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t o contain the nortricyclyl chloride if any were present. cases the plot of e - n2 os. concentration gave a line with no
The infrared spectrum showed no trace of any of the prom- detectable curvature.
inent bands of nortricyclyl chloride.'g A very small amount The dipole moments were derived from the dielectric con-
of anti-7-e3co-2-dichloronorbornane was found. The bulk of stants and refractive indices of benzene solutions by the
the material was a viscous black oil which would not Guggenheim method of initial slopes.20 Values of the di-
distill. electric constants were obtained using a heterodyne beat
Dipole Moment Measurements.-All compounds were apparatus similar to that of Smyth and Lewis.21
recrystallized to constant melting point. The solvent
was thiophene-free benzene which was dried just prior to (20) E. A. Guggenheim, Trans. Fnraday Soc., 46, 714 (19'49).
use by azeotropic distillation of a trace of water. All (21) C. P. Smyth and G I,. Lewis, J Chem. PhyvF., I , 1085 (1939).
data were taken a t 25" and collected in Table 11. In all NEWARK,DELAWARE
trans-2-Benzal-4,4-dimethyl-l-tetralone (Ib) and its endocyclic unsaturated isomer IXb were synthesized in good yields
and characterized by their chemical properties and absorption spectra. The structure of 2-benzal-4,4-dimethyl-l-tetralone
oxide (VIIb) obtained by alkaline epoxidation of Ib was verified by synthesis through a Darzens condensation. The ad-
vantage of 80% sulfuric acid in the condensation of o-nitrobenzaldehyde with 1-tetralone and 1-indanone was demon-
strated. dnalogies between 2-benzal-l-tetralones, 2-benzal-1-indanone and chalcones are pointed out and a discussion is
presented of the effect of conjugation, or-bromo substitution and 4-gem-dimethyl substitution in 1-tetralones in terms of
conformational analysis, ultraviolet and infrared absorption characteristics.
I n connection with our study of the chemical ness against acids and bases as did 2-benzal-l-
behavior of cyclic aromatic ketones2s3we have syn- tetralone (Ia).z
thesized and examined the stereostructure and ab- A careful study of the reactivity of Ib with mor-
sorption spectra of several 2-substituted tetralones pholine revealed the existence of the equilibrium
and indanones. The 2-benzal-1-tetralones are
structurally related t o the chalcones in the open
chain series, the chemistry of which has been the 0
io7
subject of several investigations.4 For the cyclic II
ketones, however, the conformation of the ring
and of the substituents are additional aspects to be
considered. Moreover, in these exocyclic a,/%
unsaturated ketones there exists a fixed s-cis con-
formation of the C=C with respect to the C=O
bond, while in the open chain chalcone types the The morpholinoketone XI11 was formed in yields
s-conformation is labile.5 of about 10% when 2-benzal-4.4-dimethyl-I-tetra-
lone (Ib) was allowed to stand for one day with
three molar equivalents of morpholine. The
equilibrium outlined above may be approached
from either side. Thus 2- [ a-(N-morpholino) -ben-
zyl]-4,4-dimethyl-l-tetralone (XIII) was converted
back t o I b in 40y0 yield upon standing with excess
morpholine alone or in benzene solution. This
H facile change probably involves a quasi six-mem-
s-cis-trans s-cis-trans-chalcone s-trans-trans
bered ring with the morpholine serving as a proton
transfer agent to give this a,p-unsaturated ketone
h s in the case of 2-benzal-1-tetralone (Ia),* the with a fixed s-cis conformation.
4,4-dimethyl analog I b was obtained from a base- The preparations of 2-(o-nitrobenzal)-l -tetralone
catalyzed condensation of the corresponding 1- (Xa) and 2-(o-nitrobenzal)-l-indanone(Xc) were
tetralone with benzaldehyde. Only one of the accomplished in high yields by employing S070 sul-
two possible stereoisomers of 2-benzal-4,4-dimethyI- furic acid or a sulfuric-acetic acid mixture as the
1-tetralone (Ib) was isolated (presumably the condensing agent. With boiling acetic anhydride
trans form). It showed the same chemical inert- the synthesis of pure Xcg was accomplished in 36%
(1) (a) Monsanto Research Fellow, 1954-1955; 1985-1956; (b) yield while with 80% sulfuric acid as the solvent-
t o whom correspondence concerning this article should be addressed. catalyst the yield was 73%.
(2) A . Hassner, N. H. Cromwell a n d S. J. Davis, THISJ O U R N A L , 79, Selective hydrogenation of 2-benzal-4,4-di-
230 (1957).
(3) N. H. Cromwell, H. H. E b y and D . B . Capps, zbL,f., 73, 1230
methyl-1-tetralone (Ib) over platinum oxide af-
(1951). (6) G. Singh a n d 3. N. R a y , J . I n d i a n Chem. Soc., 7 , 638 (19301,
(4) For example see N. H. Cromwell, Chem. Revs., 38, 8 3 (1946). failed t o effect t h e reaction of 1-indanone with o-nitrobenzaldehyde in
( 5 ) (a) E. A . Braude and F.Sondheimer, J Chem. Soc.. 3754 (1955); t h e presence of bases b u t obtained low yields of 9-(0-nitrobenzall-1-
(b) E. A. Braude and C. J. Timmons, ibid., 3700 (1955). indanone (Xc)by using boiling acetic anhydride.
894 ALFREDHASSNER H. CROMWELL
.WD NORMAN Vol. 80
0
T
hT:aOhle C8HjCHO Br2 I n analogy with 2-benzal-1-tetralone (Ia), z the
4-gem-dimethyl derivative I b served as the starting
material for a spiroepoxide IrIIb. Similarly 2-
benzal-1-indanone (IC)reacted readily with alkaline
hydrogen peroxide to give its oxide VIIc in good
yield. A few spiroepoxyketones have been de-
scribed in the literature.9 We have now un-
ambiguously verified the structure of such oxides
Va, R = H by an independent synthesis of 2-benzal-4,4-
Vb, R = CITs dimethyl-1-tetralone oxide (VIIb) employing the
Darzens reaction. Steric controls ~ p e r a t i n g ~in~ b
the transition state for the formation of the inter-
0.Ic mediate halohydrin anion favor kinetically the
thermodynamically more stable dl-erythro form
which produces the trans-epoxyketone in Darzens
reactions. Rearrangement to the cis form via
enolization is not possible with these spiroepoxy-
I /\ ketones.
CH3 CH, CHa Conformation and Spectra.-The 1-tetralones
XI IXb should exist in a staggered quasi-chair conforma-
Vb was dehydrobrominated in 70% yield to tion, the carbonyl group forming a small angle with
2 -benzyl - 4,4 - dimethyl - 1 - keto - 1,4 - dihydro- the plane of the unsaturated system. An ex-
naphthalene (IXb), the endocyclic unsaturated amination of models indicates that in the quasi-
isomer of Ib. The preferential loss of H as HBr boat conformation this angle is widened and would
from the ring, rather than from the side chain, not allow for as complete an orbital overlap.
presents a convenient route for the preparation of Carbon atoms 6 and 5 , respectively, will be below
this isomer of 2-benzal-4,4-dimethyl-l-tetralone
(Ib). The structure of IXb was evident from its
chemical and physical properties. Unlike the
benzal compound Ib, it is a colorless solid with
ultraviolet absorption characteristics similar to
those of 4,4-dimethyl-l-keto-1,4-dihydronaphtha-
lene (VIIIb). Catalytic reduction of IXb to IVb
in 90% yield suggested that IXb was not a cyclo-
propyl compound. This was confirmed by the Staggered quasi-chair conformations for cyclohexenones.
spectra studies; see Table I.
The failure of 2-benzyl-4,il-dimethyl-l-keto- (8) If I X b and I b had been stereoisomers, the rearrangement of one
1,4-dihydronaphthalene (IXb) to add amines un- form to the other should have taken place in sulfuric acid. I n such
media a#-unsaturated ketones form mesomeric systems in which the
der ordinary conditions is in accord with its rigid fixed C=C no longer exists.
(7) A more extensive discussion of the reaction of Vb with amines is (9) (a) J. Reese, Ber., 76, 384 (1942); (b) IT. 0. House and R . L.
presented in a foithcoming paper by A . Hassner and N. H. Cromwell. Wasson, TIIISJOURNAL, 78, 4394 (1956).
Feb. 20, 1958 DERIVATIVES
OF 2-BENZALTETRALONE 895
and above the plane in which carbons 1,2,3,4 are chalcone12 and the trans-2-benzal-1-tetralones(I)
located.’* By comparing the intensities of ultra- indicates that in the excited states there is less
violet absorption of 1-tetralone and acetophenone, interference of approach t o planarity caused by the
Braudesa deduced the interplanar angle between a-methylene group in the cyclic compounds (I)
the benzene ring and the carbonyl group in the for- (type 1 steric effect6a) than by the a-methyl group
mer to be 22’. For indanone this angle was cal- in trans-a-methylchalcone (type 2 steric effect6”).
culated to be 17’. The greater resonance stabilization of the excited
In 2-benzal-l-tetralone, the introduction of an states of I leads t o a bathochromic shift from 290
additional trigonal carbon atom into the cyclo- to 305 mp. The ultraviolet absorption spectra of
hexenone system will cause the molecule to as- I a and I b indicate no significant differences be-
sume a rather flat conformation. Undoubtedly, tween these molecules in the excited states.
the opportunity for orbital overlap between the I n 2-benzal-1-indanone (IC), the five-membered
carbonyl *-orbital, through the n-electrons of the ring allows greater coplanarity of the system. The
olefinic double bond, with the n-orbital of the side- more extensive molecular orbital overlap in IChas
chain phenyl group contributes to the high stability a bathochromic and hyperchromic effect on the ex-
exhibited by the 2-benzal-1-tetralones. Their elec- tended cinnamoyl band (318 mp, E 22,500) with
tronic absorption spectra indicate an extensive respect t o the less coplanar six-membered ring com-
molecular orbital characteristic of trans-chalcones. pound I a or Ib. Steric inhibition of coplanarity
The approach t o coplanarity in the cyclic com- in 2-(o-nitrobenzal)-l-tetralone(Xa), Xmax 272 mp
pounds (I) in the excited state is done at the ex- ( E 20,400)) and 2-(o-nitrobenzal)-l-indanone(Xc),
pense of a small amount of energy (Franck-Con- Xmax 278 mp ( E 19,500), as compared to I a and ICis
don principle) and the result is shown in the de- indicated by the appearance for the former two
creased molar extinction coefficients of I a and I b compounds of a strong band in the acrylophenone
with respect t o trans-chalcone (Table I). In the
language of Braude5 this would indicate that the
nature of the transition from ground to excited
chromophore region and by the transition from the
extended cinnamoyl band t o an inflection a t
mp. Similar shifts are caused by the o-nitro group
- 305
energy states in I a and I b and trans-chalcone are , ~ ~ 262 mp ( e 17,500).
in o - n i t r o ~ h a l c o n eXmax
nearly identical, but the transition probability for The infrared carbonyl stretching frequencies of
reaching the excited states in Ia and Ib has been the exocyclic unsaturated ketones I in CClr solu-
reduced. One might possibly expect the fixed tion indicate that in the ground state the C=O bond
s-cis-trans conformation-configuration in com- has about the same single bond character in these
pounds I to lead to a lowering of intensity in con- cyclic systems as in the chalcones. Whereas
trast with the value for the labile s-conformations trans-chalcone absorbs infrared light strongly a t
K-band’l a t -
of c h a l ~ o n e s . ~Both
~ Ia and Ib exhibit an intense
305 mp ( e 17,000) corresponding t o
the long wave length band a t 307 mp ( E 24,000) for
1667 cm.-’, 2-benzal-1-tetralone (Ia) and 2-benzal-
4,4-dimethyl-l-tetralone (Ib) have intense bands
in CC& a t 1666 and 1673 cm.-’, respectively. It
truns-chalcone.l2 This represents unmistakable appears that, although ultraviolet spectra indicate
evidence for the exocyclic unsaturated ketone hardly any energy differences between I a and I b for
structure of I a and Ib and suggests that the latter the transition to excited states, non-planarity has a
compounds are in the trans configuration. I n all small but definite effect on the vibrational spectra
cis-chalcones reported, l 2 a separate band a t 250- for the latter compound. In 2-benzal-4,4-
260 mp, attributable to hdependent absorption by dimethyl-1-tetralone (Ib) the quasi-axial methyl
the short wave length band a t -
the acrylophenone group, can be observed, while
230 mp, present
in trans-chalcones, has disappeared. The less
group through non-bonded interactions makes i t
more difficult for the conjugated system to reach
planarity and polarization of the C=O bond is in-
planar cis compounds absorb a t shorter wave hibited. 2-(o-Nitrobenzal)-l-tetralone (Xa) has
lengths and with lower intensities than their trans a C=O band a t 1680 cm.-I while o - n i t r o ~ h a l c o n e ~ ~ ~
The band a t -
isomerg in the 300 mp band region.
305 mu in chalcones and in the
cyclic analogs (I) probably is due to a planar ex-
has one a t 1671 cm.-‘. The increase in frequency
with respect t o 2-benzal-1-tetralone (Ia) is due to
steric inhibition of resonance by the o-nitro group.
tended cinnamoyl chromophore, since benzalace- The effect of ring strain causes five-membered ring
tone13 and 2-benzalcyclohexanonegb absorb light ketones t o absorb infrared light a t higher fre-
strongly a t 280-290 mp. I n the 2-benzal-l- quencies than their six-membered l6 and
tetralones (I), a n inflection in the acrylophenone this is reflected in the carbonyl frequency :it 1697
absorption region near 275-280 mp can be observed. cm.-I of 2-benzal-1-indanone (IC).
Masked absorption in this region was found by The infrared absorption bands associated with
Black and Lutz12 through graphical resolution, the carbonyl group of 1-tetralone (IIa) and 4,4-
even in trans-chalcone. A comparison of the dimethyl-1-tetralone (IIb) are located a t the ex-
longest wave length maxima in trans-a-methyl- pected frequenciesI6 for aryl ketones (1685 cm.-l).
(10) Slight bond twisting probably will be more readily accommo- The introduction of a benzyl group into the 2-
dated than bond angle bending and the above conformation should be position of the tetralones has no effect on the car-
relatively free of strains caused by bond angle distortions.
(11) The K-hand is the one associated with the conjugated car- (14) (a) N. H. Cromwell, et d.,THISJOURNAL, 71, 711 (1949);
bonyl system; see A. E. Gillam and E,S. Stern, “Electronic Absorp- (b) 76, 5752 (1954); (c) H. H. Wasserman and N. E. Aubrey, ibid.,
tion Spectroscopy in Organic Chemistry,” Edward Arnold, Ltd., 77, 590 (1955).
London, 1954, p. 113. (15) L. P. Kuhn, e t al., ibid., ‘fa, 5058 (1950).
(12) W. B. Black and R. E.Lutz, THISJOURNAL, 17, 5134 (1955). (16) F. Miller, “Organic Chemistry,” Vol. 111, H. Gilman, editor,
(13) G. Gamboni, e t al.. Hclv. Chim. Acta, 88, 256 (1955). John Wiley and Sons, Inc., New York, N. Y . , Chapter 2, 1953.
S96 -4LFRED HASSNER
.4ND NORMAN H. CROBIWELI, Vol. 80
TABLE
I
SUMMARY
OF ULTRAVIOLET ABSORPTION
AND IXFRARED SPECTRA
Infrared bands
Ultraviolet max.5 Nujol
Ketone A , mu e x 10-8 Band mull Wave no.
TABLE
I (Continued)
(311) 1.6
(326) 0.6
(XII)
2-Benzyl-3,4-dimethyI-l-naphthol 213 28.8 OH 3760
240 38.0 Aromatic 1628
(269) 3.6 Phenyl 1595
( 290 1 4.1
(317) 3.1
(330) 2.1
1-Indanone 243m 12.3 C=O 1722 80
Phenyl 1613 20
I-Tetralone (IIa)“ 248 11.6 C=O 167gk 1685 81
292 1.7 Phenyl 1604 33
Ultraviolet spectra were determined with a Cary model 11-MS recording spectrophotometer using 0.0001 M methanol
solutions * The infrared measurements were done with a Perkin-Elmer model 21 double-beam instrument using matched
1.0-mm. NaCl cells. e See ref. 2. Values in parentheses indicate shoulders or inflections. e See ref. 15. f See L. J.
Bellamy, “The Infrared Spectra of Complex Molecules,” John Wley and Sons, Inc., New York, N. Y., 1954, pp 77 and 119.
0 See ref. 15. See ref. 20. 7 See ref. 14b and N. H. Cromwell and G. D. Mercer, THISJOURNAL, 79,3815 (1957). Pure
liquid. ‘M.p. 102-103”, prepared by bromination of IIIb, see ref. 7. See ref. 5b. R. Barkley, M.S. Thesis, 1958,
Univ. of Nebr.
bony1 frequency in such compounds, nor does it a$-unsaturated enones should shift the wave
much change the electronic distribution in the ex- length of absorption by 10 r n ~ .Stereochemical ~ ~
cited state of these molecules. Here the benzyl considerations and an examination of models im-
substituent probably assumes the more stable ply that ketones VIIIb and IXb exist in a nearly
equatorial position. planar distorted boat conformation, since they con-
The introduction of an endocyclic double bond tain five trigonal carbon atoms in the cyclohexane
into the 4,4-dimethyl-l-tetralones did not shift the ring. Thus the strain arising from an attempt t o
location of the high intensity maximum (K-band) maintain 120” bond angles will be accommodated
in the ultraviolet appreciably, but the absorption mainly by the bonds a t carbon-4 and a t the car-
curves of the resulting 4,4-dirnethyl-l-keto-1,4-bonyl carbon atom.
dihydronaphthalenes (VIIIb) and (IXb) have a
characteristic shape, sloping down gradually on the
longer wave length side of the K-band. Cross
conjugation in cyclic a#-unsaturated ketones
causes no displacement or only a slight shift in the
ultraviolet.17,1S Thus A4-3-ketosteroids absorb a t
0 - 7 - 7 ‘ O
TABLEI1
SPECTRA
ABSORPTION AND CONFORMATIONAL
ANALYSIS
Predominant
conformation
1-Tetralone No. A, mp e X IO-' Amfi5 C=O, c m - 1 Acm.-1" of halogen
Parent cpd. IIa 248 11.6 1685
2-Chlorob 1697 12 a?
2,2-Dichlorob 1712 27 a,e
%Benzyl- IVaC 247 12.6 1686
2-Benzy1-2-broino-' Va 259 11.8 12 1689 3 a
2-Bromo-2-(a-lxomol)enzyl)- VIa 261 12.5 14 1686 0 a
4.4-Diniethyl- IIb 246 10.9 1683
2-Bromo- IIIb 251 11.2 5 1705 20 e
2.2-Dibromo- 265 8.75 19 1708 23 e,a
2-Benzyl- IVb 248 12.6 1686
2-Benzyl-2-bromo- Vb 258 10.6 10 1692 6 a
2-Bromo-2-(a-bromobenzyl)- VIb 263 13.1 15 1690 4 a
All increments were calculated by subtracting the value ftir t h e parent ketone from that of the halogen derivative.
See ref. 27. c See ref. 2.
data and with the slow reactivity with amine& The bulky 2-benzyl group in Va and Vb, and cer-
exhibited by IIIb. Jones, et have shown that tainly the more bulky 2-(cr-bromobenzyl) group in
in rigid ring systems an equatorial bromine will VIa and VIb, are expected to be nearly equatorially
cause a shift of +16 to $22 cm.-' in the carbonyl oriented, which necessitates a predominantly axial
frequency of cyclohexanones, while an axial bro- conformation for the 2-bromo substituent in these
mine will effect only slight displacement of that molecules.26 This is borne out by the infrared
band This empirical generalization was explained spectra of these compounds which exhibit only
by the reasoning that, with bromine in the equa- slight shifts (3-6 cm.-l) in the carbonyl frequencies
torial conformation, the coplanar C-Rr dipole is with respect to the corresponding unhalogenated
more effective in suppressing the polarization of tetralones, the derivatives with the bulkierz7
the C=O bond thus raising the carbonyl stretching a-bromobenzyl groups showing the least frequency
frequency. C ~ r e has y ~employed
~ ~ this generaliza- displacements. It may be observed that the car-
tion to assign conformations in various 2-halo- bonyl bands in the 2-bromo-2-benzyl-4,4-dimethyl-
cyclohexanones, but recently Kuniler and Huitr@b 1-tetralone (Vb) and 2-bromo-2- (a-bromobenzyl)-
came to different conclusions from dipole moment 4,4-dimethyl-l-tetralone(VIb) appear a t slightly
studies on such compounds. The latter authors higher wave numbers than those of their analogs
suggested a flexible form for 2-halocyclohexanones. Va and VIa, which are not gem-dimethyl sub-
Examination of models indicates that in 6-bromo- stituted. This may indicate that the presence of
A2-cyclohexenonesthe only quasi-boat form possible an axial methyl group interferes sterically with the
is the one which has the carbonyl carbon at the preferentially axial bromine in the former coni-
flagpole position. I n this conformation, with bro- pounds. 26 The preferred conformation for the 2-
mine equatorially disposed, there are more non- bromoketones Va and Vb seems to be that in which
bonded interactions than in the equivalent quasi- the bromine is nearly axial, and for I I I b that in
chair conformation. I n both distorted boat and which the bromine is nearly equatorial. This as-
chair conformations there are less non-bonded sumption, which is consistent with spectral data,
interactions when the halogen is equatorial than also may be deduced qualitatively from the re-
when it is axial. Electronically, however, the axial spective relative reactivities of the compounds,
conformation is generally favored. 2-bromo-4,4-dirnethyl-l-tetralone(IIIb) reacting
I n the 2-halo-1-tetralones an equilibrium be- much slower with secondary amines' than the 2-
tween the two quasi-chair conformational isomers, benzyl derivatives Va and Vb.
with bromine axial and equatorial, respectively, is Useful information about the conformation of
to be expected, but the presence of other groups the"bromine in 2-bromo-1-tetralones and probably
could cause one form to predominate. Thus in 2- in 6-halo-A2-cyclohexenones in general may be de-
bromo-4,4-dimethyl-l-tetralone (IIIb) one expects rived also r from the K-band displacement in the
the bromine to take up preferentially the equatorial ultraviolet spectra. As can be seen in Table I1 a
position in order to minimize lJ3-interactionswith (26) In the 2-bromo-2-(a-bromobenzyl)-4,4-dimethyl-l-tetralone
the methyl group in the axial conformation. 2,2- (VIb), the bromine should definitely be axial due to steric as well as
Dibromo-4,4-dimethyl-1-tetralone7showed ultra- electronic reasons and the molecule probably assumes the more stag-
violet and infrared spectra bands to be associated gered quasi-chair conformation. But in 2-bromo-2-benzyl-4,4-
dimethyl-I-tetralone (Vb), the 1,3-interaction between axial Br and
with the carbonyl group which indicates that the CHI seems slightly greater than that between axial CsHsCHi and CHI,
second bromine atom eriters the 2-position in an and the structure may be an intermediate type in which the bromine
axial conformation (and that the bromine atom in is a bit less axial and benzyl a bit less equatorial than are the corre-
IIIb is in the equatorial conformation); see Table sponding groups in VIb (cf. Table 11, shifts of absorption maxima).
(27) I n the case of less bulky substituents as with 2-methyl- or 2-
11. ethyl-1-tetralone, Stevens, THISJOURNAL, 77, 4590 (1955). found fre-
(24) R . N. Jones, et at., TEXIS JOURNAL, 74, 2828 (1952),and earlier quency shifts of 9-12 cm.-l upon introduction of the 2-chloro sub-
papers stituent. This could indicate either an equilibrium between the con-
( 2 5 ) (a) E. J. Corey, e t al., i b i d . , 77, 5415 (1955), and preceding formations with axially and equatorially oriented chlorine atoms or the
papers, (b) W. D. K u d e r and A. C. Huitric, ibid.. 78, 3369 (1956). presence of a more nearly planar boat conformation in these molecules.
Feb. 20, 1958 DERIVATIVES
OF 8-BENZALTETRALONE 899