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Accident Analysis and Prevention 40 (2008) 714–718

Coding external causes of injuries: Problems and solutions


Kirsten McKenzie ∗ , Emma Enraght-Moony, Leith Harding, Sue Walker,
Garry Waller, Linping Chen
National Centre for Classification in Health, School of Public Health and Institute for Health and Biomedical Innovation,
Queensland University of Technology, Kelvin Grove, Qld. 4059, Australia
Received 8 March 2007; received in revised form 4 September 2007; accepted 10 September 2007

Abstract
Complete and accurate information about hospitalised injuries is essential for injury risk and outcome research, though the accuracy and reliability
of hospital data for injury surveillance are often questioned. To ascertain clinical coders’ views of the reasons for a lack of specificity in external
cause code usage and ways to improve external cause coding, a nationwide survey of coders was conducted in Australia in 2006. Four hundred
and two coders participated in the questionnaire. The results of this study show that discharge summaries and doctors’ notes were the poorest
source of information regarding external causes, place of injury occurrence, and activity at the time of injury. Coders viewed missing external cause
information and missing documentation as having the greatest impact on the quality of external cause coding. A large majority of coders suggested
that improving clinical documentation in the emergency department and introducing a centralised structured form for external cause information
would improve the quality of external cause coding. Clinical coders are a valuable source of information regarding problems with, and solutions to
the collection of high quality data and this research has highlighted several areas where improvements can be made and further research is needed.
© 2007 Elsevier Ltd. All rights reserved.

Keywords: Injury surveillance; External cause coding; Clinical coders; Survey

1. Introduction standardised format, enabling the collection, storage, and anal-


ysis of comparable data over time and between countries (Walker
Injuries are an important public health issue in Australia with and McEvoy, 2004). The external causes chapter (Chapter XX)
injuries costing an estimated $4 billion across health sectors and of the ICD describes the causes of injury, poisoning, and adverse
$2.8 billion for hospitals annually (Mathers and Penn, 1999). events. External cause codes capture different elements of the
Complete and accurate information about hospitalised injuries circumstances surrounding injury events, including the causal
is essential for injury risk and outcome research, and policy- mechanism (e.g. transport accident, fall, etc.), the place of occur-
makers rely on high quality data regarding causes of serious rence (e.g. school, work, etc.), the activity at the time of injury
injury in the community. (e.g. working for income, playing sport, etc.), and the intent
Nationally and internationally, the International Statistical of the injured person and others (e.g. accidental, intentional
Classification of Diseases and Related Health Problems (ICD) self-harm, assault, etc.).
system is used to categorise diagnoses and other health-related Comprehensive information about hospitalised injuries
data recorded in patient hospital records into alphanumerical requires accurate clinical documentation and precise clinical
ICD codes (World Health Organization, 1994; National Centre coding (Langlois et al., 1995; Lorence and Ibrahim, 2003). How-
for Classification in Health, 2004). Use of ICD coded data facil- ever, the accuracy and reliability of hospital data for injury
itates the statistical aggregation of morbidity information in a surveillance are often questioned, with researchers reporting
errors in the coding of cause of injury information (or exter-
nal causes) of between 13 and 18% of records (MacIntyre et
∗ Corresponding author at: National Centre for Classification in Health, School
al., 1997; LeMier et al., 2001; Langley et al., 2006). Our pre-
of Public Health, Queensland University of Technology, Kelvin Grove, Qld.
vious study on the quality of cause-of-injury data indicated
4059, Australia. Tel.: +61 7 3138 9753; fax: +61 7 3138 5515. that there is extensive use of ‘Other Specified’ and ‘Unspeci-
E-mail address: k.mckenzie@qut.edu.au (K. McKenzie). fied’ external cause codes in hospital morbidity data (McKenzie

0001-4575/$ – see front matter © 2007 Elsevier Ltd. All rights reserved.
doi:10.1016/j.aap.2007.09.008
K. McKenzie et al. / Accident Analysis and Prevention 40 (2008) 714–718 715

et al., 2006). For example, about 11.5% of ‘Accidents’ and Table 1


18.6% of ‘Assaults’ were assigned to the ‘Other Specified’ and Summary of participant’s characteristics
‘Unspecified’ external cause codes, with non-specific external Variable N %
cause codes being assigned for over 47,000 hospitalised injuries Sex (missing n = 4)
per year and therefore, resulting in a loss of valuable injury Male 30 7.5
information. Overuse of ‘Other Specified’ and ‘Unspecified’ Female 368 91.5
codes may indicate a lack of clinical documentation to facilitate Work status (missing n = 6)
code selection, a lack of specific code availability, and/or coding Full-time 244 60.7
error. Part-time 145 36.1
Clinical coders are employed in hospital settings to assign Casual 7 1.7
ICD codes to accurately describe the patients’ diagnoses, pro- Educational level (missing n = 26)
cedures, and external causes as documented in the medical On the job 12 3.0
record. Clinical coders are trained professionals with expertise in Health department training 20 4.9
Distance education coding course 48 11.9
medical terminology, anatomy and physiology, clinical classifi- Health Information Management 123 30.6
cations, and health information systems. As such, clinical coders Association course
possess valuable expertise to provide insight into the reasons for Undergraduate degree 168 41.8
invalid or unreliable coded data, though there is a considerable Postgraduate degree 5 1.2
lack of research utilising the views of these health professionals.
Work place facilities
The aims of the current study were to ascertain clinical
coders’ views of the reasons for a lack of specificity in exter- Location Size Sector
nal cause code usage, particularly problematic areas for external Urban N = 192 Largea Public 85 23.0
cause coding and to ascertain coders’ views of ways to improve Private 19 5.1
external cause coding. Mediuma Public 34 9.2
Private 29 7.8
Smalla Public 3 0.8
2. Methodology Private 20 5.4
Regional N = 161 Largea Public 25 6.8
The survey questionnaire was based on the Australian clin- Private 4 1.1
ical coder survey (McKenzie and Walker, 2002), and modified Mediuma Public 46 12.4
in consultation with key project stakeholders to address areas Private 23 6.2
Smalla Public 41 11.1
of concern for external cause coding. A pilot survey was con- Private 18 4.9
ducted with a small sample of trauma coders and the survey was
Remote N = 25 Mediuma Public 4 1.1
modified and shortened based on feedback from these coders.
Private 0 0
The survey was web-based, with email and paper versions Smalla Public 13 3.5
available to allow surveys to be posted or emailed to clinical Private 6 1.6
coders where access to the Internet was limited. Clinical coders Total (missing n = 32) 370 100
were recruited via multiple channels with multiple follow-ups
a Large, >300 beds; medium, 100–300 beds; small, <100 beds.
to ensure the large majority of the coders in Australia were
informed of the survey and able to contribute to the survey.
Emails advertising the survey with a link to the website, where tralia. Four hundred and two coders Australia-wide participated
the survey could be completed, were sent by State Health Depart- in the questionnaire, representing an overall response rate of
ment representatives to all coders listed on their most current around 40%.
mailing list. The same email advertisement was sent to Code L,
which is an email discussion list available to coders for coding- 3. Results
related issues. An advertisement was placed both on the NCCH
website and in Coding Matters which is the NCCH publication 3.1. Respondent characteristics
for coders and Health Information Managers. An advertisement
was also placed in State Health Department correspondence Table 1 provides a summary of demographic characteristics
aimed at coders/health information managers. of participants. The average age of the coders was 41 years (range
Information about documentation sources in terms of the 21–65 years). Of the 402 coders, 62% (n = 244) were working
quality of the external cause codes, factors influencing cod- full-time and 37% (n = 145) worked part-time. Only 7 coders
ing, and opinions about improving external cause coding were indicated that they worked on a casual basis. A total of 169
obtained. Participants’ demographic information, their coding (41.9%) coders had experienced two or more different modes
history, workplace environment, and coding processes were also of coder training, and the most common education for coders
recorded. was an undergraduate university course (45% of respondents).
At the time of the survey, based on personal consultation with The average length of coding experience was about 10 years
key state health department representatives, it was estimated that (range 1–34 years). The participants spent 28% of their time on
there were approximately 1000 clinical coders employed in Aus- average in coding external causes in their overall coding task.
716 K. McKenzie et al. / Accident Analysis and Prevention 40 (2008) 714–718

Table 2
Quality of source documents for external cause information
Variable No information Poor information Average information Good in formation

n % n % n % n %

External causes
Ambulance report 8 2.1 36 9.4 121 31.8 216 56.7
Emergency department notes 19 5.1 72 19.3 152 40.8 130 34.9
Nurses notes 8 2.1 99 25.4 189 48.5 94 24.1
Doctors notes 10 2.6 140 35.9 160 41.0 80 20.5
Discharge summary 33 8.5 185 47.8 124 32.0 45 11.6
Place of injury occurrence
Ambulance report 12 3.2 53 14.1 117 31.2 193 51.5
Emergency department notes 22 5.9 121 32.7 146 39.5 81 21.9
Nurses notes 20 5.2 179 46.7 139 36.3 45 11.7
Doctors notes 19 4.9 214 55.6 124 32.2 28 7.3
Discharge summary 64 16.8 227 59.6 74 19.4 16 4.2
Activity at the time of injury
Ambulance report 21 5.6 90 23.9 143 38.0 122 32.4
Emergency department notes 23 6.2 135 36.2 143 38.3 72 19.3
Nurses notes 22 5.7 176 45.8 140 36.5 46 12.0
Doctors notes 24 6.3 213 55.5 121 31.5 26 6.8
Discharge summary 69 18.0 217 56.5 80 20.8 18 4.7

About 68% of participants worked in the public sector in large tion about place of injury occurrence and activity when injury
or medium hospital facilities. occurred.

3.2. Quality of external cause documentation sources 3.3. Factors affecting external cause coding

Table 2 shows the coders’ responses regarding the quality To explore the factors that influence a coders’ ability to code
of source information for external cause coding. Coders ranked external causes effectively, coders were asked to consider a list
the quality of source documentation for external cause, place of factors that may have an impact on the accuracy, completeness
of injury occurrence, and activity as providing good informa- and timeliness of this coding. Coders indicated the severity of
tion, average information, poor information, or no information. each factor for coding external cause information on a scale from
Over half of the respondents (56.7%) stated that the highest no impact, low impact, medium impact to high impact. Table 3
quality external cause documentation came from ambulance shows the coders’ views of factors affecting the quality of coding
reports, which were rated as a good source of external cause of external cause information, in order of the factors deemed to
information. In contrast, almost half of the respondents stated have the highest impact. Coders rated missing external cause
that discharge summaries were a poor source of information for information and missing documentation as the factors with the
external causes (47.8%). Similar results were found for informa- greatest impact for external cause coding. These issues were

Table 3
Factors influencing external cause coding
Variable No impact Low impact Medium impact High impact

n % n % n % n %

Missing external cause information 1 0.3 32 8.2 52 13.4 304 78.1


Missing/absent medical documentation 13 3.3 87 22.3 89 22.8 202 51.7
Lack central forma 40 10.3 72 18.6 93 24.0 182 47.0
Illegible medical record entries 23 5.9 121 31.2 111 28.6 133 34.3
Pressure to maintain coding throughput 71 18.4 150 38.9 75 19.4 90 23.3
Lack of specific codes 34 8.7 181 46.5 93 23.9 81 20.8
Missing /incomplete ambulance reports 61 16.1 181 47.6 60 15.8 78 20.5
Structure medical recordb 93 23.8 176 45.1 63 16.2 58 14.9
Insufficient time and resources 73 18.8 184 47.4 78 20.1 53 13.7
Insufficient management support 108 28.1 177 46.1 52 13.5 47 12.2
Lack of ongoing education 97 25.2 206 53.5 51 13.2 31 8.1
Inexperience coding external cause data 130 33.3 194 49.7 37 9.5 29 7.4
a Lack of centralised form where all external cause information is recorded.
b Structure of records (e.g. emergency department or ambulance documents separate from inpatient).
K. McKenzie et al. / Accident Analysis and Prevention 40 (2008) 714–718 717

Table 4
Coder satisfaction with ICD-10-AM by code blocks
Variable Not at all satisfied Low satisfaction Medium satisfaction High satisfaction

n % n % n % n %

Number of codes available


Accidents 1 0.3 44 11.4 173 44.8 168 43.5
Intentional self-harm 2 0.5 39 10.2 185 48.6 155 40.7
Assault 2 0.5 38 10.0 186 48.8 155 40.7
Place of injury 3 0.8 106 27.5 151 39.1 126 32.6
Activity at the time of injury 4 1.0 99 25.8 162 42.2 119 31.0
Specificity of codes available
Accidents 3 0.8 49 12.7 162 41.9 173 44.7
Intentional self-harm 2 0.5 42 11.0 156 40.8 182 47.6
Assault 2 0.5 37 9.7 164 42.8 180 47.0
Place of injury 4 1.0 130 33.9 141 36.7 109 28.4
Activity at the time of injury 5 1.3 117 30.6 153 40.1 107 28.0

rated 78 and 51%, respectively, by coders as factors that have a high impact) external cause coding quality could be improved
high impact on external cause coding. These were followed by a through various different measures. Over 85% of coders consid-
lack of a centralised form where all external cause information is ered improving the quality of documentation in the emergency
recorded and illegible medical record entries, with these being department would have a high impact on the quality of coded
rated as high impact by 47 and 34% of coders, respectively. data, and 78% of coders considered the introduction of a struc-
Similar patterns were found for place of injury occurrence and tured form for external cause information would have a high
activity at the time of the injury. impact.

3.4. Satisfaction with external cause classification 4. Discussion

Table 4 shows coder satisfaction with the external cause This study ascertained coders’ views of the reasons for a lack
classification system. Coders were asked to rank their level of specificity in external cause code usage to provide greater insight
satisfaction (highly satisfied, medium, low, and not at all satis- into the findings from a previous study regarding external cause
fied) with the ICD-10-AM code blocks in terms of the number code specificity (McKenzie et al., 2006). This research found
and the specificity of the codes available. Coders reported lower that a lack of external cause information in medical records
levels of satisfaction with the number and specificity of codes and poor clinical documentation regarding injury circumstances
for injury place and activity blocks compared to all other code were the major factors impacting on the specificity and resultant
blocks. Between 26 and 34% of coders reported low satisfaction quality of external cause code usage, particularly with regards
with these code blocks. However, 28–32% coders reported high to place of occurrence and activity at the time of injury. Miss-
levels of satisfaction with these specific code blocks. ing external cause information and missing documentation were
rated by 78 and 51% of respondents, respectively, as the factors
3.5. Ways to improve external cause coding with the greatest impact for external cause coding.
The results of this study show that coders viewed dis-
Table 5 reports coders’ views of ways to improve external charge summaries followed by doctors’ notes as the poorest
cause coding. Coders were asked to what extent (no impact to sources of information regarding external causes, place of injury

Table 5
Coders’ views of ways to improve external cause coding
Measure to improve coding quality No impact Low impact Medium impact High impact

n % n % n % n %

Improve quality of EDa documentation 1 0.3 11 2.9 42 11.2 321 85.6


Structured forms for external cause information 5 1.3 19 5.0 61 16.1 294 77.6
Standardise coding system in EDa 11 3.0 51 13.8 92 24.9 215 58.3
Improve ambulance documentation 10 2.7 49 13.0 113 30.0 205 54.4
Standardise coding system in ambulance coding 9 2.4 61 16.1 116 30.7 192 50.8
Research to investigate proposed changes 12 3.2 88 23.3 123 32.6 154 40.8
Increase number of specific ICD codes 17 4.5 84 22.0 133 34.9 147 38.6
More education in external cause coding 29 7.6 95 25.0 133 35.0 123 32.4
More time for external cause coding 40 10.8 131 35.2 123 33.1 78 21.0
a ED: emergency department.
718 K. McKenzie et al. / Accident Analysis and Prevention 40 (2008) 714–718

occurrence, and activity at the time of injury. The best source Acknowledgements
of information regarding external causes, place, and activity
according to the coders was the ambulance report form with We thank Associate Professor James Harrison, Geoffrey
over half of the coders stating that the ambulance report form Henley, and Professor Roderick McClure for their advice and
was a good source of information. assistance in conducting this study. The study was funded by
A lack of clinical documentation has been identified by previ- the Australian Research Council.
ous researchers as a significant problem to obtaining high quality
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