of standards to be fulfilled by PV con-
promising. The forecast shown in [63] expects a multiple verters is provided in Table 6.
annual power market capacity increase in the next years. Some of the specific regulations of PV systems have been
One of the significant reasons for that is the dynamic market created using modified versions of regulations applied to
development of electric vehicles (EVs) and the utilization wind power systems, but other grid codes have been espe-
necessity for chemical batteries removed from EVs, which cially developed for PV systems. Main grid code to be ful-
can be still used (as secondary life) in ESSs applied for RESs filled for PV systems is IEEE 1547, which is the standard for
or power systems. According to the scenario described in interconnecting distributed resources with electric power

Table 4  Examples of Commercial High-Power Energy Storage Systems

Table 5  Largest Energy Storage Installations Directly Supporting Solar PV Plants

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Malinowski et al . : Solar Photovoltaic and Thermal Energ y Systems: Current Technolog y and Future Trends

Table 6  Summary of International Standards and Recommendations for PV Systems

systems. However, it has to be noted that today regulations to prevent hazardous working conditions for the grid utility
for PV systems vary from country to country and a world- staff. In addition, it is a requirement to prevent overcurrents
wide standardization is still under development. in the PV customer system when the grid recovers. So, anti-
Grid codes regulate a lot of different aspects related to islanding grid codes impose that the PV control unit has to
the PV power plants operation: total harmonic distortion provide a disconnection before a predefined time after the
thresholds; grounding and isolation unit faults; behavior occurrence of the fault. Detection methods of an islanding
against external conditions (dust, humidity, etc.); behavior condition can be divided into three main categories, which
against electric power grid faults; arc-fault detection and are passive inverter–resident methods, active inverter–resi-
protection; and others. Specifically, the behavior against dent methods, and methods that are not part of the inverter
electric power grid faults has had a significant relevance in structure such as communications between the utility and
last years. The growth of the penetration factor of renewable the PV inverter. Active inverter–resident solutions based
energy systems in the electric power grid makes it critical to on the methods to attempt to cause an abnormal condition
support the grid by several ancillary services preventing the in the grid voltage have gained importance in the last years
total blackout of the electrical service. reducing the power losses and the required communication
Important ancillary services to the grid are the voltage between the PV system and the utility grid [70].
and frequency excursions (deviations of the measured grid Other recent regulation for PV systems is related to
frequency or voltage with respect to its nominal value). a limitation of active power delivered to the grid. This
Frequency regulation service is also a requirement defin- requirement, also known as power curtailment, is imposed
ing the droop curve to be applied over the active power by the grid when an excess of power is present, leading to
reference to help the system recover to the nominal grid a potential blackout of the system. Grid codes impose that
frequency. On the other hand, the voltage regulation meth- PV systems must be equipped with a means to curtail power
ods are applied when a voltage excursion is detected. In this by remote control or to reduce drastically the active power
case, the regulation is carried out by the PV system with the feed-in. The PV plant operator is normally compensated for
injection of reactive power making a contribution to the sta- in this loss but energy storage systems are now being studied
bilization of the grid voltage at the interconnection point. to minimize the energy lost. However, today there are still
In addition, associated to the potential grid faults, fre- financial and technical barriers to be overcome as the costs
quency and voltage ride through protection methods are for storage systems are high.
of concern. Ride through regulations impose that if the
measured frequency or voltage reaches an error threshold
X .   F U T U R E PER SPEC T I V E OF SOL A R
continuously during a predefined time, the PV system will
E N ERGY
produce a controlled disconnection from the electric power
grid. In this way, the PV power plant must keep operating Research trends are mainly focused on improving the reli-
to avoid a domino effect with all renewable energy systems ability, efficiency, and power quality, reducing the cost,
becoming disconnected during the grid fault destabilizing integrating with the grid at various scales and contributing
the grid. On the other hand, the PV system is still connected to building microgrid and smart grid paradigms.
to the grid supporting the grid by a reactive current during Environmental concerns have pushed up renewable
the grid fault. energy sources revolution in the last decades, mainly
One of the most important requirements for PV systems wind and solar. Concentrated solar and solar photovoltaic
is the anti-islanding protection. The islanding phenomenon technologies are now a mature solution to obtain energy
appears under certain conditions when a grid blackout hap- from the sun irradiation which is a free and almost end-
pens and the PV system keeps operating feeding local loads less energy source. Both concentrated or photovoltaic sys-
without noticing the shutdown of the main grid. In this case, tems have been developed extensively in the last 25 years,
the PV system has to be disconnected from the grid in order becoming today a supporting energy player in the energy

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Malinowski et al. : Solar Photovoltaic and Thermal Energ y Systems: Current Technolog y and Future Trends

sector. The future trend of solar energy is promising with reducing the costs will walk hand in hand with this hybrid
the objective of it becoming one of the first energy produc- solution.
ers of the world along with other renewable energy sources. Therefore, the R&D sector is strongly focused on elabo-
This future development depends on several factors. rating on new high-energy density batteries with reduced
First, the effort of researchers will be focused on increasing price below 150 /kWh. New promising technologies of bat-
the efficiency of the solar modules and reducing their cost. teries which are currently under research and development
The use of new materials to create multijunction solar cells are: future Li-ion (300 Wh/kg), Zn-air (400 Wh/kg), Li-S
will lead the future in this field. (600 Wh/kg), and Li-air (800 Wh/kg) [64].
As regards the solar PV power converters, the focus Another aspect, which can significantly improve future
will always be on maximizing the converter efficiency with perspective of solar energy is broad development of dc smart
minimum cost. Reliability, fault-tolerant operation, easy grids (SGs) as well as research on smart transformers (STs)
maintenance and reduced transportation, and installation [71]. This trend makes easy integration and full utilization of
costs are also factors in developing new power converter PV energy and storage elements possible, which eliminates
topologies for PV systems, from low to high power. These additional power converters and improves overall efficiency
topologies will be following the solar cell development (for and energy security.
instance, recently, PV system isolation was upgraded to Finally, but also importantly, the vast development of solar
1500 V leading to the appearance of a new version of com- energy systems also depends strongly on the governments
mercial PV inverters). Some multilevel converter topolo- and the required strong support to develop and implement
gies have already been in the market and they represent a renewable energy sources. This was in the past based on feed-
promising advance in the development for the PV system in tariff policies to accelerate the development of the renew-
looking for high-quality output waveforms, reduced size able energy source technology, which now can be considered
and cost output filters, and higher efficiency. A vast use of mature. Now, the political efforts have to be focused on creat-
multilevel converters for utility-scale PV systems will prob- ing a friendly scenario to create a distributed electrical grid sys-
ably happen, if the voltage isolation regulation of the PV tem not very dependant on gas/coal-based or nuclear plants.
panels is to be revised in the future, achieving central mul-
tilevel PV inverters with direct medium-voltage connection
X I.  CONCLUSION
avoiding the use of low-voltage transformers and associated
switchgear costs. Another trend in the new generation of Solar energy systems (photovoltaic and concentrated) have
PV converters will be the use of new wide bandgap power become a mature and promising technology worldwide.
semiconductors such as SiC or GaN devices (as long as they This paper has shown that the solar energy has been shaped
become competitive in price) to improve the power density to be an essential element of the present and future energy
and power efficiency. scenarios. The continuous development of materials has
In addition, the stochastic behavior of the sun irradia- led to new families of solar systems that are more efficient,
tion, the grid stability requirements, and the maximization compact, and cheap. This has led to profitable installations
of economical profits will possibly force us to use energy and investments to take advantage of the endless sun power.
storage installations supporting PV installations to save This paper summarizes the current status of solar energy
extra energy if a power curtailment is required, or adding technology and provides a comprehensive overview of this
active or reactive power if the grid demands it. The develop- vital sector by addressing the facts, challenges, and solutions
ment of batteries technology by improving their lifetime and from the past, present, and future projection. 

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Malinowski et al. : Solar Photovoltaic and Thermal Energ y Systems: Current Technolog y and Future Trends

ABOUT THE AUTHORS


Mariusz Malinowski (Fellow, IEEE) received the of power converters for high-power applications and renewable energy
Ph.D. and D.Sc. degrees in electrical engineering systems.
from the Institute of Control and Industrial Elec- Dr. Leon was recipient as coauthor of the 2008 Best Paper Award of
tronics, Warsaw University of Technology (WUT), the IEEE Industrial Electronics Magazine, the 2012 Best Paper Award of the
Warsaw, Poland, in 2001 and 2012, respectively. IEEE Transactions on Industrial Electronics, and the 2015 Best Paper Award
He was a Visiting Scholar at Aalborg Univer- of the IEEE Industrial Electronics Magazine. He was the recipient of the
sity, Aalborg, Denmark; the University of Nevada, 2014 IEEE J. David Irwin Industrial Electronics Society Early Career Award
Reno, NV, USA; the Technical University of Berlin, and is currently serving as an Associate Editor of the IEEE Transactions on
Berlin, Germany; and ETH Zurich, Zurich, Switzer- ­Industrial Electronics.
land. He is currently with the Institute of Control and Industrial Electron-
ics, WUT. His current research interests include control and modulation of Haitham Abu-Rub (Senior Member, IEEE)
grid-side converters, multilevel converters, smart grids, and power-gen- received two Ph.D. degrees from Gdansk Univer-
eration systems based on renewable energies. He has coauthored over sity of Technology, Gdansk, Poland, in 1995 and
130 technical papers and six books. He holds two implemented patents. from Gdansk University, Gdansk, Poland, in 2004.
Prof. Malinowski was the recipient of the Siemens Prize in 2002 and He has long teaching and research experi-
2007; the WUT President Scientific Prize in 2015; the Polish Minister of ence at many universities in many countries
Science and the Higher Education Awards in 2003 and 2008; the Prime including Poland, Palestine, the United States,
Minister of Poland Award for Habilitation in 2013; and the IEEE Industrial the United Kingdom, Germany, and Qatar. Since
Electronics Society (IES) David Irwin Early Career Award in 2011 and Bimal 2006, he has been associated with Texas A&M
Bose Energy Systems Award in 2015. His industry application received University at Qatar, Qatar, where he is currently the Chair of Electri-
several awards and medals, the Innovation Exhibition in Geneva in 2006 cal and Computer Engineering program and the Managing Director of
and the Exhibition in Brussels ªEurecoº in 2006. the Smart Grid Center�Extension in Qatar. His main research interests
are energy conversion systems, smart grid, renewable energy systems,
Jose I. Leon (Fellow, IEEE) was born in C�diz, electric drives, and power electronic converters. He has coauthored
Spain. He received the B.S., M.S., and Ph.D. more than 250 journal and conference papers, five books, and five book
degrees in telecommunications engineering from chapters.
Universidad de Sevilla (US), Sevilla, Spain, in 1999, Dr. Abu-Rub is the recipient of many prestigious international awards
2001, and 2006, respectively. and recognitions, such as the American Fulbright Scholarship and the Ger-
Currently, he is an Associate Professor with man Alexander von Humboldt Fellowship.
the Department of Electronic Engineering, US. His
research interests include modulation and control

Proceedings of the IEEE   15

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