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Energy and Buildings 55 (2012) 765–778

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Energy and Buildings


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A methodology for economic efficient design of Net Zero Energy Buildings


M. Kapsalaki a,∗ , V. Leal a , M. Santamouris b
a
IDMEC, Institute of Mechanical Engineering, Faculty of Engineering, University of Porto, Rua Dr. Roberto Frias, 4200-465 Porto, Portugal
b
National and Kapodistrian University of Athens, Greece, Physics Department Section of Applied Physics, Physics Department, Build. Physics 5, 15784 Athens, Greece

a r t i c l e i n f o a b s t r a c t

Article history: This work developed a methodology and an associated calculation platform in order to identify the eco-
Received 14 August 2012 nomic efficient design solutions for residential Net Zero Energy Building (NZEB) design considering the
Received in revised form influence of the local climate, the endogenous energy resources and the local economic conditions. One
28 September 2012
case study of a detached house for 3 climates was analyzed with the tool developed in order to gain
Accepted 10 October 2012
insights on the economic space of NZEB solutions and the influence of the climatic context. A methodol-
ogy for assisting the choice of economically efficient NZEB solutions from the early design stage is now
Keywords:
available. Its use in practice may be of great relevance as the results showed that the differences between
Net Zero Energy Building
Sustainable building
an economically efficient and economically inefficient NZEB can be over three times both in terms of
Energy efficient building initial and life cycle cost.
Life cycle cost © 2012 Elsevier B.V. All rights reserved.
Microgeneration

1. Introduction systems that export energy into the electric grid at other times so
that the annual balance is about null.
Buildings are seen as a key-part of the needed transition toward Net Zero Energy Buildings (NZEBs) are becoming an important
sustainability in its energy dimension. This derives from the fact policy option in many countries and regions of the world. In the
that the buildings sector represents between 30% and 40% of the European Union (EU), the Energy Performance of Buildings Direc-
demand of final energy in most developed countries. Given that tive (EPBD) approved in 2002 [7] called for the assessment and
in buildings there is a high use of electricity, these figures often publicity of the energy performance of all new buildings as well as
convert to about or more than 40% in primary energy and energy- of those undergoing major refurbishments or entering the market
related CO2 emissions creating problems in terms of greenhouse for rental or selling. This directive was later updated by a recast
effects and climate change, but also for many countries of security approved in May 2010 [8]. This new version requires that as of
of supply and/or of economic competiveness and environmental 31 December 2020, new buildings in the EU will have to require
compatibility. ‘nearly zero’ energy and the energy will be ‘to a very large extent’
A radical approach for the mitigation of the energy demand as from renewable sources.
regards the buildings sector is the concept of the NZEB [1–6]. This There are now some examples of NZEBs already built, which
concept started to appear in the literature as an evolution of very show that they are achievable [9–13]. However, it has not been
energy-efficient buildings, and it requires that the building that has proven that the design choices are, besides technically effective,
zero energy balance on an annual basis. Even if it may absorb energy also efficient from the point of view of the use of economic
from the electric or gas grids at some times, it has local production resources. For instance, it is important to develop methodologies
that allow building designers to identify the combinations of design
variables (from potentially millions of possible combinations) that,
while ensuring the achievement of the energy and environmental
Abbreviations: Al, aluminum; AFUE, Annual Fuel Utilization Efficiency; BP, price targets established, also have near-optimal lowest LCC, or lowest
of electricity bought from the grid; CDD, Cooling Degree Days; COP, Coefficient of IC, or a good compromise between IC and LCC. That is the sub-
Performance; CS, central scenario; DHW, domestic hot water; EF, energy factor;
ject of this work, which explains the process of development of a
HDD, Heating Degree Days; IC, initial cost; LCC, life cycle cost; LIC, lowest initial cost;
LLCC, lowest life cycle cost; NZE, Net Zero Energy; NZEB, Net Zero Energy Building;
methodology and a connected tool for this purpose and exempli-
NZEBs, Net Zero Energy Buildings; PB, payback; PV, photovoltaic; RCHP, reversible fies its potential use. It expands the scope of previous works on
cycle heat pump; RCHP class A, reversible cycle heat pump class A; SC, solar collector; the identification of cost-optimal solutions for nearly zero energy
SP, price of electricity sold to the grid; TB, thermal break; TPO, total power output. buildings [14], of multi-objective optimization for low-emission
∗ Corresponding author.
cost-effective dwellings [15] and of minimizing the life-cycle cost
E-mail addresses: pds07005@fe.up.pt, kapsalakimaria@gmail.com
(M. Kapsalaki).
of non-NZEB detached houses [16].

0378-7788/$ – see front matter © 2012 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.enbuild.2012.10.022
766 M. Kapsalaki et al. / Energy and Buildings 55 (2012) 765–778

Fig. 1. Breakdown of EU-27 residential electricity consumption, year 2007 [13].

This tool can be used to decide the most adequate design solu- equivalent amount of energy (from local microgeneration to export
tions that lead to a null energy annual balance (made in terms of to offset the imports) can be determined.
final energy), for any residential building in any part of the world,
provided that the adequate local climatic and economical inputs 2.2. Building design variables and design alternatives
are inputted. For the sake of clarity, and because many variant def-
initions now exist, the baseline concept of NZEB for this study is Each major end use that shapes the energy demand can be influ-
that which is bidirectionally connected to the electric grid and has enced by a number of design variables, and typically each building
the microgeneration equipment integrated in the building itself. design variable has a wide range of possible values or choices. Fig. 3
The paper is laid out as follows: Section 2 identifies and shows the dependence of each end use on each design variable.
discretizes the key design variables; Section 3 addresses the cal- Each combination of design variables leads to a certain total
culation methodologies that were used in order to characterize the yearly energy demand, under standard building use conditions,
energy demand and supply of the building as well as the economic which requires a certain amount of building-integrated renewables
indicators of each design alternative and provides a description of to offset the demand on a yearly balance basis. It therefore is of
the computer program developed; Section 4 provides a first appli- interest to characterize the full spectrum of possible combinations
cation example of the methodology, while conclusions are drawn of variables, in order to identify those that have expected lower ini-
in Section 5. tial costs and those that have lower life-cycle costs, but also how
distant from ‘the best’ some other solution (e.g. one preferred due
2. Analysis model and software to architectural/non-energy criteria) may be. The expression ‘build-
ing design alternative’ will be adopted here as referring to a certain
2.1. Energy uses in residential buildings combination of values or options for the design variables of Fig. 3.
Therefore, if two combinations differ in at least one value/option of
Characterizing the energy demand of a residential building a variable, then they are considered as different design alternatives.
involves firstly identifying which are the specific energy end uses
involved. According to statistics, the energy end uses with rele-
2.3. Discretization of the design variables
vance in the residential sector are: space heating and cooling, water
heating (domestic hot water), lighting, cooking, refrigeration and
Many of the building design variables can vary in a continuous
other appliances (including computers and multimedia devices).
manner (e.g. the wall thermal insulation U-value), and others can
The pie charts of Figs. 1 and 2 show the estimated energy use break-
take finite but often very high number of options (e.g. efficiency
down of the residential sector in Europe in 2007 [17] and the United
of the heating equipment, which has thousands of models in the
States in 2005 [18] respectively.
market). In order to treat the problem it is however necessary to
Once the end uses are identified, the electricity and gas con-
bring to a finite and reasonable dimension. This was achieved by
sumption profiles can be assessed and the overall domestic load
discretizing the space of variation of each design variable and, as
can be characterized. In this way the needs to import energy to
consequence, the space of building design alternatives. The dis-
the building can be estimated and in the case of NZEBs the needed
cretization of each variable is described in the next sections, and
was made with the criteria of balancing a good coverage of the
space of variation with keeping the number of options low, since
in combinatory calculus the total number of alternatives grows
exponentially with the number of options for the design variables.

2.3.1. Thermal insulation level


Thermal insulation was characterized by four different levels.
These levels are represented by the U-value, which ranges from
0.2 W/m2 K (AECB requirement [19]) up to 3 W/m2 K (represents
an uninsulated wall), with two intermediate levels of 0.8 W/m2 K
(roughly the maximum allowed by the current Portuguese ther-
mal building regulation (RCCTE) [20]) and 0.35 W/m2 K (maximum
for compliance with the part L of the 2006 Edition of the Building
Regulations for England and Wales [21]). Besides the U-value itself,
Fig. 2. Breakdown of residential sector energy use in United States [12]. each level is characterized also by a corrected U-value which is the
M. Kapsalaki et al. / Energy and Buildings 55 (2012) 765–778 767

Fig. 3. Energy uses versus design variables.

sum of the U-value plus a default surcharge U taking into account 2.3.3. Window and shading types
the effect of thermal bridges according to the ISO 13790:2008 A range of different windows was chosen to reflect the vari-
[22]. This results in corrected U-value levels of 0.30, 0.45, 0.80 and ety found in the market, considering different climate zones. The
3.0 W/m2 K. options considered single, double and triple glazing, framed with
or without thermal breaks, and glazing with or without low-e films,
according to the combinations shown in Table 2.
2.3.2. Leakage level and ventilation type
The range of shading options was clustered into three types:
The infiltration levels chosen to characterize the airtightness of
none, indoors or outdoors. The g-values for the cooling season were
the residence, expressed in air changes per hour (ach−1 ) on average,
calculated as sum of the 30% of the g-value of the glazing plus
were 0.1, 0.6 and 1.1 ach−1 . Three types of ventilation were consid-
70% of the g-value of the window considering the blinds closed
ered as possible alternatives; natural, mechanical and mechanical
[20]. During the heating season the blinds were considered open
with heat recovery. The ventilation rate per occupant considered in
(Table 2).
the case of mechanical ventilation was 35 m3 /h and the heat recov-
ery efficiency 75%. Table 1 shows all the combinations of infiltration
and ventilation systems together with the values of air changes 2.3.4. Glazed area
for each one. In the case of heat recovery, it is only applied to the The glazed area design variable was represented as a ratio to the
air ventilated through the mechanical system, not to the air from heated useful area, and it was discretized into three levels: 10%, 20%
infiltration. or 40%.

Table 1
Air changes per hour default values.

Infiltration (ach−1 ) Ventilation

Natural Mechanical Mechanical with heat recovery

Low (0.1a ) 0.1 + (35 × occupants)/V 0.1 + 0.25 × (35 × occupants)/V


Medium 0.6 0.6 + (35 × occupants)/V 0.6 + 0.25 × (35 × occupants)/V
High 1.1 1.1 + (35 × occupants)/V 1.1 + 0.25 × (35 × occupants)/V
a
The combination of natural ventilation with low infiltration is not advised and therefore not considered as a possibility in this study.
768 M. Kapsalaki et al. / Energy and Buildings 55 (2012) 765–778

Table 2
U-Values and g-values of each window type and shading [5,20,22,43].

Window type Shading

Inside Outside None


2◦ 2◦
U (W/m C) gh gc U (W/m C) gh gc U (W/m2 ◦ C) gh gc

Single glazed clear aluminum (Al) 5.68 0.70 0.65 5.68 0.70 0.30 5.68 0.70 0.70
Double glazed clear Al 4.83 0.63 0.62 4.83 0.63 0.27 4.83 0.63 0.63
Double glazed clear Al with thermal break (Al + TB) 3.58 0.63 0.62 3.58 0.63 0.27 3.58 0.63 0.63
Double glazed low-e, AL + TB 2.73 0.63 0.60 2.73 0.63 0.25 2.73 0.63 0.63
Triple glazed clear Al 2.85 0.50 0.61 2.85 0.50 0.26 2.85 0.50 0.50
Triple glazed clear, Al + TB 2.49 0.50 0.61 2.49 0.50 0.26 2.49 0.50 0.50
Triple glazed low-e 2.23 0.50 0.55 2.23 0.50 0.20 2.23 0.50 0.50
Triple glazed low-e, Al + TB 1.86 0.50 0.55 1.86 0.50 0.20 1.86 0.50 0.50

2.3.5. Orientation Table 4


Energy factors – DHW systems [24,44].
Two options were considered for the facade orientation: (i) one,
which gives preference to the South orientation for the installation EF Lifetime (years)
of the windows/glazings, representative of the passive solar design Heat pump 2.1 10
[23]. In this case it is assumed that 70% of the glazed area is fac- Conventional storage electricity 0.95 13
ing south while north, east and west glazed areas have each a 10% Conventional storage gas 0.67 13
share over the total; (ii) another one where there is no preferential Conventional storage condensing 0.94 13
Tank less or instantaneous gas 0.82 20
orientation, and the glazings are uniformly distributed through all
Solar collector 0.12 19
orientations.

2.3.6. Thermal mass The quantitative parameters that characterize each system
Thermal mass/inertia was discretized into three levels. These include the energy factor (EF) of the DHW system (ratio of use-
were: low (useful thermal mass smaller than 150 kg/m2 of floor ful energy output from the water heater to the total amount of
area), medium (useful thermal mass between 150 and 400/m2 of energy delivered to the water heater), the expected lifetime and
floor area) and high (useful thermal mass bigger than 400/m2 of the annual energy produced by the solar collector. Table 6 shows
floor area) [20]. the EF considered for each DHW system (Table 4).

2.3.7. Heating and cooling system 2.3.9. Lighting and appliances


The heating system options considered consist of gas boiler, con- Two alternatives were considered for lighting and appliances:
densing gas boiler, electric radiator, conventional reversible cycle high efficiency or average efficiency. The electric appliances consid-
heat pump (RCHP) and class A RCHP. For the cooling systems the ered include a refrigerator & freezer, clothes dryer, a dishwasher,
options considered were conventional RCHP and class A RCHP. The an oven/cooker, a TV and a desktop PC. Their reference annual con-
‘class A RCHP’ can be seen as representing ground-source heat sumptions, for each of the efficiency alternatives are presented in
pumps too (with the COP referred to the outdoor air temperature). Table 5 [25].
Each option is characterized by the Annual Fuel Utilization Effi-
ciency (AFUE), which is the ratio of heat output to the total energy 2.3.10. Microgeneration system
consumed by the boiler [24], or the Coefficient of Performance The range of available microgeneration technologies considered
(COP) for the heat-pump based systems, and the typical lifetime the most widely used for residential on site electricity generation:
of each system. For the case of the RCHP and the RCHP class A, two PV panels and small wind turbines. The PV modules were charac-
values for the COP were considered for the heating and the cooling terized by their efficiency, in two levels: 12% average efficiency and
season. Table 3 shows the values considered for each one of the 18% high efficiency.
systems. Regarding the wind turbines, three types were considered:
400 W, 1.8 kW and 2.4 kW. This was due to the fact that the power
curves are considerably different according to the rated power.
2.3.8. Domestic hot water system (DHW)
The annual energy production for each one of the systems
The options considered to provide domestic hot water for the
is computed based on the climate data of each location (solar
building are a heat pump water heater, a conventional storage elec-
radiation and wind speed) as well as the ‘site description’, which
tric boiler water heater, a conventional storage gas boiler water
heater, a conventional storage gas condensing boiler water heater
and a tankless or instantaneous gas water heater. These hot water Table 5
systems can also serve as auxiliary systems with the co-existence Consumptions per appliance (kWh/year) [25].
of a solar collector (SC). Appliances and lighting Average annual energy consumption (KWh/year)
(per dwelling)

Table 3 Average efficiency High efficiency


AFUE or COP and lifetime of the heating systems considered [24,44]. Refrigerator & freezer 451 219
Washing machine 184 136
AFUE or COP Lifetime (year)
Clothes dryer 347 174
Boiler 0.85 25 Dishwasher 234 163
Condensing boiler 0.94 25 Oven/cooker 301 226
Electric radiator 0.99 8 TV 400 337
RCHP 3.4 (summer) 2 (winter) 16 Desktop PC 276 100
RCHP class A 5.5 (summer) 2.6 (winter) 16 Lighting 487 184
M. Kapsalaki et al. / Energy and Buildings 55 (2012) 765–778 769

is also user defined and includes the following options: rural, rural The elements in contact with the exterior include walls, roof and
with obstacles and urban. This serves for the correction of wind glazed areas. The heat loss resulting from the walls, from the roof,
speed for different heights and for different ground obstructions from the glazed elements as well as the heat loss caused by the tem-
(see Section 3). perature difference to adjacent building and/or non-heated areas
were calculated following the methodology of the ISO13790:2008
2.3.11. Occupants in the form adopted by the RCCTE [20].
The number of occupants needs to be defined so as to determine
the hot water needs as well as the thermal internal gains. For the 3.1.2. Heat loss resulting from air renewal
software to be presented in Section 3.11, a default value of four Heat loss during the heating season were calculated as previ-
occupants is considered. ously following the methodology of the ISO 13790:2008 [22] in the
The occupancy schedule that is assumed is fixed throughout the form adopted by the RCCTE [20] The sum of the rate of mechanical
year; for children, the building is assumed to be occupied for 38 ventilation and infiltration rates (ach−1 ) were taken into account
weeks under normal schedule, plus 14 weeks under the holiday as follows by Eq. (2).
schedule. Adults have a different occupancy schedule: 48 weeks  
V̇NV V̇MV
under the normal schedule and 4 weeks under the holiday schedule. Rph = + ∗ (1 − nHR ) (2)
V V
2.3.12. Climate
with V the volume of the building (m3 ), Rph the sum of the rate
A database with nine climates is pre-built in the design tool to be
of mechanical ventilation and infiltration rates (ach−1 ), V̇NV the air
presented, but new ones can be added. Each climate is characterized
flow rate due to natural ventilation (m3 /h) and V̇MV the air flow rate
by the following parameters: the Heating Degree Days (HDD) for a
due to mechanical ventilation (m3 /h) and nHR the efficiency of the
base temperature of 18 ◦ C [26], the average monthly solar energy
heat recovery system (–) in the case that it exists.
incident on a vertical surface facing the south during the heating
season, the total solar radiation per orientation during the cooling
3.1.3. Thermal heat gains
season, the duration of the heating season [26], the average outdoor
In the RCCTE/ISO13790 methodology [20,22], the heat gains of
air temperature during the cooling season, the heating and cooling
the building in the heating season include two components: the
design outdoor air temperatures and the average hourly wind speed
heat gain resulting from lighting, equipment & occupants and the
for every hour of the year.
solar gain through the glazed areas. The calculation of the thermal
internal gains from occupants, lighting and equipment during the
3. Energy demand and supply characterization
heating season as well as the thermal solar gains from the solar
elements were based on the RCCTE/ISO13790 methodology [20,22]
This section intends to choose and present calculation algo-
and are described in detail in [28].
rithms for computing the energy uses identified in Section 2. As
much as possible it was intended to use algorithms already avail-
3.1.4. Gain utilization factor for heating
able in the literature rather than developing new ones. The choice
When a building has low thermal inertia, it can happen that
of these algorithms obeyed essentially to the criteria of achiev-
solar or internal heat gains concentrated in a short period reach the
ing a good trade-off between accuracy and computation time. Due
indoor air very quickly and cause overheating. In such a case part of
to the need to analyze millions of solutions, hourly or sub-hourly
the gains lose their useful effect. This accounting is done through a
dynamic computation methods were ruled out. For heating and
gain utilization factor for heating, whose value depends on the class
cooling, methods based on the ISO13790:2008 [22] and on the
of thermal inertia of the building [20]. The dimensionless gain uti-
RCCTE [20,27] were preferred. The main challenge was the devel-
lization factor for heating (nh ) is a function of the heat-balance ratio
opment of a quick algorithm for estimating the cooling peak load.
and a numerical parameter that depends on the building thermal
inertia [20].
3.1. Useful heating needs calculation
3.2. Peak heating needs
The buildings’ annual useful energy need for space heating is
calculated as given by Eq. (1) [20].
Peak design heating load calculations determine the maximum
Qenv + Qair − nh ∗ Qg rate of mechanically supplied heating energy needed during the
HNusf = (1)
A year needed to keep the indoors at the prescribed comfort tem-
where HNusf is the annual useful energy need for space heating perature (20 ◦ C in the RCCTE). In this work it is needed to estimate
(kWh/m2 year), Qenv is the heat loss through the envelope due to the needed size of the heating equipment and estimate its cost. A
conduction (kWh/year) in the heating season, Qair is the heat loss possible way of estimating this load is to perform the heat balance
resulting from the air renewal (kWh/year) in the heating season, for the coldest hour of the year, assuming no internal and no solar
nh is the gain utilization factor due to the effect of thermal inertia, heat gains, under steady state conditions [29]. It is known that by
Qg is the total heat gain due to lighting, equipment and occupants, ignoring thermal inertia effects, this method leads to some overesti-
plus the solar gains through the glazed elements (kWh/year) in the mation of the heating needs. On the other hand, it is also known that
heating season and A is the buildings’ useful-heated area (m2 ). designers usually like to keep some safety margin for this equip-
ment. Because of this and, also because of the good compatibility
3.1.1. Heat loss through the envelope of the method with the unavailability of detailed data in the early
The heat loss through the envelope (Qenv ) is calculated as the design stages, the method was adopted. Space heating load KWPh
result of the sum of the heat losses through the walls (Qwalls ), roof was calculated by computing the heat transfer rate through the
(Qroof ) and glazed areas (Qglz ) in contact with the exterior and the building envelope elements plus the heat that is required due to
heat loss through the walls in contact with non-heated areas and/or outside air infiltration or ventilation [29], through Eq. (3):
adjacent buildings (Qadj ) and is expressed in kWh/year. These losses KWPh = [(U + U) ∗ Awalls + (U + U) ∗ Aroof + Uglz ∗ Aglz
result from the temperature difference between the internal and
external building environment. + 1.23 ∗ 103 ∗ Rph ∗ V/3600] ∗ T1 (3)
770 M. Kapsalaki et al. / Energy and Buildings 55 (2012) 765–778

where T1 is the temperature difference between the indoor based on steady state, under the most severe conditions of the year
design temperature and the dry bulb temperature corresponding (hottest day and highest outdoor temperature), in analogy with
to 99.6% annual cumulative frequency of occurrence in the heating the method of the heating season. Due to the fact that the above
season (◦ C). The number 1.23 represents the air heat sensible factor method is very likely to overestimate the cooling load, a correction
(W/m3 s ◦ C). factor will be introduced, based on a comparison with the results
of dynamic simulation for a numerous set of buildings.
3.2.1. Useful cooling needs Space cooling load was therefore calculated in a first phase by
The buildings’ annual useful energy need for space cooling computing the heat transfer rate through the building envelope
(CNusf ) is calculated as given by Eq. (4), expressed in kWh/m2 year: elements plus the heat that is transferred due to outside air infiltra-
tion, the internal gains (occupants, equipment and lighting) and the
1 − nc solar heat gains through the glazed areas, in a steady-state method,
CNusf = Qgn,c ∗ (4)
a according to Eq. (5).
⎡ ⎤
V
(U + U) ∗ Awalls + (U + U) ∗ Aroof + Uglz ∗ Aglz + 1.23 ∗ 103 ∗ Rph ∗ +
KWPc = ⎣ 3600 ⎦ ∗ T2 (5)
qi ∗ A + Fg ∗ gc ∗ Sr ∗ Aglz

where T2 is the temperature difference between the dry bulb tem-
where Qgn,c is the total gross heat gains (kWh/year), nc is the gains
perature, corresponding to 99.6% annual cumulative frequency of
utilization factor (–) and A is the useful area (m2 ).
occurrence (cooling season) and the inside design temperature (◦ C),
Despite more recently it has been shown [27,30] that the equa-
and Sr is the maximum solar insolation during the cooling season
tion adopted in the final version of EN 13790 is slightly more precise
(W/m2 ).
than this while in [27] it is also shown that this one correlates very
In a second stage of the method, the cooling load was computed
well to the results obtained though dynamic hourly simulation.
by both Eq. (9) and by detailed dynamic thermal simulation using
ESP-r [31]. This process included six climate scenarios (Stockholm,
3.3. Heat sources
London, Paris, Prague, Rome and Lisbon) and six building design
alternatives. The graph of Fig. 4 shows the result of the conducted
Heat sources account for internal gains, solar gains through
calculations according to Eq. (9) versus the results of the dynamic
transparent elements (windows, skylights) and solar gains through
simulations with ESP-r (Fig. 4).
opaque elements (walls, roof).
As expected, the values obtained by the steady-state method
The internal heat gains caused by occupants, equipment and
were significantly overestimating the peak load. The coefficient of
lighting, the solar gains through the transparent surfaces-glazed
determination of the correlation has a reasonable value of 0.72. The
areas and the solar gains through the opaque surfaces were calcu-
calculation of the peak cooling load KWPc including this correction,
lated according to the RCCTE/ISO13790 methodology [20,22].
results in Eq. (6).

3.4. Peak cooling needs calculation methodology KWPc,final = 0.0593 + 0.5159 ∗ KWPc (6)

Peak design cooling load calculations determine the maximum 3.5. Useful energy needs for domestic hot water
rate of cooling energy transfer needed at any point during the cool-
ing season in order to maintain the indoor temperature below the Useful energy needs for domestic hot water (DHWusf ) were esti-
cooling set point. In this work it is needed to estimate the needed mated based on Eq. (7) [20]:
size of the cooling equipment and estimate its cost. Typically, peak
HWN ∗ cpw ∗ TDHW ∗ 365
cooling load computing is much more complicated than peak heat- DHWusf = (7)
3, 600, 000
ing load computing, since the inertia effects are more important
than for the peak heating load and usually must be taken into where HWN are the needs for hot water per day (RCCTE consid-
account. However, since a dynamic method would not be com- ers a default value of 40 l per person), cpw is the specific heat of
patible with the requirements of an algorithm that must be very the water and TDHW is the temperature difference between the
fast and require little input data, a method was developed here, water leaving for consumption and the water entering the system

Fig. 4. Linear regression of the peak cooling load calculation versus simulation.
M. Kapsalaki et al. / Energy and Buildings 55 (2012) 765–778 771

Table 6 solar radiation data of climatic files [33]. For each one of the loca-
Data for the calculation of the annual energy produced by the thermal collector [32].
tions the first step is to compute the declination (ordinal date (N)
Data needed Values dependent) [34]. A second step included the calculation of the sun-
Solar system efficiency nSC 0.86 set hour angle and the sunset hour angle for a tilted surface [35].
Zero loss efficiency n0 0.7 Moreover, the ratio of the average daily beam radiation on a tilted
1st order heat loss coefficient 5 surface to that on a horizontal surface for a month Rb , was esti-
2nd order heat loss coefficient 0.05 mated by assuming that it has the value which would be obtained
Collectors mean fluid temperature Tm 60 ◦ C
if there were no atmosphere [36,37]. The third and final step of the
calculation methodology involves the calculation of the ratio of the
to be heated. For the purpose of this work, three temperature differ- total radiation on the tilted surface to that on the horizontal surface
ences were assumed, depending on the climate (for the climate of R, through Eq. (12).
Stockholm the temperature difference considered is 55 ◦ C, for the  
climates of Brussels, Wien and Venice 50 ◦ C and for the climates of ḊH ḊH 1 + cos ˇ 1 − cos ˇ
R = Rb ∗ 1− + ∗ + 0 ∗ (12)
Porto, Lisbon, Funchal, Iraklion and Athens 45 ◦ C). ĠH ĠH 2 2

3.6. Total needs of final energy where 0 is the albedo, ḊH /ĠH is the ratio of the diffuse horizontal
radiation to the global horizontal radiation, and ˇ is the optimum
The needs of final energy for heating, cooling and DHW were inclination-slope of the PV module [38]. The yearly solar radiation
estimated by dividing the useful energy needs by the efficiency incident on the PV is first calculated at an hourly basis, and then
of the systems providing each of the services, according to Eqs. added to result in monthly and yearly totals.
(8)–(10) respectively: After the previous variables have been calculated, the yearly
electric energy produced by the PV (EPV ) is given by:
HNusf
HNfinal = (8)
nHS EPV = R ∗ GH ∗ n ∗ APV (13)
CNusf
CNfinal = (9) with n being the panel efficiency and APV the panel area (m2 ).
nCS
The quantification of the electricity produced by a PV system
DHWusf over a year is used for economic aspects but also to find the size of
DHWfinal = (10)
nDHWS the PV system that is needed for zero yearly balance and thereafter
where nHS is the efficiency of the heating system, nCS is the effi- estimate its initial cost.
ciency of the cooling system and nDHWS is the efficiency of the DHW
system.
3.9. Microgeneration from wind
The final energy needs (electricity) for driving the fans of
mechanical ventilation during the heating season were accounted
The quantification methodology for the wind energy supply was
for as in [20].
made with hourly wind velocity data and not with yearly data like
For the final energy needs for lighting and appliances, default
in the case of PV and thermal collector, since for this type of equip-
annual electricity consumption values were considered (Table 5).
ment that is crucial to ensure a reasonable level of accuracy of the
calculation.
3.7. Thermal solar collection for DHW Starting with the wind velocity existing in climatic files (v0 )
(measured at 10 m of height), it is necessary to correct it for the
The annual energy collected by the thermal solar collector was effects of drag and turbulence caused by ground obstructions. In
estimated as given by Eq. (11) [32]. order to correct the wind velocity for the height, Eq. (14) [39] was
used:
AESC = [ESC ∗ ASC ∗ nSC ∗ n0 ∗ 365 − a1 ∗ (Tm − Ta )
 h ar
− a2 ∗ (Tm − Ta )2 ] ∗ 10−3 (11) v= ∗ v0 (14)
h0
with ESC the solar irradiation (Wh/m2
day), nSC the solar system effi-
ciency (–), n0 the zero loss efficiency (–), a1 the 1st order heat loss where h is the height at which the wind velocity v is being
coefficient (W/◦ C), a2 the 2nd order heat loss coefficient (W/◦ C2 ), computed-corrected, h0 is the corresponding height (usually 10 m),
Tm the collectors mean fluid temperature (◦ C), Ta the average ambi- of the initial wind speed measurements (v0 ) and ar is a dimension-
ent air temperature (◦ C) and ASC the collectors area (m2 ). For the less roughness coefficient which depends on the landscape [39].
case-study of Section 4 ahead, the values considered are presented Moreover, in order to account also for the wind speed reduction
in Table 6. due to turbulence another correction was added, given by [40]:
The annual energy incident on the solar collector was then esti-
mated using the resource quantification methodology for PV of v1 = v ∗ (1 − 0.01b) (15)
Section 3.8 ahead.
with b the percent turbulence coefficient, which depends on the
3.8. Microgeneration from PV site type [40] and v1 the corrected wind speed (m/s).
The effective power P for any given wind speed is given by the
NZEBs have on-site equipment which “produce” locally energy graphs of Fig. 5 for three reference wind turbines, with rated powers
carriers that they can export and offset the imports. In practice, the of 400 W, 1.8 kW and 2.2 kW. For the calculation, these curves were
only energy carrier that is relatively easy to export is electricity, approached to step functions with a width of 1 m/s (Fig. 5).
and the mainstream microgeneration technology is PV panels. The corrected wind speed measurements were ‘converted’ to
The starting points of the method for quantifying the energy total annual power output (TPO) for three available types of wind
produced by a PV over a year are the global horizontal and diffuse turbines with a rated respectively, according to Eq. (16), which uses
772 M. Kapsalaki et al. / Energy and Buildings 55 (2012) 765–778

Fig. 5. Wind turbine power curves [42–44].

an histogram of the occurrence of each velocity (rounded to the thermal inertia, the infiltration, the ventilation, the window
closest entire value) during the whole year: type, the shading, the glazed area, the orientation, the ther-
mal inertia, the heating system, the cooling system, the DHW

28
system, the lighting, the appliances, and the microgenera-
TPO = nv ∗ P(v) (16)
tion systems. If the user selects one of the design alternatives
v=1
regarding each of these variables, then it becomes fixed and
where nv is the number of hours per year in which the velocity can the software will only analyze building design alternatives that
be rounded to the entire value v and P(v) the power output of the consider this option. Otherwise the variable will be treated with
wind turbine when the velocity has the value v. the ‘sweep’ mode, which runs through all the discretized values
of the variable.
3.10. Economic indicators
The ‘sweep’ feature is an option that is available for all the design
The commonly used indicators for the economic evaluation of
variables that were chosen for the ‘optimization’ part of the tool. For
a project, which seem sensible for the purpose of this work, are
instance, choosing the ‘sweep’ option in the insulation level input
the LCC & the Payback Period (PB) methods. For the purpose of
popup will make the software analyze building design alternatives
this work, these two “discount” techniques were used in order to
with all the discretized values considered. When the ‘sweep’
evaluate the economic performance of the design solutions. The
options is chosen in all the design variables, the outputs such as the
equations used in order to calculate the LCC and the PB are [41]:
IC and the LCC of all the combinations of design variables are com-

N
Cj − Bj puted.The outputs given by the application for each building design
LCC = (17) alternative are the useful heating and cooling needs, the final heat-
j
(1 + d) ing and cooling needs, the total final energy at which the balance
j=0
is met, the area of PV or number of wind turbines needed for the

PB
(Bj − Cj ) offset, the annual electricity and/or gas bill the LCC and the IC. They
= c0 (18) are exported to a text file every time a simulation is conducted.The
j
(1 + d)
j=1 graphical user interface is shown in Fig. 6.
where cj is the cost in year j for the system being evaluated, c0 the
initial cost for the system being evaluated, Bj the benefits (posi- 4. Tool application example: low rise building
tive cash flows) in year j for the system being evaluated and d the
discount rate. This section presents a case-study of the use of the tool pre-
sented in the previous section, in order to illustrate the main results
3.11. Calculation and optimization software and insights that this methodology can provide. Although the spe-
cific results will be valid for a particular building only, the process
The equations for characterizing the energy demand-supply and type of analysis can be replicated for any other building in any
and the economics were implemented in a computer simulation climate.
program developed in Matlab (Version 7.12.0) [42] featuring a
graphical user interface (GUI) for data entry and presentation.
4.1. Building description
There are two kinds of inputs:

(i) Mandatory: the climate, the geometry of the building, the The building chosen to serve as case study is a large one-floor
energy purchase and sell prices and the intended level of com- single-family detached dwelling, with 266 m2 of heated floor area
pensation. These inputs define a case-study, since once they and five bedrooms (Fig. 7). It was originally designed to be built in
have been inputted they will be treated as fixed during the Portugal, and is constituted by 4 bedrooms, a kitchen, 3 bathrooms,
simulations; 2 offices, a living room, a hall, a corridor and 2 storerooms (Fig. 7).
(ii) Optional: these are the inputs that correspond to the vari- Table 7 shows the mandatory inputs adopted in the current case
ables defined in Section 2.3, comprising the insulation level, the study, which provides also a basic description of the building.
M. Kapsalaki et al. / Energy and Buildings 55 (2012) 765–778 773

Fig. 6. Interface.

Table 8
HDD and CDD.

Climate HDD CDD

Stockholm 4573 36
Lisbon 1190 474
Iraklion 1056 1076

winter but warm summer. The choice of the climates was made
upon consideration regarding the HDD and Cooling Degree Days
(CDD) of each one. Table 8 shows that the HDD of Stockholm are
almost 4 times more than the HDD of Lisbon and Iraklion, while the
CDD range from nearly 0 (Stockholm) to near 500 (Lisbon) and to
over 1000 (Iraklion).
The costs assumed regarding the envelope, the equipment for
the energy services and the renewable energy systems are shown in
Tables 9–11 respectively. They include both the materials and the
labor cost – thus becoming the so-called installed cost. They were
computed based on the market situation of Portugal in 2011. For
Fig. 7. The single-family detached residence. the purpose of this sensitivity study, they were kept equal among
the three climates analyzed (Tables 9–11).
Table 7
Building geometry.
Table 9
Useful area (m2 ) 266 Envelope related costs [44–46].
Shape factor (m2 /m3 ) 0.74
Floor to floor height (m) 2.5 Envelope Costs
Adjacent area (m2 ) 29
Thermal insulation Insulation D/m2 cm 1
Roof area (m2 ) 266
Leakage reduction Attain medium leakage D/m2 13.8
Internal area (m2 ) 18
Attain low leakage D/m2 38.9
Number of dwellings 1
Windows Single glazed clear (Al) D/m2 185
Double glazed clear (Al) D/m2 241
Double glazed clear (Al + TB) D/m2 281
4.2. Climate, cost and energy tariffs scenarios Double glazed low-e (Al + TB) D/m2 316
Triple glazed clear (Al) D/m2 297
Triple glazed clear (Al + TB) D/m2 337
The analysis of the case-study was performed for three climates Triple glazed low-e (Al) D/m2 334
scenarios: Stockholm (Sweden), representing a climate with a cold Triple glazed low-e (Al + TB) D/m2 374
winter, Lisbon (Portugal), representing a climate with a mild win- Shades Cost of shades (inside) D/m2 112
Cost of shades (outside) D/m2 165
ter, Iraklion (Crete, Greece) representing a climate with very mild
774 M. Kapsalaki et al. / Energy and Buildings 55 (2012) 765–778

Fig. 8. Relation between LCC and IC for the climate of Lisbon with hypothetical SP = BP.

Table 10
Equipment for energy services related costs [47].

Equipment for energy services Costs

Heating or cooling equipment Cost of boiler (non-condensing) D/kW 79


Cost of boiler (condensing) D/kW 115
Cost of electric radiator D/kW 19
Cost of RCHP system (conventional) D/kW 310
Cost of RCHP system (class A) D/kW 454
DHW equipment Cost of DHW system (HP) D 693
Cost of DHW system (storage electricity) D 490
Cost of DHW system (storage gas) D 595
Cost of DHW system (tankless condensing) D 1260
Cost of DHW system (tankless gas) D 700
Ventilation Cost of Mechanical Ventilation D/m2 24
Cost of Mechanical Ventilation with Heat Recovery D/m2 48
Lighting Lamps (average efficiency) D 3
Lamps (high efficiency) D 10
Appliances Appliances (average efficiency) D 2892
Appliances (high efficiency) D 6534

Table 11 the combinations of climate scenarios were analyzed considering


Microgeneration costs [48].
only offset from PV modules.
Renewable energy systems Costs

photovoltaic panels PV (average efficiency-12%) D/m2 600 4.3. Results for 3 climates
PV (high efficiency-18%) D/m2 800
DHW equipment Solar collector D 2221 As described in Section 4, setting all design choices to the ‘sweep’
Wind turbines 400 W D 2250
option of the application tool enables the calculation of the initial
1.8 kW D 4900
2.2 kW D 5665
and life cycle costs resulting from all combinations of the design
variables. The number of combinations checked, considering the
14 variables identified in Section 4 is 7,776,000. Fig. 8 shows the
relation between the LCC and the corresponding IC covering all
To focus the analysis of the differences of the results in the cli- the range of possible design solutions for the climate of Lisbon.
matic differences, for the purpose of this study the energy tariffs Each dot in the figure represents a building design solution, i.e.,
were also assumed to be equal among the three climates. A cen- a combination of design variables. To be noted that the IC costs
tral scenario (CS) which has SP = BP (sell price equal to the buy included in the characterization are only those that somehow relate
price, here both taken as 16.5 cents of Euro per kilowatt-hour), was to energy. Figs. 9 and 10 show the results for Iraklion and Stock-
assessed in order to represent the absence of feed-in tariffs, which holm.
is the reality in some countries (e.g. Sweden, Finland, etc.). Even in The first interesting observation, confirmed by Table 12, is that,
the countries with feed-in tariffs, the SP = BP condition could some- for any of the climates, there does not seem to be any trade-off
how be seen as representing a solution of “no cost” to the society. All between LCC and IC, i.e., contrarily to what is frequent, in the

Table 12
Main cost indicators for the SP = BP electricity price scenario (LLCC represents the cost of the design solution with lowest life cycle cost, LIC the cost of the design solution
with lowest initial cost).

IC of LLCC (D/m2 ) IC of LIC (D/m2 ) Percentage LCC of LLCC (D/m2 ) LCC of LIC (D/m2 ) Percentage
difference difference
((IC − LIC)/IC) ((LLCC − LCC)/LLCC)

Lisbon 168 156 7% 221 227 −3%


Iraklion 168 159 5% 224 224 −17%
Stockholm 309 309 0% 380 380 0%
M. Kapsalaki et al. / Energy and Buildings 55 (2012) 765–778 775

Fig. 9. Relation between LCC and IC for the climate of Iraklion with hypothetical SP = BP.

Fig. 10. Relation between LCC and IC for the climate of Stockholm with hypothetical SP = BP.

Fig. 11. Relation between LCC and IC for the climate of Lisbon with hypothetical SP = BP, for the design solutions deviating less than 20% from the lowest LCC.

SP = BP tariff scenario the buildings with better economic perfor- the climate of Stockholm the same ratios in terms of IC and LCC con-
mance over the life-cycle are trendily also better in terms of initial vert to 7:1 and 6:1 respectively. Recalling that each of the points in
cost. This happens because in the NZEB concept buildings that are the graph represents a building with zero energy balance over the
more energy-efficient in their operation will need to install less year, this clearly illustrates the importance of an economic analysis
PV, which tends to be expensive in terms of initial cost. They also at the early design stage.
tend to need smaller heating and cooling systems, and therefore Another important observation is that the range of initial costs
contribute to save in terms of initial cost. for Stockholm is considerably higher than that of Lisbon and Irak-
The results further show that for Lisbon the most expensive lion. This is attributed to the fact that because of the lower solar
NZEB design solution in terms of initial cost is about 3 times more radiation the area of PV necessary to perform the offset is much
expensive than the cheapest design solution. The same about 3:1 higher in Stockholm. This explains the higher ranger of IC observed
ratio is observed in terms of life cycle cost. Furthermore, regarding in the results (Figs. 8–10 and Table 12).
776 M. Kapsalaki et al. / Energy and Buildings 55 (2012) 765–778

Fig. 12. Relation between LCC and IC for the climate of Iraklion with hypothetical SP = BP, for the design solutions deviating less than 20% from the lowest LCC.

Fig. 13. Relation between LCC and IC for the climate of Stockholm with hypothetical SP = BP, for the design solutions deviating less than 20% from the lowest LCC.

To gain further insights on the ‘near-optimal’ area of the space in each of the climate scenarios. There it can be confirmed that, for
of design solutions, Figs. 11–13 show only the design solutions that Lisbon and Iraklion but to some extent also for Stockholm, the cost-
deviate at most 20% from the Lowest Life Cycle Cost (LLCC). optimal solutions are not at the extreme of the energy efficiency,
Fig. 14 shows the energy density at which the net zero energy but rather that after some point it is more cost-effective to offset
(NZE) balance is achieved for the LLCC and Lowest Initial Cost (LIC) the demand by installing PV than to further decrease it. It must
solutions of the three climate scenarios. The graph shows that the however be noted that in either case the energy import–export
design solutions for the climates of Lisbon and Iraklion with lowest balance in all climate scenarios is achieved at an energy density
LCC and lowest IC are achieved at a much lower energy density than lower than 50 kWh/m2 , a number that accounts for the total final
in the climate scenario of Stockholm. This appears to be more an energy needs including heating, cooling, DHW needs, lighting, and
expression of the climatic sereneness than of the intrinsic energy- appliances. Most E.U. countries currently have regulations allowing
efficiency of the optimal economic solutions. That can be confirmed about of more than 50 kWh/m2 year just for heating. Therefore
in Table 13, which shows the design solutions of the LLCC solution the case-study results show that, without excessively generous

Table 13
Design variable values of the LLCC solution.

Design variables Lisbon Iraklion Stockholm

Insulation 15 cm 8 cm 15 cm
Infiltration Medium Medium Medium
Ventilation Natural Natural Natural
Windows South oriented single glazed clear (Al) South oriented single glazed clear (Al) South oriented triple glazed low-e (Al + TB)
Shading Outside Outside Outside
Glazed area 10% 10% 10%
Heating system RCHP RCHP RCHP class A
Cooling system RCHP RCHP RCHP
DHW system Heat pump Heat pump Heat pump & SC
Lighting High efficiency High efficiency High efficiency
Appliances Average efficiency Average efficiency Average efficiency
PV module High efficiency High efficiency High efficiency
M. Kapsalaki et al. / Energy and Buildings 55 (2012) 765–778 777

was found that the ratio between the worst and the best solution
is about 6:1 whereas for the milder ones it was 3:1 both in terms
of IC and LCC.
It must nevertheless be noted that the tool here presented
intends to provide guidance in the early design stage more than
to replace a detailed dynamic hourly assessment of the solution
that ends up being elected by the designer. In fact, since in parts of
the methodology it was necessary to trade precision for speed, it is
advisable to do so.

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