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Soils and Foundations 2016;56(4):704–711

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Technical Paper

An extended hypoplastic constitutive model for frozen sand


Guofang Xua,n, Wei Wua, Jilin Qib
a
Institute of Geotechnical Engineering, University of Natural Resources and Life Sciences, Vienna
b
School of Civil and Transportation Engineering, Beijing University of Civil Engineering and Architecture, China
Received 25 May 2015; received in revised form 28 March 2016; accepted 19 April 2016
Available online 29 July 2016

Abstract

This paper presents a hypoplastic constitutive model for frozen sand. The model is obtained by introducing temperature-dependent cohesion
and a deformation-related function for strain softening. The extended model is simple in mathematical formulation and contains only eight
parameters, which can be easily obtained from conventional triaxial tests. The model performance is shown by simulating a series of triaxial
compression tests at different temperatures and confining pressures.
& 2016 The Japanese Geotechnical Society. Production and hosting by Elsevier B.V. This is an open access article under the CC BY-NC-ND
license (http://creativecommons.org/licenses/by-nc-nd/4.0/).

Keywords: Hypoplasticity; Constitutive model; Frozen sand; Mechanical behavior

1. Introduction of frozen Ottawa sand based on triaxial shear tests and triaxial
creep tests. Zhu et al. (1992) conducted numerous uniaxial
Engineering activities in permafrost regions are on the rise compression tests at different temperatures and strain rates on
worldwide. For such projects, the strength and deformation of different frozen soils. Then two types of stress–strain equations,
frozen soil plays an important role. There is urgent need for namely, elastoplastic and visco-elastoplastic, were proposed for
appropriate constitutive models for the mechanical behaviors the stress–strain curves. All these efforts helped to understand
of frozen soil. the mechanical behavior of frozen soil in the early days.
However, the application of such stress–strain equations was
1.1. Previous work on modeling frozen soil rather limited, because they were set up especially for certain
test condition. (2) Microscopic damage models. Such models
As a special geo-material, frozen soil contains ice and were developed by introducing a damage variable into the
unfrozen water. Such multiphase media show rather complex stress–strain equation, which relates the microstructural change
mechanical behaviors and are difficult to model. Nevertheless, with the macroscopic mechanical behavior of frozen soil. Miao
constitutive modeling of frozen soil has attracted intensive et al. (1995) proposed a damage creep model by considering the
research in the past decades. The existing constitutive models microstructure of frozen soil in isothermal creep tests. Particle
for frozen soil can be classified into three categories, namely orientation and area reduction were introduced as the damage
(1) empirical stress–strain relationships, (2) microscopic models variables. Based on continuum mechanics and thermodynamics,
and (3) elastoplastic models. (1) Empirical stress–strain rela- He et al. (1999) proposed a damage constitutive model for
tionships. Sayles (1973) analyzed the stress–strain relationship frozen soil, in which a damage threshold and dissipation
potential function were studied. Liu et al. (2005) defined a
n
Corresponding author. damage function for frozen Lanzhou loess based on the uniaxial
Peer review under responsibility of The Japanese Geotechnical Society.

http://dx.doi.org/10.1016/j.sandf.2016.07.010
0038-0806/& 2016 The Japanese Geotechnical Society. Production and hosting by Elsevier B.V. This is an open access article under the CC BY-NC-ND license
(http://creativecommons.org/licenses/by-nc-nd/4.0/).
G. Xu et al. / Soils and Foundations 56 (2016) 704–711 705

compression test results obtained with X-ray CT method. They 1.3. Feasibility of modeling frozen soil with hypoplasticity
developed a damage constitutive model for frozen soil under
uniaxial compression. Ning and Zhu (2007) set up a relationship Most macroscopic constitutive models regard frozen soil as a
between the elastic constants of soil, ice and that of frozen soil homogeneous continuum, with ice distributed uniformly in the
mass based on the mesomechanics of composite materials. The soil mass. This makes it possible to model frozen soils with
result was a constitutive model which takes the evolution of hypoplasticity, which is based on continuum mechanics. Sec-
damage into consideration. The advantage of these models is ondly, many test results (Sayles, 1966; Ladanyi, 1981; Haynes
that they explain the macroscopic mechanical behavior of frozen and Karalius, 1977; Parameswaran, 1980; Bragg and Andersland,
soil from a microscopic view. However, describing the damage 1981) reveal that the most significant factor which governs the
evolution for frozen soil posed a great challenge to the mechanical properties of frozen soil is temperature. This can be
investigators. (3) Macroscopic elastoplastic constitutive models. attributed to the following two aspects. Firstly, the mechanical
Cai et al. (1990) separated the total strain rate into viscoelastic properties of ice in frozen soil are strongly dependent on
strain rate and plastic strain rate components, and proposed a temperature, and secondly the bonding strength of the interface
visco-elastoplastic constitutive model for frozen soil, which was between soil grain and ice is also very sensitive to temperature.
suitable for monotonic loading and cyclic loading. Rong et al. From this point of view, the strength of frozen soil consists of two
(2005) proposed two formulas for calculating the Green stress parts, namely the strength of soil skeleton and the ice cementa-
and Kirchhoff stress, and developed a constitutive model for tion, see also Goughnour and Andersland (1968). Therefore,
frozen soils under finite deformation. Based on triaxial com- when the cementation of ice is taken into account, a hypoplastic
pression tests on frozen Qinghai-Tibet sandy soil, Lai et al. constitutive model for frozen soil can be built on the hypoplastic
(2009) obtained the plastic potential and failure surface with the models for cohesionless soil.
help of orthogonal flow rule, and then proposed an elastoplastic
constitutive model for frozen sand. It should be noted that these 2. The extended hypoplastic model for frozen sand
models were obtained by analogy with the constitutive models
for unfrozen soils within the framework of plasticity theory, 2.1. Hypoplastic constitutive model for sand
which is mainly based on experiments or hypotheses (Li, 2004).
Although the constitutive models discussed above have In the work by Wu and Kolymbas (1990), a general
achieved certain degrees of success, some problems remain hypoplastic constitutive model was defined as follows
unsolved. Most models have rather complicated mathematical
formulation. 1 ¼ LðT; DÞþ NðTÞ‖D‖
T ð1Þ
where T is the Cauchy stress tensor, D is strain rate tensor,
1.2. Brief introduction to hypoplasticity LðT; DÞ and NðTÞ are linear and nonlinear isotropic tensor
functions with respect to stress T, respectively. ‖D‖ ¼
Recently, hypoplastic constitutive models have become qffiffiffiffiffiffiffiffiffiffiffiffiffi
 
quite popular in describing the mechanical behavior of tr D2 stands for the Euclidean norm of strain rate tensor,
granular materials. In hypoplasticity, the stress rate is for- 1 is the Jaumann rate of Cauchy stress tensor and is defined as
T
mulated as a nonlinear tensor function of stress and strain rate
1 ¼ T_ þ TW  WT
T ð2Þ
based on the representation theorem for isotropic tensor
functions. Compared with traditional elastoplasticity theory, where T_ is the time derivative of Cauchy stress tensor, W is
hypoplasticity has many advantages, such as: (1) the model the spin tensor. The Jaumann rate of stress tensor equals to the
does not have an elastic range and the stress–strain relationship time derivative when the spin tensor is 0.
is incrementally nonlinear from the beginning of loading; In order to obtain a concrete form, model (1) should be
(2) distinction between loading and unloading is not necessary, subjected to three restrictions (Wu and Bauer, 1994). (i) Rate
since the loading-unloading criterion is incorporated in the independence. To start with a simple case, the constitutive
models; and (3) hypoplastic constitutive equations have simple model is considered to be rate independent, i.e. the Jaumann
mathematical formulation with few parameters. A number of rate of Cauchy stress should be positively homogeneous of the
hypoplastic constitutive models (Kolymbas, 1985; Wu and first degree in D. (ii) Objectivity under rigid rotation. This
Kolymbas, 1990; Wu, 1992; Wu and Bauer, 1994; Wu et al., requirement can be satisfied when the model is chosen
1996; Herle and Kolymbas, 2004; Huang et al., 2006; Mašín, according to the representation theorem for isotropic tensor
2013) have been developed for various geo-materials and can functions. (iii) Stress dependence. Many test results show that
be applied to various boundary problems, e.g. retaining walls the strength and initial tangent modulus of sand depend
(Qiu and Grabe, 2012), pile driving (Osinov et al., 2013), proportionally on stress level. Hence, the Jaumann rate of
tunnel under earthquake (Hleibieh et al., 2014), debris flow Cauchy stress should be homogeneous in T. According to
(Fang and Wu, 2014a, 2014b) and slope stability (Peng et al., these restrictions, Wu (1992) proposed the following hypo-
2015). Hypoplasticity has been proved to be a powerful tool in plastic constitutive model for sand
describing various soil properties, such as nonlinear mechan-
ical behavior, dependence on stress path, shear dilation and trðTDÞ T2 T2
T_ ¼ c1 ðtrTÞD þ c2 T þ c3 ‖D‖ þ c4 d ‖D‖ ð3Þ
strain softening. trT trT trT
706 G. Xu et al. / Soils and Foundations 56 (2016) 704–711

in which ci (i¼ 1–4) are dimensionless material parameters. assume that the value of s can be related to temperature as
trðU Þ is the trace of the tensor ð UÞ. The subscript d denotes the s ¼ aθ þ b ð7Þ
deviatoric part of the corresponding tensor. This model is
capable of capturing the salient behavior of sand under where θ is the temperature of frozen soil, a and b are
monotonic loading and applicable to both drained and coefficients. The rationality of this assumption can be found
undrained conditions. Based on this model, a constitutive in the work by Sinitsyn and Løset (2010). The deformation-
model for frozen sand is developed. This is presented in the related factor is given by the following expression
next section. f ϵ ¼ 2  expðαlþ βÞ ð8Þ
where l is the length of strain path in the strain space, α and β
2.2. The extended hypoplastic constitutive model are parameters dependent on temperature. With this factor,
whose value ranges from 1.0 to 2.0, the strain softening
For the above hypoplastic constitutive model proposed by Wu behavior of frozen soil can be described.
(1992), it should be noted that the limit surface is a cone with its
apex at the origin in the principal stress space. Therefore, such 2.3. Calibration of the extended model
model allows no tensile stress. This is obviously not appropriate
for frozen soils which can sustain certain tension owing to ice Altogether there are 8 parameters in the extended constitu-
cementation. However, this shortcoming can be overcome by tive model. These parameters can be classified into two groups.
extending the constitutive equation with a backpressure s as The first group comes from the original model (Wu, 1992), i.e.
material constants ci (i ¼ 1–4). They can be determined based
1 ¼ LðT; s; DÞþ NðT; sÞ‖D‖
T ð4Þ on a series of conventional triaxial tests. In the determination,
in which s is an isotropic tensor similar to the spherical part of the initial tangent modulus, initial Poisson's ratio, friction angle
stress tensor. The isotropic tensor s is determined by a single and dilation angle at failure are required. The detailed
scalar s as s ¼ sI, in which s can be regarded as the cohesion of procedures to determine ci can be found in the publication
frozen soil and I is the unit tensor. It is worth noting that different by Wu and Bauer (1994). Here we focus on the parameters in
chemical or physical causes for cohesion give rise to different the second group which contains the other 4 parameters, a, b, α
material behaviors. In the present paper, the value of s is related and β. As can be seen from Eq. (7), parameters a and b
only to the temperature of frozen soil. Effects of water content describe the dependence of cohesion on temperature, so a and
and other factors of frozen soil are not taken into account. b can be obtained from the cohesion-temperature curve, see
Based on the work by Wu et al. (1996) on granular materials Fig. 1. Parameters α and β are related to the configuration of
and Bauer and Wu (1995) on cohesive powders, the hypo- stress–strain curve, e.g. strain softening or strain hardening.
plastic constitutive model for frozen sand can be constructed in They can be determined by fitting the triaxial test results.
the following way Parametric study shows that when the temperature of frozen
soil is not lower than –15 1C, α has a range of [ 1.0, 0], and β
tr½ðT sÞD
T_ ¼ c1 ½trðT  sÞD þ c2 ðT  sÞ is located in [ 0.005, 0.005].
trðT  sÞ
  ‖D‖ 3. Performance of the extended model
þ f ϵ U c3 ðT  sÞ2 þ c4 ðT  sÞ2d ð5Þ
tr ðT  sÞ
in which f ϵ is a deformation-related factor, which describes the In this section, two series of triaxial compression tests are
simulated with the extended hypoplastic model. Then the
strain softening behavior of frozen sand. Model (5) shows two
simulated results are compared to the experimental results to
linear terms and two nonlinear terms in the strain rate. For such
models, when applying the Euler's theorem for homogeneous check the performance of the extended model.
functions they can be summarized to a subclass which can be
expressed as 3.1. Laboratory triaxial compression tests
h !i
T_ ¼ LðTÞþ NðTÞ⨂ D ∶D ð6Þ 3.1.1. Specimen preparation
A manufactured sand, with a spherical grain shape and the
in which L is a fourth order tensor, N is a second order tensor content of silicon dioxide no less than 98%, was used in the
!
and D i ¼ Di =‖D‖ (i ¼ 1–3) denotes the direction of the unit compression tests. The sand was produced in Xiamen, China.
strain rate tensor. From (6) it is clear that the summation in the The maximum and minimum grain sizes of the sand were
parentheses represents the hypoplastic stiffness tensor, which 2.0 mm and 0.075 mm, respectively. The specimen preparation
depends not only on stress level, but also on the direction of could be summarized as follows. First, dry specimens were
strain rate. prepared by pluviating the sand into a rigid mold, which could
Many experimental results (Haynes and Karalius, 1977; prohibit radial frost heave during freezing. The sand pluviation
Bourbonnais and Ladanyi, 1985) show that the shear strength method could guarantee a relatively uniform bulk density
of frozen soils depends linearly on temperature when the Stetzler-Kaufmann (1983). Then, sufficient de-aired water
temperature is not lower than –15 1C. In view of this, we flushed upwards to saturate the dry specimen in a closed
G. Xu et al. / Soils and Foundations 56 (2016) 704–711 707

iv) Removing specimen. When the test was finished, the


confining oil was recycled and the specimen taken out.
Then the characteristics of deformation and failure mode
were recorded.

3.2. Simulation of conventional triaxial tests

In this section, the extended hypoplastic constitutive model


is used to simulate some triaxial compression tests at different
temperatures and confining pressures. Then the simulated
results are compared to the test results.
Based on the extended model, the governing differential
equations for a conventional triaxial compression test can be
expressed as
ðT1 s1 ÞD1 þ 2ðT3 s3 ÞD3
T_ 1 ¼ c1 ½ðT1 s1 Þ þ 2ðT3  s3 ÞD1 þ c2
ðT1 s1 Þ þ 2ðT3 s3 Þ
 
4
ðT1  s1 Þþ f ϵ c3 ðT1  s1 Þ þ c4 ðT1  T3 Þ
2 2
9
qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
Fig. 1. Determination of parameters a and b.
D1 þ 2D3
2 2
 ð9Þ
ðT1  s1 Þ þ 2ðT3  s3 Þ
vacuum container. The specimens were then frozen quickly at
a temperature of –30 1C to avoid the formation of ice lenses. ðT1 s1 ÞD1 þ 2ðT3 s3 ÞD3
T_ 3 ¼ c1 ½ðT1 s1 Þ þ 2ðT3  s3 ÞD3 þ c2
Such prepared specimens had a dry unit weight of 18.2 kN/m3 ðT1 s1 Þ þ 2ðT3 s3 Þ
and relative density of 83% (the dry densities of the sand are  
1
ρdmin ¼ 1.61 g/cm3, ρdmax ¼ 1.87 g/cm3). The dimensions of the ðT3  s3 Þþ f ϵ c3 ðT3  s3 Þ2 þ c4 ðT1  T3 Þ2
9
specimen were 61.8 mm in diameter and 125.0 mm in height. qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
D21 þ 2D23
 ð10Þ
ðT1  s1 Þ þ 2ðT3  s3 Þ
3.1.2. Test procedures
All the triaxial compression tests were conducted in a self- in which T1 and T3 are the axial and radial stresses,
developed test apparatus, which consisted of the following respectively; D1 and D3 are the axial and radial strain rates,
4 parts: axial loading system, radial loading system, cooling and T_ 1 and T_ 3 are the stress rates in the axial and radial
system and data acquisition system. The detailed procedures direction. In the above two equations, the backpressure s can
for conducting the compression test are presented below. be determined based on Eq. (7), and the factor f ϵ can be
calculated according to Eq. (8) by setting l ¼ 0 at the beginning
i) Pre-cooling. Before testing, the loading cap, pedestal, oil of the test. Recalling the boundary conditions for a conven-
which was used to control the temperature and confining tional triaxial compression test, i.e. keeping the confining
pressure were kept at the minus temperature required by pressure unchanged (T_ 3 ¼ 0) and compressing the specimen at
the test. This guaranteed that the specimen did not melt a constant axial rate, e.g. D1 Δt ¼ –0.0005 (note that the
when being installed. negative sign denotes compression and any positive scalar
ii) Installing the specimen. When the pre-cooling was fin- can serve as the magnitude of strain increment, since the
ished, the specimen was taken out from the mold and constitutive model is rate-independent), Eqs. (9) and (10)
placed into a rubber membrane, then installed quickly into contain only two unknowns, i.e. T_ 1 and D3 . Therefore, the
the chamber of the test machine. Afterwards the chamber integration algorithm for the simulation can be presented as:
was sealed and covered with an insulation shield. The (i) in each time step of the simulation, the radial strain
temperature of the oil was maintained at the target value increment D3 Δt is calculated from Eq. (10); (ii) the radial
planned for the test for 24 h using the cooling system. strain increment obtained in this way will be substituted into
iii) Loading process. When the temperatures around the Eq. (9) to get the axial stress increment; and (iii) the stress state
specimen were stable, a hydrostatic pressure equal to the will be updated to serve as the initial stress state for the
required confining pressure was applied to the specimen simulation in the next time step.
and kept unchanged. Then an axial load was applied by a
piston with a constant loading rate of 1.25 mm/min. 3.2.1. Simulating the effect of temperature
During the whole loading process, the axial stress, axial A series of triaxial compression tests was conducted on
deformation and radial deformation were recorded auto- frozen sand at a constant confining pressure (1.0 MPa) and
matically by the data acquisition system. constant strain rate (1.67  10–4 s–1), however at different
708 G. Xu et al. / Soils and Foundations 56 (2016) 704–711

temperatures, which were –1, –2, –5 and –10 1C. Before level or backpressure no longer holds. It is shown in Fig. 4 that
simulating these tests, the parameters in the extended model the numerical initial stiffness increases with the decrease in
are determined. To this end, we take the test at –5 1C as an temperature. This can be attributed to the increasing ice
example. According to the stress–strain curve and volumetric cementation. Similar conclusions are also obtained by
deformation curve, the following required quantities for Parameswaran (1980), and Zhu and Carbee (1984). Owing to
determination of the material parameters are obtained: the the loss of homogeneity, the data in Fig. 4 are not exactly on a
initial tangent modulus Ei ¼ 195.0 MPa, the initial dilata- straight line. Fig. 5 shows the stiffness evolution at each
ncy angle ψi ¼ –43.01, the frictional angle φ ¼ 33.01 and temperature during the deformation process of the specimens.
dilatancy angle at failure ψf ¼ 271. Based on these values, the From Fig. 5 we can see that, before failure the stiffness
material parameters are calculated as c1 ¼ –62.9, c2 ¼ –664.6, decreases faster at lower temperature. This will lead to an early
c3 ¼ –599.9, c4 ¼ 1082.0. In addition, based on the cohesion- failure in the specimen, because the specimen is more apt to
temperature relationship, the introduced parameters are fail due to brittleness at lower temperature. The same regularity
obtained: a ¼ –369.33 kPa/1C, b ¼ 882.61 kPa. α and β are is also shown by many experimental results, such as those by
fitted as –0.2 and –0.0018, respectively. When the parameters Bragg and Andersland (1981), and Wu and Ma (1994).
at other temperatures are obtained, simple mathem-
atical relationships can be found between the parameters
and temperature, e.g. α ¼ –0.0045θ2 þ 0.0238θ þ 0.0351 and 3.2.2. Simulating the effect of confining pressure
β ¼ 0.00002θ2 þ 0.00008θ–0.0019. The relationships work Triaxial compression tests at different confining pressures
very well for the temperature range of [–15, –1] 1C. (0.3, 0.6, 0.8 and 1.0 MPa) are also simulated. The tests were
With the integration algorithm given above, the triaxial
compression tests at the 4 temperatures are simulated. The
results are shown in Figs. 2 and 3 together with the correspond-
ing experimental results. It can be seen from the experimental
results that, with the decrease of temperature, the strength and
the initial tangent modulus of the frozen sand increase, since the
soil structure is enhanced by the increasing cementation of ice.
On the other hand, the volumetric strain increases and the axial
strain at failure has a tendency to decrease. This can be
attributed to the change of the specimen from a plastic to a
brittle type with the decrease of soil temperature. Comparison
between the simulated and experimental results shows that the
above behaviors can be well captured by the proposed model.
Based on Eq. (6), the hypoplastic stiffness of the specimens
under different test conditions is analyzed. The hypoplastic
stiffness derived from the original model (Wu, 1992) is Fig. 3. Volumetric deformation at different temperatures.
homogeneous in stress, i.e. the stiffness is related to stress
level with a proportional function. However, with the intro-
duction of the backpressure s, the homogeneity with respect to
either stress level or backpressure is broken. Therefore, the
proportional relationship between the stiffness and the stress

Fig. 2. Stress–strain relationship at different temperatures. Fig. 4. Initial stiffness at different temperatures.
G. Xu et al. / Soils and Foundations 56 (2016) 704–711 709

Fig. 5. Stiffness evolution at different temperatures.


Fig. 8. Initial stiffness at different confining pressures.

conducted on the prepared frozen silty sand at the temperature


of –4.0 1C and a strain rate of 1.67  10–4 s–1. The simulated
results are presented in Figs. 6 and 7. From Fig. 6 it can be
seen that both the strength and axial strain at failure increase
with the increase of confining pressure. This observation can
be well reproduced by the extended model. The volumetric
deformations of the specimens are shown in Fig. 7, from which
it can be seen that the frozen soil specimen dilates at all
confining pressures. The lower the confining pressure is, the
larger the dilation will be. Comparison of the results indicates
that the extended model is capable of describing the character-
istic of deformation at different confining pressures.
The hypoplastic stiffness at different confining pressures is
also analyzed. Fig. 8 shows that the initial stiffness increases
with confining pressure. Fig. 9 elaborates for each confining
Fig. 6. Stress–strain relationship at different confining pressures. pressure the stiffness evolution with specimen deformation.
From Fig. 9 it can be seen that: (i) the stiffness decreases at the
beginning of the test, then reaches 0, at which the specimen
fails. After failure, the stiffness becomes negative, which
signifies strain softening in the specimen; (ii) the axial strain
at failure for high confining pressure is greater than that for
low pressure. These results are well known for granular
materials and also confirm the observations from Fig. 6.

4. Discussion and conclusion

In this paper, an extended hypoplastic constitutive model is


developed for frozen sand based on the model proposed by Wu
(1992) together with some novel ideas on the constitution of
the strength of frozen sand. Then two series of triaxial
compression tests (one at different temperatures and the other
Fig. 7. Volumetric deformation at different confining pressures. at different confining pressures) on frozen sand are simulated.
710 G. Xu et al. / Soils and Foundations 56 (2016) 704–711

Importation and Development of High-Caliber Talents Project


of Beijing Municipal Institutions granted to Dr. Jilin Qi
(CIT&TCD20150101).

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(in Chinese).
Liu, Z.L., Zhang, X.P., Li, H.S., 2005. A damage constitutive model for frozen
GX would like to acknowledge the China Scholarship soils under uniaxial compression based on CT dynamic distinguishing.
Council (CSC) for its financial support on study abroad Chin. J. Rock. Soil. Mech. 26 (4), 542–546.
granted to Mr. Guofang Xu (No. 2010491035). The authors Mašín, D., 2013. Clay hypoplasticity with explicitly defined asymptotic states.
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