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Ain Shams Engineering Journal 9 (2018) 3425–3436

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Comparison of Egyptian Code 2012 with Eurocode 8-2013, IBC 2015 and
UBC 1997 for seismic analysis of residential shear-walls RC buildings in
Egypt
Ahmed M. El-Kholy a,⇑, Hoda Sayed b, Ayman A. Shaheen a
a
Civil Eng. Dept., Faculty of Engineering, Fayoum University, El-Fayoum, Egypt
b
Faculty of Engineering, Nahda University NUB, Beni Suef, Egypt

a r t i c l e i n f o a b s t r a c t

Article history: This paper presents comparative study for seismic provisions of four building codes (Egyptian Code for
Received 6 February 2018 Loads ECL 2012, Eurocode 8-2013, IBC 2015 and UBC 1997) to the prevailing multistory residential rein-
Revised 10 July 2018 forced concrete buildings comprising shear-walls (SW) and located in Cairo-Fayoum zone. Ten-story and
Accepted 15 July 2018
twenty-story buildings were analyzed using the equivalent static load method (ESL) and modal response
Available online 28 November 2018
spectrum method (MRS). Simplified time approach (STA) and realistic time approach (RTA) were adopted
for estimating the fundamental time period (T). The building base shear, SW moment, SW steel reinforce-
Keywords:
ment, and story-drift resulted from 32 three-dimensional finite element numerical simulations (two
Seismic analysis
Multistory shear-walls RC buildings
buildings  four codes  two analysis methods  two T approaches) were compared to draw conclusions
Equivalent static load for safe design without exaggerated conservativeness. The results motivate engineering firms to stop
Modal response spectrum using highly conservative UBC 1997, encourage engineers to adhere to MRS and RTA, increase the confi-
UBC, IBC, Eurocode 8 and Egyptian code of dence level in ECL, and prompt ECL committee to provide T-formula for SW buildings.
loads Ó 2018 Ain Shams University. Production and hosting by Elsevier B.V. This is an open access article under
Fundamental time period the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).

1. Introduction increased if these buildings are designed using conservative seis-


mic procedure. All these buildings are constructed form reinforced
Egypt is highly populated country (about 95 millions – 2% concrete (RC) and have popular structural system comprising sim-
annual increase rate) and majority of population lives in narrow ple frames to transfer the vertical loads besides shear-walls (SW)
strip along Nile valley. The dense population in Nile strip was the to resist earthquakes. The most damaging earthquakes in Egypt
motivation behind the widespread construction of high rise build- history were Fayoum earthquake (17 August 1847) of VII modified
ings in the last two decades. Ten-story to twelve-story residential Mercalli intensity and Dahshour earthquake (12 October 1992) of
buildings are now prevalent in Nile strip even in villages. Also, magnitude M = 5.7. Fayoum and Dahshour are located about 100
twenty-story buildings are currently apparent in many districts Km and 25 Km south west of downtown the capital Cairo in the
of Cairo. Moderate earthquakes occur near crowded Nile strip heavily populated Nile strip, and therefore severe damages were
may cause heavily damage if these multistory buildings are not observed. The 1847 earthquake destroyed 3000 buildings and 42
designed properly. However, the building cost is significantly masjids whereas the 1992 earthquake damaged/destroyed 8300
buildings and 6135 schools [1,2].
⇑ Corresponding author at: Lecturer of Structural Engineering at Fayoum The first Egyptian official regulation for seismic design was
University, Kiman Fars, El-Fayoum 63514, Egypt. Mobile: +2 01008021711. prepared and released by Egyptian Society for Earthquake Engi-
URL: http://www.fayoum.edu.eg/Engineering/Civil/DrAhmad.aspx (A.M. El-Kholy). neering (ESEE) in 1988 after few years of establishing ESEE. The
E-mail addresses: amk00@fayoum.edu.eg, ahmed.elkholy@fayoum.edu.eg damage observed in 1992 earthquake motivated the update of
(A.M. El-Kholy), huda.sayed@nub.edu.eg (H. Sayed), aas08@fayoum.edu.eg this regulation to release the Egyptian Code for Calculating Loads
(A.A. Shaheen).
& Forces in Structural and Building Works (ECL) in 1993. Signifi-
Peer review under responsibility of Ain Shams University.
cant modifications and subsequent editions had prepared by the
Egyptian Code Committee in 2003, 2008 and finally 2012 [3].
The majority of engineering offices uses ECL and adheres to sim-
ple approach for fundamental time period (STA) and equivalent
Production and hosting by Elsevier
static load analysis method (ESL) to evaluate the building base

https://doi.org/10.1016/j.asej.2018.07.004
2090-4479/Ó 2018 Ain Shams University. Production and hosting by Elsevier B.V.
This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
3426 A.M. El-Kholy et al. / Ain Shams Engineering Journal 9 (2018) 3425–3436

shear and distribute it on stories. STA is defined by T = 0.05H0.75 in This variety of used seismic codes (not only in Egypt but also in
which T is fundamental time period of building, and H is the many countries) and the confusion about choosing the most realis-
height of building. Then they use simple formulas or perform tic code in addition to the large cost of constructing high rise build-
three-dimensional (3-D) finite element analysis (FEA) to distribute ing were sufficient to excite the motivation for researchers to
the story shears on SW. Highly ranked engineering offices prefer establish qualitative and quantitative comparisons between their
and got used to adopt uniform building code (UBC) for seismic national codes and the popular international codes. Also, these
analysis of high rise buildings especially those higher than twelve studies aim to assess the safety of existing buildings under the
stories and those designed for gulf countries. Alternative designs recent provisions of different codes, and to assess the conservative-
may be prepared using international building code (IBC) and ness of each code with respect to others. The following lines high-
Eurocode 8 (EC8) according to office regulations and client light the distinguished comparative studies between ECL and
requirements. Similar to majority of offices, these ranked offices international codes for RC multistory buildings in Egypt. Abdo
employ STA and perform 3-D FEA. Although they apply both ESL [12] presented comparative study for estimating the fundamental
and modal response spectrum analysis method (MRS) in the time period of SW multistory buildings using the empirical formu-
analysis phase, they got used to adhere to ESL results in the design las of ECL 2008, UBC 1997, EC 8-1998 and ASCE 7-2006. Nasr [13]
phase seeking more conservativeness. On the other hand, few compared the seismic analysis (two-dimensional) of earlier ECL
offices may follow illegal procedure and neglect (or reduce) the editions (1988, 1993 and 2003) with EC8-2004 and IBC 2003 for
earthquake loads in their design of high rise buildings. Their logic four MRF buildings (5–20 stories) using ESL, MRS and time history
is that there is something weird (might be overestimation) in the analysis method (THA). El-Fetyany [14] presented comparative
adopted seismic procedure that produces exaggerated RC sections study for calculating seismic forces using ECL 1993, UBC 1994
and reinforcement steel ratios with extreme cost of Egyptians and ASCE 7-1995. Yousef et al. [15] investigated the nonlinear
pounds. dynamic response of vertical irregular MRF buildings (12 stories)
The last version of uniform building code (UBC) was released in constructed from high strength concrete using ECL 2003, IBC
1997 by international conference of building officials (ICBO) [4]. 2000 and EC8-2004. Tharwat et al. [16] compared the design
UBC 1997 was adopted in USA and in many countries all over the response spectrum curves of both ECL 2008 and UBC 1997 besides
world. UBC 1997 was one of three legacy codes whose develop- applying ECL 2008 to compare ESL, MRS and THA drifts of horizon-
ments were ceased in favor of the successor: international building tal and vertical irregular buildings. El-Kassas and Haroun [17] uti-
code (IBC) which was released in 2000 by the international code lized ECL 2008 to compare the drifts of both ESL and THA for MRF
council (ICC) [5]. Updated IBC edition is published every three buildings in three different seismic zones. Abdel Raheem [18] com-
years. The most recent edition is IBC 2015 [6]. IBC 2015 refers to pared the results of both ESL and MRS with those of nonlinear THA
the latest updated standard of minimum design loads for buildings for MRF multi-story buildings analyzed according to ECL 2008.
and other structures (ASCE 7-10) released in 2013 by American Moreover, he discussed the procedures of estimating the funda-
Society of Civil Engineers (ASCE) [7]. Nowadays, IBC 2015 is the mental time period (of MRF buildings) in ECL 1993, ECL 2008,
prevailing code in USA. However, UBC 1997 is still in use in some UBC 1997, IBC 2003, EC 8-2004 and the national building code of
engineering offices in developing countries like Egypt for the fol- Canada 2005, and compared their results with numerical periods
lowing reasons: (1) These offices got used to apply UBC for many resulted from modal analysis.
years (2) UBC provides seismic intensity coefficients for Egypt Not only Egyptians but also researchers from many countries
and all countries unlike IBC which provides seismic maps for USA compared their national codes with internationals. Fenwick et al.
only (3) IBC relates the seismic intensity to Ss and S1 (the mapped [19] compared the New Zealand Loadings Standard 1992 and
spectral accelerations for short and one second periods, respec- New Zealand/Australian Loadings Standard 2002 with UBC 1997,
tively) which have not been implemented in ECL up to now. Many EC8-1998 and IBC 2000 through analyzing MRF multistory RC
comparative studies had been established between UBC and suc- office buildings (height 6–24 stories) located in high and low seis-
cessive editions of IBC to evaluate the safety of the buildings that mic zones in New Zealand. Faizian and Ishiyama [20] compared the
were constructed using UBC, and to clarify the similarities and dif- Japan building code BSLJ 1981 and Iran (2800) building code with
ferences between the codes for structural engineers. Nahhas [8] IBC 2000 to illustrate their similarities and differences. Dogangun
presented comparison between UBC 1997 and IBC 2009 for analyz- and Livaogla [21] compared the design spectrum of Turkish earth-
ing four residential-office buildings with moment-resisting-frames quake code 1998 with UBC 1997, IBC 2003 and EC8-2004 and
(MRF), and considered four sample locations in USA varying in seis- applied them in 3-D FEA for RC buildings (height 6 and 12 stories)
micity and five different soil conditions in his study. Pong et al. [9] with dual system of MRF and SW. Pong et al. [22] compared ESL
presented comparative study between UBC and IBC 2003 for ana- and the design spectra in both Mexico’s seismic manual 1993
lyzing office and hospital buildings with MRF in two sample and IBC 2003 for seismic analysis of MRF RC buildings (height 6
locations. stories) in different seismic zones and soil conditions. Imashi and
Eurocode 8 (EC8) is another alternative that sometimes is used Massumi [23] compared ESL in both Iranian seismic code 2005
by engineering offices (in Egypt) for design of important multistory and IBC 2003.
buildings. Eurocodes consist of 10 European Standards (EN) that This paper compares four seismic codes (ECL 2012, EC8-2013,
were developed by European Committee for Standardization IBC 2015, UBC 1997), two seismic analysis methods (ESL and
(CEN) to harmonize structural design rules within countries of MRS) and two T approaches (STA and RTA) through investigating
European Union. Eurocodes refer to the national annex of every two residential buildings (height 10 and 20 stories) located in
country to prescribe particular data and coefficients. Eurocode 8 Cairo-Fayoum zone and constructed on soil matching the prevalent
(EN 1998) is the eighth standard and is concerned with the design soil in Nile strip. The similarities and differences in the seismic pro-
of structures for earthquake resistance. It comprises 6 parts (EN visions (concerning the considered buildings) of the four seismic
1998-i, i = 1 to 6). EC8 was approved and published in 2004 [10]. codes are presented. The results (building base shear, SW bending
The most recent amendments for EN 1998–2004 (EC8) was pub- moment, SW reinforcement ratio and story-drift) of the studied 32
lished in 2013 [11]. The facts that EC8 has no wide use in private cases are compared in order to provide safety assessment for
sector in European countries and that many provisions of ECL are existing buildings, guidelines for engineers in Egypt (and other
completely similar to EC8, were argued that EC8 has limited use countries) about the reliable seismic analysis procedure for
in Egypt compared with UBC and IBC. widespread SW RC high rise buildings, conservativeness
A.M. El-Kholy et al. / Ain Shams Engineering Journal 9 (2018) 3425–3436 3427

assessment for different studied codes (with respect to each other), This research categorizes the approaches of estimating T for SW
and evaluation for ECL provisions with respect to international codes. buildings as follows: (I) Simple approach (STA) that utilizes popular
simple formula ( S T ¼ C t H0:75 ) in which C t has approximately con-
2. Valid comparison of codes stant value of 0.05 (in all codes) for SW buildings, and II) Realistic
approach (RTA) that defines the building fundamental time period
Fenwick et al. [19] interpreted that comparison between seis- R
T as the smaller of both numerical T M value and empirical value
mic codes can be valid when it is based on seismic analysis results Tw w 0:75
in which coefficient C w
u ¼ CuCt H t is evaluated using SW for-
of specified buildings not on the comparisons of similar clauses in mula and is multiplied by upper limit coefficient C U . Equations
different seismic codes (due to interrelationship with other (4.8), (12.8–10) and (30–9) present the SW formulas in EC8, ASCE7
clauses). Authors agree with Fenwick observation and highlight a and UBC, respectively. Also, the reader may refer to Abdo [12] for
common example of misleading comparison between codes list of the three aforementioned equations, their parameters and
clauses; the comparison of elastic response spectra curves of differ- comparison between them. ECL does not provide SW formula,
ent codes is misleading for the following reasons: (1) the same and therefore C t is used instead of C w R
t to evaluate T.
building has different T values and different response modification
factor (R) values in different codes, and (2) the minimum limits of
design response spectra (in different codes) are not equal.
4. Location and seismic intensity
3. Methodology
The seismic intensity (in this research) is the design ground
acceleration ag. According to ECL (item 8-4-1), Cairo-Fayoum is
Two residential buildings (A and B) located in Cairo-Fayoum
characterized as third seismic zone whereas it is characterized as
zone with similar subsoil conditions were considered in this study.
2A zone in UBC (Table 16-I). EC8 refers to the national code to spec-
The structural system for lateral-force resistance is RC shear-walls.
ify ag. For IBC, the seismic intensity is implemented through Ss and
The buildings heights are ten and twenty stories for buildings A
S1 parameters whose values for Egypt cites are not available in
and B, respectively. Each building was simulated 16 times under
either IBC or ECL as introduced in Section 1. This research applied
seismic loads using four building codes (ECL 2012, EC8-2013, IBC
Ss and S1 values of 0.4 and 0.095, respectively. These values were
2015, UBC 1997), two seismic analysis methods (ESL and MRS),
used by Nahhas [8] for location#1 that was characterized as zone
and two T approaches (simple approach ‘‘STA” and realistic
2A (similar to Cairo) in UBC. Refer to Table 1 for seismic intensity
approach ‘‘RTA”) as presented in Fig. 1. The considered buildings
data.
specifications (standard occupancy-category, ten-story height, stiff
subsoil and SW system) are prevalent in Nile strip in considered
Cairo-Fayoum zone. Thereafter, the edition year of each considered
building code will be dropped and their names (in this paper) will 5. Subsoil
be ECL, EC8, IBC and UBC. Similarly, it will be referred to ASCE7-10
(2013) [7] as ASCE7. It is worth mentioning that it is not permitted Table 1 summarizes the subsoil type and parameters for the
to use ESL for analysis of building B according to EC8. However, ESL studied buildings in each code.
simulations were performed for purpose of comparison and
because engineers got used to consider ESL results in design phase
(even if it was not permitted to apply ESL analysis) seeking more 5.1. Conditions
conservativeness. Design of RC sections was accomplished accord-
ing to 318-14 code of American Concrete Institute [24] and was Stiff subsoil was considered for the two buildings (A and B). Stiff
based on the straining actions resulted from the extreme simula- soil has shear wave velocity of 180–360 m/s, standard penetration
tion UBC–STA–ESL for each building. resistance of 15–50, and undrained shear strength of 70–100 KPa.
Every code provides approximate formulas for estimating T and The calibration of four studied codes shows that stiff soil is catego-
prescribes upper limit on T M obtained by proper 3-D modal analy- rized as soil C in both ECL (Table 8–1) and EC8 (Table 3.1), and soil
sis (considering loss of flexural stiffness of structural elements). D in both IBC (Table 20.3–1 in ASCE7) and UBC (Table 16-J).

Fig. 1. Methodology and numerical simulations tree of conducted 32 seismic analyses.


3428 A.M. El-Kholy et al. / Ain Shams Engineering Journal 9 (2018) 3425–3436

Table 1
Soil, seismic, structural analysis, time period and load combinations data for both buildings A and (B) in the four codes.

ECL 2012 EC8-2013 IBC 2015 UBC 1997


Soil type C C D D
Seismic zone & intensity Third Third Ss = 0.4 g, S1 = 0.095 g 2A
ag = 0.15 g ag = 0.15 g Design category C Z = 0.15 g
Seismic & soil factors S = 1.5 S = 1.5 Fa = 1.48, Fv = 2.4 Ca = 0.22, Cv = 0.32
Occupancy category III II II 4
Importance factor c=1 c=1 I=1 I=1
Response modification factor R=5 q = 5.4 R=5 R = 5.5
Live load contribution in W w 25% 15% – –
Seismic weight W (ton) 8344 (22951) 8229 (22691) 8055 (22300) 8055 (22300)
Cracked stiffness ratio Column 0.7 0.5 0.7 0.7
Shear wall 0.35 0.5 0.35 0.35
Beam 0.5 0.5 0.35 0.35
Slab 0.25 0.5 0.25 0.25
Horizontal design response Curve for buildings A and B
spectrum for elastic structural TC = 0.25 s, TD = 1.20 s
analysis TS = SD1/SDS = 0.385 (IBC)
TS = Cv/2.5Ca = 0.582 (UBC)

*
Maximum is constant in ECL
in only case that T has mass
participation ratio greater
than 90%.

General Maximum* 2.5agcS/R 2.5agcS/R SDS/(R/I) 2.5Ca/R


equation Curve 2.5agcS(TC/TR) 2.5agcS(TC/TR) SD1/(RT/I) Cv/RT
Minimum 0.2agc 0.2agc 0.044 SDSI 0.11Ca
Fundamental time period T (s) STA, S T Ct 0.05 0.05 0.049 0.049
S
T ¼ C t H3=4 0.657 (1.078) 0.657 (1.078) 0.641 (1.056) 0.641 (1.056)

RTA, R T Cw
t
– 0.082 (0.078) 0.084 (0.147) 0.059 (0.052)
T w ¼ Cw
t H
3=4 – 1.08 (1.689) 1.104 (3.169) 0.775 (1.121)
CU 1.2 1.2 1.6 1.4
TW
U ¼ CU T
w 0.788 (1.294) 1.261 (2.027) 1.766 (5.070) 1.085 (1.569)
T M (first mode) 1.064 (1.817) 1.027 (1.706) 1.089 (1.862) 1.089 (1.862)
n o
T ¼ Min T W M 0.788 (1.294) 1.027 (1.706) 1.089 (1.862) 1.085 (1.569)
U ;T
R

Design spectrum acceleration Sd (m/s2) STA 0.42 (0.29) 0.39 (0.29) 0.47 (0.28) 0.89 (0.54)
estimated at T RTA 0.35 (0.29) 0.29 (0.29) 0.27 (0.17) 0.52 (0.38)
Number of mode shapes 14 (25) 14 (25) 14 (25) 14 (25)
Mass participation ratio (minimum 90%) X-direction 97.6 (98.6) 97.9 (98.8) 97.9 (98.6) 97.9 (98.6)
Y-direction 98.2 (98.8) 97.7 (99.0) 97.7 (98.8) 97.7 (98.8)
Minmum MRS/ESL shear ratio VMRS/VESL 0.85 0.85 0.85 0.90
Average MRS/ESL shear ratio VRS/VESL of both STA 0.85 (0.94) 0.85 (0.89) 0.85 (0.85) 0.90 (0.90)
directions RTA 0.88 (0.94) 1.01 (0.89) 0.94 (0.99) 0.90 (0.90)
Ultimate load combinations 1.4D 1.4D 1.4D 1.4D
Refer to EL-Kholy [26] for extracted combinations considering X & Y 1.4D + 1.6L 1.4D + 1.6L 1.2D + 1.6L 1.2D + 1.6L
directions and ± accidental torsional effects. 1.12D+ aL+E 1.12D+ aL+E 1.2D+aL+E 1.1(1.2D +aL+E)
0.9D + E 0.9D + E 0.9D + E 1.1(0.9D + E)
Displacement d 0.7Rde Rde Cdde/I 0.7Rde
Story drift Actual dr m Dd m Dd Dd Dd
Allowable 0.005 h 0.005 h 0.02 h 0.02 h

Values in parentheses represent building B data in case of inequality of those of building A.


g is the gravity acceleration.
Cwt is C t coefficient evaluated by shear wall formula provided in considered code.
w
S
T is used instead of T w to calculate T W
U in only ECL as no C t formula is provided in that code.
VESL and VMRS are the base shear forces resulted from equivalent static load method and response spectrum method, respectively.
Underlined ratio values indicate that corresponding VMRS was scaled to the minimum written ratio.
a = 0.25 in ECL & EC8 (residential buildings), whereas a = 0.50 in UBC & IBC (areas of live load  500 Kg/m2).
h is the height of the considered story.

5.2. Parameters beach (Table 8-3 in ECL, and Tables 3.2 & 3.3 in EC8). S is equal to
1.5 for the studied buildings. However, UBC and IBC soil factors
ECL and EC8 have identical soil factor that depends on soil type depend on soil type and seismic intensity. For UBC, the soil factor
and building location if it is near or away from Mediterranean sea is implicitly implemented in the seismic coefficients Ca and Cv
A.M. El-Kholy et al. / Ain Shams Engineering Journal 9 (2018) 3425–3436 3429

(Tables 16-Q & 16-R) which are equal to 0.22 and 0.32, respec- ties in columns and stirrups in beams. Flooring, walls and live loads
tively, for the studied two buildings. For IBC, the soil factor is were set to 2.0, 4.0 and 2.0 kN/m2.
implicitly implemented in site coefficients Fa and Fv (Tables
1613.5.3(1) and (2)) which are equal to 1.48 and 2.4, respectively, 6.3. Structural system and response modification factor R
for the considered buildings.
The two buildings transfer vertical loads through RC simple
6. Buildings frame system consisting of flat slab (20 cm for building A and
25 cm for building B) with edge beam (30  80 cm), and vertical
Fig. 2 presents the plan and structural system of the studied elements of columns and SW. They resist horizontal loads through
buildings. Fig. 3 shows the 3-D finite element models of both build- the SW system consisting of two cores and four SW for each build-
ings A and B. Table 1 summarizes the building coefficients in each ing. Fig. 2 illustrates the buildings plans and structural systems in
code. which earthquake resisting elements were hatched in dark solid
whereas columns were hatched in transparency solid. The percent-
6.1. Occupancy ages of SW area (with respect to corresponding building area above
ground level) are 2.48% and 4.11%, respectively, for buildings
Buildings A and B have residential usage purpose. They are clas- A and B.
sified as standard occupancy category in the four codes. The stan- UBC, IBC (ASCE7) and ECL specify R according to the classifica-
dard occupancy group has different ID in each code but identical tion of structural system of the building as given in code Tables
importance factor equal to 1.0 (refer to Table 1). 16-N, 12.2-1 and 8-A, respectively. UBC, IBC and ECL classify build-
ing structural systems, respectively, into 7, 8 and 5 categories, and
6.2. Description, concrete, reinforcement steel and loads classify building earthquake resisting structural systems into 42,
85 and 12 sub-categories, respectively. On the other hand, EC8
Buildings A and B have identical plan area of 22.9  24.5 m for code follows complicated procedure for evaluating R (defined as
typical floors. Buildings A and B comprise ten and twenty stories, behavior factor q in EC8). That procedure depends on the structural
respectively. The typical floor is 3 m height except for ground floor system, ductility class (function in concrete, steel reinforcement,
(of only building A) which is 4 m height. Building B has three base- beams and columns properties) and prevailing failure mode (func-
ments with area of 31.85  35.10 m. Slabs and beams have con- tion in SW aspect ratio). Whereas UBC, IBC and ECL classify both
crete characteristic strength of 25 MPa whereas columns and buildings A and B as RC building frame system with RC-SW as
shear-walls have concrete characteristic strength of 30 MPa for resisting system for earthquake, EC8 classifies them as high-
building A and 35 MPa for building B. The yield stress for steel rein- ductility wall-equivalent system. Table 1 shows that R was set
forcement bars and SW ties is 360 MPa whereas it is 280 MPa for equal to 5, 5.4, 5 and 5.5 for ECL, EC8, IBC and UBC, respectively.

X All beams are 30X80 cm All beams are 30X80 cm. Retaining walls (1st-3rd floor) thickness 40cm
Floor Wall thickness (cm) Column Cross section (cm) Floor Wall thickness (cm) Column Cross section (cm)
1-2 35 (30 for W1 & W2) C1 30X65 1-4 40 C1 40X100
3-5 30 C2 30X115 5-10 30 C2 40X130
6-10 25 C3 30X130 11-20 25 C3 45X150
a. Building A b. Building B (from 4th to 20th floor)

Fig. 2. Typical floor plan and structural systems of studied buildings.


3430 A.M. El-Kholy et al. / Ain Shams Engineering Journal 9 (2018) 3425–3436

and therefore buildings A and B are regular in horizontal direction


according to ECL (item 8-6-3-2) and EC8 (item 4.2.3.2). Also, the
horizontal regularity criteria of UBC (Table 16-M) and IBC (table
12.3-1; ASCE7) are satisfied for both buildings. Although, the torsion
radius of typical floor (for each building) is slightly smaller than
the radius of gyration of the floor mass (slightly overrides EC8
torsional-stiff requirements), the deformed shapes of the first two
mode shapes obtained by 3-D modal analysis (considering cracked
flexural stiffness; Section 7.1) were translational for all studied
cases. Therefore, buildings A and B can be considered torsional stiff.
Building A satisfies the vertical regularity criteria of the four
codes according to item 8-6-3-3, item 4.2.3.3, table (16-L) and
table (12.3-2) in ECL, EC8, UBC and ASCE7, respectively. Building
B satisfies the vertical regularity criteria of ECL and EC8 which pro-
vide identical criteria for setback buildings unlike UBC and IBC
which had not identified explicit boundaries for setback buildings
and limited lateral stiffness difference between two adjacent sto-
ries to 70%.

a. Building A 6.5. Seismic weight W

The four codes identify seismic weight W equal to total dead


load in additional to certain ratio w of live load according to occu-
pancy type. EC8 relates w to the relation among occupied stories
besides occupancy type. For residential building with independent
occupied stories, EC8 (item 4.2.4) prescribes w = 0.15, whereas ECL
(item 8.7.1.4) prescribes w = 0.25 for residential building. UBC and
IBC add no live loads to seismic weight in residential buildings.
Table 1 lists w and W values of each building for every studied code.

7. Modeling and analysis

3-D finite element models were built for buildings A and B


(Fig. 3) using Etabs software [25]. This software is used in majority
of engineering offices, and it was recommended by Abdo [12] for
analysis of SW multistory RC buildings. The slabs, shear-walls
and retaining walls were modeled using shell elements whereas
beams and columns were modeled using frame elements. The shell
elements were meshed manually with maximum size of 1.0 m.
Supports were set fixed at foundation level. Rigid diaphragms were
assigned to each floor. P-Delta analysis was included. Mass source
was defined equal to seismic weight W (Section 6.5).

7.1. Rigidity of structural members

The four codes require that the cracked sections of RC elements


are considered in the analysis. Table 1 lists the cracked stiffness
ratios (with respect to intact section) proposed by the four codes.

7.2. Accidental torsion

±5% accidental eccentricity (with respect to corresponding floor


dimension) was assigned to the center of mass in each direction (X
or Y) for all models.
b. Building B
7.3. Vibration modes

3-D Etabs modal analysis was performed (four simulations for


Fig. 3. Three-dimensional finite element model. each building according to each code) using Ritz method. The anal-
ysis considered cracked flexural stiffness (Section 7.1), assigned
6.4. Structural regularity and torsional behavior seismic weight (Section 6.5), and stories diaphragms (Section 7).
The number of modes was set to 14 and 20 for buildings A and
The eccentricities between center of mass and center of rigidity B, respectively. The first and second modes were translational in
for buildings A and B were approximately zero and 0.19 in Y and X directions, respectively, for building A and in X and Y direc-
X-direction and Y-direction, respectively. These values are smaller tions, respectively, for building B. The period of first mode was
than 15% corresponding building dimension and 30% torsion radius, recorded in Table 1 as T M .
A.M. El-Kholy et al. / Ain Shams Engineering Journal 9 (2018) 3425–3436 3431

7.4. Fundamental time period T 1629.8.3.1, respectively) to apply ESL. According to EC8 restric-
tions, ESL analysis is not permitted for building B because its
The simple and realistic approaches (STA and RTA) that were S
T or R T is greater than 4TC unlike building A. The other three
introduced in the methodology (Section 3) were applied to calcu- codes allow ESL analysis for both buildings A and B. The authors
late S T and R T, respectively, for each building. Table 1 presents would like to draw attention to the inconsistency of equation
detailed calculations of S T and R T for each building. The reader (4.4) in EC8 with item 8.7.3.2.1-2b in ECL, and they believe that
can find the formulas and coefficients values used in T calculations it might be due an editing error. However, ESL analysis (in this
in annex (8-B), item 4.3.3.2.2, item 12.8.2 and item 1630.2.2, paper) was conducted for all studied cases for the comparison pur-
respectively, in ECL, EC8, ASCE7 and UBC. pose because designers used to apply ESL even the considered
building does not satisfy its restrictions.
7.5. Horizontal elastic and design response spectra
7.7. Modal response spectrum analysis method (MRS)
The soil and seismic coefficients values given in Table 1 were
used to generate horizontal response spectra and their conjugate The method is general and applied for regular and irregular
design response spectra (for the four codes) in Fig. 4-a and b, structures. ECL (item 8.7.3.3.1.5), EC8 (item 4.3.3.3.1), ASCE7 (item
respectively. Also, Table 1 comprises schematic drawings for hori- 12.9.1) and UBC (item 1631.5.2) enforce minimum mass participa-
zontal design response spectra of four codes. The drawings repre- tion ratio of 90% (with respect to total mass of building) to ensure
sent the maximum limit, intermediate formula, minimum limit that all significant vibration modes were included in the analysis
and boundary T values. Fig. 4-b may be divided into three intervals: and that predicted response is correct and valid. The number of
(1) the first one varies from 0.4 s to 0.9 s and codes order (accord- vibration modes and the ratios for participating mass (accumu-
ing to conservativeness level) is UBC-IBC-ECL-EC8, (2) the second lated in X and Y directions) are given in Table 1. Also, the four
one varies from 0.9 s to 2 s, and shows the start of minimum inter- codes prescribe minimum MRS base shear as a specified ratio of
val of both ECL and EC8 to raise their conservativeness above IBC that calculated by ESL. The ratios are given in Table 1.
and update the order to UBC-ECL-EC8-IBC, and finally (3) the third
zone starts from 2 s, and shows clear comparison between mini- 7.8. Load combinations
mum limits of the four codes where ECL and EC8 conservativeness
exceeded other codes and the order is updated to ECL-EC8- UBC- Table 1 lists the employed basic load combinations according to
IBC. Authors remind that this comparison of response design spec- items 3.2.1.1, 3.2.4, 16052, and 1612.2.1, respectively, in ECL, EC8,
tra can be misleading (see Section 2) if other parameters such as T, IBC and UBC for the two residential buildings. Whereas IBC and
W, cracked stiffness ratios, and load combinations were not UBC utilize half (a = 0.5) of live load L in basic seismic load
considered. combination, ECL employs only one quarter (a = 0.25) of L. The
basic seismic combinations (last two equations) are extracted to
7.6. Equivalent static load analysis method (ESL) twenty combinations (ten in each direction) for ESL and MRS as
presented by El-Kholy [26].
The method is simple and applied to buildings whose response
is not significantly affected by contributions from vibration modes 8. Results
that are higher than fundamental mode in each direction. The four
codes ECL, EC8, IBC and UBC set certain constraints (item Figs. 5–12 show comparisons between base shears, bending
8.7.3.2.1.2, item 4.3.3.2.1, table 12.6-1 (ASCE7) and item moments on SW, reinforcement ratios of SW and stories drifts

Fig. 4. Horizontal response spectra curves for considered site and building specifications in studied four codes.
3432 A.M. El-Kholy et al. / Ain Shams Engineering Journal 9 (2018) 3425–3436

1400 Base shear × 102 kN

1212
Building A - STA
1200
Building A - RTA
Building B - STA
1000
Building B - RTA

821
722
800
690
690

672
672

633
600

425
382
377
357

322
298

400
244

222

200

0
S R S R S R S R S R S R S R S R
A B A B A B A B
ECL 2012 EC 8-2013 IBC 2015 UBC 1997
Fig. 7. Bending moment M (based on ESL analysis) about X-direction for Y-direction
Fig. 5. Base shear force Fb based on ESL analysis.
excitation.

Fig. 6. Base shear ratio (MRS/ESL) based on average values of X and Y directions.

Fig. 8. Moment ratio (MRS/ESL) for SW based on average values of STA and RTA.

evaluated by the four studied codes for both buildings A and B. Figs. 9 and 10 provide the design reinforcement steel ratio based
Fig. 5 shows the base shear values evaluated according to ESL on the straining actions of ESL and MRS, respectively, for both
and using the two T approaches (STA and RTA). Fig. 6 illustrates studied time approaches. The design reinforcement ratio refers
the ratio of base shear evaluated using MRS to that evaluated to the maximum ratio resulted from extracted load combinations
using ESL for STA and RTA approaches. Fig. 7 shows ESL bending (Section 7.8) for certain analysis method and time approach.
moments (about X-direction for CR1 and CR2 in buildings A and B, Fig. 11 represents the maximum ESL story-drift relative to the
respectively) for STA and RTA approaches. Fig. 8 averages the allowable drift (of each code) for both studied time approaches.
results of STA and RTA approaches to present the ratio of the Fig. 12 averages the results of STA and RTA approaches to present
moment evaluated using MRS to that evaluated using ESL. It is the ratio of maximum relative story-drift evaluated using MRS to
worth mentioning that the core CR1 (in building A) and the core that evaluated using ESL.
CR2 (in building B) (refer to Fig. 2) were considered in this
research to represent the moment and reinforcement results of 8.1. Base shear force Fb
SW in each building. The presented maximum moments were
resulted from the last basic load combination in Table 1 for earth- Fig. 5 declares that UBC is highly conservative (with respect to
quake excitation in Y-direction and accidental code eccentricity. the other codes) for all studied cases. This UBC conservativeness
A.M. El-Kholy et al. / Ain Shams Engineering Journal 9 (2018) 3425–3436 3433

1.8 Reinforcement ratio %AS 1.2 Relative story drift

1.65
Building A - STA
1.6 Building A - RTA
1.0 Building B - STA
1.4 Building A - STA
Building B - RTA

0.78
0.78
Building A - RTA

0.73
1.1
1.2 0.8
Building B - STA
1.0 Building B - RTA

0.6
0.6

0.52
0.75
0.6

0.5

0.5
0.65
0.8

0.41
0.38
0.54

0.54

0.4
0.34

0.33
0.6 0.4

0.3

0.27
0.37

0.19
0.25
0.25
0.25

0.25
0.25
0.25

0.25
0.25
0.4 0.25

0.2
0.2

0.0 0.0
S R S R S R S R S R S R S R S R
A B A B A B A B S R S R S R S R S R S R S R S R
A B A B A B A B
ECL 2012 EC 8-2013 IBC 2015 UBC 1997 ECL 2012 EC 8-2013 IBC 2015 UBC 1997
Fig. 9. Reinforcement ratio based on ESL analysis.
Fig. 11. Relative story-drift based on ESL analysis.

1.0 Ratio
1.6 Reinforcement ratio %AS

0.9
0.83

0.78
1.29

0.8
1.4

0.72
0.8
0.7

0.67
1.1

1.2

0.59
1.0
0.6
0.75

0.8
0.54

0.6 0.4

0.4
0.25
0.25
0.25
0.25

0.25
0.25
0.25
0.25

0.25
0.25
0.25
0.25

Building A
0.2 Building B
0.2

0.0
S R S R S R S R S R S R S R S R 0.0
A B A B A B A B
ECL 2012 EC 8-2013 IBC 2015 UBC 1997 A B A B A B A B
2012 EC 8-2013
ECL 2016 IBC 2015 UBC 1997
Fig. 10. Reinforcement ratio based on MRS analysis.
Fig. 12. Relative story-drift ratio (MRS/ESL) based on average values of STA and
RTA.

is higher for STA (194%) than that for RTA (154%). This conserva-
tiveness is calculated as the ratio between UBC average base shear base shear especially for RTA. IBC Fb is approximately equal to half
Fb (average Fb of ESL and MRS) and the average of Fb values of the and two-thirds that of UBC and ECL, respectively. The time periods
other three codes for both buildings. This fact says that continuing calculated using RTA in Table 1 confirm this result as they indicate
using UBC (especially when engaged with STA) in some firms in that building A and building B fit in the second interval of design
Egypt (and other developing countries) for calculating earthquake response spectrum curves (shown in Fig. 4-b) in which IBC
loads of ten and twenty-stories SW buildings is not wise from eco- provides lower bound for the other codes. EC8 and ECL stands
nomical view. Whereas Table 1 shows that the seismic weights W between the conservative UBC side and the economic IBC side.
are almost equal in the four codes for each building, it declares that EC8 produces Fb equal to 92% of that of ECL. The difference between
the difference in design response spectrum acceleration Sd is the EC8 and ECL results is small because of the similarity between the
source of UBC conservativeness as Fig. 4-b confirms for buildings two codes. This small difference backs to the inconsistent R
with T smaller than 2 s. values and the absence of T-formula for SW buildings in ECL which
On the contrary, ECL, EC and IBC produces close realistic base results in under-estimated T and over-estimated Sd and Fb (refer to
shears that are small compared with UBC. IBC produces the least Table 1).
3434 A.M. El-Kholy et al. / Ain Shams Engineering Journal 9 (2018) 3425–3436

8.1.1. Effect of time period approach and analysis method (average 9% for both buildings) as explained and interpreted in

For all cases, RTA produces reduced F b compared with that of the lines preceding Section 8.2.1.
STA. Whereas this reduction is high for both UBC and IBC (approx-
imately 35% for both buildings), it is moderate for both ECL and 8.3. Reinforcement ratio As%
EC8 (approximately 17% for building A) because of the existence
of conservative minimum limit on Sd in both ECL and EC8 (Fig. 4- Reinforcement results are the most important because they can
b), and the absence of realistic T-formula for SW building in ECL. be converted into money unlike straining actions results. More-
Definitely, this observation (reduction) does not apply for mini- over, reinforcement steel cost for one cubic meter of RC is approx-
mum spectrum acceleration interval (in any code) where the base imately three times the cost of the other constituents (cement,
shears of both STA and RTA coincide, similar to the cases of analyz- aggregates and water) in Egypt. It is worth mentioning that the
ing building B by ECL and EC8. cross-sectional dimensions of SW were maintained constant in
A glance to Fig. 6 shows that STA-MRS base shear is always the 32 simulated cases in order to make one parameter (AS%)
magnified (highlighted with underlined in Fig. 6) to minimum code judges the comparison from economical view. Also, all the RC sec-
requirement (except for cases with T in minimum Sd zone) because tions in the 32 simulated cases were designed according to ACI
STA-ESL base shear is high (based on under-estimated T value). 318-14 [24] because this paper does not aim to evaluate or com-
However, RTA-MRS base shear usually exceeds the minimum code pare the RC design procedures in different codes. Although the
requirement because RTA-ESL base shear is small and based on Egyptian code for design and construction of concrete structures
large realistic T. Therefore, RTA-MRS base shears were not scaled ECCS [27] was not considered in this paper, the author should high-
(except UBC) and they were used with their intact values resulted light that it prescribes higher reinforcement ratio (compared with
from analysis. the applied code; ACI 318-14) to be concentrated at ends and inter-
sections of walls (0.2% in the critical zone). Figs. 9 and 10 declares
8.2. Bending moment M the huge conservativeness of UBC over the other codes. The UBC
conservativeness ratio of reinforcement is approximately double
Similar to base shear results, Figs. 7 and 8 confirm the consis- that of total base shear, and 1.43 times that of bending moment.
tency of ECL, EC8 and IBC, and the conservativeness of UBC over The UBC average reinforcement ratio A  S % (average of ESL and
them. UBC moment conservativeness is 255% for STA and 201% MRS results) is more than 300–500% of those of other codes for
for RTA. This conservativeness is approximately 1.3 times that of STA, whereas it is more than 200–300% for RTA. In other words,
base shear. This conservativeness is calculated as the ratio between the reduction in reinforcement (money saving of reinforcement
UBC average moment M  (average M of ESL and MRS) and the aver- steel item) is more than 67–80% and 50–67%, respectively, for
age of M  values of the other three codes for both buildings. The STA and RTA when UBC is replaced with one of the other three
inequality between Fb and M conservativeness confirms that com- codes. Consequently, the reduction in SW RC cost (per cubic meter)
paring base shear values of different codes (for one building) is not will be 50–60% and 38–50%, respectively, for STA and RTA.
enough to guess the difference in moment value of certain SW in a
specified building. In each code, the ratios of cracked flexural stiff- 8.3.1. Effect of time period approach and analysis method
ness, the distribution procedure of base shear on stories in ESL, and Using MRS instead of ESL results in reduction in base shear,
the response spectrum curve with generated mode shapes in MRS moments on SW, and consequently in reinforcement. For ECL,
play important role in distributing the lateral force on vertical EC8 and IBC, MRS saves 47% of ESL average reinforcement. The
structural elements and adjusting the moments created on these 47% reduction in steel cost means 35% reduction in SW RC cost
elements. Two examples are highlighted to clarify the previous (in construction market of Egypt). This saving (47%) is approxi-
observation. First, there is inconsistency between Fb reduction ratio mately three and two times the corresponding saving in base shear
(MRS/ESL) and those corresponding for M reduction (Fig. 8 versus and moment, respectively. For UBC, the average saving in rein-
Fig. 6). Second, EC8 generated smaller moments than IBC (espe- forcement steel (SW RC cost) was 20% (15%) and 50% (38%), respec-
cially for STA) unlike base shear results (Fig. 7 versus Fig. 5) tively, for building A and building B. This 20% saving in building A
because that EC8 and IBC employ different cracked flexural stiff- reinforcement is approximately two times that of base shear and
ness ratios (Table 1). moments. On the other hand, the 50% saving in building B rein-
forcement is approximately five times and two times those of base
8.2.1. Effect of time period approach and analysis method shear and moments, respectively. This huge conservativeness of
The reduction in RTA moments with respect to those of STA is ESL-reinforcement in building B confirms its unreliability for anal-
identical to base shear reduction because that cracked stiffness ysis of tall buildings. Also, it declares the influence of the analysis
ratios affect the structure analysis based on either STA or RTA. method on the reinforcement ratio, and highlights the misleading
UBC and IBC provide the highest moment reduction whereas ECL comparisons of shear and moment.
and EC8 provide the least moment reduction for RTA with respect Replacing STA with RTA reduces the reinforcement ratio. For
to STA. building A analyzed according to ESL, the average saving in rein-
Fig. 8 declares that MRS provides reduced realistic moments forcement (RC cost) for the four codes was 50% (38%). For MRS, it
(compared with those of ESL) for all studied cases. The average is obvious that the comparison of reinforcement ratios of ECL,
reduction is 20% for building A and 36% for building B. The higher EC8 and IBC is meaningless as they provide minimum reinforce-
reduction for building B reveals the limitations of ESL in analysis of ment ratio 0.25%. For UBC-MRS simulation cases, the reductions
twenty-story buildings and its inconsistency with realistic MRS were 38% (28%) and 67% (50%) for buildings A and B, respectively.
results. Also, ECL provides the highest average M reduction (34% The average reduction in maximum reinforcement is about 2.4
for both studied buildings) over the other codes for MRS results times corresponding average reduction in either base shear or
(with reference to ESL moments). It could be argued that the moment for all studied codes.
absence of T-formula for SW buildings in ECL magnifies the conser- It is worth mentioning that the comparison of maximum rein-
vativeness and unreliability of ESL in ECL. The values 20% and 36% forcement ratios was made for the RC core that receives significant
(MMRS/MESL) are inconsistent with those of base shear reduction portion of lateral force, whereas the shear comparison was
A.M. El-Kholy et al. / Ain Shams Engineering Journal 9 (2018) 3425–3436 3435

concerned with base shear received by the whole building. There- 9. Conclusions
fore, the cracked flexural stiffness, analysis method and load com-
binations play significant role in adjusting shear force and bending The seismic provisions and results of analyzing widespread ten
moment portions received by every vertical element and conse- and twenty-story RC SW buildings constructed on prevailing soil in
quently its reinforcement ratio. Nile strip were reviewed and compared for four codes: ECL 2012,
Eurocode 8-2013, IBC 2015 and UBC 1997. Two analysis methods
8.4. Story-drift dr (ESL and MRS) and two fundamental time period approaches
(STA and RTA) were involved in the study. The following conclu-
Story-drift is the difference of average lateral displacements d sions can be drawn based on the results of 32 seismic simulations
at top and bottom of the considered story. Table 1 presents the conducted for the two sample buildings whose structural system
allowable (limit) story-drift for the studied buildings (RC build- and height represent the majority of residential multistory build-
ings with non-structural elements of brittle materials and ing constructed in Egypt in the last two decades.
T  0.7 s as prescribed in items 8.8.3.2, 4.4.3.2, 12.12.1 and
1630.10.2 in ECL, EC8, ASCE7 and UBC, respectively). Table 1 illu- (1) Valid comparative study of codes should be based on the
minates how to calculate the displacement (d) by factorizing de detailed results of seismic analyses not the corresponding
determined by linear analysis based on design response spectrum clauses of different codes. The only motivation behind the
according to items 8.7.4, 4.3.4, 12.8.6-1 and 1630.9.2 in ECL, EC8, several presented comparisons of different code clauses (in
ASCE7 and UBC, respectively. IBC permits to calculate story-drift this paper) is to demonstrate the similarities and dissimilar-
based on modal fundamental time period T M exceeding the upper ities between these codes.
(2) UBC provides overestimated base shear, SW moment and
limit T W
U according to item 12.8.6.2 in ASCE7. Also, it permits to
SW reinforcement steel with average conservativeness
calculate the story-drift based on seismic design forces that do
ratios of 175%, 228% and 325%, respectively, compared with
not consider the minimum design response spectrum acceleration
the other studied codes which show close results.
(0.044 SDSI, Table 1) according to item 12.8.6.1 in ASCE7.
(3) Generally, IBC may be nominated as the most reliable seis-
However, these permissions were not applied in the presented
mic code in the studied building codes.
examples in this paper.
(4) RTA reduces the base shear (or SW moment), relative story-
The order of codes according to the maximum absolute story-
drift, and SW reinforcement steel with 22%, 27% and 50%,
drift was UBC, IBC, EC8 and finally ECL for all studied cases. The fact
respectively, of those resulted from STA.
that ECL provided the least story-drift stands against the false
(5) MRS reduces the SW moment, relative story-drift, and SW
thought between some designers that the prescribed story-drift
reinforcement steel with 28%, 25% and 50%, respectively, of
limit (0.005 h) of ECL is too small to achieve. Table 1 demonstrates
those resulted from ESL.
that the four codes have different allowable drift limits and there-
(6) The results guarantee that structural engineers (in Egypt)
fore comparing the absolute drift values without considering the
have to raise their confidence level in ECL results (base
allowable drift is misleading. Accordingly, absolute story-drift
shear, SW moment and story-drift) and expand its use
charts were not presented in the paper.
instead of conservative UBC or other codes.
Figs. 11 and 12 show that the relative story-drift (absolute/
(7) The results prompt the ECL committee to develop funda-
allowable) ratios are conservative and close for both UBC and
mental time period formula and to revisit the prescribed
EC8 compared with ECL and IBC. It is not a surprise that IBC pro-
CU value for shear-wall RC multistory buildings. Also, prepa-
vides the least relative story-drift ratios as it prescribes reliable
ration of Ss and S1 data (contour map) for Egyptian country is
seismic loads (least spectrum acceleration especially for RTA)
essential in order to interact accurately and easily with IBC
besides the highest allowable story-drift according to Table 1. IBC
(the most popular international building code nowadays).
story-drift may be minimized more by applying the permissions
mentioned in the end of the first paragraph of this section. ECL
Funding
ranked the second order in the ascending order of codes with
respect to relative story-drift. ECL seems to be the most reliable
No funding was received for the conduct of this study.
code in estimating the drift as there is consistency between applied
spectrum acceleration and story-drift limit, and it ranks intermedi-
ate order between IBC (from side) and both EC8 and UBC (from the Conflict of interest
other side).
The authors declare that they have no conflict of interest.

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Institute (ACI); 2014. of innovative materials for construction and repair of RC
[25] Computers and Structures Inc. Extended Three Dimensional Analysis of structures. aas00@fayoum.edu.eg.
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