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DOI: 10.1111/jth.14450
REVIEW ARTICLE
1
Department of Surgery, Zuckerberg San
Francisco General Hospital, University of Abstract
California, San Francisco, California Trauma remains a leading cause of death worldwide, and most early preventable
2
Department of Surgery, Denver Health
deaths in both the civilian and military settings are due to uncontrolled hemorrhage,
Medical Center, University of Colorado,
Denver, Colorado despite paradigm advances in modern trauma care. Combined tissue injury and shock
result in hemostatic failure, which has been identified as a multidimensional molec‐
Correspondence
Lucy Z. Kornblith, Department of Surgery, ular, physiologic and clinical disorder termed trauma‐induced coagulopathy (TIC).
Zuckerberg San Francisco General Hospital
Understanding the biology of TIC is of utmost importance, as it is often responsible
and the University of California, 1001
Potrero Avenue, Building 1, Suite 210, San for uncontrolled bleeding, organ failure, thromboembolic complications, and death.
Francisco, CA 94110.
Investigations have shown that TIC is characterized by multiple phenotypes of im‐
Email: lucy.kornblith@ucsf.edu
paired hemostasis due to altered biology in clot formation and breakdown. These
Funding information
coagulopathies are attributable to tissue injury and shock, and encompass underlying
National Institute of General Medical
Sciences, Grant/Award Number: endothelial, immune and inflammatory perturbations. Despite the recognition and
1K23GM130892‐01; National Institutes
identification of multiple mechanisms and mediators of TIC, and the development
of Health, Grant/Award Number:
UM1HL120877; US Department of Defense, of targeted treatments, the mortality rates and associated morbidities due to hem‐
Grant/Award Number: W911QY‐15‐C‐0044;
orrhage after injury remain high. The purpose of this review is to examine the past
Eastern Association for the Surgery of
Trauma, Trauma Research Scholarship, and present understanding of the multiple distinct but highly integrated pathways
Grant/Award Number: P0526402
implicated in TIC, in order to highlight the current knowledge gaps and future needs
in this evolving field, with the aim of reducing morbidity and mortality after injury.
KEYWORDS
blood coagulation disorders, exsanguination, hemorrhagic shock, hemostasis, trauma
across molecular and clinical realms remains of the utmost impor‐ of prehospital crystalloid given to patients who developed TIC re‐
tance in order to save a large percentage of injured patients from quiring transfusion,17 there remains evidence that resuscitation and
death due to early hemorrhage and late organ failure. Although hypothermia continue to contribute to TIC,18 but are not necessary
substantial advances have been made, the links between the injury‐ prerequisites. However, patients who develop TIC are profoundly
induced impairments of each of the various mechanisms that con‐ more acidemic, supporting the pivotal importance of a shock state in
tribute to the failure of clot formation, lysis and vascular homeostasis the setting of tissue injury.17
remain areas of continuing investigation. In addition, the field is des‐ Finally, critical in the evolution of our understanding of TIC be‐
perate for clear causal and intervenable pathways between coagula‐ yond consumption of coagulation factors was the progress made in
tion, inflammation, and immune dysfunction. However, mechanistic defining coagulation outside of the classic enzymatic coagulation
studies related to TIC are fraught with the limitations of analyzing cascade. In 2001, Hoffman and Monroe proposed the ‘cell‐based
blood and vascular homeostasis in ex vivo environments that often model of hemostasis’ based on overlapping events of initiation (ex‐
lack endothelium, flow, and local tissue injury milieu, while measur‐ trinsic pathway on tissue factor‐bearing cells), amplification (posi‐
ing microvascular environments with macro‐level assays. The overall tive feedback of thrombin on platelets) and propagation of clotting
purpose of this review is to understand the past and present in order (intrinsic pathway on activated platelets) that were regulated by
to highlight the necessary future directions of this evolving field. cell surfaces rather than enzymatic protein and protease reactions
alone.19 This model of hemostasis has increased the amount of re‐
search focused on multiple pathways contributing to TIC, rather
2 | H I S TO RY than solely on a dilutional failure of the enzymatic processes of clot
formation, and a large body of investigation has contributed to the
Injury‐induced disordered clotting that is associated with bleeding current multidimensional understanding of the biological contribu‐
and death is not a modern concept. Historic battlefield descrip‐ tors to TIC, which are addressed specifically below and summarized
tions of this date back to the 18th century. During the Korean and in Table 1.
Vietnam wars, patients in hemorrhagic shock were identified as hav‐ However, despite years of basic and translational investiga‐
ing prolonged prothrombin and partial thromboplastin times early tions of TIC, in 2013 Gando and the Standardization Committee
after injury and prior to interventions, hemodilution, or hypother‐ on Disseminated Intravascular Coagulation of the International
mia, ultimately requiring more blood and having a higher mortality Society on Thrombosis and Haemostasis reported that what was
rate.8 What followed was the evolution of purported mechanisms of termed TIC was similar to consumptive states such as disseminated
this coagulopathy, including an initial focus on consumptive states intravascular coagulation (DIC). 20 However, the best evidence at
and the dilutional effects of resuscitation with fluids and blood this time suggests that, although TIC encompasses the criteria of
products. DIC, it remains distinct from and not sufficiently characterized
These observations of coagulopathy during major wars stimu‐ by the broad, less precise major (low platelet count, prolonged
lated significant military and civilian trauma research, and further prothrombin time, and increased levels of soluble fibrin or fibrin‐
critical concepts emerged, including the recognition of the clear degradation products) and specific (low antithrombin levels, low
transition from a clinically hypocoagulable to hypercoagulable state protein C levels, and increased thrombin‐antithrombin complex
and the central role that hypoperfusion due to shock played. Multiple levels) DIC criteria outlined by the Standardization Committee
groups simultaneously showed that hemorrhage and resuscitation on Disseminated Intravascular Coagulation of the International
induced depletion of coagulation factors, and that dilutional coagu‐ Society on Thrombosis and Haemostasis21 (Table 2). The definition
lopathy led to an irreversible physiologic collapse.9 These concepts of TIC has been evolving for decades, shifting from the perception
were formally combined into the ‘Bloody Vicious Cycle’ by Kashuk of a resuscitation‐induced dilutional coagulopathy, to a multifac‐
et al in the early 1980s.10 Following this, it was increasingly recog‐ torial and multimechanistic event. TIC is distinct from and more
nized that postinjury hemorrhage exacerbated by the ‘lethal triad’ of complex than DIC (Table 2), covering a wide range of impaired clot
hypothermia, acidosis and coagulopathy was a vicious cycle that led formation and lysis, in combination with failure of vascular homeo‐
to more coagulopathy and, ultimately, high mortality rates.11 This in‐ stasis and immunoactivation resulting in multiple clinical pheno‐
creasing recognition led to changes in clinical practice in the 1980s, typic states that can cause pathologic bleeding, clotting, organ
with the formalization of damage control surgical and resuscitative failure, and death.
techniques to halt the cycle of acidosis, hypothermia, and coagu‐
lopathy.12 In the early 2000s, Brohi, Cohen and colleagues formally
described the entity of acute traumatic coagulopathy in human and 3 | M EC H A N I S M S A N D M E D I ATO R S
animal models that reflected an endogenous biology independent
of resuscitation, required combined tissue injury and shock, and had Table 1 shows the estimated average quantitative values (mean or
6,13‒16
significant associations with poor outcomes and mortality. median) for each listed coagulation parameter in trauma patients
Although modern study of trauma patients has identified no sig‐ with TIC in the early and later periods after injury, and in those with‐
nificant difference in the presentation core temperature or amount out TIC, supported by existing literature, as cited.16,17,21‒31
|
854 KORNBLITH et al.
characterized by impaired thrombin production and platelet func‐ characterized by hypercoagulability and impaired cytoprotectivity.
9‒11
tion due to hypothermia, acidosis, and dilutional coagulopathy. On the basis of study of circulating aPC levels in trauma patients,16
Although these iatrogenic effects are still contributors to coagulopa‐ the cytoprotective level can be assumed to be somewhere in the
thy and can coexist with TIC, they are termed IC, are separate in range of 1.05‐6.00 ng/mL, as these levels correspond to preserva‐
biology from TIC, and are, fortunately, more infrequent with mod‐ tion of FVa, FVIIIa, and t‐PA levels, as well as lower D‐dimer lev‐
ern hemostatic and goal‐directed resuscitation techniques. An in‐ els. Conversely, the maladaptive level can be assumed to be in the
creasing body of work has now demonstrated that, to induce the >6.00 ng/mL range, as this level was shown to be associated with
mechanistic and clinical phenotypes of TIC, tissue injury (thought markedly decreased FVa and FVIIIa levels, as well as increased t‐PA
to activate the clotting cascade, produce thrombin, and stimulate and D‐dimer levels.16
resultant anticoagulant pathways) must be combined with tissue The transition from hypocoagulability to hypercoagulability oc‐
hypoperfusion (thought to release damage‐associated molecular curs very rapidly. Somewhere between 6 and 24 hours after injury,
patterns [DAMPs], activate the contact pathway, and induce throm‐ the majority of patients undergo this transition, with ≥90% being
bomodulin and endothelial protein C receptor [EPCR] expression at normal or hypercoagulable according to global hemostatic measures
the endothelial surface to activate protein C). It has become clear by 24 hours after injury, regardless of TIC.34 In addition, the coagu‐
that shock is essential for the development of the phenotypes of TIC lation factor activity in patients with and without TIC begins to re‐
via the multiple mediators described below. bound for most factors by 12 hours, with significantly higher activity
than baseline activity by 72 hours.17 The depletion of the non‐active
zymogen form of protein C is associated with both a transition to
3.2 | Activation and depletion of protein C
a thrombotic phenotype and, importantly, a loss of cytoprotective
One of the primary, and the first described, mechanisms of TIC is ac‐ signaling and resultant organ failure and infectious complications.16
13,14,16,32,33
tivation of protein C system. Protein C is a serine protease With newly engineered activated forms of protein C that have
with dual anticoagulant functions: induction of proteolytic cleavage augmented cytoprotective function with little or no anticoagulant
of activated factor V (FVa) and activated FVIII (FVIIIa), and derepres‐ protease activity, as well as antibodies or aptamers against the an‐
sion of fibrinolysis through inhibition of plasminogen activator inhib‐ ticoagulant function of protein C, one can imagine that, in the near
itor‐1 (resulting in increased tissue‐type plasminogen activator [t‐PA] future, there may be resuscitation whereby we might inhibit the an‐
13,14,32
activity). Since the initial report that severe injury combined ticoagulant function and concurrently augment the cytoprotective
with shock resulted in increased levels of activated protein C (aPC), function of protein C immediately after trauma. Further precision
concomitant reductions in FV and FVIII, and increased fibrinolysis, a medicine modulation of the relative amounts of inhibition and aug‐
series of human studies and mechanistic animal and in vitro cell cul‐ mentation could be performed as patients move through their post‐
13‒16,32
ture models have confirmed these findings. The activation of injury coagulation and inflammation phases.
this pathway starts with tissue injury‐driven production of thrombin,
which combines with thrombomodulin, the EPCR. The non‐activated
3.3 | Factor depletion, impaired thrombin
zymogen form of protein C on the endothelial surface is then acti‐
generation, and fibrinogen deficiency
vated, resulting in cleavage of FVa and FVIIIa and derepression of
fibrinolysis. Multiple studies have corroborated that approximately Factor depletion does indeed exist after trauma.17 In addition, stud‐
25%‐33% of severely injured patients have elevated aPC levels, ies have demonstrated that clotting factor deficiencies occur without
which are associated with increased blood transfusion and mortal‐ significant fluid resuscitation, immediately after injury, and are asso‐
ity, and, in patients who survive, higher rates of infection and single ciated with worse outcomes.35 Although they are reproducible and
13,14,16,32
and multiple organ failure. correlate with the severity of injury and degree of shock, the factor
Interestingly, aPC also has cytoprotective functions, including level nadirs do not often reach the historically reported 20%‐30%
stabilization of endothelial and epithelial junctions, antiapoptosis, level at which coagulation should be impaired.17 Of course, the criti‐
and cleavage of extracellular histones. The enhanced activation cal values for factor depletion were derived from closed studies in
of the protein C system may therefore represent an evolutionary non‐activated (non‐injury) blood.36 Whether the reductions in factor
maladaptive response. As humans have not evolved to survive the levels do cause tissue‐specific impaired coagulation at the site of in‐
massive injury created by being shot, stabbed, and run over by auto‐ jury that requires levels higher than 20%‐30% in the setting of injury,
mobiles, it is hypothesized that the human physiologic response to and what circulating levels are ideal after significant injury for both
these events probably results in the activation of a large amount of tissue‐specific hemostasis and survival, remain open experimental
protein C in an attempt to activate inflammomodulatory pathways and clinical questions.
to enable survival after severe trauma. The unfortunate sequela of Clot formation requires thrombin generation on injured tissues.
this ‘too much of a good thing’ response is systemic and local anti‐ There are some suggestions that the measurement of thrombin gen‐
coagulation resulting in increased bleeding with the associated en‐ eration constitutes an optimal real‐time assessment of coagulation
hanced mortality and morbidity. For those who survive their initial capacity in the setting of injury, because thrombin generation does
injury, there is a rapid transition to a state of protein C depletion, not cease with fibrin deposition. However, both hypocoagulable and
|
856 KORNBLITH et al.
Syndecan‐1 ↑ NI
idence‐based treatment cutoffs, but with ever‐broadening therapies
beyond blood components.
Angiopoietin‐2 ↑ NI
Complement activation29,30
C3a ↑ NI 3.4 | Altered postinjury platelet biology
C5a ↑ NI
Although the pivotal importance of platelets in the overlapping
stages of clot formation is highlighted in the ‘cell‐based model of
(Continues) hemostasis’ of Hoffman and Monroe, the effect of local vs diffuse
KORNBLITH et al. |
857
injury and shock states on platelet biology remains unclear in of postinjury hemorrhage. The standard of care in TIC is platelet
41,46‒48
TIC. However, platelets contribute significantly to the transfusion as part of a balanced resuscitation ratio (regardless
strength of clot formation in systemic blood during the postinjury of platelet count),7 but investigations have shown that not only
state. Kornblith et al demonstrated that the platelet contribution to does impaired postinjury platelet aggregation fail to predict the
clot strength is higher than that of fibrinogen at all time points after need for platelet transfusion, 58 but platelet transfusion does not
injury, by using functional assessment of whole blood in trauma pa‐ reverse postinjury impairment in platelet aggregation59 and does
41
tients. In addition, thrombocytopenia is a poor prognostic marker not improve outcomes for patients receiving antiplatelet medica‐
following injury, and is independently associated with transfusion, tions who have brain injury.60 Multiple studies have demonstrated
47
progression of brain injury, and death after injury. However, even that platelet transfusions may increase morbidity and mortality
with normal platelet counts, nearly half of injured patients show after injury. 59 The causative mechanisms for this are unknown, but,
impaired platelet aggregation in aggregometry assays immediately without doubt, further studies of TIC‐related postinjury platelet
after injury, 24,46 and this has been replicated in animal models of biology, platelet transfusions and alternative platelet therapies are
injury and hemorrhagic shock.49 Excessive platelet activation24 with required.61
subsequent exhaustion is one of the proposed mechanisms. This in‐
jury‐induced alteration in platelet biology has been found to have
3.5 | Dysregulated fibrinolysis
independent associations with brain injury, severe injury, and shock,
and all injury patterns consistent with significant endothelial dam‐ Local hypercoagulability promoting hemostasis at the site of injury
age. 24
Multiple studies have demonstrated increased morbidity and is proposed to activate systemic fibrinolysis to “guard against throm‐
mortality in patients who have impairments in platelet aggregation bosis” in remote non‐injured tissue.62 Elevated fibrinolysis meas‐
after injury. 24,46 ured with viscoelastic assays has repeatedly been demonstrated to
Numerous unresolved aspects of postinjury platelet biology be associated with a high mortality rate and massive transfusion in
remain to be addressed. For example, because of the nature of trauma, but is found in <20% of the most severely injured trauma
ex vivo aggregometry assays (lack of endothelium, lack of flow, patients.32,63 Although excessive fibrinolysis has pathologic conse‐
and exogenous agonist stimulation of platelets), it remains unclear quences, low fibrinolytic activity in animals has also been demon‐
where impaired postinjury platelet aggregation lies on the spec‐ strated to cause microvascular occlusion of vital organs, to cause
trum of adaptive to maladaptive responses to injury. It should not irreversible recovery from hemorrhagic shock,64 and to be reversible
be ignored that the majority of investigations in this area have re‐ by administration of a profibrinolytic agent.65
lied on point‐of‐care platelet function assays that were intended Moore et al showed that low fibrinolytic activity measured with
to assess the effects of antiplatelet medication on platelet inhi‐ viscoelastic assays, termed fibrinolysis shutdown, is also associated
bition, and it is of concern that viscoelastic assays do not always with increased mortality in severely injured patients.66 Low fibrino‐
correlate well with point‐of‐care assessment of platelet function lytic activity (defined as lysis at 30 minutes by thromboelastography
in trauma patients. 50 In fact, unpublished work by the authors of [LY30] of <0.9%) has been associated with increased mortality as
this review, using multiple electrode aggregometry, has shown compared with moderate levels of fibrinolysis (LY30 of 0.9%‐2.9%)
identified that platelets may be endogenously activated by injury, at multiple large‐volume trauma centers.66‒68 Fibrinolysis shutdown
diminishing their aggregation response to exogenous agonists. early after injury may be protective in some patients.68 This coagu‐
This raises concern that the identification of impaired platelet lation change could counterbalance the platelet inhibition and pro‐
aggregation after injury may detect multiple phenotypes of post‐ longed prothrombin time that has been described in patients with
injury platelet biology, including a physiologic response (platelets evidence of prior fibrinolytic activation.67,69 Historic and recent
activated by injury and unable to respond further to platelet‐ac‐ observations in trauma support the idea that patients can present
tivating agonists) and a maladaptive impairment in platelet aggre‐ to the hospital with a spectrum of fibrinolytic activity, whereby pa‐
gation. Therefore, future investigations need to use additional tients at the pathologic extremes are at risk of increased mortality.
methods to assess the health and function of the postinjury This concept has argued for the selective use of antifibrinolytics,
platelets by incorporating endothelium and flow (microfluidics), supported by a reduction in mortality by use in goal‐directed resus‐
assessment of structure (microscopy), mitochondrial health (mi‐ citation.70 Specifically, concerns have been raised that tranexamic
tochondrial respiration), and improved biomarkers of platelet and acid (TXA) may cause harm in certain trauma patients, in partic‐
endothelial function. 48,51‒53 ular patients with moderate (physiologic) levels of fibrinolysis.71
Additionally, given that platelet function extends beyond co‐ Patients who receive TXA are also at risk of prolonged fibrinolysis
agulation to bidirectional endothelial interaction and regulation, 54 inhibition. Fibrinolysis shutdown beyond 24 hours of injury is asso‐
control of local fibrinolysis at injury sites,19,55 and their role as ciated with increases in mortality and ventilator requirements,72,73
core effector cells in local and systemic inflammation, 56,57 a focus and Myers et al identified, in a propensity‐matched retrospective
on multiple areas of postinjury platelet biology should remain an review of a modern population of trauma patients, that TXA may be
active area of TIC research. Finally, an expanded understand‐ an independent risk factor for the development of venous throm‐
ing of postinjury platelet biology is critical to improving the care boembolism after injury.74 In aggregate, the evidence supports the
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858 KORNBLITH et al.
pathways of all aspects of TIC‐related failure in coagulation, inflam‐ 3. Baker CC, Oppenheimer L, Stephens B, Lewis FR, Trunkey DD.
mation and vascular homeostasis are unknown and perhaps unde‐ Epidemiology of trauma deaths. Am J Surg. 1980;140:144–50.
4. Holcomb JB, Tilley BC, Baraniuk S, Fox EE, Wade CE, Podbielski
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JM, et al. Transfusion of plasma, platelets, and red blood cells
identified by abnormalities in either conventional coagulation assays in a 1:1:1 vs a 1:1:2 ratio and mortality in patients with se‐
or viscoelastic assays, but not always both.96 Given this, combining vere trauma: the PROPPR randomized clinical trial. JAMA.
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4.2 | In silico modeling
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coagulopathy. Surg Forum. 1979;30:471–3.
Ultimately, however, we envision that biological assays will be rap‐
10. Kashuk JL, Moore EE, Millikan JS, Moore JB. Major abdominal vas‐
idly replaced by multivariate modeling of the complex coagulation cular trauma—a unified approach. J Trauma. 1982;22:672–9.
milieu after trauma. This will be augmented by computational mod‐ 11. Rossaint R, Cerny V, Coats TJ, Duranteau J, Fernandez‐Mondejar
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patients.99,100 It is clear that we still have much to accomplish in the Pittet JF. Acute traumatic coagulopathy: initiated by hypoper‐
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open science of TIC to reduce morbidity and mortality for trauma
2007;245:812–18.
patients. 14. Cohen MJ, Brohi K, Ganter MT, Manley GT, Mackersie RC, Pittet
JF. Early coagulopathy after traumatic brain injury: the role of hy‐
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AC K N OW L E D G M E N T S 61; discussion 61‐2.
15. Chesebro BB, Rahn P, Carles M, Esmon CT, Xu J, Brohi K, et al.
This work was supported by grants from the Department of Increase in activated protein C mediates acute traumatic coagu‐
Defense (DoD W911QY‐15‐C‐0044) (M. J. Cohen) and the National lopathy in mice. Shock. 2009;32:659–65.
Institutes of Health (NIH UM1HL120877) (M. J. Cohen), the Eastern 16. Cohen MJ, Call M, Nelson M, Calfee CS, Esmon CT, Brohi K, et al.
Critical role of activated protein C in early coagulopathy and later
Association for the Surgery of Trauma, Trauma Research Scholarship
organ failure, infection and death in trauma patients. Ann Surg.
(P0526402) (L. Z. Kornblith), and the National Institutes of Health 2012;255:379–85.
(NIH 1K23GM130892‐01) (L. Z. Kornblith). 17. Kutcher ME, Kornblith LZ, Vilardi RF, Redick BJ, Nelson MF,
Cohen MJ. The natural history and effect of resuscitation ratio on
coagulation after trauma: a prospective cohort study. Ann Surg.
AU T H O R C O N T R I B U T I O N S 2014;260:1103–11.
18. Lester ELW, Fox EE, Holcomb JB, Brasel KJ, Bulger EM, Cohen MJ,
L. Z. Kornblith, H. B. Moore and M. J. Cohen contributed equally to et al.; PROPPR study group. The impact of hypothermia on out‐
this review. This manuscript is original work, has not been previously comes in massively transfused patients. J Trauma Acute Care Surg.
2019;86:458–63.
published, and is not under consideration for publication elsewhere.
19. Hoffman M, Monroe DM 3rd. A cell‐based model of hemostasis.
The manuscript has been read and approved for submission to JTH Thromb Haemost. 2001;85:958–65.
by all qualified authors. H. B. Moore is a Co‐Founder and Board 20. Gando S, Wada H, Thachil J; Scientific and Standardization
Member of Thrombo Therapeutics Incorporated, and has served on Committee on DIC of the International Society on Thrombosis
and Haemostasis (ISTH). Differentiating disseminated intravascu‐
the Advisory Committee for Instrument Laboratories. M. J. Cohen
lar coagulation (DIC) with the fibrinolytic phenotype from coagu‐
and L. Z. Kornblith have no actual or potential conflicts of interest lopathy of trauma and acute coagulopathy of trauma‐shock (COT/
capable of influencing their judgment. ACOTS). J Thromb Haemost. 2013;11:826–35.
21. Taylor FB Jr, Toh CH, Hoots WK, Wada H, Levi M; Scientific
Subcommittee on Disseminated Intravascular Coagulation (DIC) of
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