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The Place of Architectural Psychology:

A Consideration of Some Findings


by David V. Canter
BA, PhD, Research Fellow, Building Performance Research Unit,
Strathclyde University

Facts without Theories It is assumed that given the right tech-


niques we shall eventually produce a complete
It is often believed that new instruments list of human needs and will learn what aspect
for research do of themselves produce great of the environment will satisfy each0 The
increases in knowledge. Even if this view asides in the human needs literature belie this
is rarely stated explicitly it underlies much basic concept of people consisting of a set of
of the thinking about methods of categorising distinct, static needs each of which can be
spaces such as that by Thiel (1961) or the separately satisfied.
listing of techniques for research (Craik 1970,
Sanoff 1968, Canter and Wools 1970). When What then is the place of architectural
startling insights do not come tumbling out psychology? If collecting data on the specifiC
from the latest technique, the research architectural requirements of building users is
workers show some puzzlement. going to lead to unimaginative architecture and
is based on a doubtful psychological premise,
They should not be surprised because an what is the contribution to be made?
instrument can be no better than the theory
upon which it is based and the data collected The answer is not simple and is not likely
from an instrument are of no more value than to be readily accepted by the present generation
the hypothesis they help to support. As of architects. It can be briefly stated by say-
Brecht illustrates the emissaries from the ing that the contribution of psychology should
Pope refused to look through Galileo's tele- be to study the processes of interaction between
scope because the data it presented were buildings and their users with the aim of
irrelevant to their understanding of the universe. making architects understand more clearly the
This is not to dismiss technology or empirical psychological impact of the built environment.
data in the development of science. The This will influence their designs by changing
results of doing so would be sterile theorising their attitudes towards architecture. This
and the production of concepts which are in- approach is unlikely to produce any design
applicable to the real everyday world. solutions, but architects themselves are the
experts in the production of design solutions
The implications for design of facts and assistance at that level from psychologists
without theories are possibly even greater or sociologists is neither necessary nor
than they are for psychology, for if these desirable.
facts are to be used by a designer they must
be couched in spatial terms. They therefore 2 Towards a Theory
inevitably present the designer with a pre-
digested design solution. In other words, What is really being suggested is that more
the research worker takes upon himself that effort should be put into the development of 8
task for which the architect is particularly theory that will explain the facts we have at
suited; the manipulation of space. If the present and which will guide us in the facts
architect is not to modify, manipulate or we are to look for in the future.
create spatial forms, what is he to do?

22
Before entering into the dangerous waters In a study of the effect of office size on
:: theory building, two warnings from the clerical performance (Canter 1968), office
C21andhui conference should be borne in mind o workers doing similar jobs in the same depart-
Stringer (1970) suggests if an understanding of ment but working in rooms of different sizes
t:.e relationship between architecture and were given clerical aptitude tests. When the
psychology is to be achieved, we must deal subjects were tested in the offices where they
·,'.-Hh the process of architecture and the normally worked, a marked decrease in
!=,ocess of psychology in the same terms. ability was found as office size increased,
Tjis means that our explanation of how people but a control group tested in other rooms
::-:teract with their physical environment should showed no such relationship with room size.
31so contribute to an understanding of how Any approach which deals only with the direct
j"Jildings are designed. The second warning effect of the physical environment on be-
'Canter 1970) is that the subjective experience haviour would have difficulty explaining these
:)f a building and the objective observation of results. On the other hand, some approach
:)Iners using it must both be taken into account which considers the possibility of clerical
if we are to gain anything like a complete workers searching (consciously or not) for an
picture of the process of building/user inter- appropriate or suitable working environment
3ction. If such all-embracing warnings are can easily explain the fact that the more able
to be dealt with we must start from some workers tended to work in surroundings
simple fundamental observations. Such generally accepted by clerical workers as
observations can be made all around us. The more acceptable; that is, smaller offices.
:-:10 st common fact of the interaction of people
with buildings is that in the great majority of The second example (Canter 1970) was an
cases behaviour and the places in which it is investigation of seating preferences in
carried out seem appropriate to one another. seminars among undergraduates. It was
It is generally accepted that people sleep in found that the distance of the lecturer from
bedrooms, sit in sitting rooms, do clerical th e front row of chairS did not affect seating
work in offices, and so on. So far research behaviour when the chairs were arranged in
workers have come up with few surprises with semi-circular form. When, however, the
regard to where people do things. This fact chairs were laid out in a rectangular block
of appropriateness deals with the first warnings the closer the lecturer stood to the front row,
because it can be seen that it is precisely the further back the undergraduates sat. It
because architects are aware of the patterns of seems plausible that the form of the physical
appropriateness which exist that they are able environment gives rise to expectations about
to produce usable buildings, and it is because what activities will be carried out, and
most people are also aware of these same people adjust their behaviour in accordance
,:Jatterns that they are able to use these pro- with these expectations. Semi-circular
ductions. The second warning is also heeded seating is probably perceived as informal,
if we start from this point. The experience of but rectangular seating is perceived as formal,
appropriateness and the observation of and these students did not wish to become too
appropriate behaviour are both amenable to deeply involved in a formal activity so they
study and complement each other. sat further back.

3 The Search for Appropriateness In other words, what is being suggested


is that taking the accepted (or appropriate)
However, if patterns of appropriateness behaviour for a particular seating arrangement
are considered only as a state which does or as a starting point they modified their own
does not exist then much of the reality of behaviour to fit into that pattern in a way they
human behaviour will be lost and many research felt would be satisfactory.
findings will remain unexplained; rather they
should be considered a goal towards which 4 Categories
people aim.
Before this notion of patterns of appropri-
ateness can contribute in any detail to archi-
Two examples from research at
tectural understanding, it is necessary to
Strathclyde will serve to illustrate some of the
understand the mechanisms by which they
potentials of this approach for the interpre-
develop and change and the way in which
tation of findings.
they are organised. The ideas which Lee
(1970) put forward can be seen as central to things, people from the viewpoint of the places
this. He suggests that during the process to which they are appropriate. Such studies
of growing up objects and activities are mental- are now in process at Strathclyde, being
ly coded, not only in terms of what they are carried out by Stephen Tagg and John Firth 0

but also in terms of where they are. This Once the results of these studies are available
coding leads to the formation of schemata or then it will be possible to start drawing up an
mental maps which relate things and activities overall picture of the patterns of appropriate-
to places. As Lee shows, much observable ness which exist in the building context. Al-
behaviour is consistent with the existence of ready it can be seen that the picture might not
these schemata and apparent inconsistencies be nearly as complicated as was originally
in behaviour can be explained as maintaining thought. The work we have carried out re-
consistent schema. lating aspects of building to the friendliness
dimension (Wools ahd Canter 1970, Canter
These mental maps can be thought of as and Wools 1970, Wools 1970) has shown that
containing summaries of a person's experience in general the furnishings account for 43%,
of the relationships between things, activities the roof height and angle 33% and the window
and places; summaries, that is, of patterns size and shape about 11% of the variance in
of appropriateness. However, in order to the friendliness scores. The residual variance
summarise these patterns or relationships it of 13% remaining unaccounted for suggests
is necessary to codify or at least describe that at least when using drawings and photo-
the constituent parts in some way. It must graphs of models we are dealing with a signi-
be possible to say what type of place it is ficant proportion of the actual psychological
and what type of thing or activity and then to variance involved.
examine the appropriateness of one for the
other in terms of existing mental maps. This 5 Interaction and Adaption
categorising of the constituent parts is a
complex process and it seems likely that It is apparent all around that people do
categories can exist at many levels of ab- interact with buildings and, as was mentioned
stractness and be formed from many viewpoints earlier, there is evidence of a positive
or along many dimensions. search for appropriateness. If the dimensions
and relationships between them grow out of an
The studies carried out in order to ex- interaction between the people and buildings
plore the ways in which people think about then it is likely that the building itself has
physical environments, such as those re- some influence on the particular dimensions
ported by Vielhauer (1965), Hershberger (1968) people use. Evidence for this is shown by a
and Collins (1969), are esentially examinations factor analysis of answers to questions about
of the coding systems people use. Our own the physical environment in two different
work at Strathclyde (Canter 1969a), looking at schools. This showed that in one building
a number of buildings and dealing with repre- daylighting, a view and sunshine were closely
sentations as well as actual buildings, do associated, but answers to questions about
help to support a general pattern found in the 'lighting' were taken to refer purely to electric
American studies. Four general dimensions 1 ighting, while heating and ventilating were
can be discerned all dealing with what appear thought of as distinct from either of the other
to be different aspects of what might be two categorie s. In the second building day-
called emotional response. Any naming of light and electric light plus vi.ew formed one
these dimensions must be to some extent factor, sunlight and ventilation a second and
arbitrary but the four central concepts may be heating alone a third, The first school was
called 'pleasantness', 'comfort', 'friendliness', of relatively compact plan with a central
and 'coherence' 0 It would be found that the courtyard, the second more of a 'finger plan'.
judgements of many different kinds of people, The reasons for the groupings is obvious from
including architects, could conveniently be consideration of the plans but had the answers
described in these terms, those of architects to questionnaires been taken purely at their
differing mainly in their distinguishing more face value in a study of, for instance, the
clearly between the different factors (Canter 'need for daylight' they would have been very
19 69b) • Further studies of this type are misleading. Pursuing the implications of
necessary, particularly with regard to this finding it might be suggested that people
eliciting the underlying dimensions of activities, think about different kinds of buildings in
:'~~:"':-ent ways. It seems that this might give This lends support again to our active model
-_ Co clue as to why some bUildings are thought of interaction, that the teachers positively
:: S ",'iOrks of architecture' and others merely benefit from the modification rather than it
5S ;)"Jildings; for some reason different ways just keeping them up to a minimum level.
::: tiinking of the building s are used, different
::::-::eria are applied in assessing them. 6 Complexity and Appropriateness

The same phenomenom can be seen If this notion of a positive search for
: :::curring with regard to spaces within buildings 0 appropriate patterns of interaction with the
::-. " recent study at Strathclyde, Ann Telford environment is to contribute to the development
:J-Jnd that the relationship between the of architecture besides discovering what the
;:rivacy dimension and the pleasantness patterns are which exist, we need to know a
::imension differed depending on which room lot more about the underlying mechanisms which
Jf the house was being examined. contribute to causing any given relationship to
be accepted or considered appropriate. It
It can thus be seen that measurable re- seems likely that many things will contribute
~ationships do exist between the different to the particular level of appropriateness ex-
categories of our spatial coding system but pected or accepted in a particular situation.
the se relationships are modified by the The example given by Hill (1970) serves to
particular building involved. One of the illustrate this. Hill showed that the balance
mo st likely reasons for this modification is between amount of inward and outward vision
that the categories and relationships develop selected as desirable by people was influenced
from an interaction with the particular environ- by the type of room in which they assumed they
me nt. If this were so, then a range of other were and their personality characteristics.
relationships should be found. The most The balance of inward to outward vision which
likely one is that between time and satis- was appropriate for some rooms in a house was
faction with a building for, as the interaction not appropriate for others. In other words the
with building continues, so the assessment level of appropriateness of any particular
of that interaction, or satisfaction, would be balance varied from condition to condition.
modified. The direction of this relationship
might well be the best overall estimate of the In this work Hill was concentrating on
quality of a bUilding that we can obtain. If it the variation of a relatively small and specific
is highly negative then the building is a poor aspect of the environment, the view in and
one as increased knowedge of it and inter- out, and that it was partly because he was
action with it is leading to increasing dissatis- attending to such a small part that variations
faction. In other words, a good building is in appropriateness were so subtle. If he had
one which 'withstands the test of time' . In explored all the phenomena which might vary
our studies of school buildings (Canter 1970b) the picture that emerged would probably have
we have found a consistently negative re- been very complex indeed. What is needed,
lationship between various aspects of satis- therefore, is to isolate those key aspects of
faction and the age of a school building. The the environment whose changes are critical in
curve seems to level off after about 10 years determining the appropriateness of that environ-
and the relationship cannot be explained by ment for a given activity. Ideally, these
differences in the age or make-up of the aspects would relate to the ways in which
staff or the length of time they have been in people think about buildings (the classification
the building, rather the relationship seems to system upon which they build up their mental
be between the school organisation as a whole maps) and as a consequence should help to
and the building in general. indicate the ways in which people differ in
dealing with their environment. One such
One other finding from our schools study aspect of the environment might well be its
has been the relationship between expressed complexity; the number of different things
satisfaction with the size of classrooms and going on within it, the variety or intensity of
the space within them and the number of modi- information available from it.
fications of the building which could be ob-
served on a visit to the school. Interestingly, Exactly how to measure complexity in a
the relationship is such that the more modifi- given situation is as yet difficult to determine
cations made the more satisfied the teachers. but it does not seem too great a leap to suggest
that, other things being equal, more complex
environments will produce a higher level of
physiological arousal in the users of those en- Canter, D.V. (1968), Office Size: An example
vironments. This is, of course, an hypo- of psychological research in architecture,
thesis open to investigation but it is plausible Architects' Journal, 24th April, 881-888.
that the measures of arousal described by
Payne (1970) and Griffiths (1970) might well be Canter, D. V. (19 69a), The Measurement of
considered as estimates of the psychological Appropriateness in Buildings, Transactions of
complexity of the environment studied. the Bartlett Society, 6, 40-60.

This concept of complexity would help to Canter, D. V. (1969b), An Intergroup Compari-


explain some of the relationships referred to son of Connotative Dimensions in Architecture,
earlier, such as the reduction in satisfaction Environment and Behaviour, 1, 1, 38-48.
over time being due to a reduction in psycho-
logical complexity. Relationships between Canter, D. V. (197 oa), Should we treat bulld-
aspects of the physical environment and ing users as subjects or objects? in Canter
friendliness such as those referred to earlier (1970d) •
in the studies carried out by Wools (1970)
might well benefit from examination in terms Canter, D. v. (1970b), Architectural Psycholo-
of the complexity of the stimulus material. gy and School Design, Scottish Educational
Studies (in pres s) •
One further possibility that stems from
this idea of patterns of appropriateness being Canter, D.V. (1970c), Individual differences
developed to meet various levels of environ- in response to the physical environment,
mental arousal is that of relating environment- Paper presented to BPS Annual Conference,
al effects directly to variations between indiv- Southampton, April 19700
iduals. This can be done because of the known
differences between individuals in terms of Canter, D. V. (l970d), Architectural Psycholo-
their cognitive complexity (the number of cog- gy, RIBA Publications: Londono
nitive dimensions they have for handling any
particular judgement) • Briefly, it has been Canter, D.V. and Wools, R.M. (1970) A
found (Canter 1970c) that there are definite verbal measure for bUildings Building, 19 June
relationships between satisfaction (which for 218, 6631, 73-76.
the present we may take as an estimate of
the degree to which an environment provides Collins, J .B. (1969) Perceptual Dimensions of
an appropriate setting for a range of activities) Architectural Space validated against behaviour-
and the cognitive complexity of an individual. al criteria PhD thesis, University of Utah.
In the school situation this is usually such
that the more complex the individual the less Craik, K.H. (1970) Environmental Psychology,
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studies not yet written up. Wools has found Griffiths, LD. (1970) Thermal Comfort: A be-
that dealing with simple and complex stimuli havioural approach in Canter (1970d).
and judgements of friendliness made by simple
and complex people there is a clear interaction Hershberger, R.G. (1968) A study of meaning
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more complex. Might the development of this Canter (1970d) •
latter approach not eventually give us some
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