Professional Documents
Culture Documents
i n H e a r t Fa i l u re
Maria Rosa Costanzo, MD, FESC
KEYWORDS
Cardiorenal syndrome Heart failure Diuretics Ultrafiltration Acute kidney injury
Worsening renal function Creatinine Fluid overload
KEY POINTS
The heart and the kidney are highly interdependent in health and disease.
In acute heart failure, transient elevations of serum creatinine represent a physiologic response to
fluid removal and should not trigger discontinuation of symptom-improving and/or life-saving
decongestive therapies.
Accurate quantitative measurement of fluid volume is vital to individualizing therapy for patients
with congestive heart failure.
The inherent diuretic unresponsiveness of patients with fluid-overloaded heart failure should stim-
ulate investigation of alternative decongestive therapies.
Investigation of new fluid-management technologies should focus on safety, ease of use, candi-
dates’ selection, and cost.
Disclosures: Dr M.R. Costanzo receives consulting honoraria from CHF-Solutions, Fresenius, Abbott, Medtronic,
Boston Scientific, and Axon Technologies. Dr M.R. Costanzo’s Institution, the Advocate Heart Institute, receives
research grant funding from Abbott, Boehringer Ingelheim, V-Wave Medical, and Merck.
Heart Failure Research, Advocate Heart Institute, Edward Hospital Center for Advanced Heart Failure, 801
South Washington Street, Naperville, IL, USA
E-mail address: mariarosa.costanzo@advocatehealth.com
risk (relative risk, 2.85; P<.001) of those in the high- correlation of an increase in sCr levels with better
est quartile (>76 mL/min).4 These findings have outcomes during HF treatment suggests that
been repeatedly confirmed.2 elevation of this analyte identifies physiologic,
Unlike chronic HF, the significance of renal func- volume-sensitive responses to diuretics, rather
tion changes in acute HF remain controversial than AKI.6
because of the assumption that “increased serum Advances in kidney transcriptomics and urinary
creatinine (sCr)/cystatin C,” “worsening renal func- proteomics suggest that kidney genes and their
tion” (WRF), and “acute kidney injury” (AKI) are encoded proteins can be specific for certain stim-
different names of the same pathologic entity.5 In uli and cellular targets. Serum creatinine is not in
fact, transient sCr increases may represent a this category because it can be similarly elevated
benign, and potentially reversible hemodynamical- in different experimental and clinical situations.
ly driven reduction in GFR, reflective of effective Different genetic signatures are activated by renal
decongestion, which portends improved out- ischemia versus volume depletion in both animal
comes.6 In aggressively diuresed patients, in- models and patients with a broad range of ill-
creases in either sCr or markers of tubular nesses.11,12 The intrinsic characteristics of sCr
damage were poorly correlated with each other (delayed, insensitive, not specific to tubular dam-
and with diuretic effect, and may have worsened age) contrast with the genetic responses of the
patients’ outcomes by triggering premature kidney (rapid, sensitive, cell- and stimulus-spe-
discontinuation of decongestive therapies.7 cific).11,13,14 Therefore, an obvious question is
Assessment of renal status by sCr is not straight- why biomarkers of tubular injury are not widely
forward, because defective excretion of sCr can used in patients with decompensated HF to distin-
result from extrarenal hypovolemia, impaired guish true AKI from changes in renal clearance
blood perfusion, intrinsic kidney etiology, or post- resulting from diuresis-driven hemoconcentration.
renal disease.8 It is implausible, therefore, that In predictive modeling, the performance of AKI
creatinine, an end product of muscle catabolism biomarkers is undermined by both use of sCr as
freely filtered by the glomerulus and secreted by the “gold standard” comparator and disregard
the tubule, can discriminate between causes of for disease prevalence in the target population.14
renal dysfunction. Although measurement of sCr Assuming that, at a certain cutoff value, sCr is
is cheap, widely available, and standardized, its 90% sensitive and 90% specific and disease prev-
disadvantages include the many inducers of alence is 20%, a new biomarker with 100% sensi-
elevated sCr, and the numerous conditions tivity and 100% specificity may seem to have only
affecting its non-GFR determinants (renal reserve, 69% sensitivity and 97% specificity compared
muscle metabolism, protein intake, volume of dis- with the “imperfect gold standard.”14 Therefore,
tribution, medications, and extrarenal degrada- changes in acute HF therapy based only on sCr in-
tion).8 Equations estimating GFR using sCr have creases may trigger adjustment or discontinuation
variable bias across populations and are imprecise of symptom-improving and/or life-saving antineur-
despite standardization of sCr assays and inclu- ohormonal drugs and prevent effective deconges-
sion of age, sex, race, and body size as surrogates tion.5,15 Mounting evidence shows that unresolved
for creatinine generation.8 These equations as- congestion trumps renal function as a predictor of
sume that sCr is a steady-state marker of creati- poor HF outcomes.5–7,15
nine production and disposal, conditions that do
not apply to AKI or HF. An alternative to creatinine, MECHANISMS OF FLUID ACCUMULATION IN
cystatin C, is a protein produced in all nucleated HEART FAILURE AND THE CARDIORENAL
cells and distributed in extracellular fluid. It is freely SYNDROME
filtered and mostly reabsorbed and catabolized by
the proximal tubule. Although not affected by In chronic HF, renal retention of sodium and water
modifiers of sCr, smoking, inflammation, causes intravascular and interstitial fluid-volume
adiposity, thyroid diseases, malignancy, and glu- expansion and redistribution. Renal sodium excre-
cocorticoids influence cystatin C levels, diminish- tion decreases early in response to an absolute or
ing their value as a measure of renal excretory relative decrease in cardiac output (CO), which re-
performance.8 Estimation of GFR using creatinine, duces arterial filling and, consequently, effective
cystatin C, or both have not been validated in circulating blood volume (BV).16,17 The resulting
acutely ill patients.9 It is disappointing, therefore, alteration of baroreceptor activity produces neuro-
that the severity of AKI is classified by changes hormonal activation, which enhances renal sodium
in sCr or cystatin C.8,10 A patient may have tubular and water reabsorption. Although sympathetic-
damage without significant changes in sCr driven vasoconstriction initially maintains organ
because of renal reserve. Conversely, the perfusion, concomitant gradual fluid accumulation
Cardiorenal Syndrome in Heart Failure 83
in the interstitium produces a compensatory and appears resolved.20,22,23 Reduced effective circu-
sustained expansion of plasma volume (PV). lating BV and systemic blood pressure lower capil-
Because with lower CO less than 30% to 40% of lary hydrostatic pressure, facilitating fluid shifts
total BV resides in the arterial circulation, volume from the interstitial to the intravascular compart-
must expand to preserve tissue perfusion.16 ment. Conversely, abnormal capillary endothelial
When this compensatory mechanism becomes permeability, coupled with reduced plasma
maladaptive, volume overload and organ conges- oncotic pressure from albumin loss, promotes fluid
tion ensue (Fig. 1). Hypervolemia leads to shifts from the intravascular to the interstitial
increased cardiac filling pressures and later to clin- compartment.19,20 Diuretic response becomes
ical congestion, which often becomes apparent af- inadequate when the ratio of interstitial volume to
ter retention of several liters of fluid. Because PV exceeds by severalfold the normal 3:1 to 4:1 ra-
diuretics incompletely eliminate fluid excess, a vi- tio (Fig. 2). Persistent hypervolemia can progress
cious circle occurs whereby a partial response to to acute HF decompensation when sympathetic-
treatment triggers gradual reaccumulation and mediated vasoconstriction causes transfer of up
redistribution of fluid, leading to recurrent HF to 1 L of fluid from the splanchnic venous reservoir
decompensation.5,15,18–21 In untreated patients into the central circulation.18,23–27 Importantly, red
with symptomatic systolic dysfunction, indicator blood cell volume can also contribute to volume
dilution techniques showed that interstitial and overload. In HF, polycythemia is often masked by
intravascular volumes expand proportionately a low hemoglobin or hematocrit level owing to dilu-
(33%–35% above normal).16 Normally, fluid reten- tion in an expanded PV. In chronic HF, polycy-
tion expands PV because of low interstitial compli- themia is a physiologic response to low CO,
ance. When this increases in HF, the interstitium tissue hypoxia, impaired oxygen exchange, and
can accommodate a greater amount of fluid vol- acidosis. With polycythemia, diuretics may
ume, which persists after clinical congestion enhance thrombotic risk and myocardial work
Fig. 1. Interactions between the heart and the kidney leading to volume expansion and congestion in acute and
chronic heart failure. AVP, arginine vasopressin; GFR, glomerular filtration rate; LV, left ventricle; RAAS, renin-
angiotensin-aldosterone system; SNS, sympathetic nervous system; V2 Receptors, vasopressin receptors type 2.
84 Costanzo
because of increased blood viscosity.28–30 These tubular epithelium is leaky, back flux occurs and
facts underscore that accurate quantitative mea- net sodium reabsorption depends on passive Star-
surement of both red blood cell volume and PV ling forces between peritubular capillaries and
are vital to the individualization of therapy for pa- interstitium. These processes can occur indepen-
tients with congestive HF. dent of, but are exaggerated by, neurohumoral ac-
Methods for assessing fluid volume are described tivity. In HF, because of increased FF, peritubular
later in this article. capillary colloid osmotic pressure is higher, which
stimulates sodium and water reabsorption. More-
PATHOPHYSIOLOGIC EVENTS IN THE KIDNEY over, owing to fluid overload and encapsulation
IN THE SETTING OF HEART FAILURE of the kidney, interstitial fluid hydrostatic pressure
and peritubular capillary hydrostatic pressure
The kidney filtration function is the sum of single both increase, whereas interstitial fluid colloid os-
nephrons’ GFR. This depends on the area and motic pressure decreases because of removal of
permeability characteristics of the glomerular interstitial proteins by increased lymph flow (QL).
membrane and Starling forces in the glomerular This further facilitates net sodium and water
capillary, and Bowman’s space favoring and reabsorption.31
opposing filtration. Normal single-nephron GFR Normally, the macula densa senses increased
and filtration fraction (FF) are 40 to 70 mL/min chloride delivery because active chloride trans-
and 20% to 25%, respectively. When renal blood port triggers metabolism of adenosine triphos-
flow (RBF) is high, the glomerular capillary colloid phate (ATP) to adenosine, which has a paracrine
osmotic pressure (pGC) increases slowly from vasoconstrictive effect on the afferent arteriole.
the proximal to the distal end of the glomerular This tubule-glomerular feedback protects the
capillary and a filtration pressure gradient persists nephron from hyperfiltration. In HF, diminished
over the length of the capillaries. When RBF de- chloride delivery to the macula densa caused by
creases, the PV exposed to the filtration pressure increased proximal reabsorption stimulates nitric
gradient per area unit of the capillary wall is oxide synthetase I and cyclo-oxygenase-2, and
smaller. The faster increase of pGC along the release of nitric oxide and prostaglandin E2. The
glomerular capillary results in an increased pGC latter 2 act on the granulosa cells of the afferent
at the level of the efferent arteriole and, hence, arteriole, causing renin release and vasodilation
an increase in FF. This will attenuate the absolute resulting from relaxation of smooth muscle cells.
drop in a single nephron’s GFR, independent of Renin activates angiotensin II, which initiates a vi-
changes in glomerular capillary hydrostatic pres- cious cycle of neurohumoral activation and
sure. However, when the maximum FF of w60% further sodium and water retention. Notably,
is achieved, a further decrease in RBF causes loop diuretics inhibit the Na1/K1/2Cl cotrans-
single-nephron GFR to drop linearly so that the porter, further reducing intracellular chloride
filtration pressure gradient cannot be maintained levels in the macula densa and thus escalating
over the length of the glomerular capillary (wasted renin secretion.31
capillary). These mechanisms are amplified by the The distal convoluted tubules and collecting
neurohormonal activation occurring in HF.31 ducts reabsorb only 10% of the total amount of
In the proximal tubules, different transporters sodium filtered by the glomerulus. Distal fractional
mediate active movement of sodium across their sodium reabsorption rates vary according to
luminal side. However, because the proximal tubular flow rate, and aldosterone and arginine
Cardiorenal Syndrome in Heart Failure 85
vasopressin levels.32–34 In normal subjects, high pressure in the splenic sinusoids. Therefore,
doses of aldosterone initially increase renal so- more fluid is drained to the lymphatic matrix and
dium retention so that the volume of extracellular buffered in the splenic lymphatic reservoirs. How-
fluid is increased by 1.5 to 2 L. However, renal so- ever, with increased cardiac filling pressures and
dium retention then ceases, sodium balance is re- atrial natriuretic peptide production, splenic arte-
established, and no edema occurs. This escape rial vasodilation and venous vasoconstriction facil-
from mineralocorticoid-mediated sodium retention itate fluid shifts into the perivascular splenic third
depends, at least in part, on an increase in delivery space. This leads to perceived central hypovole-
of sodium to aldosterone’s site of action in the col- mia and further neurohumoral activation.36 More-
lecting ducts. Owing to increased proximal sodium over, overload of the lymphatic system results in
reabsorption, such escape fails to occur in HF pa- interstitial edema.
tients, who continue to retain sodium in response The countercurrent system of the intestinal
to aldosterone. Hence, substantial natriuresis can microcirculation allows extensive exchange be-
be expected in HF with mineralocorticoid tween arterioles and venules. Therefore, oxygen
antagonists.35 short-circuits from arterioles to venules, creating
a gradient with the lowest oxygen partial pressure
CONTRIBUTIONS OF THE ABDOMINAL at the villus tip. In HF, the low-flow state in the
CIRCULATION TO THE CARDIORENAL splanchnic microcirculation caused by hypoperfu-
SYNDROME IN HEART FAILURE sion, increased venous stasis, and sympathetically
mediated arteriolar vasoconstriction increases ox-
The capacitance veins of the splanchnic vascula- ygen exchange between arterioles and venules,
ture ensure a stable cardiac preload despite augmenting the gradient between the villus base
changes in volume status. If arteriolar perfusion and tip. The resulting ischemia causes loss of the
decreases, sympathetic stimulation from centrally intestinal barrier function of the epithelial cells,
perceived hypovolemia causes a-mediated vaso- which permits lipopolysaccharide and endotoxin,
constriction of splanchnic capacitance veins and produced by gram-negative bacteria in the gut
b2-mediated vasodilation of the hepatic veins, lumen, to enter the systemic circulation and further
causing autotransfusion to the central circulation increase generalized inflammation and hemody-
to maintain effective intravascular volume.27,36 In namic abnormalities.39
the splanchnic microcirculation, net filtration
prevails over the length of the capillaries. Fluid
METHODS FOR THE ASSESSMENT OF FLUID
overload increases capillary hydrostatic pressure,
VOLUME IN THE CARDIORENAL SYNDROME
further augmenting net filtration pressure.
OCCURRING IN HEART FAILURE
Increased abdominal QL drains fluid, solutes, and
Blood Volume Measurement and the Indicator
proteins, decreasing interstitial fluid oncotic pres-
Dilution Principle
sure and opposing filtration. Once QL is maximal
and interstitial compliance increases, protein-rich Indicator dilution techniques measure an unknown
edema compresses lymphatics, further impairing volume when a known volume of a known concen-
QL and promoting fluid accumulation.36–38 tration of a tracer is added to an unknown volume
In the liver, adenosine, continuously produced of fluid.40 After complete mixing, the concentration
from ATP by hepatocytes, accumulates in the peri- of the tracer is measured in a sample taken from
sinusoidal space and is drained by lymphatics. the unknown volume. The size of the unknown vol-
When portal blood flow is reduced by a-recep- ume is inversely proportional to the concentration
tor–mediated vasoconstriction, QL decreases of the tracer in the sample because the latter be-
and intrahepatic adenosine concentrations in- comes progressively more diluted as the size of
creases. The resulting stimulation of hepatic the unknown volume increases. This can be calcu-
afferent nerves, which are synapsed with renal lated as C1V1 5 C2V2, where C1 is the concentra-
efferent nerves, promotes further sodium tion of tracer injected, V1 is the volume of tracer
retention.36 injected, C2 is the concentration of the tracer in a
The spleen also contributes to the regulation of sample from the unknown volume, and V2 is the
intravascular volume. Because splenic sinusoids unknown volume. Nuclear medicine techniques
are permeable to plasma proteins, their colloid os- can accurately measure a radioisotope tracer con-
motic pressure is the same as that of the lymphatic centration in fluid samples using the indicator dilu-
matrix, so that fluid transport between the 2 tion technique, which allows assessment of PV
spaces is determined by differences in hydrostatic with 131iodine-tagged human serum albumin. A
pressure. Transient splanchnic venous system propensity-score control matching analysis by de-
congestion results in increased hydrostatic mographics, comorbidity, and time of treatment
86 Costanzo
was performed in 245 consecutive HF admissions decreased 3 weeks before hospitalization. Over
undergoing BV analysis and controls derived from 48 months, compared with controls, the monitored
the Center for Medicare and Medicaid data and group had fewer hospitalizations (rate per patient-
matched 10:1 for demographics, comorbidity, year follow-up: 1.03 vs 1.68, hazard ratio [HR]
and year of treatment. Decongestion strategy tar- 0.66, 95% confidence interval [CI] 0.59–0.74,
geted total BV to 6%–8% above patient-specific P<.001) and deaths (HR 0.52, 95% confidence in-
norm.41 Compared with controls, subjects terval 0.35–0.78, P 5 .002).43 The study’s limita-
receiving BV analysis-guided therapy experienced tions include possible influence of treatment
lower 30-day readmissions (12.2% vs 27.7%, assignment on hospitalization, no independent
P<.001), 30-day mortality (2.0% vs 11.1%, adjudication of events, and a high event rate
P<.001), and 1-year mortality (4.9% vs 35.5%, (0.94/patient-year) in a population with 50% of
P<.001) rates.41 Independent validation that subjects being NYHA class II.44
increased adoption of BV analysis provides incre-
mental benefit with a favorable cost-benefit profile Bioreactance
is required.
Bioreactance measures phase shifts of the electri-
cal currents traversing the thorax and may provide
Bioelectrical Impedance Analysis Methods a more accurate estimation of hemodynamics
The human body is akin to a conducting cylinder.42 thanks to its higher signal-to-noise ratio. Prelimi-
Both intracellular fluid and extracellular fluid are nary investigations suggest that bioreactance
ionic solutions and are therefore good electricity methods can discriminate between cardiac and
conductors (low impedance to passage of an noncardiac dyspnea, assess the efficacy of ultrafil-
alternating current). The protein-lipid-protein tration (UF) during hemodialysis, and predict fluid
layers of cell membranes function as capacitors. responsiveness in spontaneously breathing
Bone and adipose tissue act as resistors (high patients.42
impedance to the passage of an alternating cur-
rent). Therefore, living soft tissues form a complex
Pulmonary Artery Pressure Sensors
network of resistive and capacitive conductors ar- Elevated cardiac filling pressures increase the risk
ranged in parallel and in series. When an alter- for hospitalizations and mortality.45,46 Regardless
nating current is applied to them, bioelectrical of LVEF, filling pressures gradually increase more
impedance depends on tissue composition and than 2 weeks before HF-related hospitaliza-
the current’s frequency. Driving electrodes deliver tions.47,48 In the CHAMPION trial (CardioMEMS
the alternating current while sensing electrodes Heart Sensor Allows Monitoring of Pressure to
measure the voltage according to Ohm’s law: Improve Outcomes in Class III Heart Failure), HF
treatment guided by pulmonary artery (PA) pres-
V 5 (R 1 Xc)I
sures measured by the CardioMEMS sensor was
where V is the voltage, I is the current, and R 1 Xc associated with a reduction in HF hospitalization
is the complex impedance consisting of resistance rates of 28% and 37% at 6 and 15 months,
(R) and reactance (Xc), which accounts for the respectively, compared with clinical manage-
movement of electrons determined by the charac- ment.49,50 The CHAMPION-HF trial algorithm rec-
teristics of the tissue where they reside.42 In ommended use of sequential doses of diuretics
humans, driving and sensing electrodes can be and vasodilators to lower and maintain the PA dia-
placed sufficiently far apart to measure whole- stolic pressure below 20 mm Hg and provided
body impedance, or closer to each other to mea- guidance for de-escalation of diuretics if the filling
sure impedance of a body segments. Alternating pressures were low, to prevent hypovolemia and
current can be applied at single (50 kHz), dual renal dysfunction.51 More than twice as many
(50 and 200 kHz), or multiple frequencies (5– medication changes (both increases and de-
1000 kHz). creases) occurred in the active monitoring group
A device manufactured by RSMM (Tel Aviv, compared with the blind therapy group. Although
Israel) that measures net lung impedance was the average diuretic doses from baseline to
used in a single-blind 2-center trial 6 months were higher in the active monitoring
(NCT01315223) wherein 256 HF patients with group, the eGFR was similar in the 2 arms, indi-
LVEF 35%, New York Heart Association cating that the decrease in HF hospitalizations
(NYHA) class II to IV, and a recent HF hospitaliza- because of PA pressure–guided therapy did not
tion were randomized to controls (clinical assess- occur at the expense of WRF.50,51 A recent
ment alone) or to a lung impedance-guided CHAMPION-HF analysis showed that hemody-
therapy group.43 Net lung impedance typically namically guided HF management also reduces
Cardiorenal Syndrome in Heart Failure 87
influenced by the patient’s position and ability to methods of fluid-volume determination. Owing to
follow instructions as well as intraobserver and the multitude of factors contributing to their eleva-
interobserver variability. tion, biomarkers such as natriuretic peptides
cannot precisely quantitate fluid excess or guide
Biomarkers HF therapy. The use of elevation in sCr, WRF,
and AKI as interchangeable terms causes prema-
The use of natriuretic peptides to assess and guide ture discontinuation of decongestive therapies
the treatment of fluid overload is not recommen- and the resulting poorer outcomes in hospitalized
ded, given the multiple causes of increased levels HF patients.
of these biomarkers.67,68 Removal of fluid to The initial step is to confirm the ability of BV
achieve prespecified natriuretic peptide levels is analysis to quantitate fluid excess and diagnose
untested in acute HF. The limitations of sCr as a the achievement of euvolemia after treatment; BV
biomarker of AKI during fluid removal have been analysis should then be compared with methods
previously discussed. that can performed easily, serially, and inexpen-
The staggering number of HF rehospitalizations sively: hemodynamically guided therapy can be
underscores the inability to accurately estimate used for early detection of fluid overload and pre-
fluid excess and determine when euvolemia has vention of HF hospitalizations; CIED data may
been achieved. The most accurate method to forecast the risk of HF events early enough to
measure extracellular fluid is BV analysis. Unfortu- trigger interventions to prevent HF decompensa-
nately, this approach is not widely used because tion; and noninvasive wearable devices detecting
of the perceived complexity and lack of studies variables similar to those obtainable from CIEDs
correlating BV analysis with other measures of may soon become available for all HF patients,
fluid-volume assessment (hematocrit, biomarkers, regardless of LVEF. As for CIED-derived risk
hemodynamics, and bioelectrical impedance). All indices, those from wearable devices must pro-
bioelectrical impedance or bioreactance methods vide targets sufficiently specific to trigger appro-
lack rigorous comparison with invasive hemody- priate therapies.
namics; therefore, their accuracy in quantifying
fluid excess and changes with treatment remains REFRACTORINESS TO DIURETICS IN HEART
unknown. Therapy guided by implanted PA pres- FAILURE
sure sensors is associated with reductions in reho-
spitalizations regardless of LVEF, with a pointer Still the cornerstone of decongestive therapy,
toward decreased mortality in NYHA class III HF diuretics’ effectiveness decreases with progres-
patients. Although risk scores from CIED data sion of HF.69,70 Impaired absorption, decreased
may forecast HF events with enough warning to RBF, azotemia, and proteinuria result in reduced
avert hospitalizations, they cannot provide quanti- diuretic concentrations in the tubular lumen70
tation of fluid volume and be used in patients (Fig. 3). Definitions of diuretic resistance include:
without CIED indications. Ultrasound methods persistent congestion despite escalating diuretic
have not been meaningfully compared with other doses equivalent to 80 mg/d furosemide;
amount of sodium excretion as a percentage of BV less than 50 mL, and a wide range of UF rates
filtered load less than 0.2%; and failure to excrete (0–500 mL/h) without requiring cannulation of a
90 mmol of sodium within 72 h of a 160-mg central vein and stay in intensive care units.5
twice-daily furosemide dose. Metrics of diuretic As ultrafiltrate is isotonic to plasma, approxi-
response include: weight loss per 40 mg of furose- mately 134 to 138 mmol of sodium is removed
mide or equivalent; net fluid loss per milligram of with each liter of ultrafiltrate.77 Knowledge that
loop diuretic; and urinary sodium-to-urinary furo- refill of the intravascular space from the intersti-
semide ratio.70 Hallmarks of diuretic resistance tium decreases as fluid is removed led to the hy-
are insufficient symptom relief, higher risk of in- pothesis that UF initiation before reduction of
hospital HF worsening, increased mortality after capillary refill by previously administered diuretics
discharge, and a 3-fold increase in rehospitaliza- might decongest HF patients more effectively than
tion rates.70,71 Among more than 50,000 patients intravenous loop diuretics. Hence, in the UNLOAD
enrolled in the ADHERE (Acute Decompensated (Ultrafiltration vs Intravenous Diuretics Decompen-
Heart Failure National Registry) study, only 33% sated Heart Failure) trial, randomization occurred
lost 2.27 kg (5 lb), and 16% gained weight during within 24 h of hospitalization, and after a maximum
hospitalization.72 With conventional diuretic thera- of 2 intravenous doses of loop diuretic.78
pies, nearly 50% of hospitalized HF patients are Compared with standard care, the UF group had
discharged with residual fluid excess.72 Regard- greater weight loss and similar improvement in
less of diuretic strategy, 42% of acutely decom- dyspnea score at 48 h. The percentage of patients
pensated HF subjects in the DOSE (Diuretic with increases in serum creatinine 0.3 mg/dL
Optimization Strategies Evaluation) trial reached was similar between groups.78 The 90-day
the composite end point of death, rehospitaliza- HF events were fewer in the UF than in the diuretic
tion, or emergency department visit at 60 days.73 group. Total body sodium and excess fluid
Vasopressin and adenosine-A1 receptor antago- removal by UF may be more effective than
nists, exogenous natriuretic peptides, and low- withdrawal of hypotonic fluid by diuretic agents
dose dopamine, studied as complement or or free water by arginine vasopressin V2 receptor
replacement for diuretics, decrease short-term antagonists.73–76 Prehospitalization diuretics use
fluid overload but fail to improve long-term out- itself may impair natriuretic response to intrave-
comes.74–76 Therefore, there is an unmet clinical nous administration.70 UNLOAD lacked treatment
need for more effective fluid-removal methods targets, BV assessments, cost analysis, and inde-
for HF patients (Table 1). pendent adjudication of events.
The CARRESS-HF (Cardiorenal Rescue Study
in Acute Decompensated Heart Failure) trial
EXTRACORPOREAL ULTRAFILTRATION
compared a fixed UF rate of 200 mL/h with step-
Ultrafiltration consists of the production of plasma ped pharmacologic therapy (adjustable doses
water from whole blood across a semipermeable of intravenous loop diuretics, thiazide diuretics,
membrane (hemofilter) in response to a transmem- vasodilators, and inotropes) in acutely decompen-
brane pressure gradient. Newer, simplified UF de- sated HF patients with prerandomization increase
vices afford the advantages of small size, in sCr.79 CARRESS-HF’s primary end point was
portability, low blood-flow rates, extracorporeal the bivariate change in serum creatinine and
Table 1
Differential characteristics of loop diuretics and isolated ultrafiltration
body weight from baseline to 96 h.79 According to complications is a serious concern.79,86 More
CARRESS-HF’s design, this assumes that weight studies are needed to identify strategies that mini-
loss is a measurement of effective fluid removal mize access-related and other potentially prevent-
and that an increase in sCr represents AKI. In able complications.78,86
CARRESS-HF, both groups lost an equivalent The key features of the trials discussed here are
amount of weight, but greater increases in sCr summarized in Table 2.
occurred with UF.79 Although more patients in The conflicting results from UF studies suggest
the UF group experienced serious adverse events, that patient selection and fluid-removal targets
the high crossover rate in CARRESS-HF intention- are incompletely understood.79,86 Practice guide-
to-treat analysis impairs their adjudication to one lines recommend that inadequate response to an
or the other therapy.79 A per-protocol analysis initial dose of intravenous loop diuretic be treated
including only patients who had ultrafiltrate with an increased dose.87,88 If this is ineffective,
collected if randomized to UF, or no ultrafiltrate invasive hemodynamic assessment is suggested.
collected if randomized to the pharmacologic Persistent fluid excess can then be treated with
arm, revealed that UF was associated with higher the addition of thiazide diuretics, aldosterone an-
net fluid loss (P 5 .001) and weight reduction tagonists, or continuous intravenous infusion of a
(P 5 .02).80,81 loop diuretic. Only if all these measures fail can
In the CUORE (Continuous Ultrafiltration for UF be considered.87,88 A similar degree of
Congestive Heart Failure) trial, UF-treated patients diuretic resistance characterized CARRESS-
had a lower incidence of HF rehospitalizations HF’s subjects, whose poor outcomes may be
through 1 year than those receiving standard partially related to the lack of therapy adjustment
care, despite similar weight loss at discharge. In according to individual patients’ characteris-
CUORE, diuretics were continued during UF in tics.79 In AVOID-HF, fine-tuning of UF rates in
the belief that this approach enhances natri- response to vital signs, renal function, or urine
uresis.82 In previous studies, diuretics were output resulted in greater net fluid loss and was
stopped during UF to give patients a “diuretic hol- associated with fewer 30-day HF events without
iday,” during which loop diuretic–induced neuro- a greater increase in sCr levels compared with
hormonal activation is absent.78,83,84 the diuretics group.86 Additional investigation of
The hypothesis of the AVOID-HF (Aquapheresis UF as both first-line and rescue therapy is
vs Intravenous Diuretics and Hospitalization for needed, provided that UF rates are individual-
Heart Failure) trial was that patients hospitalized ized.78,86 Use of UF is not recommended in de
for HF and treated with adjustable UF would novo HF patients who are likely to respond to
have a longer time to first HF event within intravenous diuretics. The lingering question con-
90 days than those receiving adjustable intrave- cerns which patients who develop HF decompen-
nous loop diuretics.85 The trial was terminated sation despite daily oral diuretics should be
unilaterally by the sponsor (Baxter Healthcare, considered for UF instead of intravenous diuretic
Deerfield, IL) after enrollment of 224 patients agents. One important general recommendation
(27.5% of the planned sample). Detailed algo- is that the chosen initial UF rate should be either
rithms guided investigators on how to adjust maintained or reduced because capillary refill de-
both therapies according to patients’ vital signs, creases with fluid removal.5 In general, UF rates
renal function, and urine output.85 The adjustable of greater than 250 mL/h are not recommen-
UF group had a trend to longer time to first HF ded.85,86 Patients with predominantly right-sided
event than patients in the diuretics group (62 vs HF or HF with preserved LVEF are exquisitely
34 days; P 5 .106). At 30 days UF patients had susceptible to intravascular volume depletion
significantly fewer independently adjudicated HF and may only tolerate low UF rates (50–100 mL/
and cardiovascular events.86 Adjustments of UF h).89 Clinical experience teaches us that extracor-
rates to individual patients’ hemodynamics and poreal fluid removal is better tolerated when con-
renal function may explain the lack of differences ducted with low UF rates over prolonged periods
in sCr between groups, despite greater net fluid of time.5
loss with UF.86 Restoration of diuretic responsive- A frequently used approach is to compare pa-
ness may be a key mechanism by which UF tients’ current weight with that preceding signs
delays the recurrence of HF events.86 Serious and symptoms of congestion and to use this “dry
therapy-related adverse events occurred at weight” as the fluid removal. No consensus exists
higher rates in the UF group than in the diuretics on whether removal of only 60% to 80% of excess
group (14.6% vs 5.4%; P 5 .026).86 Although in fluid by UF and continuation of loop diuretics dur-
AVOID-HF, UF-related adverse events were fewer ing therapy results in less hemodynamic instability
than in CARRESS-HF, the excess of UF-related and greater urinary sodium excretion.82,86
Table 2
Overview of selected ultrafiltration clinical trials
91
92
Table 2
(continued )
Abbreviations: ALD, adjustable loop diuretic agent; AUF, adjustable ultrafiltration; CI, confidence interval; HF, heart failure; HR, hazard ratio; LVEF, left ventricular ejection fraction; NYHA, New York Heart
Association; SAE, serious adverse event; sCr, serum creatinine; SPT, stepped pharmacologic therapy; UF, ultrafiltration.
a
CHF solutions, Minneapolis, MN, USA.
b
Dellco, Mirandola, Italy.
c
Baxter International, Deerfield, IL, USA.
Cardiorenal Syndrome in Heart Failure 93
NOVEL STRATEGIES TO OVERCOME DIURETIC studies show that direct peritoneal sodium
RESISTANCE removal can withdraw large amounts of fluid and
sodium with relatively small intraperitoneal
Novel methods to decongest diuretic-resistant HF volumes.91
patients with fluid overload and the cardiorenal
syndrome are outlined in Fig. 4. Hydrostatic pressure gradient ultrafiltration
device
Controlled Diuresis This novel approach consists of the implantation of
a permeable absorption chamber in the perito-
The Reprieve Cardiovascular (Reprieve Cardio-
neum. A pump induces a negative hydrostatic
vascular, Milford, MA) therapy is designed to main-
pressure in the absorption chamber, triggering
tain venous return in a controlled manner to
UF of fluid through the peritoneal membranes
prevent intravascular hypovolemia and conse-
into the chamber. A microcatheter draining fluid
quent neurohormonal activation. The device re-
from the absorption chamber is routed to a percu-
places a physician-set portion of urine volume
taneous port. Ongoing work will enable drainage of
generated by the patient in response to diuretics.
the accumulated extracellular fluid into the urinary
The partial, controlled replacement of volume
system.92
may allow intravascular volume to be maintained
at an optimal level. Pilot studies with this technol-
ogy are ongoing in Poland.90 “Decongestive Pumps”
The Aortix device (Procyrion, Houston, TX) is a
Peritoneal Ultrafiltration Methods
catheter-deployed pump that is placed in the
Direct peritoneal sodium removal descending aorta and decouples the heart and
Traditional peritoneal dialysis solutions have so- the kidneys, with the aim of resting the heart while
dium concentrations nearly isotonic to plasma, improving RBF. First-in-man use in patients under-
so that sodium removal is almost entirely driven going high-risk percutaneous coronary interven-
by solute drag with UF rather than diffusion down tion showed improvement in hemodynamics and
a concentration gradient. A novel approach con- urine output.93
sists in the use of a salt-free peritoneal solution The transcatheter renal venous decongestion
and the eventual combination with a fully system (Magenta Medical, Kadima, Israel) con-
implanted, automatic, programmable pump that sists in the placement of a small continuous flow
can be charged transcutaneously, adjusted wire- pump in each renal vein to directly reduce renal
lessly, and equipped with a catheter that can venous pressure. This should result in improved
deliver the salt-rich fluid generated by the concen- responsiveness to diuretics and, therefore, greater
tration gradient directly to the bladder. Preclinical diuresis and natriuresis.
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