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Medical Hypotheses (2007) 68, 184–187

http://intl.elsevierhealth.com/journals/mehy

Non-reciprocal altruism may be attributable to


hyperbolicity in social discounting function
Taiki Takahashi *

Department of Cognitive and Behavioral Science, The University of Tokyo, 3-8-1 Komaba, Meguro,
Tokyo 153-8902, Japan

Received 14 May 2006; accepted 16 May 2006

Summary Humans show altruism even for chance acquaintances whom they will never meet again (non-reciprocal
altruism). With respect to evolutionary and economic perspectives, reciprocal altruism is not actually puzzling,
because reciprocal altruism maximizes subjects’ benefit/fitness in the long run; while non-reciprocal (pure) altruism
still presents a challenge to evolutionary biology and neuroeconomics. Understanding neuropsychological bases of non-
reciprocal altruism/generosity for unrelated people is also important for neuropsychiatry, because several types of
impulsive psychiatrics (e.g., social phobia, substance abusers, psychopaths) often have reduced altruism/generosity
for other people, which is associated with their problematic/impulsive social behavior. Regarding the relationship
between impulsivity and reciprocal altruism, it has been shown that subjects who are impulsive in intertemporal choice
(having a large time-discounting rate) have low degrees of reciprocal altruism, which is in line with economic theories
and neuropharmacologically treatable with serotonin/norepinephrine reuptake inhibitors. However, little is known
regarding the relationship between non-reciprocal altruism and discounting behavior, and neuropsychological
processing underlying the relationship. Recently, Jones and Rachlin reported that generosity for other individuals with
different social distances follows a hyperbolic discounting function, which has been employed to describe inconsistent
time-discounting. In this study, I propose that non-reciprocal (pure) altruism may be, at least partially, attributable to
hyperbolicity of a social discounting function (inconsistency in ‘‘interpersonal choice’’). Neuropsychological
mechanisms underlying interpersonally-inconsistent social discounting and possible implications for neuropsychophar-
macological treatments for impulsive psychiatrics’ problematic social behavior are discussed.
c 2006 Elsevier Ltd. All rights reserved.

‘‘A chance acquaintance is a divine ordinance.’’ Background


(Proverb).
Altruism

Axelrod and Hamilton’s classical work on evolution


of social cooperation has demonstrated that coop-
erative behavior (Tit-for-Tat) evolves under the
* Tel./fax: +81 3 5454 6709. Iterated Prisoner’s Dilemma Game condition (evo-
E-mail addresses: taiki@ecs.c.u-tokyo.ac.jp, taiki103@ lution of reciprocal altruism), because reciprocal
hotmail.com. altruism maximize subject’s total benefit/fitness


0306-9877/$ - see front matter c 2006 Elsevier Ltd. All rights reserved.
doi:10.1016/j.mehy.2006.05.057
Non-reciprocal altruism may be attributable to hyperbolicity in social discounting function 185

integrated/summed over time [1]. Hence, reciprocal rewards. Notably, it has repeatedly been demon-
altruism is not purely altruistic, but self-controlled strated that substance abusers/drug addicts more
(i.e., far-sighted) selfish behavior. Psycho-pharma- steeply discount delayed rewards than non-drug
cological studies reported that impulsive psychiat- dependent subjects [10].
rics’ anti-social behavior is associated with their Samuelson’s classical economic theory, has as-
reduced self-control in intertemporal choice [2]. sumed that individuals discount delayed reward in
The relation between intertemporal choice and a consistent manner [9]. This type of discounting
altruism has been studied in psychology, behavioral (exponential discounting) follows the exponential
econology, and neuroeconomics [3]. For instance, equation
neuropsychopharmacological studies reported that VðDÞ ¼ Vð0Þ expðkDÞ; ð1Þ
subjects with impulsivity in intertemporal choice
(i.e., large temporal discounting rate, discussed where V is the subjective value of a reward, V(0) is
later) are less cooperative/altruistic [4,5] and the (objective) amount of the reward, and D is the
inactivation of brain serotonergic activity reduces length of delay until the delivery of reward. The
cooperation/reciprocal altruism in the Iterated free parameter k, independent of D, is an index
Prisoner’s Dilemma Game [6]. of the degree of discounting, i.e., larger k values
In contrast to reciprocal altruism, the existence correspond to steeper delay discounting. The con-
of pure altruism, i.e., non-reciprocal altruism, is sistency in intertemporal choice requires a dis-
still puzzling and yet to be more extensively stud- counting rate (DR) defined as Œ(dV/dD)/V Œ (=k in
ied, because non-reciprocal altruism does not in- Eq. (1)) is constant over time (independent of D)
crease subject’s fitness/benefit even in the long [9,10]. However, subsequent empirical studies
run. This means that, in non-iterated, single-shot have repeatedly observed anomalies and inconsis-
social interactions, even a patient (in terms of tencies in subjects’ intertemporal choice behavior
temporal discounting) subject should, normatively [9,10]. For instance, subjects are more impulsive
speaking, defect the other subjects when they in the near future (i.e., large discounting rate) than
are mere chance acquaintance, because the sub- in the far future (i.e., small discounting rate),
ject cannot expect reciprocal rewarding from the which has been described with the hyperbolic dis-
mere chance acquaintances in the future. Several counting function
neuroeconomic and evolutionary biological studies VðDÞ ¼ 1=1 þ kD; ð2Þ
have investigated why people are altruistic and
generous even for unrelated individuals [7], but resulting in inconsistency in intertemporal choice
the final answer is still unknown. (i.e., Œ(dV/dD)/V Œ is a decreasing function of D,
Before answering this difficult question, it may in contrast to Eq. (1), in which Œ(dV/dD)/V Œ = k is
be helpful to examine the neural or psychophysical independent of D) [9,10]. This inconsistency results
bases of altruism/social generosity in a mathemat- in preference reversal over time and loss of self-
ically rigorous manner. Regarding the mathemati- control in intertemporal choice often observed in
cal characteristics of the relation between impulsive psychiatrics such as drug addicts [10].
altruism and social distance, Jones and Rachlin re-
cently found that generosity for other people with Hypothesis
different social distances are well described by a
hyperbolic function, which has been frequently Let us again remember that reciprocal altruism is a
employed for the description of subjects’ inter- type of selfish behavior, in that reciprocal altruistic
temporal choice [8]. Therefore, let us start from behavior maximizes benefit/fitness of subjects in
reviewing mathematical characteristics of tempo- the long run. Hence, normatively speaking, subjects
ral discounting functions briefly. with small time-discounting rates (patience in inter-
temporal choice) should behave in a reciprocal
altruistic manner [3]. Actually, several studies
Intertemporal choice reported that subjects’ time-discounting rates are
associated with their cooperative tendency under
Discounting of delayed rewards refers to the obser- Iterated Prisoner’s Dilemma Game condition [3–
vation that the value of a delayed reward is dis- 5].This again suggests that reciprocal altruism is a
counted (reduced in value or considered to be type of self-controlled selfish (self-interest-maxi-
worth less) compared to the value of an immediate mizing) behavior, which is not contrary to evolution-
reward [9]. Studies in psychopharmacology, psychi- ary theory and economics’ assumption of
atry, behavioral neuroscience, and economics have selfishness. The selfish, reciprocal altruism moti-
been focused on how subjects discount delayed vates subjects to cooperate with other subjects
186 Takahashi

who are genetically related or socially close to the in enhanced altruism to unrelated subjects (non-
subjects [1,3,7]. However, as stated, non-reciprocal reciprocal altruism) in hyperbolic social discount-
altruism, often observed in humans, is pure altruism ing, in comparison to consistent interpersonal
in the sense that it will not pay even in the long run choice (exponential social discounting). In other
[7]. The existence of non-reciprocal altruism in hu- words, as mathematically be derived, subjects’
mans is therefore puzzling. Recently, Jones and selfishness/greed towards others with large social
Rachlin [8] demonstrated that declining of generos- distance (unrelated subjects) may be smaller
ity/altruism, according to an increase in the social (more altruistic) than expected from a rational so-
distance of the other subject, follows the hyperbolic cial choice (i.e., exponential social discounting). It
discounting function with social distance N should be stressed here that in Jones and Rachlin’s
AðNÞ ¼ Að0Þ=1 þ sN; ð3Þ demonstration, social distance is not a cardinal but
ordinal number; namely, social distance of a com-
where N is an ordinal social distance of the other pletely unrelated other subject may not be infinite
subject (for the self, N = 0), A(N) is altruism/gener- (large but still finite), therefore, altruism for
osity towards the subjects with social distance N, chance acquaintances following the hyperbolic dis-
and s (>0) is a free parameter independent of N. counting function may still be non-zero (>0) and
The parameter s is a selfishness parameter, because stronger than expected. Considering that subjects
larger s values corresponds to steep decrease in gen- will never meet the mere chance acquaintance,
erosity as social distance increases. Note that the this hyperbolic effect may result in non-reciprocal
potential benefit from possible social interaction altruism; i.e., marked altruism which cannot be ex-
between the self and the other subject will de- plained or justified in terms of self-interest be-
crease, as the social distance between the self and cause the other’s social distance is too large to
the other increases, as the economist Akerlof states expect future social interactions and associated
[11]. It is noteworthy that Jones and Rachlin have reciprocation from him/her. Furthermore, it
further observed that subject’s social discounting should be noted that if subjects are not capable
behavior is better described by the hyperbolic equa- of perceiving social distances of others in a ordinal
tion, in comparison to an exponential function manner, it is obviously impossible for them to so-
AðNÞ ¼ Að0Þ expðsNÞ; ð4Þ cially discount resources hyperbolically (or expo-
indicating that there may be inconsistency in inter- nentially). Therefore, paradoxical altruistic
personal allocation of resources. Mathematically, behavior might be observed only in animals that
social discounting rate SDR(N) can be defined as are capable of perceiving ordinal social distance.
This may explain why altruistic behavior is not fre-
SDRðNÞ :¼ jðdA=dNÞ=Aj: ð5Þ
quently observed in the animal kingdom [3]. With
It can be said that this social discounting rate is a respect to impulsive social behavior in psychiatrics,
parameter indicating the selfishness (non-altruism) even when psychiatrics show impulsive social
at social distance N. behavior towards their close acquaintances (e.g.,
In exponential social discounting, SDR(N) = s and domestic violence), it is possible, from the present
(d/dN)SDR = 0 (consistent social discounting); hypothesis, that they are less impulsive/greedy to-
while in hyperbolic social discounting, wards unrelated people than expected.
SDRðNÞ ¼ s=ð1 þ sNÞ
ðhyperbolic social discounting rateÞ: ð6Þ Implications for treatment for impulsive
social behavior in psychiatrics
Because
2
ðd=dNÞSDRðNÞ ¼ s=ð1 þ sxÞ < 0 It is still unknown whether impulsive psychiatrics
(e.g., drug addicts and psychopaths) are less altru-
ðnote that s > 0Þ; ð7Þ
istic towards completely unrelated others than
the hyperbolic social discounting rate is a decreas- healthy controls, although it has been demon-
ing function of social distance N (inconsistency in strated that subjects with strong impulsivity in
interpersonal choice). This indicates that steepness intertemporal choice show less reciprocal altruism
of social discounting (degree of selfishness for [4,5]. Reciprocal altruism can possibly be en-
N = 0, a tendency of selfish nepotism for N > 0) is hanced by neuropharmacological treatments which
smaller at large social distance than at small social enhance patience/self-control in intertemporal
distance. Namely, subject’s selfishness parameter choice (e.g., serotonin/norepinephrine reuptake
decreases as social distance increases, which will inhibitors) [6,12,13]; on the contrary, little is
never occur in exponential discounting. This results known regarding how social discounting rate can
Non-reciprocal altruism may be attributable to hyperbolicity in social discounting function 187

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Acknowledgements [14] Takahashi T. Loss of self-control in intertemporal choice
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The research reported in this paper was supported by Hypotheses 2005;65(4):691–3.
a grant from the Grant-in-Aid for Scientific Research [15] Heinrichs M, Baumgartner T, Kirschbaum C, Ehlert U. Social
support and oxytocin interact to suppress cortisol and
(‘‘21st century center of excellence’’ grant and subjective responses to psychosocial stress. Biol Psychiatry
Grant #17650074) from the Ministry of Education, 2003;54(12):1389–98.
Culture, Sports, Science and Technology of Japan [16] Kosfeld M, Heinrichs M, Zak PJ, Fischbacher U, Fehr E.
and Yamaguchi Endocrinological Disorder Grant. Oxytocin increases trust in humans. Nature 2005;435(7042):
673–6.
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T, Nakama D, et al. Interpersonal trust and social stress-
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