Professional Documents
Culture Documents
net/publication/317178272
CITATION READS
1 428
3 authors:
Arindam Dey
Indian Institute of Technology Guwahati
236 PUBLICATIONS 252 CITATIONS
SEE PROFILE
Some of the authors of this publication are also working on these related projects:
Ash, Earthen and Rockfill Dykes, Dams and Embankments View project
All content following this page was uploaded by Arindam Dey on 07 January 2018.
ABSTRACT
Dynamic loading conditions, such as earthquakes, may result in the generation of high shear
strain (> 5%) in the soil. Conventionally, dynamic properties of soils are estimated from the
tests conducted up to a shear strain of 1% by considering Symmetrical Hysteresis Loop
(SHL). However, it is commonly observed that the hysteresis loops become progressively
asymmetric with increasing shear strain, which leads to the over- or under-estimation of the
conventionally evaluated dynamic properties. Hence, it is necessary to adopt a modified
methodology of evaluating the dynamic properties of saturated sands based on the actual
Asymmetrical Hysteresis Loop (ASHL). Strain-controlled cyclic triaxial tests have been
conducted, for a peak shear strain range of 0.015-4.5% at 1 Hz loading frequency, on test
specimens prepared at different relative density (30-90%) and confining stress (50-150 kPa).
Although, the shear modulus evaluated considering SHL and ASHL are on close agreement,
the damping ratio evaluated considering SHL is approximately 40-70% lesser than that
obtained by considering ASHL. Moreover, in contrast to the classical curves as largely
applied in geotechnical engineering, a noticeable decrement of the damping ratio is observed
beyond 0.75% shear strain.
Keywords: High shear strain, Shear modulus, Damping ratio, Strain-controlled test, Cyclic
triaxial test, Hysteresis loop
1
1. Introduction
Past earthquake events have indicated that soils may experience peak shear strain levels
greater than 5% [1-3]. The evaluation of the dynamic characteristics (shear modulus and
damping ratio) of soils at such high strain levels is very essential for design of earthquake
resistant structures. Shear modulus (or, more precisely, secant shear modulus) represents the
stiffness of soil, whereas damping ratio is described as the percentage of energy loss per
cycle of vibration. These dynamic properties are significantly affected by several factors,
namely shear strain amplitude (γ), type and composition of soil, relative density (Dr),
plasticity index, effective confining pressure (σʹc), overconsolidation ratio (OCR), frequency
of loading cycle (f), and number of cycles (N); the details of which are presented in [4-9] and
are not repeated for the sake of brevity.
Several researchers have used different testing methodologies (e.g. resonant column test,
piezoelectric bender element test, cyclic triaxial test and cyclic simple shear test) to determine
the dynamic properties of different soils at varying strain levels [7, 10-21]. It was reported
that the response of soils at high strain levels (> 0.01%) is substantially different than that at
low strain levels (< 0.001%), primarily due to the nonlinear stress-strain behaviour and
damping characteristics at higher strains [6]. In contrary to most of the tests conducted for
low-strain levels [10-21], only limited studies portrayed about the behaviour of soils under
higher strains [2, 22, 23]. This paper presents the dynamic behaviour of sandy soil under high
cyclic strains. Brahmaputra river sand was chosen for the purpose, and strain-controlled
Cyclic Triaxial (CT) tests were performed at 1 Hz loading frequency for a peak shear strain
range of 0.015-4.5%, on the reconstituted specimens prepared at different Dr (30-90%) and
consolidated under different σʹc (50-150 kPa). Although the cyclic tests can be conducted at
various loading frequencies, 1 Hz loading frequency was chosen as recommended by Ishihara
[6], Kramer [8] and commonly adopted by several other researchers [16, 19-21]. The results
obtained were analysed to assess the influence of high shear strain (γ), effective confining
pressure (σʹc) and relative density (Dr) on the evaluated dynamic properties.
2. Material characteristics
Brahmaputra sand (BS) obtained from Guwahati region (Assam, India) has been used for the
study. The FESEM (Field Emission Scanning Electron Microscope) image of BS (Fig. 1)
exhibits the particles to be profoundly angular and possessing noticeable surficial roughness.
Particle size distribution of BS (Fig. 2), determined by conducting dry sieve analysis [24],
classifies the soil to be poorly graded as per the relevant standards [25-26]. It can be observed
2
that the soil belongs to the category of severely liquefiable soils zone [27]. Index properties
of the soil (specific gravity, minimum and maximum dry unit weight) were determined as per
relevant standards [28-29] and are presented in Table 1.
5
evaluate the shear modulus (G) and damping ratio (D), and the same are compared against
those obtained from ASHL for the sake of understanding the necessity of adopting the
modified methodology.
(OCR)k
Gmax kPa = 523
0.48
p 0.52
' (1)
(0.3 0.7e2 )
a o
where, OCR is the overconsolidation ratio, k is an index parameter (0 for sands), e is the void
ratio, pa is the atmospheric pressure and σʹo is the mean principal effective stress in kPa.
Estimated Gmax values for BS soil specimens at different Dr and σʹc are presented in Table 4.
The variation of G/Gmax for BS with , at different Dr and σʹc, are presented in Fig. 9. The
scatter of the obtained data can be confined by upper- and lower-bounds, as represented by
6
dotted lines in the figure. It can be observed that, at higher strain levels, the scatter of G/Gmax
gets significantly narrowed. For all practical purposes, the obtained estimates can be
represented by an average G/Gmax curve (Fig. 9). The obtained average G/Gmax curve for BS
has been compared with the G/Gmax curves, for different sandy soils, available in the literature
(Fig. 10). In spite of a similar trend, the G/Gmax estimates of BS show lower values in
comparison to the classical curves [10, 12, 16]; although, it is in close agreement to those
reported for Indian soils [19-21]. As each of the established modulus reduction models are
developed based on the dynamic testing of a specific soil [10, 12, 16], adoption of any
particular model to determine the dynamic response of different other soils might be
incorrect. It should be customary that the dynamic properties of each soil be judiciously
determined before its application for any practical geotechnical engineering problems.
7
Figures 12- 14 depict the variations of damping ratio (D and D#) with shear strain for test
specimens prepared at different Dr and σʹc. Figure 12a shows the effect of σʹc on D and D# for
BS specimens at Dr = 30%. It is observed that specimens subjected to lower σʹc (50 kPa)
depicts higher damping ratio in comparison to that obtained at higher σʹc (100 and 150 kPa),
which is attributed to the relatively higher stiffness imparted in the specimens due to higher
confinement. The damping ratio is not found to vary noticeably for σʹc greater than 100 kPa.
It can also be noted that D attains a peak magnitude at a γ = 0.5%, while D# attains the peak
magnitude at γ ≈ 1% (Fig. 12a). Beyond the stated peak values, a significant reduction in
damping ratio is observed at higher strain levels which are noticeably different from that
observed in the damping ratio curves from earlier studies [10-21]. It should be noted that, for
the earlier studies, tests were conducted up to strain levels of about 1%. Very few researchers
have provided the experimental evidence of estimated damping ratio beyond 1% shear strain
[2, 22-23, 32] which followed a similar trend as obtained in the present study. Figure 12b
portrays that up to γ ≈ 0.5%, Dr has an insignificant effect on D and D# estimated for BS
specimens subjected to σʹc = 100 kPa.
For all practical purposes, Fig. 13 presents the average trends of the estimated D and D#
for BS specimens prepared at different Dr and σʹc. It is observed that, the average trend of D#
exceeds D by 40-70%, with higher deviation at higher strain levels beyond 0.50%. From the
overall observations of Figs. 12-13, it can be stated that the modified method to estimate
damping ratio is significantly important and that conventional method largely underestimates
the actual damping developed in the specimen, especially at higher strain levels.
Most of the existing literature reported the estimated damping ratio for γ ≤ 1%, and the
same is extrapolated to estimate the damping ratio for beyond 1% (such as in the existing
commercial software for ground response analyses or any other seismic studies). However,
the present study unambiguously reflects that the damping ratio exhibits non-conventional
behavior γ ≥ 1%, where a noticeably decreasing trend is observed rather than the
conventionally assumed increasing or asymptotic variation. Hence, the current observation
provides a better phenomenological understanding and a scope of improvement of the
existing methods utilizing damping ratio curves beyond γ = 1% by defining a curvilinear
variation for the entire strain range used for the present study. The obtained variation of
damping ratio from the present study has been compared with several data available in
literature as shown in Fig. 14. It can be observed that most of the earlier researchers have
restricted the data up to γ = 1%. The results from the present study also follows the observed
trend (within 1%). Based on the present observation related to the variation of damping ratio
8
over the entire strain range, it can be stated that it is not judicious to extrapolate the trend of
damping ratios for γ ≤ 1% to obtain the same for γ >1%. Thus, it is suggested that a new
functional variation of damping ratio should be developed in order to use the same for
various geotechnical engineering purposes involving wider range of shear strain.
5. Conclusions
Strain controlled cyclic triaxial tests have been conducted on saturated Brahmaputra sand
to evaluate the dynamic properties over a wide range of shear strain. Hysteresis loops at
different loading cycles manifested the dynamic behavior of the soil and exhibited noticeable
asymmetric nature, especially at higher strain levels. Since conventional methods do not
account for such asymmetry in the estimation of the dynamic properties of the soil, a
modified method of the evaluation of the same was adopted and has been reported in the
article.
Shear modulus (G) of BS soil is observed to be significantly affected by the variations in
σʹc and Dr. However, the scatter of the estimate becomes lower when expressed in terms of
the modulus reduction (G/Gmax) curve. In comparison to the classical curves, G/Gmax curve of
BS specimens depicted lower range of modulus ratio; however, the trend was well-matching
with those reported for Indian soils. It can be concluded that the direct application of the
existing modulus reduction models may lead to improper estimation of the dynamic response
of any other soil, and hence, a proper characterization of the soil is extremely necessary.
In comparison to higher σʹc, it was observed that BS specimens subjected to lower σʹc
revealed higher damping ratio due to the higher shear stiffness imparted in the specimens by
higher confinement. It is observed that, on an average D# exceeds D by 40-70%, with higher
deviation exhibited at higher strain levels beyond 0.50%. The obtained variation of damping
ratio, from the present study, has been compared with several data available in literature. A
prominent decrease in damping ratio is noted beyond γ = 1%, portraying a marked difference
from the conventional extrapolated estimates. This decrement clearly manifests that the
conventional trends of damping ratio at higher shear strains will result in the adoption of
significantly different magnitudes leading to an improper geotechnical analysis. Hence, it is
imperative to develop and adopt a judicious functional variation of the damping ratio over a
wider strain range for practical purposes.
9
References
[1] Suetomi I, Yoshida N. Nonlinear behavior of surface deposit during the 1995 Hyogoken-
Nambu earthquake. Soils and Foundations 1998; 38: 11–22.
[2] Kiku H, Yoshida N. Dynamic deformation property tests at large strains. 12th World
Conference on Earthquake Engineering. New Zealand; 2000. Paper no. 1748.
[3] Kumar SS, Krishna AM. Seismic ground response analysis of some typical sites of
Guwahati City. International Journal of Geotechnical Earthquake Engineering 2013; 4:
83–101.
[4] Hsiao DH, Phan VT. Evaluation of static and dynamic properties of sand–fines mixtures
through the state and equivalent state parameters. Soil Dynamics and Earthquake
Engineering 2016; 84:134-44.
[5] Sağlam S, Bakır BS. Cyclic response of saturated silts. Soil Dynamics and Earthquake
Engineering. 2014; 61: 164-75.
[6] Ishihara K. Soil Behaviour in Earthquake Geotechnics. Oxford science publications;
1996.
[7] Hardin BO, Drnevich VP. Shear modulus and damping in soils: measurement and
parameter effects. Journal of Soil Mechanics and Foundations Division 1972; 6: 603–24.
[8] Kramer SL. Geotechnical earthquake engineering. Prentice Hall; New Jersey (NJ): 1996.
[9] Seed HB, Lee KL. Liquefaction of saturated sands during cyclic loading. Journal of the
Soil Mechanics and Foundations Division 1966; 92: 105–34.
[10] Seed HB, Idriss IM. Soil moduli and damping factors for dynamic response analyses.
Report No. EERC 70–10, Earthquake Engineering Research Centre, University of
California, Berkeley, California; 1970.
[11] Iwasaki T, Tatsuoka F, Takagi Y. Shear modulus of sands under torsional shear loading.
Soils and Foundations 1978; 18: 39–56.
[12] Kokusho T. Cyclic triaxial test of dynamic soil properties for wide strain range. Soils and
Foundations 1980; 20: 45–60.
[13] Kokusho T, Yoshida Y, Esashi Y. Dynamic properties of soft clay for wide strain range.
Soils and Foundations 1982; 22: 1–18.
[14] Seed HB, Wong RT, Idriss IM, Tokimatsu K. Moduli and damping factors for dynamic
analysis of cohesionless soils. Journal of Geotechnical Engineering 1986; 112(11):
1016–32.
[15] Chattaraj R, Sengupta A. Liquefaction potential and strain dependent dynamic properties
of Kasai River sand. Soil Dynamics and Earthquake Engineering 2016; 90: 467–475.
10
[16] Vucetic M, Dobry R. Effect of soil plasticity on cyclic response. Journal of Geotechnical
Engineering 1991; 117: 89–107.
[17] Ishibashi I, Zhang X. Unified dynamic shear moduli and damping ratios of sand and
clay. Soils and Foundations 1993; 33: 182–91.
[18] Sas W, Gabryś K, Szymański A. Experimental studies of dynamic properties of
Quaternary clayey soils. Soil Dynamics and Earthquake Engineering 2017; 95: 29-39.
[19] Govindaraju L. Liquefaction and dynamic properties of sandy soils. (PhD thesis). Indian
Institute of Science Bangalore, India; 2005.
[20] Hanumantharao C, Ramana GV. Dynamic soil properties for microzonation of Delhi,
India. Journal of Earth System and Science 2008; 117: 719–30.
[21] Kirar B, Maheshwari BK. Effects of silt content on dynamic properties of Solani sand.
Proceeding of 7th International Conferences on Case Histories in Geotechnical
Engineering. Chicago; 2013.
[22] Brennan AJ, Thusyanthan NI, Madabhushi SPG. Evaluation of shear modulus and
damping in dynamic centrifuge tests. Journal of Geotechnical and Geoenvironmental
Engineering 2005; 131: 1488–97.
[23] Mashiri MS. Monotonic and cyclic behaviour of sand-tyre chip (STCh) mixtures. (PhD
thesis). School of Civil, Mining and Environmental Engineering. University of
Wallongong, Australia; 2014. p 290.
[24] IS: 2720 (Part-4). Grain size analysis. Bureau of Indian Standards, New Delhi 1975.
[25] ASTM D2487. Standard practice for classification of soils for engineering purposes
(Unified soil classification system). ASTM International, West Conshohocken, PA;
2006.
[26] IS: 1498. Classification and Identification of soils for general engineering purposes.
Bureau of Indian Standards, New Delhi 1970.
[27] Xenaki VC, Athanasopoulos GA. Liquefaction resistance of sand-mixtures: An
experimental investigation of the effect of fines. Soil Dynamics and Earthquake
Engineering 2003; 183–94.
[28] IS: 2720 (Part-3). Determination of specific gravity-fine, medium and coarse grained
soils. Bureau of Indian Standards, New Delhi 1981.
[29] IS: 2720 (Part-14). Determination of density index of cohesionless soils. Bureau of
Indian Standards, New Delhi 1983.
11
[30] ASTM D3999. Standard test methods for the determination of the modulus and damping
properties of soils using the cyclic triaxial apparatus. ASTM International, West
Conshohocken, PA; 2011.
[31] Ishihara K. Liquefaction and flow failure during earthquakes. Geotechnique 1993; 43(3):
351–415.
[32] Matasovic N, Vucetic M. Cyclic characterization of liquefiable sands. Journal of
Geotechnical and Geoenvironmental Engineering 1993; 119: 1805–22.
[33] Okur DV, Ansal A. Stiffness degradation of natural fine grained soils during cyclic
loading. Soil Dynamics and Earthquake Engineering 2007; 27: 843–54.
[34] Lanzo G, Vucetic M, Doroudian M. Reduction of shear modulus at small strains in
simple shear. Journal of Geotechnical and Environmental Engineering 1997; 123: 1035–
42.
[35] Vucetic M, Lanzo G, Doroudian M. Damping at small strain in cyclic simple shear test.
Journal of Geotechnical and Geoenvironmental Engineering 1998; 124: 585–95.
[36] Vucetic M, Mortezaie A. Cyclic secant shear modulus versus pore water pressure in
sands at small cyclic strains. Soil Dynamics and Earthquake Engineering 2015; 70: 60-
72.
[37] Rollins KM, Evans MD, Diehl NB, Daily WD. Shear modulus and damping ratio for
gravels. Journal of Geotechnical and Geoenvironmental Engineering 1998; 124: 396–
405.
[38] Chung RM, Yokel FY, Drnevich VP. Evaluation of dynamic properties of sands by
resonant column testing. Geotechnical Testing Journal 1984; 7: 60–9.
[39] Kreyszig E. Advanced Engineering Mathematics. John Wiley & Sons; US: 2010.
12
Table 1 Physical properties of collected Brahmaputra sand
Unit Weight Uniformity Coefficient
3 Specific D10
(kN/m ) Coefficient of Curvature
Gravity (mm)
γmax γmin Cu Cc
13
Table 4 Estimated Gmax for BS
σʹc (kPa) 50 100 150
Dr (%) Gmax (MPa)
30 49.64 69.24 84.12
60 57.73 80.52 97.82
90 67.25 84.12 113.95
14
Fig. 1. FESEM image of Brahmaputra Sand (BS)
100
Boundaries for
partial liquefiable zone
Boundaries for
80
severely liquefiable zone
Brahmaputra sand (BS)
Percentage finer
60
40
20
0
1E-4 1E-3 0.01 0.1 1 10
Praticle size (mm)
15
Fig. 3. Cyclic triaxial setup and components
16
a b
c d
Fig. 5. Typical test result plots at ε = 0.20%, f = 1 Hz, σʹc = 100 kPa and Dr = 30% (a) Axial
strain vs N (b) Deviator stress vs N (c) PWP ratio vs N (d) Stress vs strain
17
Dr = 30%, σ'c =100 kPa, f = 1 Hz, ── N = 1, ˗ ˗ ˗ N = 2
a b c
d e f
g h
Fig. 6. (a-h) Typical shear stress-shear strain plot for initial two cycles at Dr = 30%, σʹc = 100
kPa and f = 1 Hz for different γ
18
1.
Deviator
(a) Deviator (b) stress (σd) 1
Emax
Esec1
stress (σd) 1
Emax σd,max
Esec a
1
1
σd,max
Loading Curve
d AΔ1
AΔ εmin g
εmin Axial o Axial
εmax strain (ε) εmax strain (ε)
AL A
Δ2
b
A
AL c f
Esec2 e σd,min
d ,min
1 Unloading Curve
σd,min Esec1 Esec 2
Esec d /
d ,max
Esec, a
max min 2
Esec /[2(1 )] Ga Esec, a /[2(1 )]
1 AG
D L
4 A (1 ) (1 )
1 AL 1 AL ( o a b c d )
D D#
4 A A1 A 2 A
Fig. 7. A typical (a) SHL (Redrawn after Kramer, 1996) and (b) ASHL
19
a b
Fig. 8. Variation of shear modulus with (a) N (b) σʹc (c) SHL and ASHL
20
Fig. 9. Variation of G/Gmax curve with γ at different σʹc and Dr
21
# #
D from ASHL approach, D from SHL approach D from ASHL approach, D from SHL approach
40 40
= 0.045% 0.075% b
35 a 35
30 30
25 25
20
20
15
15
10
10
5
5
0
0 10 20 30 40 0 10 20 30 40
Number of cycles (N) Number of cycles (N)
40 40
= 0.15% c 0.30% d
35 35
25 25
20 20
15 15
10 10
5 5
0 0
0 10 20 30 40 0 10 20 30 40
Number of cycles (N) Number of cycles (N)
40 40
0.60% 0.75% f
35 e
30 30
Damping ratio (%)
25
20 20
15
10 10
0 0
0 10 20 30 40 0 10 20 30 40
Number of cycles (N) Number of cycles (N)
22
a b
Fig. 12. Variation of damping ratio (D and D#) with (a) σʹc (b) Dr
23
Fig. 14. Comparison of damping ratio from available data in literature
24