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Nutrition Research 27 (2007) 1 – 12

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Review Article
Digestion, absorption, and cancer preventative activity of
dietary chlorophyll derivatives
Mario G. Ferruzzia,4, Joshua Blakesleeb
a
Department of Food Science, Purdue University, 745 Agriculture Mall Dr, West Lafayette, IN 47907
b
Department of Molecular Biology, Cell Biology and Biochemistry, Brown University, J Walter Wilson Laboratory, Providence, RI 02912
Received 8 June 2006; revised 11 December 2006; accepted 14 December 2006

Abstract

The growing body of epidemiological and experimental evidence associating diets rich in fruits
and vegetables with prevention of chronic diseases such as cancer has stimulated interest in plant
food phytochemicals as physiologically active dietary components. Chlorophyll and its various
derivatives are believed to be among the family of phytochemical compounds that are potentially
responsible for such associations. Dietary chlorophyll is predominantly composed of lipophilic
derivatives including chlorophyll a and b (fresh fruits and vegetables), metal-free pheophytins and
pyropheophytins (thermally processed fruits and vegetables), as well as Zn-pheophytins and
Zn-pyropheophytins (thermally processed green vegetables). Water-soluble derivatives including
chlorophyllides, pheophorbides, as well as a commercial-grade derivative known as sodium copper
chlorophyllin (SCC) also contribute to the diversity of dietary chlorophyll derivatives. Although the
use of chlorophyll derivatives, especially SCC, in traditional medical applications is well
documented, it is perhaps the potential of chlorophyll as a cancer preventative agent that has drawn
significant attention recently. Biological activities attributed to chlorophyll derivatives consistent
with cancer prevention include antioxidant and antimutagenic activity, mutagen trapping, modulation
of xenobiotic metabolism, and induction of apoptosis. Although most research has focused on
commercial-grade SCC, the extent to which natural chlorophyll derivatives modulate biomarkers of
cancer risk is also being explored. Recent research efforts have also included investigation of the
impact of digestive factors on chlorophyll structure and bioaccessibility as a means to better
understand the extent to which these pigments may be bioavailable in humans and therefore have
more systemic impact in the prevention of cancer.
D 2007 Elsevier Inc. All rights reserved.
Keywords: Chlorophyll; Chlorophyllin; Cancer prevention; Antimutagenic; Antioxidant; Xenobiotic metabolism; Apoptosis;
Bioavailability

1. Introduction natural pigments, reaching levels that can exceed 1000 to


2000 ppm wet weight in some species [5], and is responsible
Increased fruit and vegetable consumption has been
for the color of all green plants [6]. Considering the primary
associated with a decreased cancer risk [1-4], intensifying
role of chlorophyll in photosynthesis and its close association
interest in plant food phytochemicals as potential physiolog-
with yellow/orange carotenoid pigments well known for their
ically active agents. Chlorophyll is the most ubiquitous of all
bioactivity, these blue-green pigments have often been
overlooked with regard to their potential physiological
impact and role in the prevention of chronic disease.
4 Corresponding author. Tel.: +1 765 494 0625; fax: +1 765 494 7953. Chlorophyll and its various derivatives have a long-
E-mail address: mferruzz@purdue.edu (M.G. Ferruzzi). established history of use in traditional medicine and for
0271-5317/$ – see front matter D 2007 Elsevier Inc. All rights reserved.
doi:10.1016/j.nutres.2006.12.003
2 M.G. Ferruzzi, J. Blakeslee / Nutrition Research 27 (2007) 1–12

therapeutic purposes [7]. Both natural chlorophyll and Table 1


commercial-grade derivatives such as sodium copper Representative chlorophyll and carotenoid content of common green
vegetables
chlorophyllin (SCC) have been widely investigated for a
range of beneficial biological activities including wound Fruit/Vegetable Total chlorophyll content Total carotenoid content
tissue (lg/g fresh tissue) (lg/g fresh tissue)
healing [8], anti-inflammatory properties [9,10], control of
Green beans 52 8.6
calcium oxalate crystals [11], and internal deodorization
Broccoli 79 42
[12]. Furthermore, the ability of both natural and commer- Brussel sprouts 68 49
cial chlorophyll derivatives to act as photosensitizers have Kale 1870 776
enabled their utilization as effective agents in photodynamic Peas 134 34
therapy of cancer [13-15]. Spinach 1250 364
Although these applications illustrate the potential Data compiled from Lopez-Hernandez et al [124], Khachik et al [125], and
usefulness of chlorophyll derivatives in medical applica- Edelenbos et al [126].
tions, it is perhaps the potential role of these pigments in
the prevention of human cancers that has drawn more focused on commercially derived semisynthetic derivatives
recent attention. Both SCC and natural chlorophyll deri- such as SCC.
vatives have demonstrated significant biological activities
in vitro and in vivo consistent with the prevention of cancer
2. Chlorophyll structure, stability, and derivatives
including antioxidant activity, antimutagenic activity, mod-
ulation of xenobiotic metabolizing enzymes, and induction Structurally, chlorophyll is a substituted tetrapyrrole with
of apoptotic events in cancer cell lines. These encouraging a centrally bound magnesium atom (Fig. 1). The porphyrin
results have led to the investigation of chemopreventative macrocycle is further esterified to a diterpene alcohol, phytol,
effects in humans [16,17] and further stimulated interest in to form chlorophyll. In nature, chlorophyll a and b pre-
the absorption and potential tissue distribution of these dominate in higher plants, whereas chlorophyll c, d, and e
pigments in humans. Although traditionally assumed to be derivatives are found throughout various photosynthetic
unabsorbable by humans, limited research efforts have algae and diatomic species including brown, red, and
begun to offer evidence supporting the notion that yellow-green algae [6]. Furthermore, several additional
chlorophyll derivatives may in fact be bioavailable. These classes of bacteriochlorophylls, not covered in this review,
efforts remain critically important to better understand the have additionally been isolated in photosynthetic bacteria
mechanism by which dietary chlorophyll derivatives may [6,18].
prevent cancer. Widely distributed in green fruits and vegetables as
The purpose of this review is to summarize informa- primary photosynthetic pigments, chlorophyll a is typically
tion from relevant scientific studies covering chlorophyll found in higher amounts than chlorophyll b by a 3 to
structure; the impact of food processing and digestive 1 margin. The distribution and content of chlorophyll in
conditions; the potential for intestinal uptake and bioavail- fruits and vegetables are dependent on a number of factors
ability; and cancer preventative activities including antiox- including species, agroclimactic conditions, pre- and post-
idant and antimutagenic activity, modulation of xenobiotic harvest treatment, and type and degree of food processing
metabolism, and induction of apoptosis. Furthermore, [19]. Although difficult to generalize across the diversity of
an effort is made to further elaborate the differences plant tissue, the chlorophyll content of commonly consumed
between research on natural chlorophylls and studies green vegetables typically exceeds the levels of other
bioactive pigments, such as carotenoids, by up to a 5-fold
margin (Table 1). This relatively high concentration makes
chlorophyll a significant contributor to the total dietary
phytochemical pool.
The sensitivity of natural chlorophylls to extremes in pH
and temperature allows for the formation of several distinct
derivatives through processing of vegetable tissue and
human digestion. The impact of food processing operations
on chlorophylls in green fruits and vegetables has been
thoroughly studied and is the subject of several reviews
[20-22]. The main degradative reactions are summarized in
Fig. 2. Thermal processing and/or acidification results in a
perceivable discoloration of vegetable tissue from green to
brown known as pheophytinization. This color loss is a
result of the conversion of natural chlorophylls to Mg2+-free
Fig. 1. Structure of chlorophyll derivatives found in higher plants including derivatives such as pheophytins and pyropheophytins
chlorophyll a (R = CH3) and chlorophyll b (R = CHO). [23-25]. Chlorophyllide derivatives can also be formed
M.G. Ferruzzi, J. Blakeslee / Nutrition Research 27 (2007) 1–12 3

Fig. 2. Major chlorophyll degradation and derivatization reactions occurring during food processing operations. Exposure to severe heat and/or acidic
conditions, as is common in canning operations, results in loss of the central Mg2+ metal generating olive brown pheophytin and pyropheophytin pigments.
Inclusion of divalent metals such as Zn2+ results in bregreeningQ by generation of Zn-pheophytin and Zn-pyropheophytins from respective metal-free
derivatives. Chlorophyllase activity, induced by blanching operations, results in the formation of water-soluble chlorophyllides that further degrade through
thermal processing and/or acidification to pheophorbide pigments. Commercial-grade SCC is a mixture of Cu-chlorin derivatives prepared by saponification of
chlorophyll with NaOH followed by replacement of the Mg2+ atom by Cu2+.

through mild thermal processing because an increase in of numerous chlorin-type compounds derived from natural
endogenous chlorophyllase enzyme activity occurs from the chlorophyll, the primary components of which are referred to
mild heating of plant tissues [26]. In a process known as as Cu-chlorin e4 and Cu-chlorin e6 (Fig. 2) and sometimes
regreening, metallochlorophyll complexes of pheophytin a minor amounts of Cu-chlorin e4 ethyl ester [34-38]. With
and pyropheophytin a are rapidly formed by the addition of thermal sensitivity similar to that of other water-soluble
divalent metal salts of zinc (Zn2+) and copper (Cu2+) to chlorophyll derivatives [39], SCC has seen common
thermally processed vegetables before thermal treatment utilization as a food-grade colorant in Europe, Asia, and, to
[27-31]. Both Cu2+ and Zn2+ complexes of chlorophylls a more limited but growing extent, the United States.
have been shown to be significantly more stable to food
processing conditions than their native counterparts [32] and
3. Digestive behavior and bioavailability of
have been used commercially both in the canning of green
chlorophyll derivatives
beans to improve the color of the finished product and in the
generation of green color additives [27,33]. Bioavailability refers to the fraction of any compound
Commercial-grade water-soluble chlorophyll derivatives ingested and made available for utilization, metabolism, and/
known as chlorins are used as food-grade colorants. or storage by the organism. Information on the bioavailability
Although available chelated to various transition metals of chlorophyll derivatives is limited partially because of the
(Zn, Fe, Co, Cu) for distinct color and stability, the most general assumption that chlorophyll is unabsorbable by
common form is SCC. SCC is synthesized from a crude humans. However, considering the natural abundance of
natural chlorophyll extract by treatment with methanolic chlorophyll in fruit and vegetable tissues, the diversity of
sodium hydroxide followed by replacement of the central derivatives formed through food processing and preparation,
Mg atom with Cu [7]. The final product consists of a mixture and the growing use of commercial-grade chlorophyll
4 M.G. Ferruzzi, J. Blakeslee / Nutrition Research 27 (2007) 1–12

Fig. 3. Schematic of potential digestive behavior and absorptive routes for (A) chlorophyll and (B) SCC derivatives. Chlorophyll derivatives: After release from
the plant food matrix, natural chlorophyll (CHL) derivatives are exposed to the acidity of the gastric digestion resulting in conversion to respective metal-free
pheophytins (PHE). Within the upper small intestine, PHE derivatives partition into bile salt lipid micelles resulting in solubilization of PHE and movement
across the unstirred water layer and ultimately into the enterocyte presumably by passive diffusion [49]. The extent to which natural chlorophyll derivatives are
metabolized and/or secreted into circulation is currently unknown. Chlorophyllin: After digestive release of water-soluble SCC derivatives, significant
degradation of Cu-chlorin e6 derivatives occurs, leaving primarily Cu-chlorin e4 and potentially residual amounts of Cu-chlorin e4 ethyl ester [50]. Uptake of
SCC derivatives by intestinal cells seems to proceed predominantly by a facilitated process, with absorbed SCC derivatives efficiently effluxed back to the
luminal compartment [50] by unidentified efflux system (potentially BCRP/ABCG2 [55-57]). A portion of the internalized SCC derivatives is passed from the
enterocyte into circulation as noted by Egner et al [38]. The extent to which SCC derivatives are metabolized and the extent to which the metabolites may be
transported out of the enterocyte are currently unknown.

derivatives such as SCC, dietary exposure to these pigments natural chlorophyll and SCC to rats and discovered
can be significant. In this context, even minimal absorption uncharacterized derivatives dispersed throughout the
of chlorophyll derivatives may prove to be physiologically liver, lymph nodes, and spleen. Harrison et al [41] followed
significant and thus warrants investigation. the plasma levels of rats fed diets of SCC as high as 3% and
Although information on the absorption of natural noted plasma levels reaching up to 116 lg SCC per
chlorophyll derivatives is limited, data on the absorption milliliter of plasma. Rapid distribution of SCC in the heart,
and distribution of water-soluble derivatives such as SCC liver, skin, kidneys, and lungs was noted in ICR mice
are available. Henderson and Long [40] orally administered administered 15 mg/kg body weight by gavage [42].
M.G. Ferruzzi, J. Blakeslee / Nutrition Research 27 (2007) 1–12 5

Recently, Egner et al [38] provided concrete evidence More recent examination of the digestive behavior of
that SCC components are in fact absorbable by humans. As natural chlorophyll in vitro has characterized formation of
part of a large chemoprevention trial initiated in 1997 in pheophytins and pheophytin epimers as the primary small
the People’s Republic of China [16], subjects consumed intestinal derivatives of natural chlorophyll from spinach
300 mg SCC per day (primarily composed of Cu-chlorin e4, purees [49]. In the same study, stability of Zn-pheophytin a
Cu-chlorin e6, and Cu-chlorin e4 ethyl ester). After 4 months and b to simulated gastric and small intestinal conditions
of consumption, it was determined that patients attained a was observed, demonstrating that specific metallochloro-
steady state of ~2.0 lg/mL total SCC in serum predomi- phyll derivatives stable to food processing conditions may
nantly as a Cu-chlorin e4 ethyl ester, with only minor also survive the acidity of the gastric environment and be
amount of Cu-chlorin e4 and no detectable levels of available for absorption or interaction in the intestinal tract.
Cu-chlorin e6. These results indicate that SCC components In vitro experiments with SCC found that, although
are bioavailable but selectively, as specific SCC components Cu-chlorin e4 demonstrated excellent digestive stability,
did not elicit a plasma response. Cu-chlorin e6, representing ~10% of the total SCC used in
With limited but growing evidence that select chloro- the study, was digestively labile, with approximately 90%
phyll derivatives may be absorbable in humans, efforts to loss from an aqueous solution of SCC (simulating con-
elucidate factors impacting intestinal uptake and potential sumption of a supplemental dose) [50]. The sensitivity of
bioavailability have been initiated. Considering that chloro- Cu-chlorin e6 to digestive conditions may be responsible, in
phyll derivatives span a broad range of polarity from part, for the lack of serum response in humans consuming
lipophilic (natural chlorophylls) to highly water-soluble SCC [38]. From these data, it may be said that digestive
(SCC) and have variable sensitivities to pH, individual sensitivity of natural and commercial chlorophyll deriva-
differences in digestive behavior and routes of absorption tives allows for the creation of a diverse array of digestive
are likely. It is likely that the general mechanism of end-products but more critically may serve to limit
chlorophyll absorption would follow routes similar to those bioavailability of sensitive derivatives common in foods
taken by other xenobiotic compounds that require consid- and dietary supplements.
eration of (a) efficient release of the chlorophyll from the After exposure and degradation in the digestive environ-
food matrix, (b) stability to gastric and small intestinal ment, association of lipophilic chlorophyll derivatives
digestive conditions, (c) solubilization of lipophilic deriv- (pheophytins and Zn-pheophytins) with bile salt lipid
atives, (d) uptake by small intestinal absorptive epithelial micelles has been noted in vitro. Although differences have
cells, and (e) secretion into circulation (Fig. 3). Co- been noted between chlorophyll a and b derivatives, the
consumption of lipid with lipophilic chlorophyll–rich foods overall extent of micellarization (10%-40%) [49] was
would likely be a requirement for absorption via formation similar to that of other lipid-soluble phytochemicals
and association with mixed micelles as is common for including carotenoids [51-53]. In similar in vitro experi-
dietary lipids and lipid-soluble compounds in vivo [43-45]. ments, more water-soluble SCC derivatives did not require
The solubility of water-soluble chlorophyll derivatives, association with bile salt micelles for solubilization and
including chlorins, chlorophyllides, and pheophorbides, subsequent intestinal cell uptake [50].
would likely not require co-consumed lipid for micellariza- Solubilization of chlorophyll derivatives by virtue of the
tion or secretion; and absorption of these compounds is thus hydrophilicity and/or association with bile salt lipid micelles
limited only by release from food matrix, digestive stability, is required for subsequent uptake by the intestinal lumen. In
and intestinal uptake/transport. cell culture, uptake of micellarized lipophilic chlorophyll
Experimental data to support this general outline of derivatives by human intestinal Caco-2 cells was moderately
chlorophyll digestive behavior and absorption have been efficient, with 5% to 10% of chlorophyll derivatives from
focused on in vitro assessments and limited in vivo studies. digested spinach purees absorbed by human intestinal cells.
The sensitivity of chlorophyll to acidic conditions makes the Although uptake seemed relatively inefficient, resulting
gastric environment a logical candidate for significant intracellular levels were similar to those of carotenoids
chlorophyll modification. Early investigations provided (similarly found in spinach) because of the large excess of
insight into chlorophyll digestive instability by identifying chlorophyll in purees [49]. These data again serve to
decomposition products of both natural and commercial- illustrate that even a small absorption of chlorophyll
grade derivatives in urine and feces. In general, Mg2+-free derivatives may result in significant intracellular concen-
derivatives (including pheophytins and pyropheophytins), trations in target tissues such as the gut. In contrast to
attributed to gastric acidity, were isolated as a predominant lipophilic chlorophyll derivatives, uptake of water-soluble
end-product in human feces [46,47]. Baxter [48] found little SCC derivatives has been shown to be very efficient, with
evidence of subsequent pheophytin hydrolysis to water- almost 45% to 60% of the SCC internalized by the intestinal
soluble pheophorbide and release of phytol by colonic cells in culture. However, retention of SCC derivatives by
microflora in humans fed C14-labeled pheophytin or Caco-2 cells was found to be very poor, with efficient apical
spinach, leading to the conclusion that the major digestive efflux of Cu-chlorin e4 and e6 observed [50]. There are
end-products of chlorophyll components were pheophytins. several well-established lines of evidence that pheophorbide
6 M.G. Ferruzzi, J. Blakeslee / Nutrition Research 27 (2007) 1–12

a, pyropheophorbide a, and chlorin e6, components similar presence of a transition metal in the tetrapyrrole macrocycle
to those in SCC, serve as substrates for ABC transporters has been postulated to alter potential antimutagenic activity
facilitating apical efflux. Specifically, BCRP/ABCG2 trans- [79], reduction in the mutagenic activity of benzo[a]pyrene
porters have demonstrated the ability to transport chloro- by metal-free chlorophyll derivatives was found to be
phyll derivative in multiple cell culture lines [54-56] and an similar to that of other metalloporphyrins including Mg2+,
animal model [57], indicating that these transport proteins Zn2+, and Cu2+ derivatives [68].
may play a pivotal role in limiting/controlling the bioavail-
4.2. Cancer preventative activity in vivo
ability of chlorophyll derivatives in vivo. ABC-transporter–
mediated efflux of chlorin-type compounds may serve to In vitro antimutagenicity data on SCC and, to a more
control the bioavailability of porphyrin derivatives and thus limited extent, with natural chlorophylls provided strong
limit the potential for phototoxicity associated with these justification for subsequent investigation of potential cancer
compounds [57,58]. The extent to which these transport preventative activities in vivo. As with in vitro results, the
systems may limit uptake and distribution of absorbable primary focus has been on water-soluble SCC, with more
chlorophyll derivatives, such as SCC, to target tissues is limited work on natural chlorophyll derivatives. Animal mo-
unknown and warrants further investigation. dels used include mice, rats, and rainbow trout, targeting skin
cancer, liver cancer, and, to a limited extent, colorectal cancer.
Dietary SCC was found to modulate aflatoxin B1–
4. Chlorophyll and cancer prevention
induced hepatocarcinogenesis in rainbow trout by retarding
The association of diets rich in phytochemicals with the aflatoxin-DNA binding [64,80]. SCC consumption signifi-
prevention of cancer has intensified interest in chlorophyll cantly reduced the average number of liver neoplasms and
as a class of plant pigments with potential chemopreventa- proliferation but not the overall liver cell cancer incidents in
tive effects. Considering the traditional use of chlorophyll a diethylnitroamine-phenobarbital hepatocarcinogenesis
derivatives in medicine [7] and the low toxicity [41], these model [81]. Harttig and Bailey [82] reported that natural
pigments serve as attractive cancer preventative and chlorophylls from spinach inhibited dibenzo[a,l]pyrene-
potentially therapeutic agents. Research highlighting the DNA adduct formation in rainbow trout liver and that
bioactivity of chlorophyll in vitro and in vivo as well as chlorophyll a protected against DNA adduct formation
potential mechanisms of cancer preventative actions is when trout embryos were coinjected with both chlorophyll
reviewed in the following sections. derivative and tritium-labeled aflatoxin B1 [83]. However,
SCC provided better protection against adduct formation,
4.1. Cancer preventative activity in vitro
suggesting that the potential for better distribution of water-
Cancer preventative effects of chlorophyll derivatives soluble derivatives may improve efficacy.
have been extensively studied, with particular emphasis on Water-soluble chlorophyll derivatives have been moder-
their in vitro antimutagenic activity against numerous ately effective in animal models of skin cancer. SCC
dietary and environmental mutagens. A number of these reduced benzo[a]pyrene- and benzo[a]pyrene-7,8-dihydro-
studies have used bacterial mutagenicity assays focusing on diol-9,10-epoxide–induced skin carcinogenesis in ICR mice
commercially derived SCC as previously reviewed [59-63]. [42]. Inhibitory effects of pheophorbide a on skin tumor
In general, SCC has demonstrated the ability, in vitro, to promotion were further demonstrated in ICR mice [84].
effectively protect against mutagenic activity of both direct- Chung et al [70] found that orally administered SCC
and indirect-acting dietary and environmental mutagens inhibited both tumor promotion and progression of papil-
including the following: heterocyclic amines 3-amino-1- lomagenesis in 7,12-dimethylbenz[a]anthracene– and 12-O-
methyl-5H-pyrido-[4,3-b]indole and 2-amino-3-methylimi- tetradecanoyl-phorbol-13-acetate–induced mouse skin car-
dazo[4,5-f]quinoline (IQ) [64], chromium (VI) oxide [65], cinogenesis. Higashi-Okai et al [85] further demonstrated
aflatoxin B1 [64], benzo[a]pyrene [66-68], benzo[a]pyrene- that magnesium-free chlorophyll derivatives pheophytin a
7,8-dihydrodiol-9-10-epoxide [69], 3-methylchloroanthra- and b significantly suppressed tumor promotion and
cene [37], and 7,12-dimethylbenzo[a]anthracene [70]. progression of skin tumorigenesis in a BALB/c mouse
Natural chlorophyll derivatives have also been investi- skin model.
gated with regard to antimutagenic/antigenotoxic activity. Recently, epidemiological evidence has linked diets high
Lai et al [71] found a positive correlation between the in chlorophyll with a reduced risk of colon cancer in humans
antimutagenic activity of common vegetable extracts and [4]. However, dietary SCC was found to act as a promoter of
their chlorophyll content. Natural chlorophylls have dem- colon carcinogenesis in rats treated with dimethylhydrazine
onstrated antigenotoxic and antimutagenic activity in [86]. Interestingly, SCC was found to have both promotional
bacterial, Drosophila wing spot, and mammalian cell–based and suppressive activity (correlating with low and high
assays [72-75]. Metal-free chlorophyll derivatives such as doses, respectively) on postinitiation IQ– and 1,2-dimeth-
pheophytins and pheophorbides have also exhibited signif- ylhydrazine (DMH)–induced colon tumors in rats contain-
icant suppressive activity in Salmonella typhimurium and ing mutations in b-catenin. In the same report, natural
Escherichia coli tester bacteria [76-78]. Although the chlorophyll but not chlorophyllin suppressed, postinitiation,
M.G. Ferruzzi, J. Blakeslee / Nutrition Research 27 (2007) 1–12 7

azoxymethane- and IQ-induced aberrant crypt foci in rats over a lifetime. Extension of such interventions to natural
[87]. Similarly, de Vogel et al [88,89] found that dietary chlorophyll has the potential for broader dietary application
chlorophyll from green vegetables, but not water-soluble with real foods. The abundance of natural chlorophyll in
SCC, is able to limit heme-induced hyperproliferation of rat green fruits and vegetables would also provide a diversity of
colonocytes in vivo. Combined, these results highlight ways to consume chlorophyll in a manner perhaps
potential differences in activity of natural versus commercial complimentary to supplemental strategies.
derivatives of chlorophyll and underscore the importance of
understanding the specific chlorophyll forms and dose used
5. Potential mechanism of chlorophyll cancer
in the diet as well as those present through the extent of
preventative activity
the gastrointestinal (GI) tract and at specific target tissues.
Positive data from in vitro and animal studies have Several studies have been conducted to elucidate specific
prompted an increased interest in the potential usefulness of mechanisms responsible for the observed cancer preventa-
chlorophylls as preventative agents for humans at elevated tive activity of chlorophyll derivatives. Focused on in vitro
risk for development of specific cancers. The minimal and cell culture–based assays, these efforts have primarily
toxicity of chlorophyll and chlorophyllin, combined with highlighted antioxidant activity, mutagen trapping, modula-
the strong and mechanistic evidence of the ability of tion of detoxification pathways, and induction of apoptosis
chlorophyllin to act as an interceptor molecule reducing as modes of actions responsible, in part, for chlorophyll’s
the bioavailability of dietary mutagens (see Section 5), led protective effects in vivo (Fig. 4).
to the planning and execution of a randomized, double-
5.1. Antioxidant activity
blind, placebo-controlled trial in Qidong, People’s Republic
of China [16]. Residents of Qidong are at an elevated risk Although chlorophyll derivatives are normally thought of
for hepatocarcinoma cancer because of long-term exposure as pro-oxidants because of their participation in photo-
to aflatoxin B1. In this study, participants consumed oxidation of fats and oils [90], both chlorophylls and
3 supplements containing 100 mg chlorophyllin daily pheophytins have demonstrated protective activity against
during a 4-month trial. Results indicated a 55% reduction auto-oxidation of vegetable oils in the dark [91,92]. Endo et
in urinary levels of aflatoxin-N7-guanine [17]. These results al [93] suggested that chlorophyll derivatives may be acting
support the notion that chlorophyllin intervention may as electron donors as evidenced by their ability to reduce
reduce the bioavailability and/or activity of ingested free radicals such as 1,1,diphenyl-2-picrylhydrazyl. Chloro-
aflatoxin B1 in humans. Although encouraging, the long- phyll a was shown to act synergistically with vitamin E by
term use of supplemental forms may be challenged by issues quenching tocopherol radicals, thereby enhancing the
of compliance associated with adherence to supplement use observed antioxidant effects of vitamin E [94,95].
Commercial-grade SCC has also demonstrated apprecia-
ble antioxidant activity in vivo and ex vivo. Concentration-
dependent inhibition of lipid peroxidation was noted in rat
liver microsomes [96], whereas intraperitoneal and intrave-
nous administration of SCC protected mitochondria and
microsome lipid peroxidation and carbon tetrachloride–
induced injury in rat livers [97,98]. Cu-chlorin e4 was
subsequently identified as a major antioxidative component
in SCC [99].
Cahyana et al [100,101] and Hoshina et al [102]
demonstrated a clear structural relationship within porphyr-
ins for inhibition of lipid hydroperoxide formation. Both the
porphyrin structure as well as the presence and nature of the
central metal are considered important to antioxidant
activity of chlorophyll derivatives. Nickel, copper, and
magnesium derivatives suppressed the oxidation of linoleic
acid by superoxide anion, whereas the iron derivatives
enhanced oxidation [103]. Natural chlorophyll a and b were
found to have significantly lower antioxidant activity than
SCC derivatives (Cu-chlorin e4 and Cu-chlorin e6) in radical
scavenging assays. Furthermore, metallochlorophyll deriv-
atives, including Zn- and Cu-pheophytins, exhibited signif-
icantly higher antioxidant capacity than metal-free
Fig. 4. Schematic of major cancer preventative activities associated with derivatives, indicating that the nature of chlorophyll
dietary chlorophyll derivatives. derivatives present in fresh and processed fruits and
8 M.G. Ferruzzi, J. Blakeslee / Nutrition Research 27 (2007) 1–12

vegetables is important when considering the antioxidant significant elevation of glutathione-s-transferase activity
capacity of these foods [68]. after both topical and gavage administration of SCC to
murine and suckling neonate mice, whereas phase I
5.2. Mutagen trapping
cytochrome (CYP) P450 activity remained unchanged.
Sequestration of dietary mutagens and carcinogens by Nonspecific inhibition of various CYP P450s by chloro-
interceptor molecules is a concept that applies to numerous phyllin has also been observed in human liver microsomes
compounds including chlorophylls [104]. Although bio- [117]. Sodium copper chlorophyllin minimized bioactiva-
availability is often considered critical to ultimate physio- tion of precarcinogens and accelerated excretion of ultimate
logical relevance, for chlorophyll, it is important to carcinogens by depression of CYP activity and stimulation
remember that derivatives that are poorly absorbed may of phase II conjugation pathways. More recent mechanistic
also be physiologically significant by virtue of their ability studies with chlorophyll, chlorophyll-rich extracts, and SCC
to interact with other compounds in the GI tract. Binding to demonstrated significant induction of the phase II enzyme
dietary mutagens and carcinogens to reduce overall bio- NAD(P)H:quinone oxidoreductase 1 (NQO1) in murine
availability of these toxicants in vivo represents an hepatoma cells [118,119]. Induction of NQO1 was signif-
alternative mechanism for nonabsorbable chlorophyll deriv- icantly higher for SCC derivatives than for chlorophyll
atives to influence disease risk and outcomes. In vitro derivatives. Furthermore, the SCC component Cu-chlorin e4
complex formation between SCC and hydrophobic polycy- seems to be a bifunctional inducer of NQO1 (requiring
clic planar mutagens was first reported by Arimoto et al activation by phase I enzymes), whose action is related to
[105]. Arimoto-Kobayashi et al [106] further illustrated the triggering of the gene expression of the antioxidant response
binding of planar mutagens with either 2 or 3 fused rings to element [119]. Although in vivo evidence has been limited
a chlorophyllin-chitosan insoluble complex. to date, modest but significant induction of hepatic NQRO1
Limiting uptake and transport of several dietary and in vivo (F344 rats) by chlorophyllin (10g/kg body weight)
environmental mutagens including aflatoxin B1, PhIP, and has been also demonstrated [120].
dibenzo[a,l]pyrene by chlorophyll in a Caco-2 human
5.4. Induction of apoptosis in cancer cells
intestinal cells model demonstrated the ability of these
pigments to influence bioaccessibility of carcinogens by More recently, evidence that chlorophyll derivatives may
complex formation [107,108]. Animal models have also function to induce apoptosis in transformed and cancerous
demonstrated that formation of chlorophyllin-aflatoxin cells has provided another mechanism by which the
complex contributes to a reduction in systemic aflatoxin pigments may exert preventative effects. Sodium copper
bioavailability and thus relative mutagenicity/carcinogenic- chlorophyllin has been found to induce apoptosis in human
ity [109,110]. Purified chlorophyll derivatives do not seem colon cancer cells (HCT116) by a mechanism likely
to be required because coadministration of Chlorella with involving the activation of the caspase-8/caspase-3/poly(-
polychlorinated dibenzo-p-dioxin and dibenzofuran retarded ADP-ribose) polymerase pathway resulting in nuclear
GI absorption and accelerated excretion of these industrial condensation [121]. Chan et al [122] also reported the
contaminants in Wistar rats [111]. induction of apoptosis by water-soluble pheophorbide a in
The nature of mutagen-chlorophyll complexes has been human hepatocellular carcinoma cells (Hep3B) but rather
described as a reversible planar binding of overlapping ring through a cytochrome c–mediated pathway involving
systems [83] and is dependent on the nature of both porphyrin activation of caspase-3/caspase-9. Activation of mitogen-
structure and mutagen. In the case of SCC complexation, this activated protein kinases such as ERK in human breast
may potentially involve both electrostatic attraction between cancer cells (MCF-7) was observed to be decreased by SCC
the porphyrin carboxyl groups with charged moieties such as via inhibition of protein activation rather than expression
exocyclic amines [112] and van der Walls interactions leading to apoptotic events [123]. Although further research
[113,114], with interactions with specific mutagens such as is required to understand in vivo implications and potential
aflatoxin B1 being extremely energetically favorable [83]. mechanistic differences between natural and commercial-
The presence of a transition metal in the porphyrin macro- grade chlorophyll derivatives, this area represents another
cycle has been postulated to alter potential antimutagenic potential avenue for chlorophyll-rich fruits and vegetables to
activity by alteration of the specific porphyrin:mutagen exert protective activities.
complex [79,114]. However, this is likely mutagen-depen-
dent; and the presence of an intact porphyrin macrocycle is
6. Conclusions and future directions
believed to be most essential for effective complex formation
and antimutagenic behavior [68,79]. Chlorophylls belong to a larger class of phytochemical
plant pigments implicated as cancer preventative agents.
5.3. Regulation of detoxification pathways
Investigations highlighting specific derivatives (chloro-
Consideration has also been given to the possibility that phylls, pheophorbides, pheophytins, and chlorins), prepara-
chlorophyll derivatives modulate endogenous xenobiotic tions (vegetables, vegetable extracts, and SCC), and
detoxification systems. Singh et al [115,116] demonstrated protective actions have been reported in the literature.
M.G. Ferruzzi, J. Blakeslee / Nutrition Research 27 (2007) 1–12 9

Following the common assumption that chlorophyll is Finally, understanding uptake and metabolism of chloro-
unabsorbable by humans and the strong data to indicate phyll by intestinal tissues would also begin to address other
antimutagenic activity in vitro, a central hypothesis has been physiological implications of chlorophyll absorption includ-
formed around the notion that mutagen trapping in the GI ing potential interplay with structurally homologous por-
tract is the primary mode of action by which chlorophyll and phyrin derivatives such as heme and cytochromes.
its derivatives deliver cancer preventative activity. Acting as
an interceptor molecule that reduces systemic bioavailability
of ingested carcinogens, the commercial-grade chlorophyll Acknowledgment
derivative SCC has demonstrated promising results in human The authors thank Rodney Green for assistance in
clinical interventions [16,17]. However, after identification preparation of this manuscript.
of SCC components in plasma of humans under SCC
supplementation [38] and data suggesting that natural
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