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CM has been used for both engineered and non-engineered residential construction, and its applications
range from one- or two-story single-family dwellings to six-story apartment buildings, as shown in Figure
1. Engineering design provisions for CM buildings are included in building codes of several countries and
regions (Meli et al. 2011). In some countries, CM construction has been practiced without formal building
codes (e.g., Indonesia). In addition to codes, seismic design guidelines for low-rise CM buildings were
developed by an international group of experts (Meli et al. 2011), and corresponding construction guidelines
were developed by Schacher and Hart (2015) as a part of an Earthquake Engineering Research Institute
(EERI)-sponsored initiative.
Good seismic performance of CM buildings and significant global spread of this technology have been the
main motivating factor for establishing a joint Confined Masonry working group between The Masonry
Society (TMS) and the EERI. EERI has had a long-term engagement in developing resources on CM con-
struction through its Confined Masonry Network, which was established in 2008 (www.confinedma-
sonry.org). EERI has recently released a Policy Statement related to CM construction that can be used by
EERI members to promote and encourage action by policy makers to reduce earthquake risk (EERI 2018).
TMS has a mission to advance masonry knowledge, its development and application and is responsible for
TMS 402/602, which has been adopted by the International Building Code for the design and construction
of masonry. Current activities of the TMS-EERI CM Working Group are related to a survey and analysis
of global seismic design provisions for CM buildings. As a part of the initiative, the authors have identified
the current codes and guidelines governing the structural/seismic design of CM buildings and have prepared
a comparison in terms of the relevant design provisions, in order to identify any needs or gaps in the current
documents. The other objectives of the initiative are to investigate the percentage of the global construction
market built with CM and provide recommendations for future research and code provisions.
a) b)
Figure 1. Global applications of CM construction: a) single-storey housing in Indonesia (C. Meisl) and b) an apart-
ment building in Chile (S. Brzev)
CM construction technology is somewhat similar to both reinforced masonry wall construction and RC
frames with masonry infills; however, differences between these building technologies are significant in
terms of construction sequence, complexity, and seismic performance. Well-built CM buildings are usually
able to survive the effects of major earthquakes without collapse and in most cases without significant
damage (Meli et al. 2011; Astroza et al. 2012; Brzev and Mitra 2018). CM tends to be forgiving of minor
design and construction flaws, as well as material deficiencies provided that the buildings have a regular
floor plan and sufficient wall density. Poor seismic performance has been usually associated with in-
adequate size and detailing of RC confining elements and/or irregular structural configuration.
CONCRETE ROOF
HORIZONTAL CONFINING
SLAB OR DIAPHRAGM
ELEMENTS: RC TIE BEAMS
MASONRY WALLS
VERTICAL CONFINING
ELEMENTS: RC TIE COLUMNS
FOUNDATION
RC PLINTH
Figure 2. Key components of a confined masonry building (Meli et al. 2011)
As any other construction technology, CM has both strengths and weaknesses. Key strengths of CM con-
struction are summarized below:
• CM is based on traditional loadbearing masonry construction practice widely used globally;
• CM does not require relatively sophisticated design and detailing to perform safely nor highly
qualified labor (as is the case with RC frame construction);
• CM technology falls in between that of unreinforced masonry and RC frame construction, how-
ever due to its smaller member sizes and the lesser amount of reinforcement, it is more cost-effec-
tive than RC frame construction; Meli et al. (2011) provides a comparison between CM and RC
frame construction technologies;
• Earthquake performance of CM is significantly better than unreinforced masonry construction.
• CM has a broad range of applications – single story residences up to medium-rise buildings.
• CM construction efficiently uses the stiffness and strength of masonry walls that are already in-
cluded in the buildings and otherwise would be considered non- structural partition walls
• There is less formwork required for the concrete elements in CM construction then RC frame
construction as the concrete elements are poured after the walls have been constructed.
• CM construction requires smaller diameter reinforcement than RC frame construction which is
more conducive to field cutting and fabrication
• CM construction requires smaller foundations than RC frame construction due to distributing
overturning along the walls and not concentrating at the columns.
The authors believe that CM construction has the following weaknesses/disadvantages:
• CM construction is more expensive than unreinforced masonry construction and requires some-
what higher level of labor skills.
• CM is characterized by lower strength and ductility when compared to properly built ductile RC
frame construction and reinforced masonry wall construction.
• CM construction utilizes larger structural wall area than many types of construction which limits
future modifications and the extent of window and door openings.
GLOBAL SEISMIC DESIGN PROVISIONS FOR CM BUILDINGS
The authors have reviewed design provisions related to CM buildings contained in masonry design codes
from 9 countries/regions, including the Latin America (Argentina, Colombia, Mexico, Peru, and Chile),
Europe (European Union countries), Africa (Algeria), Middle East (Iran) and Far East (China). These codes
belong to the countries with a relatively long history of the CM construction practice, 60 years or longer. A
comparison of several building codes was originally prepared by Meli et al. (2011). Pérez Gavilán et al.
(2017) provide more information regarding the Mexican code; Quiun and Santillán (2017) regarding the
Peruvian code; Astroza, Andrade, and Moroni (2017) for the Chilean code; García (1984) regarding the
Colombian code; and Michelini and Maldonado (1991) regarding the Argentinian code.
The authors have performed a qualitative comparison of the code provisions and the results are summarized
in Table 1 (note that slenderness ratio is the only parameter with a quantitative comparison). The provisions
related to the relevant design features of CM construction (e.g. in-plane wall shear resistance, design of
confining elements, etc.) have been ranked. The ranking consists of a number and a letter, e.g. 2P, 3A, etc.
A number (1-3) denotes the extent to which a provision has been covered in a code (1- least comprehensive
to 3-comprehensive) while letter (A or P) denotes if a provision is analytical (A) or prescriptive (P). Some
codes (e.g. Eurocode 8) contain prescriptive design provisions for low-rise regular CM buildings, but re-
quire engineering design for regular CM buildings in high seismic hazard zones and for irregular CM build-
ings.
Code Year Wall In- Out-of- Wall Wall RC Con- Confining Material
h/t Plane Plane Re- Open- Den- fining El- Elements: Strength
limit Shear sistance ings sity ements Spacing
(1) (2) (3) (4) (5) (6) (7) (8) (9) (10)
Argentina: IN- 1982
PRES-CIRSOC (1970)2
103, Parte II (2018) 15 2A 2A 2P 1 2A 2P 3A
Chile: NCh 1993
2123.Of97 (2003) (1931)2 25 2A 1 2P 1 2P 3P 3A
China: GB 50003- 2001 22 to
2011 (2011) (1974)2 26 2A 1 1 1 2P 2P 2P
Colombia: 1984
NSR-10 Titulo E
(2010) 25 1 1 1 3P 2P 2P 2P
Europe: Eurocode 1996
6, Part 1-1 EN
1996-1-1:2005
(CEN 2005) 27 2A 2A 1 1 2A 2P 3A
Europe: Eurocode 1998
8, Part 1 EN 1998-
1:2004 (CEN2004) 15 2A 2A 1 3P 2A 2P 3A
Mexico: NTC-M 1976
2017 (2017) (1942)2 25 3A 1 2P 1 3P 2P 3A
Peru: E.070 (2006) 1982
(1977)2 20 3A 3P 1 3P 3A 2P 3A
Notes: 1 – year when the first masonry code was issued in a country with the CM design provisions; 2 – year when
general CM design provisions were first mentioned in a national seismic code or guideline.
Provisions related to the design of CM walls are summarized in columns (3) to (6). It can be seen from the
table that most codes contain analytical provisions for the in-plane shear strength (as discussed later in the
paper). It can be also seen that most codes contain limited provisions for the out-of-plane wall resistance.
The Peruvian, Argentinian and European codes are currently the only codes containing analytical provisions
for out-of-plane wall resistance. Similarly, most codes do not contain provisions related to walls with open-
ings, except for Argentina, Chile, and Mexico which contain prescriptive provisions. The Colombian, Eu-
ropean, and Peruvian codes contain comprehensive prescriptive provision related to the wall density shown
in column 7 of Table 1 and discussed in the following section.
Provisions related to the RC confining elements are summarized in columns (8) and (9) of Table 1. A
majority of the codes contain prescriptive provisions for design and spacing of confining elements while
others, (e.g. Argentinian, European, and Peruvian) contain analytical provisions for the confining elements.
WALL DENSITY
Wall density (also known as Wall Index) is believed to be one of the key parameters influencing the seismic
performance and extent of damage in low-rise CM buildings; this was confirmed by research studies in
countries like Mexico (Meli, 1994), Chile (Astroza et al. 2012; Moroni, Astroza, and Acevedo, 2004) and
China (Cai et al. 2018) and has been codified in a few countries.
Wall density/index per floor, WIfloor, for a specific building is equal to the ratio of the sum of cross-sectional
areas of all CM walls in the direction considered for seismic load relative to the ground floor plan area, as
depicted in Figure 3, where AW is the cross-sectional area of all CM walls in one direction at the ground
floor level. Note that the cross-sectional area of a CM wall is the product of its length (including the RC
tie-columns and the masonry wall) and thickness. AP is the plan area for the floor diaphragm (floor slab) at
the ground floor level. Note that the number of floors does not influence the WIfloor value, but the required
wall density for a building increase with the building height (number of floors).
Aw
WI floor =
Ap
Ap
Aw Seismic load
Wall density is the basis of the Simplified Method for Seismic Analysis (SMSA), which has been used for
design of regular CM buildings in several countries (Porst, Brzev, and Oschendorf, 2017). The SMSA de-
termines the required wall density for a building. It assumes rigid floor diaphragms and ignores torsional
effects, so it is applicable only to buildings with regular plan shapes. Due to its simplicity and modest
computational demand the SMSA is suitable for seismic design of low-rise regular buildings only. An ad-
vantage of the SMSA over alternative analysis methods is that it is an integrated analysis and design ap-
proach. The SMSA has been integrated in seismic and/or masonry design codes in several countries, in-
cluding Mexico, Peru, and Europe. A discussion on the wall density provisions contained in a few selected
international masonry design codes is presented next.
Mexico
In Mexico, the Simplified Method for determining required wall density values for buildings in which the
wall seismic resistance is governed by shear effects has been used since 1970s (Meli 1994). This method
was included in the 2004 edition of the code (NTC-M 2004) in Section 3.2.3.3. However, the simplified
method has been omitted from the latest (2017) edition of the same code (NTC-M 2017) because experience
has shown that the method has been used for structures which do not meet the requirements for its applica-
bility (Pérez Gavilán et al. 2017). However, the Simplified Method is a very powerful tool that provides a
good sense for the magnitude of forces and resistance involved, base shear, and the overall shear strength
using simple calculations. Recognizing its usefulness, a global lateral strength check was left in the code,
reminiscent of that method, intended as a safeguard in case errors from a more sophisticated analysis may
pass undetected.
Peru
Peruvian masonry E.070 (2006) code states that CM walls considered for seismic resistance must be pro-
vided along the building perimeter. Walls carrying more than 10% of the total seismic force and walls with
the length of 1.2 m or more should be considered to contribute to the seismic shear capacity. RC shear walls
can be considered in combination with the CM walls using the transformed section criteria, multiplying the
cross-sectional area by the ratio of elastic modulus of concrete and masonry. Quiun and Santillán (2017)
provide more details regarding the Peruvian code approach for estimating wall density.
Europe
Section 9.7 of Eurocode 8, Part 1 (CEN 2004) prescribes a simplified design approach for new masonry
buildings, including unreinforced, reinforced, and CM. These buildings are referred to as “simple masonry
buildings”, which are mostly regular in plan; have ratio of plan dimensions (length/width) less than or equal
to 4.0; are loadbearing wall structures (at least 75% vertical load is sustained by the walls); and the wall
spacing does not exceed 7.0 meters. The method can be applied to low-rise CM buildings - up to 2 stories
high in high seismic hazard regions and up to 5 stories high in low seismic hazard regions. As an example,
the minimum area of the walls relative to the floor area, WIfloor, ranges from 2 to 6 % for 2- to 5-story
buildings in regions with the lowest seismic hazard. CM buildings that do not meet the requirements for
“simple masonry buildings” need to be designed according to the engineered procedure outlined in Euro-
code 6 (CEN 2005).
Provisions for in-plane shear strength of CM walls from selected international codes, i.e. Argentina, Mex-
ico, Colombia, Peru, and Europe, are summarized in Table 2. In general, the in-plane shear strength is
determined based on the following two components: i) the strength contributed by the masonry and ii) ad-
ditional strength due to the axial compression in the wall. Except for the Peruvian code, the contribution
of the axial compression to the shear strength is limited to a maximum value. It can be seen from the data
presented in Table 2 that the approach regarding the contribution of the tie-columns to the shear strength
of the walls varies between the codes. In the Mexican and Peruvian codes (equations MEX and PER), tie-
column area is considered in the cross-sectional wall area for the shear strength calculation; this effec-
tively means that tie-columns are treated as masonry components (with the same mechanical properties as
masonry). In the Mexican code (equation MEX), the total area of a tie-column is included while the Peru-
vian code (equation PER) considers only the length of the tie-column parallel to the wall and the effective
wall thickness. In the Argentinian and European codes (equations ARG and EUR), shear strength of the
tie-columns is calculated separately and added to the shear strength of the masonry panel. In the European
code the shear strength of the tie-column is calculated based on the concrete contribution (steel contribu-
tion is ignored) only.
Table 2. In-plane Shear Strength Provisions for CM Walls from Selected Masonry Design Codes
The wall aspect ratio is only considered by the Mexican code (equation MEX). An amplification factor, f,
is applied to squat walls to acknowledge increased shear strength. The Peruvian code (equation PER) is
the only code that applies a shear reduction factor for slender walls, which may be regarded as a strength
reduction by the shear-moment interaction.
The Mexican code (equation MEX) is the only code which considers the contribution of horizontal rein-
forcement to the wall shear strength. The maximum reinforcement contribution is limited, depending on
the masonry compressive strength and the ratio of net-to-gross area of masonry units. Peruvian code does
not consider the contribution of joint reinforcement to the shear strength; however, it prescribes joint rein-
forcement in masonry walls.
GAP ANALYSIS REVIEW OF CURRENT INTERNATIONAL CODE PROVISIONS
As a follow-up to the review of international code provisions, the authors have identified a few topics which
are not addressed by the current codes, as discussed next.
R-Factor
There is a lack of consistency in the Response Modification Factor (R-Factor) for CM. Some codes do not
have any R-Factor for CM, which makes it difficult to determine the base shear for a CM building in these
countries. Other codes have different system ductility assumptions and various R-Factors for CM design.
The primary focus of the work presented herein was the current building code provisions that govern the
design of CM buildings. A comparative analysis was performed on the design provisions of eight codes
(Argentina, Chile, China, Colombia, Eurocode (6, 8) Mexico, and Peru). General design categories were
compared amongst the codes. The result is a series of non-uniform approaches that vary in comprehensive-
ness and utilize a combination of prescriptive and analytical criteria. There are consistently thorough pa-
rameters that guide material strength, design/spacing of RC confining elements and in-plane shear re-
sistance. In some cases, parameters can be thorough but non-uniform. For example, the country’s codes
utilize several factors in various combinations to determine in-plane shear resistance of the CM system
including masonry strength, axial pre-compression of the wall, tie-column area, wall aspect ratio, and hor-
izontal reinforcement. The codes are generally silent or relying on strictly prescriptive criteria for wall
density, out of plane wall resistance, and walls with openings – these are significant gaps.
Two priority areas of improvement emerge. First, the basic threshold for regular low-rise CM construction
needs to also include requirements for wall density, restrictions on openings, and out of plane bracing.
These are critical criteria but not uniformly applied. In these cases, prescriptive requirements are sufficient
to provide a global safeguard where engineering and construction practices vary. This is in line with the
minimum construction requirements approach taken by the International Residential Code published by the
ICC. The second priority area is developing a uniform, analytical approach to evaluating the CM wall as
a lateral force resisting system. In plane shear strength and R- factors are critical design elements but codes
take distinct approaches. There is urgency to determine appropriate R-factor as the construction of CM
buildings rapidly continues particularly in high seismic regions and it is being utilized in taller and more
complex structures.
ACKNOWLEDGMENTS
The authors thank Dr. Francisco Crissafulli, Argentina and Dr. Luis Yamin, Colombia for valuable input.
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