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Company, et al. (Cases No. 08-13141 (KJC)) (collectively, “Debtors”),1 on behalf of the
1. The Committee brings this action to hold accountable the persons and entities
responsible for crippling the Tribune Company (“Tribune” or “the Company”), once one of the
“LBO Transaction”) tainted from start to finish, that venerable company lost billions of dollars
1
The Debtors in these chapter 11 cases, along with the last four digits of each Debtor’s federal tax identification number, are: Tribune Company
(0355); 435 Production Company (8865); 5800 Sunset Productions Inc. (5510); Baltimore Newspaper Networks, Inc. (8258); California
Community News Corporation (5306); Candle Holdings Corporation (5626); Channel 20, Inc. (7399); Channel 39, Inc. (5256); Channel 40, Inc.
(3844); Chicago Avenue Construction Company (8634); Chicago River Production Company (5434); Chicago Tribune Company (3437);
Chicago Tribune Newspapers, Inc. (0439); Chicago Tribune Press Service, Inc. (3167); ChicagoLand Microwave Licensee, Inc. (1579);
Chicagoland Publishing Company (3237); Chicagoland Television News, Inc. (1352); Courant Specialty Products, Inc. (9221); Direct Mail
Associates, Inc. (6121); Distribution Systems of America, Inc. (3811); Eagle New Media Investments, LLC (6661); Eagle Publishing
Investments, LLC (6327); forsalebyowner.com corp. (0219); ForSaleByOwner.com Referral Services, LLC (9205); Fortify Holdings
Corporation (5628); Forum Publishing Group, Inc. (2940); Gold Coast Publications, Inc. (5505); GreenCo, Inc. (7416); Heart & Crown
Advertising, Inc. (9808); Homeowners Realty, Inc. (1507); Homestead Publishing Co. (4903); Hoy, LLC (8033); Hoy Publications, LLC (2352);
InsertCo, Inc. (2663); Internet Foreclosure Service, Inc. (6550); JuliusAir Company, LLC (9479); JuliusAir Company II, LLC; KIAH Inc.
(4014); KPLR, Inc. (7943); KSWB Inc. (7035); KTLA Inc. (3404); KWGN Inc. (5347); Los Angeles Times Communications LLC (1324); Los
Angeles Times International, Ltd. (6079); Los Angeles Times Newspapers, Inc. (0416); Magic T Music Publishing Company (6522); NBBF,
LLC (0893); Neocomm, Inc. (7208); New Mass. Media, Inc. (9553); Newscom Services, Inc. (4817); Newspaper Readers Agency, Inc. (7335);
North Michigan Production Company (5466); North Orange Avenue Properties, Inc. (4056); Oak Brook Productions, Inc. (2598); Orlando
Sentinel Communications Company (3775); Patuxent Publishing Company (4223); Publishers Forest Products Co. of Washington (4750);
Sentinel Communications News Ventures, Inc. (2027); Shepard's Inc. (7931); Signs of Distinction, Inc. (3603); Southern Connecticut
Newspapers, Inc. (1455); Star Community Publishing Group, LLC (5612); Stemweb, Inc. (4276); Sun-Sentinel Company (2684); The Baltimore
Sun Company (6880); The Daily Press, Inc. (9368); The Hartford Courant Company (3490); The Morning Call, Inc. (7560); The Other
Company LLC (5337); Times Mirror Land and Timber Company (7088); Times Mirror Payroll Processing Company, Inc. (4227); Times Mirror
Services Company, Inc. (1326); TMLH 2, Inc. (0720); TMLS I, Inc. (0719); TMS Entertainment Guides, Inc. (6325); Tower Distribution
Company (9066); Towering T Music Publishing Company (2470); Tribune Broadcast Holdings, Inc. (4438); Tribune Broadcasting Company
(2569); Tribune Broadcasting Holdco, LLC (2534); Tribune Broadcasting News Network, Inc., n/k/a Tribune Washington Bureau Inc. (1088);
Tribune California Properties, Inc. (1629); Tribune CNLBC, LLC, f/k/a Chicago National League Ball Club, LLC (0347); Tribune Direct
Marketing, Inc. (1479); Tribune Entertainment Company (6232); Tribune Entertainment Production Company (5393); Tribune Finance, LLC
(2537); Tribune Finance Service Center, Inc. (7844); Tribune License, Inc. (1035); Tribune Los Angeles, Inc. (4522); Tribune Manhattan
Newspaper Holdings, Inc. (7279); Tribune Media Net, Inc. (7847); Tribune Media Services, Inc. (1080); Tribune Network Holdings Company
(9936); Tribune New York Newspaper Holdings, LLC (7278); Tribune NM, Inc. (9939); Tribune Publishing Company (9720); Tribune
Television Company (1634); Tribune Television Holdings, Inc. (1630); Tribune Television New Orleans, Inc. (4055); Tribune Television
Northwest, Inc. (2975); ValuMail, Inc. (9512); Virginia Community Shoppers, LLC (4025); Virginia Gazette Companies, LLC (9587); WATL,
LLC (7384); WCCT, Inc., f/k/a WTXX Inc. (1268); WCWN LLC (5982); WDCW Broadcasting, Inc. (8300); WGN Continental Broadcasting
Company (9530); WLVI Inc. (8074); and WPIX, Inc. (0191). The Debtors’ corporate headquarters and the mailing address for each Debtor is
435 North Michigan Avenue, Chicago, Illinois 60611.
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in value between the closing of the LBO Transaction and the Company’s bankruptcy filing less
than a year later. This LBO Transaction is among the worst in American corporate history. One
of the engineers of the deal referred to it in the following apt terms: “This is like carrying a fat
person up Everest, hopefully it doesn’t kill us.” Predictably, the LBO Transaction killed the
2. The LBO was designed to cash out the large shareholders of Tribune, and to
line the pockets of defendant Samuel Zell (“Zell”) and Tribune’s directors and officers. Faced
with a severe decline in Tribune’s stock price, starting in 2005, and continuing through the
relevant time period, certain large shareholders of Tribune that collectively owned 33% of its
shares began exerting extreme pressure on the Company to take prompt action to maximize the
2006, Tribune began a strategic review process to solicit and consider proposals that would alter
the Company’s future. In February 2007, billionaire Zell masterminded a plan in which he used
very little of his own assets to acquire control of Tribune while shifting the risk that the
transaction would fail onto the Company’s shareholders. Zell’s plan used an employee stock
ownership plan (“ESOP”) as the takeover vehicle, and leveraged Tribune to the hilt to buy out
all of its publicly owned shares. To accomplish his plan, Zell induced those charged with
running and protecting Tribune to turn a blind eye to the unsustainable level of debt that would
inevitably cause Tribune’s demise. Among other things, Zell succeeded by enticing Tribune’s
directors and officers with tens of millions of dollars in stock sale proceeds and special
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4. Caving to the pressure from large shareholders and the lure of substantial
dereliction of its duties to safeguard the Company’s future, Tribune’s board approved Zell’s bid
to acquire Tribune through the highly leveraged LBO Transaction, and as a result, Tribune
executed the first step of the transaction, paying its shareholders approximately $4.3 billion for
50% of Tribune’s outstanding shares using proceeds of a loan that the Company was obligated
to repay. At the end of 2007, acting with knowledge, recklessness, or gross negligence, the
directors and officers facilitated the closing of the second step of the LBO, in complete
proceeds of loans that the Company was obligated to repay, Tribune paid approximately $4
billion to shareholders holding the remaining 50% of Tribune’s outstanding shares. As a result
of the LBO Transaction, Tribune’s debt increased to a staggering $13 billion. Tribune’s large
shareholders achieved their goal of exiting from Tribune, while Zell took control of the
Company with little risk to him and stood to reap huge gains if the gamble paid off. The
directors and officers received extraordinary payments. And the Company and its creditors bore
the lion’s share of the risk that the gamble would not pay off for Zell.
through an ESOP, Zell acquired control over a company once worth many billions of dollars
while putting up only $315 million of his own money (a mere 2.6% of the total consideration)
and without incurring any substantial personal risk. In addition, Tribune’s large shareholders
collected billions of dollars and then – finally satisfied with the enormous value they had
extracted from their stock – walked away from the ruined Company.
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Transaction. The level of debt required to consummate the transaction rendered Tribune
insolvent – a result that the director and officer defendants and the large shareholders that held
sway over the Company’s future did foresee or should have foreseen. Indeed, the devastating
results of the LBO Transaction were widely forecast by financial analysts. Nevertheless, the
director and officer defendants recklessly agreed to and approved a clearly imprudent
transaction, in part because many had financial motivation to do so, and the large shareholders
were quite content to reap the significant benefits of a “cash-out” transaction they had actively
pursued.
7. Predictably, Tribune filed for bankruptcy protection less than a year after the
LBO Transaction closed. Thus, through the orchestration, negotiation and consummation of a
foolish and destructive transaction, defendants brought financial ruin to Tribune within a year.
8. This Court has jurisdiction over this adversary proceeding under 28 U.S.C.
§§ 157 and 1334 and the Standing Order of the United States District Court for the District of
Delaware referring to the Bankruptcy Judges of this District all cases and proceedings arising
U.S.C. § 157(b)(2)(A). In the event that this or any other appropriate Court finds any part of
this adversary proceeding to be “non-core,” Plaintiff consents to the entry of final orders and
judgments by this Court, pursuant to Rule 7008 of the Federal Rules of Bankruptcy Procedure.
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10. Venue in this District is proper under 28 U.S.C. §§ 1408 and 1409 because
this adversary proceeding arises under and in connection with cases pending under title 11 of the
THE PARTIES
December 18, 2008 in the Debtors’ Chapter 11 cases by the Office of the United States Trustee
for the District of Delaware. The Debtors have consented to the Committee commencing and
prosecuting this action and all claims asserted herein on behalf of the Debtors’ estates, and the
Committee has been granted standing and authority by this Court to commence and prosecute
this action and all claims asserted herein on behalf of the Debtors’ estates.
12. Defendant Dennis J. FitzSimons (“FitzSimons”) was the President and Chief
Executive Officer (“CEO”) of Tribune and the Chairman of Tribune’s Board of Directors
(“Board”) at the time of the LBO Transaction. As a director, FitzSimons approved the LBO
Transaction. Upon information and belief, FitzSimons sold 481,296 shares of Tribune stock in
connection with the LBO Transaction from which he received approximately $16,364,064 in
cash proceeds. Upon information and belief, FitzSimons’ total earnings from the LBO
Transaction, including severance payments and other special incentives, were approximately
$47 million. Also at the time of the LBO Transaction, FitzSimons was the Chairman of the
shareholders prior to the LBO Transaction. Through that position, which he still holds,
FitzSimons effectively controlled the McCormick Foundation. At the time of the transaction,
FitzSimons was also a member of the board of directors of the Cantigny Foundation, an affiliate
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of the McCormick Foundation, and still holds that position. FitzSimons was also a director of
one or more of the Subsidiary Guarantors (defined below) at that time. Upon information and
belief, FitzSimons lives in Illinois. Upon information and belief, FitzSimons has filed at least
the time of the LBO Transaction. As a director, Hernandez approved the LBO Transaction.
Hernandez also served as a member of the special committee (the “Special Committee”) of the
Tribune Board that was formed in September 2006 to oversee management’s exploration of
alternatives and which ultimately recommended that the full Board approve the LBO
Transaction. Upon information and belief, Hernandez sold 13,608 shares of Tribune stock in
connection with the LBO Transaction from which he received approximately $462,672 in cash
14. Defendant Betsy D. Holden (“Holden”) was a director of Tribune at the time
of the LBO Transaction and remains a director. As a director, Holden approved the LBO
Transaction. Holden also served as a member of the Special Committee that recommended that
the full Board approve the LBO Transaction. Upon information and belief, Holden sold 10,939
shares of Tribune stock in connection with the LBO Transaction from which she received
approximately $371,926 in cash proceeds. Upon information and belief, Holden lives in
Illinois. Upon information and belief, the Debtors have listed Holden as a holder of an
unsecured claim on the Debtor’s schedules of assets and liabilities (“the Debtors’ Schedules”).
time of the LBO Transaction. As a director, Morrison approved the LBO Transaction.
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Morrison also served as a member of the Special Committee. Upon information and belief,
Morrison sold 15,427 shares of Tribune stock in connection with the LBO Transaction from
which he received approximately $524,518 in cash proceeds. Upon information and belief,
time of the LBO Transaction and is a current director. As a director, Osborn approved the LBO
Transaction. Osborn also served as Chair of the Special Committee. Upon information and
belief, Osborn sold 14,237 shares of Tribune stock in connection with the LBO Transaction
from which he received approximately $484,058 in cash proceeds. Upon information and
17. Defendant Christopher Reyes (“Reyes”) was a director of Tribune at the time
of the LBO Transaction. As a director, Reyes approved the LBO Transaction. Reyes also
served as a member of the Special Committee. Upon information and belief, Reyes sold 17,248
shares of Tribune stock in connection with the LBO Transaction from which he received
approximately $586,432 in cash proceeds. Upon information and belief, Reyes lives in Illinois.
18. Defendant Dudley S. Taft (“Taft”) was a director of Tribune at the time of the
LBO Transaction. Taft also served as a member of the Special Committee. Upon information
and belief, Taft sold 100,938 shares of Tribune stock in connection with the LBO Transaction
from which he received approximately $3,431,892 in cash proceeds. Upon information and
19. Defendant Miles D. White (“White”) was a director of Tribune at the time of
the LBO Transaction. As a director, White approved the LBO Transaction. White also served
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as a member of the Special Committee. Upon information and belief, White sold 8,698 shares
of Tribune stock in connection with the LBO Transaction from which he received
approximately $295,732 in cash proceeds. Upon information and belief, White lives in Illinois.
time of the LBO Transaction and until his resignation on or about June 4, 2007, the date on
which the first step of the LBO Transaction closed. Chandler served on the Board as a
representative of the Chandler Trusts (defined below), of which he is a trustee and beneficiary.
The Chandler Trusts were at that time among Tribune’s largest shareholders. Upon information
and belief, Chandler sold 11,187 shares of Tribune stock in connection with the LBO
21. Defendant Roger Goodan (“Goodan”) was a director of Tribune at the time of
the LBO Transaction and until his resignation on or about June 4, 2007. Goodan served on the
Board as a representative of the Chandler Trusts, of which he is a trustee and beneficiary. Upon
information and belief, Goodan sold 13,125 shares of Tribune stock in connection with the LBO
22. Defendant William Stinehart Jr. (“Stinehart”) was a director of Tribune at the
time of the LBO Transaction and until his resignation on or about June 4, 2007. Stinehart
served on the Board as a representative of the Chandler Trusts, of which he is a trustee. Upon
information and belief, Stinehart sold 12,650 shares of Tribune stock in connection with the
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LBO Transaction from which he received approximately $430,100 in cash proceeds. Upon
23. The defendants named above in ¶¶ 20-22 are sometimes collectively referred
to herein as the “Chandler Trust Representatives.” The defendants named above in ¶¶ 12-22 are
time of the LBO Transaction, and currently is Tribune’s Chief Financial Officer. Bigelow was
also the Vice President and Treasurer of one or more of the Subsidiary Guarantors at that time.
Upon information and belief, Bigelow received monetary special incentives in connection with
consummation of the LBO Transaction. Upon information and belief, Bigelow lives in Illinois.
Upon information and belief, the Debtors have listed Bigelow as the holder of one or more
President of Finance and Administration at the time of the LBO Transaction. Upon information
and belief, Grenesko sold 242,357 shares of Tribune stock in connection with the LBO
information and belief, Grenesko also received additional monetary special incentives in
connection with consummation of the LBO Transaction. Upon information and belief,
Grenesko lives in Illinois. Upon information and belief, Grenesko has filed at least one proof of
Counsel and Assistant Secretary at the time of the LBO Transaction. Hianik was also the
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Assistant Secretary of one or more of the Subsidiary Guarantors at that time. Upon information
and belief, Hianik received monetary special incentives in connection with consummation of the
Development at the time of the LBO Transaction, and currently is Tribune’s Senior Vice
President, Corporate Development. Upon information and belief, Kazan received monetary
special incentives in connection with consummation of the LBO Transaction. Upon information
and belief, Kazan lives in Illinois. Upon information and belief, the Debtors have listed Kazan
President, General Counsel and Secretary at the time of the LBO Transaction. Kenney was also
a director of one or more of the Subsidiary Guarantors at that time. Upon information and
belief, Kenney sold 51,668 shares of Tribune stock in connection with the LBO Transaction
from which he received approximately $1,756,712 in cash proceeds. Upon information and
belief, Kenney also received additional monetary special incentives in connection with
consummation of the LBO Transaction. Upon information and belief, Kenney lives in Illinois.
Upon information and belief, Kenney has filed at least one proof of claim in the Debtors’
Chapter 11 cases. In addition, upon information and belief, the Debtors have listed Kenney as
29. Defendant Thomas D. Leach (“Leach”) was Tribune’s Senior Vice President
of Development at the time of the LBO Transaction. Upon information and belief, Leach sold
50,740 shares of Tribune stock in connection with the LBO Transaction from which he received
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approximately $1,725,160 in cash proceeds. Upon information and belief, Leach also received
30. Defendant Luis E. Lewin (“Lewin”) was Tribune’s Senior Vice President of
Human Resources at the time of the LBO Transaction. Upon information and belief, Lewin sold
22,814 shares of Tribune stock in connection with the LBO Transaction from which he received
approximately $775,676 in cash proceeds. Upon information and belief, Lewin also received
31. Defendant R. Mark Mallory (“Mallory”) was Tribune’s Vice President and
Controller at the time of the LBO Transaction. Upon information and belief, Mallory sold
108,570 shares of Tribune stock in connection with the LBO Transaction from which he
received approximately $3,691,380 in cash proceeds. Upon information and belief, Mallory
also received additional monetary special incentives in connection with consummation of the
LBO Transaction. Upon information and belief, Mallory lives in Illinois. Upon information
and belief, Mallory has filed at least one proof of claim in the Debtors’ Chapter 11 cases.
32. Defendant Ruthellyn Musil (“Musil”) was Tribune’s Senior Vice President of
Corporate Relations at the time of the LBO Transaction. Upon information and belief, Musil
sold 65,391 shares of Tribune stock in connection with the LBO Transaction from which she
received approximately $2,185,875 in cash proceeds. Upon information and belief, Musil also
received additional monetary special incentives in connection with consummation of the LBO
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33. The defendants named above in ¶¶ 24-32 (along with FitzSimons) are
Director Defendants and the Officer Defendants will be referred to herein as the “D&O
Defendants.” All claims of the D&O Defendants reflected on the Debtors’ Schedules or any
proofs of claim filed by, or on behalf of, any of the D&O Defendants are collectively referred to
34. Upon information and belief, defendant Harry Amsden (“Amsden”) was the
Vice President of Finance of Tribune Publishing Company, a subsidiary of Tribune, at the time
of the LBO Transaction, and is currently Tribune’s Senior Vice President of Financial
Operations. Upon information and belief, Amsden received monetary special incentives in
connection with consummation of the LBO Transaction. Upon information and belief, Amsden
lives in Illinois. Upon information and belief, Amsden has filed a proof of claim reflecting at
least two proofs of claim in the Debtors’ Chapter 11 cases. In addition, upon information and
belief, the Debtors have listed Amsden as the holder of one or more unsecured claims on the
Debtors’ Schedules.
35. Defendant Stephen D. Carver (“Carver”) was a director of one or more of the
Subsidiary Guarantors at the time of the LBO Transaction. Upon information and belief, Carver
received monetary special incentives in connection with consummation of the LBO Transaction.
Upon information and belief, Carver lives in Connecticut. Upon information and belief, the
Debtors have listed Carver as the holder of one or more unsecured claims on the Debtors’
Schedules.
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36. Defendant Thomas S. Finke (“Finke”) was a director of one or more of the
Subsidiary Guarantors at the time of the LBO Transaction. Upon information and belief, Finke
received monetary special incentives in connection with consummation of the LBO Transaction.
the Subsidiary Guarantors at the time of the LBO Transaction. Upon information and belief,
Gremillion received monetary special incentives in connection with consummation of the LBO
Transaction. Upon information and belief, Gremillion lives in Illinois. Upon information and
belief, the Debtors have listed Gremillion as the holder of one or more unsecured claims on the
Debtors’ Schedules.
38. Defendant David Dean Hiller (“Hiller”) was the publisher of the Los Angeles
Times and a member of the boards of directors of the McCormick Foundation and the Cantigny
Foundation at the time of the LBO Transaction. Hiller is currently the President and CEO of the
McCormick Foundation. Hiller was also a director of one or more of the Subsidiary Guarantors
at the time of the LBO Transaction. Upon information and belief, Hiller received monetary
special incentives in connection with consummation of the LBO Transaction. Upon information
and belief, Hiller lives in Illinois. Upon information and belief, the Debtors have listed Hiller as
39. Defendant Timothy P. Knight (“Knight”) was a director of one or more of the
Subsidiary Guarantors at the time of the LBO Transaction. Upon information and belief, Knight
received monetary special incentives in connection with consummation of the LBO Transaction.
Upon information and belief, Knight lives in New York. Upon information and belief, the
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Debtors have listed Knight as the holder of one or more unsecured claims on the Debtors’
Schedules.
40. Defendant Timothy Landon (“Landon”) was a director of one or more of the
Subsidiary Guarantors at the time of the LBO Transaction. Upon information and belief,
Landon sold 45,981 shares of Tribune stock in connection with the LBO Transaction from
which he received approximately $1,563,354 in cash proceeds. Upon information and belief,
Landon also received additional monetary special incentives in connection with consummation
of the LBO Transaction. Upon information and belief, Landon lives in Illinois.
the Subsidiary Guarantors at the time of the LBO Transaction. Upon information and belief,
Malone received monetary special incentives in connection with consummation of the LBO
the Subsidiary Guarantors at the time of the LBO Transaction. Upon information and belief,
Monsma lives in Connecticut. Upon information and belief, Monsma has filed at least
43. Defendant Irving L. Quimby (“Quimby”) was a director of one or more of the
Subsidiary Guarantors at the time of the LBO Transaction. Upon information and belief,
Quimby received monetary special incentives in connection with consummation of the LBO
Broadcasting Company, a subsidiary of Tribune, at the time of the LBO Transaction. Reardon
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was also a director of one or more of the Subsidiary Guarantors at the time of the LBO
Transaction. Upon information and belief, Reardon sold 63,837 shares of Tribune stock in
connection with the LBO Transaction from which he received approximately $2,170,458 in cash
proceeds. Upon information and belief, Reardon also received additional monetary special
incentives in connection with consummation of the LBO Transaction. Upon information and
45. Defendant Scott C. Smith (“Smith”) was the President of Tribune Publishing
Company, a subsidiary of Tribune, at the time of the LBO Transaction. Smith was also a
director of one or more of the Subsidiary Guarantors at the time of the LBO Transaction. Upon
information and belief, Smith sold 225,271 shares of Tribune stock in connection with the LBO
information and belief, Smith also received additional monetary special incentives in connection
with consummation of the LBO Transaction. At the time of the LBO Transaction, Smith was
also a member of the boards of directors of the McCormick Foundation and the Cantigny
Foundation, and still holds those positions. Upon information and belief, Smith lives in Illinois.
Upon information and belief, the Debtors have listed Smith as the holder of one or more
46. Defendant John J. Vitanovec (“Vitanovec”) was the Executive Vice President
of Tribune Broadcasting Company, a subsidiary of Tribune at the time of the LBO Transaction.
Vitanovec was also a director of one or more of the Subsidiary Guarantors at the time of the
LBO Transaction. Upon information and belief, Vitanovec received monetary special
incentives in connection with consummation of the LBO Transaction. Upon information and
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belief, Vitanovec lives in Illinois. Upon information and belief, the Debtors have listed
Vitanovec as the holder of one or more unsecured claims on the Debtors’ Schedules.
47. Defendant Kathleen M. Waltz (“Waltz”) was a director of one or more of the
Subsidiary Guarantors at the time of the LBO Transaction. Upon information and belief, Waltz
received monetary special incentives in connection with consummation of the LBO Transaction.
the Subsidiary Guarantors at the time of the LBO Transaction. Upon information and belief,
Williams received monetary special incentives in connection with consummation of the LBO
Transaction. Upon information and belief, Williams lives in Illinois. Upon information and
belief, the Debtors have listed Williams as the holder of one or more unsecured claims on the
Debtors’ Schedules.
more of the Subsidiary Guarantors at the time of the LBO Transaction. Upon information and
50. The defendants named above in ¶¶ 34-49 (along with FitzSimons, Bigelow,
Hianik, and Kenney) are collectively referred to herein as the “Subsidiary Defendants.” All
claims of the Subsidiary Defendants reflected on the Debtors’ Schedules or any proofs of claim
filed by, or on behalf of, any of the Subsidiary Defendants are collectively referred to herein as
51. Defendants Chandler Trust No. 1 and Chandler Trust No. 2 (collectively, the
“Chandler Trusts”) are California trusts established for the benefit of the Chandler family. The
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Chandler Trusts were at the time of the LBO Transaction among Tribune’s largest shareholders.
At the time of the LBO Transaction, the Chandler Trust Representatives represented the
Chandler Trusts’ interests on the Tribune Board. Upon information and belief, the Chandler
Trusts sold over 48 million shares of Tribune stock in connection with the LBO Transaction,
including 27,774,388 shares at Step One, for which it received $944,329,192; and then the rest
of its Tribune holdings in a block trade three days after Step One.
is a tax-exempt charitable foundation located in Illinois. At the time of the LBO Transaction,
the McCormick Foundation was among Tribune’s largest shareholders. The investment and
voting power of the McCormick Foundation is vested in a board of five directors, all of whom
are current or former Tribune executives, and included defendants FitzSimons, Hiller and Smith
at the time of the LBO Transaction. Upon information and belief, the McCormick Foundation
sold 28,023,788 shares of Tribune stock in connection with the LBO Transaction, from which it
in Illinois. At the time of the LBO Transaction, the Cantigny Foundation held shares of
Tribune. The investment and voting power of the Cantigny Foundation is vested in a board of
five directors, all of whom are current or former Tribune executives, and included defendants
FitzSimons, Hiller and Smith at the time of the LBO Transaction. The Cantigny Foundation is
institutionally associated with the McCormick Foundation (together, the “Foundations”), and
collectively the Foundations were at least the second largest shareholder of Tribune at the time
of the LBO Transaction. Upon information and belief, the Cantigny Foundation sold 3,259,000
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shares of Tribune stock in connection with the LBO Transaction, from which it received
54. The defendants named above in ¶¶ 51-53 are collectively referred to as the
“Large Shareholders.” The Large Shareholders held at least 33% of Tribune’s stock
55. Defendant Samuel Zell is a billionaire investor who is the controlling party of
the entity that entered into an Agreement and Plan of Merger with Tribune on April 1, 2007.
Zell was elected to Tribune’s Board on May 9, 2007, before consummation of the LBO
Transaction, and became the Chairman of the Board as well as Tribune’s President and Chief
Executive Officer in December 2007 upon completion of the deal. Upon information and belief,
Zell sold 2,278 shares of Tribune stock in connection with the LBO Transaction from which he
received approximately $77,452 in cash proceeds. Upon information and belief, Zell lives in
Illinois.
company located in Illinois. Defendant Zell holds a controlling interest in EGI and is its
President and Chairman. On or within the ninety (90) days prior to the Petition Date (the “90-
Day Preference Period”), Tribune made payments of not less than $586,759.15 to EGI to
reimburse EGI for expenses (the “EGI Reimbursements”). Upon information and belief, EGI
has filed at least one proof of claim in the Debtors’ Chapter 11 cases.
company that was formed solely for the purpose of entering into and consummating the LBO
Transaction. Defendant Zell is the founder and President of EGI-TRB. Upon information and
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belief, EGI-TRB is wholly owned by Sam Investment Trust, an Illinois trust established for the
benefit of defendant Zell and his family. EGI-TRB has no board of directors or similar board of
managers. Upon information and belief, at all relevant times, there existed a unity of interest
between Zell and EGI-TRB such that any individuality or separateness between Zell and EGI-
TRB ceased, and EGI-TRB was Zell’s alter ego. Upon information and belief, Zell controls
EGI-TRB. Upon information and belief, EGI-TRB sold 1,470,588 shares of Tribune stock in
connection with the LBO Transaction, a value of approximately $50,000,000 (the “EGI-TRB
Stock Sale”). Upon information and belief, that amount was not cleared and transferred to EGI-
TRB, but rather included as one of a number of transactions that were netted against one another
in December 2007, as described below. In or about December 2007 and in connection with the
note, dated April 23, 2007, that EGI-TRB had acquired from Tribune in the principal amount of
$200 million (the “Exchangeable Note”). Tribune paid or provided a credit of approximately
Note Transfer”). Upon information and belief, the amount paid or credited by Tribune to EGI-
TRB was an amount based upon the price that would have been paid to EGI-TRB had the
Exchangeable Note been converted to stock and the stock tendered to Tribune, but such
conversion did not actually occur. Tribune also made payments to EGI-TRB for its legal fees
and other expenses in connection with the LBO Transaction (the “EGI-TRB Fee Payments,”
together with the EGI-TRB Stock Sale and the Exchangeable Note Transfer, the “EGI-TRB
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58. On December 20, 2007, EGI-TRB purchased from Tribune a $225 million
subordinated promissory note due December 20, 2018 (the “Subordinated Note”). The series of
transactions, including, inter alia, the Exchangeable Note Transfer, the Subordinated Note
purchase, and the EGI-TRB Stock Sale, were netted against one another, resulting in a payment
by EGI-TRB to the Company of approximately $56 million on December 20, 2007. Upon
information and belief, no cash was paid by Tribune to EGI-TRB in connection with those
transactions, and no funds were cleared through a financial institution, financial participant, or
securities clearing agency. Pursuant to the subordination agreement dated as of December 20,
2007, entered into by EGI-TRB (the “Subordination Agreement”), the claims arising from the
Subordinated Note, including principal and interest and all other obligations and liabilities of
Tribune to EGI-TRB, are subordinate and junior to all obligations, indebtedness and other
certain assignees. Upon information and belief, EGI-TRB has filed at least one proof of claim
in the Debtors’ Chapter 11 cases (the “EGI-TRB Proofs of Claim”). In addition, upon
information and belief, the Debtors have listed EGI-TRB as the holder of one or more unsecured
claims on the Debtors’ Schedules. All claims of EGI-TRB reflected on the Debtors’ Schedules
or the EGI-TRB Proofs of Claim are collectively referred to herein as the “EGI-TRB Creditor
Claims.”
59. Defendant Sam Investment Trust is an Illinois trust established for the benefit
of Zell and his family. Sam Investment Trust wholly owns defendant EGI-TRB.
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60. The defendants named above in ¶¶ 55-59 are collectively referred to as the
“Zell Defendants.” All claims of the Zell Defendants (other than the EGI-TRB Creditor Claims)
reflected on the Debtors’ Schedules or any proofs of claim filed by, or on behalf of, any of the
Zell Defendants (other than EGI-TRB) are collectively referred to herein as the “Zell Creditor
Claims.”
61. Upon information and belief, defendants Tower CH, L.L.C., Tower DC,
L.L.C., Tower DL, L.L.C., Tower EH, L.L.C., Tower Greenspun DGSPT, LLC, Tower
Greenspun JGGSTP, LLC, Tower Greenspun SGFFT, LLC, Tower Greenspun, L.LC., Tower
HZ, L.L.C., Tower JB, L.L.C., Tower JK, L.L.C., Tower JP, L.L.C., Tower JS, L.L.C., Tower
KS, L.L.C., Tower LL, L.L.C., Tower LM, L.L.C., Tower LZ, L.L.C., Tower MH, L.L.C.,
Tower MS, L.L.C., Tower MZ, L.L.C., Tower NL, L.L.C., Tower PH, L.L.C., Tower PT,
L.L.C., Tower SF, L.L.C., Tower TT, L.L.C., Tower VC, L.L.C., and Tower WP, L.L.C.
Subordinated Note. Upon information and belief, the Tower Defendants are affiliated or closely
aligned with EGI and EGI-TRB. Upon information and belief, each of the Tower Defendants
has filed at least one proof of claim in the Debtors’ Chapter 11 cases (the “Tower Proofs of
Claim”). All claims of the Tower Defendants reflected on the Debtors’ Schedules or the Tower
Proofs of Claim are collectively referred to herein as the “Tower Creditor Claims.”
Tribune as trustee of its ESOP Trust in connection with the LBO Transaction. GreatBanc
negotiated the terms of the ESOP’s investment in the LBO Transaction, including the price to be
paid by the ESOP for the shares of Tribune Common Stock to be purchased by the ESOP. On
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April 1, 2007, Tribune entered into the ESOP Purchase Agreement with GreatBanc (on behalf
of the ESOP), pursuant to which Tribune sold 8,928,571 shares of Tribune Common Stock to
63. Defendant Duff & Phelps, LLC, was initially engaged by Tribune to provide
broadcasting operations or the LBO Transaction. Tribune and the Special Committee then
engaged Duff & Phelps to explore Tribune’s adoption of an ESOP and such ESOP’s potential
participation in the proposed LBO Transaction. Shortly thereafter, GreatBanc engaged Duff &
Phelps as its financial advisor in connection with the LBO Transaction. Tribune and the ESOP
agreed that if a solvency opinion was required, Duff & Phelps would render the solvency
opinion directly to the ESOP, and the Tribune Board would be given the right to rely on the
opinion. On March 29, 2007, Duff & Phelps delivered a preliminary report to GreatBanc, in
which it reviewed the terms of the LBO Transaction and indicated that “in its opinion, on a post-
transaction basis, taking into account the S corporation tax shield, the fair salable value of
[Tribune’s] assets is greater than its liabilities.” Duff & Phelps cautioned, however, that it was
“able to issue its financing opinion because of the anticipated benefits of the S corporation tax
shield. If those tax benefits [were] not considered, [Duff & Phelps] would be unable to render
its opinion.” The ESOP subsequently revised the terms of Duff & Phelps’ engagement to
provide for Duff & Phelps to deliver an opinion as to “the financial viability of [Tribune], as a
going concern, and on a going-forward basis,” following the close of the LBO Transactions. On
April 1, 2007, as a condition to closing under the ESOP Purchase Agreement, Duff & Phelps
delivered a fairness opinion to GreatBanc in which it stated, among other things, that the price
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of $28.00 per share to be paid by the ESOP for shares of Tribune’s common stock was not
greater than fair market value, and that the terms and conditions of the LBO Transaction were
firm that provides fairness and solvency opinions in support of transactions. VRC is
headquartered in Wisconsin. Tribune retained VRC to provide solvency opinions, and VRC
provided solvency opinions, in connection with the LBO Transaction. VRC received payments
from Tribune for certain fees and expenses in connection with the LBO Transaction (the “VRC
65. Upon information and belief, defendant The DFA Investment Trust Company
is a Delaware statutory trust that sold at least 1,291,158 shares of Tribune stock in connection
with the LBO Transaction from which it received a minimum of $43,889,372 in cash proceeds.
66. Upon information and belief, defendant DFA Investment Dimensions Group,
Inc. is a Maryland corporation that sold at least 73,351 shares of Tribune stock in connection
with the LBO Transaction from which it received a minimum of $2,493,934 in cash proceeds.
Massachusetts business trust that sold at least 22,825 shares of Tribune stock in connection with
the LBO Transaction from which it received a minimum of $776,050 in cash proceeds.
68. Upon information and belief, defendant Frank W. Denius lives in Texas and
sold 52,882 shares of Tribune stock in connection with the LBO Transaction from which he
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69. Upon information and belief, defendant Donald M. Hinman Jr. lives in
Illinois and sold 43,000 shares of Tribune stock in connection with the LBO Transaction from
70. Upon information and belief, defendant Lewis Taman lives in Illinois and
sold approximately 67,888 shares of Tribune stock in connection with the LBO Transaction
71. Upon information and belief, defendant William F. Warchol lives in Illinois
and sold 48,000 shares of Tribune stock in connection with the LBO Transaction from which he
72. Does 1-25 (the “Additional Parties”) are persons and legal entities –
including but not limited to consultants, advisors and/or other shareholders, directors and
officers of Tribune and its subsidiaries and affiliates – who aided and abetted, benefited from, or
otherwise participated directly or indirectly in the wrongful acts alleged in this Complaint. The
identities of the Additional Parties will be determined through discovery in this proceeding.
73. Defendant Morgan Stanley & Co. Inc. (“Morgan Stanley”) was engaged by
the Company to act as a financial advisor to the Special Committee of the Tribune Board in
connection with the LBO. In addition, Morgan Stanley acted as a financial advisor to the
Company in late 2008, immediately before the Petition Date. Morgan Stanley or one of its
affiliates was also one of the lenders on the 2006 Bank Debt and the LBO Debt.
Morgan Stanley that entered into an interest rate swap with The Times Mirror Company, a
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75. Non-party Merrill, Lynch, Pierce, Fenner & Smith Incorporated (“Merrill”)
acted as financial advisor to Tribune in connection with the LBO (together with Merrill Lynch
Capital Corporation, “Merrill Lynch”) and served as one of the lead arrangers for the Senior
advisor to the Company in connection with the LBO and served as one of the lead arrangers for
CLASS ALLEGATIONS
77. Pursuant to Rule 23(b)(1) & (b)(3) of the Federal Rules of Civil Procedure,
made applicable to this adversary proceeding by Rule 7023 of the Federal Rules of Bankruptcy
Procedure, the claims set forth in Count Thirteen of this Complaint are brought against the
and as representatives of a defendant class of similarly situated persons and legal entities (the
“Shareholder Class”).
78. The Shareholder Class is comprised of all persons or legal entities who were
the beneficial or legal owners of at least 34.5588 shares of Tribune stock that were purchased,
repurchased, or redeemed by Tribune in connection with the LBO Transaction, and who
therefore were the beneficial or legal recipients of at least $1,175 in payments by Tribune,
excluding the D&O Defendants, the Subsidiary Defendants, the Large Shareholders, Zell, and
EGI-TRB.
79. Tribune’s total payments to the D&O Defendants, the Subsidiary Defendants,
the Large Shareholders, Zell, EGI-TRB, the Shareholder Defendants, the Shareholder Class, the
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defendants listed on Exhibit A, transferees of any entity listed on Exhibit A, and beneficial
holders of accounts held in the name of any entity listed on Exhibit A, in connection with the
LBO Transaction for the purchase, repurchase, or redemption of the approximately 243,121,164
80. The Committee has attached and incorporates herein Exhibit A, which is a
list of (i) known shareholders who are named defendants in this action, and who, upon
information and belief, fall within the Shareholder Class; and (ii) other parties who, upon
information and belief, received Shareholder Transfers. Upon information and belief, the
2
As alleged herein, the Committee’s claims against shareholders warrant treatment as a
defendant class action under Fed. R. Civ. P. 23. Out of an abundance of caution, the Committee
also names as defendants and lists on Exhibit A: (i) certain banks and brokers which on
information and belief received Shareholder Transfers from Tribune as holders of Tribune
shares that were purchased, repurchased, or redeemed through the LBO Transaction, and/or as
street-name holders and agents for other members of the Shareholder Class and distributed
Shareholder Transfers to such other members of the Shareholder Class, (ii) certain institutional
investment managers that on information and belief received Shareholder Transfers as holders
of Tribune shares that were purchased, repurchased, or redeemed through the LBO Transaction
and/or acted as agents for clients who received Shareholder Transfers, and (iii) the Depository
Trust & Clearing Corporation, Depository Trust Company and Cede & Co. (together, “DTCC,”
also listed on Exhibit A), which held shares for the beneficial interest of shareholders. To the
extent that the Shareholder Class is not certified, transferees of any entity listed on Exhibit A,
and/or beneficial holders of accounts held in the name of any entity listed on Exhibit A, who fall
within the Shareholder Class and whose names will become known to the Committee through
discovery, should be deemed to have been named individually as defendants in this Complaint.
The Committee’s identification of certain shareholders on Exhibit A is without prejudice to its
prosecution of claims against the Shareholder Class under Fed. R. Civ. P. 23.
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81. There are questions of law and fact common to the Shareholder Class, which
predominate over any issues that may involve individual members of the Shareholder Class,
(a) Whether Tribune, by and through its officers and directors acting
(c) Whether Tribune was insolvent at the time of the Shareholder Transfers
(d) Whether, at the time of the Shareholder Transfers, Tribune was engaged
transaction, for which Tribune was left with unreasonably small capital;
and
incur, or believed that it would incur, debts that would be beyond its
82. Any possible defenses of the Shareholder Defendants are typical of those of
83. If the Committee obtains a judgment in its favor on the claims set forth in
Count Thirteen herein, the Shareholder Transfers will be avoided and the amounts paid will be
recovered from the Shareholder Class. The Shareholder Defendants collectively face a risk of
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loss of a minimum of $54,359,542.67 on those claims. The Shareholder Defendants will fairly
84. The prosecution of separate actions against the individual members of the
Shareholder Class would create a risk of (a) inconsistent or varying adjudications with respect to
individual members of the Shareholder Class that would establish incompatible standards of
conduct, and/or (b) adjudications with respect to individual members of the Shareholder Class
that, as a practical matter, would be dispositive of the interests of the other members not parties
to the individual adjudications or would substantially impair or impede their ability to protect
their interests.
85. A defendant class action is superior to other available methods for fairly and
efficiently adjudicating this controversy because, inter alia, it avoids a multiplicity of individual
adjudications with respect to the many thousands of individual members of the Shareholder
Class, thereby conserving the resources of the Debtors’ estates and of the Court.
FACTUAL BACKGROUND
I. Corporate Structure
entertainment company, reaching more than 80% of U.S. households through its newspapers
and other publications, its television and radio broadcast stations and cable channels, and its
conducted through two primary business segments: (i) publishing, and (ii) broadcasting and
entertainment. Tribune’s publishing segment owns major newspapers in many of the most
significant markets in the United States, including the Chicago Tribune, the Los Angeles
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Times, the Baltimore Sun, the South Florida Sun-Sentinel, the Orlando Sentinel, and the
Hartford Courant. Tribune’s broadcasting and entertainment segment owns numerous radio
87. As of the date Tribune initiated its bankruptcy cases, the publishing
employees.
88. In June 2000, Tribune merged with the Times Mirror Company, which was
owned by the Chandler family. As a result of this merger, the Chandler family became
Tribune’s second largest shareholder and was awarded three seats on Tribune’s Board. Until
June 2007, defendants Chandler, Goodan and Stinehart represented the Chandler family
89. Shortly after the June 2000 merger with the Times Mirror Company, Tribune
began experiencing financial difficulties and a steady decline in its stock price.
90. Beginning in late 2005, the Company’s Board undertook a strategic review of
the broadcasting and entertainment sector of the Company’s business and considered possible
changes to the structure and ownership of its properties. The Company retained the services of
Merrill on or about October 17, 2005, to assist in this evaluation and approved in advance
Merrill Lynch’s participation in financial transactions that might develop from the strategic
review. The Company later retained CGMI to assist in the evaluation as well and provided to
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CGMI the same advance approval to participate in financial transactions resulting from the
review. Pursuant to their advisory engagements with the Company, both Merrill and CGMI
stood to reap millions of dollars in fees, which would increase if the Company entered into a
91. In or about February 2006, the Chandler Trusts began to complain about
Tribune’s performance and criticize the Board. The Chandler Trusts admonished the Board
that, absent some progress with respect to performance of Tribune’s stock price, the Chandler
92. In May 2006, the Board, with the advice of Merrill and CGMI, decided to
repurchase up to 75 million shares of its common stock. The Chandler Trusts’ three
representatives on the Board voted against the transaction. The Company nonetheless elected to
proceed with the repurchase of 55 million shares for a total of nearly $1.8 billion through a
public tender offer and a private transaction with the Robert R. McCormick Tribune Foundation
and the Cantigny Foundation (the “Foundations”) (the “2006 Repurchase”). As a result of the
share repurchases, the Chandler Trusts would become the Company’s largest stockholders. The
93. In a publicly filed letter to the Tribune Board on June 13, 2006, which was
signed by defendant Stinehart – who was himself a member of the Board – the Chandler Trusts
advised the Board that they would not participate in the 2006 Repurchase because it would not
accomplish their objectives. The Chandler Trusts complained that “[o]ver the past two years,
Tribune has significantly underperformed industry averages and there is scant evidence to
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suggest the next two years will be any different.” The Chandler Trusts explained that the “[t]he
gravity of management’s failure to address fundamental strategic issues is apparent from the
precipitous decline in stock value over the past three and a half years. . . . [S]ince the beginning
of 2003 (when current management of Tribune was put into place), the value of Tribune’s stock
has declined over 38% – substantially worse than both the newspaper peer group (down 8.8%)
and the broadcasting peer group (down 29%).” The Chandler Trusts added that “it is the time
94. In their letter, the Chandler Trusts pointedly reminded the Board that “the
Trusts are the largest investor in the Company, and, more than any other shareholder, it is in
their interest to see that either current value is maximized or a value enhancing strategic
repositioning occurs.” To that end, the Chandler Trusts demanded that the Board “promptly
appoint a committee of independent directors to oversee a thorough review of the issues facing
Tribune and to take prompt decisive action to enhance stockholder value.” The Chandler Trusts
concluded by stating that “[w]e are prepared to work directly and cooperatively with such a
committee to further our common objective of maximizing value.” They also threatened,
however, “to begin actively purs[uing] possible changes in Tribune’s management and other
transactions to enhance value realized by all Tribune stockholders” if timely action were not
95. On June 27, 2006, Tribune announced that through the 2006 Repurchase it
had repurchased a total of 55 million shares at a cost of nearly $1.8 billion in debt. Defendant
FitzSimons reported that “[t]his leveraged recapitalization represents a very meaningful step in
our plan to enhance value for shareholders.” As a result of the 2006 Repurchase and the
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Chandler Trusts’ decision not to tender any shares, the Chandler Trusts replaced the
undersubscribed and failed to raise Tribune’s stock price. Prior to the 2006 Repurchase,
Tribune was well positioned to manage its relatively modest level of debt. Indeed, Tribune’s $8
billion in assets provided a healthy cushion over its $2 billion in debt. However, as a result of
the 2006 Repurchase, Tribune’s debt nearly doubled. Shortly after the 2006 Repurchase was
announced, Moody’s Investors Service cut Tribune’s bond rating to “junk” status due to the
amount of debt that would be incurred in connection with the 2006 Repurchase.
97. As a result of the failure of the 2006 Repurchase, the Chandler Trusts stepped
up their efforts to effect change at Tribune that would maximize the value of the Chandler
Trusts’ own investment in the Company. An agenda of “talking points” prepared by the
Chandler Trusts on or about July 17, 2006 for the next Tribune Board meeting underscores the
Chandler Trusts’ extreme dissatisfaction with the Company’s state of affairs and their
preoccupation with their own interests: “The Chandler Trusts have seen almost 40% of the
value of their Tribune holdings evaporate into thin air. We believe action must be taken to
recover as much as possible of this loss, for the Trusts and for all Tribune stockholders. That is
the overriding priority of the Trusts.” The Chandler Trusts, through Board member Stinehart as
their spokesperson, planned to demand that the Board promptly respond to the 40% decline in
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value. The Chandler Trusts made clear that they expected that Tribune would take expedited
action. The agenda states that “[t]he Trusts want the company to take steps to maximize the
value to all stockholders in a short timeframe. As Tribune is not a growth company, time is not
98. In light of the Chandler Trusts’ publicly expressed discontent and their
increasing pressure on the Board, in September 2006 the Board announced that it had
Defendants Hernandez, Holden, Morrison, Osborn, Reyes, Taft, and White were named to the
Special Committee.
the Chandler Trusts regarding the Special Committee: “We appreciate Bill Osborn’s call to
[me] last week . . . . We believe such collaboration is important to assure that the Chandler
Trusts will be in a position to support the conclusions of the special committee. This is
especially important since several of the alternatives under consideration would likely require a
vote of the stockholders and possibly other affirmative action by the [Chandler] Trusts.”
Stinehart advised the Board that the Chandler Trust Representatives would agree not to
participate in the Special Committee “provided that they are assured full and bona fide
cooperation and regular communication between the special committee and its advisors and the
Chandler Trusts and their advisors. This must include, at a minimum, the opportunity to discuss
with the special committee and its advisors important issues . . . in order that the views of the
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100. Through their public outcries and insistent demands that the Board act
urgently to maximize the value of their Tribune stock holdings, the Chandler Trusts set in
motion the process that, within months, would lead to consideration and approval of the
101. In or around October 2006, the Company retained Morgan Stanley to act as
the financial advisor to the Special Committee. The Company agreed to, and did, pay Morgan
Stanley more than $10 million in fees and expenses (the “Morgan Stanley Advisor Fees”) for
102. Although Morgan Stanley was the Special Committee’s financial advisor, it
was Merrill and CGMI that solicited third parties to express interest in a buyout of the
Company. By October 2006, 17 potential outside purchasers had expressed interest in the
Company. Merrill and CGMI acted as advisors to the Company in evaluating these proposals.
However, Merrill and CGMI each had an inherent conflict of interest. If any of the transactions
went forward, Merrill and CGMI were highly likely to participate in financing the transactions
and stood to make tens of millions of dollars in fees from such financing. If no transactions
took place, they would still receive millions of dollars in advisory fees, but much less than the
financing fees associated with a large transaction. Merrill and CGMI thus had a strong financial
incentive to advise the Company to agree to a substantial sale or recapitalization even if doing
so was not in the best interest of the Company. Both Merrill and CGMI were in fact strong
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intensified when Tribune’s second largest shareholder group, the McCormick and Cantigny
Foundations – affiliated entities that share the same board members, all of whom are current or
began advocating for change that would serve their own interests.
104. On or about January 4, 2007, the Foundations announced that they had
retained Blackstone Group L.P. (“Blackstone”) to advise them in connection with their
investment in Tribune. At the time, Blackstone was working on a separate multi-billion dollar
deal with Zell, who would soon set his sights on acquiring control of Tribune.
105. As the Chandler Trusts had done, the Foundations also wasted no time in
making their position – and clout – clear to the Company’s leadership. On or about January 10,
2007, the McCormick Foundation, in a thinly veiled threat, pointed out to the Special
Committee that without the support of the Large Shareholders, who collectively owned 33% of
Tribune, it would be “difficult to do a transaction.” That same day, the Foundations’ motivation
and will to exert their substantial influence over Tribune’s future – and their intent to
consolidate their influence with that of the Chandler Trusts – was laid bare in an internal e-mail
among the McCormick Foundation’s advisors. That e-mail stated that the Special Committee
needed to “know[] very specifically what the goals and objectives of 33 percent of the owners
[are] . . . . The independence of the special committee of the board has been important up till
106. A few days later, the McCormick Foundation’s advisors discussed an internal
“strategy call” that was scheduled for January 15. The advisors reiterated that “it is important to
make the Foundations’ interest and objectives known at the very least to the special committee
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of the board and Dennis [FitzSimons] . . . . [We] also feel, to the degree possible, that
management should be aware of [the McCormick Foundation’s] perspective and that they are in
107. In furtherance of the objective to amass and then exert the combined clout of
the Large Shareholders, on January 22, 2007, the Chandler Trusts reached out to the
Foundations and advised them that the Chandler Trusts “thought it would be a good idea to have
the two largest stockholders of Tribune talk with each other” regarding Tribune’s future
direction. There was no doubt that the Large Shareholders recognized from the beginning of the
process through which the Company’s future would be decided that, by virtue of their positions,
they were able to exert enormous influence over the Board. Acting upon and exploiting this
reality, the Large Shareholders decided to act together to force the Board to meet their needs.
From the outset, the Large Shareholders made it crystal clear that the Board needed their
support to achieve any transaction, and that management was to support the “interest and
practice as Tribune’s controlling shareholders with respect to any substantial transaction, with
the capacity to block or preclude transactions that they deemed adverse to their own interests.
108. Indeed, the Large Shareholders did not sit back idly and let management and
the Special Committee pursue options at their own discretion. Rather, the Large Shareholders
interjected themselves at every step of the decision-making process. Minutes from Special
Committee meetings in early 2007 reveal that the Special Committee spent significant time
reporting on and discussing conversations with the Foundations and the Chandler Trusts as well
as reviewing letters received from the Large Shareholders. The Large Shareholders’ advisors
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were also engaged in direct discussions with Tribune’s management. For example, on or about
January 30, 2007, Blackstone met with Tribune at its offices to discuss “possible paths.” This
meeting prompted the reproach from one of Tribune’s financial advisors that “[t]here are some
fairly well defined rules in this process including contacts with Tribune[;] would appreciate you
109. In late January 2007, billionaire investor Zell emerged as a potential bidder
for Tribune. On information and belief, Zell reached out to the Large Shareholders prior to
making a proposal to Tribune. Blackstone was retained by the Foundations at about the same
time that Blackstone was bidding for – and ultimately succeeded in acquiring – a Zell company.
On February 7, 2007, one day after Zell sent his initial proposal to the Board, the Chicago
Tribune reported that he had spoken with the McCormick Foundation about his interest in
structuring a proposal for Tribune. The article recognized that Zell would need the McCormick
Foundation’s support to make any deal work. Zell similarly reached out to the Chandler Trusts
regarding his proposed deal. The minutes of the February 12, 2007 Special Committee meeting
reveal that the Special Committee discussed a letter addressed to it from the Chandler Trusts
concerning their meetings with Zell representatives in connection with Zell’s proposal.
110. Prior to Zell’s emergence on the scene, the Board had been considering
transactional alternatives to placate the Large Shareholders, including a possible sale of the
entire Company, or select assets, to an investor and a self-help plan or internal recapitalization.
Zell proposed a wholly new option. On or about February 6, 2007, Zell wrote to the Board and
proposed to acquire Tribune using a leveraged ESOP structure, an arrangement typically used
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by much smaller companies. Under Zell’s go-private proposal, Tribune would borrow over $12
billion to buy out its public shareholders and become wholly owned by a newly formed ESOP.
Under the ESOP plan, Zell’s company, defendant EGI, would invest $225 million (eventually
increased to $315 million) in exchange for warrants entitling EGI to buy up to 40% of Tribune.
Zell’s financial engineering would allow him to acquire de facto control over Tribune – in a deal
valued at almost $8.3 billion – by putting up only $315 million of his company’s money.
111. Thus, defendants Zell and EGI masterminded what ultimately became the
ruinous LBO Transaction. Zell and EGI designed the transaction’s key features, including the
use of a highly-leveraged ESOP as the takeover vehicle, and enticed the Board to approve it.
The unique ESOP structure was Zell’s brainchild. On or about February 3, 2007, Tribune’s
financial advisor asked EGI whether the Zell team would consider a “straight investment in the
company . . . without the esop [sic] structure.” EGI responded that Zell’s representatives were
“opposed to a straight investment and that the tax structure [provided by the ESOP] is the only
thing that made [the deal] financially attractive for us.” Defendant FitzSimons also later
acknowledged Zell’s instrumental role in proposing and crafting the LBO Transaction by stating
that “[i]t was Sam’s creativity, personal commitment and investment that made this transaction
possible.”
112. As EGI acknowledged, the ESOP arrangement would provide Zell with
distinct tax advantages. Those tax benefits, however, did not rest exclusively with Zell. The
Large Shareholders and D&O Defendants stood to reap windfalls of millions of dollars through
the deferral of capital gains on the sale of their Tribune stock. Indeed, in a research report
published on March 30, 2007, a Wachovia Securities analyst inferred that the deal was being
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structured as an ESOP precisely to capture those tax gains: “We think this benefit [i.e., the
potential to defer capital gains] could be one of the reasons that the company has been favoring
the Zell bid, as the Chandler[] [Trusts], the McCormick [Foundation], and management could
113. Those potential financial benefits were not lost upon the D&O Defendants –
virtually all of whom owned Tribune stock. The same day that the Wachovia report was
published, defendant Musil forwarded a summary of it spelling out those tax advantages to
defendants Bigelow, Smith, FitzSimons, Grenesko, Kenney, Landon, Leach, Lewin, and
Reardon. Zell’s plan to employ the ESOP vehicle as a means of seizing control of Tribune at
little cost to himself therefore had the additional benefit of advancing the financial interests and
114. At all relevant times, the Large Shareholders were kept abreast of the
essential details of Zell’s proposed LBO Transaction. As stated above, in early February 2007,
both the Chandler Trusts and the McCormick Foundation met with Zell and/or his
representatives in connection with his proposal. Moreover, the Special Committee specifically
sought out the views of the Large Shareholders with respect to Zell’s proposal. On March 1,
2007, the McCormick Foundation wrote to the Special Committee to weigh in on the Zell
115. The Large Shareholders’ intimate familiarity with the status and evolution of
the LBO Transaction continued throughout the course of the transaction. On February 28, 2007,
Tribune’s financial advisors sent the Large Shareholders information and documents related to
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Zell’s proposal. On March 7, 2007, Tribune’s financial advisors advised the McCormick
Foundation that the structure of the Zell proposal had changed somewhat and disclosed the
details of the revised proposal. On March 10, 2007, FitzSimons and Kenney were advised by
Tribune’s financial advisors that the “Chandler[] [Trusts] and the Foundation [were] looking for
[an] update.” On March 25, 2007, Tribune’s financial advisors sent the McCormick Foundation
a summary of the transaction steps of the Zell proposal. On March 27, 2007, the McCormick
Foundation was provided with the latest drafts of the principal deal documents related to the
116. Thus, throughout the process, the Large Shareholders were aware of the key
terms of the deal, were kept informed of the ongoing negotiations on a real-time basis, and
exerted significant – indeed, dispositive – influence over the direction the Company could and
would take.
Representatives were key players in forging the process that facilitated the LBO Transaction.
As representatives of Tribune’s largest shareholders, they were intent on persuading their fellow
Tribune Board members that a prompt return of cash to shareholders was the optimal strategic
option. Of course, that up-front cash payout to shareholders would provide the greatest benefit
to the Chandler Trusts whose interests the Chandler Trust Representatives promoted. The Large
Shareholders and their representatives on the Tribune Board were thus bent on dictating an
expeditious cash-out transaction, without regard for the destructive consequences to the
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V. Zell Induced The D&O Defendants To Enter Into The LBO Transaction
118. The official decision-makers at Tribune, the D&O Defendants, held stock in
Tribune and stood to collect cash proceeds of hundreds of thousands of dollars – and, in some
cases, tens of millions of dollars – from their stock sales resulting from the LBO Transaction.
As described above, Zell’s ESOP structure would also ramp up the value of those cash proceeds
by allowing the deferral of capital gains taxes on the stock sales. The Officer Defendants,
however, wanted more, and, anxious to get their deal done, Zell and EGI complied. In
connection with the LBO Transaction, the Board and Zell agreed that certain corporate insiders,
including CEO FitzSimons and the other Officer Defendants, would receive millions of dollars
119. Zell and his representatives were heavily involved in negotiating and
structuring those special financial benefits from the outset. On February 16, 2007, at EGI/Zell’s
apparent instruction, counsel for the Zell team prepared a “Summary Term Sheet” that set forth
preliminary details of a management equity incentive plan (the “Incentive Plan”). This plan
would provide to key members of Tribune’s management phantom shares (share equivalents
with a future economic value tantamount to actual common stock) with an economic value
February 19, 2007, EGI forwarded the Summary Term Sheet to, among others, Grenesko and
Kenney at Tribune, copying Zell on the communication. This Summary Term Sheet was then
forwarded on to FitzSimons and Bigelow, two of Tribune’s key executives helping to facilitate
the deal. On February 27, 2007, a top EGI executive authored a note regarding “deal points,”
which included using a 5% stock option plan for management as leverage for Tribune
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management’s verification that $100 million in cash savings could be effected through the deal.
It was clear that from the outset EGI/Zell used the lure of financial incentives to entice
March 16, 2007, Bigelow instructed Tribune’s financial advisors to make several changes to the
“Zell model,” including to increase the change of control payments by $20 million for possible
transitional compensation because Tribune management was considering having the “$37
million for ‘management deal fees’ rolling in the deal as phantom equity.” On March 26, 2007,
Kazan e-mailed Bigelow regarding the “management equity plan,” and noted that Osborne,
Chair of the Special Committee, “was supposed to talk to Zell today.” The next day, Kazan sent
another e-mail to Bigelow to advise him that negotiations with Zell over the management equity
pool were ongoing and that management was pushing for a 10% pool, rather than the 5% pool
reflected in the original term sheet. Kazan concluded that because grants under the new plan
would likely be in the form of “phantom stock,” there “will be cash distributions down the
road.”
to Tribune’s management. At a meeting held on April 1, 2007, the Board approved “special
incentive awards” to recognize the performance of top management in negotiating the LBO
Transaction. These awards included both a cash award component and phantom stock that
122. Under the Incentive Plan, select executives who played critical roles in the
LBO Transaction received phantom stock with cash equivalent awards worth millions of dollars.
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This phantom stock allowed management to reap the economic benefits of ownership without
holding actual ownership for tax purposes. Moreover, the managers who received the phantom
stock were allowed to cash in the stock before ordinary employees could withdraw money from
the ESOP.
123. The plan provided that two tranches of phantom stock were to be awarded
upon consummation of the merger. The first tranche of awards included phantom stock with an
economic value equal to 5% of Tribune’s common stock. Under the plan, awards under the 5%
pool would vest ratably over a 3-year period beginning on the date of grant and, subject to a
redeferral election, would be payable in cash on the fifth anniversary of the grant date. The
second tranche of awards included shares of phantom stock with an economic value equal to 3%
of Tribune’s common stock. Fifty percent of the second tranche awards would be fully vested
upon the grant – i.e., upon consummation of the merger – and the remaining half would vest on
management who played critical roles ensuring consummation of the LBO Transaction. Upon
information and belief, several defendants benefited from this plan, including defendant
FitzSimons, who received nearly $3 million in phantom stock, and defendant Smith, who
received over $2 million in phantom stock. Each of defendants Bigelow, Grenesko, Hiller,
Kazan, Kenney, Knight, Amsden, Gremillion, Landon, Leach, Reardon, Vitanovec, and Waltz
also received phantom stock immediately upon close of the LBO Transaction.
125. The Board also approved $6.5 million (later reduced to approximately $5
million) in cash “success bonuses” to be paid out to executives and employees of Tribune and/or
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its subsidiaries who played “a critical role in overseeing the completion of the transaction.”
Upon information and belief, under this plan, cash awards were made to several defendants
Amsden ($150,000), Mallory ($75,000), Lewin ($50,000), and Musil ($50,000). Defendants
Kazan, Vitanovec, Gremillion, Knight, and Waltz also received such awards.
126. The D&O Defendants, Zell, and EGI were also aware that these newly
adopted “special incentive awards” and “success bonuses” were not the only financial incentives
pushing the D&O Defendants and Subsidiary Defendants toward approving and facilitating the
LBO Transaction. For example, the consummation of the LBO Transaction would (and did)
activate the premature vesting of millions of dollars in restricted stock units and stock options
through an incentive compensation plan. Upon information and belief, several of the defendants
127. Upon information and belief, certain of the D&O Defendants and Subsidiary
Defendants received additional non-salary payments and transfers from Tribune at or after
consummation of the LBO Transaction (together with the payments and transfers described at
128. Upon information and belief, Zell and EGI communicated to certain of the
D&O Defendants that they would be rewarded with a future role at Tribune if they helped
facilitate the LBO Transaction. For example, upon information and belief, Zell and/or his
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subordinates at EGI signaled to Bigelow that, in the event that the LBO Transaction were to
close, Bigelow would eventually be promoted to Chief Financial Officer of Tribune. Bigelow
indeed was promoted to Chief Financial Officer of Tribune in or around March 2008.
benefits to management in addition to and different from those received by other shareholders,
Zell enticed the Officer Defendants to approve, facilitate and recommend the LBO Transaction.
In a memorandum outlining the benefits that the McCormick Foundation’s board members were
expected to receive upon consummation of the LBO Transaction, the McCormick Foundation’s
counsel acknowledged that “[a]s officers of the Company, Messrs. FitzSimons, Hiller and Smith
will receive certain benefits, in addition to the benefits they receive as holders of Company
common stock.” This memorandum explicitly recognized that the special incentive awards
130. At the same time that they dangled lucrative financial incentives in front of
the D&O Defendants, Zell and EGI sought to gain advantage by pressuring others who they
believed could facilitate – or were seen as hampering – their deal. For example, on or about
March 27, 2007, Zell “made some contact at a senior level” at Moody’s in an effort to obtain a
favorable debt rating for the prospective LBO Transaction. On March 29, 2007, Zell called
Houlihan Lokey Howard & Zukin (“Houlihan”), a solvency opinion firm that had decided not to
bid for the engagement to deliver a solvency opinion for Tribune, and demanded an explanation
for why Houlihan was “holding up his deal.” Finally, on or about March 30, 2007, EGI advised
Bigelow that it had “made some progress with our friendly bankers” in connection with
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131. The D&O Defendants succumbed both to continuing pressure from the Large
Shareholders to complete a transaction and to the allure of the “cash-out” benefits and special
incentives offered by Zell. (As noted above at ¶ 12, defendant FitzSimons – simultaneously the
CEO of Tribune, Chairman of Tribune’s Board, Chairman of the McCormick Foundation, and a
director of the Cantigny Foundation – alone received benefits and incentives of approximately
$41 million in connection with the LBO Transaction.) At a Special Committee meeting held on
March 30, FitzSimons reported that it was “management’s recommendation that the Company
proceed with Mr. Zell’s proposal.” Constrained and hemmed in by the objectives and
preferences pressed by the Large Shareholders, the Special Committee recommended that the
full Board approve the LBO Transaction. The D&O Defendants thus cast their support for a
highly leveraged and hazardous deal designed to promptly cash out the Large Shareholders at
132. The Company’s financial advisors, Merrill and CGMI , advised the Company
with respect to Zell’s proposal. Their inherent conflict of interest as advisors and potential
lenders crystallized as the Zell proposal moved forward. At the same time Merrill and CGMI
were advising the Company on Zell’s proposal, they were already negotiating for themselves or
their affiliates to provide financing for the LBO Transaction from which they would receive
millions of dollars in fees and interest at premium rates far higher than the 2006 Bank Debt.
Because Zell’s proposal called for refinancing the 2006 Bank Debt, Merrill and CGMI also
stood to benefit, to the extent that they participated in the 2006 Bank Debt, from increased
interest rates and improved security in the form of subsidiary guarantees. They were thus
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inherently biased in favor of the LBO Transaction without regard to whether it was in the
Company’s interests.
133. The Company purportedly recognized its advisors’ conflicts and sought to
mitigate them through the Company’s retention of Morgan Stanley to advise the Special
Committee on the transaction. But Morgan Stanley also suffered from a conflict of interest. It
was a documentation agent and one of the lenders on the 2006 Bank Debt. At the time Morgan
Stanley was advising the Special Committee on the LBO Transaction, it knew that the 2006
Bank Debt would be refinanced as part of the LBO Transaction at higher interest rates and
would obtain priority over the Non-Bank Debt. Moreover, Morgan Stanley’s engagement letter
provided for a discretionary success fee in addition to its fixed fee. Morgan Stanley later
aggressively sought such a discretionary fee, although the Company declined to pay it. Like
Merrill and CGMI, Morgan Stanley therefore stood to gain substantially more if the LBO
134. On March 10, 2007, the Company informed Zell that it was reconsidering
whether to proceed with his LBO proposal because, among other things, of the high degree of
leverage under that proposal. Thereafter, the Company discussed with the Chandler Trusts and
the Foundations the possibility of pursuing a recapitalization and spin-off transaction with a
lower per share dividend to reduce the leverage required for that transaction.
135. The pause in the Company’s interest in the Zell LBO transaction was brief.
After the other remaining third-party bidder failed to develop a satisfactory competing proposal,
and notwithstanding concerns about the leverage contemplated by the Zell LBO proposal, the
Board, acting with advice from Merrill, CGMI and Morgan Stanley (through its
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recommendations to the Special Committee), approved the LBO proposed by Zell at a final
and the Special Committee’s recommendation, the Director Defendants (other than Taft who
was absent and the Chandler Trust Representatives who abstained from voting) agreed to Zell’s
proposal and entered into a merger agreement that contemplated that the LBO would proceed in
a two-step transaction. In step one, Tribune agreed to purchase approximately 50% of the
Company’s outstanding shares (126,000,000 shares) in a tender offer for $34.00 per share
(“Step One”). Tribune would incur approximately $7.015 billion in debt to achieve Step One.
At step two, Tribune committed to purchase its remaining outstanding shares for $34.00 per
share in the go-private merger following certain regulatory and shareholder approvals (“Step
Two”). Tribune would incur approximately $4 billion in additional debt to complete Step Two.3
3
The following Tribune subsidiaries (the “Subsidiary Guarantors”) guaranteed the full indebtedness incurred in
connection with the LBO Transaction: 5800 Sunset Productions Inc.; California Community News
Corporation; Channel 39, Inc.; Channel 40, Inc.; Chicago National League Ball Club, LLC; Chicago Tribune
Company; Chicagoland Publishing Company; Chicagoland Television News, Inc.; Courant Specialty Products,
Inc.; Distribution Systems of America, Inc.; Eagle New Media Investments, LLC; Eagle Publishing
Investments, LLC; http://forsalebyowner.com/ corp.; Forum Publishing Group, Inc.; Gold Coast Publications,
Inc.; The Hartford Courant Company; Homeowners Realty, Inc.; Homestead Publishing Company; Hoy
Publications, LLC; Internet Foreclosure Service, Inc.; KIAH Inc.; KPLR, Inc.; KSWB Inc.; KTLA Inc.;
KWGN Inc.; Los Angeles Times Communications LLC; The Morning Call, Inc.; New Mass. Media, Inc.;
Orlando Sentinel Communications Company; Patuxent Publishing Company; Southern Connecticut
Newspapers, Inc.; Star Community Publishing Group, LLC; Stemweb, Inc.; Sun-Sentinel Company; The
Baltimore Sun Company; The Daily Press, Inc.; TMLH 2, Inc.; TMLS I, Inc.; TMS Entertainment Guides,
Inc.; Tower Distribution Company; Tribune (FN) Cable Ventures, Inc.; Tribune Broadcast Holdings, Inc.;
Tribune Broadcasting Company; Tribune Broadcasting Holdco, LLC; Tribune California Properties, Inc.;
Tribune Direct Marketing, Inc.; Tribune Entertainment Company; Tribune Finance LLC; Tribune Interactive,
Inc.; Tribune Los Angeles, Inc.; Tribune Manhattan Newspaper Holdings, Inc.; Tribune Media Net, Inc.;
Tribune Media Services, Inc.; Tribune National Marketing Company; Tribune ND, Inc.; Tribune New York
Newspaper Holdings, LLC; Tribune NM, Inc.; Tribune Television Company; Tribune Television Holdings,
(Cont’d on following page)
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Guarantors that guaranteed the obligations incurred in connection with the LBO Transaction.
Upon information and belief, there were no separate board meetings for any of the individual
Subsidiary Guarantors to consider the matter, and all actions relating to the Guarantees were
138. The April 1, 2007 Board minutes reflect that, although the Chandler Trust
Representatives abstained from the Board vote on the proposed LBO Transaction, the Chandler
Trusts had already agreed to vote in favor of the merger at the upcoming special shareholders’
meeting. By entering into a voting agreement that guaranteed sale of their stock, the Chandler
Trusts effectively ensured that the LBO Transaction received the green light to proceed and
longstanding advocacy had successfully garnered for the Large Shareholders the benefits of a
139. On April 2, 2007, Tribune publicly announced that it had agreed to the Zell
proposal. Tribune’s press release had the following headline: “Tribune to Go Private for $34
Per Share; Employee Stock Ownership Plan (ESOP) Created; Sam Zell to Invest, Join Board;
Chicago Cubs and Comcast SportsNet Interest to be Sold,” and stated in relevant part:
With the completion of its strategic review process, Tribune Company today
announced a transaction which will result in the company going private and
Tribune shareholders receiving $34 per share. Sam Zell is supporting the
transaction with a $315 million investment. Shareholders will receive their
consideration in a two-stage transaction.
(Cont’d from preceding page)
Inc.; Tribune Television New Orleans, Inc.; Tribune Television Northwest, Inc.; Virginia Gazette Companies,
LLC; WDCW Broadcasting, Inc.; WGN Continental Broadcasting Company; WPIX, Inc.; and WTXX Inc.
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Upon completion of the transaction, the company will be privately held, with an
Employee Stock Ownership Plan (‘ESOP’) holding all of Tribune’s then-
outstanding common stock and Zell holding a subordinated note and a warrant
entitling him to acquire 40 percent of Tribune’s common stock. Zell will join the
Tribune board upon completion of his initial investment and will become
chairman when the merger closes.
The first stage of the transaction was a cash tender offer for approximately 126
million shares at $34 per share. The tender offer will be funded by incremental
borrowings and a $250 million investment from Sam Zell . . . .
The second stage is a merger expected to close in the fourth quarter of 2007 in
which the remaining publicly-held shares will receive $34 per share. Zell will
make an additional investment of $65 million in connection with the merger,
bringing his investment in Tribune to $315 million.
140. Upon the Board’s April 1, 2007 approval, the agreements between the parties
to the LBO Transaction required Tribune to proceed towards closing both steps of the
141. The primary structural mechanism used to execute the LBO Transaction was
to create a private S-corporation entity wholly owned by the Tribune ESOP so as to generate tax
benefits. Those benefits could only be realized upon consummation of Step Two of the
transaction. EGI confirmed the central importance of the S-Corp/ESOP structure to the LBO
Transaction, stating that “the tax structure is the only thing that made [the ESOP] financially
attractive for us.” The LBO Transaction made economic sense only if Step Two closed and the
anticipated tax savings resulting from the predicate ESOP structure could be realized.
142. On April 5, 2007, Tribune publicly disclosed that Zell would effectively have
power to veto major transactions, even though he was only a minority shareholder. Under the
terms of the deal, transactions with a value of more than $250 million, among others, would
require the approval of the Board, which would include two directors of Zell’s choice. Such
transactions, along with any changes to the Company’s by-laws, would require approval of a
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majority of the Board’s independent directors as well as that of one of Zell’s Board appointees.
On May 9, 2007, Zell was appointed a member of the Board, before even Step One of the LBO
143. Accordingly, although the LBO Transaction contained a fiduciary “out” that
granted the Board limited discretion to abandon the Zell deal if a superior offer surfaced by
paying a break-up fee to Zell, the Board did not consider or pursue any alternatives to the Zell
144. The commitment letters that were executed at Step One committed Merrill
Lynch Capital Corporation (“MLCC”), CGMI and JPMorgan Chase Bank, N.A. (the “Lenders”)
to provide the requisite financing for the entire transaction. On March 28, 2007, Bigelow
instructed that a draft press release should state that “Tribune has received committed financing
from Citigroup, Merrill Lynch and JPMorgan sufficient to complete both steps of the
transaction.”
shareholder approval for the LBO Transaction was effectively secured from its inception. The
voting agreement with the Chandler Trusts virtually guaranteed shareholder approval. After
Tribune shares were tendered during Step One, close to 50% of the remaining outstanding
shares were held by the Large Shareholders and those directly under Zell’s control.
Accordingly, only a trivial percentage of the holders of the remaining shares needed to vote in
March 24, 2007, after being asked by an S&P analyst what would happen if all of the shares
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contemplated for tender in the Step One tender offer were not actually tendered, Bigelow
responded that “a smaller first step tender . . . would simply make the second step larger . . . .”
Bigelow added that “[w]e would have all of the voting agreements in place, merger agreement
signed and would fully expected [sic] to close the deal.” In fact, approximately 90% of
Tribune’s outstanding shares were tendered into the first stage of the tender offer.
146. The parties also believed that FCC approval, another condition of
consummation of the deal, would be obtained because the LBO Transaction entailed no new
combination of assets, and therefore the merger merely involved the renewal of existing cross-
ownership waivers. As recognized by rating agencies and news analysts, FCC approval in these
circumstances was expected. On May 3, 2007, for example, Fitch Ratings reported its view that
the necessary regulatory approvals associated with Step Two would be obtained. Upon
information and belief, in June 2007 Zell accompanied FitzSimons to Washington, D.C., and
147. In response to the considerable pressure for a quick payday exerted by the
Large Shareholders and/or enticed by the personal financial benefits that the deal would provide
them, the D&O Defendants agreed to and facilitated the LBO Transaction even though they
knew, were reckless in not knowing, or reasonably should have known that it would bury the
performance in a declining industry, Tribune was pushed by the LBO Transaction into
insolvency and, within a year, bankruptcy. Having turned a blind eye to the foreseeable
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consequences of the LBO Transaction in effecting Step One, the D&O Defendants remained, at
consequences of the LBO Transaction were not lost upon professional analysts or rating
agencies. The generally unfavorable reaction to the LBO Transaction came swiftly.
149. On April 3, 2007 – one day after the deal was announced – a Goldman Sachs
analyst reported that “with estimated annual interest expense of over $1bn/yr and estimated
EBITDA of $1.3bn, the transaction leaves little room for error, particularly in this challenging
newspaper operating environment.” The analyst pointed out that the high leverage from the deal
150. In an April 4, 2007 article entitled “How Will Tribune Pay Its Debts?” the
Wall Street Journal quoted a Barclays Capital analyst as stating: “We think it is possible that
Tribune is leveraged higher than the total assets of the company after taxes.”
151. A Lehman Brothers analyst reported on April 26, 2007 that the “[p]roposed
deal leaves TRB with debt-to-2007E-EBITDA of 11.5x . . . which we believe is far too high for
calculations.”
152. On March 16, 2007, that same Lehman Brothers analyst warned that “putting
this much debt on Tribune’s newspapers and TV stations is way too risky and makes it very
possible to put the company into bankruptcy with or without the added tax savings from the
ESOP financing.”
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153. Standard & Poor’s (“S&P”) had a similar prediction and sent a letter to
Bigelow on March 29, 2007 stating that it would downgrade Tribune’s credit rating and, further,
that “the company is expected to default in 2009 when its cash flow and revolving credit
capacity are unable to cover its interest expense, capital expenditures, and working capital
needs.”
154. On August 14, 2007, the Lehman Brothers analyst once again warned that
“[i]f the privatization deal does end up going through [as a result of Step Two], we continue to
think the probability of significant financial difficulty at Tribune is much, much greater than
50%/50% – given the secularly declining fundamentals and the large amount of leverage
involved which is currently at 9.6 times 2008E EBITDA and would rise to nearly 12 times if the
second tranche occurs. . . . So by our calculations, if the second tranche of the privatization deal
happens, the company will not be able to cover the estimated annual interest expense from
operations let alone have excess free cash flow to pay down debt each year.” The analyst’s
ratings agencies from the time the deal was announced on April 1, 2007 until the Chapter 11
156. For example, upon announcement of the merger agreement in April 2007,
Fitch downgraded Tribune’s bond ratings. Citing the increased debt Tribune planned to take on
by virtue of the LBO Transaction, Fitch expressed its belief that the deal would be “detrimental
to bondholders.” Fitch accordingly maintained a negative outlook on the Company. Also upon
the announcement of Tribune’s plan to move forward with the LBO Transaction, S&P
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downgraded Tribune’s corporate credit rating from BB+ to BB-, and Moody’s placed Tribune
on “negative watch” for both its corporate family rating and probability of default ratings,
157. On April 19, 2007, S&P downgraded Tribune’s credit rating on its unsecured
notes to CCC+ indicating a high default risk. S&P reported that “given the amount of priority
debt ahead of these notes, we will assign them a recovery rating of ‘5’ upon the close of the
proposed bank transaction, indicating the expectation for negligible (0% - 25%) recovery of
158. On April 23, 2007, Moody’s lowered Tribune’s corporate family and
probability of default ratings to Ba3 from Ba1, citing the “significant increase in leverage” that
would result from Tribune’s plan to repurchase $4.2 billion in common stock through Step One
of the LBO Transaction. Moody’s maintained a negative watch for both ratings.
159. On May 3, 2007, Fitch announced that Tribune’s ratings would remain on
“rating watch negative.” The downgrading reflected the “significant debt burden the announced
transaction places on the company’s balance sheet while its revenue and cash flow have been
declining,” especially in light of “meaningful secular headwinds that could lead to more cash
flow volatility in the future.” Fitch believed that “these factors could impair the company’s
160. On August 20, 2007, S&P lowered Tribune’s corporate credit rating one
notch to B+ from BB- and the bank loan rating to BB from BB+. The negative outlook
“reflect[ed] deterioration in expected operating performance and cash flow generation compared
to previous expectations.”
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161. Finally, upon consummation of the LBO Transaction on December 20, 2007,
Fitch lowered the Company’s issuer default rating from B+ to B- in light of the Company’s
“significant debt burden” and declining cash flows. Fitch also noted that the Company’s
estimated fixed-charge coverage ratio left “very little room to endure a cyclical downturn.”
162. At all relevant times, the D&O Defendants confronted this harsh – and
worsening – economic reality and either knew, were reckless in not knowing, or should have
foreseen that the prospective LBO Transaction would render Tribune insolvent. For example,
on February 21, 2007, Kazan e-mailed Bigelow regarding concerns about Tribune’s financial
health: “If I’m reading this correctly, our plan has us being $47 million below 2006 for the first
half. I don’t know what the bankers will base their threshold number on, but it suggests we
really need to get to the bottom of that. Otherwise, we are already half-way towards not being
163. Indeed, Tribune’s management had already been advised that a deal with the
level of leverage contemplated by the LBO Transaction would be imprudent. On January 22,
2007, Bigelow told Grenesko that one of the bankers had advised Bigelow that a similar
competing bid had “too much leverage and that a self help route would be more prudent.”
Moreover, in a March 10, 2007 e-mail, counsel for the McCormick Foundation reported that
“[t]he Company has apparently concluded that they are not comfortable in . . . the leverage in
164. On March 24, 2007, only a week before the LBO Transaction was
announced, a Tribune employee wrote to Bigelow after reviewing financial projections: “[I]f I
am reading this right, we have a pretty narrow band for success under the ESOP – i.e., if we are
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off plan by 2% we have no value in the ESOP for 5 years.” Bigelow responded and confirmed:
“yes, if we hit the down 2 case there is no equity value in the first 5 yrs.”
understood that the Company essentially would be rendered insolvent by actual performance a
mere 2% below the financial projections that buttressed the deal. On March 25, 2007, Tribune
management learned that both revenue and operating cash flow for the Company’s publishing
business for the first quarter of 2007 were, in fact, 2% below plan. Thus, when the LBO
Transaction was announced on April 1, 2007, Tribune’s management was well aware that the
Company was already underperforming its own projections by more than 2%, a gap that only
concerned about their ability to syndicate the more than $4 billion in additional debt associated
with Step Two of the LBO Transaction. Upon information and belief, Zell and EGI took steps
to reassure the Lenders that the LBO Transaction remained sound and that Tribune was
somehow still solvent, meeting with representatives of the Lenders on several occasions. For
example, on December 19, 2007, in the final days before consummation of Step Two, Zell
spoke with James Lee of JPMorgan Chase Bank N.A. and, upon information and belief, assured
167. The D&O Defendants recognized that one of the conditions for
consummation of the LBO Transaction – the Company’s ability to secure viable solvency
opinions in connection with both Step One and Step Two of the transaction – could jeopardize
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the transaction. The D&O Defendants took steps to ensure that Tribune would obtain the
confirmation of solvency that would allow the deal to proceed, but in so doing they secured
168. Finding a solvency opinion firm to provide the requisite opinions turned out
to be no easy task. VRC, a financial advisory firm that provides fairness and solvency opinions
in support of transactions, became the last-ditch choice for Tribune after other solvency opinion
firms declined the engagement to provide the requested solvency opinions. Prior to approaching
VRC, Tribune first approached Houlihan, a prominent solvency opinion firm. Houlihan
expressed internal reservations regarding the solvency work associated with the proposed LBO
Transaction and declined to accept the engagement. A Houlihan witness has testified that he
believed it would have been difficult for Houlihan to find Tribune solvent based on the
169. On March 29, 2007, Houlihan informed Tribune that it would not bid for the
engagement to deliver a solvency opinion for Tribune. Houlihan’s decision caused Tribune to
scramble to find another firm to provide the opinions. On March 30, 2007, Bigelow e-mailed
VRC and stated that he “would very much like to speak with someone about solvency opinion
work,” and requested that VRC respond to him that very day. Later that same day, Bigelow
provided preliminary information to VRC. Internal VRC e-mails reveal that VRC reviewed the
proposed deal and acknowledged that it looked “quite leveraged” and that, consequently, VRC
170. VRC was aware of Houlihan’s reservations about the proposed LBO
Transaction prior to accepting the Tribune engagement and recognized that the reluctance
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expressed by Houlihan raised the risk profile associated with the project. Due to the risk
attached to the highly leveraged deal and Houlihan’s disinclination to get involved in the high-
profile Tribune solvency engagement, VRC was able to demand and obtain a high fee for its
solvency opinions. Tribune’s fee to VRC was among the highest fees VRC had ever received
for solvency opinion work. In exchange for that risk-justified high fee, VRC provided the
Board with written opinions, dated May 9, 2007 and May 24, 2007, as to the solvency and
capital adequacy of Tribune after giving effect to Step One as of those dates. VRC also
provided a solvency opinion, dated December 20, 2007, in connection with consummation of
171. The D&O Defendants took steps to ensure that Tribune obtained favorable
solvency opinions in connection with both Step One and Step Two of the LBO Transaction by
providing VRC with skewed financial projections, upon which VRC unjustifiably relied.
172. VRC’s Step One solvency analysis was based on Tribune’s financial
projections finalized by management and approved by the Board in February 2007 (the
“February Projections”). The February Projections were substantially higher than Tribune’s
actual operating results. For example, Tribune’s actual publishing revenues for March 2007
were 4.3% below those in the February Projections. Similarly, actual publishing revenues for
April and May were, respectively, 4.9% and 8.6% below plan. Tribune’s broadcasting revenues
over the three-month period fared little better. For March 2007, actual broadcasting revenue
was 3.0% below plan. In May, broadcasting revenues were 6.4% below the projections. In the
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aggregate, for the three months of March through May, publishing revenues were $55 million
below those in the February Projections, and broadcasting revenues were $9 million below plan.
173. Tribune managers facilitating the LBO Transaction were fully aware that the
February Projections were outdated and unreliable almost immediately after they were finalized
and approved. Tribune received weekly “flash reports” that showed the February Projections to
be stale soon after dissemination. Despite this awareness, Tribune management persistently
declined to revise and update the February Projections until long after Step One – predicated on
VRC’s two accompanying solvency opinions based on those flawed projections – had closed.
174. For example, on March 5, 2007, Tribune’s financial advisor asked Kazan if
the Company wanted to revisit the projections as a result of recent data. Kazan responded that
he was inclined to keep the projections “as is for now.” Further, on March 20, 2007, an EGI
executive disclosed to the EGI team that “Chandler [Bigelow] indicated on [March] 9th that
management needed to sit down and refine their projections for 2007.” On March 21, 2007,
Bigelow told Tribune’s financial advisors that “I am working on whether our full-year
projections will change and let you know in the morning, but I suspect that for the full-year we
are probably about $25M lower than our original plan.” Also on March 21, Tribune circulated a
document showing actual results for January and February compared to the plan. Kazan stated
to Bigelow that they needed to discuss the results with Grenesko before including them in a
rating agency presentation or showing them to EGI, as “[t]his is tricky b/c we’ve told Nils
[Larsen of EGI] that we aren?t [sic] changing our plan based on the results from the first two
periods.”
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performance results were meaningfully lagging the February Projections, those projections were
not updated before VRC’s Step One solvency opinions were issued. Indeed, Tribune failed to
provide any updated financial projections to VRC until late September 2007.
presented, in part, to the Board in October 2007 (the “October Projections”). The October
Projections were, to some degree and in the near-term, downwardly revised. However, despite
the continued deterioration of Tribune’s performance after Step One of the LBO Transaction
closed, certain key forecasts in the October Projections were dramatically revised upward from
177. For example, the October Projections assumed that, as early as 2009,
Tribune’s Interactive (i.e., Internet-based) business would begin to generate significantly greater
revenues than anticipated by the February Projections and thereby mitigate the ongoing decline
because the Interactive business had performed at more than 4% below expectations in 2007.
Even Tim Landon, the former head of Tribune’s Interactive business, admitted under oath that
this assumption underlying management’s October Projections was illogical: “I’m disappointed
in these numbers. It’s not what I would have expected. These are the only numbers that I’ve
looked at today that I don’t feel good about. The other ones were ok, even though they
might’ve turned out wrong. But I don’t believe in the logic behind this.”
178. Moreover, the October Projections forecast that, beginning in 2013 and
accelerating through 2017, Tribune’s revenue would significantly outperform the February
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improved 2.4% revenue growth rate in the 2012 presidential election year and — without any
good faith basis or justification — assumed that this 2.4% growth spurt would be duplicated in
2013 through 2017. In other words, the October Projections improperly assumed that each of
the five years following the 2012 presidential election year would also enjoy the benefit of a
Nonetheless, VRC uncritically relied on those October Projections when preparing its Step Two
solvency opinion. For example, by adopting the unjustifiable “election year” growth rate
assumptions for 2013-2017 from the October Projections, VRC’s valuation at Step Two was
upwardly revised by approximately $613 million. VRC’s reliance on and wholesale adoption of
management’s October Projections was unreasonable, and ignored the more pessimistic (and
180. The D&O Defendants prevailed upon VRC to use a series of improper
methodologies when preparing its solvency opinions in connection with Step One and Step Two
of the LBO Transaction. While each of these (and other) flaws rendered VRC’s analysis
unreliable, the sum of them certainly did. A solvency analysis free from these biased
assumptions would have concluded that the LBO Transaction would render Tribune insolvent.
Yet, enticed by the high fees that only a conclusion of solvency would yield, VRC produced the
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181. As outlined above, the legal and economic reality of the LBO Transaction
required that the total debt incurred through the transaction be considered in any solvency
analysis conducted as of Step One. The LBO Transaction was – from beginning to end of the
process – conceived of and promoted, first to Tribune and then to the public, as a single,
182. Had the full debt obligations from the entire LBO Transaction been
considered in the Step One solvency analysis, it would have been apparent that Tribune would
be rendered insolvent, as early as the closing of Step One. VRC’s Step One solvency opinions
circumvented this conclusion by employing erroneous assumptions and relying on the outdated
executives instructed VRC to exclude consideration of the Step Two debt from its Step One
184. VRC itself realized that the aggregate amount of debt at both steps of the
transaction should be considered in its Step One solvency analysis. Draft VRC solvency
opinions related to the Step One solvency analysis assume consolidation of the aggregate debt
185. A VRC witness has testified that VRC initially believed that it should
consider both Step One and Step Two debt as part of its Step One solvency analysis. That
changed, however, when Tribune revised VRC’s draft solvency opinion and instructed VRC to
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consider only Step One debt for purposes of its May solvency opinions. Despite expressing
internal reservations about Tribune’s defective approach, VRC complied with Tribune’s
instruction so as not to jeopardize the high engagement fee it had bargained for in connection
approximately $4 billion of transactional debt in its Step One analysis, VRC included several
other fundamental defects in its analysis that permitted it to opine in favor of solvency.
187. VRC departed from the standard definition of “fair market value” – i.e., what
a willing buyer and a willing seller would agree to in a fair exchange – and instead utilized an
idiosyncratic definition peculiar to the LBO Transaction. VRC agreed to opine on Tribune’s
solvency assuming that the “fair market” buyer would be structured to receive the same
favorable tax treatment as the ESOP utilized for the LBO Transaction – that is, another ESOP.
VRC had never worked on another solvency opinion that contained such a modification to the
ESOP S-corporation tax savings. Had the standard “fair market value” definition been used,
VRC would not have been able to deliver the solvency opinions that Tribune needed.
188. Among other flaws or skewed assumptions, including those related to its
comparable company analysis and terminal multiples, VRC also changed how it weighted the
discounted cash flow (“DCF”) valuation methodology in its overall analysis. The DCF
valuation approach yielded a value for Tribune that was significantly lower than that obtained
through other valuation methods. Several drafts of VRC’s Step One solvency analysis weighted
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the DCF method more heavily than the other valuation methodologies. At the same time, VRC
initially gave relatively little weight to the “comparable transactions” method, which yielded a
much higher valuation figure. However, in its final Step One solvency analysis, VRC reduced
the weight given to the low DCF valuation and increased the weight given to the high
comparable transactions value, thereby increasing Tribune’s overall valuation figure. This shift
in VRC’s methodological weighting also tipped the balance in favor of finding Tribune solvent
at Step One.
189. Faced with the even more daunting task of delivering a solvency opinion in
connection with Step Two of the LBO Transaction – which would saddle Tribune with billions
assumed that the 2.4% revenue growth rate forecast for the 2012 presidential election year
would be duplicated in each of the following five years. VRC’s solvency analysis incorporated
management’s “election year” assumption by extending the time period over which VRC
calculated the discounted present value of projected cash flows from five years (as in VRC’s
Step One solvency analysis) to ten years. Tribune provided VRC with a specific, separate
representation letter, signed by Grenesko and dated December 20, 2007, which purported to
justify this change in methodology. As a result of this change, VRC’s valuation at Step Two
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191. Moreover, VRC’s Step Two solvency analysis carried over many of the same
flaws and skewed assumptions from VRC’s Step One solvency analysis, including VRC’s novel
and unjustified definition of “fair market value” and the improper equal weighting that VRC
192. VRC’s opinion letter committee established certain prerequisites that needed
to be satisfied before VRC could issue a solvency opinion in connection with Step Two of the
representation from Tribune that it would have the capability to refinance approximately $8
billion of debt arising from the LBO Transaction that would otherwise come due in 2014 and
2015. Accordingly, Tribune’s ability to refinance this massive debt was essential to VRC’s
solvency analysis and its willingness to issue a solvency opinion in connection with Step Two.
placed a telephone call to Bigelow, then Tribune’s Treasurer, and advised that any
representation from Tribune as to the reasonableness of assuming that Tribune would have the
ability to refinance its debt should indicate that an outside financial advisor to Tribune agreed
Bigelow, Grenesko, and Kenney, placed a telephone call to Bryan Browning, a VRC Senior
Vice President and Professional Services Manager. During that conversation, Bigelow and/or
Grenesko stated that Morgan Stanley, financial advisor to the Special Committee, had agreed
that Tribune could refinance its debt in 2014 even in a “downside” scenario. Upon information
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and belief, however, Morgan Stanley had never definitively represented that it agreed with
195. After Step One of the LBO Transaction, the two outside financial advisors
that had previously been retained to advise Tribune withdrew from advising the Company with
respect to Step Two. Accordingly, neither of those two outside financial advisors evaluated the
reasonableness of VRC’s Step Two solvency opinion or any of the representations and
dated December 20, 2007, stated in part: “Based upon (i) management’s best understanding of
the debt and loan capital markets and (ii) management’s recent discussions with Morgan
Stanley, management believes that it is reasonable and appropriate for VRC to assume that
Tribune . . . would be able to refinance.” VRC’s Step Two solvency opinion relied on that
representation letter, expressly citing management’s purported discussions with Morgan Stanley
regarding the Company’s ability to refinance its debt when it came due.
solvency opinions from an all too cooperative and uncritical VRC, the members of the Tribune
Board and Special Committee had a duty to evaluate those solvency opinions critically. The
Director Defendants utterly failed to satisfy their responsibilities. As noted above, the outside
financial advisors that had previously been retained to advise Tribune withdrew from advising
the Company with respect to Step Two of the LBO Transaction. Thus, the Director Defendants
took up the critical question of whether the consummation of Step Two would render Tribune
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insolvent without formally retaining an outside advisor for the Board to evaluate management’s
Defendants made it imperative that they carefully evaluate the Step Two solvency opinion
delivered by VRC. They knew, were reckless in not knowing, or reasonably should have known
that: (i) Tribune’s financial performance had deteriorated appreciably after Step One and that
the closing of Step Two would subject Tribune to more than $4 billion in additional debt; (ii)
management’s February Projections had missed the mark only shortly after they were issued;
(iii) members of senior management were to receive significant additional compensation if Step
Two closed and might be looking for continued employment under the auspices of the new
owners; (iv) VRC was relying on management’s projections as a critical underpinning of its
solvency opinion; (v) VRC had agreed to use a definition of “fair market value” that was
contrary to long-established principles of sound valuation and that directly affected VRC’s
solvency conclusions at Step Two; and (vi) market indicia were strongly suggesting that, in the
event Tribune was somehow not already insolvent, the additional Step Two debt would render it
insolvent. All of these circumstances served, or should have served, as red flags to the Director
the LBO Transaction, met to consider VRC’s Step Two solvency opinion for the first and only
time. Upon information and belief, that meeting lasted no more than fifteen minutes. The
Special Committee failed even to approve or finalize any minutes from that meeting.
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December 18, 2007 meeting of Tribune’s Special Committee, Morgan Stanley did not present a
comprehensive evaluation of VRC’s Step Two solvency opinion. Moreover, neither Morgan
Stanley nor any other financial advisor presented any evaluation of Tribune’s October
Projections, the good faith and reasonableness of which were a foundation of VRC’s Step Two
solvency analysis.
201. Later that day, and despite the inadequate consideration given by Tribune’s
Special Committee to evaluating VRC’s Step Two solvency opinion, the Tribune Board quickly
dated as of December 20, 2007, authorized certain guarantees that were necessary for Step Two
to close, without holding even a single meeting to consider the execution of the guarantees or
the effect they would have on the solvency of the Subsidiary Guarantors.
203. In September 2007, the Company asked Morgan Stanley to advise the Board
and management concerning negotiations with the LBO Lenders in connection with Step Two
and other financial issues relating to Step Two. Morgan Stanley understood from the beginning
that this work included evaluating Tribune’s solvency. A September 20, 2007 e-mail between
senior Morgan Stanley representatives notes that: “The scope of the work will be: i) reviewing
the 5/9/07 solvency opinion rendered by Valuation Research Corp., ii) replicating their analysis,
and iii) making sure that VRC (based on their initial analysis) would still today render an
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204. Consistent with its understanding of the scope of its work, Morgan Stanley
prepared a number of valuations of the Company. Those valuations showed that the Company
would be insolvent after giving effect to Step Two under certain reasonable assumptions.
205. For example, an October 9, 2007 exchange between Morgan Stanley analysts
indicates that one analyst had calculated “a negative equity value” for Tribune following Step
Two. When the other analyst commented that that “[s]eems low,” the first analyst replied: “its
tribune ... their [sic] putting a 10.0x leverage multiple on a co. that bearly [sic] trades at 9x!”
She further wrote, “I was explaining why the ev [presumably “equity value”] would be
negative... but as a secret.. you should know this deal is happening because zell is so f-n rich . . .
206. Similarly, an October 17, 2007, Morgan Stanley internal financial analysis
concluded that, while the Company would be solvent under a DCF analysis based on Company
management’s plan, it would be insolvent using DCF analyses based on Morgan Stanley’s
“Research” and “Downside” cases. Notably, Morgan Stanley representatives were present at a
meeting of the Company’s Board of Directors on the same day, October 17, 2007, but did not
disclose any of the results of Morgan Stanley’s internal financial analysis to the Board.
207. Morgan Stanley representatives were also present at several other meetings of
the Company’s Board between October 17 and December 18, 2007, when they attended a
meeting of the Special Committee of the Board. Morgan Stanley did not disclose to the Board
or to the Special Committee at any of these meetings, or otherwise, the results of its internal
financial analyses indicating that the Company would have a negative equity value, and thus be
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208. Morgan Stanley’s failure to disclose its analyses showing that the Company
could be insolvent upon completion of the LBO advanced its own interest in obtaining an
additional, sizeable discretionary fee from the Company if the LBO closed. By May 2007,
Morgan Stanley had already been paid the Morgan Stanley Advisor Fees for work relating to the
LBO. It was owed no further payments for work it performed on the LBO after that date,
although its engagement letter did provide for a possible discretionary fee. Obtaining the
additional discretionary payment was the principal way for Morgan Stanley to receive additional
compensation for its work on the LBO. Morgan Stanley’s negative solvency analyses had the
potential to jeopardize the completion of the LBO. Morgan Stanley thus had an incentive not to,
and did not, disclose those negative solvency analyses to the Company. In December 2007,
Morgan Stanley in fact aggressively sought a discretionary fee from the Company above and
beyond the Morgan Stanley Advisor Fees, but the Company ultimately declined Morgan
Stanley’s request.
209. On December 12, 2007, Mr. Bigelow forwarded to Morgan Stanley an e-mail
containing certain follow-up questions from the lead banks financing the LBO. Those questions
210. Morgan Stanley thus had notice that the Company was relying on Morgan
Stanley in representing to VRC that the Company would be able to refinance the LBO Debt.
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Morgan Stanley now takes the position that it never told the Company’s management that
Morgan Stanley believed, or concurred with any belief by management, that Tribune would be
able to refinance the LBO Debt. But Morgan Stanley did not tell the Board or the Special
Committee prior to the closing of Step Two that management's or VRC’s reliance on Morgan
Stanley was misplaced. Instead, Morgan Stanley remained silent on this issue with the Board
and the Special Committee. Morgan Stanley had the same incentive not to upset an important
basis for VRC’s Step Two solvency opinion as it did with respect to its internal financial
analyses: disclosure could jeopardize the LBO and thus Morgan Stanley’s ability to obtain a
211. After the Director Defendants gave their blessing to VRC’s Step Two
solvency opinion, the final step remaining for the consummation of the LBO Transaction was
the delivery of certificates representing that Tribune was supposedly solvent. On December 20,
2007, Defendants Bigelow and Grenesko delivered the required solvency certificates on behalf
212. As designed, the LBO Transaction cashed out Tribune’s Large Shareholders
at the expense of Tribune and its other stakeholders. Tribune’s total funded debt rose from
under $4 billion to nearly $13 billion. This staggering debt load brought the once venerable
213. Deterioration caused by the massive debt burden followed in rapid fashion
after the LBO Transaction closed in December 2007. On July 14, 2008, for example, the
Associated Press reported that the Los Angeles Times planned to cut 250 positions. The report
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explained that “[l]ast December, Tribune bought out its public shareholders in an $8.2 billion
deal orchestrated by real estate mogul Sam Zell. Now, he and Tribune are struggling to service
that debt.” None of Tribune’s cost-cutting measures, however, could forestall the inevitable.
214. On December 8, 2008 (the “Petition Date”), Tribune filed voluntary petitions
for relief under the Bankruptcy Code. As of the Petition Date, Tribune owed approximately $13
215. On December 19, 1994, Morgan Stanley Capital Services, Inc. (“MSCS”), an
affiliate of Morgan Stanley, and The Times Mirror Company, a predecessor to the Company,
entered into an interest rate swap in respect of a $100 million notional amount. The swap was
such agreement, dated December 19, 1994 (collectively, the “Swap Agreement”).
216. The Swap Agreement obligated MSCS to make certain payments to Tribune
calculated using a fixed rate of interest in return for payments by Tribune to MSCS calculated
using a floating rate of interest. If Tribune declared bankruptcy, that was an “Event of Default”
under the Swap Agreement that permitted MSCS to select an “Early Termination Date.” On the
Early Termination Date, the Swap Agreement provided for a calculation of the amount due from
MSCS to the Company in respect of the future fixed rate payments MSCS was obligated to
make to the Company under the Swap Agreement. In certain circumstances, MSCS was
permitted to reduce its final payment to the Company by amounts that the Company owed
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217. The Swap Agreement afforded Morgan Stanley and MSCS the opportunity, if
they believed there was a substantial risk that the Company would file for bankruptcy, to make
substantial financial gains by purchasing the Company’s publicly traded debt at a discount to its
face value. MSCS could then seek to set off the full face value of Tribune public debt – which it
had acquired at a deep discount – against the amount it owed Tribune in the event of a
bankruptcy.
218. On April 11 and 15, 2008 Morgan Stanley purchased a total of $18,865,000
face value of Tribune 7.5% Debentures for $7,840,000 – less than 42% of face value. On April
21, 2008, Morgan Stanley transferred these debentures to MSCS. At the time of these
purchases, Morgan Stanley was in possession of material non-public information relating to the
likelihood that the Company would have to file for bankruptcy, information that Morgan
Stanley obtained in its capacity as the Company’s and Special Committee’s financial advisor in
219. On or about November 10, 2008, the Company engaged Morgan Stanley to
provide financial advisory services relating to a possible bankruptcy filing by the Company.
The Company provided Morgan Stanley, in its capacity as professional financial advisor, with
confidential financial information relating to the Company and its consideration of a bankruptcy
amount of Tribune 7.5% Debentures for $601,041. Morgan Stanley transferred these debentures
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amount of Tribune 7.5% Debentures for $644,795 – less than 13% of face value. On
approximately March 20, 2009 – after the commencement of Tribune’s chapter 11 case –
222. At the times it purchased Tribune 7.5% Debentures on November 20 and 26,
2008, Morgan Stanley was in possession of material non-public information concerning the
Company’s active planning for a bankruptcy filing in the very near term, information that
223. Because Morgan Stanley had material confidential information from Tribune
on this issue, it could and did decide to buy the Debentures with confidence that it would profit
as a result.
224. At the December 1, 2008 meeting of Tribune’s Board of Directors, the Board
under the Swap Agreement, and MSCS designated December 9, 2008 as the Early Termination
Date for the interest rate swap under the Swap Agreement.
226. By letter dated December 18, 2008, MSCS informed Tribune that it had set
off $38,365,000 in principal amount of Tribune 7.5% Debentures (this amount includes some
$9,500,000 in principal amount of debentures that Morgan Stanley acquired before it was a
financial advisor to the Company), plus accrued interest and expenses, against the $50,433,470
MSCS had determined, as the non-defaulting party under the Swap Agreement, was owing by
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MSCS to Tribune. MSCS asserted that such setoff was permitted pursuant to the Bankruptcy
227. By letter dated March 20, 2009, MSCS advised that the correct amount
owing to Tribune under the Swap Agreement was $51,945,000 (the “Termination Amount”),
and that the prior figure was the result of a calculation error. MSCS again informed Tribune
that it had set off $38,365,000 in principal amount of Tribune 7.5% Debentures (plus accrued
interest and expenses) against the Termination Amount. By reason of its improper purchase of
Tribune 7.5% Debentures while in possession of material non-public information from the
Company, Morgan Stanley deprived the Company of nearly $29,000,000 (plus accrued interest
and expenses) in payments that it would otherwise have received under the Swap Agreement,
228. MSCS has filed a proof of claim in Tribune’s chapter 11 case in the principal
amount of $38,365,000 (the “MSCS Claim”). Among other claims, the MSCS Claim asserts a
protective claim of not less than $41,074,528.00 in the event that MSCS's setoff is successfully
challenged.
COUNT ONE
(Breach Of Fiduciary Duty Against The D&O Defendants)
229. Plaintiff repeats and realleges each and every allegation set forth in
230. As directors and officers of Tribune, the D&O Defendants owed Tribune
fiduciary duties of good faith, care and loyalty. As Tribune was either rendered insolvent or
placed in the zone of insolvency as a result of the LBO Transaction, the D&O Defendants owed
fiduciary duties to all of Tribune’s stakeholders, including its creditors, who were harmed due to
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Tribune’s inability to pay them in full. Upon information and belief, most or all of the D&O
Defendants owned shares in Tribune prior to and after approval of the LBO Transaction.
Indeed, most of the D&O Defendants received cash proceeds of at least several hundred
thousand dollars from the sale of their stock in connection with the LBO Transaction, and many
of the them received several million dollars from their stock sales. In addition, the Officer
Defendants collectively received millions of dollars in special incentives for completing the
LBO Transaction above and beyond benefits received by other shareholders. Due to these direct
financial benefits, the D&O Defendants were interested in, or lacked independence with respect
231. The LBO Transaction favored Tribune’s Board of Directors, officers and
Large Shareholders at the expense of Tribune and its other stakeholders. Under the
circumstances, the D&O Defendants acted in their own interests, and/or in the interests of the
Large Shareholders and Zell Defendants, in approving and/or facilitating the LBO Transaction
even though they knew or were reckless in not knowing that it would result in harm to Tribune.
At a minimum, the D&O Defendants were willfully blind to the foreseeable disastrous
consequences of the LBO Transaction, and acted grossly negligently and/or recklessly in
approving and/or facilitating a transaction that in short order would result in disaster for the
Company.
232. The D&O Defendants, acting both individually and collectively, failed to
exercise the necessary care, and breached their respective duties of good faith, care and loyalty,
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(a) agreeing to, approving and/or facilitating the imprudent and highly
Transaction;
serve;
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233. The D&O Defendants are not entitled to the protection of the business
judgment rule for the breach of their duties. The D&O Defendants failed to act in good faith
and instead acted in their own interests or in the interests of entities other than Tribune’s, or in a
manner that cannot be attributed to a rational business purpose. Finally, in reaching the
decisions complained of herein, the D&O Defendants were grossly negligent and/or willfully
blind by, among other things, failing to consider all material facts reasonably available and
completely and willfully or recklessly ignoring their duties owed to Tribune and to all of
234. Indeed, in taking the actions described above with respect to the LBO
Transaction, at least some of the D&O Defendants abandoned Tribune’s interests altogether.
Those D&O Defendants knowingly and intentionally acted in the sole pursuit of their personal
individual interests (such as receiving cash proceeds, severance payments and other monetary
special incentives from the LBO Transaction) or in the interests of the Large Shareholders
and/or Zell Defendants. They did not act in order to achieve any benefit, or accomplish any
legitimate corporate purpose, for Tribune, either short-term or long-term. To the contrary, they
engaged in actions that did not confer any benefit upon or serve any corporate purpose for
Tribune and that could never have conferred any such benefit or served any such purpose. The
events that unfolded show that the actions they took were entirely adverse to Tribune’s interests,
both short-term and long-term. Notwithstanding the positions of trust that the D&O Defendants
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occupied and the fiduciary duties they owed to Tribune, at least some acted in service of
interests wholly separate and distinct from those of the company they were obligated to serve.
235. By reason of the foregoing actions, the D&O Defendants, acting both
individually and collectively, engaged in self-dealing, did not act in good faith, and breached
236. Tribune has been substantially damaged as a direct and proximate result of
COUNT TWO
(Breach Of Fiduciary Duty Against Zell)
238. Plaintiff repeats and realleges each and every allegation set forth in
239. As a director of Tribune, Zell owed Tribune fiduciary duties of good faith,
care and loyalty. As Tribune was either rendered insolvent or placed in the zone of insolvency
as a result of the LBO Transaction, Zell owed fiduciary duties to all of Tribune’s stakeholders,
including its creditors, who were harmed due to Tribune’s inability to pay them in full.
240. Zell proposed, negotiated, and facilitated the LBO Transaction. Zell
controlled EGI-TRB, which entered into the Agreement and Plan of Merger with Tribune on
April 1, 2007. As a result, Zell was interested in, or lacked independence with respect to, the
LBO Transaction.
241. Zell acted in his own interests, and/or in the interests of entities other than
Tribune, in facilitating consummation of the LBO Transaction even though he knew or should
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have known it would result in harm to Tribune. At a minimum, Zell was willfully blind to the
foreseeable disastrous consequences of the LBO Transaction, and acted grossly negligently
and/or recklessly in advocating for and facilitating consummation of a transaction that in short
242. Zell, acting both individually and collectively with the D&O Defendants,
failed to exercise the necessary care, and breached his duties of good faith, care and loyalty, by,
Transaction;
even though it favored interests other than those of the company that
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243. Zell is not entitled to the protection of the business judgment rule for the
breach of his duties. Zell failed to act in good faith and instead acted in his own interests or in
the interests of entities other than Tribune, or in a manner that cannot be attributed to a rational
business purpose. Finally, in taking the actions complained of herein, Zell was grossly
negligent and/or willfully blind by, among other things, failing to consider all material facts
reasonably available and completely and willfully or recklessly ignoring his duties owed to
244. Indeed, in taking the actions described above with respect to the LBO
Transaction, Zell abandoned Tribune’s interests altogether. Zell knowingly and intentionally
acted in the sole pursuit of his personal interests and/or in the interests of entities other than
Tribune. Zell did not act in order to achieve any benefit, or accomplish any legitimate corporate
purpose, for Tribune, either short-term or long-term. To the contrary, Zell engaged in actions
that did not confer any benefit upon or serve any corporate purpose for Tribune and that could
never have conferred any such benefit or served any such purpose. The events that unfolded
show that the actions Zell took were entirely adverse to Tribune’s interests, both short-term and
long-term. Notwithstanding the high position of trust that Zell occupied and the fiduciary duties
he owed to Tribune, he acted in service of interests wholly separate and distinct from those of
245. By reason of the foregoing actions, Zell, acting both individually and
collectively with the D&O Defendants, engaged in self-dealing, did not act in good faith, and
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246. Tribune has been substantially damaged as a direct and proximate result of
COUNT THREE
(Breach Of Fiduciary Duty Against The Subsidiary Defendants)
248. Plaintiff repeats and realleges each and every allegation set forth in
249. The Subsidiary Defendants owed duties of good faith, loyalty and due care to
250. The Subsidiary Defendants approved the subsidiary guarantees and liens
given by such corporations guaranteeing the obligations incurred in connection with the LBO
Transaction.
251. Upon information and belief, the Subsidiary Defendants did not conduct any
breached their respective fiduciary duties, and those Subsidiary Defendants who received
monetary special incentives in connection with consummation of the LBO Transaction also
253. The Subsidiary Defendants are not entitled to the protection of the business
judgment rule for the breach of their duties. The Subsidiary Defendants failed to act in good
faith and instead acted in their own interests or in the interests of entities other than Tribune’s,
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or in a manner that cannot be attributed to a rational business purpose. Finally, in reaching the
decisions complained of herein, the Subsidiary Defendants were grossly negligent and/or
willfully blind by, among other things, failing to consider all material facts reasonably available
and completely and willfully ignoring their duties owed to Tribune and to all of Tribune’s
254. Tribune and the Subsidiary Guarantors have been substantially damaged as a
direct and proximate result of the breaches of fiduciary duties by the Subsidiary Defendants.
Accordingly, Plaintiff is entitled to judgment against the Subsidiary Defendants jointly and
COUNT FOUR
(Aiding And Abetting Breach Of
Fiduciary Duty Against The Subsidiary Defendants)
255. Plaintiff repeats and realleges each and every allegation set forth in
256. As directors and officers of Tribune, the D&O Defendants owed Tribune and
its stockholders fiduciary duties of good faith, care and loyalty. As Tribune was either rendered
insolvent or placed in the zone of insolvency as a result of the LBO Transaction, the D&O
Defendants owed fiduciary duties to all of Tribune’s stakeholders, including its creditors, who
257. The D&O Defendants, acting both individually and collectively, failed to
exercise the necessary care, and breached their respective duties of good faith, care and loyalty
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258. The Subsidiary Defendants knew that the D&O Defendants had the fiduciary
259. The Subsidiary Defendants colluded in or aided and abetted the breaches of
fiduciary duties of the D&O Defendants, and were active and knowing participants in those
breaches of fiduciary duties by, among other things, approving the subsidiary guarantees and
liens given by such corporations guaranteeing the obligations incurred in connection with the
LBO Transaction, and failing to conduct any independent investigation on behalf of the
260. Tribune and the Subsidiary Guarantors have been substantially damaged as a
direct and proximate result of the actions of the Subsidiary Defendants in aiding and abetting the
COUNT FIVE
(Breach Of Fiduciary Duty Against The Large Shareholders)
262. Plaintiff repeats and realleges each and every allegation set forth in
to the LBO Transaction and effectively had the capacity to block or preclude the transaction if
they deemed it was not in their own interests. The Large Shareholders collectively owned 33%
of Tribune’s stock and, by virtue of their substantial stock holdings, made clear to the Board that
it had to comply with their demands and advance their objectives. Indeed, the Large
Shareholders threatened the Board with certain adverse consequences if the Board failed to
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comport with their demands. In addition, the Large Shareholders each had representatives on
Tribune’s Board, and through FitzSimons’ roles at both the Foundations and Tribune, the
Foundations had senior managerial presence at Tribune. Thus, for all practical purposes, the
Large Shareholders had the power to veto the Board’s decision with respect to the LBO
fiduciary duties of good faith, care and loyalty. As Tribune was either rendered insolvent or
placed in the zone of insolvency as a result of the LBO Transaction, the Large Shareholders
owed fiduciary duties to all of Tribune’s stakeholders, including its creditors, who were harmed
265. The Large Shareholders, acting both individually and collectively, failed to
exercise the necessary care, and breached their respective duties of good faith, care and loyalty,
by, among other things, intentionally steering the D&O Defendants toward a corporate strategy
aimed at enhancing exclusively the interests of the Large Shareholders at the expense of Tribune
and its other stakeholders, and by interposing themselves in the Board’s decision-making
process and exerting undue influence over the D&O Defendants in connection with the LBO
Transaction by, among other things, threatening the Board if it failed to pursue their desired
course of action. As controlling shareholders of Tribune, the Large Shareholders were not
entitled to consider only their own interests in assessing the propriety of the LBO Transaction.
Rather, in deciding whether to participate in the LBO Transaction and thereby help ensure its
effectuation, the Large Shareholders were obligated to consider the interests of Tribune and all
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its stakeholders. By exclusively focusing on, pressing and pursuing their own interests, and by
their other aforementioned acts and omissions, the Large Shareholders breached their fiduciary
obligations.
266. The Large Shareholders are not entitled to the protection of the business
judgment rule for the breach of their duties. The Large Shareholders failed to act in good faith
and instead acted solely in their own interests. Indeed, the Large Shareholders abandoned
Tribune’s interests altogether, and took actions that were entirely adverse to Tribune’s interests,
267. By and through the LBO Transaction, the Large Shareholders received
substantial proceeds for their Tribune stock that were funded by debt that rendered the Company
insolvent.
268. Tribune has been substantially damaged as a direct and proximate result of
COUNT SIX
(Aiding And Abetting Breach Of Fiduciary Duty
Against The Chandler Trust Representatives And The Large Shareholders)
270. Plaintiff repeats and realleges each and every allegation set forth in
271. As directors and officers of Tribune, the D&O Defendants owed Tribune and
its stockholders fiduciary duties of good faith, care and loyalty. As Tribune was either rendered
insolvent or placed in the zone of insolvency as a result of the LBO Transaction, the D&O
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Defendants owed fiduciary duties to all of Tribune’s stakeholders, including its creditors who
272. The D&O Defendants, acting both individually and collectively, failed to
exercise the necessary care, and breached their respective duties of good faith, care and loyalty
273. The Chandler Trust Representatives and the Large Shareholders knew that
the D&O Defendants had the fiduciary duties alleged herein. To the extent that the Large
Shareholders are determined not to be controlling shareholders with respect to the LBO
Transaction, the Large Shareholders are nonetheless liable for aiding and abetting the D&O
274. The Chandler Trust Representatives and the Large Shareholders colluded in
or aided and abetted the D&O Defendants’ breaches of fiduciary duties, and were active and
knowing participants in those breaches of fiduciary duties by, among other things, intentionally
steering the D&O Defendants toward a corporate strategy aimed at enhancing exclusively the
interests of the Large Shareholders, and by interposing themselves in the Board’s decision-
making process and exerting undue influence over the D&O Defendants in connection with the
LBO Transaction by, among other things, threatening the Board if it failed to pursue their
275. By and through the LBO Transaction, the Chandler Trust Representatives and
the Large Shareholders received substantial proceeds for their Tribune stock that were funded
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276. Tribune has been substantially damaged as a direct and proximate result of
the actions of the Chandler Trust Representatives and the Large Shareholders in aiding and
Representatives and the Large Shareholders jointly and severally in an amount to be determined
at trial.
COUNT SEVEN
(Aiding And Abetting Breach Of Fiduciary Duty
Against Zell and EGI)
278. Plaintiff repeats and realleges each and every allegation set forth in
279. As officers and directors of Tribune, the D&O Defendants owed Tribune and
its stockholders fiduciary duties of good faith, care and loyalty. As Tribune was either rendered
insolvent or placed in the zone of insolvency as a result of the LBO Transaction, the D&O
Defendants owed fiduciary duties to all of Tribune’s stakeholders, including its creditors, who
280. The D&O Defendants, acting both individually and collectively, failed to
exercise the necessary care, and breached their respective duties of good faith, care and loyalty
281. Zell and EGI knew that the D&O Defendants had the fiduciary duties alleged
herein.
282. Zell and EGI colluded in or aided and abetted the breaches of fiduciary duties
of the D&O Defendants, and were active and knowing participants in those breaches of
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fiduciary duties by, among other things, proposing and orchestrating the imprudent and
inevitably ruinous LBO Transaction, and exerting undue influence over the decision-making of
the D&O Defendants by enticing and inducing them to enter into the LBO Transaction by
283. Tribune has been substantially damaged as a direct and proximate result of
the actions of Zell and EGI in aiding and abetting the breaches of fiduciary duties set forth fully
herein.
COUNT EIGHT
(Aiding And Abetting Breach Of Fiduciary Duty Against VRC)
285. Plaintiff repeats and realleges each and every allegation set forth in
286. As officers and directors of Tribune, the D&O Defendants owed Tribune and
its stockholders fiduciary duties of good faith, care and loyalty. As Tribune was either rendered
insolvent or placed in the zone of insolvency as a result of the LBO Transaction, the D&O
Defendants owed fiduciary duties to all of Tribune’s stakeholders, including its creditors, who
287. The D&O Defendants, acting both individually and collectively, failed to
exercise the necessary care, and breached their respective duties of good faith, care and loyalty
288. VRC knew that the D&O Defendants had the fiduciary duties alleged herein.
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289. VRC colluded in or aided and abetted the D&O Defendants’ breaches of
fiduciary duties, and was an active and knowing participant in those breaches of fiduciary duties
by, among other things, failing to use reasonable professional judgment in reaching its solvency
determinations; failing to use appropriate valuation and financial practices in its solvency
available to VRC that should have been considered under reasonable valuation and financial
practices; and being induced to provide solvency opinions that cannot be justified in light of
290. Tribune has been substantially damaged as a direct and proximate result of
VRC’s aiding and abetting the breaches of fiduciary duties set forth fully herein.
determined at trial.
COUNT NINE
(Professional Malpractice Against VRC)
292. Plaintiff repeats and realleges each and every allegation set forth in
financial advisors in connection with the LBO Transaction and to, among other things, provide a
294. As Tribune’s professional financial advisor, VRC had a duty to use the same
degree of knowledge, skill, and ability as would an ordinarily careful professional in similar
circumstances.
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295. VRC deviated from the standard of care expected of a professional financial
advisor or solvency opinion provider under these circumstances, and acted in bad faith, engaged
in willful misconduct, and/or was grossly negligent, by, among other things, failing to use
appropriate valuation and financial practices in its solvency determinations; ignoring or failing
to give effect to information known by or made known or available to VRC that should have
been considered under reasonable valuation and financial practices; and being induced to
provide solvency opinions that cannot be justified in light of applicable professional standards.
296. Tribune has been substantially damaged as a direct and proximate result of
determined at trial.
COUNT TEN
(Aiding And Abetting Breach Of Fiduciary Duty
Against GreatBanc and Duff & Phelps)
298. Plaintiff repeats and realleges each and every allegation set forth in
299. As officers and directors of Tribune, the D&O Defendants owed Tribune
fiduciary duties of good faith, care and loyalty. As Tribune was either rendered insolvent or
placed in the zone of insolvency as a result of the LBO Transaction, the D&O Defendants owed
fiduciary duties to all of Tribune’s stakeholders, including its creditors, who were harmed due to
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300. The D&O Defendants, acting both individually and collectively, failed to
exercise the necessary care, and breached their respective duties of good faith, care and loyalty
301. GreatBanc and Duff & Phelps knew that the D&O Defendants had the
302. GreatBanc and Duff & Phelps colluded in or aided and abetted the D&O
Defendants’ breaches of fiduciary duties, and were active and knowing participants in those
breaches of fiduciary duties by, among other things, knowingly using inappropriate valuation
practices in their solvency, financing and fairness determinations to render and rely upon
opinions that could not have been rendered using reasonable and appropriate techniques;
GreatBanc and Duff & Phelps that should have been considered under reasonable valuation and
financial practices; upon information and belief, failing to ensure that the LBO Transaction
complied with applicable legal requirements; and being induced to proceed with the LBO
303. Tribune has been substantially damaged as a direct and proximate result of
GreatBanc’s and Duff & Phelps’ aiding and abetting the breaches of fiduciary duties set forth
fully herein.
304. Accordingly, Plaintiff is entitled to judgment against GreatBanc and Duff &
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COUNT ELEVEN
(Violations Of Delaware General Corporation Law
Sections 160 And/Or 173 Against The Director Defendants And Zell)
305. Plaintiff repeats and realleges each and every allegation set forth in
306. Section 160(a)(1) of the Delaware General Corporation Law (the “DGCL”)
provides, in relevant part, that: “[N]o corporation shall: (1) [p]urchase or redeem its own shares
of capital stock for cash or other property when the capital of the corporation is impaired or
when such purchase or redemption would cause any impairment of the capital of the
corporation[.]”
307. Section 173 of the DGCL provides that “[n]o corporation shall pay dividends
308. Pursuant to Section 174 of the DGCL, the directors of a corporation are
jointly and severally liable for “willful or negligent violation of § 160 or § 173.”
309. Tribune provided cash and/or property to its shareholders as a result of the
LBO Transaction. The payments made by Tribune in connection with the LBO Transaction
were, in substance, unlawful dividends and/or stock purchases in violation of sections 160
and/or 173 of the DGCL. The Director Defendants and Zell are jointly and severally liable for
the amount of such dividends and/or stock purchases due to their willful or negligent approval
and/or facilitation of the transfer of the payments, while Tribune lacked a sufficient surplus or
net profits or was otherwise insolvent, in violation of Delaware’s General Corporation Law,
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310. Tribune has been substantially damaged as a direct and proximate result of
the Director Defendants’ and Zell’s violations of DGCL sections 160, 173 and 174.
COUNT TWELVE
(Unjust Enrichment Against The D&O Defendants,
The Subsidiary Defendants, The Large Shareholders,
The Zell Defendants, The Tower Defendants, VRC, GreatBanc, and Duff & Phelps)
312. Plaintiff repeats and realleges each and every allegation set forth in
313. By their wrongful acts and omissions, and through the wrongful receipt of
proceeds from the LBO Transaction, the defendants have unjustly retained benefits that belong
315. Plaintiff seeks restitution from the defendants and an order of this Court
disgorging all payments, profits, fees, benefits, incentives and other compensation obtained by
the defendants as a result of their wrongful conduct and breaches of fiduciary duties.
316. By virtue of the foregoing, the defendants are liable to reimburse Tribune’s
estates the amount of the payments, profits, fees, benefits, incentives and other compensation
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COUNT THIRTEEN
(Intentional Fraudulent Transfer Against The D&O Defendants,
The Subsidiary Defendants, The Large Shareholders, Zell,
EGI-TRB, The Shareholder Defendants, The Shareholder Class, The Defendants Listed
On Exhibit A, Transferees Of Any Entity Listed On Exhibit A, And Beneficial Holders Of
Accounts Held In The Name Of Any Entity Listed On Exhibit A)
317. Plaintiff repeats and realleges each and every allegation set forth in
318. The Shareholder Transfers were made within two years of the Petition Date.
319. Tribune, by and through its officers and directors acting individually and
collectively, made the Shareholder Transfers with the actual intent to hinder, delay, and defraud
Tribune’s creditors, which intent is demonstrated by, among other things, the D&O
Defendants’:
(a) agreeing to, approving and/or facilitating the imprudent and highly
serve;
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consideration;
320. At the time of the Shareholder Transfers, Tribune was insolvent or became
COUNT FOURTEEN
(Constructive And/Or Intentional Fraudulent Transfer
Against The D&O Defendants And The Subsidiary Defendants)
322. Plaintiff repeats and realleges each and every allegation set forth in
323. The D&O Transfers were made within two years of the Petition Date.
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324. Tribune received less than reasonably equivalent value in exchange for the
D&O Transfers.
325. At the time of the D&O Transfers, Tribune (i) was insolvent or became
insolvent as a result of the D&O Transfers; (ii) was engaged in business or a transaction, or was
about to engage in business or a transaction, for which Tribune was left with unreasonably small
capital; and/or (iii) intended to incur, or believed that it would incur, debts that would be beyond
326. Tribune, by and through its officers and directors acting individually and
collectively, made the D&O Transfers with the actual intent to hinder, delay, and defraud
Tribune’s creditors, which intent is demonstrated by, among other things, the D&O
Defendants’:
(a) agreeing to, approving and/or facilitating the imprudent and highly
serve;
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consideration;
327. At all times relevant hereto, the D&O Defendants and the Subsidiary
Defendants knew, were reckless in not knowing, or reasonably should have known that the
328. Accordingly, the D&O Transfers should be avoided and recovered pursuant
COUNT FIFTEEN
(Preference Against The Count XV Defendants)
329. Plaintiff repeats and realleges each and every allegation set forth in
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Lewin and Mallory (collectively, “Count XV Defendants”) were insiders as defined by section
101(31) of the Bankruptcy Code at the time of the transaction. Tribune (the “Transferor”) made
one or more payments to each of the Count XV Defendants in the year prior to the Petition Date.
331. On or within one year before the Petition Date (the “One Year Preference
Period”), the Debtors, including the Transferor, continued to operate their business affairs,
including by transferring property either by checks, cashier checks, wire transfers, direct deposit
332. Plaintiff has completed an analysis of all readily available information of the
Debtors, including the Transferor, and is seeking to avoid all the transfers of an interest of the
Debtors’ property made by the Transferor to the Count XV Defendants within the One Year
Preference Period.
333. Plaintiff has determined that the Transferor made transfers to the Count XV
Defendants during the One Year Preference Period in an amount not less than the amounts listed
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Attached as Exhibit D and incorporated by this reference is a list identifying each known Count
XV Transfer to each of the Count XV Defendants that Plaintiff seeks to avoid and recover in
this Count.
334. The Count XV Defendants were creditors of the Transferor within the
meaning of 11 U.S.C. § 101(10)(A) at the time of the Transfers. At the time of the Transfers,
the Count XV Defendants each had a right to payment on account of an obligation owed to each
Count XV Defendant by the Transferor. See Exhibit D, which also identifies each known
invoice or debt owed to each Count XV Defendant by the Transferor and paid by the Count XV
335. The Count XV Transfers were to or for the benefit of a creditor within the
meaning of 11 U.S.C. § 547(b)(1) because the Count XV Transfers either reduced or fully
336. The Count XV Transfers were for, or on account of, antecedent debts owed
more than he or she would have received if: (i) the Debtors’ cases were under chapter 7 of the
Bankruptcy Code; (ii) the Count XV Transfers had not been made; and (iii) each Count XV
Defendant received payment of his or her debts under the provisions of the Bankruptcy Code.
338. In accordance with the foregoing, the Count XV Transfers are avoidable
339. This Count seeks to recover from each of the Count XV Defendants, or from
any other person or entity for whose benefit the transfers were made, all preferential transfers of
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property made for or on account of an antecedent debt and to or for the benefit of the Count XV
Defendants by the Debtors during the one-year period prior to the filing of the Debtors’
340. During the course of this proceeding, Plaintiff may learn (through discovery
or otherwise) of additional transfers made to the Count XV Defendants during the One Year
Preference Period. It is Plaintiff’s intention to avoid and recover all transfers made by any of
the Debtors of an interest of any of the Debtors in property to or for the benefit of the Count XV
Defendants or any other transferee and made during the One Year Preference Period. Plaintiff
reserves its right to amend this original Complaint to include: (i) further information regarding
the Count XV Transfers, (ii) additional Count XV Transfers, (iii) modifications of and/or
revisions to Defendant’s name, (iv) additional defendants, and/or (v) additional causes of action
(for example, but not exclusively, 11 U.S.C. §§ 542, 544, 545, 548 and 549) (collectively,
“Amendments”), that may become known to Plaintiff at any time during this adversary
proceeding, through formal discovery or otherwise, and for such Amendments to relate back to
COUNT SIXTEEN
(Constructive And/Or Intentional Fraudulent Transfer Against VRC)
341. Plaintiff repeats and realleges each and every allegation set forth in
342. The VRC Transfers were made within two years of the Petition Date.
343. Tribune received less than reasonably equivalent value in exchange for the
VRC Transfers.
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344. At the time of the VRC Transfers, Tribune (i) was insolvent or became
insolvent as a result of the VRC Transfers; (ii) was engaged in business or a transaction, or was
about to engage in business or a transaction, for which Tribune was left with unreasonably small
capital; and/or (iii) intended to incur, or believed that it would incur, debts that would be beyond
345. Tribune, by and through its officers and directors acting individually and
collectively, made the VRC Transfers with the actual intent to hinder, delay, and defraud
Tribune’s creditors, which intent is demonstrated by, among other things, the D&O
Defendants’:
(a) agreeing to, approving and/or facilitating the imprudent and highly
serve;
consideration;
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346. At all times relevant hereto, VRC knew, was reckless in not knowing, or
reasonably should have known that the VRC Transfers were fraudulent.
347. Accordingly, the VRC Transfers should be avoided and recovered pursuant to
COUNT SEVENTEEN
(Recharacterization Of The Exchangeable Note As Equity
Pursuant To 11 U.S.C. § 105)
348. Plaintiff repeats and realleges each and every allegation set forth in
Note, EGI-TRB attempted to elevate its status from that of a shareholder to a creditor.
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EGI-TRB, however, was not a true creditor nor was the Exchangeable Note a true debt
instrument.
350. EGI-TRB was a holder of both the Exchangeable Note and 1,470,588 shares
of Tribune stock.
351. The Exchangeable Note was unsecured and deeply subordinated to the right
of payment to all “Senior Obligations,” which term was defined therein as “all obligations,
indebtedness and other liabilities of [Tribune] other [than] any such obligations, indebtedness or
liabilities that by its express terms ranks pari passu or junior to [Tribune’s] obligations under
this Note, in each case, whether incurred on or prior to the date hereof or hereafter incurred.”
Thus, the Exchangeable Note was subordinate to all of the debt incurred by Tribune in
352. Tribune had the option to exchange any portion of the outstanding principal
amount owed on the Exchangeable Note for shares of Tribune stock at any time. Moreover, if
Step Two of the LBO Transaction failed to close, the outstanding principal amount owed on the
Exchangeable Note would be automatically exchanged for shares of Tribune stock without any
353. Based on the real nature of the Exchangeable Note, the Exchangeable Note
COUNT EIGHTEEN
(Constructive And/Or Intentional Fraudulent Transfer Against Zell and EGI-TRB)
354. Plaintiff repeats and realleges each and every allegation set forth in
355. The EGI-TRB Transfers were made within two years of the Petition Date.
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356. Tribune received less than reasonably equivalent value in exchange for the
EGI-TRB Transfers.
357. At the time of the EGI-TRB Transfers, Tribune (i) was insolvent or became
insolvent as a result of the EGI-TRB Transfers; (ii) was engaged in business or a transaction, or
was about to engage in business or a transaction, for which Tribune was left with unreasonably
small capital; and/or (iii) intended to incur, or believed that it would incur, debts that would be
358. Upon information and belief, no cash was paid by Tribune to EGI-TRB and
no funds were cleared through a financial institution, financial participant, or securities clearing
agency in connection with the EGI-TRB Transfers; accordingly, the EGI-TRB Transfers did not
359. Tribune, by and through its officers and directors acting individually and
collectively, made the EGI-TRB Transfers with the actual intent to hinder, delay, and defraud
Tribune’s creditors, which intent is demonstrated by, among other things, the D&O
Defendants’:
(a) agreeing to, approving and/or facilitating the imprudent and highly
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serve;
consideration;
360. At all relevant times, there existed a unity of interest between Zell and EGI-
TRB such that any individuality or separateness between Zell and EGI-TRB ceased, and EGI-
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361. At all times relevant hereto, Zell and EGI-TRB knew, were reckless in not
knowing, or reasonably should have known that the EGI-TRB Transfers were fraudulent.
COUNT NINETEEN
(Preference Against Zell And EGI-TRB)
363. Plaintiff repeats and realleges each and every allegation set forth in
364. EGI-TRB is an alter ego of Zell, who was an insider of Tribune at the time
365. The Exchangeable Note Transfer and EGI-TRB Fee Payments were made
366. The Exchangeable Note Transfer and EGI-TRB Fee Payments were made
for the benefit of Zell and/or EGI-TRB, for or on account of antecedent debt and made while
367. The Exchangeable Note Transfer and EGI-TRB Fee Payments enabled Zell
and/or EGI-TRB to receive more than they would receive if these cases were under chapter 7
of the Bankruptcy Code, the payment had not been made and they received payment of such
368. Accordingly, the Exchangeable Note Transfer and EGI-TRB Fee Payments
should be avoided and recovered pursuant to Bankruptcy Code sections 547(b) & 550(a).
COUNT TWENTY
(Preference Against EGI)
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369. Plaintiff repeats and realleges each and every allegation set forth in
370. During the 90-Day Preference Period, the Debtors continued to operate their
business affairs, including by transferring property, either by checks, cashier checks, wire
371. Plaintiff has completed an analysis of all readily available information of the
Debtors, including Tribune, and is seeking to avoid all the transfers of an interest of the
Debtors’ property made by Tribune to EGI within the 90-Day Preference Period.
372. Tribune transferred the EGI Reimbursements to EGI during the 90-Day
Preference Period. Attached as Exhibit C and incorporated by this reference is a list identifying
each known transfer comprising the EGI Reimbursements that Plaintiff seeks to avoid and
373. EGI was a creditor of Tribune within the meaning of 11 U.S.C. § 101(10)(A)
at the time of the EGI Reimbursements. At the time of the EGI Reimbursements, EGI had a
374. The EGI Reimbursements were to or for the benefit of a creditor within the
meaning of 11 U.S.C. § 547(b)(1) because the EGI Reimbursements either reduced or fully
375. The EGI Reimbursements were for, or on account of, antecedent debts owed
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376. The Debtors were insolvent when the EGI Reimbursements were made.
Plaintiff is entitled to the presumption of insolvency for the EGI Reimbursements made during
377. As a result of the EGI Reimbursements, EGI received more than it would
have received if: (i) the Debtors’ cases were under chapter 7 of the Bankruptcy Code; (ii) the
EGI Reimbursements had not been made; and (iii) EGI received payment of its debts under the
COUNT TWENTY-ONE
(Mandatory Subordination Of Certain D&O
Creditor Claims And Subsidiary Creditor Claims)
379. Plaintiff repeats and realleges each and every allegation set forth in
380. The Bankruptcy Code requires the subordination of certain types of claims.
382. The D&O Creditor Claims and Subsidiary Creditor Claims that relate directly
to the LBO Transaction arise “from rescission of a purchase or sale of a security of the debtor or
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of an affiliate of the debtor, for damages arising from the purchase or sale of such a security, or
for reimbursement or contribution allowed under section 502 on account of such a claim” and
383. Accordingly, all D&O Creditor Claims and Subsidiary Creditor Claims (other
than those that are unrelated to the LBO Transaction) are subject to mandatory subordination.
COUNT TWENTY-TWO
(Equitable Subordination And Disallowance Of The D&O Creditor
Claims, Subsidiary Creditor Claims, Zell Creditor Claims,
EGI-TRB Creditor Claims, And Tower Creditor Claims)
384. Plaintiff repeats and realleges each and every allegation set forth in
385. The D&O Defendants, Subsidiary Defendants, and Zell Defendants engaged
in a pattern of misconduct to enrich themselves at the expense of the Debtors and their estates
and stakeholders, including creditors, by causing the Debtors to enter into the LBO Transaction.
386. The misconduct of the D&O Defendants, Subsidiary Defendants, and Zell
Defendants described herein was inequitable and resulted in injury to the Debtors’ stakeholders,
including creditors.
387. Any claims arising from the Subordinated Note, including principal and
interest and all other obligations and liabilities of Tribune to EGI-TRB or the Tower
Defendants, are contractually subordinate and junior to all obligations, indebtedness and other
liabilities of Tribune with certain inapplicable exceptions. To the extent that any such claims
are not already fully contractually subordinated, however, Plaintiff requests the equitable
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388. Under the principles of equitable subordination, each Tower Creditor Claim,
if it had not been assigned to the Tower Defendants and instead had been asserted by, on behalf
of, or for the benefit of EGI-TRB, would have been subject to subordination pursuant to section
389. Any Tower Creditor Claim should be subordinated and disallowed to the
Subsidiary Creditor Claims, Zell Creditor Claims, EGI-TRB Creditor Claims, and Tower
Creditor Claims is consistent with the provisions and purposes of the Bankruptcy Code.
391. Accordingly, the D&O Creditor Claims, Subsidiary Creditor Claims, Zell
Creditor Claims, EGI-TRB Creditor Claims, and Tower Creditor Claims are subject to equitable
COUNT TWENTY-THREE
(Constructive Fraud Against Morgan Stanley
To Avoid And Recover Payment Of Morgan Stanley Advisor Fees)
393. By October 2006, the Company engaged Morgan Stanley to advise the
Special Committee to the Tribune Board in connection with a potential financial transaction.
transferred or caused to be transferred the Morgan Stanley Advisor Fees in connection with the
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395. The Debtors did not receive reasonably equivalent value in exchange for
396. At the time of payment of the Morgan Stanley Advisor Fees, taking into
consideration the LBO as a whole, the Company’s obligations under the Merger Agreement and
otherwise to complete the LBO, reasonable projections of the performance of the Company’s
businesses and the fair value of its assets and liabilities, the Debtors were insolvent within the
397. The Debtors were left with unreasonably small capital to operate its business
398. At the time of the payment of the Morgan Stanley Advisor Fees, the Debtors
intended to incur or believed they would incur debts beyond the Debtors’ ability to pay as such
debts matured.
399. Accordingly, the Morgan Stanley Advisor Fees should be avoided and
recovered pursuant to Bankruptcy Code sections 544(b), 548(a)(1)(B) & 550(a) for the benefit
COUNT TWENTY-FOUR
(Professional Malpractice Against Morgan Stanley)
400. Plaintiff incorporates by reference paragraphs 1-399 of this Complaint as if
401. Morgan Stanley agreed to provide professional financial advice to the Special
Committee in connection with the LBO Transaction, including whether to pursue a transaction,
and what form of transaction to pursue, and to the Company in connection with Step Two,
including advice on negotiations with the LBO Lenders and advice concerning VRC’s solvency
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opinions, and continued to provide advice to the Special Committee in connection with Step
Two.
402. In providing professional financial advice to the Company and the Special
Committee, Morgan Stanley had a duty to use the same degree of knowledge, skill, and ability
403. Morgan Stanley deviated from the standard of care expected of a professional
financial advisor under these circumstances, and, in fact, failed to exercise even slight care in
rendering financial advice to the Company. Morgan Stanley was grossly negligent by, among
other things, recommending and supporting the LBO in its role as professional financial
advisors to the Company when it knew or recklessly disregarded the substantial risk that the
LBO would or was highly likely to render Tribune insolvent or leave Tribune on the brink of
insolvency, advising the Special Committee on the LBO Transaction when it stood to gain
substantially more if the LBO proceeded than if no transaction were consummated, and failing
to inform the Company or the Special Committee of its internal valuations of the Company
showing that it would be insolvent after Step Two under certain reasonable assumptions and
failing to inform the Company or the Special Committee of its position on the Company’s
404. The Company has been substantially damaged as a direct and proximate
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COUNT TWENTY-FIVE
(Aiding And Abetting Breach Of Fiduciary Duty
Against Morgan Stanley)
407. The officers of Tribune, including Messrs. Grenesko and Bigelow, owed
Tribune and its stockholders a fiduciary duty of good faith, care and loyalty.
acting both individually and collectively, failed to exercise the necessary care, and breached
their respective duties of good faith, care and loyalty by, among other things, (a) making
unjustifiable assumptions for the Company’s October 2007 financial projections and instructing
VRC to use such unreliable projections, which VRC did uncritically; (b) instructing VRC to
make unjustifiable and unreasonable assumptions in connection with its Step Two solvency
opinion, which VRC agreed to do; (c) representing to VRC that Morgan Stanley agreed with the
Company’s assumptions concerning refinancing of the LBO when, on information and belief,
Morgan Stanley had not so agreed; (d) representing to VRC that the Company would be solvent
after giving effect to Step Two without a reasonable basis for such representation; and (e) failing
to advise the Board that they had represented to VRC that Morgan Stanley agreed with the
Company’s assumptions concerning refinancing of the LBO Debt when, on information and
409. Morgan Stanley knew that the Company’s officers had the fiduciary duties
alleged herein.
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Special Committee, had an obligation to advise them of facts relevant to the scope of its
engagement, including facts bearing on the likelihood that the LBO would render the Company
insolvent. Morgan Stanley aided and abetted the breaches of fiduciary duties by Company
management, including Messrs. Grenesko and Bigelow, and was an active and knowing
participant in those breaches of fiduciary duties by, among other things, failing to disclose to the
Board or the Special Committee (a) Morgan Stanley’s internal valuations of the Company
showing that the Company would be insolvent after Step Two under certain reasonable
assumptions; (b) that the representations by Messrs. Grenesko and/or Bigelow to VRC that
Morgan Stanley agreed with the Company’s assumptions concerning refinancing of the LBO
Debt were incorrect; and (c) that the LBO would or was highly likely to render the Company
insolvent.
supporting the LBO, Morgan Stanley failed to exercise even slight care and acted in such a way
412. The Company has been substantially damaged as a direct and proximate
result of Morgan Stanley’s aiding and abetting the breaches of fiduciary duties set forth herein.
COUNT TWENTY-SIX
(Insider Trading Against Morgan Stanley)
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192-210, and 215-228, and 392-413 of this Complaint as if set forth again in full.
415. Morgan Stanley was engaged by the Company to advise the Special
Committee in 2006-07, and again by the Company in 2008, as a financial advisor. In that
capacity, Morgan Stanley received highly confidential financial information concerning the
416. In its role as financial advisor to the Company and Special Committee in
2007, and then as an advisor to the Company on bankruptcy issues in 2008, Morgan Stanley
occupied a special position of trust and confidence in relation to the Company and in the
conduct of the Company’s business. Accordingly, Morgan Stanley was a “temporary insider”
that had an express or implied duty to maintain the confidentiality of non-public information the
Company provided to it solely for corporate purposes, and a duty not to use such information for
analyses of the solvency of the Company following completion of the LBO and concluded that
under certain assumptions, the LBO would make the Company insolvent.
418. The Company had a reasonable expectation that Morgan Stanley would
maintain the confidentiality of such non-public information, and relied on Morgan Stanley not
Stanley’s benefit.
419. Morgan Stanley breached its duty to the Company and engaged in insider
trading under 15 U.S.C. § 78j(b) and Rule 10b-5 (17 C.F.R. § 240.10b-5), as detailed above, by
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knowingly or recklessly using material non-public information concerning the likelihood that
Tribune would file for bankruptcy in deciding to purchase Tribune 7.5% Debentures in April
and November 2008. When it made these purchases, Morgan Stanley knew that, in the event of
a Company bankruptcy, it would attempt to set off the face amount of the debentures against
MSCS’s obligations under the Swap Agreement and stood to make enormous profits as a result
– more than seven times its investment with respect to the debentures purchased in November.
§ 78c(a)(10).
421. To execute its manipulative and deceptive insider trading, Morgan Stanley
securities exchange.
422. Morgan Stanley’s insider trading injured the Company because it caused the
Company to receive substantially less in a final payment under the Swap Agreement from
Morgan Stanley.
COUNT TWENTY-SEVEN
(Breach Of Duty Of Loyalty Against Morgan Stanley)
425. As described above, Morgan Stanley was engaged by the Company in 2006
as a financial advisor to advise the Special Committee with respect to various issues relating to
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the LBO and other potential restructuring transactions, including issues concerning the solvency
of the Company assuming completion of the LBO. In late 2007, Morgan Stanley also agreed to
advise the Company with respect to various issues relating to the LBO. In its role as financial
advisor to the Company and Special Committee from 2006 to 2007, and as financial advisor to
the Company in 2008, Morgan Stanley occupied a special position of trust and confidence in
relation to the Company and in the conduct of the Company’s business and thereby owed
fiduciary obligations to the Company and the Special Committee, including the duty of loyalty.
426. Morgan Stanley breached its duty of loyalty to the Company and the Special
Committee by failing to inform them of its valuations of the Company showing that the
Company would be insolvent after Step Two under certain reasonable assumptions.
427. The Company provided Morgan Stanley, in its capacity as financial advisor,
with highly confidential financial information concerning the Company, including internal
financial projections.
428. As part of its duty of loyalty, Morgan Stanley had an express or implied duty
not to misuse non-public information the Company provided to it in its role as financial advisor
in 2007 and 2008 for its own financial benefit and to the Company’s detriment.
429. Morgan Stanley also breached its fiduciary duty of loyalty by engaging in
insider trading.
430. Morgan Stanley used confidential information concerning the likelihood that
Tribune would file for bankruptcy in deciding to purchase Tribune 7.5% Debentures in April
and November 2008 for its own financial benefit and to the Company’s detriment. When it
made these purchases, Morgan Stanley knew that it would transfer the debentures to MSCS so
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that it could, in the event of a Company bankruptcy, set off the face amount of the debentures
against MSCS’ obligations under the Swap Agreement and make enormous profits as a result –
more than seven times its investment with respect to the debentures purchased in November.
Because Morgan Stanley had confidential information from Tribune on its financial
predicament, Morgan Stanley could and did decide to buy the Debentures when it did with
431. The Company has been substantially damaged as a direct and proximate
COUNT TWENTY-EIGHT
(Aiding and Abetting Breach Of Duty Of Loyalty Against MSCS)
434. MSCS aided and abetted the breach of fiduciary duties by Morgan
Stanley, and was an active and knowing participant in those breaches of fiduciary duties by,
among other things, (a) receiving an assignment or transfer of Tribune 7.5% Debentures
purchased by Morgan Stanley for the purpose of utilizing them to offset amounts owing to the
Company under the Swap Agreement in the event of a Company bankruptcy, and (b) offsetting
435. The Company has been substantially damaged as a direct and proximate
result of MSCS’s aiding and abetting the breaches of fiduciary duties set forth herein.
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COUNT TWENTY-NINE
(Willful Violation of the Automatic Stay Against MSCS)
violated the automatic stay under 11 U.S.C. § 362(a)(7) by offsetting the amount of the Tribune
7.5% Debentures purchased by Morgan Stanley and thereafter transferred to MSCS against
439. MSCS’s violation of the automatic stay caused Tribune to incur actual
in an amount to be determined at trial, plus costs, punitive damages and attorney’s fees.
COUNT THIRTY
(Equitable Subordination Against MSCS)
442. MSCS acted inequitably in aiding and abetting Morgan Stanley in its
breach of fiduciary duties and by willfully violating the automatic stay to effect a setoff of
amounts owed under the Swap Agreement. The Company’s stakeholders, including creditors,
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Company as a result of its engagement as financial advisor by Tribune in 2008 and by its
possession of material non-public information about its financial predicament from its
most cases, immediate transfer by Morgan Stanley to MSCS was a coordinated scheme by two
affiliates that sought to allow an affiliated non-insider to prosper as a result of an insider’s acts.
445. Equitable subordination of the MSCS Claim is consistent with the provisions
COUNT THIRTY-ONE
(Turnover Against MSCS)
448. MSCS owes a matured and payable debt to the Company under the Swap
449. Accordingly, MSCS should pay that debt to the Company without further
delay.
COUNT THIRTY-TWO
(Preference Against Knight)
450. Plaintiff repeats and realleges each and every allegation set forth in
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Code at the time of the transaction. Tribune Media Net, Inc. (the “Count XXXII Transferor”)
and Tribune made one or more payments to the Defendant in the year prior to the Petition Date.
Specifically, the Transferor and Tribune made payments totaling $1,943,568.21 related to
Defendant’s employment with Transferor (the “Tribune Media Net Transfers”). Tribune made
payments totaling $5,436,924.19 related to Defendant’s employment with other affiliates of the
Debtors (the “Affiliate Transfers,” and together with the Tribune Media Net Transfers, the
452. During the One Year Preference Period, the Debtors, including the Count
XXXII Transferor, continued to operate their business affairs, including by transferring property
either by checks, cashier checks, wire transfers, direct deposit or otherwise to certain entities,
including Knight.
the Debtors, including the Count XXXII Transferor, and is seeking to avoid all the transfers of
an interest of the Debtors’ property made by the Count XXXII Transferor to Knight within the
454. Plaintiff has determined that the Count XXXII Transferor or Tribune
made the Tribune Media Net Transfers to Knight during the One Year Preference Period in an
amount not less than $1,943,568.21. Plaintiff has determined that Tribune made the Affiliate
Transfers to Defendant during the One Year Preference Period in an amount not less than
each known Count XXXII Transfer that Plaintiff seeks to avoid and recover in this Complaint.
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455. Knight was a creditor of the Count XXXII Transferor and Tribune within
the meaning of 11 U.S.C. § 101(10)(A) at the time of the Tribune Media Net Transfers and the
Affiliate Transfers. At the time of the Tribune Media Net Transfers and the Affiliate Transfers,
Knight had a right to payment on account of an obligation owed to Knight by the Count XXXII
Transferor and Tribune. See Exhibit E, which also identifies each known invoice or debt owed
to Knight by the Count XXXII Transferor and Tribune and paid by the Tribune Media Net
Transfers and the Affiliate Transfers sought to be avoided and recovered in this Complaint.
456. The Tribune Media Net Transfers and the Affiliate Transfers were to or
for the benefit of a creditor within the meaning of 11 U.S.C. § 547(b)(1) because the Tribune
Media Net Transfers and the Affiliate Transfers either reduced or fully satisfied a debt then
457. The Tribune Media Net Transfers and the Affiliate Transfers were for, or
on account of, antecedent debts owed by the Count XXXII Transferor and Tribune before the
458. The Debtors were insolvent when the Count XXXII Transfers were made.
459. As a result of the Tribune Media Net Transfers and the Affiliate
Transfers, Knight received more than he or she would have received if: (i) the Debtors’ cases
were under chapter 7 of the Bankruptcy Code; (ii) the Count XXXII Transfers had not been
made; and (iii) Knight received payment of his or her debts under the provisions of the
Bankruptcy Code.
460. In accordance with the foregoing, the Tribune Media Net Transfers and
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461. This Count seeks to recover from Knight, or from any other person or
entity for whose benefit the transfers were made, all preferential transfers of property made for
or on account of an antecedent debt and to or for the benefit of Knight by the Debtors during the
one-year period prior to the filing of the Debtors’ bankruptcy petitions pursuant to 11 U.S.C. §§
462. During the course of this proceeding, Plaintiff may learn (through
discovery or otherwise) of additional transfers made to Knight during the One Year Preference
Period. It is Plaintiff’s intention to avoid and recover all transfers made by any of the Debtors
of an interest of any of the Debtors in property to or for the benefit of Knight or any other
transferee and made during the One Year Preference Period. Plaintiff reserves its right to
amend this original Complaint to include Amendments regarding the Count XXXII Transfers
that may become known to Plaintiff at any time during this adversary proceeding, through
formal discovery or otherwise, and for such Amendments to relate back to this original Count.
COUNT THIRTY-THREE
(Preference Against Count XXXIII Defendants)
463. Plaintiff repeats and realleges each and every allegation set forth in
Smith, Vitanovec, Waltz, Williams and Worthingon (collectively, “Count XXXIII Defendants”)
were insiders as defined by section 101(31) of the Bankruptcy Code at the time of the
Orlando Sentinel Communications Company and Tribune Media Services, Inc. (collectively, the
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“Count XXXIII Transferors”) and Tribune made one or more payments to the Count XXXIII
465. During the One Year Preference Period, the Debtors, including the Count
property either by checks, cashier checks, wire transfers, direct deposit or otherwise to certain
the Debtors, including the Count XXXIII Transferors, and is seeking to avoid all the transfers of
an interest of the Debtors’ property made by the Count XXXIII Transferors to the Count
467. Plaintiff has determined that the Count XXXIII Transferors or Tribune
made transfers to the Count XXXIII Defendants during the One Year Preference Period in an
amount not less than the amounts listed below (the “Count XXXIII Transfers”):
Attached as Exhibit F and incorporated by this reference is a list identifying each known Count
XXXIII Transfer (including which Count XXXIII Transferors made each Count XXXIII
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Transfer) to each of the Count XXXIII Defendants that Plaintiff seeks to avoid and recover in
this Count.
468. The Count XXXIII Defendants were creditors of the Count XXXIII
Transferors or Tribune within the meaning of 11 U.S.C. § 101(10)(A) at the time of the Count
XXXIII Transfers. At the time of the Count XXXIII Transfers, the Count XXXIII Defendants
each had a right to payment on account of an obligation owed to the Count XXXIII Defendants
by the Count XXXIII Transferors or Tribune. See Exhibit F, which also identifies each known
invoice or debt owed to each Count XXXIII Defendants by the Count XXXIII Transferors or
Tribune and paid by the Count XXXIII Transfers sought to be avoided and recovered in this
Complaint.
469. The Count XXXIII Transfers were to or for the benefit of a creditor
within the meaning of 11 U.S.C. § 547(b)(1) because the Count XXXIII Transfers either
reduced or fully satisfied a debt then owed by the Count XXXIII Transferors or Tribune to each
470. The Count XXXIII Transfers were for, or on account of, antecedent debts
owed by the Count XXXIII Transferors or Tribune before the Transfers were made. See Exhibit
F.
471. The Debtors were insolvent when the Count XXXIII Transfers were
made.
Defendant received more than he or she would have received if: (i) the Debtors’ cases were
under chapter 7 of the Bankruptcy Code; (ii) the Count XXXIII Transfers had not been made;
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and (iii) each Count XXXIII Defendant received payment of his or her debts under the
473. In accordance with the foregoing, the Count XXXIII Transfers are
474. This Count seeks to recover from each of the Count XXXIII Defendants,
or from any other person or entity for whose benefit the transfers were made, all preferential
transfers of property made for or on account of an antecedent debt and to or for the benefit of
the Count XXXIII Defendants by the Debtors during the one-year period prior to the filing of
475. During the course of this proceeding, Plaintiff may learn (through
discovery or otherwise) of additional transfers made to the Count XXXIII Defendants during the
One Year Preference Period. It is Plaintiff’s intention to avoid and recover all transfers made by
any of the Debtors of an interest of any of the Debtors in property to or for the benefit of the
Count XXXIII Defendants or any other transferee and made during the One Year Preference
Period. Plaintiff reserves its right to amend this original Complaint to include Amendments
regarding the Count XXXIII Transfers that may become known to Plaintiff at any time during
this adversary proceeding, through formal discovery or otherwise, and for such Amendments to
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476. Plaintiff repeats and realleges each and every allegation set forth in
Defendants”) were insiders as defined by section 101(31) of the Bankruptcy Code at the time of
the transaction. Tribune (the “Transferor”) made one or more payments to the Count XXXIV
478. During the One Year Preference Period, the Debtors, including the
Transferor, continued to operate their business affairs, including by transferring property either
by checks, cashier checks, wire transfers, direct deposit or otherwise to certain entities,
the Debtors, including the Transferor, and is seeking to avoid all the transfers of an interest of
the Debtors’ property made by the Transferor to the Count XXXIV Defendants within the One
480. Plaintiff has determined that the Transferor made transfers to the Count
XXXIV Defendants during the One Year Preference Period in an amount not less than the
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Attached as Exhibit G and incorporated by this reference is a list identifying each known Count
XXXIV Transfer to each of the Count XXXIV Defendants that Plaintiff seeks to avoid and
481. The Count XXXIV Defendants were creditors of the Transferor within
the meaning of 11 U.S.C. § 101(10)(A) at the time of the Count XXXIV Transfers. At the time
of the Count XXXIV Transfers, the Count XXXIV Defendants each had a right to payment on
account of an obligation owed to each Count XXXIV Defendant by the Transferor. See Exhibit
G, which also identifies each known invoice or debt owed to each Count XXXIV Defendant by
the Transferor and paid by the Count XXXIV Transfers sought to be avoided and recovered in
this Complaint.
482. The Count XXXIV Transfers were to or for the benefit of a creditor
within the meaning of 11 U.S.C. § 547(b)(1) because the Count XXXIV Transfers either
reduced or fully satisfied a debt then owed by the Transferor to the Count XXXIV Defendants.
483. The Count XXXIV Transfers were for, or on account of, antecedent debts
owed by the Transferor before the Count XXXIV Transfers were made. See Exhibit G.
484. The Debtors were insolvent when the Count XXXIV Transfers were
made.
Defendant received more than he or she would have received if: (i) the Debtors’ cases were
under chapter 7 of the Bankruptcy Code; (ii) the Count XXXIV Transfers had not been made;
and (iii) each Count XXXIV Defendant received payment of his or her debts under the
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486. In accordance with the foregoing, the Count XXXIV Transfers are
487. This Count seeks to recover from each of the Count XXXIV Defendants,
or from any other person or entity for whose benefit the transfers were made, all preferential
transfers of property made for or on account of an antecedent debt and to or for the benefit of
the Count XXXIV Defendants by the Debtors during the one-year period prior to the filing of
488. During the course of this proceeding, Plaintiff may learn (through
discovery or otherwise) of additional transfers made to the Count XXXIV Defendants during the
One Year Preference Period. It is Plaintiff’s intention to avoid and recover all transfers made by
any of the Debtors of an interest of any of the Debtors in property to or for the benefit of the
Count XXXIV Defendants or any other transferee and made during the One Year Preference
Period. Plaintiff reserves its right to amend this original Complaint to include Amendments
regarding the Count XXXIV Transfers that may become known to Plaintiff at any time during
this adversary proceeding, through formal discovery or otherwise, and for such Amendments to
COUNT THIRTY-FIVE
(Fraudulent Transfer Against the Knight and the Count XXXIII
and Count XXXIV Defendants)
489. Plaintiff repeats and realleges each and every allegation set forth in
490. Plaintiff pleads in the alternative that to the extent one or more of the
Count XXXII, XXXIII, and XXXIV Transfers were not on account of an antecedent debt of
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Tribune and Tribune did not receive full credit or payment from Count XXXII and XXXIII
Transferors for making the Count XXXII, XXXIII and XXXIV Transfers to the Count XXXIII
and XXXIV Defendants and Knight, Tribune did not receive reasonably equivalent value in
exchange for such Count XXXII, XXXIII and XXXIV Transfers (the “Potentially Fraudulent
Transfers”); and
A. Tribune was insolvent on the date that the Count XXXII, XXXIII and
C. Tribune was intended to incur, and believed that it would incur, debts that
for the benefit of an insider under an employment contract and not in the
§ 548(a)(1)(B).
COUNT THIRTY-SIX
(Recovery of Preferences and Potentially Fraudulent Transfers Against Count XV, Count
XXXIII and Count XXXIV Defendants and Knight)
492. Plaintiff repeats and realleges each and every allegation set forth in
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493. The Count XV, XXXIII, XXXIV Defendants and Knight were the initial
transferee of the Count XV, XXXII, XXXIII, XXXIV and Potentially Fraudulent Transfers or
the immediate or mediate transferee of such initial transferee or the person for whose benefit the
Count XV, XXXII, XXXIII, XXXIV and Potentially Fraudulent Transfers were made.
XV, XXXII, XXXIII, XXXIV and Potentially Fraudulent Transfers from the Count XV,
XXXIII, XXXIV Defendants and Knight, plus interest thereon to the date of payment and the
RESERVATION OF RIGHTS
495. The Committee reserves the right, to the extent permitted under the
Bankruptcy Code or by agreement, to assert any claims relating to the subject matter of this
action or otherwise relating to the Debtors and their estates against any third party.
(a) certifying the Shareholder Class pursuant to Rule 23 of the Federal Rules
of Civil Procedure;
LBO Transaction;
134
Case 1:12-cv-02652-WHP Document 547 Filed 11/08/12 Page 135 of 136
Trans fers;
(1) granting recovery of all amounts paid in connection with the Shareholder
(g) awarding Plaintiff its attorneys’ fees, costs and other expenses incurred in
this action;
(h) awarding Plaintiff pre-and post-judgment interest at the legal rate; and
(i) awarding Plaintiff such other and further relief as the Court deems just
and proper.
135
Case 1:12-cv-02652-WHP Document 547 Filed 11/08/12 Page 136 of 136
and
136
Case 1:12-cv-02652-WHP Document 547-1 Filed 11/08/12 Page 1 of 159
EXHIBIT A
Case 1:12-cv-02652-WHP Document 547-1 Filed 11/08/12 Page 2 of 159
The Official Committee of Unsecured Creditors of Tribune Company, et al., v. Dennis J. Fitzsimons, et al., Case No. 1:12-cv-02652-WHP
EXHIBIT A TO 4TH AMENDED COMPLAINT
14 21ST CENTURY EQUITY FUND 200 CRESCENT COURT, SUITE 1600 DALLAS TX 75201 UNITED STATES [REDACTED]
15 3GT INVESTMENT PARTNERSHIP 845 LARCH AVENUE ELMHURST NY 60126 UNITED STATES [REDACTED]
3M EMPLOYEES WELFARE BENEFITS
16 ASSOCIATION TRUST I C/O CURRENT TRUSTEE(S) 3M CENTER BUILDING 224-5S-21 ST PAUL MN 55144 UNITED STATES [REDACTED]
P.O. BOX 309
TMS/ITS SETT A/C FOR DIGILOG GT UGLAND HOUSE
17 4TH POWER MASTER FUND LTD M&C CORPORATE SERVICES LTD STH CHURCH ST KY1-1104 CAYMAN ISLANDS [REDACTED]
ATTN: ARTHUR S CASEY SB 813 DILIGENCE DRIVE
18 A & P ASSOCIATES ADVISOR SUITE 116 NEWPORT NEWS VA 23606-4237 UNITED STATES [REDACTED]
19 A E OSBORNE ASSOCIATES ATTN: ALFRED OSBORNE 3533 BEVERLY RIDGE DR. SHERMAN OAKS CA 91423 UNITED STATES [REDACTED]
20 A ERICKSON AND VIRGINIA G SHUSTER 16 CARRIAGE DRIVE SIMSBURY CT 06070-2164 UNITED STATES [REDACTED]
A ERICKSON SHUSTER & VIRGINIA G
21 SHUSTER 16 CARRIAGE DRIVE SIMSBURY CT 6070 UNITED STATES [REDACTED]
22 A GOOD NEIGHBOR FOUNDATION 4141 WALNUT STREET, SUITE 1014 CINCINNATI OH 45202-3913 UNITED STATES [REDACTED]
30 A/C CSFB PROP TRADING US CREDIT SUISSE FIRST BOSTON 11 MADISON AVENUE NEW YORK NY 10010-3643 UNITED STATES [REDACTED]
LEHMAN BROTHERS INC
31 A/C EQUITY DERIV SALES AVG PX 745 SEVENTH AVE NEW YORK NY 10019-6801 UNITED STATES [REDACTED]
LEHMAN BROTHERS
32 A/C PEOPLE'S BENEFIT LIFE TEAMSTERS 745 7TH AVENUE NEW YORK NY 10019-6801 UNITED STATES [REDACTED]
A/C PEOPLES BENEFIT LIFE TEAMSTERS
33 DVP ACCOUNT 745 7TH AVENUE, 5TH FLOOR NEW YORK NY 10019-6801 UNITED STATES [REDACTED]
Page 1 of 158
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A TO 4TH AMENDED COMPLAINT
38 ABC ARBITRAGE SA MONSIEUR DOMINIQUE CECLIN 18, RUE DU QUATRE SEPTEMBRE PARIS 75002 FRANCE [REDACTED]
39 ABIGAIL WALLACH 617 VENTURA BLVD ENDWELL NY 13760-2541 UNITED STATES [REDACTED]
50 ACM GROUP TRUST- S&P 500 C/O CURRENT TRUSTEE(S) 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105 UNITED STATES [REDACTED]
ACS UNCLAIMED PROPERTY
51 CLEARINGHOUSE 100 HANCOCK STREET 10TH FL QUINCY MA 2171 UNITED STATES [REDACTED]
ACT, INC.
52 ACT, INC. LARGE-CAP VALUE FUND ATTN: THOMAS J GOEDKEN 500 ACT DRIVE, PO BOX 168 IOWA CITY IA 52244-0168 UNITED STATES [REDACTED]
53 ADA H MCIVER 2 MILL POND COLUMBIA SC 29204 UNITED STATES [REDACTED]
NATIONAL CORPORATE
54 ADAGE CAPITAL ADVISORS, L.L.C. RESEARCH, LTD 615 SOUTH DUPONT HWY DOVER DE 19901 UNITED STATES [REDACTED]
55 ADAGE CAPITAL PARTNERS GP, L.L.C. PHILIP GROSS 200 CLAREDON ST., 52ND FL. BOSTON MA 02116 UNITED STATES [REDACTED]
200 CLAREDON STREET, 52ND
56 ADAGE CAPITAL PARTNERS LP ADAGE CAPITAL MANAGEMENT LP FLOOR BOSTON MA 2116 UNITED STATES [REDACTED]
TD SECURITIES INC.
57 ADALY INVESTMENT MANAGEMENT CO F/B/O ADALY OPPORTUNITY FUND 31 W 52ND ST NEW YORK NY 10019-6118 UNITED STATES [REDACTED]
VINGS BANK C/F
58 ADAM W. POTTER USAA FEDERAL SAVINGS BANK C/F P. O. BOX 1905 EAST HAMPTON NY 11937 UNITED STATES [REDACTED]
C/O EDWIN R ADAMS, HELEN S
ADAMS, AND/OR CURRENT
59 ADAMS LIVING TRUST TRUSTEE(S) 2821 W SHAKESPEARE AVE CHICAGO IL 60647-3914 UNITED STATES [REDACTED]
ADELAIDE WALDENMAIER AND
60 KATHRYN DYBOS 690 S WESTGATE RD DES PLAINES IL 60016-2950 UNITED STATES [REDACTED]
61 ADIA INVEST SRA TRPA 4864 100 E. PRATT STREET BALTIMORE MD 21202-1009 UNITED STATES [REDACTED]
125 CORNICHE STREET UNITED ARAB
62 ADIA INVESTMENT SERIES PO BOX 3500 ABU DHABI EMIRATES [REDACTED]
ADOLPH J & JEANNE M CAPURRO REV C/O ADOLPH J & JEANNE M
63 TRUST UAD 5/18/00 CAPURRO TTEE 408 COLUMBUS AVE STE #5 SAN FRANCISCO CA 94133-3929 UNITED STATES [REDACTED]
64 ADRIANNE BAKER REILLY ESTATE ATTN: MR WILLIAM R LYNCH 1855 BAY RD APT 103 VERO BEACH FL 32963-3073 UNITED STATES [REDACTED]
BANK OF AMERICA CORPORATE
BANK OF AMERICA AND/OR CENTER
65 ADRIENNE A BRIMICOMBE TRUST CURRENT TRUSTEE(S) 100 N. TRYON ST CHARLOTTE NC 28255 UNITED STATES [REDACTED]
ADVANCED SERIES LARGE CAP
[ADVANCED SERIES TRUST (AST T.
ROWE PRICE ASSET ALLOCATION
66 PORTFOLIO)] C/O CURRENT TRUSTEE(S) 751 BROAD STREET NEWARK NJ 07102-3777 UNITED STATES [REDACTED]
Page 2 of 158
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A TO 4TH AMENDED COMPLAINT
80 ALAN AND ALICE GARNER 6720 N SCOTTSDALE RD STE 220 SCOTTSDALE AZ 85253-4401 UNITED STATES [REDACTED]
81 ALAN D. EGELSEER PO BOX 506 HUSTISFORD WI 53034-0506 UNITED STATES [REDACTED]
82 ALAN DEVANEY AND JILL DEVANEY 1806 N ORLEANS ST CHICAGO IL 60614 UNITED STATES [REDACTED]
83 ALAN E. AND MARIA K. FOWLER PO BOX 115 MAJURO CA 96960 UNITED STATES [REDACTED]
84 ALAN J. TAPPER M.D. CGM IRA ROLLOVER CUSTODIAN 1004 ROLANDVUE RD. BALTIMORE MD 21204-6815 UNITED STATES [REDACTED]
85 ALAN J. TAPPER MD 1004 ROLANDVUE ROAD BALTIMORE MD 21204 UNITED STATES [REDACTED]
FCC AC CUSTODIAN IRA R/O U/A
DTD 8/13/98 C/O CURRENT
86 ALAN R RHEN TRUSTEE(S) 9 PENNSYLVANIA AVENUE SHUYKL HAVEN PA 17972 UNITED STATES [REDACTED]
2ND FL ONE ANGEL COURT (N
NORWICH UNION INVT TRUST PODIUM)
87 ALAP UK WP C/O CURRENT TRUSTEE(S) LONDON EC2R 7HJ ENGLAND LONDON UNITED KINGDOM [REDACTED]
ALASKA PERMANENT FUND C/O BILL MORAN, CHAIR OF THE
88 CORPORATION BOARD OF TRUSTEES 801 WEST 10TH STREET STE 302 JUNEAU ALA KA 99802-5500 UNITED STATES [REDACTED]
C/O RAWSON, JULIA ANNE SMITH
AND WILLIAM COLLINS SMITH,
ALBERT & JULIA SMITH CHARITABLE TRUSTEES AND/OR CURRENT THE INWOOD GROUP
89 REMAINDER UNITRUST II TRSUTEE 7660 WOODWAY DR., STE. 595 HOUSTON TX 77063-1528 UNITED STATES [REDACTED]
ALBERT EINSTEIN MEDICAL
90 ALBERT EINSTEIN HEALTHCARE CENTER 5501 OLD YORK ROAD PHILADELPHIA PA 19141-3098 UNITED STATES [REDACTED]
C/O CURRENT TRUSTEE OF
ALBERT EINSTEIN MEDICAL
CENTER EMPLOYEES RETIREMENT
ALBERT EINSTEIN MEDICAL CENTER TRUST
91 EMPLOYEES RETIREMENT TRUST 5501 OLD YORK ROAD PHILADELPHIA PA 19141-3098 UNITED STATES [REDACTED]
92 ALBERT J. GAYSON CGM IRA CUSTODIAN 1760 RIDGE VIEW DR AZUSA CA 91702-1461 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
104 ALEXANDER DAWSON FOUNDATION ATTN: JOSEPH BORINI 4045 SPENCER STREET, SUITE 312 LAS VEGAS NV 89113 UNITED STATES [REDACTED]
ALEXANDER J WEISS IRRV TR U/A
105 10/12/06 C/O JUDITH N H WEISS TTEE 3530 N 45TH AVE HOLLYWOOD FL 33021 UNITED STATES [REDACTED]
106 ALEXANDER SOLON 66 THE HEMLOCKS ROSLYN NY 11576 UNITED STATES [REDACTED]
107 ALEXANDRA GLOBAL MASTER FUND LTD 39TH FLOOR 767 THIRD AVENUE NEW YORK NY 10017 UNITED STATES [REDACTED]
ALEXANDRA INVESTMENT
108 MANAGEMENT 780 THIRD AVENUE, 35TH FLOOR NEW YORK NY 10017 UNITED STATES [REDACTED]
109 ALEXANDRA RAPHAEL 83 IVERNA COURT, BUILDING 5 LONDON W8 6TU UNITED KINGDOM [REDACTED]
110 ALFRED C. GLASSELL JR 1021 MAIN ST SUITE 2300 HOUSTON TX 77002-6606 UNITED STATES [REDACTED]
ALFRED I. DUPONT TESTAMENTARY C/O KARA RILEY AND/OR
111 TRUST CURRENT TRUSTEE(S) 510 ALFRED DUPONT PLACE JACKSONVILLE FL 32202 UNITED STATES [REDACTED]
114 ALFRED WEINSTEIN 4805 IVY RIDGE DR SE UNIT 201 SMYRNA GA 30080 UNITED STATES [REDACTED]
115 ALI SAR MURIEL SAR JT TEN 11522 SASSARI LANE NORTHRIDGE CA 91326 UNITED STATES [REDACTED]
116 ALICE C. GARNER 6720 N SCOTTSDALE RD STE 220 SCOTTSDALE AZ 85253-4401 UNITED STATES [REDACTED]
117 ALICE GARNER MONEY PPP C/O ALICE GARNER 6720 N SCOTTSDALE AZ 85253-4401 UNITED STATES [REDACTED]
118 ALICE M. GRABAU 6035 S 90TH EAST AVE TULSA OK 74133-6330 UNITED STATES [REDACTED]
122 ALLEGRO ASSOCIATES ATTN: WILLIAM STINEHART JR. 2029 CENTURY PK E, STE 4000 LOS ANGELES CA 90067-3027 UNITED STATES [REDACTED]
123 ALLEN C. TANNER JR, 701 TOWNE CENTER DR STE 800 NEWPORT NEWS VA 23606-4294 UNITED STATES [REDACTED]
ALLEN PUTTERMAN MD SC MONEY
124 PURCHASE PENSION PLAN 111 N. WABASH, SUITE 1722 CHICAGO IL 60602-2007 UNITED STATES [REDACTED]
126 ALLIANCE CAPITAL MANAGEMENT CO ATTN: VINCE NOTO 500 PLAZA DRIVE SECAUCUS NJ 7094 UNITED STATES [REDACTED]
C/O THE CORPORATION TRUST CORPORATION TRUST CENTER
127 ALLIANCEBERNSTEIN L.P. COMPANY 1209 ORANGE ST. WILMINGTON DE 19801 UNITED STATES [REDACTED]
128 ALLIANCEBERNSTEIN TAX-MANAGED 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105 UNITED STATES [REDACTED]
ALLIANCEBERNSTEIN TRUST,
129 ALLIANCEBERNSTEIN VALUE FUND C/O CURRENT TRUSTEE(S) 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105 UNITED STATES [REDACTED]
130 ALLIANZ INVEST KAG - SIEMENS ATTN: DAN WILSON ONE NORTH LEXINGTON AVENUE WHITE PLAINS NY 10601-1785 UNITED STATES [REDACTED]
THERN TRUST
C/O PHILIP RAINWATER AND/OR 374 MAYNARD TERRACE S.E
131 ALLIED WORKERS LOCAL 48 CURRENT TRUSTEE(S) SUITE 232 ATLANTA GA 30316-1771 UNITED STATES [REDACTED]
P.O. BOX 12055
132 ALLSTATE INSURANCE COMPANY 1819 ELECTRIC ROAD SW ROANOKE VA 24018 UNITED STATES [REDACTED]
P.O. BOX 12055
133 ALLSTATE INSURANCE COMPANY 1819 ELECTRIC ROAD SW ROANOKE VA 24018 UNITED STATES [REDACTED]
ALOYSIUS J & EUGENE F FRANZ
FOUNDATION FOR THE
134 CONGREGATION OF THE MISSION PO BOX 23808 NEW ORLEANS LA 70183-0808 UNITED STATES [REDACTED]
135 ALPHA A. WETENKAMP 3642 MENOMONEE RIVERY PKWY. WAUWATOSA WI 53222 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
155 ALTERNATIVE FD LLC (CATALYST) 465 SOUTH STREET 3RD FLOOR MORRISTOWN NJ 07960-6439 UNITED STATES [REDACTED]
ALTMA FUND SICAV PLC IN RESPECT OF
THE AMIENS SUB FD US CFD ACCOUNT
156 ONLY 171 OLD BAKERY ST VALETTA MALTA [REDACTED]
C/O ALVIN VINEGAR AND/OR
157 ALVIN A VINEGAR TRUST SV-15 CURRENT TRUSTEE(S) 8197 E DEL CAVERNA DR SCOTTSDALE AZ 85258-2359 UNITED STATES [REDACTED]
C/O ALVIN H BAUM AND/OR
158 ALVIN BAUM JR 1966 TRUST CURRENT TRUSTEE(S) 2170 JACKSON ST SAN FRANCISCO CA 94115-1540 UNITED STATES [REDACTED]
159 ALVIN R GROSS 1040 FOREST AVE GLENCOE IL 60022-1211 UNITED STATES [REDACTED]
166 AMALGAMATED BANK OF CHICAGO ONE W. MONROE CHICAGO IL 60603 UNITED STATES [REDACTED]
167 AMALGAMATED TRANSIT UNION LOCAL 455 N. GARLAND AVENUE ORLANDO FL 32801 UNITED STATES [REDACTED]
168 AMELIA ROSE HOWELLS 59 CHADWICK STREET PORTLAND ME 4102 UNITED STATES [REDACTED]
169 AMELITA NEIBURGER 7246 GATESIDE BOCA RATON FL 33496 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
183 AMICI QUALIFIED ASSOCIATES LP 666 FIFTH AVENUE, 34TH FLOOR NEW YORK NY 10103 UNITED STATES [REDACTED]
15 MADISON AVENUE
184 AMIDA PARTNERS MASTER FUND LTD 2ND FLOOR NEW YORK NY 10017-7958 UNITED STATES [REDACTED]
R HSE
P.O. BOX 1034
87 MARY ST GEORGETOWN
GRAND CAYMAN KY1-9001
185 AMIDA PARTNERS MASTER FUND LTD. NON-FLIP ACCOUNT CAYMAN ISLANDS GEORGE TOWN KY1-9001 CAYMAN ISLANDS [REDACTED]
LEHMAN BROTHERS
186 AMM LBI ATTN: MIKE BISHOP 745 7TH AVE, 13TH FL NEW YORK NY 10019-6801 UNITED STATES [REDACTED]
187 AMPERE CAPITAL MANAGEMENT LP ONE NEW YORK PLAZA NEW YORK NY 10004-1901 UNITED STATES [REDACTED]
AMY BURNS COUNTISS TRUST UA C/O H. D. BURNS AND/OR
188 09/18/99 CURRENT TRUSTEE(S) PO BOX 2808 MERIDIAN MS 39302-2808 UNITED STATES [REDACTED]
191 ANADARKO PETROLEUM CORP. 1201 LAKE ROBBINS DRIVE THE WOODLANDS TX 77380 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
201 ANDREW AND LAUREN F ABSLER 541 BROADVIEW AVENUE HIGHLAND PARK IL 60035 UNITED STATES [REDACTED]
202 ANDREW BATER 198 SHUNPIKE RD MADISON NJ 7940 UNITED STATES [REDACTED]
203 ANDREW BOEHM AND RITA A BOEHM 6243 N LE MAI AVE CHICAGO IL 60646 UNITED STATES [REDACTED]
204 ANDREW G AND ENID CASSEN 1716 LAKE WAUMPI DR WINTER PARK FL 32789-0905 UNITED STATES [REDACTED]
ANN B. MURPHY REV TRUST U/A DTD C/O ANN B. MURPHY AND/OR
210 4/13/04 CURRENT TRUSTEE(S) 9066 TERRANOVA DRIVE NAPLES FL 34109 UNITED STATES [REDACTED]
C/O ANN C. GRAFF AND/OR
211 ANN C. GRAFF TRUST CURRENT TRUSTEE(S) 1038 ASBURY AVENUE EVANSTON IL 60202 UNITED STATES [REDACTED]
232 ANTHONY AND JACQUELINE MARRO PO BOX 944 BENNINGTON VT 5201 UNITED STATES [REDACTED]
233 ANTHONY C AND CELESTE P SCOLARO 434 TURICUM RD LAKE FOREST IL 60045-3364 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
249 AQR R. C. EQUITY AUSTRALIA FUND AQR CAPITAL MANAGEMENT, LLC TWO GREENWICH CT 6830 UNITED STATES [REDACTED]
BANK OF AMERICA CORPORATE
AQUA AMERICA-GABELLI ASSET CENTER
250 MANAGEMENT C/O BANK OF AMERICA 100 N. TRYON ST CHARLOTTE NC 28255 UNITED STATES [REDACTED]
251 ARBAWAY INVESTMENTS LP 1910 FIRST ST. #406 HIGHLAND PARK IL 60035 UNITED STATES [REDACTED]
R
C/O MR. ROBERT SNYDER SNYDER CAHOON & CO. PLLC
252 ARC REVOCABLE TRUST AND/OR CURRENT TRUSTEE(S) 80 SOUTH MAIN STREET SUITE 202 HANOVER NH 3755 UNITED STATES [REDACTED]
259 ARCHITAS MULTI-MANAGER LIMITED C/O STATE STREET CORPORATION 525 FERRY ROAD EDINBURGH EH5 2AW UNITED KINGDOM [REDACTED]
A/C MUNI EMPLOYEES
ANNUITYARIEL/MUNEMP AND
260 ARIEL CAP MANAGEMENT INC BENEFIT FUND -CHI 200 E RANDOLPH DRIVE STE 2900 CHICAGO IL 60601-6536 UNITED STATES [REDACTED]
261 ARIEL CAP MANAGEMENT INC ARIEL PRIM A/C PRIM 200 E RANDOLPH SUITE 2900 CHICAGO IL 60601-6536 UNITED STATES [REDACTED]
ARIEL UOFI A/C UNIV OF IL
262 ARIEL CAP MGMT INC URBANA CHAMPAIG 200 EAST RANDOLPHSUITE 2900 CHICAGO IL 60601-6536 UNITED STATES [REDACTED]
263 ARIEL CAPITAL MANAGEMENT ARIEL/AGF ARIEL GROWTH FUND 200 EAST RANDOLPH, SUITE 2900 CHICAGO IL 60601-6536 UNITED STATES [REDACTED]
ARIEL ENTERPRISES INC. PROFIT
SHARING PLAN AND TRUST U/A
264 10/30/1990 C/O CURRENT TRUSTEE(S) 1047 EMBURY ST PACIFIC PLSDS CA 90272 UNITED STATES [REDACTED]
265 ARIEL/APRF/ARIEL APPRECIATION FUND 200 E RANDOLPH SUITE 2900 CHICAGO IL 60601-6536 UNITED STATES [REDACTED]
ARIEL/MAXMID/MAXIM MIDCAP
266 PORTFOLIO 200 E RANDOLPH SUITE 2900 CHICAGO IL 60601-6536 UNITED STATES [REDACTED]
3300 NORTH CENTRAL AVENUE
267 ARIZONA STATE RETIREMENT SYSTEM SUITE 1400 PHOENIX AZ 85012 UNITED STATES [REDACTED]
268 ARLENE D SCHULTZ U/A/D 10/18/03 C/O ARLENE D. SCHULTZ TTEE 720 MCHENRY ROAD WHEELING IL 60090-3861 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
271 ARMENIAN GEN. BENEVOLENT UNION ATTN: BEDROS PIANDARIAN 55 E. 59TH ST. NEW YORK NY 10022 UNITED STATES [REDACTED]
272 ARMSTRONG WORLD INDUSTRIES 2500 COLUMBIA AVE LANCASTER PA 17604 UNITED STATES [REDACTED]
C/O TRUSTEE FOR ARMSTRONG
ARMSTRONG WORLD INDUSTRIES WORLD INDUSTRIES MASTER
273 MASTER TRUST TRUST 2500 COLUMBIA AVENUE LANCASTER PA 17604 UNITED STATES [REDACTED]
ARNHOLD & S. BLEICHROEDER
274 ADVISERS, LLC MARK GOLDSTEIN 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105 UNITED STATES [REDACTED]
277 ARNOLD R WEBER & EDNA F WEBER 851 TURNBERRY LANE NORTHBROOK IL 60062 UNITED STATES [REDACTED]
283 ARTHUR HOYER ROLLOVER IRA C/O SCOTTRADE INC, TRUSTEE 1121 GRAY FOX WAY PAHRUMP NV 89048-9192 UNITED STATES [REDACTED]
284 ARTHUR JUEDES 117 SOUTH 3RD AVENUE WAUSAU WI 54401 UNITED STATES [REDACTED]
WELLS FARGO BANK C/F ARTHUR
285 ARTHUR R MARTIN R MARTIN 5721 SNOWMASS CO 81654 UNITED STATES [REDACTED]
286 ARTHUR R. HOYER THELMA L. LEMTS PO BOX 2168 PAHRUMP NV 89048-9192 UNITED STATES [REDACTED]
287 ARTHUR SHAWN CASEY 813 DILIGENCE DR STE 116 NEWPORT NEWS VA 23606-4237 UNITED STATES [REDACTED]
288 ARTHUR Y CHU 11 RUTGERS PL HOUSTON TX 77005-3858 UNITED STATES [REDACTED]
301 ASBURY THEOLOGICAL SEMINARY ATTN: JAMES BRUMFIELD 204 NORTH LEXINGTON AVENUE WILMORE KY 40390-1129 UNITED STATES [REDACTED]
302 ASCENSION HEALTH 4600 EDMUNDSON ROAD ST LOUIS MO 63134 UNITED STATES [REDACTED]
BROTHERS INC.
303 ASIAN PROGRAM AVG PRICE 200 VESEY ST. 3 WFC 6FL. NEW YORK NY 10285-1000 UNITED STATES [REDACTED]
304 ASSENT LLC 5 MARINE VIEW PLAZA, STE. 102 HOBOKEN NJ 07030 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
308 ASSISI FOUNDATION OF MEMPHIS, INC. ATTN: JAN YOUNG 515 ERIN DRIVE MEMPHIS TN 38117 UNITED STATES [REDACTED]
309 ASSOCIATED BANK GREEN BAY 1200 HANSEN RD. GREEN BAY WI 54303 UNITED STATES [REDACTED]
3 GATEWAY CENTER100
310 AST ALLIANCEBERNSTEIN MANAGED MULBERRY STR NEWARK NJ 7102 UNITED STATES [REDACTED]
ASTRID K BIRKE REVOCABLE TRUST C/O ASTRID K BIRKE AND/OR
311 DATED 04/28/98 CURRENT TRUSTEE(S) P O BOX 257335 CHICAGO IL 60625 UNITED STATES [REDACTED]
1 CHASE MANHATTAN PLAZA,
312 AT&T INC. 23RD FLOOR NEW YORK NY 10081 UNITED STATES [REDACTED]
313 ATHOLIE K ROSETT 19 CONCORD AVENUE CAMBRIDGE MA 2138 UNITED STATES [REDACTED]
PO BOX 5200
314 ATLANTIC SALMON FEDERATION CANADA ENDOWMENT FUND INV ST ANDREWS (CAN), NB E5B 3S8 ST ANDREWS NB E5B 3S8 CANADA [REDACTED]
315 ATTN INTL PROGRAM TRADES PROGRAMS AVERAGE PRICE #1 1301 AVE OF AMERICAS NEW YORK NY 10019-0001 UNITED STATES [REDACTED]
316 AUDREY M SOUTHARD 1733 THOMPSON DRIVE WHEATON IL 60187-7475 UNITED STATES [REDACTED]
317 AUSTIN PRESBYTERIAN THEOLOGICAL 100 EAST 27TH STREET AUSTIN TX 78705 UNITED STATES [REDACTED]
318 AUSTIN TRUST COMPANY 336 S.CONGRESS AVE SUITE 100 AUSTIN TX 78704 UNITED STATES [REDACTED]
AUTOMOBILE CLUB OF SOUTHERN
319 CALIFORNIA 3333 FAIRVIEW ROAD COSTA MESA CA 92626 UNITED STATES [REDACTED]
331 AXA ASSURANCES I.A.R.D. MUTUELLE 370, RUE SAINT HONORE PARIS 75001 FRANCE [REDACTED]
332 AXA ASSURANCES VIE MUTUELLE 370, RUE SAINT HONORE PARIS 75001 FRANCE [REDACTED]
333 AXA COURTAGE ASSURANCE MUTUELLE 26, RUE LOUIS-LE GRAND PARIS 75002 FRANCE [REDACTED]
334 AXA EQUITABLE LIFE INSURANCE CO 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 UNITED STATES [REDACTED]
AXA EQUITABLE LIFE INSURANCE C/O OFFICER OR MANAGING
335 COMPANY AGENT NEW YORK NY 10104 UNITED STATES [REDACTED]
336 AXA FINANCIAL INC. 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 UNITED STATES [REDACTED]
2020 RUE UNIVERSITY, BUREAU
337 AXA INSURANCE 700 MONTREAL QC H3A 2A5 CANADA [REDACTED]
2020 RUE UNIVERSITY, BUREAU
338 AXA PACIFIC INSURANCE COMPANY 700 MONTREAL QC H3A 2A5 CANADA [REDACTED]
AXA PERMIER VIP TRUST -
MULTIMANAGER LARGE CAP CORE
339 EQUITY PORTFOLIO C/O CURRENT TRUSTEE(S) 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 UNITED STATES [REDACTED]
341 AXA PREMIER VIP TRUST STEVEN M. JOENK 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
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382 BARBARA F SALAS & GEORGE M SALAS JT TEN 189-32 39TH AVE FLUSHING NY 11358 UNITED STATES [REDACTED]
390 BARBARA M. CALVERT (DCSD) 688 BLOOMFIELD AVE WEST CALDWELL NJ 7006 UNITED STATES [REDACTED]
C/O TRUSTEE OF BARBARA M. J.
BARBARA M. J. WOOD LIVING TRUST WOOD LIVING TRUST U/A/D THE NORTHERN TRUST COMPANY
391 U/A/D 9/17/81 9/17/81 505 LASALLE STREET CHICAGO IL 60603 UNITED STATES [REDACTED]
392 BARBARA MARTELL 702 E HYMAN AVE ASPEN CO 81611-2080 UNITED STATES [REDACTED]
393 BARBRA ATSAVES PABST FMT CO CUST IRA ROLLOVER 6747 N MINNEHAHA AVE LINCOLNWOOD IL 60712 UNITED STATES [REDACTED]
54 LOMBARD ST
LONDON EC3V 9EX
394 BARCLAYS CAPITAL GROUP UNITED KINGDOM LONDON EC3P 3AH UNITED KINGDOM [REDACTED]
395 BARCLAYS CAPITAL INC. C T CORPORATION SYSTEM 111 EIGHTH AVE. NEW YORK NY 10011 UNITED STATES [REDACTED]
3 WORLD FINANCIAL CENTER, 6TH
396 BARCLAYS CAPITAL PRIME BROKER FLOOR NEW YORK NY 10285-0001 UNITED STATES [REDACTED]
BARCLAYS CAPITAL SECURITIES LIMITED
as successor to BZW SECURITIES BARCLAYS CAPITAL INC.
397 LIMITED 200 PARK AVENUE NEW YORK NY 10166 UNITED STATES [REDACTED]
BARCLAYS GBL INVESTORS NA REF
398 INDUSTRY ALPHA LTD MERRILL LYNCH 222 BROADWAY, 6TH FLOOR NEW YORK NY 10038-2510 UNITED STATES [REDACTED]
399 BARCLAYS GLOBAL INVESTORS ATTN: CHAD SPITLER 45 FREMONT STREET SAN FRANCISCO CA 94105 UNITED STATES [REDACTED]
SUSAN L. WAGNER
400 BARCLAYS GLOBAL INVESTORS (US) C/O BLACKROCK INC. 40 EAST 52ND STREET NEW YORK NY 10020 UNITED STATES [REDACTED]
CHAD SPITLER
401 BARCLAYS GLOBAL INVESTORS (US) 45 FREEMONT STREET SAN FRANCISCO CA 94105 UNITED STATES [REDACTED]
C/O STATE STREET BANK AND
H. MICHAEL WILLIAMS TRUST COMPANY
402 BARCLAYS GLOBAL INVESTORS FUNDS PRESIDENT 200 CLARENDON ST. BOSTON MA 02116 UNITED STATES [REDACTED]
MURRAY HOUSE
403 BARCLAYS GLOBAL INVESTORS LTD A/C CHS0036408 ROYAL MINT COURT LONDON EC3N 4HH UNITED KINGDOM [REDACTED]
MURRAY HOUSE 1 ROYAL MINT
COURT
LONDON EC3N 4HH UNITED
404 BARCLAYS GLOBAL INVESTORS LTD A/C SS0000NE8W KINGDOM LONDON EC3N 4HH UNITED KINGDOM [REDACTED]
MURRAY HOUSE 1 ROYAL MINT
COURT
LONDON EC3N 4HH UNITED
405 BARCLAYS GLOBAL INVESTORS LTD A/C NT000IPE01 KINGDOM LONDON EC3N 4HH UNITED KINGDOM [REDACTED]
406 BARCLAYS GLOBAL INVESTORS NA A/C AP1 MSCI WORLD INDEX PLUS 45 FREMONT STREET FL 33 SAN FRANCISCO CA 94105-2204 UNITED STATES [REDACTED]
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417 BASF BASF PENSIONKASSE VVAG GPS/SR-Z 7867056 LUDWIGSHATEN LUDWIGSHATEN GERMANY [REDACTED]
BASF CORPORATION PENSION MASTER
418 TRUST C/O CURRENT TRUSTEE(S) 3000 CONTINENTAL DRIVE-NORTH MT OLIVE NJ 7838 UNITED STATES [REDACTED]
419 BASHAR A MUBASHIR 224 W. EXCHANGE ST. SUITE 310 AKRON OH 44302 UNITED STATES [REDACTED]
420 BASIM S. AND CATHY MARIE NIMRI 527 CRINGLE DRIVE REDWOOD CITY CA 94065 UNITED STATES [REDACTED]
421 BATL PN-NTRS S&P SCHWAIGER 505 KING AVE. COLUMBUS OH 43201 UNITED STATES [REDACTED]
422 BATTELLE MEMORIAL INSTITUTE (BMI) ATTN: MICHAEL SCHWAIGER 505 LANG AVENUE COLUMBUS OH 43201 UNITED STATES [REDACTED]
ARIEL/BAXTER BAXTER
423 BAXTER INTERNATIONAL INTERNATIONAL 200 EAST RANDOLPHSUITE 2900 CHICAGO IL 60601-6536 UNITED STATES [REDACTED]
THE CORPORATION TRUST
COMPANY
CORPORATION TRUST CENTER
424 BAXTER INTERNATIONAL INC. 1209 ORANGE STREET WILMINGTON DE 19801 UNITED STATES [REDACTED]
425 BAYCARE HEALTH SYSTEM, INC. ATTN: JEFF MCRAE 16255 BAY VISTA DRIVE CLEARWATER FL 33760 UNITED STATES [REDACTED]
426 BAYLOR HEALTH CARE SYSTEM ATTN: MARK AMIRI 2001 BRYAN STREET, SUITE 2200 DALLAS TX 75201 UNITED STATES [REDACTED]
434 FAYETTEVILLE STREET MALL,
427 BB&T FUNDS JAMES T. GILLESPIE 5TH FL. RALEIGH NC 27601 UNITED STATES [REDACTED]
P.O. BOX 31106 SMB
428 BBT FUND LP ACCT: BBT SPECIALS WEST BAY RD KY1-1205 CAYMAN ISLANDS [REDACTED]
BLUE CROSS BLUE SHIELD OF
BCBSM FOUNDATION BERNSTEIN MICHIGAN
429 VALUE JOHN ZERVAS 767 FIFTH AVE. NEW YORK NY 10153 UNITED STATES [REDACTED]
333 MAIN STREET
430 BEACON TRUST COMPANY C/O CURRENT TRUSTEE(S) POB 810 MADISON NJ 07940-0810 UNITED STATES [REDACTED]
431 BEAR STEARNS & CO. F/A/O GABELLI ASSOC 1 METROTECH CENTER BROOKLYN NY 11201-3831 UNITED STATES [REDACTED]
BEAR STEARNS & CO. INC. (N/K/A J.P. DAVIS POLK & WARDWELL LLP
432 MORGAN SECURITIES LLC) C/O ELLIOTT MOSKOWITZ 450 LEXINGTON AVENUE NEW YORK NY 10017 UNITED STATES [REDACTED]
BEAR STEARNS ASSET MANAGEMENT,
433 INC. C/O ELLIOT MOSKOWITZ 383 MADISON AVE FL 28 NEW YORK NY 10179 UNITED STATES [REDACTED]
BEAR STEARNS EQUITY STRATEGIES RT
434 LLC C/O ELLIOTT MOSKOWITZ ORK, NY 10005 NEW YORK NY 10005 UNITED STATES [REDACTED]
BEAR STEARNS SECS CORP (N/K/A J.P. FAO DEL MAR ASSET
435 MORGAN CLEARING CORP.) MANAGEMENT 1 METROTECH CENTER NORTH BROOKLYN NY 11201-3832 UNITED STATES [REDACTED]
436 BEAUMONT FIREMEN'S RELIEF AND 801 MAIN, SUITE 320 BEAUMONT TX 77701 UNITED STATES [REDACTED]
THE CORPORATION TRUST
COMPANY
CORPORATION TRUST CENTER
437 BECHTEL CORPORATION 1209 ORANGE STREET WILMINGTON DE 19801 UNITED STATES [REDACTED]
438 BELL ATLANTIC MASTER TRUST C/O CURRENT TRUSTEE(S) ONE VERIZON WAY BLDG.7 BASKING RIDGE NJ 7920 UNITED STATES [REDACTED]
TRUST LEGAL COUNSEL EP-MN-
WS4L
439 BELLIN HOSPITAL C/O US BANK AS TRUSTEE 60 LIVINGSTON AVE ST PAUL MN 55107 UNITED STATES [REDACTED]
440 BELLIN HOSPITAL PENSION TRUST C/O CURRENT TRUSTEE(S) P.O. BOX 23400 GREEN BAY WI 54305 UNITED STATES [REDACTED]
E HEALTH CARE TRUST
NON-REPRESENTABLE HEALTH FIRST QUADRANT
CARE TRUST C/O CURRENT 800 EAST COLORADO BOULEVARD
441 BELLSOUTH CORP. TRUSTEE(S) SUITE 900 PASADENA CA 91101 UNITED STATES [REDACTED]
442 BELLSOUTH CORPORATION C/O ROBERT D. DANIEL 1155 PEACHTREE ST NE ATLANTA GA 30309-3610 UNITED STATES [REDACTED]
443 BELLSOUTH GROUP LIFE TRUST S&P C/O CURRENT TRUSTEE(S) 208 S. AKARD STREET, ROOM 2715 DALLAS TX 75202 UNITED STATES [REDACTED]
444 BELLSOUTH HEALTHCARE S&P 500 208 S. AKARD STREET, ROOM 2715 DALLAS TX 75202 UNITED STATES [REDACTED]
445 BELLSOUTH/ALLIANCE 208 S. AKARD STREET, ROOM 2715 DALLAS TX 75202 UNITED STATES [REDACTED]
BENJAMIN FAMILY LIMITED 88 WEST PACES FERRY ROAD NW
446 PARTNERSHIP ATTN: GERALD R. BENJAMIN UNIT 1630 ATLANTA GA 30305 UNITED STATES [REDACTED]
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453 BERNARD AND BARBRO OSHER 2006 1 FERRY BUILDING SUITE 255 SAN FRANCISCO CA 94111-4243 UNITED STATES [REDACTED]
BERNARD AND RENA SHAPIRO,
INTERVIVOS TRUST A/C #1 DTD C/O BERNARD SHAPIRO AND/OR
454 10/15/87 CURRENT TRUSTEE(S) 1666 20TH ST SANTA MONICA CA 90404-3827 UNITED STATES [REDACTED]
458 BERNARD J AND KAREN A SILGARDO 5 PIN OAK ESTATES DRIVE BELLAIRE TX 77401 UNITED STATES [REDACTED]
C/O TRUSTEE FOR BERNARD
BERNARD OSHER 2006 CHARITABLE OSHER 2006 CHARITABLE
459 REMAINDER UNTRUST #2 REMAINDER UNTRUST #2 1 FERRY BUILDING SUITE 255 SAN FRANCISCO CA 94111-4243 UNITED STATES [REDACTED]
ONE FERRY BUILDING
460 BERNARD OSHER TRUST C/O BERNARD OSHER TRUSTEE SUITE 255 SAN FRANCISCO CA 94111-4243 UNITED STATES [REDACTED]
466 BERNIE H. SMITH & JOYCE M. SMITH 6244 HILLSBORO ROAD NASHVILLE TN 37215-5505 UNITED STATES [REDACTED]
467 BESSEMER TRUST COMPANY C/O CURRENT TRUSTEE(S) 100 WOODBRIDGE CENTER DRIVE WODDBRIDGE NJ 7095 UNITED STATES [REDACTED]
468 BESSIE E MURRAY 2040 HILLTOP RD HOFFMAN EST IL 60169-2608 UNITED STATES [REDACTED]
BETH L ZWEIG C/F LAURA H ZWEIG
469 U/IN/UTMA 7012 BITTERSWEET MRS CT FORT WAYNE IN 46814-4502 UNITED STATES [REDACTED]
470 BETH L. CHAPIN PLEDGED TO ML LENDER 262 CENTRAL PARK W # 13A NEW YORK NY 10024-3512 UNITED STATES [REDACTED]
BETHESDA HOSPITAL MASTER TRUST
471 LCV C/O CURRENT TRUSTEE(S) 619 OAK STREET CINCINNATI OH 45206 UNITED STATES [REDACTED]
BETHESDA, INC. ATTN: ROBERT
BETHESDA NON-RETIREMENT ASSETS HALONEN AND/OR CURRENT
472 MASTER TRUST TRUSTEE(S) 4360 COOPER ROAD, SUITE 100 CINCINNATI OH 45242 UNITED STATES [REDACTED]
473 BETSY D. HOLDEN 325 WOODLEY ROAD WINNETKA 1L 60093 UNITED STATES [REDACTED]
474 BETSY N. ANDERSON 315 S LORRAINE BLVD LOS ANGELES CA 90020-4727 UNITED STATES [REDACTED]
476 BETTIE SUE FLYNN 1375 GRISTMILL DR CHARLOTTESVLE VA 22902 UNITED STATES [REDACTED]
BETTY ANDRES TRUST U/A/D 04-21- C/O BETTY R. ANDRES AND
477 1988 RICHARD W. ANDRES TTEES 1195 FOXTAIL DR MEDINA MN 55340-9805 UNITED STATES [REDACTED]
TR UA 10 APR 87 BETTY BEAIRD
LIVING TRUST C/O CURRENT
478 BETTY BEAIRD TRUSTEE(S) 7530 INWOOD DR HOUSTON TX 77063-1802 UNITED STATES [REDACTED]
BETTY BEAIRD LIVING TRUST U/A DTD C/O BETTY BEAIRD AND/OR
479 4/10/87 CURRENT TRUSTEE(S) 7530 INWOOD DRIVE HOUSTON TX 77063 UNITED STATES [REDACTED]
480 BETTY ELLEN BERLAMINO 87 JOYCE RD TENAFLY NJ 7670 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
482 BETTY K. ZLATCHIN IRA C/O DELAWARE CHARTER G&T 1342 MASONIC AVE. SAN FRANCISCO CA 94117-4012 UNITED STATES [REDACTED]
486 BEVERLY PERRY 6920 WEBSTER ST DOWNERS GROVE IL 60516-3509 UNITED STATES [REDACTED]
490 BIG SKY, LLC 615 N. EDGEWODD AVENUE LA GRANGE PARK IL 60526 UNITED STATES [REDACTED]
491 BILL C. AND JANIE L. OGLE PO BOX 9308 DAYTONA BEACH FL 32120 UNITED STATES [REDACTED]
492 BILL HORTON & MARY HORTON TTEE 8807 BRETSHIRE DR. DALLAS TX 75228 UNITED STATES [REDACTED]
C/O BILLIE J BOUZEK, FRANK J
BOUZEK AND/OR CURRENT
493 BILLIE J BOUZEK TRUST U/A 1/28/00 TRUSTEE(S) 3008 N TROY ST CHICAGO IL 60618 UNITED STATES [REDACTED]
494 BINHUA MAO ROTH IRA ETRADE CUSTODIAN 1010 CATHERINES WOODS DR NISKAYUNA NY 12309-1327 UNITED STATES [REDACTED]
495 BK OF LANCASTER COUNTY NA ATTN: THOMAS BRENEMAN 101 NORTH POINTE BLVD LANCASTER PA 17601-4133 UNITED STATES [REDACTED]
ATTN: LEGAL DEPARTMENT
BLACK DIAMOND ARBITRAGE 2100 MCKINNEY AVENUE SUITE
496 OFFSHORE LTD. CARLSON CAPITAL L.P. 1800 DALLAS TX 75201 UNITED STATES [REDACTED]
ATTN: LEGAL DEPARTMENT
2100 MCKINNEY AVENUE SUITE
497 BLACK DIAMOND OFFSHORE LTD. CARLSON CAPITAL L.P. 1800 DALLAS TX 75201 UNITED STATES [REDACTED]
P.O. BOX 852
498 BLACK DIAMOND OFFSHORE LTD. UBS HOUSE GEORGE TOWN KY1-1103 CAYMAN ISLANDS [REDACTED]
BLACK RIVER GLOBAL EQUITY
499 ARBITRAGE FUND LTD. 12700 CLEARWATER DR. MINNETONKA MN 55343 UNITED STATES [REDACTED]
C/O TRUSTEE FOR BLACKBURN
500 BLACKBURN TRUST TRUST 1295 LITTLE HARBOR LANE VERO BEACH FL 32963 UNITED STATES [REDACTED]
501 BLACKPORT CAPITAL FUND LTD 280 PARK AVENUE NEW YORK NY 10017-1216 UNITED STATES [REDACTED]
F/K/A BARCLAYS GLOBAL
INVESTORS. LTD. A/C MURRAY HOUSE
502 BLACKROCK ADVISORS (UK) LTD. CSAM945416 1 ROYAL MINT COURT LONDON EC3N 4HH UNITED KINGDOM [REDACTED]
514 BLAINE B ROMINGER CGM IRA ROLLOVER CUSTODIAN 131 RIVO ALTO CANAL LONG BEACH CA 90803 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
520 BLOCK COMMUNICATIONS, INC. 405 MADISON AVENUE, SUITE 2100 TOLEDO OH 43604 UNITED STATES [REDACTED]
K&L GATES LLP
BLUE CHIP FUND, A SERIES OF FIRST 70 WEST MADISON STREET, SUITE
521 INVESTORS EQUITY FUNDS C/O JOSEPH C. WYLIE II 3100 CHICAGO IL 60602-4207 UNITED STATES [REDACTED]
522 BLUE CROSS & BLUE SHIELD OF KA ATTN: STEVE MORRIS 1133 SW TOPEKA BLVD TOPEKA KS 66629-0001 UNITED STATES [REDACTED]
BLUE CROSS AND BLUE SHIELD OF 4800 DEERWOOD CORPORATE
523 FLORIDA INC CAMPUS JACKSONVILLE FL 32248 UNITED STATES [REDACTED]
526 BLUE CROSS OF CALIFORNIA 4553 LA TIENDA DRIVE THOUSAND OAKS CA 91362 UNITED STATES [REDACTED]
BLUE HILLS BANK F/K/A HYDE PARK ATTN: MR. KENNETH PIEROG
527 SAVINGS BANK CHRMN & CEO PO BOX 9102 HYDE PARK MA 2136 UNITED STATES [REDACTED]
528 BLYTHE T BELENKY 676 WINDING BLUFF WAY CLARKSVILLE TN 37040-5763 UNITED STATES [REDACTED]
BMO HARRIS BANK N.A. AS TRUSTEE OF
TR UA 09/02/1993 DOROTHY QUAAL C/O DOROTHY QUAAL TRUSTEE
529 REV TRUST AND WARD L QUAAL TRUSTEE 520 GREEN BAY ROAD WINNETKA IL 60093 UNITED STATES [REDACTED]
530 BMO NESBIT BURNS TRADING CORP. SA 3 TIMES SQ. NEW YORK NY 10036 UNITED STATES [REDACTED]
531 BMO NESBITT BURNS INC./CDS 3 TIMES SQ. NEW YORK NY 10036 UNITED STATES [REDACTED]
532 BMR 2 LLC C/O JEFFREY WOLFSON 440 SO. LASALLE ST CHICAGO IL 60605 UNITED STATES [REDACTED]
1801 SOUTH BELL STREET SECOND
533 BNA EMPLOYEES RETIREMENT TRUST C/O CURRENT TRUSTEE(S) FLOOR ALEXANDRIA VA 22202 UNITED STATES [REDACTED]
534 BNP PARIBAS FAO BNP PARIBAS SECURITIES COR 555 CROTON ROAD 4TH FLOOR KING OF PRUSSIA PA 19406-3176 UNITED STATES [REDACTED]
535 BNP PARIBAS ARBITRAGE, SNCR 8 RUE DE SOFIA 1ER ETAGE PARIS 75018 FRANCE [REDACTED]
536 BNP PARIBAS PRIME BROKERAGE INC. 555 CROTON RD., 4TH FL. KING OF PRUSSIA PA 19406-3176 UNITED STATES [REDACTED]
THE CORPORATION TRUST CORPORATION TRUST CENTER
537 BNP PARIBAS PRIME BROKERAGE, INC. COMPANY 1209 ORANGE ST. WILMINGTON DE 19801 UNITED STATES [REDACTED]
FRED HOEVENAAR
538 BNP PARIBAS SECURITIES CORP 555 CROTON ROAD KING OF PRUSSIA PA 19406 UNITED STATES [REDACTED]
539 BNP PARIBAS SECURITIES CORP FRED HOEVENAAR 787 SEVENTH AVE. NEW YORK NY 10019 UNITED STATES [REDACTED]
MATTHEW J. MERRICK
540 BNP PARIBAS SECURITIES CORP. 520 MADISON AVENUE NEW YORK NY 10020 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
553 BOB FUSHIMI AND CLOVIA L FUSHIMI JT TEN 12023 COAL CREEK HEIGHTS DR GOLDEN CO 80403 UNITED STATES [REDACTED]
554 BODMAS CAPITAL PARTNERS LP 275 BATTERY STREET, SUITE 2600 SAN FRANCISCO CA 94111 UNITED STATES [REDACTED]
555 BOEING CO. 100 N. RIVERSIDE PLAZA CHICAGO IL 60606 UNITED STATES [REDACTED]
C/O TRUSTEE OF THE BOEING
COMPANY EMPLOYEES
BOEING COMPANY EMPLOYEES RETIREMENT PLANS MASTER
556 RETIREMENT PLANS MASTER TRUST TRUST 100 NORTH RIVERSIDE PLAZA CHICAGO IL 60606 UNITED STATES [REDACTED]
BOIENG COMPANY EMPLOYEE
557 RETIREMENT CHANNING CAPITAL MGT LLC A/C 10 S. LASALLE ST #2650 CHICAGO IL 60603-1061 UNITED STATES [REDACTED]
558 BON SECOURS HEALTH SYSTEM, INC. 1505 MARRIOTTSVILLE RD. MARRIOTTSVILLE MD 21104-1399 UNITED STATES [REDACTED]
559 BORROWED-NY, STOCK CHASE BANK 3 TIMES SQUARE 3RD FLOOR 8 FL NEW YORK NY 10036 UNITED STATES [REDACTED]
564 BRADLEY A LONG TRADITIONAL IRA 954 LORIE LANE LAKE ZURICH IL 60047-1345 UNITED STATES [REDACTED]
566 BRANCH, B PRIVATE BANK SINGAPORE 20 COLLYER QUAY TUNG CENTRE 49319 SINGAPORE [REDACTED]
(BRANDES INVESTMENT 20 BAY ST STE 400
567 BRANDES PARTNERS & CO) P.O. BOX 62 TORONTO ON M5J 2N8 CANADA [REDACTED]
572 BRAXTON N ROBINSON 2833 OLD GREENSPRINGS HWY ASHLAND OR 97520 UNITED STATES [REDACTED]
MAN BROTHERS INC.
573 BRENT EASTBURG HY/SCT ATTN: ED O'CONNELL 745 7TH AVE, 16TH FL. NEW TORK NY 10019-6801 UNITED STATES [REDACTED]
CHARLES SCHWAB & CO INC CUST
574 BRENT V WOODS IRA ROLLOVER 2865 ALBATROSS ST SAN DIEGO CA 92103 UNITED STATES [REDACTED]
575 BRESLER FAMILY INVESTORS LLC C/O CHARLES BRESLER 11200 ROCKVILLE MD 20852-7105 UNITED STATES [REDACTED]
576 BRIAN F. LITMAN 1664 DARTMOUTH CT NAPERVILLE IL 60565 UNITED STATES [REDACTED]
577 BRIAN GORMLEY 2461 EISENHOWER AVE ALEXANDRIA VA 22331-0515 UNITED STATES [REDACTED]
578 BRIAN HULL 11405 WILD BRAMBLE WAY RESTON VA 20194-1001 UNITED STATES [REDACTED]
579 BRIAN J MCMANUS, SR AS FCC IRA CUSTODIAN 30 N LASALLE ST STE 2126 CHICAGO IL 60602-3371 UNITED STATES [REDACTED]
BRIAN JOSEPH MEEK C/F ADAM JOHN
580 MEEK UGMA/IL 1200 CRESTWOOD DR NORTHBROOK IL 60062 UNITED STATES [REDACTED]
581 BRIAN MCGOVERN 2675 ALBANY AVE W HARTFORD CT 06117-2305 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
BROWN & JAMES PC PFT SHR PLAN DTD C/O JOHN MCMULLIN (KPH)
593 91/03 AND/OR CURRENT TRUSTEE(S) 1010 MARKET STREET 20TH FLR ST. LOUIS MO 63101 UNITED STATES [REDACTED]
PROXY REVIEW COMMITTEE
BROWN BROTHERS HARRIMAN &
594 BROWN BROTHERS HARRIMAN & CO CO 140 BROADWAY NEW YORK NY 10005 UNITED STATES [REDACTED]
JOSH HUTSON, ESQ.
595 BROWN BROTHERS HARRIMAN & CO. 140 BROADWAY NEW YORK NY 10000 UNITED STATES [REDACTED]
BROWN INVESTMENT ADVISORY &
596 TRUST CO. C/O CURRENT TRUSTEE(S) 901 SOUTH BOND ST., STE. 400 BALTIMORE MD 21231-3340 UNITED STATES [REDACTED]
600 BRUCE KIRKPATRICK T/O/D ET AL 155 NORTH HARBOR DRIVE #1411 CHICAGO IL 60601 UNITED STATES [REDACTED]
601 BRUCE REZNICK 8304 HIGH OAK DRIVE AUSTIN TX 78759 UNITED STATES [REDACTED]
BRUCE W. AHLMANN AND BETTY J.
602 AHLMANN JTWROS 528 CRESTWOOD DR. DES PLAINES IL 60016-3105 UNITED STATES [REDACTED]
609 BUFFALO FINE ARTS ACADEMY FUND D 1285 ELMWOOD AVE BUFFALO NY 14222 UNITED STATES [REDACTED]
BUILDING TRADES UNITED PENSION
610 TRUST FUND C/O CURRENT TRUSTEE(S) 500 ELM GROVE ROAD ELM GROVE WI 53122 UNITED STATES [REDACTED]
BULL DANIEL TTEE M K PASCHALL TR-
611 IMA [REDACTED]
F NATIONAL AFFAIRS
612 BUREAU OF NATL AFFAIRS RET C/O DIANE L HARRIS 1801 S BELL STREET ARLINGTON VA 22202-4501 UNITED STATES [REDACTED]
O. BOX 13901
613 BURROUGHS WELLCOME FUND ATTN: SCOTT SCHOEDLER RESEACH TRIANGLE PARK DURHAM NC 27709-3901 UNITED STATES [REDACTED]
RESEARCH
614 BURROUGHS WELLCOME FUND LCV PO BOX 13901 TRIANGLE PARK NC 27709-3901 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
619 C & F LANE FAMILY LP ATTN: JOHN A PIOTROWSKI 6348 S POWDERHORN RD MECHANICSBURG PA 17050-8310 UNITED STATES [REDACTED]
623 C/O JOSEPH C. WYLIE II K&L GATES LLP 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 UNITED STATES [REDACTED]
625 C/O JOSEPH C. WYLIE II K&L GATES LLP 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 UNITED STATES [REDACTED]
626 CACEIS BANK 1-3 PLACE VALHUBERT PARIS CEDEX 13 75206 FRANCE [REDACTED]
CACEIS BANK LUXEMBOURG (CLIENT
627 ACCOUNT) 5, ALLEE SCHEFFER LUXEMBOURG L-2520 LUXEMBOURG [REDACTED]
638 CALPERS (DYNAMIC COMPLETION FUND) 400 Q STREET SACRAMENTO CA 95811 UNITED STATES [REDACTED]
639 CALPERS (POOLED S+P 500 INDEX FUND) 400 Q STREET SACRAMENTO CA 95811 UNITED STATES [REDACTED]
(CALIFORNIA
640 CALPERS PUB.EMP.RETIRE.SYS.) 400 Q STREET SACRAMENTO CA 94229-2707 UNITED STATES [REDACTED]
641 CALVERT LESTER [REDACTED]
642 CAMBRIDGE APPLETON TRUST CO. C/O CURRENT TRUSTEE(S) 45 MILK ST., 9TH FL BOSTON MA 2109 UNITED STATES [REDACTED]
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647 CANACCORD WEALTH MANAGEMENT 2200-609 GRANVILLE ST. VANCOUVER BC V7Y 1H2 CANADA [REDACTED]
650 CANADIAN IMPERIAL HOLDINGS INC. 300 MADISON AVE NEW YORK NY 10017-3903 UNITED STATES [REDACTED]
656 CANYON VALUE REALIZATION FUND LP HIGH YIELD PORTFOLIO 2000 AVE OF THE STARS 11TH FL LOS ANGELES CA 90067 UNITED STATES [REDACTED]
CANYON VALUE REALIZATION FUND, 615 SOUTH DUPONT HWY; 1209 DOVER;
657 L.P. ORANGE STREET WILMINGTON DE 19901;19801 UNITED STATES [REDACTED]
CANYON VALUE REALIZATION MAC 18
658 LTD FORTIS PRIME FUND SOL. UGLAND HOUSE S CHURCH ST GEORGE TOWN CAYMAN ISLANDS [REDACTED]
659 CAPITAL ONE N.A. BANK # 61 MARSHALL & ILSLEY TRUST CO. 11270 W PARK PL SUITE 400 MILWAUKEE WI 53224 UNITED STATES [REDACTED]
662 CAPURRO PROP SERIES LLC - SERIES G 408 COLUMBUS AVE STE #5 SAN FRANCISCO CA 94133-3929 UNITED STATES [REDACTED]
663 CARA LEIGH GILESPIE-WILSON 38 TAUNTON HILL RD NEWTOWN CT 6470 UNITED STATES [REDACTED]
CARE USA
664 CARE USA NORTHERN TRUST ELENITA FERNANDEZ 151 ELLIS ST NE ATLANTA GA 30303-2420 UNITED STATES [REDACTED]
665 CARL & ROSELLA THORNE 4305 BEVERLY DR DALLAS TX 75201 UNITED STATES [REDACTED]
CARL B. FIELD III AND MARY JEAN MARY JEAN CHASE FIELD TENN
666 CHASE FIELD COM 1413 SUNSET DRIVE PROSSER WA 99350 UNITED STATES [REDACTED]
667 CARL E HIRSCH 1260 N OCEAN BLVD PALM BEACH FL 33480 UNITED STATES [REDACTED]
668 CARL H SPAHR 2662 RIDGEPINE DRIVE LA CRESCENTA CA 91214 UNITED STATES [REDACTED]
670 CARL ZLATCHIN PROFIT C/O DELAWARE CHARTER G&T 1342 MASONIC AVE. SAN FRANCISCO CA 94117-4012 UNITED STATES [REDACTED]
CARLOS MADRIGAL JR AND ELSA BURG TX 78541
671 MADRIGAL EDINBURG TX 78541 UNITED STATES [REDACTED]
CITIGROUP - PRIME BROKER
F/A/O
672 CARLYLE BLUE WAVE A/C #340-00590-1-4 390 GREENWICH ST - 3RD FL NEW YORK NY 10013 UNITED STATES [REDACTED]
CARLYLE MULTI-STRATEGY MASTER WILMINGTON TRUST RODNEY SQUARE NORTH
673 FUND LTD CORPORATION COMPANY 1100 N. MARKET STREET WILMINGTON DE 19801 UNITED STATES [REDACTED]
CARLYLE PAFF HEDRICK TR U/A/D
674 02/06/06 C/O CARLYLE PAFF HEDRICK TTEE 630 LA CASA VIA WALNUT CREEK CA 94598-4924 UNITED STATES [REDACTED]
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717 CATHOLIC MEDICAL CENTER ERISA MCV ONE EXECUTIVE PARK DRIVE BEDFORD NH 3110 UNITED STATES [REDACTED]
C/O TRUSTEE FOR CATHOLIC 20 NORTH WACKER DRIVE
718 CATHOLIC UNITED INVESTMENT TRUST UNITED INVESTMENT TRUST STE 2000 CHICAGO IL 60606 UNITED STATES [REDACTED]
THE CORPORATION TRUST
COMPANY
CORPORATION TRUST CENTER
719 CAXTON ASSOCIATES, LP 1209 ORANGE STREET WILMINGTON DE 19801 UNITED STATES [REDACTED]
721 CAYUGA MEDICAL CENTER AT ITHACA 101 DATES DRIVE ITHACA NY 14850 UNITED STATES [REDACTED]
C/O TRUSTEE FOR CBS MASTER 51 WEST 52ND STREET 18TH
722 CBS MASTER TRUST TRUST FLOOR NEW YORK NY 10019-6188 UNITED STATES [REDACTED]
723 CCM PARTNERS MICHAEL T. O'CALLAGHAN 44 MONTGOMERY ST., STE. 2100 SAN FRANCISCO CA 94104 UNITED STATES [REDACTED]
724 CD INVESTMENT PARTNERS LTD 111 S WACKER DR, STE 3950 CHICAGO IL 60606 UNITED STATES [REDACTED]
725 CDP - NORTHERN TRUST CO 1000 ST. ANNE DRIVE MELBOURNE KY 41059 UNITED STATES [REDACTED]
CDS CLEARING AND DEPOSITORY
726 SERVICES, INC. 85 RICHMOND ST. W. TORONTO ON M5H 2C9 CANADA [REDACTED]
727 CECIL C SMITH PERSHING LLC AS CUSTODIAN 1727 W 102ND ST CHICAGO IL 60643 UNITED STATES [REDACTED]
CECIL C. SMITH IRA FBO CECIL C. SMITH
728 PTC AS CUSTODIAN 1727 W. 102ND STREET CHICAGO IL 60643-2146 UNITED STATES [REDACTED]
744 CHANNING CAPITAL MANAGEMENT, LLC DENNIS DUNN 10 S. LASALLE ST., STE. 2650 CHICAGO IL 60603 UNITED STATES [REDACTED]
CHANNING CAPITAL MGT LLC A/C
745 CALSTRS 10 S. LASALLE ST #2650 CHICAGO IL 60603-1061 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
CHARLES & NELL NOBIS TR U/A DTD C/O CHARLES NOBIS, NELL NOBIS
758 04/05/1995 AND/OR CURRENT TRUSTEE(S) ONE TOWERS LN BOX 2002 MOUNT ANGEL OR 97362 UNITED STATES [REDACTED]
CHARLES A. GARCIA TRUST UNDER
AGREEMENT DATED SEPTEMBER 29, C/O MICHAEL F. GARCIA AND/OR
759 1992 CURRENT TRUSTEE(S) 640 E. HILLSIDE AVE. BARRINGTON IL 60010 UNITED STATES [REDACTED]
760 CHARLES C WELLS 1330 NW DAISY DR TOPEKA KS 66618 UNITED STATES [REDACTED]
773 CHARLES R DILL AND MARILYN C DILL JTWROS 200 LAKE ST UNIT 6A SAINT JOSEPH MI 49085 UNITED STATES [REDACTED]
775 CHARLES S. PAIGE AND DIANNA L. PAIGE 2301 TOWNLINE ROAD HARBOR SPRINGS MI 49740-9772 UNITED STATES [REDACTED]
776 CHARLES S. SMITH 248 ASBURY AVE WESTBURY NY 11590-2023 UNITED STATES [REDACTED]
CHARLES SCHWAB & CO INC,
CUSTODIAN, AND LAWRENCE F KLIMA,
BENEFICIARY, LAWRENCE F KLIMA IRA
777 ROLLOVER 4301 N OCEAN BLVD PH 2A BOCA RATON FL 33431 UNITED STATES [REDACTED]
THE CORPORATION TRUST CORPORATION TRUST CENTER
778 CHARLES SCHWAB & CO., INC. COMPANY 1209 ORANGE ST. WILMINGTON DE 19801 UNITED STATES [REDACTED]
CHARLES SCHWAB INVESTMENT RANDY FILLMORE
779 MANAGEMENT, INC. 101 MONTGOMERY STREET SAN FRANCISCO CA 94104 UNITED STATES [REDACTED]
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CHARLES STOTTLEMYER TRUST UA DTD C/O CHARLES E. STOTTLEMYER 340 SOUTH PALM AVENUE, APT
782 04/15/82 AND/OR CURRENT TRUSTEE(S) 103 SARASOTA FL 34236-6795 UNITED STATES [REDACTED]
CHARLES T BRUMBACK JR AND
783 KIMBERLY C BRUMBACK JTWROS 1309 COUNTRY LN ORLANDO FL 32804 UNITED STATES [REDACTED]
784 CHARLES T MARTIN 1137 LAUREL WINNETKA IL 60093-1819 UNITED STATES [REDACTED]
787 CHARLES VANOLE AND BETTY VANOLE BETTY VANOLE 1132 N PARISH PLACE BURBANK CA 91506 UNITED STATES [REDACTED]
793 CHARLOTTE O'BRIEN 5555 N SHERIDAN RD., APT. 1101 CHICAGO IL 60640-1624 UNITED STATES [REDACTED]
CHARLOTTE PIPE & FOUNDRY PENSION
794 LARGE CAP EQUITIES C/O WILLIAM B. HUTAFF, III P.O. BOX 35430 CHARLOTTE NC 28235 UNITED STATES [REDACTED]
810 CHESTER S CAIN HRBFA CUST OF CHESTER S CAIN 9311 SO RIDGEWAY EVERGREEN PARK IL 60805 UNITED STATES [REDACTED]
811 CHEUK W YUNG 1808 MIDWEST CLUB OAK BROOK IL 60523 UNITED STATES [REDACTED]
THE CELLMER/NEAL FAMILY ATION
812 CHICAGO COMMUNITY FOUNDATION FOUNDATION 111 E WACKER DR # 1400 CHICAGO IL 60601 UNITED STATES [REDACTED]
813 CHICAGO TEACHERS PENSION FUND 203 N. LASALLE STREET, SUITE 2600 CHICAGO IL 60601 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
817 CHRISTI DASHER AS FCC IRA CUSTODIAN 590 SE 12TH CT POMPANO BEACH FL 33060-9310 UNITED STATES [REDACTED]
833 CHRISTUS HEALTH 2707 NORTH LOOP WEST 9TH FL HOUSTON TX 77008 UNITED STATES [REDACTED]
CHRISTUS HEALTH OPERATING FUND CHRISTUS HEALTH CASH BALANCE
834 LCV PLAN 2707 NORTH LOOP WEST HOUSTON TX 77008 UNITED STATES [REDACTED]
835 CHRYSLER LCC CIMS 485-02-0 1000 CHRSYLER DRIVE AUBURN HILLS MI 48326 UNITED STATES [REDACTED]
836 CHURCH CAPITAL MANAGEMENT, LLC JEROME H. WALTHER 301 OXFORD VALLEY RD., STE. 801B YARDLEY PA 19067 UNITED STATES [REDACTED]
837 CHURCH PENSION FUND ATTN: PAUL BRIGNOLA 445 FIFTH AVENUE NEW YORK NY 10016 UNITED STATES [REDACTED]
838 CHW FUNDED DEPRECIATION 185 BERRY STREET, STE 300 SAN FRANCISCO CA 94107 UNITED STATES [REDACTED]
839 CHW RETIREMENT TRUST C/O CURRENT TRUSTEE(S) 185 BERRY STREET, STE 300 SAN FRANCISCO CA 94107 UNITED STATES [REDACTED]
840 CHW SELF INSURANCE 185 BERRY STREET, STE 300 SAN FRANCISCO CA 94107 UNITED STATES [REDACTED]
841 CHW WORKERS COMPENSATION 185 BERRY STREET, STE 300 SAN FRANCISCO CA 94107 UNITED STATES [REDACTED]
842 CIBC U.S. BROAD MARKET INDEX FUND 21 MELINDA STREET, 6TH FLOOR TORONTO ON M5L 1A2 CANADA [REDACTED]
843 CIBC GLOBAL EQUITY FUND 20 BAY ST SUITE 1402 TORONTO ON M5J 2N8 CANADA [REDACTED]
CIBC POOLED U.S EQUITY S&P 500
844 INDEX FUND 1500 UNIVERSITY AVE SUITE 800 MONTREAL QC H3A 3S6 CANADA [REDACTED]
845 CIBC TRUST CORPORATION IMPERIAL U.S. EQUITY POOL 20 BAY ST, SUITE 1402 TORONTO ON M5J 2N8 CANADA [REDACTED]
THE PRENTICE-HALL
846 CIBC WORLD MARKETS CORP. CORPORATION SYSTEM, INC. 2711 CENTERVILLE RD., STE. 400 WILMINGTON DE 19808 UNITED STATES [REDACTED]
6 AVENUE DE
847 CIC PROVENCE PARIS 75009 FRANCE [REDACTED]
848 CICONIA CO LLC, A PARTNERSHIP 4451 91ST AVE NE YARROW POINT WA 98004 UNITED STATES [REDACTED]
849 CIGNA CORPORATION 900 COTTAGE GROVE ROAD BLOOMFIELD CT 6152 UNITED STATES [REDACTED]
850 CIM XVI LLC 405 LEXINGTON AVE 63RD FL NEW YORK NY 10174 UNITED STATES [REDACTED]
CHARLES SCHWAB & CO INC CUST
851 CINDY L SCHREUDER IRA ROLLOVER 300 WOODLAND AVE. WINNETKA IL 60093 UNITED STATES [REDACTED]
852 CIRI GILLESPIE PO BOX 2322 BRATTLEBORO VT 05303-2322 UNITED STATES [REDACTED]
853 CITADEL DERIVATIVES GROUP LLC 131 SOUTH DEARBORN ST 32 FL CHICAGO IL 60603 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
862 CITIGROUP DERIVATIVES MKTS INC 130 CHESIRE LANE STE 102 MINNETONKA MN 55305 UNITED STATES [REDACTED]
THE CORPORATION TRUST
COMPANY
863 CITIGROUP GLOBAL MARKETS INC. CORPORATION TRUST CENTER 1209 ORANGE STREET WILMINGTON DE 19801 UNITED STATES [REDACTED]
864 CITIGROUP GLOBAL MARKETS INC. VIKRAM S. PANDIT 399 PARK AVENUE NEW YORK NY 10043 UNITED STATES [REDACTED]
865 CITIGROUP GLOBAL MARKETS LTD ATTN:NAM IPB ASSET SERVICING 111 WALL ST. NEW YORK NY 10043-1000 UNITED STATES [REDACTED]
866 CITIGROUP PENSION PLAN 425 PARK AVENUE, 4TH FLOOR NEW YORK NY 10022 UNITED STATES [REDACTED]
871 CITY OF BOYNTON BEACH GENERAL 100 East Boynton Beach Boulevard Boynton Beach FL 33435 UNITED STATES [REDACTED]
CITY HALL ROOM 240
872 CITY OF CINCINNATI 801 PLUM ST CINCINNATI OH 45202 UNITED STATES [REDACTED]
CITY OF CONTRA COSTA EMPLOYEES
873 RETIREMENT SYSTEM 1355 WILLOW WAY, SUITE 221 CONCORD CA 94520 UNITED STATES [REDACTED]
876 CITY OF JACKSONVILLE POLICE AN C/O BOBBY DEAL, BOARD CHAIR P.O. BOX 150 JACKSONVILLE FL 32201 UNITED STATES [REDACTED]
CITY OF LOS ANGELES FIRE AND POLICE C/O ROBERT VON VOIGT, ATTN: TOM LOPEZ, CIO
877 PENSION PLAN PRESIDENT 360 E 2ND STREET, 6TH FLOOR LOS ANGELES CA 90012 UNITED STATES [REDACTED]
878 CITY OF MEMPHIS ATTN: SAM JOHNSON 125 N MAIN ST ROOM 368 MEMPHIS TN 38103-2080 UNITED STATES [REDACTED]
CLARA B. WOODY
879 CITY OF RICHMOND - RSRS 900 EAST BROAD ST RM 400 RICHMOND VA 23219 UNITED STATES [REDACTED]
880 CITY OF RICHMOND LCV STREET, ROOM 400 RICHMOND VA 23219 UNITED STATES [REDACTED]
881 CITY OF ST. LOUIS ERS LCV 1114 MARKET ST, STE 900 ST LOUIS MO 63101 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
884 CIVILIAN ERS OF K.C. MISSOURI LCV 1328 AGNES STREET KANSAS CITY MO 64127 UNITED STATES [REDACTED]
914 CO VALUE EQUITY ARIEL/PACE/PACE SMALL MEDIUM 204 EAST RANDOLPH DR STE 2900 CHICAGO IL 60601-6536 UNITED STATES [REDACTED]
915 COASTVIEW EQUITY PARTNERS LP 2301 ROSECRANS AVE, SUITE 4195 EL SEGUNDO CA 90245 UNITED STATES [REDACTED]
916 COBALT TRADING LLC 30 S WACKER DRIVE, SUITE 2020 CHICAGO IL 60606 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
920 COGENT MANAGEMENT INC. C/O WILLIAM STONE NE RADDISSON PLAZA 10TH FLOOR NEW ROCHELLE NY 10801-5767 UNITED STATES [REDACTED]
COLIN T KERR TRUST U/A DTD C/O COLIN T KERR, JULIE M KERR
924 09/02/1977 AND/OR CURRENT TRUSTEE(S) 510 PRAIRIE AVE BARRINGTON IL 60010 UNITED STATES [REDACTED]
925 COLIN THOMAS KERR 63 6TH ST APT 1 CAMBRIDGE MA 2141 UNITED STATES [REDACTED]
C/O TRUSTEE FOR COLLECTIVE
COLLECTIVE INVESTMENT TR FOR EE INVESTMENT TR FOR EE BENEFIT UBS FIDUCIARY TRUST CO.
926 BENEFIT PLANS PLANS 1200 HARBOR BLVD, 6TH FLOOR WEEHAWKEN NJ 7086 UNITED STATES [REDACTED]
COLLECTIVE TRUST OF THE BANK OF
927 NEW YORK C/O CURRENT TRUSTEE(S) ONE WALL ST NEW YORK NY 10286 UNITED STATES [REDACTED]
928 COLLECTORS FUND LP ATTN: WILLIAM C. VERDI 666 FIFTH AVENUE, 34TH FLOOR NEW YORK NY 10103 UNITED STATES [REDACTED]
929 COLLEGE OF THE OZARKS LCV PO BOX 17 POINT COOKOUT MO 65726 UNITED STATES [REDACTED]
COLLEGE OF THE OZARKS, LSV EQUITY
930 ACCT P.O. BOX 17 POINT LOOKOUT MO 65726-0017 UNITED STATES [REDACTED]
948 COMERICA LARGECAP INDEX - 584 (184) 411 W. LAFAYETTE BLVD DETROIT MI 48226 UNITED STATES [REDACTED]
949 COMERICA LARGECAP INDEX - EB 411 W. LAFAYETTE BLVD DETROIT MI 48226 UNITED STATES [REDACTED]
950 COMERICA LARGECAP VALUE INDEX - EB 411 W. LAFAYETTE BLVD DETROIT MI 48226 UNITED STATES [REDACTED]
COMERICA TOTAL US EQUITY INDEX FD.
951 584 411 W. LAFAYETTE BLVD DETROIT MI 48226 UNITED STATES [REDACTED]
952 COMMERCE BANK, N.A. 1000 WALNUT ST., 4TH FL. KANSAS CITY MO 64106 UNITED STATES [REDACTED]
953 COMMERZ MARKETS LLC 2 WORLD FINANCIAL CTR., 31ST FL. NEW YORK NY 10281-1050 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
954 COMMERZBANK CAPITAL MARKETS 2 WORLD FINANCIAL CTR., 31ST FL. NEW YORK NY 10281-1050 UNITED STATES [REDACTED]
COMMONWEALTH OF PENNSYLVANIA
959 TUITION ACCOUNT PROGRAM FUND FINANCE BLDG ROOM 126 HARRISBURG PA 17120 UNITED STATES [REDACTED]
COMMUNITY FOUNDATION OF
SARASOTA COUNTY CORPORATE
960 ENDOWMENT FDN 2635 FRUITVILLE RD UNITED STATES [REDACTED]
COMMUNITY FOUNDATION OF
SARASOTA COUNTY TRUST THE NORTHERN TRUST
961 ENDOWMENT FUND COMPANY, AS TRUSTEE 50 S. LASALLE STREET CHICAGO IL 60603 UNITED STATES [REDACTED]
COMMUNITY FOUNDATION OF
962 WESTERN NORTH CAROLINA PO BOX 1888 ASHEVILLE NC 28802 UNITED STATES [REDACTED]
963 COMMUNITY INSURANCE COMPANY 4361 IRWIN SIMPSON ROAD MASON OH 45040 UNITED STATES [REDACTED]
964 COMMUNITY OF CHRIST CHURCH LCV 6320 LOMAR AVE OVERLAND PARK KS 66202 UNITED STATES [REDACTED]
965 COMMUNITY OF CHRIST PENSION LCV 6320 LOMAR AVE OVERLAND PARK KS 66202 UNITED STATES [REDACTED]
TRUST DIVISION
SHANE CLANTON, ESQ.
GENERAL COUNSEL AND/OR
966 COMPASS BANK CURRENT TRUSTEE(S) 15 S. 20TH ST., S. #100 BIRMINGHAM AL 03523 UNITED STATES [REDACTED]
967 COMPUTERSHARE TRUST CO., N.A. FBO TRIBUNE COMPANY 2 N. LASALLE STREET CHICAGO IL 60602 UNITED STATES [REDACTED]
968 CONAIR CORPORATION 150 MILFORD ROAD EAST WINDSOR NJ 8520 UNITED STATES [REDACTED]
P.O. BOX 31106
969 CONCENTRATED ALPHA PARTNERS LP ACCT: HI RE CAP GENPAR LP CORP CENTRE WEST BAY RD KY1-1205 CAYMAN ISLANDS [REDACTED]
970 CONFIDENTIAL CLIENT [REDACTED]
971 CONFIDENTIAL CLIENT [REDACTED]
972 CONNABLE OFFICE, INC. ATTN: JENNY RANKIN, OPSMGR 136 E MICHIGAN STE 1201 KALAMAZOO MI 49007-3936 UNITED STATES [REDACTED]
CONNECTICUT GENERAL LIFE
973 INSURANCE COMPANY 900 COTTAGE GROVE RD HARTFORD CT 6152 UNITED STATES [REDACTED]
SEPARATE ACCOUNT -
CONNECTICUT GENERAL LIFE EMONMOBIL MASTER CUSTODY
974 INSURANCE COMPANY AGREEMENT 900 COTTAGE GROVE RD HARTFORD CT 6152 UNITED STATES [REDACTED]
CONNECTICUT HEALTH FOUNDATION
975 LCV 100 PEARL STREET HARTFORD CT 6103 UNITED STATES [REDACTED]
ONE INTERNATIONAL PLACE 31ST
976 CONNELL FAMILY PARTNERSHIP TRUST C/O CURRENT TRUSTEE(S) FLOOR BOSTON MA 2110 UNITED STATES [REDACTED]
977 CONRAD C AND SUE C FINK 116 S STRATFORD DR ATHENS GA 30605-3024 UNITED STATES [REDACTED]
978 CONSEILLER MANAGED FUND LIMITED REID HOUSE, 31 CHURCH STREET HAMILTON BERMUDA HAMILTON BERMUDA [REDACTED]
CONSERVATIVE BALANCED PORTFOLIO
A SERIES OF PRUDENTIAL SERIES FND
979 INC 100 MULBERRY STREET NEWARK NJ 7102 UNITED STATES [REDACTED]
CONSOLIDATED EDISON COMPANY OF CEO
980 NEW YORK KEVIN BURKE 4 IRVING PL, RM 1610 NEW YORK NY 10003 UNITED STATES [REDACTED]
CONSOLIDATED EDISON RETIREMENT
981 PLAN 4 IRVING PLACE NEW YORK NY 10003 UNITED STATES [REDACTED]
982 CONSTANCE TOLBERT YESO PO BOX 337 MARTINS FERRY OH 43935-0337 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
989 COOK COUNTY PENSION FUND 33 NORTH DEARBORN, SUITE 1000 CHICAGO IL 60602 UNITED STATES [REDACTED]
FRIDE
990 COPPER NUGGET, INC. (PLEDGED) ATTN: RICHARDS BURNS 130 W SUPERIOR ST STE 1000 DULUTH MN 55802-2082 UNITED STATES [REDACTED]
C/O LOUIS COPPOLA, BETTY
COPPOLA FAMILY TRUST U/A DTD COPPOLA AND/OR CURRENT
991 11/27/2001 TRUSTEE(S) 1640 8TH AVE SACRAMENTO CA 95818 UNITED STATES [REDACTED]
CORINNE CHANDLER WERDEL TST NO.
992 1 GST NON-EXEMPT QUA C/O TOM WERDEL P.O. BOX 472589 SAN FRANCISCO CA 94147 UNITED STATES [REDACTED]
993 CORPORATION SERVICE COMPANY 2711 CENTERVILLE RD., STE. 400 WILMINGTON DE 19808 UNITED STATES [REDACTED]
994 CORRIE NORRIS WHITE 5180 HIGHPOINT RD ATLANTA GA 30342-2346 UNITED STATES [REDACTED]
LEHMAN BROTHERS INC
995 CORTESE/MOGAVEROJV 1301 6TH AVENUE NEW YORK NY 10019-6022 UNITED STATES [REDACTED]
DUMARESQ HOUSEDUMARESQ
996 COSMOPOLITAN INVESTMENT FUND STREET ST HELIER JERSEY JE2 3RL CHANNEL ISLANDS [REDACTED]
C/O SETH M. KEAN
CO-TUW S R BLACKWOOD FBO CHRISTOPHER A. LYNCH
997 MATTHEW; TERENCE R BLACKWOOD REED SMITH LLP 599 LEXINGTON AVENUE NEW YORK NY 10022 UNITED STATES [REDACTED]
998 COUGAR TRADING LLC [REDACTED]
999 COUNTRY CLUB BANK 9400 MISSION RD PRAIRIE VILLAGE KS 66206 UNITED STATES [REDACTED]
COUNTY EMPLOYEES' AND OFFICERS' ATTN: MARGARET M.
ANNUITY AND BENEFIT FUND OF COOK FAHRENBACH, LEGAL
1000 COUNTY DEPARTMENT 300 N DEARBORN ST RM 1100 CHICAGO IL 60602-3105 UNITED STATES [REDACTED]
500 WEST TEMPLE STREET, ROOM
1001 COUNTY OF LOS ANGELES SAVINGS 432 LOS ANGELES CA 90012 UNITED STATES [REDACTED]
COUTTS US EQUITY INDEX 1FSC DUBLIN 1
1002 PROGRAMME C/O AIB BNY, GUILD ST IRELAND DUBLIN IRELAND [REDACTED]
1005 CRAIG BRIMICOMBE 39 ATLANTIC DRIVE LITTLE COMPTON RI 2837 UNITED STATES [REDACTED]
1006 CRAIG G FOR K KNIGHT [REDACTED]
1010 CRANE CO MASTER TRUST C/O CURRENT TRUSTEE(S) STAMFORD CT 6902 UNITED STATES [REDACTED]
1011 CRAWFORD COMPANY LLC 700 ELEVENTH STREET (SOUTH) NAPLES FL 34102 UNITED STATES [REDACTED]
CREDIT AGRICOLE CORP. &
1012 INVESTMENT BANK 1301 AVENUE OF THE AMERICAS NEW YORK NY 10019 UNITED STATES [REDACTED]
1016 CREDIT SUISSE FIRST BOSTON CORPORATION SERVICE COMPANY 80 STATE STREET ALBANY NY 12207-2543 UNITED STATES [REDACTED]
CREDIT SUISSE FIRST BOSTON EUROPE
1017 LTD CSFBEL MAIN (EQUITIES) ONE CABOT SQUARE LONDON E14-4QJ UNITED KINGDOM [REDACTED]
CREDIT SUISSE INTERNATIONAL
1018 (DEALER) ONE CABOT SQUARE LONDON E14 4QJ UNITED KINGDOM [REDACTED]
CS C/F EUROPE LTD
CREDIT SUISSE SECURITIES (EUROPE) FBO MALLET GLOBAL ENHANCED 1 CABOT SQUARE
1019 LTD. LTD. LONDON E14 (GBR), LONDON UNITED KINGDOM [REDACTED]
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A TO 4TH AMENDED COMPLAINT
1021 CREDIT SUISSE SECURITIES (USA) LLC FAO PEQUOT CAPITAL MGMT INC. 11 MADISON AVENUE, 3RD FLOOR NEW YORK NY 10010-3698 UNITED STATES [REDACTED]
CREDIT SUISSE SECURITIES (USA) LLC
F/K/A CREDIT SUISSSE FIRST BOSTON
1022 LLC 11 MADISON AVENUE NEW YORK NY 10010-3643 UNITED STATES [REDACTED]
1023 CROW REALTY INVESTORS, LP 3819 Maple Avenue Dallas TX 75219 UNITED STATES [REDACTED]
1024 CS ZURICH PARADEPLATZ 8 ZURICH SWITZERLAND 08070 ZURICH 8070 SWITZERLAND [REDACTED]
1025 CSAA IIB AUTOBANK RETIREMENT PLAN 3055 OAK ROAD WALNUT CREEK CA 94597 UNITED STATES [REDACTED]
1026 CSS, LLC (AN ILLINOIS LLC) 175 W. JACKSON BLVD., 4TH FL CHICAGO IL 60604 UNITED STATES [REDACTED]
CSX CORPORATION MASTER TRUST ATTN: RICK PATSY AND/OR CSX CORPORATION
1027 PENSION CURRENT TRUSTEE(S) 500 WATER STREET JACKSONVILLE FL 32202 UNITED STATES [REDACTED]
1028 CTC FUND MANAGEMENT, L.L.C. 440 S. LASALLE ST., 4TH FL. CHICAGO IL 60605 UNITED STATES [REDACTED]
45 MARKET ST, STE 3205 ,2ND FL
,GARDENIA CT
C/O GLOBEOP FINANCIAL CAMANA BAY, GRAND CAYMAN
1029 CTC MASTER FUND, LTD. SERVICES (CAYMAN) LIMITED KY1-9003 CAMAN BAY KY1-9003 CAYMAN ISLANDS [REDACTED]
1042 CYMI EQUITY LP. ATTN: DAVID OSBORNE 6450 SAND LAKE ROAD, SUITE 200 DAYTON OH 45414-2645 UNITED STATES [REDACTED]
1043 CYNTHIA BAKER 1320 MCCAYS LANE MCLEAN VA 22101-1824 UNITED STATES [REDACTED]
CYNTHIA BLOOMGARDEN U/A DTD C/O CYNTHIA BLOOMGARDEN
1044 12/27/2002 TTEE 1890 CLIFTON AVE HIGHLAND PARK IL 60035 UNITED STATES [REDACTED]
C/O TRUSTEE OF CYNTHIA HARRIS
1045 CYNTHIA HARRIS S G TR 6/13/45 S G TR 6/13/45 111 WEST MONROE STREET CHICAGO IL 60603 UNITED STATES [REDACTED]
THE CORPORATION TRUST
COMPANY
CORPORATION TRUST CENTER
1046 D E SHAW VALENCE PORTFOLIO LLC 1209 ORANGE STREET WILMINGTON DE 19801 UNITED STATES [REDACTED]
1047 D. JEFFREY SWINSON 1185 N MCKINLEY RD LAKE FOREST IL 60045-1324 UNITED STATES [REDACTED]
1048 D.A. DAVIDSON & CO. 8 THIRD ST. N. GREAT FALLS MT 59401 UNITED STATES [REDACTED]
1056 DAIMLERCHRYSLER CORP. VEBA LCV 1000 CHRYSLER DRIVE AUBURN HILLS MI 48326 UNITED STATES [REDACTED]
DALLAS POLICE AND FIRE PENSION 4100 HARRY HINES BOULEVARD,
1057 SYSTEM SUITE 100 DALLAS TX 75219 UNITED STATES [REDACTED]
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1060 DAN MURPHY FOUNDATION 800 WEST 6TH STREET, SUITE 1240 LOS ANGELES CA 90017 UNITED STATES [REDACTED]
DANA CORPORATION PENSION PLANS C/O COREY LUCAS AND/OR GRACE LAKE CORPORATE CENTER
1061 TRUST CURRENT TRUSTEE(S) ONE VILLAGE CENTER DRIVE VAN BUREN MI 48111 UNITED STATES [REDACTED]
1062 DANIEL A MCCAUGHNA FCC AC CUSTODIAN IRA 422 ESSEX PARK CIRCLE FRANKLIN TN 37069 UNITED STATES [REDACTED]
1063 DANIEL A SMITH 14 GLENHOLLOW DR E22 HOLTSVILLE NY 11742 UNITED STATES [REDACTED]
1333 NEW HAMPSHIRE AVE, N.W.
1064 DANIEL AND SUSAN JOSEPH SUITE 400 WASHINGTON DC 20036 UNITED STATES [REDACTED]
1065 DANIEL B. OLDHAM 219 ROBIN HILL RD NASHVILLE TN 37205-3523 UNITED STATES [REDACTED]
1066 DANIEL COHEN AND BARRIE A. KASS 1345 MONTGOMVERY DRIVE DEERFIELD IL 60015-2025 UNITED STATES [REDACTED]
1076 DANIEL J ZWEIG AND BETH L ZWEIG 7012 BITTERSWEET MOORS CT FORT WAYNE IN 46814-4502 UNITED STATES [REDACTED]
1077 DANIEL J. COLLINS 402 1/2 S. ROYAL ST. ALEXANDRIA VA 22314 UNITED STATES [REDACTED]
DANIEL J. GREENBLATT IRR LIV T U/A C/O LYNNE M GREENBLATT,
1078 DTD 12/11/2003 TRUSTEE 11687 BELLAGIO RD, APT 6 LOS ANGELES CA 90049-2127 UNITED STATES [REDACTED]
1079 DANIEL K KUDO NFS/FMTC ROLLOVER IRA 9809 BIANCA TERR APT B DES PLAINES IL 60016 UNITED STATES [REDACTED]
DANIEL OPAT ET AL, U/A DTD C/O DANIEL OPAT, TRACY OPAT
1080 08/31/2006 AND/OR CURRENT TRUSTEE(S) 8331 CASTLE DR MUNSTER IN 46321 UNITED STATES [REDACTED]
429 GREENWICH STREET
1081 DANIEL OSORIO APT 4A NEW YORK NY 10013-2052 UNITED STATES [REDACTED]
1082 DANIEL R. REESE 127 MOOREHALL DR PHOENIXVILLE PA 19460 UNITED STATES [REDACTED]
1088 DARBY J DOUGLAS FOR JAMES REM TR C/O CURRENT TRUSTEE(S) [REDACTED]
EDWARD D JONES & CO
1089 DARELL F KUENZLER CUSTODIAN 4509 MORSE AVE STUDIO CITY CA 91604 UNITED STATES [REDACTED]
1090 DARRELL F. KUENZEL IRA EDWARD D. JONES & CO. 4509 MORSE AVE STUDIO CITY CA 91604-1008 UNITED STATES [REDACTED]
C/O JAMES PITNEY AND/OR
1091 DARRIN MARITAL TRUST CURRENT TRUSTEE(S) P.O. BOX 1945 MORRISTOWN NJ 7962 UNITED STATES [REDACTED]
1092 DARYL V DICHEK 101 AMIGO RD SOQUEL CA 95073 UNITED STATES [REDACTED]
ONE JAMES CTR., STE. 1100
1093 DAVENPORT & CO. LLC 901 EAST CARY ST. RICHMOND VA 23219 UNITED STATES [REDACTED]
C/O DAVID A. & LOIS A.
DAVID & LOIS LIEBERMAN TR SL-237, LIEBERMAN AND/OR CURRENT
1094 CUSTODIAN TRUSTEE(S) 1020 GROVE ST APT 602 EVANSTON IL 60201-4235 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
1102 DAVID D. AND CYNTHIA M. BROWN 7086 W. BROWNS HILL RD. COVINGTON IN 47932 UNITED STATES [REDACTED]
DAVID D. WILLIAMS AND SANDRA L.
1103 WILLIAMS JTWROS 415 S GARFIELD AVENUE HINSDALE IL 60521 UNITED STATES [REDACTED]
DAVID FRANK & MARESSA C FRANK C/O DAVID D. FRANK AND/OR 18 KOOI RD
1107 TRUST HC 31 TR UA 12/13/89 CURRENT TRUSTEE(S) PO BOX 939 RANCHESTER WY 82839-8506 UNITED STATES [REDACTED]
DAVID FRANK & WAYNE C FRANK C/O DAVID D FRANK AND/OR
1108 TRUST UA 12/13/89 HC 31 CURRENT TRUSTEE(S) 18 KOOI RD PO BOX 939 RANCHESTER WY 82839-8506 UNITED STATES [REDACTED]
DAVID GREENSPAHN TOD HERBERT
1109 GREENSPAHN 3 COLTON LANE NORTHFIELD IL 60093-3501 UNITED STATES [REDACTED]
DAVID M JACOBS REVC LVG TST U/A C/O DAVID M. JACOBS AND/OR E
1119 DTD 05/08/90 CURRENT TRUSTEE(S) 4479 BARCHESTER DR BLOOMFIELD MI 48302 UNITED STATES [REDACTED]
1120 DAVID MAZZULLO ONE FAWCETT PLACE, SUITE 290 GREENWICH CT 06830-6553 UNITED STATES [REDACTED]
1121 DAVID P. MILLER 15 CRESTWOOD TER DAVENPORT IA 52803-3718 UNITED STATES [REDACTED]
1122 DAVID S MORRISON 3856 MIDDLETOWN AVE CINCINNATI OH 45220-1127 UNITED STATES [REDACTED]
DAVID S ROSENBERG AND CYNTHIA
1123 ROSENBERG 1323 DEVONSHIRE BUFFALO GROVE IL 60089-1127 UNITED STATES [REDACTED]
DAVID S ROSENBERG CUST FOR ABBY R
ROSENBERG UNDER THE IL UNIF TRSF
1124 TO MINORS ACT 1323 DEVONSHIRE BUFFALO GROVE IL 60089-1127 UNITED STATES [REDACTED]
DAVID S ROSENBERG CUST FOR CARLY E
ROSENBERG UNDER THE IL UNIF TRSF
1125 TO MINORS ACT 1323 DEVONSHIRE BUFFALO GROVE IL 60089-1127 UNITED STATES [REDACTED]
1126 DAVID SIU 3422 PRESTWICK LANE NORTHBROOK IL 60062-5037 UNITED STATES [REDACTED]
1117 E. PUTNAM AVE.
1127 DAVID T.K. LU #320 RIVERSIDE CT 06878-1333 UNITED STATES [REDACTED]
ATTN: DEEN DAY SAUNDERS OR 4725 PEACHTREE CORNERS
1128 DAY FAMILY LLLP ROBERT L. WILLIAMS CIRCLE, STE 300 NORCROSS VA 30092 UNITED STATES [REDACTED]
DB AG EQUITY SWAPS OFFSHORE CONSOLIDATED ACCOUNT I
1129 CONSOLIDATED ACCOUNT I DEUTSCHE BANK SEC INC 31 WEST 52 ST. NEW YORK NY 10019 UNITED STATES [REDACTED]
1130 DBAG LONDON 60 WALL STREET NEW YORK NY 10005 UNITED STATES [REDACTED]
DBAG LONDON DB ALTERNATIVE
1131 TRADING INC. A/C US OPTIONS 270 PARK AVE. NEW YORK NY 10005 UNITED STATES [REDACTED]
1132 DBAG LONDON RIPLEY INDEX 60 WALL STREET NEW YORK NY 10005 UNITED STATES [REDACTED]
1133 DBAG LONDON RIPLEY SPX LNG-AUTO 60 WALL STREET FLOOR 4 NEW YORK NY 10005 UNITED STATES [REDACTED]
1134 DBAG LONDON RIPLEY SPX SHT-AUTO 60 WALL STREET FLOOR 4 NEW YORK NY 10005 UNITED STATES [REDACTED]
DBAG LONDON SEF SWAP HEDGE
1135 ACCOUNT 60 WALL STREET NEW YORK NY 10005 UNITED STATES [REDACTED]
1136 DBAG MAP TRADING ACCOUNT 60 WALL STREET NEW YORK NY 10005 UNITED STATES [REDACTED]
1137 DBAG MAPS PROVIDENT ADVISORS LLC 60 WALL STREET, 13TH FLOOR NEW YORK NY 10005 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
1138 DBAG WESTCHESTER CAP MGMT INC. 60 WALL STREET NEW YORK NY 10005 UNITED STATES [REDACTED]
1147 DEANN K RILEY AND DAVID L RILEY JT TEN 10200 W VIRGINIA AVE DENVER CO 80226 UNITED STATES [REDACTED]
1148 DEBORAH FEDYNAK 10805 N BANK RD RICHMOND VA 23238 UNITED STATES [REDACTED]
JEFFREY MARTIN FEDYNAK
1149 DEBORAH FEDYNAK C/F UGMA/MD 10805 N BANK RD RICHMOND VA 23238 UNITED STATES [REDACTED]
595 MADISON AVENUE, 17TH
1150 DEBORAH L BRICE C/O JOHN LEVIN FLOOR NEW YORK NY 10022-1907 UNITED STATES [REDACTED]
1151 DEBORAH P GREEN PO BOX 434 BRUNSWICK ME 4011 UNITED STATES [REDACTED]
1152 DEBRA A. GASTLER 4236 BAKMAN AVENUE STUDIO CITY CA 91602-3007 UNITED STATES [REDACTED]
1162 DEERE & COMPANY LARGE CAP VALUE ONE JOHN DEERE PLACE MOLINE IL 61265 UNITED STATES [REDACTED]
DEERE & COMPANY WELFARE BENEFIT
1163 TRUST #1 C/O CURRENT TRUSTEE(S) ONE JOHN DEERE PLACE MOLINE IL 61265 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
1182 DENNIS S. BUNDER 50 SUTTON PLACE SOUTH APT #5J NEW YORK NY 10022-4182 UNITED STATES [REDACTED]
1183 DENNIS W HETLER MSSB CUSTODIAN 161 N CLARK STREET STE 2210 CHICAGO IL 60601-3221 UNITED STATES [REDACTED]
1184 DEPAUL UNIV - LSV MGMT DEPAUL UNIVERSITY 25 EAST JACKSON BLVD CHICAGO IL 60604 UNITED STATES [REDACTED]
DEPFA BANK PLC(HYPO REAL ESTATE 3 HARBOURMASTER PLACE
1185 BANK INT'L.) IFSC DUBLIN I.F.S.C. DUBLIN 1 IRELAND [REDACTED]
1186 DERIVATIVES, EQUITY SEFUSD 787 SEVENTH AVENUE NEW YORK NY 10019 UNITED STATES [REDACTED]
1187 DESERET TRUST CO. C/O CURRENT TRUSTEE(S) 30 E. 100 S, STE. 900 SALT LAKE CITY UT 84111-1900 UNITED STATES [REDACTED]
1 COMPLEXE DESJARDINS,
CASE PORTAL 34,
1188 DESJARDINS AMERICAN EQUITY VAL SUCC. DEJARDINS MONTREAL QC H5B 1E4 CANADA [REDACTED]
DET ED QUALIFIED NUCLEAR
1189 DECOMMISSIONING TRUST C/O CURRENT TRUSTEE(S) 2000 SECOND AVENUE- 876 WCB DETROIT MI 48226 UNITED STATES [REDACTED]
DETROIT FREE PRESS NEWSPAPER
1190 GUILD LCV 700 TOWER DRIVE, STE 300 TROY MI 48098 UNITED STATES [REDACTED]
DETROIT MEDICAL CENTER
CONSOLIDATED PENSION PLAN AND ATTN: TERESE DECLERCQ AND/OR ORCHESTRA PLACE, 3663
1191 MASTER RETIREMENT TRUST CURRENT TRUSTEE(S) WOODWARD AVE DETROIT MI 48201 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
1220 DIANE D MURPHY PO BOX 1636 CENTER HARBOR NH 3226 UNITED STATES [REDACTED]
1221 DIANE FILIPPI 370 FRANCISCO SAN FRANCISCO CA 94133-1910 UNITED STATES [REDACTED]
1222 DIANE SCLAFANI 1038 FOREST AVENUE RIVER FOREST IL 60305 UNITED STATES [REDACTED]
1224 DICTAPHONE CORPORATION ONE ELMCROFT ROADMSC 63-03 STAMFORD CT 6926 UNITED STATES [REDACTED]
1225 DIGEL FAMILY INVESTMENT CO. LLC 24 VAN BURAN AVE WEST HARTFORD CT 06107-2751 UNITED STATES [REDACTED]
1230 DIOCESE OF TRENTON-PENSION FUND 701 LAWRENCEVILLE ROAD LAWRENCEVILLE NJ 8638 UNITED STATES [REDACTED]
1231 DIRECT EDGE ECN LLC FIRM TRADING 545 WASHINGTON BLVD. JERSEY CITY NJ 7310 UNITED STATES [REDACTED]
545 WASHINGTON BLVD
1232 DIRECT EGE ECN A-F FIRM TRADING ACCOUNT 4TH FLOOR JERSEY CITY NJ 7310 UNITED STATES [REDACTED]
DIRECTOR'S GUILD OF AMERICA 8436 WEST THIRD STREET
1233 PRODUCER PENSION TRUST C/O CURRENT TRUSTEE(S) SUITE 900 LOS ANGELES CA 90048-4189 UNITED STATES [REDACTED]
DANIEL D. O’NEILL 33 WHITEHALL STREET, 10TH
1234 DIREXION FUNDS FLOOR NEW YORK NY 10004 UNITED STATES [REDACTED]
C/O JOSEPH C. WYLIE II
K&L GATES LLP
70 WEST MADISON STREET, SUITE
1235 DIREXION FUNDS 3100 CHICAGO IL 60602-4207 UNITED STATES [REDACTED]
C/O JOSEPH C. WYLIE II
K&L GATES LLP
DIREXION FUNDS TRUST (EVOLUTION 70 WEST MADISON STREET, SUITE
1236 ALL CAP EQUITY FUND) C/O CURRENT TRUSTEE(S) 3100 [REDACTED]
C/O JOSEPH C. WYLIE II
K&L GATES LLP
DIREXION FUNDS TRUST (EVOLUTION 70 WEST MADISON STREET, SUITE
1237 LARGE CAP FUND) C/O CURRENT TRUSTEE(S) 3100 [REDACTED]
PATRICK J. RUDNICK 33 WHITEHALL STREET, 10TH
1238 DIREXION INSURANCE TRUST FLOOR NEW YORK NY 10004 UNITED STATES [REDACTED]
C/O JOSEPH C. WYLIE II
K&L GATES LLP
70 WEST MADISON STREET, SUITE
1239 DIREXION INSURANCE TRUST C/O CURRENT TRUSTEE(S) 3100 CHICAGO IL 60602-4207 UNITED STATES [REDACTED]
PAULA WORLITZ AND/OR DISTRICT #9 PEN-INTECH
1240 DISTRICT #9 IAMAW PENSION TRUST FD CURRENT TRUSTEE(S) 12365 ST CHARLES ROCK RD BRIDGETON MO 63044 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
1265 DONALD E GOSS 4807 JOHNSON AVE WESTERN SPRGS IL 60558 UNITED STATES [REDACTED]
DONALD GRENESKO AND MARCIA
1266 GRENESKO JTWROS 130 THORNTREE LN WINNETKA IL 60093 UNITED STATES [REDACTED]
1267 DONALD H NIEDERER 630 SUNSET DRIVE ARGYLE TX 76226-4421 UNITED STATES [REDACTED]
DONALD H RUMSFELD BOARD
DONALD H RUMSFELD BOARD ACCOUNT
1268 ACCOUNT C/O ROBBINS & ASSOCIATES 27 N WACKER DR #526 CHICAGO IL 60606 UNITED STATES [REDACTED]
1269 DONALD HORWITZ 446 6TH ST BROOKLYN NY 11215-3607 UNITED STATES [REDACTED]
13 HIGH POINT CIRCLE N
1270 DONALD J. WIIKEN CGM IRA CUSTODIAN #201 NAPLES FL 34103-4228 UNITED STATES [REDACTED]
1276 DONALD ROONEY AND SARA ROONEY 7637 S ONEIDA ST ENGLEWOOD CO 80112 UNITED STATES [REDACTED]
1283 DORIS DUKE CHARITABLE FOUNDATION ATTN: JEFFREY HEIL 650 FIFTH AVE., 19TH FLOOR NEW YORK NY 10019 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
1286 DORIS SCHAFER IRA R/O #2 HORIZON ACCOUNT 2240 LAKE ST WILMETTE IL 60091 UNITED STATES [REDACTED]
DOROTHY B CHANDLER MARITAL
1287 TRUST NO 2 UAD 06/26/35 C/O CURRENT TRUSTEE(S) 345 W COLORADO BLVD, STE 230 PASADENA CA 91105-1855 UNITED STATES [REDACTED]
DOROTHY B CHANDLER RESIDUARY
1288 TRUST NO. 2 C/O CURRENT TRUSTEE(S) 350 W COLORADO BLVD, STE 230 PASADENA CA 91105-1855 UNITED STATES [REDACTED]
DOROTHY C. PATTERSON IRREV TRUST NORTHERN TRUST, NA
1289 #2 U/A/D 12-21-93 C/O CURRENT TRUSTEE(S) 505 LASALLE STREET CHICAGO IL 60603 UNITED STATES [REDACTED]
1290 DOROTHY CAHN TRUST C/O KENNETH CAHN TRUSTEE 2531 STONEBRIDGE LANE NORTHBROOK IL 60062-8107 UNITED STATES [REDACTED]
DOROTHY CAHN, THE DOROTHY CAHN
1291 TRUST UAD 07/03/1981 C/O KENNETH CAHN TRUSTEE PO BOX 3 HIGHLAND PARK IL 60035 UNITED STATES [REDACTED]
1303 DOROTHY UPJOHN DALTON GRDCHILD C/O BRIAN DOWNS 126 OTTAWA AVENUE, NW GRAND RAPIDS MI 49503 UNITED STATES [REDACTED]
1307 DOUGLAS B STEWART C/O STARBUCK TISDALE & ASSOC 111 W MICHELTORENA ST SANTA BARBARA CA 93101 UNITED STATES [REDACTED]
1308 DOUGLAS C. LANE ASSOCIATES, INC. 777 THIRD AVE., 38TH FL. NEW YORK NY 10017 UNITED STATES [REDACTED]
DOUGLAS E. KNEELAND AND BARBARA
1309 J. KNEELAND 31 ALBERT DR LINCOLN ME 04457-4221 UNITED STATES [REDACTED]
DOUGLAS H DITTRICK AND BARBARA S
1310 DITTRICK 364 MANCHESTER RD RIDGEWOOD NJ 07450-1213 UNITED STATES [REDACTED]
1311 DOUGLAS H MCCORKINDALE C/O GANNETT CO. INC 7950 JONES BRANCH DR MCLEAN VA 22102-3302 UNITED STATES [REDACTED]
1312 DOUGLAS H MCCORKINDALE ATTN: GANNETT CO INC 7950 JONES BRANCH DRIVE MC LEAN VA 22107 UNITED STATES [REDACTED]
DOUGLAS M. & JUDITH A. LIGHT REV. C/O D. LIGHT & J. LIGHT AND/OR
1316 TRUST CURRENT TRUSTEE(S) 48733 HIDDEN OAKS UTICA MI 48317 UNITED STATES [REDACTED]
C/O DELAWARE CHARTER
GUARANTEE & TRUST COMPANY
1317 DOUGLAS PAGE IRA TRUSTEE 3 SNOW HILL LANE MEDFIELD MA 2052 UNITED STATES [REDACTED]
DOUGLAS R MURRAY ADVISORY
1318 AGENCY ATTN: DOUGLAS MURRAY 1884 MOUNT BRIAN RD NE ATLANTA GA 30329-2719 UNITED STATES [REDACTED]
DOUGLAS WILLIAM AND VICTORIA M.
1319 KING 2150 QUAIL CANYON ROAD SANTA MARIA CA 93455 UNITED STATES [REDACTED]
1320 DOYLE D. MCMANUS 7802 OLDCHESTER RD. BETHESDA MD 20817 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
1332 DREYFUS BSC S&P 500 ST INDX FD THE DREYFUS/LAUREL FUNDS INC 200 PARK AVENUE NEW YORK NY 10166 UNITED STATES [REDACTED]
1333 DREYFUS INDEX FUNDS, INC. THE BANK OF NEW YORK MELLON ONE WALL STREET, 11TH FLOOR NEW YORK NY 10286 UNITED STATES [REDACTED]
1334 DREYFUS INDEX FUNDS, INC. DREYF US S&P 500 INDEX FUND 200 PARK AVENUE NEW YORK NY 10166 UNITED STATES [REDACTED]
THE DREYFUS CORPORATION
1335 DREYFUS PREMIER MANAGER FUNDS II J. DAVID OFFICER 200 PARK AVE. NEW YORK NY 10166 UNITED STATES [REDACTED]
J. DAVID OFFICER J. DAVID OFFICER
1336 DREYFUS STOCK INDEX FUND, INC PRESIDENT PRESIDENT NEW YORK NY 10166 UNITED STATES [REDACTED]
1337 DREYFUS STOCK INDEX FUND, INC. 200 PARK AVENUE NEW YORK NY 10166 UNITED STATES [REDACTED]
THE DREYFUS CORPORATION
1338 DREYFUS VARIABLE INVESTMENT FUND BRADLEY J. SKAPYAK 200 PARK AVE. NEW YORK NY 10166 UNITED STATES [REDACTED]
PRG_EVENT ATTN: KIERAN
1339 DRIVEN, EVENT KILKENNY 677 WASHINGTON BLVD STAMFORD CT 6901 UNITED STATES [REDACTED]
181 EAST EVANS STREETBTC BOX
1340 DRS. BRUCE AND LEE FOUNDATION 022 FLORENCE SC 29506 UNITED STATES [REDACTED]
1341 DSU ATTN: EQ 745 7TH AVE NEW YORK NY 10019-6801 UNITED STATES [REDACTED]
1342 DT BROAD MARKET STOCK INDEX FUND 135 SANTILLI HIGHWAY EVERETT MA 2149 UNITED STATES [REDACTED]
1343 DUDLEY S. TAFT 312 WALNUT STREET, SUITE 3550 CINCINNATI OH 45202 UNITED STATES [REDACTED]
MASTER DECOM TR-
1344 DUKE ENERGY CORPORATION ACCOUNTING MECHANISM 526 SOUTH CHURCH STREET CHARLOTTE NC 28202-1904 UNITED STATES [REDACTED]
DUKE POWER COMPANY NON-
QUALIFIED EQUITY NUCLEAR
1345 DECOMMISSIONING TRUST C/O CURRENT TRUSTEE(S) 422 SOUTH CHURCH STREET CHARLOTTE NC 28202 UNITED STATES [REDACTED]
DUNN INVESTMENT COMPANY PMP
1346 GROWTH PO DRAWER 247 BIRMINGHAM AL 35201-0247 UNITED STATES [REDACTED]
DUQUESNE UNIVERSITY OF THE HOLY C/O JAMES TORTELLA, ASSISTANT
1347 SPIRIT CONTROLLER 503 ADMINISTRATION BLDG PITTSBURGH PA 15282-0205 UNITED STATES [REDACTED]
WILDUNGER STRASSE 14
C/O DZ BANK AG NEW YORK 60487 FRANKFURT
1348 DWP BANK BRANCH GERMANY FRANKFURT D-60487 GERMANY [REDACTED]
1352 DYE CHILDREN PARTNERSHIP SPECIAL TV JWD MANAGEMENT 900 RIDGE RD MUNSTER IN 46321 UNITED STATES [REDACTED]
1353 DYNAMIC DOMESTIC FUND LP ATTN: CAMILLE HAYEK 630 FIFTH AVENUE NEW YORK NY 10111 UNITED STATES [REDACTED]
1354 E DONALD HEYMAN 624 CROFTON AVE HIGHLAND PARK IL 60035 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
1360 E.ON ENERGIE US VALUE (EBWFOND BRIENNERSTR. 40 MUNCHEN 80333 GERMANY [REDACTED]
MIKE DONATELLI
1361 EAC MANAGEMENT LP 888 7TH AVENUE NEW YORK NY 10106 UNITED STATES [REDACTED]
888 SEVENTH AVENUE 32ND
1362 EAC MANAGEMENT LP FLOOR NEW YORK NY 10106 UNITED STATES [REDACTED]
C/O EAC MANAGEMENT LP 654
1363 EAC PARTNERS MASTER FUND LTD. MADISON AVENUE SUITE 801 NEW YORK NY 10021 UNITED STATES [REDACTED]
1364 EAGLE TRADING COMPANY SHELDON GRAY 400 SKOKIE BOULEVARD, SUITE 560 NORTHBROOK IL 60062-7931 UNITED STATES [REDACTED]
1378 E-CONNECTIVITY AVG PX 3 WORLD FINCL CENTER 6TH FL NEW YORK NY 10285-0001 UNITED STATES [REDACTED]
1379 ED BUCHSBAUM 2000 BEACH ST #201 SAN FRANCISCO CA 94123 UNITED STATES [REDACTED]
EDGAR COUNTY BANK AND TRUST
1380 COMP JOHN CARRINGTON TRUST DEPT 177 W. WOOD STREET PARIS IL 61944-0400 UNITED STATES [REDACTED]
1382 EDGAR O. JANNOTTA C/O ROBBINS & ASSOCIATES LLC 333 W WACKER DR. SUITE 830 CHICAGO IL 60606 UNITED STATES [REDACTED]
1387 EDITH D. COFRIN TRUST C/O US BANK N.A. AS TRUSTEE 60 LIVINGSTON AVE. ST. PAUL MN 55107 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
EDWARD A. COX, JR. REVOCABLE TRUST C/O EDWARD A. COX, JR. AND/OR
1392 DTD 5/21/2004 CURRENT TRUSTEE(S) 950 ADMIRALTY PARADE NAPLES FL 34102-7873 UNITED STATES [REDACTED]
1402 EDWARD S WOOLNER JR 2460 PEACHTREE RD NW #1014 ATLANTA GA 30305-4157 UNITED STATES [REDACTED]
CANYON
1403 EDWARD STERLING WHITE 16839 BAINBURY ST COUNTRY CA 91387 UNITED STATES [REDACTED]
1404 EDWARD T MCGOWAN 5420 W 122ND ST ALSIP IL 60803 UNITED STATES [REDACTED]
1407 EDWIN R LABUZ HRBFA CUST OF EDWIN R LABUZ 103 PARK SHORES CIR APT 13W VERO BEACH FL 32963 UNITED STATES [REDACTED]
EFFIE AND WOFFORD CAIN
1408 FOUNDATION 700 LAVACA STREET, SUITE 700 AUSTIN TX 78701 UNITED STATES [REDACTED]
1409 EFG BANK EUROPEAN FINL GROUP 24 QUAI DU SEUJET GENEVA 2 1211 SWITZERLAND [REDACTED]
1410 EFH RETIREMENT PLAN MASTER TRUST C/O CURRENT TRUSTEE(S) 1601 BRYAN STREET DALLAS TX 75201 UNITED STATES [REDACTED]
CAIRO SHROUK
1411 EHAB KHALIL KHALIFA MAYFAIR VILLA 6C CITY EGYPT [REDACTED]
1412 EHSAN BOKHOUR 666 OLD COUNTRY RD GARDEN CITY NY 11530-2004 UNITED STATES [REDACTED]
EIGHTH DISTRICT ELECTRICAL PENSION 2821 SOUTH PARKER ROAD, SUITE
1413 FUND 1005 AURORA CO 80014 UNITED STATES [REDACTED]
EILEEN B VAUGHAN AND ROBERT
1414 JOSEPH VAUGHAN JT TEN 724 PALMETTO COURT BRENTWOOD TN 37027 UNITED STATES [REDACTED]
1415 EILEEN S. BUCKLEY 248 LYONS PLAIN ROAD WESTON CT 6883 UNITED STATES [REDACTED]
ELAINE B WOOD REV TRUST U/A DTD C/O ELAINE B WOOD AND/OR
1417 10/24/06 CURRENT TRUSTEE(S) 116 S HARMONY DR JANESVILLE WI 53545 UNITED STATES [REDACTED]
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1426 ELINOR P. BAKER TUW FBO CHARITIES 10 MASON ST GREENWICH CT 6830-5431 UNITED STATES [REDACTED]
ELISABETH B LARDNER TRUST U/A DTD
1427 12/14/1988 C/O ELISABETH B. LARDNER TTEE 2200 MARTHA'S ROAD ALEXANDRIA VA 22307-1826 UNITED STATES [REDACTED]
1436 ELIZABETH MIZE ELICKER REV TR-PL C/O ELIZABETH M ELICKER 5630 WISCONSIN AVE APT 1801 CHEVY CHASE MD 20815-4458 UNITED STATES [REDACTED]
1437 ELIZABETH SCHELLENGER T/U/D C/O ELIZABETH SCHELLENGER 452 NORTH GUERNSEY RD. WEST GROVE PA 19390 UNITED STATES [REDACTED]
1438 ELKHORN LLC 500 SKOKIE BOULEVARD SUITE 310 NORTHBROOK IL 60062 UNITED STATES [REDACTED]
1439 ELL 2006 SZ-2 YEAR GRAT UAD 07-31-06 C/O ELIZABETH L. LEVIN 595 MADISON AVENUE NEW YORK NY 10022-1907 UNITED STATES [REDACTED]
C/O 1ST SOURCE BANK AS
1440 ELLA L. MORRIS TRUST TRUSTEE 100 N. MICHIGAN STREET SOUTH BEND IN 46601 UNITED STATES [REDACTED]
1441 ELLEN DANAHER TULLY 33 N DEARBORN STE 2450 CHICAGO IL 60602-3111 UNITED STATES [REDACTED]
1442 ELLEN J SUTTON 4662 WILLOWGROVE DRIVE ELLICOTT CITY MD 21042 UNITED STATES [REDACTED]
1443 ELLEN J TWADDELL 292 HIGHLAND AV SOMERVILLE MA 2144 UNITED STATES [REDACTED]
1444 ELLEN JACKSON 43 COUNTRY ACRES DR HAMPTON NJ 08827-4112 UNITED STATES [REDACTED]
1445 ELLEN JOHNSON TWADDELL P O BOX 401 BARNESVILLE MD 20838 UNITED STATES [REDACTED]
1446 ELLEN WARREN 941 BONNIE BRAE PL RIVER FOREST IL 60305-1511 UNITED STATES [REDACTED]
1447 ELLIOTT & PAGE LIMITED 250 BLOOR STREET, SUITE 1602 TORONTO ON M4W 1E5 CANADA [REDACTED]
1456 EMBURY JANET U CHLN TR GRACE FD C/O CURRENT TRUSTEE(S) 111 WEST MONROE STREET CHICAGO IL 60603 UNITED STATES [REDACTED]
C/O TRUSTEE FOR EMBURY JANET
1457 EMBURY JANET U CHLN TR J LEY FD U CHLN TR J LEY FD 111 WEST MONROE STREET CHICAGO IL 60603 UNITED STATES [REDACTED]
1458 EMBURY JANET U CHLN TR JANET FD C/O CURRENT TRUSTEE(S) 111 WEST MONROE STREET CHICAGO IL 60603 UNITED STATES [REDACTED]
1459 EMIL D KRATOCHVIL 7233 SUNNYDIP TRAIL HOLLYWOOD CA 90068 UNITED STATES [REDACTED]
TRUST LEGAL COUNSEL EP-MN-
EMILE LEGROS TRUST B FOR THE WS4L
1460 BENEFIT OF DEBORAH NEWCOMER C/O US BANK AS TRUSTEE 60 LIVINGSTON AVE ST PAUL MN 55107 UNITED STATES [REDACTED]
TRUST LEGAL COUNSEL EP-MN-
EMILE LEGROS TRUST B FOR THE WS4L
1461 BENEFIT OF EMILE A. LEGROS, JR. C/O US BANK AS TRUSTEE 60 LIVINGSTON AVE ST PAUL MN 55107 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
EMPLOYEES' RETIREMENT FUND OF C/O NEWTON BRUCE, ASSISTANT 600 NORTH PEARL STREET, SUITE
1473 THE CITY OF DALLAS ADMINISTRATOR INVESTMENTS 2450 DALLAS TX 75201 UNITED STATES [REDACTED]
EMPLOYEES RETIREMENT SYSTEM OF EDDIE CHAN
1474 TEXAS 18TH AND BRAZOS AUSTIN TX 78711 UNITED STATES [REDACTED]
EMPLOYEES RETIREMENT SYSTEM OF
1475 TEXAS 200 EAST 18TH STREET AUSTIN TX 78701 UNITED STATES [REDACTED]
ATTN: MR. BRAD RICH GENERAL
EMPLOYERS' FIRE INSURANCE COUNSEL
1476 COMPANY C/O ONEBEACON INSURANCE CO. ONE BEACON LANE CANTON MA 2021 UNITED STATES [REDACTED]
EMPLOYERS INSURANCE COMPANY OF
1477 NEVADA CSC SERVICES OF NEVADA, INC. 9790 GATEWAY DRIVE-SUITE 100 RENO NV 89511-5906 UNITED STATES [REDACTED]
EMPLOYERS MUTUAL CASUALTY
1478 COMPANY 717 MULBERRY STREET 6TH FLOOR DES MOINES IA 50309 UNITED STATES [REDACTED]
1479 ENDEX CAPITAL MANAGEMENT, LLC JEFFREY L. HOFFMAN 6320 LAMAR AVE., STE. 100 OVERLAND PARK KS 66202 UNITED STATES [REDACTED]
ENERGIZER HOLDINGS INC. C/O JOHN DRABIK AND/OR
1480 RETIREMENT PLAN TRUST CURRENT TRUSTEE(S) 533 MARYVILLE UNIVERSITY DRIVE ST. LOUIS MO 63141 UNITED STATES [REDACTED]
8 MARGARET STREET
ENERGY INDUSTRIES SYDNEY NSW 2000
1481 SUPERANNUATION SCHEME AUSTRALIA SYDNEY AUSTRALIA [REDACTED]
1482 ENGBERG, RICHARD AND DOROTHY ENGBERG JTWROS 608 MIDDLE RIVER DR FT LAUDERDALE FL 33304 UNITED STATES [REDACTED]
ENHANCED RAFI US LARGE, L.P. A/K/A
RESEARCH AFFILIATES FUNDAMENTAL 620 NEWPORT CENTER DRIVE
1483 INDEX LP SUITE 900 NEWPORT BEACH CA 92660-8038 UNITED STATES [REDACTED]
1484 ENSIGN PEAK ADVISORS 50 EAST NORTH TEMPLE SALT LAKE UT 84150 UNITED STATES [REDACTED]
1485 ENSIGN PEAK ADVISORS INC LCV 50 E NORTH TEMPLE ST SALT LAKE CITY UT 84150 UNITED STATES [REDACTED]
1486 ENVESTNET ASSET MANAGEMENT, INC. 35 EAST WACKER DRIVE STE 1600 CHICAGO IL 60601 UNITED STATES [REDACTED]
PACIFIC
1487 ENZO S RICCIARDELLI 1090 RAVOLI DRIVE PALISADES CA 90272 UNITED STATES [REDACTED]
1488 EPF- NOMURA - GLOBAL EQUITY FUND 23RD FLOOR EPF BUILDING JALAN RAJA LAUT 50350 MALAYSIA [REDACTED]
1489 EPHRAIM G HIRSCH 370 FRANCISCO STREET SAN FRANCISCO CA 94133-1910 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
1499 EQUITABLE SEPARATE ACCOUNT #20 AXA Equitable 1290 Avenue of the Americas New York NY 10104 UNITED STATES [REDACTED]
1500 EQUITEC SPECIALISTS LLC 111 W JACKSON, 20TH FLOOR CHICAGO IL 60604 UNITED STATES [REDACTED]
1501 EQUITECH/DBAG LDN/DB GLB MSTRS 60 WALL STREET NEW YORK NY 10005 UNITED STATES [REDACTED]
WEST DES
1502 EQUITRUST SERIES FUND, INC. C/O CURRENT TRUSTEE(S) 5400 UNIVERSITY AVENUE MOINES IA 50266 UNITED STATES [REDACTED]
EQUITRUST VARIABLE INSURANCE WEST DES
1503 SERIES FUND C/O CURRENT TRUSTEE(S) 5400 UNIVERSITY AVENUE MOINES IA 50266 UNITED STATES [REDACTED]
1516 EQUITY LEAGUE PENSION TRUST LCV C/O CURRENT TRUSTEE(S) 165 W 46TH STREET NEW YORK NY 10282-2198 UNITED STATES [REDACTED]
1517 EQUITY MODELS - EFP EQUITY MODELS 390 GREENWICH STREET NEW YORK NY 10013 UNITED STATES [REDACTED]
1524 ERIC MORRIS AND SHANNON MORRIS 1016 MORRELL AVE BURLINGAME CA 94010 UNITED STATES [REDACTED]
1525 ERIK LEBSACK 2 RECTOR STREET, 17TH FLOOR NEW YORK NY 10006 UNITED STATES [REDACTED]
R MAGGIPINTO CUST FOR ERIKA
RE MAGGIPINTO UCAUTMA
1526 ERIKA MAGGIPINTO UNTIL AGE 21 PO BOX 8751 NEWPORT BEACH CA 92658 UNITED STATES [REDACTED]
1527 ERMAGARD KUENZLI REV TR C/O ERMAGARD E KUENZLI 131 E NORTH WATER ST APT 3302 NEENAH WI 54956-5555 UNITED STATES [REDACTED]
1528 ERMINE P PEAVY FAMILY LP 7512 GLENSHANNON CIRCLE DALLAS TX 75225 UNITED STATES [REDACTED]
C/O DELAWARE CHARTER
GUARANTEE & TRUST COMPANY
1529 ERNEST K. KOEHLER IRA TRUSTEE 829 HIGHLAND PLACE HIGHLAND PARK IL 60035 UNITED STATES [REDACTED]
1530 ERNEST W MICHEL 215 EAST 68TH ST - APT 7F NEW YORK NY 10065 UNITED STATES [REDACTED]
ERTURK OZBEK, DTD 06/29/1999
1531 REVOCABLE TRUST C/O CURRENT TRUSTEE(S) 2052 NORTH KENMORE CHICAGO IL 60614-4108 UNITED STATES [REDACTED]
1532 ERVIN L HEYDE JR SEP IRA FCC AS CUSTODIAN 14662 ADGERS WHARF DR CHESTERFIELD MO 63017-5606 UNITED STATES [REDACTED]
ERWIN SHAKIN DELTA TRUST U/A C/O STANLEY WEISS AND/OR
1533 10/5/00 CURRENT TRUSTEE(S) 20 N WACKER DR STE 2250 CHICAGO IL 60606 UNITED STATES [REDACTED]
1534 ESTALEEN O ROGERS C/O BILLY J ROGERS POA 322 NORTH HIGH STREET FRANKLIN KY 42134 UNITED STATES [REDACTED]
1535 ESTATE OF KAREN BABCOCK 3500 E LK SAMMAMISH WA 98075 UNITED STATES [REDACTED]
1536 ESTATE OF LEAVITT J POPE C/O MARTHA P POPE / EXECUTRIX 173 DORCHESTER RD SCARSDALE NY 10583 UNITED STATES [REDACTED]
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1551 EUREKA OPTIONS LLC 220 MONTGOMERY ST, STE 600 SAN FRANCISCO CA 94104 UNITED STATES [REDACTED]
CORPORATE ACTIONS 1 BOULEVARD DU ROI ALBERT II B-
DEPARTMENT CUSTODY SUPPORT 1210 BRUSSELS
1552 EUROCLEAR BANK TEAM-LEVEL 2 BELGIUM (BEL), BRUXELLES BELGIUM [REDACTED]
1553 EUROCLEAR BANK SA/NV 1, BLVD DU ROI ALBERT II BRUXELLES 1210 BELGIUM [REDACTED]
1554 EVA B BURRIS 1745 GORDON HWY AUGUSTA GA 30904 UNITED STATES [REDACTED]
EVAN NORRIS AND ANNETTE CHAN-
1555 NORRIS 275 QUAKER STREET CHAPPAQUA NY 10514-2624 UNITED STATES [REDACTED]
800 MARQUETTE AVENUE, SUITE
1556 EVANGELICAL BOARD OF PENSIONS 1050 MINNEAPOLIS MN 55402 UNITED STATES [REDACTED]
EVANGELICAL LUTHERAN CHURCH IN 800 MARQUETTE AVENUE
1557 AMERICA BOARD OF PENSIONS SUITE 1050 MINNEAPOLIS MN 55402-2885 UNITED STATES [REDACTED]
1566 EVERGREEN INVESTMENT EVERGREEN ASSET MANAGEMENT 200 BERKELEY STREET BOSTON MA 2116 UNITED STATES [REDACTED]
EVERGREEN INVESTMENT SERVICES ATTN: RAYMOND PESCARO
1567 FUND ADMINISTRATION EVERGREEN ASSET MANAGEMENT 200 BERKLEY ST BOSTON MA 2116 UNITED STATES [REDACTED]
W. DOUGLAS MUNN AND/OR
1568 EVERGREEN SELECT EQUITY TRUST CURRENT TRUSTEE(S) 200 BERKLEY ST. BOSTON MA 02116 UNITED STATES [REDACTED]
1569 EVERGREEN SELECT EQUITY TRUST W. DOUGLAS MUNN 200 BERKELEY STREET BOSTON MA 02116 UNITED STATES [REDACTED]
1570 EVERYTHING MEDICAL SERVICES, INC. NER 10 S. MENTOR AVENUE #101 PASADENA CA 91106-2902 UNITED STATES [REDACTED]
EVOL CAPITAL MANAGEMENT LLC
1571 PORTFOLIO MARGIN ACCOUNT AM INVESTMENT PARTNERS LLC ONE LIBERTY PLAZA, SUITE 2700 NEW YORK NY 10006-1427 UNITED STATES [REDACTED]
ATTN: ADAM GOULD
33 WHITEHALL STREET, 10TH
1572 EVOLUTION ALL-CAP EQUITY FUND DIREXION FUNDS FLOOR NEW YORK NY 10004 UNITED STATES [REDACTED]
C/O JOSEPH C. WYLIE II
K&L GATES LLP
DIREXION FUNDS ATTN; ADAM 70 WEST MADISON STREET, SUITE
1573 EVOLUTION LARGE CAP FUND GOULD 3100 CHICAGO IL 60602-4207 UNITED STATES [REDACTED]
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1575 EXCAVATORS UNION LOCAL 731 PEN 34-11 35TH AVENUE ASTORIA NY 11106 UNITED STATES [REDACTED]
1581 F GENE GOSELIN AS FCC IRA CUSTODIAN 232 MAIN STREET N WPO BOX 656 BOURBONNAIS IL 60914-1938 UNITED STATES [REDACTED]
1590 FAMERS & MERCHANTS TRUST CO C/O CURRENT TRUSTEE(S) 20 S. MAIN STREET CHAMBERSBURG PA 17201 UNITED STATES [REDACTED]
390 GREENWICH STREET 5TH
1591 FAO DEEPHAVEN CITIBANK FLOOR NEW YORK NY 10013-2375 UNITED STATES [REDACTED]
1592 FARMERS INSURANCE GROUP 4680 WILSHIRE BLVD LOS ANGELES CA 90010 UNITED STATES [REDACTED]
1593 FASKEN LTD (CHANNINGI) DAVID BRAUNSTEIN 303 W. WALL STREET STE 1800 MIDLAND TX 79701 UNITED STATES [REDACTED]
FASKEN, LTD. B A/K/A FASKEN
1594 (CHANNING II) C/O RICHARD SZELC 303 W WALL AVENUE STE #1800 MIDLAND TX 79701 UNITED STATES [REDACTED]
1599 FEDERAL RESERVE EMPLOYEE BENEF 744 Broad Street, Suite 2100 Newark NJ 7102 UNITED STATES [REDACTED]
FEDERAL RESERVE SYSTEM EMPLOYEE
1600 RETIREMENT FUND 1RIVERFRONT PLAZA, SUITE 100 NEWARK NJ 7102 UNITED STATES [REDACTED]
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1604 FEDERATED CAPITAL INCOME FUND 4000 ERICSSON DRIVE WARRENDALE PA 15086-7564 UNITED STATES [REDACTED]
FEDERATED CLOVER VALUE FUND
(F/K/A FEDERATED AMERICAN LEADERS
1605 FUND) 4000 ERICSSON DRIVE WARRENDALE PA 15086-7561 UNITED STATES [REDACTED]
1606 FEDERATED EQUITY INCOME FUND 4000 ERICSSON DRIVE WARRENDALE PA 15086-7566 UNITED STATES [REDACTED]
1607 FEDERATED INV COUNSELING, INC FAO: FMSAF 1001 LIBERTY AVENUE PITTSBURGH PA 15222-3714 UNITED STATES [REDACTED]
1608 FEDERATED INV COUNSELING, INC FEDERATED A/C: IFEIF 1001 LIBERTY AVENUE PITTSBURGH PA 15222-3714 UNITED STATES [REDACTED]
RICH THOMAS
1609 FEDERATED INVESTORS INC. FEDERATED INVESTORS TOWER 1001 LIBERTY AVENUE PITTSBURGH PA 15222-3779 UNITED STATES [REDACTED]
1625 FERRIS, BAKER WATTS, INC. CORPORATION SERVICE COMPANY 2711 CENTERVILLE RD., STE. 400 WILMINGTON DE 19808 UNITED STATES [REDACTED]
KENNETH B. ROBINS
PRESIDENT AND TREASURER
1631 FIDELITY COMMONWEALTH TRUST AND/OR CURRENT TRUSTEE(S) 82 DEVONSHIRE ST. BOSTON MA 02109 UNITED STATES [REDACTED]
KIMBERLY H. MONASTERIO,
PRESIDENT AND/OR CURRENT
1632 FIDELITY CONCORD STREET TRUST TRUSTEE(S) 82 DEVONSHIRE ST BOSTON MA 02109-3614 UNITED STATES [REDACTED]
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KENNETH B. ROBINS
PRESIDENT AND TREASURER
1634 FIDELITY CONCORD STREET TRUST AND/OR CURRENT TRUSTEE(S) 82 DEVONSHIRE ST. BOSTON MA 02109 UNITED STATES [REDACTED]
1640 FIDELITY RUTLAND SQUARE TRUST II KENNETH B. ROBINS 82 DEVONSHIRE ST. BOSTON MA 02109 UNITED STATES [REDACTED]
1656 FIFTH THIRD BANK, TRUSTEE 38 FOUNTAIN SQ. PL. MD 10 AT 76 CINCINNATI OH 45202 UNITED STATES [REDACTED]
1657 FIFTH THIRD FUNDS PO BOX 8043 BOSTON MA 2021 UNITED STATES [REDACTED]
1 GREAT WINCHESTER STREET
LONDON EC2N 2DB
1658 FINANCIAL LP QES DEUTSCHE BANK AG RE QVT UNITED KINGDOM LONDON EC2N 2DB UNITED KINGDOM [REDACTED]
1659 FINANCIAL MNGT CONCEPTS 1700 TOWN PLAZA COURT WINTER SPRINGS FL 32708 UNITED STATES [REDACTED]
1660 FIREMANS FUND INSURANCE COMPANY 777 SAN MARIN DRIVE NOVATO CA 94998 UNITED STATES [REDACTED]
FIREMEN'S RETIREMENT SYSTEM OF ST. 1601 SOUTH BROADWAY
1661 LOUIS ATTN: VICKY GRASS ST. LOUIS, MO 63104 ST LOUIS MO 63104 UNITED STATES [REDACTED]
1662 FIRST AMERICAN EQUITY INDEX FUND 800 NICOLLET MALL MINNEAPOLIS MN 55402 UNITED STATES [REDACTED]
ATTN: STEPHEN D. FOY
NUVEEN INVESTMENTS LLC
1663 FIRST AMERICAN EQUITY INDEX, INC. 333 WEST WACKER DRIVE CHICAGO IL 60606 UNITED STATES [REDACTED]
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1670 FIRST CLEARING, LLC CORPORATION SERVICE COMPANY 2711 CENTERVILLE RD., STE. 400 WILMINGTON DE 19808 UNITED STATES [REDACTED]
FIRST DATA INCENTIVE SVGS PLAN FBO
1671 JOHN G. KOLOGI STATE STREET AS TTEE 104 BELMONT CIRCLE SYOSSET NY 11791-5733 UNITED STATES [REDACTED]
C/O CURACAO INTL TR CO.
KAYA FLAMBOYAN 9
C/O FIRST EAGLE INVESTMENT WILLEMSTAD CURACAO
FIRST EAGLE CONTRARIAN VALUE MANAGEMENT AND/OR NETHERLANDS ANTILLES WILLEMSTAD NETHERLANDS
1672 MASTER FUND, LTD. CURRENT TRUSTEE(S) [PROBLEM] CURACAO ANTILLES [REDACTED]
1673 FIRST FINANCIAL BANK ATTN: DAVID SCHUL, FVP&STO 300 HIGH ST HAMILTON OH 45011-6037 UNITED STATES [REDACTED]
FIRST FOUNDATION ADVISORS FA 18101 VON KARMAN AVENUE
1674 MASTER ACCOUNT FA MASTER ACCOUNT SUITE 700 IRVINE CA 92612 UNITED STATES [REDACTED]
1675 FIRST INTERSTATE BANK OF COMMERCE ATTN: JULIE CASTLE 401 N 31ST ST BILLINGS MT 59101-1200 UNITED STATES [REDACTED]
1676 FIRST INVESTORS EQUITY FUNDS KATHRYN S. HEAD 110 WALL ST. NEW YORK NY 10005 UNITED STATES [REDACTED]
1677 FIRST INVESTORS INCOME FUNDS KATHRYN S. HEAD 110 WALL ST. NEW YORK NY 10005 UNITED STATES [REDACTED]
FIRST INVESTORS LIFE SERIES FUND -
1678 UTILITIES SERIES 95 WALL STREET NEW YORK NY 10005 UNITED STATES [REDACTED]
FIRST INVESTORS LIFE SERIES FUND-
1679 BLUE CHIP SERIES 95 WALL STREET NEW YORK NY 10005 UNITED STATES [REDACTED]
1680 FIRST INVESTORS LIFE SERIES FUNDS KATHRYN S. HEAD 110 WALL ST. NEW YORK NY 10005 UNITED STATES [REDACTED]
FIRST INVESTORS MANAGEMENT
1681 COMPANY, INC. JOSEPH I. BENEDEK 110 WALL ST., FL. 5 NEW YORK NY 10005 UNITED STATES [REDACTED]
FIRST INVESTORS UTILITIES INCOME
1682 FUND 95 WALL STREET NEW YORK NY 10005 UNITED STATES [REDACTED]
P.O. BOX 792
1683 FIRST MERCHANTS TRUST CO NA C/O CURRENT TRUSTEE(S) 200 EAST JACKSON MUNCIE IN 47305 UNITED STATES [REDACTED]
1695 FIS OPERATIONS ATTN: KATHY KUZMICH 1200 CROWN COLONY DR - CC3N NORTH QUINCY MA 2169 UNITED STATES [REDACTED]
TWO TOWNE SQUARE
1696 FISHER FAMILY LARGE CAP GROWTH LLC SUITE 900 SOUTHFIELD MI 48076 UNITED STATES [REDACTED]
1697 FIXED INCOME SECURITIES, L.P. MICHAEL P. DUDLEY 18925 BASE CAMP RD. MONUMENT CO 80132 UNITED STATES [REDACTED]
C/O SAMAMA (SOCIETE
ANONYME MONEGASQUE
D'ADMINISTRATION MARITIME ET
1698 FLEET MARITIME INC. ARIENNE) 3 RUELLE SAINT JEAN MONTE CARLO 98000 MONACO [REDACTED]
PORTFOLIO 1 OFFSHORE MASTER
1699 FLEXIBLE US EQUITY MANAGERS LP 180 MAIDEN LANE - 37TH FLOOR NEW YORK NY 10038-4925 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
1715 FOLIO INVESTING F/K/A FOLIO INVESTMENTS, INC. 8180 GREENSBORO DRIVE MCLEAN VA 22102 UNITED STATES [REDACTED]
FOLIO INVESTING F/K/A FOLIOFN
1716 INVESTMENTS, INC. JOSEPH GWOZDZ 8180 GREENSBORO DR. MCLEAN VA 22102 UNITED STATES [REDACTED]
FOLKSAMERICA REINSURANCE 628 HEBRON AVENUE
1717 COMPANY MOUNTAIN RE SERVICES BUILDING 2 SUITE 501 GLASTONBURY CT 6033 UNITED STATES [REDACTED]
1718 FORD MOTOR COMPANY ARIEL CAPITAL MANAGEMENT 200 EAST RANDOLPHSUITE 2900 CHICAGO IL 60601-6536 UNITED STATES [REDACTED]
1726 FORT PITT CAPITAL GROUP, INC. 680 ANDERSEN DRIVE FOSTER PLZ PITTSBURGH PA 15220 UNITED STATES [REDACTED]
1727 FORUM FUNDS KAREN SHAW THREE CANAL PLAZA, STE. 600 PORTLAND ME 04101 UNITED STATES [REDACTED]
RESEARCH LIBRARY
1728 FOULARD AND CO C/O T ROWE PRICE ASSOCIATES 100 EAST PRATT ST BALTIMORE MD 21202 UNITED STATES [REDACTED]
THE CORPORATION TRUST
COMPANY
FOUNDATION FOR ANESTHESIA CORPORATION TRUST CENTER
1729 EDUCATION AND RESEARCH 1209 ORANGE STREET WILMINGTON DE 19801 UNITED STATES [REDACTED]
FOUNDATION FOR FLORIDAS BCBS
1730 COMMUNITY COLLEGES INC P O BOX 10503 TALLAHASSEE FL 32302-2503 UNITED STATES [REDACTED]
FRANCES C JONES REV TRUST U/A/D 08- C/O FRANCES C JONES AND/OR
1731 10-1999 CURRENT TRUSTEE(S) 456 MEADOW LARK DRIVE SARASOTA FL 34236 UNITED STATES [REDACTED]
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FRANK R. BALL, JR. TRUST DATED C/O FRANK R. BALL, JR., AND/OR
1756 4/27/94 CURRENT TRUSTEE(S) 1285 GULF SHORE BLVD N APT 4A NAPLES FL 34102-4903 UNITED STATES [REDACTED]
1757 FRANK RUSSELL COMPANY MARY BETH RHODEN 909 A ST. TACOMA WA 98402 UNITED STATES [REDACTED]
1301 SECOND AVENUE, 18TH
1758 FRANK RUSSELL INVESTMENT MANAG FRANK RUSSELL INVESTMENTS FLOOR SEATTLE WA 98101 UNITED STATES [REDACTED]
1759 FRANK RUSSELL TRUST COMPANY C/O CURRENT TRUSTEE(S) 909 A STREET TACOMA WA 98402 UNITED STATES [REDACTED]
1301 SECOND AVENUE, 18TH
1760 FRANK RUSSELL TRUST COMPANY-EQ C/O CURRENT TRUSTEE(S) FLOOR SEATTLE WA 98101 UNITED STATES [REDACTED]
FRANK S LADNER REV TRUST U/A DTD C/O FRANK S LADNER AND/OR
1761 03/03/1993 CURRENT TRUSTEE(S) P O BOX 809 LAWRENCEVILLE IL 62439-0809 UNITED STATES [REDACTED]
1762 FRANK S TIERNAN 4601 N PARK AVE APT 1217 BETHESDA MD 20815 UNITED STATES [REDACTED]
1763 FRANK W CONSIDINE 140 THORNTREE LANE WINNETKA IL 60093-3732 UNITED STATES [REDACTED]
1764 FRED J EYCHANER 1645 W FULLERTON AVENUE CHICAGO IL 60614-1919 UNITED STATES [REDACTED]
FRED LINDQUIST AND MYRTLE H.
1765 LINDQUIST JT TEN 1106 N TENTH MELROSE PARK IL 60160-3504 UNITED STATES [REDACTED]
1766 FRED O POLTEVENT JR 3401 POPLAR SPRINGS DR MERIDIAN MS 39305-3740 UNITED STATES [REDACTED]
MARK PETTIJOHN;
C/O GEORGETTE PETTIJOHN,
PERSONAL REPRESENTATIVE
1767 FRED P. PETTIJOHN IRRV TR AND/OR CURRENT TRUSTEE(S) 1564 MARION AVE TALLAHASSEE FL 23203 UNITED STATES [REDACTED]
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1769 FRED T KAJIWARA 12302 RUNNYMEDE STREET APT 4 N HOLLYWOOD CA 91605 UNITED STATES [REDACTED]
1770 FREDERICK B GETZE 105 TANGLEWOOD LANE NEWARK DE 19711 UNITED STATES [REDACTED]
FREDERICK E NIELSEN AND PETER A
1771 NIELSEN PETER A NIELSEN 27 FIREHOUSE RD TRUMBULL CT 6611 UNITED STATES [REDACTED]
1772 FREDERICK GOLDSTEIN 4B PEELE HOUSE SQ MANCHESTER MA 01944-1319 UNITED STATES [REDACTED]
FREDERICK S SHARE TRUST FREDERICK S FREDERICK S SHARE TTEE U/A 3341 STONE BOAT RD 3341 SW FORT
1773 SHARE TTEE U/A DTD 11/04/88 DTD 11/04/88 57TH PL LAUDERDALE FL 33312 UNITED STATES [REDACTED]
FREDERICKA PAFF & CARLYLE PAFF
1774 HEDRICK PO BOX 5386 MADISON WI 53705-0386 UNITED STATES [REDACTED]
FREDRIC LEVENSON AND DOROTHY A
1775 LEVENSON DOROTHY A LEVENSON 20 RAWLINGS DR MELVILLE NY 11747 UNITED STATES [REDACTED]
CHARLES SCHWAB & CO INC CUST
1776 FREDRICK L KATZ IRA ROLLOVER 4923 FOXFIRE TRL MIDDLETON WI 53562 UNITED STATES [REDACTED]
1797 G. FONTAINE TRUST U/W/O TC LUPTON C/O CURRENT TRUSTEE(S) ONE UNION SQUARE SUITE 50 CHATTANOOGA TN 37402 UNITED STATES [REDACTED]
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1808 GABELLI DIVIDENT & INCOME TRUST C/O CURRENT TRUSTEE(S) ONE CORPORATE CENTER RYE NY 10580-1422 UNITED STATES [REDACTED]
1809 GABELLI EQUITY TRUST INC C/O CURRENT TRUSTEE(S) ONE CORPORATE CENTER RYE NY 10580 UNITED STATES [REDACTED]
1810 GABELLI FOUNDATION INC GAMCO INVESTORS, INC. ONE CORPORATE CENTER RYE NY 10580-1435 UNITED STATES [REDACTED]
1811 GABELLI FUNDS, INC. ONE CORPORATE CENTER RYE NY 10580-1434 UNITED STATES [REDACTED]
(THE GABELLI GLOBAL MULTIMED
1812 GABELLI FUNDS, INC. TR) ONE CORPORATE CENTER RYE NY 10580-1434 UNITED STATES [REDACTED]
JORDAN A. CORTEZ, ESQUIRE
ENTWISTLE & CAPPUCCI LLP
280 PARK AVENUE, 26 FLOOR
1813 GABELLI FUNDS, INC. (THE GABELLI ASSET FUND) WEST NEW YORK NY 10017 UNITED STATES [REDACTED]
1814 GABELLI FUNDS, INC. (THE GABELLI EQUITY INC FUND) ONE CORPORATE CENTER RYE NY 10580-1434 UNITED STATES [REDACTED]
1815 GABELLI FUNDS, LLC ONE CORPORATE CENTER RYE NY 10580 UNITED STATES [REDACTED]
1816 GABELLI GLOBAL DEAL FUND 1 CORPORATE CENTER RYE NY 10580 UNITED STATES [REDACTED]
1817 GABELLI MULTIMEDIA PART LP 401 THEO FREMD AVENUE RYE NY 10580-1422 UNITED STATES [REDACTED]
1818 GABELLI PERFORMANCE PARTNERSHIP E CENTER AT RYE NY 10580 UNITED STATES [REDACTED]
1819 GABELLI SECURITIES, INC. GAMCO INVESTORS, INC. ONE CORPORATE CENTER RYE NY 10580-1435 UNITED STATES [REDACTED]
1820 GABELLI VALUE FUND, INC. ONE CORPORATE CENTER RYE NY 10580-1422 UNITED STATES [REDACTED]
1826 GAMCO INVESTORS WRAP PROCESS KAREN NAPPI ONE CORPORATE CENTER RYE NY 10580-1433 UNITED STATES [REDACTED]
1827 GAMMA PHI BETA FOUNDATION 12737 E EUCLID DR CENTENNIAL CO 80111-6437 UNITED STATES [REDACTED]
1828 GARLAND FOUNDATION TRUST NO 2 C/O CURRENT TRUSTEE(S) 350 W COLORADO BLVD, STE 230 PASADENA CA 91105-1855 UNITED STATES [REDACTED]
GARTMORE MUTUAL FUND CAPITAL ERIC MILLER AND/OR CURRENT
1829 TRUST TRUSTEE(S) 1200 RIVER RD. CONSHOHOCKEN PA 19428 UNITED STATES [REDACTED]
1830 GARTMORE MUTUAL FUNDS JOHN H. GRADY 1200 RIVER RD., STE. 1000 CONSHOHOCKEN PA 19428 UNITED STATES [REDACTED]
1831 GARY A WOLENS 43 ARKWRIGHT ROAD LONDON NW3 6BJ UNITED KINGDOM [REDACTED]
1832 GARY D BLACK 939 COURTLAND PL MANCHESTER MO 63021 UNITED STATES [REDACTED]
1833 GARY E. PEKALA 11387 CHAFFINCH CT. SAN DIEGO CA 921-31-2938 UNITED STATES [REDACTED]
1836 GARY S BRIARS AND LAURA A BRIARS 322 S CRECENT AVE PARK RIDGE IL 60068 UNITED STATES [REDACTED]
1837 GARY S. GROSSINGER 151 E LAKE COOK ROAD PALATINE IL 60074-9375 UNITED STATES [REDACTED]
GASPARE LOCASCIO AND DOLORES JTWROS TOD BENEFICIARIES ON
1838 LOCASCIO FILE 1409 A PLUM CT MT PROSPECT IL 60056 UNITED STATES [REDACTED]
1839 GASTON CAPERTON 45 COLUMBUS AVE. NEW YORK NY 10023-6917 UNITED STATES [REDACTED]
1843 GBGM COLLINS PENSION PLAN LCV 475 RIVERSIDE DRIVE, ROOM 1519 NEW YORK NY 10115 UNITED STATES [REDACTED]
1844 GBGM ENDOWMENT FUND LCV 475 RIVERSIDE DRIVE, ROOM 1519 NEW YORK NY 10115 UNITED STATES [REDACTED]
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1845 GBGM GENERAL FUND LCV 475 RIVERSIDE DRIVE, ROOM 1519 NEW YORK NY 10115 UNITED STATES [REDACTED]
C/O STATE ST BANK & TRUST CO,
1846 GBL ALPHA EDGE COMMON TRUST FD TRUSTEE ONE LINCOLN STREET BOSTON MA 02111-2901 UNITED STATES [REDACTED]
1847 GCW CAPITAL LLC PO BOX 25905 LOS ANGELES CA 90025 UNITED STATES [REDACTED]
1856 GENERAL DYNAMICS BENEFIT PLANS C/O NORTHERN TRUST, TRUSTEE 65 EAST 55TH STREET, SUITE 2400 NEW YORK NY 10022 UNITED STATES [REDACTED]
GENERAL DYNAMICS CORPORATION C/O THE NORTHERN TRUST
1857 VEBA TRUST COMPANY, AS TRUSTEE 50 S. LASALLE STREET CHICAGO IL 60603 UNITED STATES [REDACTED]
1861 GENERAL ELECTRIC PENSION TRUST C/O CURRENT TRUSTEE(S) 3003 SUMMER STREET STAMFORD CT 6904 UNITED STATES [REDACTED]
GENERAL MOTORS INVESTMENT GMIMCO TRUST C/O CURRENT C/O BRUCE MARQUAND
1862 MANAGEMENT CORPORATION TRUSTEE(S) 767 FIFTH AVE., 15TH FL. NEW YORK NY 10153 UNITED STATES [REDACTED]
GENEVA INVESTMENT MANAGEMENT
1863 OF CHICAGO, LLC JOHN HUBER 181 W. MADISON, STE. 3575 CHICAGO IL 60602 UNITED STATES [REDACTED]
GEOFFREY B FITZGERALD SR AND
1864 CAROL E FITZGERALD CAROL E FITZGERALD 66 BRITE AVE SCARSDALE NY 10583 UNITED STATES [REDACTED]
HEYSHAM
1865 GEOFFREY DAWSON 5 DOUGLAS AVE LANCASTER 1Z UNITED KINGDOM [REDACTED]
1866 GEORGE A.P. WALLACE 1999 REV TR C/O CURRENT TRUSTEE(S) [REDACTED]
1867 GEORGE B. KAISER 6733 SOUTH YALE AVENUE TULSA OK 74136 UNITED STATES [REDACTED]
GEORGE BUCKMAN TRUST U/A/D C/O GEORGE BUCKMAN AND/OR 153 CANAL STREET
1869 08/26/88 CURRENT TRUSTEE(S) P O BOX 477 LA SALLE IL 61301-0477 UNITED STATES [REDACTED]
GEORGE MUNROE ENDICOTT TRUST C/O MR WILLIAM C RANDS III GROSSE POINTE
1879 FBO ELIZABETH E. RANDS AND/OR CURRENT TRUSTEE(S) 16845 KERCHEVAL ST STE B PARK MI 48230-1551 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
1895 GERALD W AGEMA REVOCABLE TRUST C/O GERALD W AGEMA, TRUSTEE 12630 S TIMBERLANE DR PALOS PARK IL 60464 UNITED STATES [REDACTED]
1900 GERDA SCHILD 4940 SOUTH EAST END AVE 12D CHICAGO IL 60615-3163 UNITED STATES [REDACTED]
1901 GIDWITZ ART VENTURES BERKOWITZ AND SHRAMKO 1829 REISTERSTOWN RD STE 430 BALTIMORE MD 21208-7107 UNITED STATES [REDACTED]
1902 GIDWITZ FAMILY LIMITED PARTNERSHIP C/O ALAN BERKOWITZ CPA 1829 REISTERSTOWN RD STE 430 BALTIMORE MD 21210-2914 UNITED STATES [REDACTED]
1907 GINA MAZZAFERRI AND THOMAS PERRY 125 S LA GRANGE RD LA GRANGE IL 60525 UNITED STATES [REDACTED]
1908 GJD PARTNERS L.P. 115 ABBEYS WAY TAMPA FL 33602-5958 UNITED STATES [REDACTED]
1912 GLASS LEWIS CO. (PE ID-EZ2) PVA-BANK OF AMERICA/BAN126 SUITE 3300 ONE SANSOME ST SAN FRANCISCO CA 94104 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
1921 GLOBAL SEC. CP/CDS C/O DELAWARE REGISTRY, LTD. 3511 SILVERSIDE RD., STE. 105 WILMINGTON DE 19810 UNITED STATES [REDACTED]
1924 GM PROMARK LARGE CAP BLEND FUND 767 FIFTH AVENUE NEW YORK NY 10153 UNITED STATES [REDACTED]
1927 GOFEN AND GLOSSBERG, L.L.C. WILLIAM H. GOFEN 455 CITYFRONT PLAZA, STE. 3000 CHICAGO IL 60611 UNITED STATES [REDACTED]
600 GRANT ST US STEEL TOWER,
1928 GOLDENHAWK PARTNERS LP STE 3210 PITTSBURGH PA 15219 UNITED STATES [REDACTED]
1929 GOLDENTREE MASTER FUND II LTD 300 PARK AVENUE, 21ST FLOOR NEW YORK NY 10022 UNITED STATES [REDACTED]
C/O GOLDREN TREE ASSET
1930 GOLDENTREE MASTER FUND II, LTD. MANAGEMENT LP 300 PARK AVENUE 20TH FLOOR NEW YORK NY 10022 UNITED STATES [REDACTED]
1931 GOLDENTREE MASTER FUND LTD 300 PARK AVENUE, 21ST FLOOR NEW YORK NY 10022 UNITED STATES [REDACTED]
C/O GOLDREN TREE ASSET
1932 GOLDENTREE MASTER FUND, LTD. MANAGEMENT LP 300 PARK AVENUE 20TH FLOOR NEW YORK NY 10022 UNITED STATES [REDACTED]
1933 GOLDENTREE MULTISTRATEGY LTD 300 PARK AVE, 21ST FL NEW YORK NY 10022 UNITED STATES [REDACTED]
GOLDENTREE MULTISTRATEGY GOLDREN TREE ASSET
1934 OFFSHORE FUND MANAGEMENT LP 300 PARK AVENUE 20TH FLOOR NEW YORK NY 10022 UNITED STATES [REDACTED]
PO BOX 64 BOWLING GREEN
1935 GOLDMAN SACHS & CO FAO CHICAGO TRADING STATN NEW YORK NY 10274-0064 UNITED STATES [REDACTED]
GOLDMAN SACHS & CO., IN ITS
INDIVIDUAL AND CUSTODIAL
1936 CAPACITIES 200 WEST ST. NEW YORK NY 10282 UNITED STATES [REDACTED]
GOLDMAN SACHS 1997 EXCHANGE
1937 6823 PLACE FUND L.P. 200 CLARENDON STREET BOSTON MA 2116 UNITED STATES [REDACTED]
GOLDMAN SACHS 1997 EXCHANGE INVESTOR'S BANK & TRUST
1938 PLACE FUND, L.P. C/O CURRENT TRUSTEE(S) 200 CLARENDON STREET BOSTON MA 2116 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
1949 GOLDSHER INVESTMENT CO INC 1910 FIRST ST #406 HIGHLAND PARK IL 60035 UNITED STATES [REDACTED]
1950 GOLMAN SACHS & CO ONE NEW YORK PLAZA NEW YORK NY 10004-1950 UNITED STATES [REDACTED]
GOOD STEWARD TRADING COMPANY HIGHLAND GOOD STEWARD 2545 HIGHLAND AVENUE, SUITE
1951 SPC MANAGEMENT 200 BIRMINGHAM AL 35205 UNITED STATES [REDACTED]
GOODAN, ROGER AND JANE DOE
GOODAN, A WASHINGTON MARITAL
1952 COMMUNITY 10267 HALLORAN RD BOW WA 98232-9367 UNITED STATES [REDACTED]
GOODMAN TRUSTS TIC 8G-380, ERNEST GOODMAN AND/OR
1953 CUSTODIAN CURRENT TRUSTEE(S) 13900 HARTSOOK ST SHERMAN OAKS CA 91423-1210 UNITED STATES [REDACTED]
SENIOR ADMINISTRATOR
BENEFITS FUNDING & COMPLIANCE
1964 GPU, INC STANLEY TOLZEK RT 183 VAN READ ROAD READING PA 19612-5152 UNITED STATES [REDACTED]
1965 GRACE I. SPIER 61 ELLWOOD AVE KENMORE NY 14223-2803 UNITED STATES [REDACTED]
1966 GRACE M MITCHELL 369 RACETRACK RD HO-HO-KUS NJ 07423-1627 UNITED STATES [REDACTED]
1969 GRAHAM CAPITAL MANAGEMENT, L.P. 40 HIGHLAND AVENUE ROWAYTON CT 06853 UNITED STATES [REDACTED]
GRAHAM CAPITAL COMPANY
1970 GRAHAM CAPITAL PARTNERSHIP I, LP ATTN: CHUCK SILVERSTONE 1420 6TH AVE. YORK PA 17403-2620 UNITED STATES [REDACTED]
GRAHAM EQUITY BASKETS TRADING FGC CORPORATE SERVICES, 125 MAIN STREET, P.O. BOX ROAD BRITISH VIRGIN
1971 LTD. LIMITED TOWN TORTOLA ISLANDS [REDACTED]
1972 GRAHAM EVENT DRIVEN LTD. C/O GRAHAM CAPITAL 40 HIGHLAND AVENUE ROWAYTON CT 6853 UNITED STATES [REDACTED]
GRAHAM FAMILY GROWTH C/O GRAHAM CAPITAL COMPANY,
1973 PARTNERSHIP LCV 1420 SIXTH AVE YORK PA 17403 UNITED STATES [REDACTED]
C/O JOHN E GRAMMEL, MARY C.
GRAMMEL JOINT LIVING TRUST U/A GRAMMEL AND/OR CURRENT
1974 DTD 5/24/00 TRUSTEE(S) 19565 SW 57TH AVE TUALATIN OR 97062 UNITED STATES [REDACTED]
GRANTHAM, MAYO, VAN OTTERLOO &
1975 CO. LLC J.B. KITTREDGE 40 ROWES WHARF BOSTON MA 02110 UNITED STATES [REDACTED]
C/O JOHN PRICE AND/OR
1976 GRAPHIC ARTS JOINT PENSION TRUST CURRENT TRUSTEE(S) 1900 L STREET, NW, STE 710 WASHINGTON DC 20036 UNITED STATES [REDACTED]
1977 GREEN FOREST INVESTMENTS LIMITED C/O SAMAMA VILL SAINT JEAN 3 RUELLE SAINT JEAN MONTE CARLO 98000 MONACO [REDACTED]
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A TO 4TH AMENDED COMPLAINT
1988 GRYPHON HIDDEN VALUES VIII L.P. HALCYON MANAGEMENT CO. LLC 477 MADISON AVENUE NEW YORK NY 10022-5802 UNITED STATES [REDACTED]
GS 1999 EXCHANGE PLACE 6823 FUND
1989 LP FUND LP ATTN: RICH FAILLA 30 HUDSON ST 15TH FL JERSEY CITY NJ 7302 UNITED STATES [REDACTED]
1990 GS 2005 EXCHANGE PLACE FUND 71 S. WACKER, SUITE 500 CHICAGO IL 60606 UNITED STATES [REDACTED]
GS 2005 EXCHANGE PLACE FUND 6823
LP (FEEDER 2005) HELD BY GSCO &
1991 PLEDGED TO GSI ATTN: PSC OPERATIONS 71 S. WACKER SUITE 500 CHICAGO IL 60606 UNITED STATES [REDACTED]
1992 GS FINANCIAL MARKETS ATTN: THOMAS Y WANG 30 HUDSON ST 15TH FL JERSEY CITY NJ 7302 UNITED STATES [REDACTED]
GSA CAPITAL INTERNATIONAL MASTER UGLAND HOUSE SOUTH CHURCH
1993 FUND LIMITED STREET GEORGE TOWN CAYMAN ISLANDS [REDACTED]
2009 GUS G HARTOONIAN A G EDWARDS & SONS C/F IRA 1301 ORIOLE DRIVE MUNSTER IN 46321 UNITED STATES [REDACTED]
GWINNETT COUNTY BOARD OF
2010 EDUCATION RETIREMENT SYSTEM 437 OLD PEACHTREE RD NW SUWANEE GA 30024 UNITED STATES [REDACTED]
2011 H. Robert Holmes IRA FCC As Custodian Box 5044 Mt. Creted Butte CO 81224 UNITED STATES [REDACTED]
2012 H.M. PAYSON & CO. ONE PORTLAND SQ. PORTLAND ME 04101 UNITED STATES [REDACTED]
HACH SCIENTIFIC FOUNDATION SUB
2013 ACCOUNT 1 ATTN: BRUCE HACH 1425 VANTAGE VIEW CT. FT COLLINS CO 80525 UNITED STATES [REDACTED]
2014 HAIDEE W FLINDERS 74 W MAIN ST HONEOYE FALLS NY 14472-1136 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
2021 HALLIBURTON CO. ATTN: SHARON PARKES 10200 BELLAIRE BLVD, 3SW14A HOUSTON TX 77072-5299 UNITED STATES [REDACTED]
2022 HALL-PERRINE FOUNDATION 115 3RD ST SE STE 803 CEDAR RAPIDS IA 52401-1222 UNITED STATES [REDACTED]
2023 HALPS 51/BSH, LLC A/K/A BSH, LLC ATTN: BARRY S HALPERIN 500 SE 5TH AVE. BOCA RATON FL 33432-6081 UNITED STATES [REDACTED]
C/O PAUL THEODORE
HAMMOND FAMILY TRUST U/A/D 02- HAMMOND, KAREN HAMMOND,
2024 11-1988 TRUSTEES 180 S. LAKE AVE. #540 PASADENA CA 91101-2666 UNITED STATES [REDACTED]
2025 HAMPTON UNIVERSITY ENDOWMENT 200 E RANDOLPH SUITE 2900 CHICAGO IL 60601-6536 UNITED STATES [REDACTED]
2026 HANNA JONAS MILLER 1811 PEPPERIDGE DR ORLANDO FL 32806-1527 UNITED STATES [REDACTED]
2027 HANNAH GOLLIN 1610 N PROSPECT AVE APT 606 MILWAUKEE WI 53202 UNITED STATES [REDACTED]
2030 HARBOR CAPITAL ADVISORS LCV 111 S WACKER DRIVE, 34TH FLOOR CHICAGO IL 60606 UNITED STATES [REDACTED]
2032 HARBOR MID CAP VALUE FUND 111 S WACKER DRIVE, 34TH FLOOR CHICAGO IL 60606 UNITED STATES [REDACTED]
HARMONY INVESTMENT
2033 MANAGEMENT LLC 103 CONTINENTAL PL STE 100 BRENTWOOD TN 37027 UNITED STATES [REDACTED]
SCOTTRADE INC TR HAROLD E
MICKENS ROLLOVER IRA C/O
2034 HAROLD E MICKENS CURRENT TRUSTEE(S) 4195 GUENZA RD SANTA ROSA CA 95404 UNITED STATES [REDACTED]
2035 HAROLD E MICKENS 4195 GUENZA RD SANTA ROSA CA 95404-9760 UNITED STATES [REDACTED]
2036 HAROLD K.L. CASTLE FOUNDATION AST TRUST COMPANY 1199 AULOA ROAD KAILUA HI 96734 UNITED STATES [REDACTED]
C/O THE NORTHERN TRUST
COMPANY , HAROLD R
HAROLD R. UFVEN DAHL TRUST U/A/D LIFVENDAHL AND/OR CURRENT
2037 9/7/1988 TRUSTEE(S) 134 MELROSE AVENUE KENILWORTH IL 60043-1249 UNITED STATES [REDACTED]
2045 HARRISON R. AND CLARE HORAN TENANTS IN COMMON ACCT #2 701 WINIFRED WAY THE VILLAGES FL 32162 UNITED STATES [REDACTED]
WM BLAIR & CO DEFERRED PFT
SHG PLAN FBO ERIC ROWLEY GUARANTEE TRUST CO TRUSTEE
2046 HARRY GUY SNYDER KEOGH ACCOUNT 382 BASSWOOD LAKE FOREST IL 60045 UNITED STATES [REDACTED]
HARSCO PENSION & PROFIT SHARING
2047 FUND LCV 350 POPLAR CHURCH ROAD CAMP HILL PA 17011 UNITED STATES [REDACTED]
2050 HARTFORD HLS SERIES FUND II, INC. ERIC L. PALMQUIST 200 HOPMEADOW ST. SIMSBURY CT 06089 UNITED STATES [REDACTED]
2051 HARTFORD INDEX FUND PO BOX 1744 HARTFORD CT 06114-1744 UNITED STATES [REDACTED]
THE HARTFORD
2052 HARTFORD INDEX HLS FUND ATTN: MR. ERIC PALMQUIST 200 HOPMEADOW STREET SIMSBURY CT 6089 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
2054 HARTFORD LIFE INSURANCE COMPANY 55 FARMINGTON AVENUE HARTFORD CT 6105 UNITED STATES [REDACTED]
THE HARTFORD
2055 HARTFORD SEPARATE ACCOUNT B ATTN: ERIC PALMQUIST 200 HOPMEADOW STREET SIMSBURY CT 6089 UNITED STATES [REDACTED]
2056 HARTFORD SERIES FUND, INC. ROBERT M. ARENA, JR. P. O. BOX 2999 HARTFORD CT 06104 UNITED STATES [REDACTED]
HARTMARX CORPORATION
HARTMARX RETIREMENT INCOME C/O JUNE JOHNSON AND/OR 101 NORTH WACKER DRIVE, 23RD
2057 TRUST CURRENT TRUSTEE(S) FLOOR CHICAGO IL 60606 UNITED STATES [REDACTED]
2058 HARVARD MGMT CO. ATTN: MARION JOHNSON 600 ATLANTIC AVE BOSTON MA 2210 UNITED STATES [REDACTED]
2059 HARVARD UNIVERSITY [REDACTED]
C/O HARVEST CAPITAL LP, 929
INVESTMENTS
600 MADISON AVENUE, 11TH
2060 HARVEST AA CAPITAL LP FLOOR NEW YORK NY 10022 UNITED STATES [REDACTED]
2066 HARVEY R. HELLER P.O. BOX 770249 WINTER GARDEN FL 34777-0249 UNITED STATES [REDACTED]
BRANDES / US VALUE
ATTN:TRUST DEPARTMENT C/O
MERRILL LYNCH INTL BK LTD 2 RAFFLES LINK MARINA BAYFRONT
2068 HATABAH LTD. AND/OR CURRENT TRUSTEE(S) SINGAPORE (SGP) SINGAPORE [REDACTED]
2069 HAVENS ADVISORS LLC 600 LEXINGTON AVENUE NEW YORK NY 10022 UNITED STATES [REDACTED]
HAVENS PARTNERS ENHANCED FUND,
2070 L.P. 600 LEXINGTON AVENUE NEW YORK NY 10022 UNITED STATES [REDACTED]
2071 HAVENS PARTNERS, L.P. 600 LEXINGTON AVENUE NEW YORK NY 10022 UNITED STATES [REDACTED]
2072 HAWAII DENTAL SERVICE ATTENTION: L TAKITANI-SMITH 700 BISHOP ST STE 700 HONOLULU HI 96813-4108 UNITED STATES [REDACTED]
200 BURRARD STREET
SUITE 700
2073 HAYWOOD SECURITIES, INC. WATERFRONT CENTRE VANCOUVER BC V6C 3L6 CANADA [REDACTED]
2074 HAZEL C HOUGH 1 BEACH DR SE, APT 1002 ST PETERSBURG FL 33706-4335 UNITED STATES [REDACTED]
FIVE TOWER BRIDGE
HC CAPITAL TRUST - THE VALUE EQUITY 300 BARR HARBOR DRIVE, SUITE WEST
2075 PORTFOLIO C/O CURRENT TRUSTEE(S) 500 CONSHOHOCKEN PA 19428 UNITED STATES [REDACTED]
2076 HCA MASTER RETIREMENT TRUST LCV C/O CURRENT TRUSTEE(S) ONE PARK PLAZA NASHVILLE TN 37203 UNITED STATES [REDACTED]
2080 HEADWATERS HOLDINGS LLC 30 LIBERTY SHIP WAY, STE 3200 SAUSALITO CA 94965 UNITED STATES [REDACTED]
2081 HEALTH RESOURCE GRP INC 401K PSP DRS BRUNNER/BURTON, TTEE P.O. BOX 21850 HOT SPRINGS AR 71903-1850 UNITED STATES [REDACTED]
2082 HEALTHCARE GEORGIA INC ATTN: MICHAEL KEMP P.O. BOX 9628 SAVANNAH GA 31412-9626 UNITED STATES [REDACTED]
2083 HEARST EQUITY APPRECIATION PLAN 300 WEST 57TH STREET NEW YORK NY 10019 UNITED STATES [REDACTED]
2084 HEARST EQUITY APPRECIATION PLAN 300 WEST 57TH STREET NEW YORK NY 10019 UNITED STATES [REDACTED]
HARVARD BUSINESS SERVICES,
2085 HEDGEHOG CAPITAL LLC INC. 16192 COASTAL HIGHWAY LEWES DE 19958 UNITED STATES [REDACTED]
HARVARD BUSINESS SERVICES,
2086 HEDONIC CAPITAL LLC INC. 16192 COASTAL HIGHWAY LEWES DE 19958 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
C/O LAWRENCE B.
BUTTENWIESER, ESQ. AND/OR 575 MADISON A VENUE, 21ST
2088 HELEN BUTTENWIESER TRUST 7/28/38 CURRENT TRUSTEE(S) FLOOR NEW YORK NY 10022 UNITED STATES [REDACTED]
UA 06-16-1994 HELEN D HOKE
HELEN D HOKE LIVING TRUST UA 06-16- C/O HELEN D HOKE, ROY D. HOKE LIVING TRUST
2089 1994 AND/OR CURRENT TRUSTEE(S) 29139 NORTHFIELD RD BAY VILLAGE OH 44140 UNITED STATES [REDACTED]
HELEN GARLAND TRUST NO 2 (FOR
GWENDOLYN GARLAND BABCOCK) UAD
2090 06/26/35 C/O CURRENT TRUSTEE(S) 350 W COLORADO BLVD, STE 230 PASADENA CA 91105-1855 UNITED STATES [REDACTED]
HELEN GARLAND TRUST NO 2 (FOR
WILLIAM M. GARLAND III) UAD
2091 06/26/35 C/O CURRENT TRUSTEE(S) 350 W COLORADO BLVD, STE 230 PASADENA CA 91105-1855 UNITED STATES [REDACTED]
HELEN GARLAND TRUST NO. 2 (FOR
2092 HILLARY DUQUE GARLAND) C/O CURRENT TRUSTEE(S) 350 W COLORADO BLVD, STE 230 PASADENA CA 91105-1855 UNITED STATES [REDACTED]
HERBERT G. IAU PROFIT SHARING QRP C/O DELAWARE CHARTER G&T AS DELAWARE CHARTER G&T TTEE
2115 PARTICIPATION TRUSTEE 2222 CLAY ST. SAN FRANCISCO CA 94115-1930 UNITED STATES [REDACTED]
2116 HERBERT L WASHINGTON 640 SADDLEBROOK DRIVE BOARDMAN OH 44512-4781 UNITED STATES [REDACTED]
HERBERT VANCE, HERBERT VANCE TR C/O TRUSTEE OF HERBERT VANCE
2117 8/9/71 TR 8/9/71 1100 PEMBRIDGE DRIVE - APT. 159 LAKE FOREST IL 60045 UNITED STATES [REDACTED]
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2120 HERMAN VOLPE TRUST 01/24/92 C/O HERMAN VOLPE, TRUSTEE 335 SCARBOROUGH CT BLOOMINGDALE IL 60108 UNITED STATES [REDACTED]
2121 HF BARBARA J MCKENNY ADVISORY C/O BARBARA J MCKENNY 7608 BEAR WALLOW DR WARRENTON VA 20186-2055 UNITED STATES [REDACTED]
C/O ROBERT ZION AND/OR 300 BARR HARBOR DRIVE STE 500 WEST
2131 HIRTLE CALLAGHAN TRUST CURRENT TRUSTEE(S) FIVE TOWER BRIDGE CONSHOHOCKEN PA 19428 UNITED STATES [REDACTED]
2132 HITE CAPITAL MANAGEMENT, LLC ALEX GREYSERMAN 432 PARK AVE. S. NEW YORK NY 10016 UNITED STATES [REDACTED]
2134 HNB MACRO 100 ATTN: RUSSELL ROBBINS 2960 N. MERIDIAN ST. SUITE 300 INDIANAPOLIS IN 46208 UNITED STATES [REDACTED]
HOC GST EXEMPT TRUST NO. 2 FBO
2135 ELIZA HASKINS UAD 06/26/35 C/O CURRENT TRUSTEE(S) 350 W COLORADO BLVD, STE 230 PASADENA CA 91105-1855 UNITED STATES [REDACTED]
HOC GST EXEMPT TRUST NO. 2 FBO
2136 JOHN HASKINS C/O CURRENT TRUSTEE(S) 350 W COLORADO BLVD, STE 230 PASADENA CA 91105-1855 UNITED STATES [REDACTED]
HOC GST EXEMPT TRUST NO. 2 FBO
2137 SCOTT HASKINS C/O CURRENT TRUSTEE(S) 350 W COLORADO BLVD, STE 230 PASADENA CA 91105-1855 UNITED STATES [REDACTED]
HOC TRUST NO 2 FBO ELIZA HASKINS
2138 UAD 06/26/35 C/O CURRENT TRUSTEE(S) 350 W COLORADO BLVD, STE 230 PASADENA CA 91105-1855 UNITED STATES [REDACTED]
HOC TRUST NO 2 FBO JOHN HASKINS
2139 UAD 06/26/35 C/O CURRENT TRUSTEE(S) 350 W COLORADO BLVD, STE 230 PASADENA CA 91105-1855 UNITED STATES [REDACTED]
HOC TRUST NO 2 FBO SCOTT HASKINS
2140 UAD 06/26/35 C/O CURRENT TRUSTEE(S) 350 W COLORADO BLVD, STE 230 PASADENA CA 91105-1855 UNITED STATES [REDACTED]
2141 HOESLEY FAMILY LIMITED PARTNERSHIP 830 WOODSTREAM COURT LAKE FOREST IL 60045 UNITED STATES [REDACTED]
HONEYWELL INTERNATIONAL INC. ATTN: NATHAN MERKEL AND/OR HONEYWELL INTERNATIONAL, INC.
2147 MASTER RETIREMENT TRUST CURRENT TRUSTEE(S) 101 COLUMBIA DRIVE MORRISTOWN NJ 7962 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
2153 HORWITZ CHARITABLE FUND ATTN: TEM HORWITZ 651 W WASHINGTON ST STE 301 CHICAGO IL 60661-2133 UNITED STATES [REDACTED]
2154 HOUGH FAMILY FOUNDATION INC 555 5TH AVENUE NE APT 924 ST PETERSBURG FL 33701-2671 UNITED STATES [REDACTED]
2155 HOUSTON ENDOWMENT, INC. ATTN: SHERYL JOHNS 600 TRAVIS, SUITE 6400 HOUSTON TX 77002 UNITED STATES [REDACTED]
HOW BARNES HOEFER & ARNETT
EMPLOYEE PROFIT SHARING PLAN FBO C/O AST TRUST COMPANY NA
2156 JOHN LABAK TTEE PO BOX 52129 PHOENIX AZ 85072-2129 UNITED STATES [REDACTED]
2157 HOWARD BERKOWITZ BLACKROCK HPB MANAGEMENT 40 EAST 52ND ST. 18TH FLOOR NEW YORK NY 10022-5911 UNITED STATES [REDACTED]
C/O THE NORTHERN TRUST
COMPANY AND/OR HOWARD F.
HOWARD F. AHMANSON JR. AHMANSON, JR. AND/OR
2158 REVOCABLE TRUST CURRENT TRUSTEE(S) P.O. BOX 19599 IRVINE CA 92623-9599 UNITED STATES [REDACTED]
HOWARD J. TRIER ENS, HOWARD J. C/O HOWARD J. TRIER ENS SIDLEY AUSTIN-36E033
2159 TRIER ENS TR DATED 9-18-91 AND/OR CURRENT TRUSTEE(S) 1 S DEARBORN STREET CHICAGO IL 60603-2301 UNITED STATES [REDACTED]
980 N. MICHIGAN AVENUE
2160 HOWARD L. WEINSTEIN C/O RUBLOFF INC. SUITE 900 CHICAGO IL 60611 UNITED STATES [REDACTED]
2161 HOWARD RESNICK FMT CO CUST IRA 16355 MIRASOL WAY DELRAY BEACH FL 33446 UNITED STATES [REDACTED]
HOWARD SHULKES RESIDUARY CREDI C/O MYRA SHULKES AND/OR FORT
2162 U/A DTD 09/20/1991 CURRENT TRUSTEE(S) 5865 SW 32ND TER LAUDERDALE FL 33312 UNITED STATES [REDACTED]
SUPERVISOR-CORPORATE ACTIONS
MARINER HOUSE
(F/K/A HSBC BANK PLC GLOBAL LONDON EC3N 4DA PEPYS STREET
2168 HSBC GLOBAL ASSET MANAGEMENT INVESTOR SERVICES) ENGLAND (GBR), LONDON UNITED KINGDOM [REDACTED]
2169 HSUEH-MEI PU 6502 153RD AVE SE BELLEVUE WA 98006 UNITED STATES [REDACTED]
NATIONAL CORPORATE RESEARCH,
LTD.
2170 HUDSON BAY FUND LP 615 SOUTH DUPONT HWY DOVER DE 19901 UNITED STATES [REDACTED]
2171 HUDSON BAY MASTER FUND LTD 120 BROADWAY 40TH FLOOR NEW YORK NY 10271-4099 UNITED STATES [REDACTED]
2172 HUFFMAN FAMILY FOUNDATION C/O RELATIVE VALUE PARTNERS 1033 SKOKIE BLVD STE 150 NORTHBROOK IL 60062 UNITED STATES [REDACTED]
73 ELLWOOD ST
2173 HUGH F FAGAN APT 2F NEW YORK NY 10040-2063 UNITED STATES [REDACTED]
HUGH LAWSON BROWN & ERLINE P.
2174 BROWN P. O. BOX 26 STARKVILLE MS 39759 UNITED STATES [REDACTED]
2175 HUMPHREY JOHN & JOAN - FAMILY TR C/O CURRENT TRUSTEE(S) [REDACTED]
2176 HUNTINGTON ASSET SERVICES, INC ATTN: FUND ACCTNG 2960 MERIDIAN STREET, STE 300 INDIANAPOLIS IN 46208 UNITED STATES [REDACTED]
2177 HUNTINGTON MACRO 100 FUND 2960 N. MERIDIAN ST., SUITE 300 INDIANAPOLIS IN 46208 UNITED STATES [REDACTED]
2178 HUNTINGTON NATIONAL BANK 41 S. HIGH ST. COLUMBUS OH 43215 UNITED STATES [REDACTED]
HUNTINGTON R /CHARLES CORPORATE CENTER 100 N.
2179 HUNTINGTON BANK OF AMERICA TRYON ST CHARLOTTE NC 28255 UNITED STATES [REDACTED]
CORPORATE CENTER 100 N.
2180 HUNTINGTON R B/ANNA H DEMING BANK OF AMERICA TRYON ST CHARLOTTE NC 28255 UNITED STATES [REDACTED]
2181 HUNTINGTON TRUST COMPANY C/O CURRENT TRUSTEE(S) 917 EUCLID AVENUE, CM27 CLEVELAND OH 44115-1401 UNITED STATES [REDACTED]
C/O JOHN G. BURK AND
ASSOCIATES
2182 HURRICANE FUND I - IMA WILLIAM M SCRANTON PO BOX 705 KEENE NH 03431-0705 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
2183 HUSSMAN STRATEGIC GROWTH FUND ATTN: JOHN HUSSMAN 5136 DORSEY HALL RD ELLICOTT CITY MD 21042-7870 UNITED STATES [REDACTED]
2184 HYMAN F BLUM 5938 LYNNAWAY DR DAYTON OH 45415-2532 UNITED STATES [REDACTED]
2185 I- SHARES RUSSELL 1000 INDEX FUND 400 HOWARD STREET SAN FRANCISO CA 94105 UNITED STATES [REDACTED]
2187 IA UMKC COMMINGLED FD-LARGE CAP 5115 OAK ST RM AC 301 KANSAS CITY MO 64112-2715 UNITED STATES [REDACTED]
2188 IATSE NATIONAL PENSION FUND 417 FIFTH AVE., THIRD FLOOR NEW YORK NY UNITED STATES [REDACTED]
BOARD OF TRUSTEES
IBEW LOCAL UNION 124 PENSION
2189 IBEW/NECA LO 124 PENSION - ALLIANCE TRUST 305 E 103RD TER KANSAS CITY MO 64114-4760 UNITED STATES [REDACTED]
CHEVY CHASE TRUST C/O 7501 WISCONSIN AVENUE, 14TH
2190 IBEW-NECA EQUITY INDEX FUND CURRENT TRUSTEE(S) FLR BETHESDA MD 20814 UNITED STATES [REDACTED]
2191 IBM 401(K) PLUS PLAN TRUST C/O CURRENT TRUSTEE(S) 1133 WESTCHESTER AVENUE WHITE PLAINS NY 10604 UNITED STATES [REDACTED]
2194 IBM PERSONAL PENSION PLAN TRUST C/O CURRENT TRUSTEE(S) 1133 WESTCHESTER AVENUE WHITE PLAINS NY 10604 UNITED STATES [REDACTED]
2195 IBM RETIREMENT FUNDS 1133 WESTCHESTER AVENUE WHITE PLAINS NY 10604-3505 UNITED STATES [REDACTED]
2196 ICAP CORPORATES LLC 555 CROTON RD., 4TH FL. KING OF PRUSSIA PA 19406-3176 UNITED STATES [REDACTED]
2197 ICCREA BANCA SPA - EUROPE (RB9999) VIA LUCREZIA ROMANA 41-47 ROME 178 ITALY [REDACTED]
2198 ICE BEAR INCORPORATED 10900 NE 8TH ST, SUITE 1030 BELLEVUE WA 98004 UNITED STATES [REDACTED]
2199 IDAHO TRUST BANK C/O CURRENT TRUSTEE(S) 888 WEST BROAD STREET BOISE ID 83702 UNITED STATES [REDACTED]
GENERAL BRD OF GLOBL
2200 IGLESIA METODISTA DEL PERU MINISTRIES,UMC 475 RIVERSIDE DR NEW YORK NY 10115 UNITED STATES [REDACTED]
IL STUDENT ASSISTANCE COMMISSION
2201 LCV 1755 LAKE COOK ROAD DEERFIELD IL 60015 UNITED STATES [REDACTED]
2202 ILLINOIS MUNICIPAL RETIREMENT FUND 2211 YORK ROAD, SUITE 500 OAK BROOK IL 60523 UNITED STATES [REDACTED]
2203 ILLINOIS STATE BOARD OF INVESTMENT ATTN: KATHY SPINATO LE STREET, SUITE 2015 CHICAGO IL 60601 UNITED STATES [REDACTED]
ILLINOIS STUDENT ASSISTANCE
2204 COMMISSION ATTN: ANNIE PIKE 100 W. RANDOLPH, SUITE 3-200 CHICAGO IL 60601 UNITED STATES [REDACTED]
2208 INARCASSA U.S. STRUCTURED EQUITY VIA SALARIA, 229 ROMA 199 ITALY [REDACTED]
2209 INDEX 500 FUND PENN SERIES FUNDS, INC. 600 DRESHER ROAD HORSHAM PA 19004 UNITED STATES [REDACTED]
/SECURITIES ADMINISTRATION
60 COURS ST
2213 ING BELGIUM, SA C/O MICHEL NAC BRUXELLES BELGIUM 01040 BRUXELLES 1040 BELGIUM [REDACTED]
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A TO 4TH AMENDED COMPLAINT
2219 ING INVESTMENT TRUST COMPANY C/O CURRENT TRUSTEE(S) 10 STATE HOUSE SQUARE SH12 HARTFORD CT 06103-3607 UNITED STATES [REDACTED]
2221 ING LARGECAP VALUE FUND ING 7337 E. DOUBLETREE RANCH ROAD SCOTTSDALE AZ 85258 UNITED STATES [REDACTED]
2224 ING US STOCK INDEX PORTFOLIO 7337 E DOUBLETREE RANCH ROAD SCOTTSDALE AZ 85258-2034 UNITED STATES [REDACTED]
2225 INJA LEW CGM IRA CUSTODIAN 2245 FOUNTAIN KEY CIR WINDERMERE FL 34786-5806 UNITED STATES [REDACTED]
BETURN
YORKSTRAßE 21-23
A/K/A INTERNATIONALE 40476 DÜSSELDORF
2226 INKA MBH KAPITAANAGEGESELLSCHAFT MBH GERMANY DÜSSELDORF GERMANY [REDACTED]
MACQUARIE INVESTMENT KARNTNER
2227 INNOVEST- SIEMENS EQUITY NORT MANAGEMENT AUSTRIA STRASSE 28 10 10 WIEN AUSTRIA [REDACTED]
THE CORPORATION TRUST
INSTINET, LLC A/K/A INSTINET COMPANY
2228 CORPORATION 757 THIRD AVE NEW YORK NY 10017-2013 UNITED STATES [REDACTED]
INSTITUTIONAL BENCHMARKS SERIES
2229 (MASTER FEEDER) LIMITED C/O LYRA CAPITAL LLC AMERICAS, 38TH FLOOR NEW YORK NY 10019 UNITED STATES [REDACTED]
INSTITUTIONAL BENCHMARKS SERIES IZAR SERIES OLYMPIA CAPITAL 20 REID ST WILLIAMS HOUSE
2230 MASTER FEEDER LIMITED INTERNATIONAL INC HAMILTON HM 11 HAMILTON HM11 BERMUDA [REDACTED]
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A TO 4TH AMENDED COMPLAINT
2267 IRENE M F AND TIMOTHY A SEWELL 2310 DEWES ST GLENVIEW IL 60025 UNITED STATES [REDACTED]
2274 IRON WORKERS LOCAL 16 PEN FD LSV ATTN: PAUL M. SCHMIDT 1200 THREE GATEWAY CENTER PITTSBURGH PA 15222-1004 UNITED STATES [REDACTED]
IRONWORKERS-LABORERS PENSION
PLAN OF CUMBERLAND MD UAD
2275 8/1/1965 119 S. CENTRE ST. CUMBERLAND MD 21502 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
2278 IRVING S. GILMORE FOUNDATION LCV 136 E MICHIGAN AVE, SUITE 900 KALAMAZOO MI 49007 UNITED STATES [REDACTED]
2281 ISABEL B. YOUNG BALANCED ADVISORY 6 TANGLEWOOD RD MANCHESTER MA 01944-1049 UNITED STATES [REDACTED]
ISABELLA LAUDE AND WALTER LAUDE
2282 JT TEN 444 SEMINOLE RD BABSON PARK FL 33827-9745 UNITED STATES [REDACTED]
2287 i-SHARES NYSE COMPOSITE INDEX FUND 400 HOWARD STREET SAN FRANCISCO CA 94105 UNITED STATES [REDACTED]
2288 i-SHARES RUSSELL 1000 INDEX FUND 400 HOWARD STREET SAN FRANCISCO CA 94105 UNITED STATES [REDACTED]
i-SHARES RUSSELL 1000 VALUE INDEX
2289 FUND 400 HOWARD STREET SAN FRANCISO CA 94105 UNITED STATES [REDACTED]
2290 i-SHARES RUSSELL 3000 INDEX FUND 400 HOWARD STREET SAN FRANCISO CA 94105 UNITED STATES [REDACTED]
i-SHARES RUSSELL 3000 VALUE INDEX
2291 FUND 400 HOWARD STREET SAN FRANCISO CA 94105 UNITED STATES [REDACTED]
2292 i-SHARES RUSSELL MIDCAP INDEX FUND 400 HOWARD STREET SAN FRANCISO CA 94105 UNITED STATES [REDACTED]
i-SHARES RUSSELL MIDCAP VALUE
2293 INDEX FUND 400 HOWARD STREET SAN FRANCISO CA 94105 UNITED STATES [REDACTED]
2294 i-SHARES S&P 500 INDEX FUND 400 HOWARD STREET SAN FRANCISO CA 94105 UNITED STATES [REDACTED]
2295 i-SHARES S&P 500 VALUE INDEX FUND 400 HOWARD STREET SAN FRANCISO CA 94105 UNITED STATES [REDACTED]
2302 ISS/210/SANFORD C. BERNSTEIN ATTN: PATRICK CELCIS 1455 RESEARCH BLVD. SUITE 400 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
2303 ISS/2299/STATE STREET GLOBAL 2099 GAITHER RD., STE. 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
C/O INSTITUTIONAL
2304 ISS/2394/NEW YORK LIFE INVEST MGMT SHAREHOLDER SERVICES 2099 GAITHER ROAD SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
C/O INSTITUTIONAL
2305 ISS/2647/PROSPECTOR PARTNERS LLC SHAREHOLDER SERVICES 2099 GAITHER ROAD SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
C/O INSTITUTIONAL 2099 GAITHER ROADGAITHER
2306 ISS/265/GUARDIAN SHAREHOLDER SERVICES ROAD SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
C/O INSTITUTIONAL
2307 ISS/33/LSV SHAREHOLDER SERVICES 2099 GAITHER RD. SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
DIVIDEND PERFORMERS
2308 ISS/33/LSV ASSET MANAGEMENT IVS/3407/JOHN HANCOCK FUNDS 2099 GAITHER ROAD STE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
C/O INSTITUTIONAL
2309 ISS/33/LSV ASSET MANAGEMENT SHAREHOLDER SERVICES 2099 GAITHER RD SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
C/O INSTITUTIONAL
2310 ISS/33/LSV ASSET MNGMT SHAREHOLDER SERVICES 2099 GAITHER ROAD SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
C/O INSTITUTIONAL
2311 ISS/3351/LACERA SHAREHOLDER SERVICES 2099 GAITHER RD. SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
2314 ISS/3739/NORTHERN TRUST VALUE 2099 GAITHER RD. SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
C/O INSTITUTIONAL
2315 ISS/390/OPPENHEIMER FUNDS SHAREHOLDER SERVICES 2099 GAITHER RD SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
2316 ISS/390/OPPENHEIMERFUNDS 2099 GAITHER ROAD SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
C/O INSTITUTIONAL
2317 ISS/422/BABSON SHAREHOLDER SERVICES 2099 GAITHER ROAD SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
C/O INSTITUTIONAL
2318 ISS/474/TCM SHAREHOLDER SERVICES 2099 GAITHER ROAD SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
C/O INSTITUTIONAL
2319 ISS/521/BOSTON PARTNERS ASSET MGT SHAREHOLDER SERVICES 2099 GAITHER ROAD SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
C/O INSTITUTIONAL
2320 ISS/545/T ROWE PRICE INTERNATIONAL SHAREHOLDER SERVICES 2099 GAITHER ROAD SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
C/O INSTITUTIONAL
2321 ISS/545/T ROWE PRICE/BALTIMORE SHAREHOLDER SERVICES 2099 GAITHER ROAD SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
C/O INSTITUTIONAL ATTN: COLIN MITCHELL
2322 ISS/550/NORTHERN TRUST SHAREHOLDER SERVICES 2099 GAITHER RD. SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
C/O INSTITUTIONAL
2323 ISS/550/NORTHERN TRUST SHAREHOLDER SERVICES 2099 GAITHER RD STE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
C/O INSTITUTIONAL
2324 ISS/593/DREYFUS CORP SHAREHOLDER SERVICES 2099 GAITHER RD. SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
2325 ISS/659/US BANK FIRST AMERICAN EQUITY INDEX 2099 GAITHER RD. SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
2326 ITG INC 380 MADISON AVENUE, 4TH FLOOR NEW YORK NY 10017-2533 UNITED STATES [REDACTED]
F/K/A INVESTMENT TECHNOLOGY
2327 ITG INC. GROUP, INC. C/O C T CORPORATION SYSTEM NEW YORK NY 10011 UNITED STATES [REDACTED]
2328 ITT CORPORATION 4 WEST RED OAK LANE WHITE PLAINS NY 10604 UNITED STATES [REDACTED]
2329 IUOE LOCAL 138 LCV PO BOX 206 FARMINGDALE NY 11735 UNITED STATES [REDACTED]
2330 IUOE LOCAL 14-14B PENSION FUND 111 EIGHTH AVENUE FLUSHING NY 11354 UNITED STATES [REDACTED]
IUOE STAT ENG LOCAL 39 PENSION
2331 PLAN 1640 S. LOOP RD ALAMEDA CA 94502 UNITED STATES [REDACTED]
A/C CDC FINANCIAL PRODUCTS
2332 IXIS CAPITAL MARKETS INC. 9 WEST 57TH STREET, 35TH FLOOR NEW YORK NY 10019-2704 UNITED STATES [REDACTED]
2333 J BOURNE TR-IMA [REDACTED]
J M FEE & ELIZABETH FEE REVOCABLE C/O JOSEPH M FEE AND/OR
2334 LIVING TRUST CURRENT TRUSTEE(S) 620 SAND HILL RD, APT 113D PALO ALTO CA 94304 UNITED STATES [REDACTED]
2335 J P MORGAN WHITEFRIARS INC A/C MARGIN DO NOT SEND 8 NEW YORK NY 10260 UNITED STATES [REDACTED]
2336 J P MORGAN WHITEFRIARS INC WHFR-MGN PT DO NOT SEND NEW YORK NY 10260 UNITED STATES [REDACTED]
1034 S BRENTWOOD BLVD STE
2337 J S MCDONNELL CAT A - DEUTSCHE ATTN: EDITH BETZ 1860 SAINT LOUIS MO 63117-1229 UNITED STATES [REDACTED]
ATTN: EDITH BETZ
1034 S BRENTWOOD BLVD, STE
2338 J S MCDONNELL CAT B-DEUTSCHE J & J MANAGEMENT SERVICES INC 1860 SAINT LOUIS MO 63117-1229 UNITED STATES [REDACTED]
J&M MARSHALL TRUST AND M.B. C/O MAXINE MARSHALL AND/OR #21 CASA BLANCA ESTATES, 5219
2339 MARSHALL TRUST CURRENT TRUSTEE(S) CASA BLANCA ROAD PARADISE VALLEY AZ 85253 UNITED STATES [REDACTED]
2342 J.J.B. HILLIARD, W.L. LYONS LLC CORPORATION SERVICE COMPANY 2711 CENTERVILLE RD., STE. 400 WILMINGTON DE 19808 UNITED STATES [REDACTED]
C/O SEI PRIVATE TRUST COMPANY,
SPECIALIZED TRUST ADM
SERVICES, 1 FREEDOM VALLEY
2343 J.M. SMUCKER COMPANY LCV DRIVE OAKS PA 19456 UNITED STATES [REDACTED]
2349 JACK M ROSENBERG A G EDWARDS & SONS C/FSEP-IRA 7040 KILPATRICK LINCOLNWOOD IL 60712 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
JACKSONVILLE POLICE & FIRE PENSION ONE WEST ADAMS STREET, SUITE
2356 BOARD OF TRUSTEES TRUST ATTN: JOHN KEANE 100 JACKSONVILLE FL 32202-3616 UNITED STATES [REDACTED]
JACOB & CHARLOTTE LEHRMAN
2357 FOUNDATION INC. (LEHRFND) 1836 COLUMBIA ROAD, NW WASHINGTON DC 20009 UNITED STATES [REDACTED]
JACOB CHARLOTTE LEHRMAN
2358 FOUNDATION INC FOUNDATION INC 1027 - 33RD ST NW WASHINGTON DC 20007 UNITED STATES [REDACTED]
2359 JACQUELINE ADLER WALKER P.O. BOX 1109 SCARSDALE NY 10583-9109 UNITED STATES [REDACTED]
JACQUELINE E AUTRY, AUTRY
COMMUNITY PROPERTY TRUST, U/A C/O JACQUELINE E AUTRY
2360 DTD 03/15/1985 AND/OR CURRENT TRUSTEE(S) 4383 COLFAX AVE STUDIO CITY CA 91604-2837 UNITED STATES [REDACTED]
JACQUELINE S PHELAN TRUST U/A DTD C/O TERYL PHELAN AND/OR
2361 12/12/83 FBO J PHELAN CURRENT TRUSTEE(S) 350 EAST 72ND STREET # 11A NEW YORK NY 10021 UNITED STATES [REDACTED]
2362 JACQUELINE S. ARONSON 903 PARK AVENUE NEW YORK NY 10021 UNITED STATES [REDACTED]
2363 JACQUELYN ROSS NFS/FMTC ROTH IRA 219-44 75TH AVENUE BAYSIDE NY 11364 UNITED STATES [REDACTED]
JACQUES HOCHGLAUBE MD PC
EMPLOYEE PROFIT SHARING PLAN U/A C/O JACQUES HOCHGLAUBE
2364 DTD 8/15/75 AND/OR CURRENT TRUSTEE(S) 1090 ABBOTT RD EAST LANSING MI 48823-2661 UNITED STATES [REDACTED]
777 S. FLAGLER DRIVE, SUITE WEST PALM
2365 JACUZZI BRANDS, INC. DEFINED BENEFIT 1100W BEACH FL 33401 UNITED STATES [REDACTED]
ALLIED KAJIMA BLDG.
#138 GLOUCESTER ROAD
2366 JADE KEY ENTERPRISES, LTD. ROOM 1403A 14TH FLOOR HONG KONG HONG KONG CHINA [REDACTED]
2367 JAMES & MARY ROTHERMEL 569 HARLOWE LANE NAPERVILLE IL 60565-2008 UNITED STATES [REDACTED]
2368 JAMES 2 18 FOUNDATION 527 BURLINGAME AVENUE LOS ANGELES CA 90049-4825 UNITED STATES [REDACTED]
2369 JAMES A CRUMLEY 693 TORO CANYON ROAD MONTECITO CA 93108-1637 UNITED STATES [REDACTED]
2370 JAMES A MAC GEORGE II 276 E CEDAR ST LIVINGSTON NJ 7039 UNITED STATES [REDACTED]
2371 JAMES A SCHEROCMAN FCC AC CUSTODIAN IRA 11205 BROOKBRIDGE DRVE CINCINNATI OH 45249 UNITED STATES [REDACTED]
JAMES B KAISER U/A/D 12/16/75 C/O JAMES B KAISER AND/OR
2372 AMENDED 2/4/86 CURRENT TRUSTEE(S) P.O. BOX 19040 KALAMAZOO MI 49019-0040 UNITED STATES [REDACTED]
2373 JAMES B KERR III AND JULIE M KERR JT TEN 510 PRAIRIE AVE BARRINGTON IL 60010 UNITED STATES [REDACTED]
2374 JAMES B SLOAN IRA R/O, CUSTODIAN C/O JAMES SLOAN 1 WESTMINSTER PL STE 200 LAKE FOREST IL 60045-1888 UNITED STATES [REDACTED]
2375 JAMES C WARREN 4228 N GREENVIEW AVE CHICAGO IL 60613 UNITED STATES [REDACTED]
ARLINGTON
2376 JAMES C. DONAHUE AND SUZAN ALTAN 4110 N SALEM DR HEIGHTS IL 60004 UNITED STATES [REDACTED]
2380 JAMES E AND CHERYL L MURRAY 195 MOOREGATE TRL HAWTHORN WDS IL 60047 UNITED STATES [REDACTED]
2381 JAMES E BOLIN 1 THREE GABLES RD MORRISTOWN NJ 07960-6548 UNITED STATES [REDACTED]
JAMES E CUSHING JR AND THERESE M
2382 CUSHING 6429 224TH AVE NE REDMOND WA 98053-8147 UNITED STATES [REDACTED]
JAMES E MURRAY AND CHERYL L
2383 MURRAY JTWROS 195 MOOREGATE TRL HAWTHORN WDS IL 60047 UNITED STATES [REDACTED]
5117 BARNARD MILL RDPO BOX
2384 JAMES E PEARSON 117 RINGWOOD IL 60072-0117 UNITED STATES [REDACTED]
2385 JAMES EDWARD GLYNN 4331 N HAZEL ST APT 3S CHICAGO IL 60611 UNITED STATES [REDACTED]
2386 JAMES F KERR JR. AND NANCY E KERR JTWROS 8627 NANCY LN ORLAND PARK IL 60462 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
2394 JAMES H. AND ELIZABETH O. KIMBERLY 13 STILLWATER DR. AMHERST NH 03031-2143 UNITED STATES [REDACTED]
2395 JAMES H. BEATTY 412S LINCOLN HINSDALE IL 60521 UNITED STATES [REDACTED]
JAMES K GOODLAD IRA FBO JAMES K
2396 GOODLAD MLPF& S CUST FPO 450 W. CEDAR ST. FRANKLIN KY 42134 UNITED STATES [REDACTED]
2397 JAMES KING AND JUDIE KING 1108 N DERBYSHIRE DR ARLINGTON HTS IL 60004 UNITED STATES [REDACTED]
JAMES L FAUST REVOCABLE TRUST
2398 U/A/ DATED 11/11/1993 C/O JAMES L FAUST TRUSTEE P.O. BOX 5 30 LOGAN TERRACE GOLF IL 60029 UNITED STATES [REDACTED]
2399 JAMES L SIEPMAN JR 1208 E FREMONT ST ARLINGTON HTS IL 60004-6366 UNITED STATES [REDACTED]
2417 JAMES W. YING PO BOX 592 GENERAL POST OFFICE CENTRAL HONG KONG CHINA [REDACTED]
2418 JAMES ZERWEKH 4580 FOXTAIL CIR GREENWOOD VLG CO 80121 UNITED STATES [REDACTED]
2419 JAMIEL ANDREW AKHTAR 300 CRESCENT CT STE 700 DALLAS TX 75201 UNITED STATES [REDACTED]
2420 JAMSE O. ASHER 2825 SAGEWOOD DR GLENWOOD MD 21738 UNITED STATES [REDACTED]
JAMSHID KHALDAR AND MORAD
2421 KHALDAR JT TEN 11305 MONTECELLO AVE SILVER SPRING MD 20902 UNITED STATES [REDACTED]
JAN C PHILIPSBORN U/A DTD
2422 02/12/1992 C/O JAN C PHILIPSBORN TTEE 265 WENTWORTH AVE GLENCOE IL 60022 UNITED STATES [REDACTED]
C/O JANE B WHITE AND/OR
2423 JANE B WHITE TRUST UA OCT 17 02 CURRENT TRUSTEE(S) ONE ARBOR LN. APT. 306 EVANSTON IL 60201 UNITED STATES [REDACTED]
C/O JANE BEHREL AND/OR
2424 JANE BEHREL TRUST UA 01/13/98 CURRENT TRUSTEE(S) 843 MAPLE AVE DOWNERS GROVE IL 60515-4904 UNITED STATES [REDACTED]
2425 JANE D. MEADOWS 2225 TWELVE OAKS DR FAYETTEVILLE AR 72703-6116 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
2431 JANE ROSENTHAL HORVITZ 19100 N PARK BLVD SHAKER HEIGHTS OH 44122 UNITED STATES [REDACTED]
2435 JANET B BERMAN U/A DTD 04/18/1979 C/O JANET B BERMAN TTEE 1510 E JEFFERSON BLVD SOUTH BEND IN 46617 UNITED STATES [REDACTED]
2440 JANICE DAVIS JOBSON 10080 HEMLOCK DR OVERLAND PARK KS 66212-3426 UNITED STATES [REDACTED]
2441 JANICE F. WINBURN 255 SADDLEBROOK TER ROSWELL GA 30075 UNITED STATES [REDACTED]
2442 JANICE FAY JOHNSON OCHS 806 N FOOTHILL RD BEVERLY HILLS CA 90210-2904 UNITED STATES [REDACTED]
JANICE JACOBS AND ALAN H. JACOBS
2443 JTWROS 530 N LAKE SHORE DR # 1609 CHICAGO IL 60611 UNITED STATES [REDACTED]
2452 JAPAN TRUSTEE SERVICES BANK AMUNDI JAPAN LTD 8-11 HARUMI 1-CHOMECHUO-KU TOKYO 104-6107 JAPAN [REDACTED]
2453 JASON A. JANIK 304 BLUEBONNET DR LAFAYETTE LA 70508-5412 UNITED STATES [REDACTED]
2454 JAVAD RASSOULI 8414 WHIRLAWAY STREET ALTA LOMA CA 91701 UNITED STATES [REDACTED]
510 MADISON AVENUE, 26TH
2455 JAY GOLDMAN MASTER LIMITED FLOOR NEW YORK NY 10022 UNITED STATES [REDACTED]
2456 JAY S. MEYSTEL TR DTD 5/20/82 C/O CURRENT TRUSTEE(S) 2901 W ESTES AVE CHICAGO IL 60645 UNITED STATES [REDACTED]
JEAN D & ALAN P JONES JR TRUST U/A C/O ALAN P JONES JR TTEE AND
2457 DTD 12/15/2005 JEAN D JONES TTEE 433 ADAMS ST FORT ATKINSON WI 53538 UNITED STATES [REDACTED]
JEAN SHAULIS BLACK, JEAN S. BLACK
2458 TRUST C/O CURRENT TRUSTEE(S) 4067 W GULF DR SANIBEL FL 33957-5209 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
2469 JEFFREY SCHATZ AND KIMBERLY SCHATZ 2450 E 5TH AVE UNIT N DENVER CO 80206-4245 UNITED STATES [REDACTED]
2470 JEFFREY W BABCOCK 7014 CASCADE AVE SE SNOQUALMIE WA 98065-9758 UNITED STATES [REDACTED]
2471 JENNIE KING SCAIFE 1015 S OCEAN BLVD PALM BEACH FL 33480-4932 UNITED STATES [REDACTED]
2473 JENNIFER G HINES 2800 POST OAK BLVD 50TH FLOOR HOUSTON TX 77056-6123 UNITED STATES [REDACTED]
2474 JENNIFER GRUMHAUS DALY 23 LOEW CIRCLE MILTON MA 2186 UNITED STATES [REDACTED]
2475 JERIS J BOYCE 1251 N SHERIDAN RD LAKE FOREST IL 60045-1441 UNITED STATES [REDACTED]
2476 JEROLD JAY WICHTEL 2 SYCAMORE LANE RUMSON NJ 7760 UNITED STATES [REDACTED]
2477 JEROME & MARIA MARKOWITZ 767 3RD AVENUE, 6TH FLOOR NEW YORK NY 10017-9026 UNITED STATES [REDACTED]
JEROME A MANNING, JOHN A LEVIN,
ANN L BRONFMAN, TTE U/W FRANCES
2478 LOEB C/O ANN L BRONFMAN 2700 CALVERT ST, NW, APT 107 WASHINGTON DC 20008-2663 UNITED STATES [REDACTED]
JEROME AND ILENE COLE FOUNDATION
2479 SC-287 810 AUDUBON WAY APT 320 LINCOLNSHIRE IL 60069-3866 UNITED STATES [REDACTED]
JEROME BLANK, JEROME BLANK
DECLARATION OF TRUST U/A DTD
2480 9/19/96 C/O CURRENT TRUSTEE(S) 3455 NW 54TH STREET MIAMI FL 33142-3309 UNITED STATES [REDACTED]
2481 JEROME G. LEE 1299 N. TAMIAMI TRL, APT 628 SARASOTA FL 34236-2468 UNITED STATES [REDACTED]
2482 JEROME HEINE 1600 S. OCEAN DR. 9H HOLLYWOOD FL 33019-2425 UNITED STATES [REDACTED]
JEROME KAHN JR REVOCABLE TRUST C/O JEROME KAHN AND/OR
2483 DTD 10-16-87 CURRENT TRUSTEE(S) 1426 CHICAGO AVE EVANSTON IL 60201-5307 UNITED STATES [REDACTED]
2484 JEROME M WELLS IRA AS FCC CUSTODIAN 209 FAIRWIND DR MONTGOMERY IL 60538-3043 UNITED STATES [REDACTED]
JEROME P. MARTIN AND MELANIE M.
2485 MARTIN 1110 LAURELWOOD CARMEL IN 46032 UNITED STATES [REDACTED]
2486 JEROME S MORGAN FMT CO CUST IRA ROLLOVER 48 E 13TH ST NEW YORK NY 10003 UNITED STATES [REDACTED]
2487 JERRY LOWER IRA R/O AMERIPRISE TRUST CO ACF 2 HARBOUR DR NORTH OCEAN RIDGE FL 33435 UNITED STATES [REDACTED]
JESSE LLOYD GUMA IRREV TR U/A DTD C/O GREG GUMA AND/OR
2488 7-5-96 CURRENT TRUSTEE(S) 65 HICKOK ST WINOOSKI VT 5404 UNITED STATES [REDACTED]
2489 JESSE WERTHMAN 484 1ST STREET BROOKLYN NY 11215-2606 UNITED STATES [REDACTED]
50 S. LASALLE STREET - M-21
2490 JESSIE BALL DUPONT FUND CHIRAL'' U 60E04 CHICAGO IL 60603 UNITED STATES [REDACTED]
THE PENINSULA
JEWISH COMMUNITY FEDERATION OF MARIN AND SONOMA COUNTIES
2492 SAN FRANCISCO BARBARA KLAPPER 121 STEUART STREET SAN FRANCISCO CA 94105 UNITED STATES [REDACTED]
JEWISH HEALTHCARE FOUNDATION OF
2493 PITTSBURGH 650 SMITHFIELD ST STE 2330 PITTSBURGH PA 15222 UNITED STATES [REDACTED]
2502 JIANSHI MAO 1010 CATHERINES WOODS DRIVE NISKAYUNA NY 12309 UNITED STATES [REDACTED]
2503 JILL CUNNIFF AND TIM CUNNIFF JTWROS 906 DEAN STREET HIGHLAND PARK IL 60035 UNITED STATES [REDACTED]
2504 JILL KAPLIN HERZ 31 FLINT AVENUE LARCHMONT NY 10538 UNITED STATES [REDACTED]
EQUITY INVESTMENT
2505 JIM BARKSDALE CORPORATION 3007 PIEDMONT ROAD STE 200 ATLANTA GA 30305 UNITED STATES [REDACTED]
2506 JIM HICKS & CO EMPLOYEE PS PLN C/O JIM HICKS 565 MERCURY LANE BREA CA 92821-4831 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
2507 JIMMY A HANCOCK IRA A/C 5VL10794 C/O JIMMY A HANCOCK 155 PLUMOSUS DRIVE ALTAMONTE SPG FL 32701 UNITED STATES [REDACTED]
2517 JOAN J. JONES 531 ESPLANADE #911 REDONDO BEACH CA 90277-7103 UNITED STATES [REDACTED]
2518 JOANNA STURM 1618 29TH STREET N.W. WASHINGTON DC 20007-2901 UNITED STATES [REDACTED]
JOANNE DESHEROW SANGER LIV TR C/O JOANNE DESHEROW SANGER PALOS VERDES
2519 U/A DTD 03/29/2004 AND/OR CURRENT TRUSTEE(S) 884 VIA DEL MONTE ESTATES CA 90274 UNITED STATES [REDACTED]
2520 JOANNE SCHILLER AS FCC IRA PLAN CUSTODIAN 180 E PEARSON #4004 CHICAGO IL 60611-2195 UNITED STATES [REDACTED]
KNALL/COHEN SOLUTIONS MGD
2521 JOE B LEFFEL IRA ACCT 3564 INVERNESS BLVD CARMEL IN 46032 UNITED STATES [REDACTED]
2522 JOE FRANK 2644 ASBURY AVENUE EVANSTON IL 60201 UNITED STATES [REDACTED]
2523 JOE YOUSSRY KELADA SEP IRA E*TRADE CUSTODIAN P.O. BOX 2877 GRANITE BAY CA 95746 UNITED STATES [REDACTED]
2524 JOE YOUSSRY KELADA PO BOX 2877 GRANITE BAY CA 95746 UNITED STATES [REDACTED]
JOEL F ZEMANS REV TR 1Z -51 PLDG, C/O JOEL ZEMANS AND/OR
2525 CUSTODIAN CURRENT TRUSTEE(S) 159 E WALTON PLACE APT 25A CHICAGO IL 60611- UNITED STATES [REDACTED]
CHARLES SCHWAB & CO INC CUST
2526 JOEL JAY TATOR IRA ROLLOVER 11909 WEDDINGTON ST UNIT 301 VALLEY VILLAGE CA 91607 UNITED STATES [REDACTED]
C/O JOHN M. ALTMAN & BETTY
JOHN & BETTY ALTMAN FAMILY TRUST ANN ALTMAN AND/OR CURRENT
2527 UAD 05/16/86 TRUSTEE(S) 500 LARSEN ROAD APTOS CA 95003-2636 UNITED STATES [REDACTED]
C/O JOHN M ALTMAN, BETTY
JOHN & BETTY ALTMAN FAMILY TRUST ANN ALTMAN AND/OR CURRENT
2528 UAD 05/16/86 TRUSTEE(S) 500 LARSEN ROAD APTOS CA 95003 UNITED STATES [REDACTED]
2540 JOHN B. LLOYD, JR. C/O APPLETON PARTNERS, INC. 46 MILK STREET BOSTON MA 2110 UNITED STATES [REDACTED]
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2549 JOHN DONLEY AND MICHELE DONLEY JTWROS 731 LINDEN AVE OAK PARK IL 60302 UNITED STATES [REDACTED]
2550 JOHN E MARTIN REVOCABLE TRUST C/O CURRENT TRUSTEE(S) 131 ELM RD FALMOUTH MA 02540-2430 UNITED STATES [REDACTED]
JOHN F. BARNARD TRUST U/A/D C/O JOHN F. BARNARD AND/OR 3001 VEAZEY TERRACE NW
2556 04/04/03 CURRENT TRUSTEE(S) APARTMENT # 1502 WASHINGTON DC 20008 UNITED STATES [REDACTED]
2577 JOHN J GROGAN IRA AMERIPRISE TRUST CO ACF 2438 SAUCON CIRCLE EMMAUS PA 18049 UNITED STATES [REDACTED]
2578 JOHN J JIGANTI 130 N GARLAND CTAPT 4503 CHICAGO IL 60602-4849 UNITED STATES [REDACTED]
JOHN J MCDERMOTT AND MARY R
2579 MCDERMOTT MARY R MCDERMOTT 8412 W BOULEVARD DR ALEXANDRIA VA 22308 UNITED STATES [REDACTED]
JOHN J WAGNER AND ROSEMARY
2580 WAGNER 402 W OLIVE STREET LONG BEACH NY 11561-3128 UNITED STATES [REDACTED]
JOHN J WAGNER AND ROSEMARY
2581 WAGNER JTWROS 402 W OLIVE STREET LONG BEACH NY 11561 UNITED STATES [REDACTED]
2582 JOHN JOSEPH CAHILL 2 BABBIT BRIDGE ROAD MAHWAH NJ 07430-2983 UNITED STATES [REDACTED]
2583 JOHN KELLEHER 300 PASEO ENCINAL SAN ANTONIO TX 78212 UNITED STATES [REDACTED]
JOHN L MILNER REV TRUST UAD C/O JOHN L MILNER AND/OR
2584 08/15/2003 CURRENT TRUSTEE(S) 15 S. TRACY AVE., STE. 1 BOZEMAN MT 59715 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
JOHN N. ROBSON TRUST B DATED C/O TOM FALCEY AND/OR FAIR OAKS LLC
2592 9/11/1970 CURRENT TRUSTEE(S) 3415 N. PINES WAY #11, STE. 206 WILSON WY 83014 UNITED STATES [REDACTED]
JOHN NESBIT REES AND SARAH HENNE C/O RICHARD W ROEDER &
2593 REES CHRTBLE FOUNDATION U/W BARBARA L SMITH 314 S FRANKLIN ST STE B TITUSVILLE PA 16354 UNITED STATES [REDACTED]
2596 JOHN P MCMEEL ATTN UPS ANDREWS & MCMEEL 4520 MAIN KANSAS CITY MO 64111-1876 UNITED STATES [REDACTED]
2597 JOHN PRITZKER AND LISA PRITZKER 3575 WASHINGTON ST. SAN FRANCISCO CA 94118-1848 UNITED STATES [REDACTED]
2598 JOHN R BLACK 333 W NORTH AVE 306 CHICAGO IL 60610 UNITED STATES [REDACTED]
JOHN R FLANAGAN, CGM IRA
2599 CUSTODIAN 55 E PEARSON ST #4401 CHICAGO IL 60611-2632 UNITED STATES [REDACTED]
2600 JOHN R JAGO 1008 ADARE DR WHEATON IL 60189 UNITED STATES [REDACTED]
2602 JOHN R LOFTUS 200 RIVER LANE NORTH UNIT 202 GENEVA IL 60134 UNITED STATES [REDACTED]
2603 JOHN R STAIB 2042 W POTOMAC AVE CHICAGO IL 60622-3152 UNITED STATES [REDACTED]
2604 JOHN R. LOFTUS IRA 3906 ROYAL FOX DRIVE SAINT CHARLES IL 60174 UNITED STATES [REDACTED]
2605 JOHN R. POLATSCHEK 28 LEXINGTON AVENUE WESTBURY NY 11590 UNITED STATES [REDACTED]
JOHN RANDOLPH FOUNDATION
2606 SUPPORT FUND, INC. ATTN: LISA SHARPE, EXEC. DIR. 112 N. MAIN STREET HOPEWELL VA 23860 UNITED STATES [REDACTED]
2607 JOHN S. BABCOCK TRUST C/O CURRENT TRUSTEE(S) 3652 Oceanside Drive Greenbank WA 98253 UNITED STATES [REDACTED]
2608 JOHN S. HOWELL 925 IROQUOIS NAPERVILLE IL 60563 UNITED STATES [REDACTED]
1285 GULF SHORE BLVD
2609 JOHN SPEARS N APT 7A NAPLES FL 34102 UNITED STATES [REDACTED]
2612 JOHN T SAPIENZA ESQ BEDFORD COURT 3701 INTERNATIONAL DR APT 653 SILVER SPRING MD 20906-1563 UNITED STATES [REDACTED]
JOHN W PEAVY & LINDA A PEAVY, JOHN C/O TRUSTEE OF JOHN W PEAVY
2619 W PEAVY & LINDA A PEAVY JOINT TRUST & LINDA A PEAVY JOINT TRUST 7512 GLENSHANNON CIRCLE DALLAS TX 75225 UNITED STATES [REDACTED]
2620 JOHN W. MADIGAN TRUST C/O JOHN W. MADIGAN TRUSTEE 1160 LAUREL AVENUE WINNETKA IL 60093-1820 UNITED STATES [REDACTED]
2621 JOHN W. STEWART 55 EL MIRADOR NICASIO CA 94946 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
2625 JOHNSON GROWTH LLC ATTN: LYNN CAMPION 38 DEER CREEK ROAD, BOX 3710 HALEY ID 83333-3710 UNITED STATES [REDACTED]
2626 JON M AUMAN 514 CARBONERA DR SANTA CRUZ CA 95060 UNITED STATES [REDACTED]
2627 JON M. VAN DYKE 4191 ROUND TOP DRIVE HONOLULU HI 96822-5039 UNITED STATES [REDACTED]
2628 JON OSCHER BOX 785 CARTERSVILLE GA 30120-0785 UNITED STATES [REDACTED]
2634 JONATHAN KOVLER 875 N MICHIGAN AVE, STE 3400 CHICAGO IL 60611-1958 UNITED STATES [REDACTED]
2650 JOSEPH POPE PO BOX 590236 NEWTON CENTER MA 02459-0002 UNITED STATES [REDACTED]
2651 JOSEPH R MEDLEY 411 GILL AVE KIRKWOOD MO 63122-4433 UNITED STATES [REDACTED]
2652 JOSEPH R MEDLEY IRA MESIROW FINANCIAL INC CUST 10200 SPRINGMERE DR. #302 LOUISVILLE KY 40241-5145 UNITED STATES [REDACTED]
2653 JOSEPH T SOBECK AND JEANNE SOBECK JT TEN 629 S BELMONT ARLINGTON HTS IL 60005 UNITED STATES [REDACTED]
2654 JOSHUA F. LOMBARD 170 LELAND ROAD BECKETT MA 1223 UNITED STATES [REDACTED]
2655 JOSHUA G. WOOL 2215 CEDAR SPRINGS RD APT 616 DALLAS TX 75201 UNITED STATES [REDACTED]
2656 JOSHUA TREET CAP MGMT LP PRIME BROKER ACCT 200 WEST STREET NEW YORK NY 10282-2102 UNITED STATES [REDACTED]
2660 JPMORGAN 401(K) SAVINGS PLAN ONE CHASE MANHATTAN PLAZA NEW YORK NY 10005 UNITED STATES [REDACTED]
2661 JPMORGAN CHASE & CO. INC. 270 PARK AVENUE NEW YORK NY 10017 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
2669 JUDD S ALEXANDER FOUNDATION INC C/O GARY W FREELS PO BOX 2137 WAUSAU WI 54402 UNITED STATES [REDACTED]
2670 JUDITH E NEISSER 132 E DELAWARE PL APT 6201 CHICAGO IL 60611-1428 UNITED STATES [REDACTED]
JULIA WESTLAND REV TRUST U/A DTD C/O JULIA WESTLAND AND/OR
2682 10/28/1996 CURRENT TRUSTEE(S) 3000 EARLS CT., UNIT 1308 WILLIAMSBURG VA 23185-3874 UNITED STATES [REDACTED]
2684 JULIO ARRIAGA 463 LACKAWANNA AVENUE WEST PATERSON NJ 7424 UNITED STATES [REDACTED]
JUNIUS F. ALLEN IRREVOCABLE TRUST C/O NORTHERN TRUST, NA, AS
2685 DATED 03/27/1978 TRUSTEE 50 S. LASALLE STREET CHICAGO IL 60603 UNITED STATES [REDACTED]
2686 JUPITER CAPITAL PARTNERS LLC 24 CORPORATE PLAZA, SUITE 100 NEWPORT BEACH CA 92660-7966 UNITED STATES [REDACTED]
JUPITER MEDICAL CENTER
FOUNDATION PERMANENT
2687 ENDOWMENT GENERAL FUND 1210 S. OW DIXIE HWY. JUPITER FL 33458-7205 UNITED STATES [REDACTED]
2688 JUSTIN LONG 2 RECTOR STREET, 17TH FLOOR NEW YORK NY 10006 UNITED STATES [REDACTED]
2689 JYG LIMITED PARTNERSHIP #2 G-BAR 440 S LA SALLE STREET STE 650 CHICAGO IL 60605-1028 UNITED STATES [REDACTED]
2690 KAISER FOUNDATION HEALTH PLAN C/O VYVIAN HEATH ONE KAISER PLAZA OAKLAND CA 94612 UNITED STATES [REDACTED]
2691 KAISER FOUNDATION HOSPITALS 410 EAST RICHMOND AVENUE POINT RICHMOND CA 94801 UNITED STATES [REDACTED]
C/O VYVIAN HEATH AND/OR
2692 KAISER PERMANENTE RABBI TRUST CURRENT TRUSTEE(S) AZA, 13TH FL OAKLAND CA 94612 UNITED STATES [REDACTED]
2693 KALO HOLDINGS LP #2 50 HILLPARK AVENUE 3A GREAT NECK NY 11021 UNITED STATES [REDACTED]
KAMAN CORP AND/OR CURRENT GOLDENBERG
2694 KAMAN CORP MAS TRUST-LSV TRUSTEE(S) 1332 BLUE HILLS AVE BLOOMFIELD CT 06002-5302 UNITED STATES [REDACTED]
2695 KAMAN EMPLOYEES' PENSION PLAN 1332 BLUE HILLS AVE BLOOMFIELD CT 6002 UNITED STATES [REDACTED]
KANGAROO INVESTMENTS, LCC -
2696 CANAL STREET 71 S. WACKER DR., STE. 1900 CHICAGO IL 60606-4637 UNITED STATES [REDACTED]
KANSAS PUBLIC EMPLOYEES
2697 RETIREMENT SYSTEM 611 S. KANSAS AVE., SUITE 100 TOPEKA KS 66603-3803 UNITED STATES [REDACTED]
2698 KAPLEN FOUNDATION C/O WILSON KAPLEN PO BOX 792 TENAFLY NJ 07670-0792 UNITED STATES [REDACTED]
2699 KAREN BABCOCK C/O PHILIP S BABCOCK 1005 E JEFFERSON SEATTLE WA 98122-5335 UNITED STATES [REDACTED]
2700 KAREN RAPKIN PO BOX 19158 BIRMINGHAM AL 35219-9158 UNITED STATES [REDACTED]
2701 KARL PUTNAM 405 VALPLANO DR EL PASO TX 79912 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
2702 KARLIN HOLDINGS LP/EQ INVEST CORP KARLIN ASSET MANAGEMENT 11755 WILSHIRE BLVD, STE 1600 LOS ANGELES CA 90025 UNITED STATES [REDACTED]
C/O DELAWARE CHARTER
GUARANTEE & TRUST COMPANY
2703 KARMA I RODHOLM IRA TRUSTEE 716 ANN STREET BEAUFORT NC 28516 UNITED STATES [REDACTED]
2716 KATHY REX AND THOMAS W HUNDLEY 445 W BRIAR PL, #3 CHICAGO IL 60657-4710 UNITED STATES [REDACTED]
2717 KAY MIKULA 3270 DUTCH MILL CT. OAKTON VA 22124 UNITED STATES [REDACTED]
2728 KENNETH CAHN PO BOX 3 HIGHLAND PARK IL 60035-0003 UNITED STATES [REDACTED]
2729 KENNETH E LACY AND PATRICIA H LACY JTWROS 211 WEST RIDGE DRIVE CANTON GA 30114 UNITED STATES [REDACTED]
KENNETH E PAGE 2001 TRUST UA DTD
2730 11/20/01 C/O KENNETH E. PAGE TTEE 2250 E MAYA PALM DR BOCA RATON FL 33432-7949 UNITED STATES [REDACTED]
2731 KENNETH E PERRY 27 LATHROP RD WELLESLEY MA 2482 UNITED STATES [REDACTED]
2732 KENNETH E. NICHOLS 5543 N. GLENWOOD AVE. CHICAGO IL 60640-1216 UNITED STATES [REDACTED]
WELLS FARGO BANK C/F
2733 KENNETH F MILLER KENNETH F MILLER 552 SAND HILL CIRCLE MENLO PARK CA 94025 UNITED STATES [REDACTED]
2734 KENNETH F PUGLISI 3750 N LAKE SHORE DR APT 10A CHICAGO IL 60613-4233 UNITED STATES [REDACTED]
2735 KENNETH J DEPAOLA 21313 S BOSCHOME CIR KILDEER IL 60047 UNITED STATES [REDACTED]
G OGDEN NUTTING RMN CAPITAL
2736 KENNETH J KUBACKI LP A PARTNERSHIP 801WEST ST., 2ND FL. WILMINGTON DE 19801-1545 UNITED STATES [REDACTED]
2737 KENNETH J. AND VICKI F. DOUGLAS 3260 DEL MONTE DR HOUSTON TX 77019-3218 UNITED STATES [REDACTED]
KENNETH J. VYDRA NO. 101 U/A/D 03- C/O KENNETH J. VYDRA AND/OR
2738 10-2006 CURRENT TRUSTEE(S) 6516 W. HIGHLAND AVE CHICAGO IL 60631-2016 UNITED STATES [REDACTED]
2739 KENNETH L AND RUTH FEIGL 7402 PANACHE WAY BOCA RATON FL 33433 UNITED STATES [REDACTED]
2740 KENNETH M WEIL 133 OCEAN DRIVE WEST STAMFORD CT 6902 UNITED STATES [REDACTED]
2741 KENNETH MARCO 15 BARRY LN. BARDONIA NY 10954 UNITED STATES [REDACTED]
2742 KENNETH PETERSEN 11 WALDRON DRIVE MARTINVILLE NJ 08836-2201 UNITED STATES [REDACTED]
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2761 KING BRUWAERT HOUSE ATTN: INVESTMENT COMMITTEE 6101 COUNTY LINE ROAD BURR RIDGE IL 60521 UNITED STATES [REDACTED]
KIRK F. FLYNN & VIRGINIA O. FLYNN
2762 LIVING TRUST C/O CURRENT TRUSTEE(S) 109 GODSPEED LANE WILLIAMSBURG VA 23185-3171 UNITED STATES [REDACTED]
BANK OF AMERICA CORPORATE
C/O BANK OF AMERICA AND/OR CENTER
2763 KIRK JAMES W TRUST CURRENT TRUSTEE(S) 100 N. TRYON ST CHARLOTTE NC 28255 UNITED STATES [REDACTED]
2764 KIRKPATRICK FARMING RANCHING ROSEANNE E KIRKPATRICK 9641 SPRING VALLEY ROAD MARYSVILLE CA 95901 UNITED STATES [REDACTED]
2765 KIRSTEN GIBBS AND JOHN GIBBS JT TEN 199 CHURCH RD WINNETKA IL 60093-3905 UNITED STATES [REDACTED]
KKP GROUP
2766 KKP HOLDINGS LG CAP TESE ATTN: KENNETH LEHMAN 1603 ORRINGTON AVE STE 1275 EVANSTON IL 60201-5026 UNITED STATES [REDACTED]
2767 KNIGHT CAPITAL MKTS LLC SAMM 545 WASHINGTON BOULEVARD JERSEY CITY NJ 7310 UNITED STATES [REDACTED]
2771 KRISTIN D GRAHN UTMA CA C/O BARBARA J. GRAHN, CUST 1271 BRITTANY CROSS ROAD SANTA ANA CA 92705-3017 UNITED STATES [REDACTED]
2772 KRISTIN LYNN HERTZ 1153 BORDEAUX STREET LIVERMORE CA 94550-5671 UNITED STATES [REDACTED]
2779 KV EXECUTION SERVICES LLC C/O CT CORPORATION SYSTEM 111 EIGHTH AVE. NEW YORK NY 10011 UNITED STATES [REDACTED]
2780 L MANILOW TRUST U/A DTD 2/08/2002 C/O LEWIS MANILOW TRUSTEE 65 E GOETHE STREET APT. 101 CHICAGO IL 60630 UNITED STATES [REDACTED]
2781 L. RICHARD WOLFF 82 SPRING ST METUCHEN NJ 8840 UNITED STATES [REDACTED]
L. WIENER REVOCABLE TRUST U/A/D C/O WILLIAM A. WIENER, LOUISA
2782 07/22/82 M. WIENER TTEE #1 SANDSTONE COURT PARSONS KS 67357-3468 UNITED STATES [REDACTED]
360 EAST SECOND STREET, SUITE
2783 L.A. FIRE & POLICE PENSION 600 LOS ANGELES CA 90012 UNITED STATES [REDACTED]
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2809 LARRY & DIXIE HART LIFETIME TRUST C/O CURRENT TRUSTEE(S) P.O. BOX 1416 BILOXI MS 39533-1416 UNITED STATES [REDACTED]
2810 LARRY AND MARILYN BRAINARD 23632 HIGHWAY 99 STE F301 EDMONDS WA 98026-9211 UNITED STATES [REDACTED]
2811 LARRY J. LIGHT 880 W ARMY RESERVE RD NINEVEH IN 46164-8933 UNITED STATES [REDACTED]
C/O LARRY L BLOOM AND MARY J
LARRY L BLOOM AND MARY J BLOOM BLOOM AND/OR CURRENT
2812 TRUST 11-21-95 TRUSTEE(S) 1991 CANYON CREEK DR AURORA IL 60503-4935 UNITED STATES [REDACTED]
C/O LARRY L BLOOM, MARY J
BLOOM AND/OR CURRENT
2813 LARRY L BLOOM TRUST 11-21-95 TRUSTEE(S) 1991 CANYON CREEK DR AURORA IL 60503 UNITED STATES [REDACTED]
2814 LARRY TOWNSEND CGM IRA ROLLOVER CUSTODIAN 57 SALEM LANE EVANSTON IL 60203-1217 UNITED STATES [REDACTED]
CITIBANK TAX SHELTER A/C/F
2815 LARRY TOWNSEND LARRY TOWNSEND IRR 57 SALEM LN EVANSTON IL 60203 UNITED STATES [REDACTED]
WLD ENTERPRISES INC
401 EAST LAS OLAS BLVD SUITE FORT
2816 LAS EQUITY PARTNERS LP ATTN: ROBERT PUCK 2200 LAUDERDALE FL 33301 UNITED STATES [REDACTED]
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2824 LAURALYN D. MATOS 367 SILVER LANE EAST HARTFORD CT 06118-1027 UNITED STATES [REDACTED]
LAVERGNE MARCUCCI TRUST U/A DTD C/O DENNIS R. MARCUCCI & ARLINGTON
2825 MAY 28 1988 NICOLAS G. MARCUCCI TRUSTEES 1310 S RIDGE AVENUE HEIGHTS IL 50005-3648 UNITED STATES [REDACTED]
1105 LAKEWOOD PARKWAY, SUITE
2826 LAW COMPANIES GROUP, INC. PENS 300 ALPHARETTA GA 30009 UNITED STATES [REDACTED]
2828 LAWRENCE BARNER AND JOAN BARNER JTWROS 337 RHEW ST FAYETTEVILLE NC 28303 UNITED STATES [REDACTED]
LAWRENCE E ARONSON TRUST U/A/D C/O LAWRENCE E. ARONSON
2829 9/8/95 (PILOT PLUS) TRUSTEE 1877 BANBURY INVERNESS IL 60067 UNITED STATES [REDACTED]
2830 LAWRENCE H BURKS 6600 BEACHVIEW DR. NO. 310 RCH PALOS VRD CA 90275-6940 UNITED STATES [REDACTED]
GE PARAGHAM
2840 LBIE CUSTOMER LONG OPTION OMNIBUS ACCOUNT 70 HUDSON STREET, 7TH FLOOR JERSEY CITY NJ 07302-4585 UNITED STATES [REDACTED]
E PARAGHAM
2841 LBIE CUSTOMER SHORT OPTION OMNIBUS ACCOUNT 70 HUDSON ST, 7TH FLOOR JERSEY CITY NJ 07302-4585 UNITED STATES [REDACTED]
ONE BROADGATE
LONDON EC2M 7HA UNITED
2842 LBIE FAO CAPITAL FUND MGMT (2) KINGDOM LONDON EC2M 7HA UNITED KINGDOM [REDACTED]
2843 LBSF 745 7TH AVE, 13TH FL NEW YORK NY 10019-6802 UNITED STATES [REDACTED]
LEHMAN BROTHERS INC
2844 LBSF BASKET 745 7TH AVE, 13TH FL NEW YORK NY 10019-6801 UNITED STATES [REDACTED]
2845 LBSF PHZ 745 7TH AVE, 13TH FL NEW YORK NY 10019-6801 UNITED STATES [REDACTED]
2846 LDI LIMITED C/O LDI MANAGEMENT, INC. 54 MONUMENT CIR., STE. 800 INDIANAPOLIS IN 46204 UNITED STATES [REDACTED]
LEACH, THOMAS AND TRACY LEACH
2847 JTWROS 200 E DELAWARE PL # 4F CHICAGO IL 60611 UNITED STATES [REDACTED]
2848 LEANDRO P RIZZUTO C/O CONAIR 1 CUMMINGS POINT RD STAMFORD CT 06902-7901 UNITED STATES [REDACTED]
2849 LEANNE MCRILL 217 HACKBERRY DR STREAMWOOD IL 60107 UNITED STATES [REDACTED]
LEE ANN VARASCONI LIVING TR U/A C/O LEE ANN VARASONI AND/OR
2850 DTD 02/09/2004 CURRENT TRUSTEE(S) 231 STRATTON BROOK ROAD WEST SIMSBURY CT 06092-2430 UNITED STATES [REDACTED]
2851 LEE CARLISLE GREGORY 163 MASONIC AVENUE SAN FRANCISCO CA 94118-44114 UNITED STATES [REDACTED]
2852 LEE JOY ZEFF 420 WINDING WAY SAN CARLOS CA 94070 UNITED STATES [REDACTED]
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2854 LEE, STEVEN U AND JUNG E LEE JTWROS 430 TOWN PLACE CIR BUFFALO GROVE IL 60089 UNITED STATES [REDACTED]
C/O THE CORPORATION TRUST CORPORATION TRUST CENTER
2855 LEGENT CLEARING LLC COMPANY 1209 ORANGE ST. WILMINGTON DE 19801 UNITED STATES [REDACTED]
2879 LIBERTY HARBOR MASTER FUND I, LP ONE NEW YORK PLAZA, 39TH FL. NEW YORK NY 10004 UNITED STATES [REDACTED]
INVESTMENT DEPT. M/S 19J
2880 LIBERTY MUTUAL INSURANCE CO. ATTN: DON MYERS 175 BERKELEY STREET BOSTON MA 2117 UNITED STATES [REDACTED]
LIBERTY MUTUAL INSURANCE
2881 COMPANY SCOTT D. FITZHENRY 175 BERKELEY ST. BOSTON MA 02117 UNITED STATES [REDACTED]
LIBERTY MUTUAL LIFE INSURANCE
2882 COMPANY 175 BERKELEY STREET BOSTON MA 02117-0140 UNITED STATES [REDACTED]
TAEDTLE 44
2883 LIECHTENSETEIN LANDESBANK AG VADUZ LIECHTENSTEIN 09490 9490 LIECHTENSTEIN [REDACTED]
GRAND CENTRAL STATION, P O
BOX 4541
2884 LIGHTHOUSE FINANCIAL GROUP LLC NEW YORK NY 10163 UNITED STATES [REDACTED]
LIGHTHOUSE FOR THE BLIND, INC. C/O THE NORTHERN TRUST
2885 MASTER RETIREMENT TRUST COMPANY, AS TRUSTEE 50 S. LASALLE STREET CHICAGO IL 60603 UNITED STATES [REDACTED]
2886 LIGHTNING TRADING LLC 440 S LASALLE STE 1646 CHICAGO IL 60605 UNITED STATES [REDACTED]
LILA J. BOUWENS TRUST U/A DTD C/O JOEL G. & LILA J. BOUWENS
2887 6/23/93 AND/OR CURRENT TRUSTEE(S) 1669 HIGH POINTE DRIVE ZEELAND MI 49464 UNITED STATES [REDACTED]
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2892 LINDA E BEAN 1301 NOTTINGHAM RD APT A117 JAMESVILLE NY 13078 UNITED STATES [REDACTED]
2893 LINDA E PEARCE 5636 S COLOROW DR MORRISON CO 80465 UNITED STATES [REDACTED]
2894 LINDA ROBIN CAHN 7824 ADAMS ST DARIEN IL 60561-5070 UNITED STATES [REDACTED]
2895 LINDA SHAW CARPENTER 32 MYSTERY LN CATAUMET MA 02534-0065 UNITED STATES [REDACTED]
LINDA VERBLOW AND CLIVE VERBLOW
2896 TEN BY ENT 3020 MEADOW LANE WESTON FL 33331-3043 UNITED STATES [REDACTED]
2897 LINDY CRAWFORD FMT CO CUST IRA ROLLOVER 485 HARLAND ST MILTON MA 2186 UNITED STATES [REDACTED]
CHARLES SCHWAB & CO INC CUST
2898 LINNET F MYERS IRA ROLLOVER 5414 N PAULINA ST CHICAGO IL 60640 UNITED STATES [REDACTED]
2899 LISA A. HUGHES 6644 N OGALLAH CHICAGO IL 60631-1341 UNITED STATES [REDACTED]
2900 LISA G. HAAS 21 SUNSET ROAD DARIEN CT 06820-3527 UNITED STATES [REDACTED]
2902 LISA PERRY AND BEVERLY PERRY JT TEN 6920 WEBSTER ST DOWNERS GROVE IL 60516-3509 UNITED STATES [REDACTED]
2903 LISL GERSHON 3201 NE 183RD ST # 1205 AVENTURA FL 33160 UNITED STATES [REDACTED]
LISPENARD STREET CREDIT MASTER
2904 FUND C/O DIMAIO AHMAD CAPITAL LLC 245 PARK AVENUE 44TH FLOOR NEW YORK NY 10167 UNITED STATES [REDACTED]
2907 LLOYD FERGUSON CGM IRA ROLLOVER CUSTODIAN 519 HOYT LN WINNETKA IL 60093 UNITED STATES [REDACTED]
2908 LLOYD RICHARD MUSETTI SR PO BOX 926 HALF MOON BAY CA 94019-0926 UNITED STATES [REDACTED]
2914 LOCAL 104 SUPPLEMENTAL PENSION 2390 E. CAMELBACK RD. STE 240 PHOENIX AZ 85016 UNITED STATES [REDACTED]
LOCAL 1102 AMALGAMATED PENSION
2915 FUND 1587 STEWART AVE WESTBURY NY 11590 UNITED STATES [REDACTED]
2916 LOCAL 134 S&P 500 INDEX FUND ONE POST OFFICE SQUARE BOSTON MA 2109 UNITED STATES [REDACTED]
LOCAL GOVERNMENT SUPER 28 MARGARET STREET
2917 ANNUATION SCHEME SYDNEY SYDNEY NSW 2000 AUSTRALIA [REDACTED]
2918 LOCAL UNION #124 IBEW PENSION P.O. BOX 8727 KANSAS CITY MO 64114 UNITED STATES [REDACTED]
LOCALS 302 & 612 OF THE
INTERNATIONAL UNION OF OPERATING
ENGINEERS -EMPLOYERS
CONSTRUCTION INDUSTRY ATTN: MICHAEL PARMELEE WELFARE & PENSION ADMIN. INC.
2919 RETIREMENT TRUST AND/OR CURRENT TRUSTEE(S) P.O. BOX 64203 SEATTLE WA 98124-1203 UNITED STATES [REDACTED]
LMIM CO
6901 ROCKLEDGE DRIVE - 4TH
2920 LOCKHEED MARTIN CORP. ATTN: WILLIAM STAEDELI FLOOR BETHESDA MD 20817 UNITED STATES [REDACTED]
LMIM CO
LOCKHEED MARTIN CORPORATION ATTN: WILLIAM STAEDELI 6901 ROCKLEDGE DRIVE - 4TH
2921 MASTER RETIREMENT TRUST AND/OR CURRENT TRUSTEE(S) FLOOR BETHESDA MD 20817 UNITED STATES [REDACTED]
2922 LOCKWOOD BROTHERS INC. JAMES A. LOCKWOOD, JR. 220 SALTERS CREEK ROAD HAMPTON VA 23669-0564 UNITED STATES [REDACTED]
LODESTONE SOUTH PARTNERSHIP LP
2923 FAMILY LIMITED PARTNERSHIP PO BOX 301 CEDAR GROVE NJ 07009-0301 UNITED STATES [REDACTED]
2924 LOEB ARBITRAGE B FUND LP 61 BROADWAY, SUITE 2450 NEW YORK NY 10006-2835 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
2927 LOEB ARBITRAGE MANAGEMENT LP 61 BROADWAY, SUITE 2450 NEW YORK NY 10006 UNITED STATES [REDACTED]
2928 LOEB OFFSHORE B FUND LTD 61 BROADWAY, SUITE 2450 NEW YORK NY 10006-2701 UNITED STATES [REDACTED]
(A/C OF CORR B/D LOEB
2929 LOEB OFFSHORE FUND LTD PARTNERS) 61 BROADWAY, SUITE 2450 NEW YORK NY 10006-2701 UNITED STATES [REDACTED]
LOIS D KALIEBE TRUST U/A DTD C/O MRS. LOIS D KALIEBE AND/OR
2932 03/05/1993 CURRENT TRUSTEE(S) 1 S 245 SPRING RD., UNIT 2G OAKBROOK TER IL 60181 UNITED STATES [REDACTED]
2933 LOIS MOSS BARNWELL 964 LEONARD WOOD WEST HIGHWOOD IL 60040-2002 UNITED STATES [REDACTED]
2949 LORRAINE AYDINIAN 90-41 219TH STREET QUEENS VILLAGE NY 11428 UNITED STATES [REDACTED]
2955 LOUIS G GILBERT AND RENEE GILBERT 4830 SUGAR MILL RD DALLAS TX 75244-6932 UNITED STATES [REDACTED]
2956 LOUIS ROE TRUST U/A DTD 09/08/87 C/O MR ALAN KOOPERMAN TTEE 1610 LINDEN AVE HIGHLAND PARK IL 60035 UNITED STATES [REDACTED]
LOW JOINT LIVING TRUSTS U/A DTD C/O ZOLA L LOW, JOSEPH T LOW
2960 02/08/1996 AND/OR CURRENT TRUSTEE(S) 20006 S UNGER RD BEAVERCREEK OR 97004 UNITED STATES [REDACTED]
2961 LOWE INTERESTS, L.P. 5151 SAN FELIPE #400 HOUSTON TX 77056 UNITED STATES [REDACTED]
2962 LOWELL ASSOCIATES LTD PTNSHP ATTN: SCOTT E WEISER 2275 HALF DAY RD STE 335 BANNOCKBURN IL 60015-1277 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
2984 LUTHERAN BROTHERHOOD (THRIVENT FIN FOR LUTHERANS) 625 FOURTH AVE SOUTH MINNEAPOLIS MN 55415 UNITED STATES [REDACTED]
2985 LVIP SSGA S&P 500 INDEX FUND 1300 SOUTH CLINTON STREET FORT WAYNE IN 46802 UNITED STATES [REDACTED]
2986 LYLE ROSENZWEIG 26071 OSPREY NEST COURT BONITA SPRINGS FL 34134 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
3023 MAHMOUD SEBGHATI IRA OCEAN HARBOR 4745 ESTERO BLVD APT 1505A FT. MYERS BEACH FL 33931 UNITED STATES [REDACTED]
3024 MAIN STREET AMERICA ASSURANCE CO. ATTN: MR. TOM FRASER 55 WEST STREET KEENE NH 3431 UNITED STATES [REDACTED]
C/O OFI PRIVATE INVESTMENTS,
3025 MAIN STREET SMALL CAP PORTFOLIO INC. 400 W. MONROE ST., STE 401 SPRINGFIELD IL 62704 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
PO BOX N7776
LYFORD CAY, NEW PROVIDENCE
3040 MANDARIN INC MANDARIN INC CAY HOUSE BAHAMAS BAHAMAS [REDACTED]
TR 14 0272881 SEC CONTROL C/O
3041 MANUFACTURERS & TRADERS TRUST CURRENT TRUSTEE(S) PO BOX 1377 BUFFALO NY 14240-1377 UNITED STATES [REDACTED]
MANULIFE (INTERNATIONAL) LIMITED
3042 (BERMUDA) 200 BLOOR STREET EAST TORONTO ON M4W 1E5 CANADA [REDACTED]
ML INVST EX FDS CORP.-MIX US
3043 MANULIFE FINANCIAL CORP LARGE CAP VALUE CLASS 200 BLOOR STREET E. TOWER 3 TORONTO ON M4W 1E5 CANADA [REDACTED]
MANULIFE REINSURANCE (BERMUDA) CANNON'S COURT 22 VICTORIA
3044 LIMITED STREET HAMILTON HM 12, BERMUDA HAMILTON HM 12 BERMUDA [REDACTED]
MANULIFE U.S. EQUITY (ALLIANCE
3045 BERNSTEIN US EQUITY) WATERLOO, ON N2J 4C6 CANADA WATERLOO ON N2J 4C6 CANADA [REDACTED]
200 BLOOR STREET EAST, NORTH
3046 MANULIFE U.S. VALUE EQUITY FUN TOWER 3 TORONTO ON M4W 1E5 CANADA [REDACTED]
MANVILLE PERSONAL INJURY
3047 SETTLEMENT TRUST C/O CURRENT TRUSTEE(S) 4 TRINITY PASS POUND RIDGE NY 10576 UNITED STATES [REDACTED]
3057 MARCUS A ALLEN AND MARY L ALLEN 8011 SUMMERVIEW DR FAYETTEVILLE NY 13066 UNITED STATES [REDACTED]
3058 MARCUS C BUENABENTA UTMA CA C/O JULES GILBERT BUENABENTA 1401 SAINT ALBANS RD SAN MARINO CA 91108 UNITED STATES [REDACTED]
3059 MAREN JESSICA STURM 4 ENSIGN RD NORWALK CT 6853 UNITED STATES [REDACTED]
3060 MAREN STURM NELSON 4 ENSIGN RD NORWALK CT 06853-1705 UNITED STATES [REDACTED]
MARGARET A. PALUCH FAMILY TRUST
3061 U/A DATED 12/17/1976 C/O JOHN D. MARSHALL TRUSTEE 520 N. HICKS ROAD SUITE 120 PALATINE IL 60067 UNITED STATES [REDACTED]
3062 MARGARET DURKIN AND JIM ROCHE 302 WISNER ST PARK RIDGE IL 60068 UNITED STATES [REDACTED]
MARGARET E CARROLL U/A DTD
3063 06/07/2000 C/O MARGARET E CARROLL TTEE 4110 W. 99TH ST. OAK LAWN IL 60453 UNITED STATES [REDACTED]
3064 MARGARET G ARNONE 3200 BEL AIR DRIVE LAS VEGAS NV 89109 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
3077 MARIAN OTIS CHANDLER TRUST NO 2 C/O CURRENT TRUSTEE(S) 350 W COLORADO BLVD, STE 230 PASADENA CA 91105-1855 UNITED STATES [REDACTED]
3078 MARIAN P. JAMES TR/IMA 27 ATLANTIC DR LITTLE COMPTON RI 02837-1404 UNITED STATES [REDACTED]
3079 MARIAN WETTERLING 2320 CENTRAL STREET EVANSTON IL 60201 UNITED STATES [REDACTED]
LONDON SW15 5JU 12 ROEDEAN
JPMORGAN CHASE BK TRAD IRA CRESCENT
3080 MARIANNE R ATTERBURY R/O CUST UNITED KINGDOM (GBR), LONDON UNITED KINGDOM [REDACTED]
MARIE CASPER TRUST U/A DTD C/O MARIE CASPER AND/OR
3081 01/27/97 CURRENT TRUSTEE(S) 11517 S OLD PRAGUE PATH PALOS PARK IL 60464 UNITED STATES [REDACTED]
3088 MARINE CARPENTERS PENSION FUND 6809 N. ARMOUR ST. PORTLAND OR 97203 UNITED STATES [REDACTED]
3095 MARJORIE B. DAVID CGM IRA ROLLOVER CUSTODIAN 1530 S STATE STREET APT 16R CHICAGO IL 60605-2977 UNITED STATES [REDACTED]
800 EAST COLORADO BOULEVARD,
3096 MARJORIE B. PELINO C/O FIRST QUADRANT SUITE 900 PASADENA CA 91101 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
3101 MARK A GRABO U/A DTD 11/11/1998 C/O ALBERT BONDS TTEE 835 SHARON DR WESTLAKE OH 44145-7702 UNITED STATES [REDACTED]
3102 MARK A HUGHES & DANICA F HUGHES 1418 PASQUALITO DR SAN MARINO CA 91108 UNITED STATES [REDACTED]
3103 MARK A. AND DIANE D. JONES 315 DEER CREEK LAKESIDE WAY DEERFIELD BCH FL 33442 UNITED STATES [REDACTED]
MARK ALLEN ITKIN TRUST U/A DTD C/O MARK ALLEN ITKIN AND/OR
3104 03/16/2001 CURRENT TRUSTEE(S) 9240 SWALLOW DR LOS ANGELES CA 90069 UNITED STATES [REDACTED]
MARK C BOE TRUST U/A DTD C/O MARK C BOE AND/OR
3105 07/20/2000 CURRENT TRUSTEE(S) 6752 214TH AVE NE REDMOND WA 98053 UNITED STATES [REDACTED]
3106 MARK C LANDRY 5348 SOUTHERN AVE DALLAS TX 75209-5912 UNITED STATES [REDACTED]
3107 MARK DOMAS PO BOX 41 MONTCLAIR CA 91763 UNITED STATES [REDACTED]
3108 MARK EDWARD ROTHERMEL 1515 S MCDUFF AVE JACKSONVILLE FL 32205-8122 UNITED STATES [REDACTED]
3109 MARK H KURTICH 19737 FALCON RIDGE LN NORTHRIDGE CA 91326 UNITED STATES [REDACTED]
3110 MARK I. SEIDEN 1920 BISHOP ROAD BELMONT CA 94002 UNITED STATES [REDACTED]
3111 MARK M AND JEANNE M REILLY 233 SOUTH SUNSET LA GRANGE IL 60525 UNITED STATES [REDACTED]
3112 MARK METZNER 3 LAKEWOOD DRIVE GLENCOE IL 60022 UNITED STATES [REDACTED]
MARK R. PATTIS REVOCABLE TRUST C/O MARK R. PATTIS AND/OR
3113 UAD 07/30/04 CURRENT TRUSTEE(S) 600 CENTRAL AVE SUITE 205-210 HIGHLAND PARK IL 60035 UNITED STATES [REDACTED]
3114 MARK S. & DONNA C. LIES 4570 FOXTAIL CIRCLE GREENWOOD VLG CO 80121-3942 UNITED STATES [REDACTED]
PACIFIC
3115 MARK STRANAHAN 1090 RAVOLI DR PALISADES CA 90272-3917 UNITED STATES [REDACTED]
MARK W MADIGAN AND STEPHANIE A
3116 MADIGAN 760 FOXDALE WINNETKA IL 60093-1908 UNITED STATES [REDACTED]
WILLIAM W MADIGAN UTMA/IL
3117 MARK W MADIGAN C/F UNTIL AGE 21 1250 LINDENWOOD DR. WINNETKA IL 60093 UNITED STATES [REDACTED]
3118 MARK W MADIGAN C/F EDWARD P MADIGAN UTMA IL 1250 LINDENWOOD DR. WINNETKA IL 60093 UNITED STATES [REDACTED]
MARK W. MADIGAN AND STEPHANIE A.
3119 MADIGAN 1250 LINDENWOOD DR WINNETKA IL 60093 UNITED STATES [REDACTED]
3120 MARKET STREET SECURITIES 1818 MARKET ST PHILADELPHIA PA 19103-3638 UNITED STATES [REDACTED]
NM WEALTH MGMT CO AS
3121 MARLA KRAUSE CUSTODIAN 2234 CHESTNUT AVE WILMETTE IL 60091 UNITED STATES [REDACTED]
MARLA KRAUSE IRA FBO MARLA
KRAUSE NM WEALTH MGMT CO. AS
3122 CUSTODIAN 2234 CHESTNUT AVE. WILMETTE IL 60091-1516 UNITED STATES [REDACTED]
3123 MARLENE F SLADE NFS/FMTC ROLLOVER IRA 1304 CURRIER STREET HAVRE MD 21078 UNITED STATES [REDACTED]
3124 MARLIS J DAWSON AS FCC IRA CUSTODIAN 1938 BEACON RIDGE CT WALNUT CREEK CA 94597-2964 UNITED STATES [REDACTED]
3128 MARSHFIELD CLINIC MASTER TRUST C/O CURRENT TRUSTEE(S) 82 DEVONSHIRE ST BOSTON MA 02109-3614 UNITED STATES [REDACTED]
300 MAIN ST., STE. 401 ST. SIMONS
3129 MARSHWINDS ADVISORY CO C/O EUGENE A. KELLY P.O. 21099 ISLAND GA 31522 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
3138 MARVIN C AND MARGARET M RICKLEFS 34 W 634 COUNTRY CLUB RD WAYNE IL 60184 UNITED STATES [REDACTED]
3147 MARY BEALES SURV C/O MARY K BEALES, KIRK BEALES 24 NORTH TERRACE TIBURON CA 94920-2019 UNITED STATES [REDACTED]
MARY BETH RICHMOND AND JEFFREY S
3148 RICHMOND JTWROS 2107 GLENDALE AVE NORTHBROOK IL 60062 UNITED STATES [REDACTED]
MARY ELLEN BEACH ELA TRUST U/A C/O MARY ELLEN BEACH ELA
3152 DTD 04/24/1997 AND/OR CURRENT TRUSTEE(S) 722 WILDER DR MADISON WI 53704 UNITED STATES [REDACTED]
3153 MARY F BROWN 6 LEDDY LANE PLEASANTVILLE NY 10570 UNITED STATES [REDACTED]
3154 MARY GREEN 311 WOODLEY ROAD WINNETKA IL 60093 UNITED STATES [REDACTED]
3155 MARY H COOPER 3100 N SHERIDAN RD APT 2-C CHICAGO IL 60657 UNITED STATES [REDACTED]
3156 MARY J. COLEMAN TOD BENEFICIARIES ON FILE 109 OCEAN AVE MASSAPEQUA PK NY 11762 UNITED STATES [REDACTED]
3165 MARY MIHELIC IRRA FBO MARY MIHELIC MLPF& S CUST FPO 122 KINCAID DR. LAKE ZURICH IL 60047 UNITED STATES [REDACTED]
3166 MARY NEVILLE HANKEY 3457 MEADOWLAKE LANE HOUSTON TX 77027-4106 UNITED STATES [REDACTED]
3167 MARY O NAFTZGER 1325 EAST 50TH STREET CHICAGO IL 60615 UNITED STATES [REDACTED]
3168 MARY O. NAFTZGER 1325 EAST 50TH STREET CHICAGO IL 60615 UNITED STATES [REDACTED]
C/O MARY O ROSENTHAL,
MARY OWEN ROSENTHAL TR U/A DTD GARNETT COHEN AND/OR
3169 OCTOBER 19, 1999 CURRENT TRUSTEE(S) 1327 W WOLFRAM ST CHICAGO IL 60657-4114 UNITED STATES [REDACTED]
3170 MARY R. FENSTERMAKER CONSULTS - GULF INV MGMT P O BOX 1264 BOERNE TX 78006 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
3177 MASONIC EDUCATION & CHARITY TR C/O CURRENT TRUSTEE(S) 186 TREMONT ST. BOSTON MA 2110 UNITED STATES [REDACTED]
MASONIC FAMILY HEALTH
3178 FOUNDATION 836 WEST WELLINGTON CHICAGO IL 60657 UNITED STATES [REDACTED]
MASSMUTUAL PREMIER BALANCED
3179 FUND 1295 STATE ST. SPRINGFIELD MA 1111 UNITED STATES [REDACTED]
P.O. BOX 71
TMS/ITS SETT A/C FOR HITE ROAD TOWN, TORTOLA VG11 10 BRITISH VIRGIN
3186 MASTER EQUITIES I LTD (CFEV) CRAGMUIR CHAMBERS BRITISH VIRGIN ISLANDS ROAD TOWN ISLANDS [REDACTED]
P.O. BOX 71
TMS/ITS SETT A/C FOR HITE ROAD TOWN, TORTOLA VG11 10 BRITISH VIRGIN
3187 MASTER EQUITIES I LTD (GAP) CRAGMUIR CHAMBERS BRITISH VIRGIN ISLANDS ROAD TOWN ISLANDS [REDACTED]
3188 MASTER INVESTMENT PORTFOLIO NEAL J. ANDREWS 100 BELLEVUE PKWY. WILMINGTON DE 19809 UNITED STATES [REDACTED]
2-11-3 HAMAMATSU-CHO
INVESCO ASSET MANAGEMENT MINATO-KU
3189 MASTER TRUST BANK OF JAPAN, LTD (JAPAN) LTD 45811 TOKYO 105-8579 JAPAN [REDACTED]
SOCIETE GENERALE ASSET 2-11-3 HAMAMATSU-CHO
3190 MASTER TRUST BANK OF JAPAN, LTD MANAGEMENT CO. MINATO-KU TOKYO 105-8579 JAPAN [REDACTED]
MGMT #968364 MITSUBISHI UFJ 2-11-3 HAMAMATSU-CHO
3191 MASTER TRUST BANK OF JAPAN, LTD. ASSET MINATO-KU TOKYO 105-8579 JAPAN [REDACTED]
3192 MATHODAM RANJIT 11359 IRIS AVE LOMA LINDA CA 92354-3308 UNITED STATES [REDACTED]
3193 MATSCO INCORPORATED EQUITY PORTFOLIO PO BOX 970 MARIETTA GA 30061 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
3205 MAXIM FOREIGN EQUITY PORTFOLIO GREAT WEST LIFE ASSURANCE CO TOWER 2 2ND FLOOR ENGLEWOOD CO 80111 UNITED STATES [REDACTED]
GREENWOOD
3206 MAXIM S&P 500® INDEX PORTFOLIO 8515 E. ORCHARD ROAD VILLAGE CO 80111 UNITED STATES [REDACTED]
C/O MITCHELL THOMAS GREENWOOD
3207 MAXIM SERIES FUND, INC. GRENFELL GRAYE, PRESIDENT 8515 EAST ORCHARD ROAD VILLAGE CO 80111 UNITED STATES [REDACTED]
GREENWOOD
3208 MAXIM STOCK INDEX PORTFOLIO 8515 E. ORCHARD ROAD VILLAGE CO 80111 UNITED STATES [REDACTED]
MAXIM T. ROWE PRICE GREENWOOD
3209 EQUITY/INCOME PORTFOLIO 8515 E. ORCHARD ROAD VILLAGE CO 80111 UNITED STATES [REDACTED]
3210 MAY C GOODAN TRUST NO 2 C/O CURRENT TRUSTEE(S) 350 W COLORADO BLVD, STE 230 PASADENA CA 91105-1855 UNITED STATES [REDACTED]
3219 MCGILL U. PENSIONER FUND (MCGILL UNIVERSITY) 688 SHERBROOKE ST W STE 1420 MONTREAL QC H3A3R1 CANADA [REDACTED]
MCGILL UNIVERSITY PENSION PLAN 688 SHERBROOKE STREET WEST,
3220 S&P ENHANCED STE, 1420 MONTREAL QC H3A 3R1 CANADA [REDACTED]
NEW YORK LIFE INVESTMENT
3221 MCM EQUITY INVESTMENT FUND MANAGEMENT LLC. 51 MADISON AVENUE NEW YORK NY 10010 UNITED STATES [REDACTED]
3223 MEA-MESSA-MEA FINANCIAL SERVICES 1350 KENDALE BLVD, PO BOX 2573 EAST LANSING MI 48826 UNITED STATES [REDACTED]
C/O ALVIN G. MEDVIN, DEBORAH RRENT TRUSTEE
3224 MEDVIN FAMILY TRUST U/A/D 02/03/88 R. MEDVIN, 408 LAS LOMAS WAY WALNUT CREEK CA 94598-4229 UNITED STATES [REDACTED]
MEGAN R BOSAU AND ROBERT D ROBERT D BOSAU
3225 BOSAU DESIGNATED BENE PLAN/TOD 380 W BRIDLE LN LAKE FOREST IL 60045 UNITED STATES [REDACTED]
3226 MEGHAN M FLANNERY 85235 OXFORD LN. NAPERVILLE IL 60540 UNITED STATES [REDACTED]
MEL L SHULTZ & BETH JANE SHULTZ TR
3227 DTD 9/5/79 C/O MEL & BETH J SHULTZ TTEES 27 BILTMORE ESTATES PHOENIX AZ 85016 UNITED STATES [REDACTED]
3228 MEL L. AND BETH JANE SHULTZ 27 BILTMORE ESTATES PHOENIX AZ 85016 UNITED STATES [REDACTED]
3232 MELLON CAPITAL MANAGEMENT ALEXANDER HUBERTS, PRESIDENT 50 FREMONT ST., SUITE 3900 SAN FRANCISCO CA 94105 UNITED STATES [REDACTED]
3233 MELLON CAPITAL MANAGEMENT ALEXANDER HUBERTS, PRESIDENT 50 FREMONT ST., SUITE 3900 SAN FRANCISCO CA 94105 UNITED STATES [REDACTED]
3234 MELLON TRANSITION MANAGEMENT 2099 GAITHER ROAD SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
3235 MELVIN GOODMAN 1030 N. STATE STREET, #52 EF&G CHICAGO IL 60610 UNITED STATES [REDACTED]
C/O M SANDMEYER & C
MELVIN W SANDMEYER TRUST DTD SANDMEYER AND/OR CURRENT REHOBOTH
3236 3/31/97 TRUSTEE(S) 42 WEST SIDE DRIVE BEACH DE 19971 UNITED STATES [REDACTED]
MEMORIAL HERMANN HEALTH CARE
3237 SYSTEM PENSION TRUST C/O CURRENT TRUSTEE(S) 9404 SOUTHWEST FREEWAY HOUSTON TX 77074 UNITED STATES [REDACTED]
C/O W JONES CO-TTEE/A
WILLIAMS TR E AND/OR CURRENT
3238 MER ROUGE PROPERTIES, LLC, SERIES A TRUSTEE(S) 3868 PLYMOUTH ROAD PEPPER PIKE OH 44124 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
MERRILL L PUGH REV LIV TRST U/A DTD C/O MERRILL LESTER PUGH
3245 09/16/2003 AND/OR CURRENT TRUSTEE(S) 100 SW 75TH ST STE 205 GAINESVILLE FL 32607 UNITED STATES [REDACTED]
3246 MERRILL LYNCH AND CO., INC. PIA K. THOMPSON 4 WORLD FINANCIAL CENTER NEW YORK NY 10080 UNITED STATES [REDACTED]
3247 MERRILL LYNCH FAO MILLENCO LP OMNI STAT ARB 222 BROADWAY 6TH FLOOR NEW YORK NY 10038-2510 UNITED STATES [REDACTED]
TOCK
ATTN: PATRICIA MOORE
3248 MERRILL LYNCH FINANCIAL MARKET EQUITY FINANCING GROUP 250 VESEY STREET, 18TH FL NEW YORK NY 10080 UNITED STATES [REDACTED]
3257 METHODIST HEALTH SYSTEMS 1211 UNION AVENUE, 6TH FLOOR MEMPHIS TN 38104 UNITED STATES [REDACTED]
3258 METHODIST HEALTHCARE 1211 UNION AVENUE, 6TH FLOOR MEMPHIS TN 38104 UNITED STATES [REDACTED]
3264 METROPOLITAN LIFE INSURANCE CO ATTN: NORA GERENA 1096 AVENUE OF THE AMERICAS NEW YORK NY 10036-3690 UNITED STATES [REDACTED]
METROPOLITAN LIFE INSURANCE
3265 COMPANY C. ROBERT HENEIKSON 27-01 QUEENS PLAZA NORTH LONG ISLAND CITY NY 11101 UNITED STATES [REDACTED]
METROPOLITAN LIFE INSURANCE
3266 COMPANY 27-01 QUEENS PLAZA NORTH LONG ISLAND CITY NY 11101 UNITED STATES [REDACTED]
METROPOLITAN TORONTO PENSION
3267 PLAN 55 JOHN ST., 13TH FL. TORONTO ON M5V 3C6 CANADA [REDACTED]
3268 METROPOLITAN TRANSIT AUTHORITY 1900 MAIN STREET HOUSTON TX 77002 UNITED STATES [REDACTED]
METZNER FAMILY FOUNDATION 1M-
3269 579 C/O MARK J. METZNER 3 LAKEWOOD DR GLENCOE IL 60022-1326 UNITED STATES [REDACTED]
MEYERHOFF FAMILY TRUSTS
3270 CHARITABLE ENTITIES LCV C/O CURRENT TRUSTEE(S) 25 S. CHARLES ST., STE. 2100 BALTIMORE MD 21201 UNITED STATES [REDACTED]
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3271 MF INDEX FUND LLC 485 E HALF DAY RD STE 200 BUFFALO GROVE IL 60089-8806 UNITED STATES [REDACTED]
07078
3272 MFP INVESTORS LLC STUART PISTOL 51 JFK PKWY., 2ND FL. SHORT HILLS NJ UNITED STATES [REDACTED]
3273 MGI FUNDS RICH NUZUM 99 HIGH ST. BOSTON MA 02116 UNITED STATES [REDACTED]
MH PENSION PLAN - 9301 SOUTHWEST FREEWAY,
3274 ALLIANCEBERNSTEIN SUITE 600 HOUSTON TX 77074 UNITED STATES [REDACTED]
3275 MIAMI CORPORATION ATTN: CHRIS LONG 410 N MICHIGAN AVE, STE 590 CHICAGO IL 60611-4220 UNITED STATES [REDACTED]
WEIGAND CENTER
3276 MIAMI OIL PRODUCERS INC RAYMOND C AVANSINO JR 165 W. LIBERTY RENO NV 89501-1955 UNITED STATES [REDACTED]
3290 MICHAEL EIGNER AND LINDA EIGNER JTWROS 5 HUNTING TRAIL ARMONK NY 10504 UNITED STATES [REDACTED]
MICHAEL G. MURPHY AND MARY
3291 THERESE MURPHY 76 PINEHURST CT ROTONDA WEST FL 33947-2013 UNITED STATES [REDACTED]
3292 MICHAEL GLAZER AND LAUREN GLAZER 18 APPLETREE POINT PITTSFIELD MA 01201-9106 UNITED STATES [REDACTED]
3293 MICHAEL H. GRAFF 12345 MARSHFIELD CALUMET PARK IL 60643 UNITED STATES [REDACTED]
3294 MICHAEL HALL CH DE VIGNES 7 PULLY 1009 UNITED STATES [REDACTED]
MICHAEL J DOLAN AND DOROTHY F
3295 DOLAN JT TEN 15 E 69TH ST APT 6C NEW YORK NY 10021 UNITED STATES [REDACTED]
3301 MICHAEL KEISER SPECIAL ACCOUNT 2450 N. LAKEVIEW AVENUE CHICAGO IL 60614-2878 UNITED STATES [REDACTED]
3302 MICHAEL LOEB 91 CENTRAL PARK WEST NEW YORK NY 10023 UNITED STATES [REDACTED]
633 BAYBERRY POINTE DR NW APT
3303 MICHAEL MROCZKOWSKI K GRAND RAPIDS MI 49544-4624 UNITED STATES [REDACTED]
3304 MICHAEL MUSKAL FMT CO CUST IRA ROLLOVER 1091 LINDA GLEN DR PASADENA CA 91105 UNITED STATES [REDACTED]
3307 MICHAEL PLONSKI AND NEDRA PLONSKI 2207 WINDWARD LN NEWPORT BEACH CA 92660-3715 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
3317 MICHIGAN EDUCATION ASSOCIATION 1216 KENDALE ROAD E. LANSING MI 48826 UNITED STATES [REDACTED]
MICHIGAN JUDGES' RETIREMENT
3318 SYSTEM C/O JOHN E. NIXON, DIRECTOR 2501 COOLIDGE ROAD, SUITE 400 EAST LANSING MI 48909 UNITED STATES [REDACTED]
3324 MICHIGAN STATE TREASURY C/O VERNON JOHNSON 2501 COOLIDGE ROAD, SUITE 400 EAST LANSING MI 48823 UNITED STATES [REDACTED]
3325 MICRO TRADING CAPITAL FUND 121 BAGGOT STREET, S5 DUBLIN 2 IRELAND [REDACTED]
3326 MICROSOFT CORPORATION ATTN: JAYNA BUNDY ONE MICROSOFT WAY, BUILDING 8 REDMOND WA 98052 UNITED STATES [REDACTED]
MID CAP VALUE PORTFOLIO, A SERIES
3327 OF SEASONS SERIES TRUST C/O CURRENT TRUSTEE(S) 1 SUNAMERICA CENTER LOS ANGELES CA 90067-6022 UNITED STATES [REDACTED]
3342 MILLENNIUM FUNDING ASSOCIATES LLC 666 FIFTH AVE. NEW YORK NY 10103 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
MORGAN STANLEY/PRIME
BROKER/CN
3348 MILTON PARTNERS LLC FAO MILTON PARTNERS LLC 1221 AVENUE OF THE AMERICAS NEW YORK NY 10020-1001 UNITED STATES [REDACTED]
C/O MERRILL LYNCH TRUST
MINE SCRIBANTE CRUT-SANIBEL COMPANY AS TRUSTEE
3349 CAPITVA ATTN: MATTHEW PATTERSON P.O. BOX 1524 PENNINGTON NJ 8534 UNITED STATES [REDACTED]
BANK OF AMERICA
BANK OF AMERICA CORPORATE
C/O BANK OF AMERICA AND/OR CENTER
3350 MINI TR U/A EDWARD H LINDSAY CURRENT TRUSTEE(S) 100 N. TRYON ST CHARLOTTE NC 28255 UNITED STATES [REDACTED]
11 POBEDA AVENUE
MINISTRY OF FINANCE OF THE 010000 ASTANA
3351 REPUBLIC OF KAZAKHSTAN REPUBLIC OF KAZAKHSTAN ASTANA KAZAKHSTAN [REDACTED]
MINNESOTA LIFE INSURANCE ADVANTUS CAPITAL
3352 COMPANY - SEPARATE ACCOUNT A MANAGEMENT INC. 400 ROBERT STREET NORTH ST. PAUL MN 55101 UNITED STATES [REDACTED]
MINNESOTA LIFE INSURANCE ADVANTUS CAPITAL
3353 COMPANY - SEPARATE ACCOUNT L MANAGEMENT INC. 400 ROBERT STREET NORTH ST. PAUL MN 55101 UNITED STATES [REDACTED]
MINNESOTA POWER MASTER TRUST
3354 SMID C/O CURRENT TRUSTEE(S) 30 WEST SUPERIOR ST. DULUTH MN 55803 UNITED STATES [REDACTED]
MINNESOTA STATE BOARD OF
3355 INVESTMENT HOWARD BICKER 60 EMPIRE DRIVE SUITE 355 SAINT PAUL MN 55103 UNITED STATES [REDACTED]
MINNESOTA STATE BOARD OF
3356 INVESTMENT ATTN: ARTHUR BLAUZDA 55 SHERBURNE AVE., RM. 105 SAINT PAUL MN 55155 UNITED STATES [REDACTED]
C/O JAMES H. ECKHOUSE AND
MINNETTE R. ECKHOUSE TRUST #502 JILL E. BERUBE AND/OR CURRENT
3357 U/W/O TRUSTEE(S) 4222 MURIETTA AVENUE SHERMAN OAKS CA 91423-4225 UNITED STATES [REDACTED]
3358 MIRA LEE TOMEI LORAN 17 HILLCREST DR AURORA IL 60506-9179 UNITED STATES [REDACTED]
3359 MIRIAM A. PAWEL 1091 LINDA GLEN DR PASADENA CA 91105 UNITED STATES [REDACTED]
3360 MIRIAM SUSAN ZACH 1719 NW 23RD AVE APT 2D GAINESVILLE FL 32605-3006 UNITED STATES [REDACTED]
MISSOURI LOCAL GOVERNMENT C/O BRIAN COLLETT, CHIEF
3361 EMPLOYEES RETIREMENT SYS INVESTMENT OFFICER 701 W. MAIN STREET JEFFERSON CITY MO 65109 UNITED STATES [REDACTED]
MITCHELL WOLFSON SR. TRUST U/W C/O SYLVAN MYERS AND/OR
3362 F/B/O GRANDCHILDREN CURRENT TRUSTEE(S) 2530 COLUMBUS BLVD. CORAL GABLES FL 33134-5513 UNITED STATES [REDACTED]
AKERMAN SENTERFITT & EDISON
PA
3363 MITCHELL WOLFSON, SR FOUNDATION ATTN: HENRY H. RAATTAMA, JR. 1 SE 3RD AVE, FL 25 MIAMI FL 33131 UNITED STATES [REDACTED]
3364 MITSUBISHI UFJ 1251 AVENUE OF THE AMERICAS NEW YORK NY 10020 UNITED STATES [REDACTED]
3369 ML EQUITY INDEX TRUST MERRILL LYNCH TRUST COMPANY 101 HUDSON ST # 8 JERSEY CITY NJ 7302 UNITED STATES [REDACTED]
MERRILL LYNCH ASSET
3370 ML INDEX 500 V.I. FUND MANAGEMENT 800 SCUDDERS MILL ROAD PLAINSBORO NJ 08536-1606 UNITED STATES [REDACTED]
ML LARGE CAPITALIZATION IN MERRILL
3371 LYNCH TRUST COMPANY ATTN: DAVE BERNAL 101 HUDSON ST # 8 JERSEY CITY NJ 7302 UNITED STATES [REDACTED]
ML STERN & CO. LLC & SOUTHWEST C/O THE CORPORATION TRUST CORPORATION TRUST CENTER
3372 SECURITIES GROUP COMPANY 1209 ORANGE ST. WILMINGTON DE 19801 UNITED STATES [REDACTED]
3373 MLC INVESTMENTS L.L.C. 5322 KELSEY RD. DALLAS TX 75229 UNITED STATES [REDACTED]
3374 MMA PRAXIS VALUE INDEX FUND [REDACTED]
3375 MML BLEND FUND 1295 STATE STREET SPRINGFIELD MA 1111 UNITED STATES [REDACTED]
MML ENHANCED INDEX CORE EQUITY
3376 FUND 1295 STATE STREET SPRINGFIELD MA 1111 UNITED STATES [REDACTED]
3377 MML EQUITY INCOME FUND 1295 STATE STREET SPRINGFIELD MA 1111 UNITED STATES [REDACTED]
3378 MML EQUITY INDEX FUND 1295 STATE STREET SPRINGFIELD MA 1111 UNITED STATES [REDACTED]
3379 MML SMALL CAP EQUITY FUND 1295 STATE STREET SPRINGFIELD MA 1111 UNITED STATES [REDACTED]
3380 MNS, LTD. ATTN: PAUL KOSASA, PRESIDENT 766 POHUKAINA STREET HONOLULU HI 96813-5391 UNITED STATES [REDACTED]
MOC CHANDLER TR NO 1 UTA DTD
3381 6/16/35 C/O CURRENT TRUSTEE(S) 350 W COLORADO BLVD, STE 230 PASADENA CA 91105-1855 UNITED STATES [REDACTED]
LEHMAN BROTHERS INC.
3382 MOGAVERO/FELTY JV - TMS 745 7TH AVE. NEW YORK NY 10019-6801 UNITED STATES [REDACTED]
3383 MONICA K. HINMAN 9231 SOUTH 86TH COURT HICKORY HILLS IL 60457-1705 UNITED STATES [REDACTED]
3384 MONSMA, DURHAM J AND ROBBIE E MONSMA JTWROS 38 CAMPBELL DR STAMFORD CT 6903 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
3385 MONSMA, DURHAM J AND ROBBIE E MONSMA JTWROS 38 CAMPBELL DR STAMFORD CT 6903 UNITED STATES [REDACTED]
3386 MONTAGUE HACKETT 550 PARK AVE. NEW YORK NY 10065 UNITED STATES [REDACTED]
3387 MONTANA BOARD OF INVESTMENTS ATTN: CARROLL SOUTH 2401 COLONIAL DRIVE, 3RD FL HELENA MT 59601 UNITED STATES [REDACTED]
3388 MONTEAGLE FUNDS PAUL B. ORDONIO 209 TENTH AVE. S., STE. 332 NASHVILLE TN 37203 UNITED STATES [REDACTED]
3389 MONTEAGLE VALUE FUNDS 209 10TH AVE, SUITE 332 NASHVILLE TN 37203 UNITED STATES [REDACTED]
94 PITTS BAY ROAD
MONTPELIER REINSURANCE HOLDINGS, PEMBROKE HM 08
3390 LTD. ATTN: MR. CHRIS JACKSON BERMUDA PEMBROKE HM 08 BERMUDA [REDACTED]
8 PAR-LA-VILLE RD
PEMBROKE HM HX
3391 MONTPELIER REINSURANCE LTD MINTFLOWER PL BERMUDA PEMBROKE HM HX BERMUDA [REDACTED]
3392 MONUMENTAL LIFE INSURANCE CO TEAMSTERS SEPARATE ACCOUNT 2050 CENTURY PARK EAST STE 330 LOS ANGELES CA 90067-3105 UNITED STATES [REDACTED]
THE CORPORATION TRUST CORPORATION TRUST CENTER
3393 MORGAN KEEGAN & CO. COMPANY 1209 ORANGE ST. WILMINGTON DE 19801 UNITED STATES [REDACTED]
MORGAN STANLEY INVESTMENT
GROUP INC.
3394 MORGAN STANLEY EVAN S. LEDERMAN 767 FIFTH AVE. NEW YORK NY 10153 UNITED STATES [REDACTED]
3395 MORGAN STANLEY ONE PIERPONT PLAZA BROOKLYN NY 11201 UNITED STATES [REDACTED]
3396 MORGAN STANLEY & CO 230 PLAZA THREE, 4TH FL JERSEY CITY NJ 7311 UNITED STATES [REDACTED]
ONE CANADA SQUARE
MORGAN STANLEY & CO F/K/A MORGAN STANLEY & CO. LONDON E14 5AL
3397 INTERNATIONAL, INC. INTERNATIONAL, LTD. UNITED KINGDOM LONDON E14 5AL UNITED KINGDOM [REDACTED]
MORGAN STANLEY & CO. INC. F/A/O
3398 CNH MASTER ACCT LP AQR CAPITAL MANAGEMENT ONE NEW YORK PLAZA NEW YORK NY 10004-1901 UNITED STATES [REDACTED]
MORGAN STANLEY & CO. INC. F/A/O
3399 TWIN SECURITIES ONE NEW YORK PLAZA NEW YORK NY 10004-1901 UNITED STATES [REDACTED]
MORGAN STANLEY & CO. C/O THE CORPORATION TRUST CORPORATION TRUST CENTER
3400 INCORPORATED COMPANY 1209 ORANGE ST. WILMINGTON DE 19801 UNITED STATES [REDACTED]
MORGAN STANLEY & CO.
INTERNATIONAL PLC F/K/A MORGAN
STANLEY & CO. INTERNATIONAL 20 BANK STREET
3401 LIMITED CANARY WHARF LONDON E14 4AD UNITED KINGDOM [REDACTED]
MORGAN STANLEY & CO.
INTERNATIONAL PLC F/K/A MORGAN
STANLEY & CO. INTERNATIONAL
3402 LIMITED 1585 BROADWAY NEW YORK NY 10036 UNITED STATES [REDACTED]
MORGAN STANLEY & CO. LLC 0201
3403 STOCK OPTIONS 1221 SIXTH AVENUE NEW YORK NY 10020-1001 UNITED STATES [REDACTED]
MORGAN STANLEY & CO. LLC MSCS VA
3404 SWAP HEDGE 1221 SIXTH AVENUE NEW YORK NY 10020-1001 UNITED STATES [REDACTED]
MORGAN STANLEY PRIME INCOME FRANCIS SMITH AND/OR
3405 TRUST CURRENT TRUSTEE(S) 522 FIFTH AVE. NEW YORK NY 10036 UNITED STATES [REDACTED]
MORGAN STANLEY INVESTMENT
ADVISORS INC.
3406 MORGAN STANLEY S P 500 INDEX FUND RANDY TAKIAN 522 FIFTH AVE. NEW YORK NY 10036 UNITED STATES [REDACTED]
MORGAN STANLEY S&P 500 INDEX
3407 FUND RANDY TAKIAN 522 FIFTH AVE. NEW YORK NY 10036 UNITED STATES [REDACTED]
MORGAN STANLEY INVESTMENT
MORGAN STANLEY S&P 500 INDEX ADVISORS INC.
3408 FUND STEFANIE V. CHANG YU, ESQ. 522 FIFTH AVE. NEW YORK NY 10036 UNITED STATES [REDACTED]
MORGAN STANLEY INVESTMENT
MORGAN STANLEY SELECT ADVISORS INC.
3409 DIMENSIONS INVESTMENT SERIES RANDY TAKIAN 522 FIFTH AVE. NEW YORK NY 10036 UNITED STATES [REDACTED]
C/O THE CORPORATION TRUST CORPORATION TRUST CENTER
3410 MORGAN STANLEY SMITH BARNEY LLC COMPANY 1209 ORANGE ST. WILMINGTON DE 19801 UNITED STATES [REDACTED]
MORGAN STANLEY INVESTMENT
MORGAN STANLEY TOTAL MARKET ADVISORS INC.
3411 INDEX FUND STEFANIE V. CHANG YU, ESQ. 522 FIFTH AVE. NEW YORK NY 10036 UNITED STATES [REDACTED]
MORGAN STANLEY INVESTMENT
MORGAN STANLEY VARIABLE ADVISORS INC.
3412 INVESTMENT SERIES RANDY TAKIAN 522 FIFTH AVE. NEW YORK NY 10036 UNITED STATES [REDACTED]
3413 MORRIS R EDDY III 8516 PINE AVE GARY IN 46403-1437 UNITED STATES [REDACTED]
C/O MORTON FIEDLER, SHERMA
MORTON FIEDLER & SHERMA FIEDLER FIEDLER AND/OR CURRENT
3414 TRUST U/A DTD 10/14/94 TRUSTEE(S) 8095 BURLINGTON CT LAKE WORTH FL 33467 UNITED STATES [REDACTED]
MORTON GOLDFINE & ADRIENNE M.
3415 GOLDFINE 1418 N LAKE SHORE DR APT 12 CHICAGO IL 60610-1642 UNITED STATES [REDACTED]
MOUNT ARARAT CEMETARY GENERAL
3416 ACCOUNT PO BOX 355 FARMINGDALE NY 11735-0355 UNITED STATES [REDACTED]
PERMANENT MAINTENANCE
3417 MOUNT ARARAT CEMETARY INC FUND PO BOX 355 FARMINGDALE NY 11735-0355 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
3421 MS S&P 500 INDEX FUND 1221 AVENUE OF THE AMERICAS NEW YORK NY 10020 UNITED STATES [REDACTED]
3422 MS SELECT-VALUE ADDED MARKET 1221 AVENUE OF THE AMERICAS NEW YORK NY 10020 UNITED STATES [REDACTED]
3423 MS TOTAL MARKET INDEX FUND 1221 AVENUE OF THE AMERICAS NEW YORK NY 10020 UNITED STATES [REDACTED]
3424 MS VALUE ADDED MARKET SERIES 1221 AVENUE OF THE AMERICAS NEW YORK NY 10020 UNITED STATES [REDACTED]
3425 MTA NON-UNION PENSION PLAN & T 1900 MAIN STREET HOUSTON TX 77002 UNITED STATES [REDACTED]
3426 MTB EQUITY INDEX FUND [REDACTED]
MULT-STRATEGY, GREENOCK MASTER
3427 FUND LTD 1450 BROADWAY, 28TH FLOOR NEW YORK NY 10018-2228 UNITED STATES [REDACTED]
3428 MUNDER INDEX 500 FUND MUNDER CAPITAL MANAGEMENT 480 PIERCE STREET BIRMINGHAM MI 48009 UNITED STATES [REDACTED]
7722 OFFICE PARK BOULEVARD,
3429 MUNI POLICE EMP RET SYS SUITE 501 BATON ROUGE LA 70809 UNITED STATES [REDACTED]
MUNICIPAL EMPLOYEES' ANNUITY AND ATTN: TERRANCE STEFANSKI,
3430 BENEFIT FUND OF CHICAGO EXECUTIVE DIRECTOR 221 N. LASALLE ST., SUITE 500 CHICAGO. IL 60601 UNITED STATES [REDACTED]
MUNICIPAL FIRE AND POLICE WEST DES
3431 RETIREMENT SYSTEM OF IOWA 7155 LAKE DRIVE SUITE 201 MOINES IA 50266 UNITED STATES [REDACTED]
3432 MUNICIPALITY OF ANCHORAGE TRUST C/O CURRENT TRUSTEE(S) 632 WEST SOXTH AVE., STE. 810 ANCHORAGE AK 99501 UNITED STATES [REDACTED]
3433 MURIEL HYMAN 35 BAYSIDE DRIVE GREAT NECK NY 11023 UNITED STATES [REDACTED]
3434 MURIEL LEWIS C/O RONNA ISSACS STOHLMAN 950-H N. CLARK STREET CHICAGO IL 60610 UNITED STATES [REDACTED]
3435 MURIEL S HARRIS 130 GRANDVIEW LN W LAFAYETTE IN 47906 UNITED STATES [REDACTED]
C/O RONNA ISAACS STOLMAN
3436 MURIEL W LEWIS TRUST C/O CURRENT TRUSTEE(S) 950 N CLARK ST UNIT H CHICAGO IL 60610-8702 UNITED STATES [REDACTED]
MURIEL Z PFAELZER-SP91 U/A DTD
3437 02/03/1993 C/O MURIEL Z PFAELZER TTEE 12 AUGUSTA DR NEWARK DE 19713 UNITED STATES [REDACTED]
MUSEUM OF FINE ARTS EQUITY
3438 ACCOUNT 255 BEACH DR NE ST PETERSBURG FL 33701-3498 UNITED STATES [REDACTED]
3439 MUSHIN TRADING LLC #2 5514 LAKE RIVER LANE BOISE ID 83703 UNITED STATES [REDACTED]
MUSIL, RUTHELLYN,AS A TRUSTEE OF
THE TRUST BY RUTHELLYN MUSIL
3440 TRUST U/A DTD 07/27/2001 179 E LAKE SHORE DR CHICAGO IL 60611-1340 UNITED STATES [REDACTED]
MUTUAL OF AMER LIFE INS CO A/C
3441 ALLAMERICA INDEX MACM 12 320 PARK AVENUE NEW YORK NY 10022-6815 UNITED STATES [REDACTED]
MUTUAL OF AMERICA CAPITAL
3442 MANAGEMENT CORPORATION AMIR LEAR 320 PARK AVE. NEW YORK NY 10022 UNITED STATES [REDACTED]
MUTUAL OF AMERICA CAPITAL
3443 MANAGEMENT CORPORATION 320 PARK AVENUE NEW YORK NY 10022 UNITED STATES [REDACTED]
MUTUAL OF AMERICA INSTITUTIONAL
3444 FUNDS, INC. GEORGE L. MEDLIN 320 PARK AVE. NEW YORK NY 10022 UNITED STATES [REDACTED]
MUTUAL OF AMERICA INSTITUTIONAL
3445 FUNDS, INC. 320 PARK AVENUE NEW YORK NY 10022 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
3458 NANCY B. HEINZ C/O ARTHUR P. HEINZ, TRUSTEE 2001 PLYMOUTH LN. NORTHBROOK IL 60062-6063 UNITED STATES [REDACTED]
3459 NANCY CROSSMAN 1209 N ASTOR ST APT 6S CHICAGO IL 60610-2655 UNITED STATES [REDACTED]
3460 NANCY D. RAMAGE 9720 SAVAGE DOWNEY CA 90240 UNITED STATES [REDACTED]
3461 NANCY FAY JOHNSON 2723 OCEAN STREET CARLSBAD CA 92008 UNITED STATES [REDACTED]
3462 NANCY G. LEZETTE 144 LOOMIS RD CHATHAM NY 12037 UNITED STATES [REDACTED]
NANCY H FEE TRUST U/A DTD C/O NANCY H FEE AND/OR
3463 05/15/1998 CURRENT TRUSTEE(S) 1105 GREENWICH ST SAN FRANCISCO CA 94109 UNITED STATES [REDACTED]
3464 NANCY M WEBER 1551 PHILIP DRIVE HEALDSBURG CA 95448 UNITED STATES [REDACTED]
3472 NATHAN B SANDLER CGM IRA CUSTODIAN 201 SOUTH BURLINGAME AVENUE LOS ANGELES CA 90049 UNITED STATES [REDACTED]
3476 NATIONAL BANK OF KAZAKHSTAN ATTN: MR. BATYRBEK ALZHANOV 21 KOKTEM-3 480090 ALMATY KAZAKHSTAN [REDACTED]
3480 NATIONAL ELECTRICAL BENEFIT FUND ATTN: TERRANCE MOLOZNIK TH STREET N.W. WASHINGTON DC 20001 UNITED STATES [REDACTED]
NATIONAL ELECTRICAL BENEFIT FUND
3481 TRUST C/O CURRENT TRUSTEE(S) 2400 RESEARCH BLVD, SUITE 500 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
3484 NATIONAL GEOGRAPHIC SOCIETY, MCV 1145 17TH ST, NW WASHINGTON DC 20036 UNITED STATES [REDACTED]
N: TOM FRAZIER
3485 NATIONAL GRANGE MUTUAL MAIN STREET AMERICA 55 WEST ST KEENE NH 3431 UNITED STATES [REDACTED]
NATIONAL PENSIONS RESERVE FUND GRAND CANAL ST DUBLIN 2
3486 COMMISSION TREASURY BUILDING IRELAND DUBLIN IRELAND [REDACTED]
ATTN: GRACE RESSLER OR
NATIONAL RAILROAD RETIREMENT CATHERINE LYNCH AND/OR
3487 INVESTMENT TRUST CURRENT TRUSTEE(S) 1250 EYE STREET, N.W., SUITE 500 WASHINGTON DC 20005-5930 UNITED STATES [REDACTED]
NATIONAL ROOFING INDUSTRY
3488 PENSION FUND 1600 L STREET, NW, STE 800 WASHINGTON DC 20036 UNITED STATES [REDACTED]
1000 CONTINENTAL DRIVE, SUITE
3489 NATIONWIDE FUNDS 400 KING OF PRUSSIA PA 19406 UNITED STATES [REDACTED]
C/O NEAL R. TROUM
STRADLEY RONON STEVENS &
YOUNG, LLP
3490 NATIONWIDE S&P 500 INDEX FUND 30 VALLEY STREAM PARKWAY MALVERN PA 19355-1481 UNITED STATES [REDACTED]
3491 NATIXIS BLEICHROEDER LLC 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105 UNITED STATES [REDACTED]
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A TO 4TH AMENDED COMPLAINT
3498 NECA IBEW PENSION LSV US EQ NECA ATTN: TIM WENTHE 2120 HUBBARD AVE DECATUR IL 62526-2871 UNITED STATES [REDACTED]
3499 NECA-IBEW LOCAL UNION NO. 35 P 208 MURPHY RD. HARTFORD CT 6114 UNITED STATES [REDACTED]
3500 NECA-IBEW PENSION TRUST FUND C/O CURRENT TRUSTEE(S) 2120 HUBBARD AVENUE DECATUR IL 62526 UNITED STATES [REDACTED]
ATTN: AARON J. LYTLE
3501 NECKAR HOLDINGS LLC LEXIS DOCUMENT SERVICES INC. 1750 GRANDSTAND PL. ELGIN IL 60123-4900 UNITED STATES [REDACTED]
14 RUE AUBER
75009 PARIS
3502 NEFF ALTERNATIVE MANAGEMENTS TMS/ITS SETT A/C FOR COOPER FRANCE PARIS 75009 FRANCE [REDACTED]
JPMORGAN CHASE GIS 1 CHASESIDE 462B
SECURITIES LENDING BOURNEMOUTH BH77DA
3503 NEIL HARKINS UNITED KINGDOM (GBR), BOURNEMOUTH UNITED KINGDOM [REDACTED]
3504 NEIL J. ROWE & CAROL S. ROWE 3913 RFD LONG GROVE IL 60047-7920 UNITED STATES [REDACTED]
3517 NEW JERSEY HEALTH FOUNDATION ONE WORLDS FAIR DRIVE STE 200 SOMERSET NJ 8873 UNITED STATES [REDACTED]
3518 NEW JERSEY PHYSICIANS LLC C/O DR. HAROLD JAWETZ 540 BROADWAY PASSAIC NJ 07055-1956 UNITED STATES [REDACTED]
NEW JERSEY TRANSIT - MTA
3519 ALLOCATION ONE PENN PLAZA E NEWARK NJ 07105-2246 UNITED STATES [REDACTED]
NEW JERSEY TRANSIT CORPORATION
3520 LCV 180 BOYDEN AVE MAPLEWOOD NJ 7040 UNITED STATES [REDACTED]
TRUST LEGAL COUNSEL EP-MN-
WS4L
3521 NEW LIFE INTERNATIONAL TRUST C/O US BANK AS TRUSTEE 60 LIVINGSTON AVE ST PAUL MN 55107 UNITED STATES [REDACTED]
NEW MEXICO EDUCATIONAL
3522 RETIREMENT BOARD SELMA A. ARNOLD 701 CAMINO DE LOS MARQUEZ SANTA FE NM 87501 UNITED STATES [REDACTED]
NEW MEXICO EDUCATIONAL
3523 RETIREMENT BOARD ATTN: BOB JACKSHA 6201 UPTOWN BLVD. NE ALBUQUERQUE NM 87110 UNITED STATES [REDACTED]
NEW MEXICO STATE INVESTMENT
3524 COUNCIL ATTN: CYNDY LYNCH 41 PLAZA LA PRENSA SANTA FE NM 87507 UNITED STATES [REDACTED]
NEW YORK CITY BOARD OF EDUCATION
3525 RETIREMENT SYSTEM 65 COURT STREET, 16TH FLOOR BROOKLYN NY 11201 UNITED STATES [REDACTED]
NEW YORK CITY DEFERRED
3526 COMPENSATION PLAN 40 RECTOR STREET, 3RD FLOOR NEW YORK NY 10006 UNITED STATES [REDACTED]
3528 NEW YORK CITY FIRE PENSION FUND 1 CENTRE STREET NEW YORK NY 10007 UNITED STATES [REDACTED]
NEW YORK CITY FIREFIGHTERS'
3529 VARIABLE SUPPLEMENTS FUND 1 CENTRE STREET NEW YORK NY 10007 UNITED STATES [REDACTED]
3531 NEW YORK CITY POLICE PENSION FUND 1 CENTRE STREET NEW YORK NY 10007 UNITED STATES [REDACTED]
NEW YORK CITY TEACHERS 1 CENTRE STREET, MUNICIPAL
3532 RETIREMENT FUND BUILDING NEW YORK NY 10007 UNITED STATES [REDACTED]
3533 NEW YORK LIFE INSURANCE CO. 51 MADISON AVENUE, ROOM 209 NEW YORK NY 10010 UNITED STATES [REDACTED]
NEW YORK PROVINCE OF THE SOCIETY
3534 OF JESUS 39 EAST 83RD STREET NEW YORK NY 10028 UNITED STATES [REDACTED]
NEW YORK STATE COMMON ESOB, 6TH FLOOR
3535 RETIREMENT FUND OFFICE OF THE COMPTROLLER ALBANY NY 12236 UNITED STATES [REDACTED]
3536 NEW YORK STATE INSURANCE FUND 199 CHURCH ST NEW YORK NY 10007 UNITED STATES [REDACTED]
NEW YORK STATE TEACHERS RET
3537 SYSTEM (NYSTRS) ATTN: DAN BARZOWSKAS 10 CORPORATE WOODS DRIVE ALBANY NY 12211-2395 UNITED STATES [REDACTED]
NEWEDGE USA, LLC THE CORPORATION TRUST CORPORATION TRUST CENTER
3538 EQUITY CLEARING DIVISION COMPANY 1209 ORANGE ST. WILMINGTON DE 19801 UNITED STATES [REDACTED]
3539 NGM INSURANCE COMPANY ATTN: MR. TOM FRASER 5 WEST STREET KEENE NH 3431 UNITED STATES [REDACTED]
3550 NIELSEN SUPERANNUATION PTY LTD 97 VICTORIA AVE DALKEITH 600 AUSTRALIA [REDACTED]
3551 NINTH STREET PARTNERS LTD. P.O. BOX 770249 WINTER GARDENS FL 34777-0249 UNITED STATES [REDACTED]
3552 NISSWA MASTER FUND LTD PINE RIVER CAPITAL MGMT 601 CARLSON PKWY STE 330 MINNETONKA MN 55305 UNITED STATES [REDACTED]
NJ TRANSIT AMALGAMATED TRANSIT
3553 UNION LCV 180 BOYDEN AVE MAPLEWOOD NJ 7040 UNITED STATES [REDACTED]
NOEL CAROLINE MCKISSICK TRUST C/O NOEL CAROLINE MCKISSICK
3554 UNDER AGREEMENT DTD 3/3/98 TTEE 3471 LAKEBAY RD. VASS NC 28394-9509 UNITED STATES [REDACTED]
3555 NOMURA INTERNATIONAL TRUST CO. 25 CORPORATE PLACE SOUTH PISCATAWAY NJ 8854 UNITED STATES [REDACTED]
URBAN NET OTEMACHI BUILDING
NOMURA RAFI INTERNATIONAL EQUITY NOMURA TRUST & BANKING CO 19F
3556 FUND LTD. 2-2-2 OTEMACHI CHIYODA-KU TOKYO 100-0004 JAPAN [REDACTED]
THE CORPORATION TRUST
3557 NOMURA SECURITIES INTERNATIONAL COMPANY 1633 BROADWAY NEW YORK NY 10019 UNITED STATES [REDACTED]
3563 NORDEA BANK SWEDEN AB (PUBL) SMALANDSGATAN 15 STOCKHOLM SWEDEN SE-105 71 STOCKHOLM SE-105 71 SWEDEN [REDACTED]
NORGES BANK INVESTMENT BANKPLASSEN
3564 MANAGEMENT NICLAS A. WINTERSTORM 2 SENTRUM OSLO 00107 NORWAY [REDACTED]
NORGES BANK INVESTMENT BANKPLASSEN
3565 MANAGEMENT A/C NBIM GS GLB INDEX 2 SENTRUM OSLO 7 NORWAY [REDACTED]
3566 NORMA B. WEBB P.O. BOX 187 LURAY VA 22835 UNITED STATES [REDACTED]
3567 NORMA JEAN AUTRY 4507 16TH ST N ARLINGTON VA 22207 UNITED STATES [REDACTED]
3568 NORMA R PANE 2057 63RD ST BROOKLYN NY 11204 UNITED STATES [REDACTED]
3572 NORMANDY HILL MASTER FUND LP 150 EAST 52ND ST 10TH FL NEW YORK NY 10022 UNITED STATES [REDACTED]
NORTEL NETWORKS RETIREMENT C/O DANIEL RAY AND/OR
3573 INCOME PLAN TRUST CURRENT TRUSTEE(S) 220 ATHENS WAY NASHVILLE TN 37228 UNITED STATES [REDACTED]
3574 NORTH CAROLINA S&P 500 325 NORTH SALISBURY STREET RALEIGH NC 27603 UNITED STATES [REDACTED]
3575 NORTH CENTRAL STATES REGIONAL 5238 MILLER TRUNK HIGHWAY HERMANTOWN MN 55811 UNITED STATES [REDACTED]
NORTH DAKOTA STATE INVESTMENT
3576 BOARD ATTN: CONNIE FLANAGAN PO BOX 7100 BISMARCK ND 58507 UNITED STATES [REDACTED]
NORTH DAKOTA STATE INVESTMENT
3577 BOARD INS. TRUST C/O CURRENT TRUSTEE(S) PO BOX 7100 BISMARCK ND 58507 UNITED STATES [REDACTED]
3580 NORTHEAST MEDICAL CENTER INVES 920 CHURCH STREET CONCORD NC 28025 UNITED STATES [REDACTED]
NORTHERN ASSURANCE CO. OF ATTN: MR. BRAD RICH GENERAL ONEBEACON INSURANCE CO.
3581 AMERICA COUNSEL ONE BEACON LANE CANTON MA 2021 UNITED STATES [REDACTED]
NORTHERN FUNDS - ENHANCED LARGE ATTN: ERIC SCHWEITZER, SR. VICE
3582 CAP FUND PRESIDENT 50 SOUTH LASALLE ST. CHICAGO IL 60603 UNITED STATES [REDACTED]
ATTN: MR. ROBERT NIKSA,
3583 NORTHERN ILLINOIS BENEFIT FUNDS ADMINISTRATIVE MANAGER 1295 BUTTERFIELD ROAD AURORA IL 60502 UNITED STATES [REDACTED]
NORTHERN INSTITUTIONAL FUND ATTN: ERIC SCHWEITZER, SR. VICE
3584 EQUITY INDEX PORTFOLIO PRESIDENT 50 SOUTH LASALLE ST. CHICAGO IL 60603 UNITED STATES [REDACTED]
ATTN: ERIC SCHWEITZER, SR. VICE
3585 NORTHERN LARGE CAP VALUE FUND PRESIDENT 50 SOUTH LASALLE ST. CHICAGO IL 60603 UNITED STATES [REDACTED]
NORTHERN MULTI MANAGER MID CAP THE NORTHERN TRUST COMPANY
3586 FUND OF CONNECTICUT 300 ATLANTIC STREET, STE 400 STAMFORD CT 6901 UNITED STATES [REDACTED]
ATTN: ERIC SCHWEITZER, SR. VICE
3587 NORTHERN STOCK INDEX FUND PRESIDENT 50 SOUTH LASALLE ST. CHICAGO IL 60603 UNITED STATES [REDACTED]
THE NORTHERN TRUST COMPANY
3588 NORTHERN TRUST CC AFGT MCV OF CONNECTICUT 300 ATLANTIC STREET, STE 400 STAMFORD CT 6901 UNITED STATES [REDACTED]
THE NORTHERN TRUST COMPANY
3589 NORTHERN TRUST CC EBT MCV OF CONNECTICUT 300 ATLANTIC STREET, STE 400 STAMFORD CT 6901 UNITED STATES [REDACTED]
3590 NORTHERN TRUST COMPANY 50 SOUTH LASALLE ST. CHICAGO IL 60675 UNITED STATES [REDACTED]
NORTHERN TRUST COMPANY PENSION
3591 TRUST C/O KIM SOPPI 50 SOUTH LASALLE ST. CHICAGO IL 60603 UNITED STATES [REDACTED]
3592 NORTHERN TRUST CORPORATION ORIE L. DUDLEY 50 S. LASALLE ST. CHICAGO IL 60603 UNITED STATES [REDACTED]
3593 NORTHERN TRUST CORPORATION 50 S. LASALLE ST. CHICAGO IL 60603-1006 UNITED STATES [REDACTED]
3594 NORTHERN TRUST INVESTMENTS 181 WEST MADISON CHICAGO IL 60675 UNITED STATES [REDACTED]
NTGI-QM COMMON DAILY S&P 500 ATTN: ERIC SCHWEITZER, SR. VICE
3633 EQUITY INDEX FUND - LENDING PRESIDENT 50 SOUTH LASALLE ST. CHICAGO IL 60603 UNITED STATES [REDACTED]
3645 NYC EMPLOYEES RETIREMENT SYSTEM NYC RETIREMENT SYSTEM 1 CENTRE STREET NEW YORK NY 10007 UNITED STATES [REDACTED]
O.C. SMITH & P.L. PIERCE JOINT REV C/O PATRICIA L. PIERCE AND/OR
3658 LIVING TRUST DTD 7/18/2005 CURRENT TRUSTEE(S) P.O. BOX 11 MENASHA WI 54952-0011 UNITED STATES [REDACTED]
3659 ODDO & CIE AS SUCCESSOR TO NY 10022 UNITED STATES [REDACTED]
OFFICE OF THE TREASURER OF THE TREASURER OF THE STATE OF 325 N. SALISBURY STREET, 3RD
3660 STATE OF NORTH CAROLINA NORTH CAROLINA INDEX FLOOR RALEIGH NC 27603 UNITED STATES [REDACTED]
OFI INSTITUTIONAL LARGE CAP CORE
3661 INDEX FUND, LLC 6803 S TUCSON WAY CENTENNIAL CO 80112 UNITED STATES [REDACTED]
3662 OFIPI MAIN STREET SELECT STRATEGY OFI PRIVATE INVESTMENTS, INC. 400 W MONROE ST, STE 401 SPRINGFIELD IL 62704 UNITED STATES [REDACTED]
3663 OGDEN CAP ASSOCIATES,LLC 390 PARK AVENUE NEW YORK NY 10022 UNITED STATES [REDACTED]
3664 OGLE B & J TNTS-COM VALUE-CUST [REDACTED]
3665 OH MEATPACKERS PEN FD ALLIANCE 2211 RIVER ROAD STE 102 MAUMEE OH 43537 UNITED STATES [REDACTED]
3666 OHANA LP 559 SAN YSIDRO ROAD, SUITE I SANTA BARBARA CA 93108 UNITED STATES [REDACTED]
OHIO BUREAU OF WORKERS'
3667 COMPENSATION 30 WEST SPRING ST, SUITE L-27 COLUMBUS OH 43266-0561 UNITED STATES [REDACTED]
3670 OHIO MEATPACKER, MEATCUTTER AN UFCW LOCALL 911 P.O. BOX 966 HOLLAND OH 43528 UNITED STATES [REDACTED]
OHIO NATIONAL FUND, INC. BLUE CHIP
3671 FUND ATTN: JOSEPH M. FISCHER ONE FINANCIAL WAY CINCINNATI OH 45242 UNITED STATES [REDACTED]
OHIO NATIONAL FINANCIAL
3672 OHIO NATL FD, INC. S&P 500 INDEX TODD BROCKMAN SERVICES CINCINNATI OH 45242 UNITED STATES [REDACTED]
OHIO NATL FUND, INC. STRATEGIC OHIO NATIONAL FINANCIAL
3673 VALUE PORTFOLIO SERVICES ONE FINANCIAL WAY CINCINNATI OH 45242 UNITED STATES [REDACTED]
OHIO PUBLIC EMPLOYEES RETIREMENT
3674 SYSTEM CE 277 EAST TOWN STREET COLUMBUS OH 43215 UNITED STATES [REDACTED]
3675 OHLSON ENTERPRISES 610 N WILLIAM ST JOLIET IL 60435 UNITED STATES [REDACTED]
ATTN: SHERRY VAN ZEE, VICE
PRESIDENT;
OKABENA INVESTMENT SERVICES, 1800 IDS CENTER
3676 OKABENA US CORE EQUITY FUND, LLC INC. 80 SOUTH EIGHTH ST MINNEAPOLIS MN 55402 UNITED STATES [REDACTED]
OLGA L BUENZ MARITAL TRUST 2 U/A
3677 DTD 10/1/2003 C/O JOHN B BUENZ TRUSTEE 537 W BELDEN AVENUE CHICAGO IL 60614 UNITED STATES [REDACTED]
3678 OLIFANT FUND LTD. C/O BRACEBRIDGE CAPITAL LLC 1 BOW STREET CAMBRIDGE MA 2138 UNITED STATES [REDACTED]
3679 OLIN CORP. 190 CARONDELET PLAZA, STE 1530 CLAYTON MO 63105 UNITED STATES [REDACTED]
ATTN: LARRY KROMIDAS,
ASSISTANT TREASURER &
DIRECTOR
INVESTMENT RELATIONS
OLIN PENSION PLANS MASTER 190 CARONDELET PLAZA, SUITE
3680 RETIREMENT TRUST C/O CURRENT TRUSTEE(S) 1530 CLAYTON MO 63105-3443 UNITED STATES [REDACTED]
3681 OLIVIA JEAN WILLIAMS DESIGNATED BENE PLAN/TOD 2316 LAS LUNAS ST PASADENA CA 91107 UNITED STATES [REDACTED]
3682 OLIVIA JEAN WILLIAMS FMT CO CUST IRA ROLLOVER 2316 LAS LUNAS ST PASADENA CA 91107 UNITED STATES [REDACTED]
3683 O'LOUGHLIN, JOHN T 1234 WILSHIRE BLVD UNIT 436 UNIT 436 LOS ANGELES CA 90017 UNITED STATES [REDACTED]
3684 OMA OPA LLC C/O KRANZ & CO. 145 E 57TH ST 4TH FL NEW YORK NY 10022 UNITED STATES [REDACTED]
3685 OMAR F. JOHNSON, JR. PO BOX 271 PLS VRDS EST CA 90274-0271 UNITED STATES [REDACTED]
3686 OMEGA BANK WEALTH MANAGEMENT BONNIE E. LONG P.O. BOX 298 STATE COLLEGE PA 16804 UNITED STATES [REDACTED]
BAY ST., SUITE 1700
TORONTO, ON M5J 2J1
3687 OMERS ADMINISTRATION CORP C/O MARIANNE FERDINAND CANADA TORONTO ON M5J 2J1 CANADA [REDACTED]
3688 OMIMEX INVESTMENTS, LLC 2001 BEACH STREET, SUITE 810 FORT WORTH TX 76103-2300 UNITED STATES [REDACTED]
3689 OMNI, MATCHED BOOK CORPORATES 280 PARK AVE NEW YORK NY 10017 UNITED STATES [REDACTED]
3690 OMNI, QVT MAN ACCT 60 WALL ST 42ND FL NEW YORK NY 10017 UNITED STATES [REDACTED]
3691 OMS SUBSID 2 LTD. C/O MALLET CAPITAL SUITE 400 2711 CENTREVILLE ROAD WILMINGTON DE 19808 UNITED STATES [REDACTED]
3692 ONEBEACON AMERICA INSURANCE CO. BRAD RICH ONE BEACON LANE CANTON MA 2021 UNITED STATES [REDACTED]
3693 ONEBEACON INSURANCE ATTN: T. MICHAEL MILLER, CEO ONE BEACON LANE CANTON MA 2021 UNITED STATES [REDACTED]
3694 ONEBEACON INSURANCE COMPANY ONE BEACON LANE CANTON MA 2021 UNITED STATES [REDACTED]
ONEBEACON INSURANCE PENSION
3695 PLAN ONE BEACON LANE CANTON MA 2021 UNITED STATES [REDACTED]
3696 ONEBEACON INSURANCE SAVINGS PLAN ONE BEACON LANE CANTON MA 2021 UNITED STATES [REDACTED]
ONEBEACON INSURANCE SAVINGS
3697 PLAN - EQUITY 401K ONE BEACON LANE CANTON MA 2021 UNITED STATES [REDACTED]
ONEBEACON INSURANCE SAVINGS
3698 PLAN - FULLY MANAGED ONE BEACON LANE CANTON MA 2021 UNITED STATES [REDACTED]
3699 ONEBEACON PENSION PLAN BRAD RICH ONE BEACON LANE CANTON MA 2021 UNITED STATES [REDACTED]
200 KING STREET WEST, SUITE
3700 ONTARIO PENSION BOARD 2200 TORONTO ON M5H 3X6 CANADA [REDACTED]
GUERNSEY,GY1 2JA GUERNSEY
3701 OPAL INVESTMENT LIMITED TRAFALGAR COURT, 3RD FLOOR ISLANDS CHANNEL ISLANDS [REDACTED]
OPERATING ENGINEERS LOCAL 428 DB C/O AMERICAN BENEFIT PLAN
3702 (PENSION) LCV ADMINISTRATORS PHOENIX AZ 85011-6200 UNITED STATES [REDACTED]
3703 OPPENHEIMER & CO., INC. PO BOX 16200 NEW YORK NY 10004 UNITED STATES [REDACTED]
A/C CATERPILLER INC GRP INS
3704 OPPENHEIMER CAPITAL A/C 22-46669 33 MAIDENS LN/6TH FL NEW YORK NY 10038 UNITED STATES [REDACTED]
3705 OPPENHEIMER FAMILY FDN 1501 N STATE PARKWAY STE 11B CHICAGO IL 60610 UNITED STATES [REDACTED]
3711 OPTION OPPORTUNITIES COMPANY 339 SHERIDAN ROAD WINNETKA IL 60093-4227 UNITED STATES [REDACTED]
THE CORPORATION TRUST CORPORATION TRUST CENTER
3712 OPTIONSXPRESS, INC. COMPANY 1209 ORANGE ST. WILMINGTON DE 19801 UNITED STATES [REDACTED]
1 JERICHO PLAZA, 3RD FLOOR
3713 OPUS TRADING FUND LLC WING A JERICHO NY 11753 UNITED STATES [REDACTED]
ORDER OF FELICIAN SISTERS CS NT OF
3714 ST FRANCIS SR MF BUCZKOWSKI 600 DOAT ST BUFFALO NY 14211-2602 UNITED STATES [REDACTED]
OREGON SHEET METAL WORKERS
3715 MASTER RETIREMENT TRUST C/O CURRENT TRUSTEE(S) 3140 NE BROADWAY PORTLAND OR 97232-1813 UNITED STATES [REDACTED]
3717 OSBORNE INTERIN TST DTD 2/7/02 C/O CURRENT TRUSTEE(S) 2307 LAKE SHORE DRIVE LEAGUE CITY TX 77573 UNITED STATES [REDACTED]
3718 OSBORNE INTERIN TST DTD 2/7/02 C/O CURRENT TRUSTEE(S) 2307 LAKE SHORE DRIVE LEAGUE CITY TX 77573 UNITED STATES [REDACTED]
OTTO J KOCH TRUST U/A DTD NOV 18 C/O OTTO J KOCH AND/OR
3719 1992 CURRENT TRUSTEE(S) 3524 CANNONBALL TRAIL YORKVILLE IL 60560-4533 UNITED STATES [REDACTED]
3720 OVERLOOK CAPITAL LLC 150 E 58TH STREET, STE 2501 NEW YORK NY 10155 UNITED STATES [REDACTED]
3726 PACIFIC SELECT 700 NEWPORT CENTER DRIVE NEW PORT BEACH CA 92660 UNITED STATES [REDACTED]
PACIFIC SELECT FUND - EQUITY INDEX
3727 PORTFOLIO 700 NEWPORT CENTER DRIVE NEWPORT BEACH CA 92660-6397 UNITED STATES [REDACTED]
3728 PACIFICORP 4551 ATHERTON DR SALT LAKE CITY UT 04123-3400 UNITED STATES [REDACTED]
3732 PACKAGE DEVELOPMENT CORP. ATTN: LLOYD VAN ANTWERPEN 9096 N. BAYSIDE DRIVE MILWAUKEE WI 53217 UNITED STATES [REDACTED]
3733 PACTIV CORPORATION ATTN: JASON P. SMITH 1900 WEST FIELD COURT LAKE FOREST IL 60045 UNITED STATES [REDACTED]
3734 PADCO ADVISORS II, INC. CARL G. VERBONCOEUR 9601 BLACKWELL RD., STE. 500 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
3735 PADCO ADVISORS, INC. CARL G. VERBONCOEUR 9601 BLACKWELL RD., STE. 500 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
3736 PALISADES PARTNERS LP 100 UNION AVENUE CRESSKILL NJ 7626 UNITED STATES [REDACTED]
3741 PANDORA SELECT PARTNERS, LP 3033 EXCELSIOR BLVD, SUITE 300 MINNEAPOLIS MN 55416 UNITED STATES [REDACTED]
PANOS ENTERPRISES INC ETAL PSP & C/O STEVE PANOS AND/OR
3742 RET PL U/A DTD 12/31/1973 CURRENT TRUSTEE(S) 116 VICTORIA PARK DRIVE LIVERPOOL NY 13088 UNITED STATES [REDACTED]
3746 PARK AVE INVESTMENT SERVICES PLG ATTN: ALAN L GARNER 6720 N SCOTTSDALE AZ 85253-4401 UNITED STATES [REDACTED]
3747 PARK NATIONAL CORPORATION ATTN: JULIE STROHACKER 50 N THIRD ST NEWARK OH 43058-0058 UNITED STATES [REDACTED]
PAROCHIAL EMPLOYEES RETIREMENT
3748 SYSTERM LOUISIANA 7905 WRENWOOD BLVD BATON ROUGE LA 70809 UNITED STATES [REDACTED]
PARTNERS GROUP ALTERNATIVE P.O. BOX 477
3749 STRATEGIES PCC LTD GREEN VEGA CELL ST PETER PORT ST PETER PORT G71 6BD CHANNEL ISLANDS [REDACTED]
PO BOX 477 TUDOR HOUSE
PARTNERS GROUP ALTERNATIVE ST PETER PORT
STRATEGIES PCC LTD – BLACK VEGA GUERNSEY G71 6BD
3750 CELL CHANNEL ISLANDS ST PETER PORT G71 6BD CHANNEL ISLANDS [REDACTED]
PO BOX 477 TUDOR HOUSE
PARTNERS GROUP ALTERNATIVE ST PETER PORT
STRATEGIES PCC LTD – YELLOW VEGA GUERNSEY G71 6BD
3751 CELL CHANNEL ISLANDS ST PETER PORT G71 6BD CHANNEL ISLANDS [REDACTED]
PATRICIA FULTON EEK REV TR U/A DTD C/O NATHANIEL SISSON EEK
3756 09/25/1987 AND/OR CURRENT TRUSTEE(S) 800 W IMHOFF ROAD NORMAN OK 73072 UNITED STATES [REDACTED]
3757 PATRICIA I WALSH 823 ASHLAND AVE RIVER FOREST IL 60305 UNITED STATES [REDACTED]
3758 PATRICIA J SHAND 3290 N RIDGE RD STE 210 ELLICOTT CITY MD 21043 UNITED STATES [REDACTED]
3759 PATRICIA J SMITH MSSB CUSTODIAN 2061 MAJESTIC WOODS BLVD APOPKA FL 32712-3238 UNITED STATES [REDACTED]
3765 PATRICIA SORM MS&CO CUSTODIAN 2730 NW 4TH AVENUE POMPANO BEACH FL 33064-3710 UNITED STATES [REDACTED]
3766 PATRICIA W BERNHARDT 501 SHEARWATER MADISON WI 53714-3349 UNITED STATES [REDACTED]
C/O RYAN ENTERPRISES GROUP 150 NORTH MICHIGAN AVE, SUITE
3767 PATRICK G RYAN LLC 2100 CHICAGO IL 60601-7559 UNITED STATES [REDACTED]
4250 N. MARINE DRIVE
3768 PATRICK H. DOHERTY III UNIT 2508 CHICAGO IL 60613-1735 UNITED STATES [REDACTED]
IRA RBC DAIN RAUSCHER
3769 PATRICK J MCGLINN CUSTODIAN 2937 PRISCILLA AVE HIGHLAND PARK IL 60035 UNITED STATES [REDACTED]
PATRICK J. MCGLINN INDIVIDUAL
3770 RETIREMENT ACCOUNT C/O PATRICK J. MCGLINN 2937 PRISCILLA AVE HIGHLAND PARK IL 60035-1363 UNITED STATES [REDACTED]
PATRICK L OCONNOR R/O IRA FCC AS
3771 CUSTODIAN 909 E 82ND ST INDIANAPOLIS IN 76240-2305 UNITED STATES [REDACTED]
PATRICK M. SCHLEDER AND CHRISTINE
3772 S SCHLEDER JT TEN 8324 S THOMAS BRIDGEVIEW IL 60455-1732 UNITED STATES [REDACTED]
3773 PATRICK MOONEY WFBNA CUSTODIAN TRAD IRA 645 S ALTON WAY UNIT 3D DENVER CO 80247-1773 UNITED STATES [REDACTED]
PATRICK T. HACKETT AND JANIENNE
3774 HACKETT JTWROS AND JANIENNE HACKETT JTWROS 101 MIDDLEBROOK FARM RD WILTON CT 06897-2019 UNITED STATES [REDACTED]
3777 PAUL C. KONRAD AND KIRSTEN KONRAD 1327 W WASHINGTON BLVD CHICAGO IL 60607 UNITED STATES [REDACTED]
3778 PAUL D BORMAN 719 MAPLEHILL LN BIRMINGHAM MI 48009-1675 UNITED STATES [REDACTED]
PAUL F. GISSEL ATLANTIC TRUST
3779 ACCOUNT C/O CURRENT TRUSTEE(S) 5865 WEST DEL LAGO CIR. GLENDALE AZ 85308-6206 UNITED STATES [REDACTED]
3780 PAUL G EITNER 1037 REDTAIL ROAD NORRISTOWN PA 19403 UNITED STATES [REDACTED]
3807 PENINSULA MOTOR CARS INC C/O CASEY AUTO GROUP 813 DILIGENCE DRIVE STE 116 NEWPORT NEWS VA 23606-4237 UNITED STATES [REDACTED]
PENNSYLVANIA GENERAL INSURANCE
3808 CO. ONEBEACON INSURANCE CO. ONE BEACON LANE CANTON MA 2021 UNITED STATES [REDACTED]
PENNSYLVANIA MUNICIPAL EASTGATE CENTER, SUITE 301
3809 RETIREMENT SYSTEM 1010 NORTH SEVENTH STREET HARRISBURG PA 17102 UNITED STATES [REDACTED]
3810 PENSIOENFONDS HORECA & CATERING POSTBUS 7308 ZOETERMEER 2701 AH NETHERLANDS [REDACTED]
3821 PENSON FINANCIAL SERVICES, INC. PFSI OPTIONS TRADING ACCOUNT 1700 PACIFIC AVENUE SUITE #1450 DALLAS TX 75201 UNITED STATES [REDACTED]
PENTWATER CREDIT PARTNERS FUND
3822 LTD 227 W MONROE ST, STE 4000 CHICAGO IL 60605 UNITED STATES [REDACTED]
WALKER HOUSE
3823 PENTWATER GROWTH FUND LTD WALKERS SPV LIMITED 87 MARY ST. GEORGE TOWN KY1-9003 CAYMAN ISLANDS [REDACTED]
3824 PEOPLES BANK 222 SOUTH MAIN STREET PRATT KS 67124 UNITED STATES [REDACTED]
PEOPLES BENEFIT LIFE INSURANCE
N/K/A MONUMENTAL LIFE INSURANCE
3825 COMPANY 6400 C STREET, SW CEDAR RAPIDS IA 91005 UNITED STATES [REDACTED]
ATTN EDWARD J KRUSZKA
3826 PEOPLES SECURITIES INC SEG OMNIBUS ACCOUNT 1000 LAFAYETTE BLVD 9TH FL BRIDGEPORT CT 6604 UNITED STATES [REDACTED]
3827 PEPPERDINE UNIVERSITY 24255 PACIFIC COAST HIGHWAY MALIBU CA 90263-4525 UNITED STATES [REDACTED]
PEQUOT CREDIT OPPORTUNITIES FUND C/O DEPOT CAPITAL
3828 LP MANAGEMENT, INC. 500 NYALA FARM ROAD WESTPORT CT 6880 UNITED STATES [REDACTED]
PEQUOT DIVERSIFIED MASTER FUND,
3829 LTD. 187 DANBURY ROAD WILTON CT 6897 UNITED STATES [REDACTED]
VERITABLE PARTNERSHIP
PERCEVAL INVESTMENT PARTNERS P, HOLDINGS INC.
3830 L.P. ATTN: MR. CHARLES KEATES 6022 WEST CHESTER PIKE NEWTON SQUARE PA 19073 UNITED STATES [REDACTED]
3831 PERMAL TB VALUE LTD. 900 THIRD AVE, 28TH FLOOR NEW YORK NY 10022 UNITED STATES [REDACTED]
PERMANENT PORTFOLIO FAMILY OF
3832 FUNDS, INC. MICHAEL J. CUGGINO 600 MONTGOMERY ST., 27TH FL. SAN FRANCISCO CA 94111 UNITED STATES [REDACTED]
PERRY COUNTY DENTAL GROUP INC
FBO LAWRENCE NASH PEN TR U/A DTD C/O R.G. HAGY AND/OR CURRENT
3833 10-01-2006 TRUSTEE(S) 4965 PIKE TWP RD 127 NE NEW LEXINGTON OH 43764 UNITED STATES [REDACTED]
THOMPSON HINE LLP
PARTNER
3834 PERRY PARTNERS L.P. DAVID A. WILSON 1920 N STREET, NW SUITE 800 WASHINGTON DC 20036-1600 UNITED STATES [REDACTED]
3835 PERRY PARTNERS L.P. 767 FIFTH AVE 19TH FL NEW YORK NY 10153 UNITED STATES [REDACTED]
C/O BNY MELLON TRUST OF
DELAWARE AND/OR CURRENT
3836 PERSHING LLC TRUSTEE(S) 100 WHITE CLAY CENTER, STE. 102 NEWARK DE 19711 UNITED STATES [REDACTED]
LONDON E14 2BH CAPSTAN
--A/C CLIENT-- TREATY HOUSE 1 CLOVE CRESCENT
3837 PERSHING SECURITIES LTD DOCUMENTED UNITED KINGDOM (GBR), CLOVE CRESCENT UNITED KINGDOM [REDACTED]
3838 PETER A BARBER 1445 GARFIELD AURORA IL 60506-4742 UNITED STATES [REDACTED]
3839 PETER A NIELSEN 27 FIREHOUSE RD TRUMBULL CT 6611 UNITED STATES [REDACTED]
3840 PETER A YOUNG 850 STATE STREET #423 SAN DIEGO CA 92101-6129 UNITED STATES [REDACTED]
3841 PETER AND JENNIFER KNAPP 844 BELLINGRATH CT NAPERVILLE IL 60563 UNITED STATES [REDACTED]
3842 PETER AND SARA ARNELL C/O BERDON LLP 360 MADISON AVE FL 6 NEW YORK NY 10017 UNITED STATES [REDACTED]
3843 PETER C LARDNER 2828 96TH AVE CT MILAN IL 61264 UNITED STATES [REDACTED]
3853 PETER RIZZO AND KIMBERLY RIZZO 2024 FRANKLIN DRIVE GLENVIEW IL 60026-1075 UNITED STATES [REDACTED]
3854 PETER W KING 4807 E VILLA THERESA DRIVE SCOTTSDALE AZ 85254-7609 UNITED STATES [REDACTED]
3855 PETER W. KING 4807 E VILLA THERESA DR SCOTTSDALE AZ 85254 UNITED STATES [REDACTED]
3856 PETERS CORPORATION P.O. BOX 908 SANTA FE NM 87504-0908 UNITED STATES [REDACTED]
3857 PFPC, INC. ATTN: DANIEL BRAIDWOOD 163 BELLEVUE PARKWAY WILMINGTON DE 19809 UNITED STATES [REDACTED]
3859 PG&E QUAL CPUC NDT PARTNERSHIP ONE MARKET SPEAR TOWER SAN FRANCISCO CA 94105 UNITED STATES [REDACTED]
8000 TOWERS CRESCENT DRIVE
3860 PGI/JMR&MCG/DE8 SUITE 1500 VIENNA VA 22182 UNITED STATES [REDACTED]
3863 PHILIP B LLOYD C/O CAMBRIDGE SAVINGS BANK 94 SPRING ST NEWPORT RI 2840 UNITED STATES [REDACTED]
PHILIP CHANDLER RESIDUARY TRUST
3864 NO 2 UAD 06/26/35 C/O CURRENT TRUSTEE(S) 350 W COLORADO BLVD, STE 230 PASADENA CA 91105-1855 UNITED STATES [REDACTED]
3865 PHILIP H SLESUR AND DAVID P SLESUR JT TEN 11843 S 86TH AVE PALOS PARK IL 60464 UNITED STATES [REDACTED]
3866 PHILIP HALPIN 7505 YUMA WY BAKERSFIELD CA 93308-6480 UNITED STATES [REDACTED]
3867 PHILIP HULSIZER AND MARY HULSIZER 1413 4TH STREET PALACIOS TX 77465-3201 UNITED STATES [REDACTED]
3868 PHILIP S STYLIANOS P. O. BOX 8248 ALTA LOMA CA 91701 UNITED STATES [REDACTED]
PHILIPS ELECTRONICS OF N.A.
PHILIPS ELECTRONICS N.A. CORP CORP AND/OR CURRENT 3000 MINUTEMAN ROAD
3869 MASTER RETIREMENT TRUST TRUSTEE(S) BUILDING 1 - M/S 109 ANDOVER MA 1810 UNITED STATES [REDACTED]
3870 PHILLIP W GREER FMT CO CUST IRA PO BOX 75 GOREVILLE IL 62939 UNITED STATES [REDACTED]
3871 PHILLIPS C TTEE PHILLIPS TR-IMA [REDACTED]
3872 PHL F/B/O S GRAY SHELDON GRAY 17 LANDMARK NORTHFIELD IL 60093-3452 UNITED STATES [REDACTED]
3873 PHOEBE P BENDER 6 LOWER SAGE HILL LANE ALBANY NY 12204 UNITED STATES [REDACTED]
3874 PHOENISX INC ARIEL/PHNX 200 E RANDOLPH, SUITE 2900 CHICAGO IL 60601-6536 UNITED STATES [REDACTED]
3875 PHYLLIS G ROTH 299 CAMBRIDGE ST UNIT 224 WINCHESTER MA 1890 UNITED STATES [REDACTED]
PHYSICAL, INDEX ARB EXCH FOR IDA IDA KIERAN KILKENNY BRYAN
3877 KIERAN KILKENNY BRYAN CROSS CROSS 677 WASHINGTON BLV STAMFORD CT 6901 UNITED STATES [REDACTED]
PICA-PRUDENTIAL INSURANCE
3878 COMPANY SEPARATE ACCOUNT C/O RICHARD A. MILLER, ESQ. GATEWAY CENTER 2, 5TH FLOOR NEWARK NJ 7102 UNITED STATES [REDACTED]
3879 PICTET CIE (EUROPE) S A LUX PO BOX 687 L-2016 LUXEMBOURG [REDACTED]
LEHMAN BROTHERS INC
3880 PIM EQUITY AVERAGE PRICE ACCT 399 PARK AVE, 6TH FLOOR NEW YORK NY 10022-4693 UNITED STATES [REDACTED]
3881 PINES EDGE VALUE INVESTORS LP 602 CARLSON PKWY STE 330 MINNETONKA MN 55305 UNITED STATES [REDACTED]
PINNACLE HEALTH SYSTEM BOARD
3882 DESIGNATED LCV PO BOX 8700 HARRISBURG PA 17105-8700 UNITED STATES [REDACTED]
PINNACLE HEALTH SYSTEM PENSION
3883 LCV PO BOX 8700 HARRISBURG PA 17105-8700 UNITED STATES [REDACTED]
3884 PIPEFITTERS LOCAL 274 PENSION 1000 HENDRICKS CAUSEWAY RIDGEFIELD NJ 7657 UNITED STATES [REDACTED]
3885 PIPEFTRS LOC 274 PENSION LSV C/O MATT CASTROVINCI 3235 KENNEDY BLVD. JERSEY CITY NJ 7306 UNITED STATES [REDACTED]
3886 PITNEY BOWES, INC. STRUCTURED RESEARCH 1 ELMCROFT ROAD STAMFORD CT 6926 UNITED STATES [REDACTED]
3887 PITT COUNTY MEMORIAL HOSPITAL P.O. BOX 6028 GREENVILLE NC 27835 UNITED STATES [REDACTED]
3888 PITTMAN TRUST C/O CURRENT TRUSTEE(S) 21523 SE 416TH ST ENUMCLAW WA 98022-9052 UNITED STATES [REDACTED]
3889 PJM CHARITABLE FOUNDATION INC 8 ROUND HILL RD GREENWICH CT 6831 UNITED STATES [REDACTED]
PL PIERCE SURVIVING SPS'S TR DTD 09- C/O PL PIERCE AND/OR CURRENT
3890 17-2005 TRUSTEE(S) P. O. BOX 11 MENASHA WI 54952-0011 UNITED STATES [REDACTED]
3891 PLAN B TRUSTEES LIMITED C/O JP MORGAN AUSTRALIA LEVEL 35, 259 GEORGE STREET SYDNEY NSW 2000 AUSTRALIA [REDACTED]
3900 PLUMBERS AND PIPEFITTERS LOCAL 507 1295 BUTTERFIELD ROAD AURORA IL 60504 UNITED STATES [REDACTED]
PLUMBERS LOCAL 101 PEN PLAN-
3901 GAMCO PLUMBERS & PIPEFITTERS LOCAL 101 8 PREMIER DR. BELLEVILLE IL 62220 UNITED STATES [REDACTED]
PLUMBERS LOCAL UNION N0 519 2010 NW 150TH AVENUE-SUITE
3902 PENSION FUND NTNL EMPLOYEE BNFT 100 PEMBROKE PINES FL 33028 UNITED STATES [REDACTED]
P.O. BOX 5210
2280 HE RIJSWIJI (ZH)
3903 PME GLOBAL VALUE NETHERLANDS RIJSWIJI NETHERLANDS [REDACTED]
ONE PNC PLAZA
3904 PNC BANK NATIONAL ASSOCIATION HELEN PUDLIN, ESQ. 249 FIFTH AVE. PITTSBURGH PA 15222 UNITED STATES [REDACTED]
POLICE RETIREMENT SYSTEM OF K.C.,
3905 MISSOURI LCV 1328 AGNES STREET KANSAS CITY MO 64127 UNITED STATES [REDACTED]
POLICE RETIREMENT SYSTEM OF
3906 KANSAS CITY, MISSOURI ATTN: JIM PYLE 1328 AGNES STREET KANSAS CITY MO 64127 UNITED STATES [REDACTED]
POLICEMEN'S ANNUITY AND BENEFIT
3907 FUND OF CHICAGO ATTN: JOHN J. GALLAGHER, JR. 221 N. LASALLE ST., SUITE 1626 CHICAGO IL 60601 UNITED STATES [REDACTED]
C/O BANK OF AMERICA AND
PIERCE ATWOOD AND/OR CORPORATE CENTER
3908 POLLY H WERTHMAN IRRV TRUST UA CURRENT TRUSTEE(S) 100 N. TRYON ST CHARLOTTE NC 28255 UNITED STATES [REDACTED]
3909 POLLY H. HOWELLS 484 FIRST STREET BROOKLYN NY 11215-2606 UNITED STATES [REDACTED]
3910 POLLY HOWELLS 484 FIRST STREET BROOKLYN NY 11215 UNITED STATES [REDACTED]
POND VIEW CREDIT (MASTER) LP -
3911 TRADI 245 PARK AVE NYC NY 10167 UNITED STATES [REDACTED]
3912 POOL WIOF U.S. VALUE EQUITY BOARD OF DIRECTORS 69 ROUTE D'ESCH L-2953 LUXEMBOURG [REDACTED]
PORTER ORLIN LLC [f/k/a Porter,
3913 Felleman, Inc.] 666 Fifth Avenue, 34th Floor New York NY 10103 UNITED STATES [REDACTED]
3914 PORTFOLIO STRATEGIES 280 PARK AVE. NEW YORK NY 10017-1216 UNITED STATES [REDACTED]
3915 POSEN FAMILY UMITED PARTNERSHIP ATTN: LAWRENCE POSEN 253 SYLVAN RD. GLENCOE IL 60022-1225 UNITED STATES [REDACTED]
POSER INVEST INC RET TRUST UAD 55 W SIERRA MADRE BLVD, SUITE
3916 09/29/1995 C/O WALTER L POSER TTEE 202 SIERRA MADRE CA 91024 UNITED STATES [REDACTED]
POWER AUTHORITY OF THE STATE OF C/O JOHN R. KOELMEL,
3917 NEW YORK CHAIRMAN 1633 BROADWAY NEW YORK NY 10019 UNITED STATES [REDACTED]
GREAT VALLEY CORPORATE
POWERSHARES EXCHANGE-TRADED ATTN: NEAL TROUM AND/OR CENTER
3918 FUND TRUST CURRENT TRUSTEE(S) 30 VALLY STREAM PARKWAY MALVERN PA 19355-1481 UNITED STATES [REDACTED]
POWERSHARES EXCHANGE-TRADED
3919 FUND TRUST ANDREW SCHLOSSBERG 301 W. ROOSEVELT RD. WHEATON IL 60187 UNITED STATES [REDACTED]
3920 POWERSHARES FTSE RAFI US 1000 301 WEST ROOSEVELT ROAD WHEATON IL 60187 UNITED STATES [REDACTED]
PRADEEP MEHRA & BHAVIKA MEHRA JT
3921 TEN 1 SHORE LN., APT. 2710 JERSEY CITY NJ 7310 UNITED STATES [REDACTED]
3922 PRAMOD J. SHAH 24 CALLE CABRILLO FOOTHILL RNCH CA 92610 UNITED STATES [REDACTED]
3923 PRENTISS SMITH CO INC. 45 WALNUT ST. BRATTLEBORO VT 05301 UNITED STATES [REDACTED]
PRESIDENT AND FELLOWS OF HARVARD
3924 COLLEGE DANIEL KELLY 600 ATLANTIC AVE. BOSTON MA 02210 UNITED STATES [REDACTED]
PRESSMAN'S PUBLISHERS PENSION
3925 FUND 1501 BROADWAY, STE 1724 NEW YORK NY 10036 UNITED STATES [REDACTED]
3926 PRIAC FUNDS 751 BROAD STREET NEWARK NJ 7102 UNITED STATES [REDACTED]
3928 PRIME ANN L DECD TR U/W RES TR C/O CURRENT TRUSTEE(S) [REDACTED]
3930 PRIMEVEST FINANCIAL SERVICES, INC. 400 FIRST ST. S., SUITE 300 ST. CLOUD MN 56301 UNITED STATES [REDACTED]
3931 PRINCETON THEOLOGICAL SEMINARY 64 MERCER STREET PRINCETON NJ 8542 UNITED STATES [REDACTED]
PRINCIPAL FUNDS INC-LARGECAP
3932 BLEND FUND II PRINCIPAL FINANCIAL GROUP 711 HIGH ST. DES MOINES IA 50392 UNITED STATES [REDACTED]
PRINCIPAL VARIABLE CONTRACTS
3933 FUND, INC. RALPH C. EUCHER 711 HIGH ST. DES MOINES IA 50392 UNITED STATES [REDACTED]
PRINCIPAL VARIABLE CONTRACTS
FUNDS INC.-LARGE CAP BLEND
3934 ACCOUNT II 711 HIGH STREET DES MOINES IA 50392 UNITED STATES [REDACTED]
3942 PRIVATE BANK AND TRUST COMPANY ATTN: CHARLES WEISFUSS 70 W MADISON STE 200 CHICAGO IL 60602-4218 UNITED STATES [REDACTED]
3943 PRO SHARES ULTRA S&P 500 7501 WISCONSIN AVE BETHESDA MD 20814 UNITED STATES [REDACTED]
PRODUCERS-WRITERS GUILD OF
3944 AMERICA PENSION PLAN 1015 N. HOLLYWOOD WAY BURBANK CA 91505-2526 UNITED STATES [REDACTED]
3947 PROGRESS ENERGY SERVICE CO ATTN: DONALD F RAY 410 SO WILMINGTON ST PEB 19C5 RALEIGH NC 27601 UNITED STATES [REDACTED]
PROGRESS ENERGY, INC. MASTER
DECOMMISSIONING TRUST - C/O PROGRESS ENERGY SERVICE
BRUNSWICK UNIT NO. 1 QUALIFIED COMPANY AND/OR CURRENT
3948 FUND - EQUITY TRUSTEE(S) 410 S. WILMINGTON STREET RALEIGH NC 27601 UNITED STATES [REDACTED]
PROGRESS ENERGY, INC. MASTER
DECOMMISSIONING TRUST -
BRUNSWICK UNIT NO. 2 QUALIFIED Y SERVICE COMPANY
3949 FUND - EQUITY C/O CURRENT TRUSTEE(S) 410 S. WILMINGTON STREET RALEIGH NC 27601 UNITED STATES [REDACTED]
3953 PROSPECTOR SUMMIT FUND, L.P. C/O PROSPECTOR PARTNERS LLC 370 CHURCH STREET GUILFORD CT 6437 UNITED STATES [REDACTED]
3954 PRUDENTIAL BACHE SECURITIES, LLC JOHN STRANGFELD 1 LIBERTY PLAZA NEW YORK NY 10292 UNITED STATES [REDACTED]
3955 PRUDENTIAL FINANCIAL, INC. FRANK P. ADAMO 751 BROAD ST. NEWARK NJ 07102 UNITED STATES [REDACTED]
(PRUDENTIAL INSURANCE CO
3956 PRUDENTIAL INS. (PDI) AMERICA) 751 BROAD STREET NEWARK NJ 07102-3771 UNITED STATES [REDACTED]
3961 PRUDENTIAL INV PORTFOLIOS 8 PRUDENTIAL STOCK INDEX FUND 100 MULBERRY STREET NEWARK NJ 7102 UNITED STATES [REDACTED]
PRUDENTIAL INVESTEMENT
3962 MANAGEMENT, INC. ANDREW FRENCH GATEWAY CENTER 3, 4TH FLOOR NEWARK NJ 7102 UNITED STATES [REDACTED]
3963 PRUDENTIAL INVESTEMENTS, INC. ATTN: ANDREW FRENCH GATEWAY CENTER 3, 4TH FLOOR NEWARK NJ 07102-3777 UNITED STATES [REDACTED]
PRUDENTIAL INVESTMENT PORTFOLIOS
8 (FORMERLY, DRYDEN INDEX SERIES GATEWAY CENTER 3
3964 FUND) JUDY A. RICE 100 MULBERRY ST. NEWARK NJ 07102 UNITED STATES [REDACTED]
3965 PRUDENTIAL PENSIONS LIMITED LAURENCE POUNTNEY HILL LONDON EC4R 0HH UNITED KINGDOM [REDACTED]
3967 PRUDENTIAL RETIREMENT SA LV5 LCV 280 TRUMBULL ST HARTFORD CT 6703 UNITED STATES [REDACTED]
PRUDENTIAL SERIES FUND- STOCK
3968 INDEX PORTFOLIO 751 BROAD STREET NEWARK NJ 07102-3777 UNITED STATES [REDACTED]
3973 PSP FOREIGN EQUITY FUND 1250 RENE LEVESQUE W STE 900 MONTREAL QC H3B 4W8 CANADA [REDACTED]
VOGEL CONSULTING GROUP, S.C.
3974 PTR FOUNDATION C/O RHONA VOGEL 3415 GATEWAY RD BROOKFIELD WI 53045-5166 UNITED STATES [REDACTED]
PUBLIC EMPLOYEE RETIREMENT
3975 SYSTEM OF IDAHO 607 NORTH EIGHTH STREET BOISE ID 83702 UNITED STATES [REDACTED]
PUBLIC EMPLOYEES RETIREMENT
3976 ASSOCIATION OF COLORADO 1300 LOGAN ST. DENVER CO 80203 UNITED STATES [REDACTED]
PUBLIC EMPLOYEES RETIREMENT
3977 ASSOCIATION OF NEW MEXICO ATTN: JOELLE MEVI P.O. BOX 2123 SANTA FE NM 87504 UNITED STATES [REDACTED]
PUBLIC EMPLOYEES' RETIREMENT MISSISSIPPI STREET
3978 SYSTEM OF MISSISSIPPI JACKSON MS 39201-1005 UNITED STATES [REDACTED]
PUBLIC EMPLOYEES RETIREMENT
3979 SYSTEM OF NEVADA 693 W. NYE LANE CARSON CITY NV 89703 UNITED STATES [REDACTED]
3982 PUTNAM LOVELL NBF SECURITIES INC 65 EAST 55TH STREET 31ST FLOOR NEW YORK NY 10022 UNITED STATES [REDACTED]
EQUITY/FIXED INCOME - INTERCO
ATT STOCK RECORDS
RECONCILIATION STOCK RECORD NBCN - TORONTO ON
3983 PUTNAM LOVELL NBF SECURITIES INC DEPT CANADA (CAN), ON TORONTO ON CANADA [REDACTED]
3984 PUTNAM S&P 500 INDEX FUND ONE POST OFFICE SQUARE BOSTON MA 2109 UNITED STATES [REDACTED]
3990 QUANTITATIVE MASTER SERIES LLC NEAL J. ANDREWS 100 BELLEVUE PKWY. WILMINGTON DE 19809 UNITED STATES [REDACTED]
3995 QUINTESSENCE FUND L.P. QVT FINANCIAL LP 1177 AVE OF AMERICAS, 9TH FLR NEW YORK NY 10036 UNITED STATES [REDACTED]
3999 QVT FUND LP QVT FINANCIAL LP 1177 AVE OF AMERICAS 9TH FLR NEW YORK NY 10036 UNITED STATES [REDACTED]
QWEST ASSET MANAGEMENT
4000 COMPANY PAUL STRONG 1005 17TH STREET SUITE 250 DENVER CO 80202 UNITED STATES [REDACTED]
4010 R K MELLON CTF #3 C/O BNY MELLON BNY MELLON CENTER, 37TH FLOOR PITTSBURGH PA 5258-0001 UNITED STATES [REDACTED]
U/A DTD 12/30/1999
4011 R MARK MALLORY TTEE BY R MARK MALLORY 3312 LAKEWOOD CT GLENVIEW IL 60026 UNITED STATES [REDACTED]
9810 E THOMPSON PEAK PKWY,
4012 R OSBORNE UAD 10/10/2006 C/O RICHARD C OSBORNE TTEE LOT 816 SCOTTSDALE AZ 85255 UNITED STATES [REDACTED]
RAFAEL ORDONEZ REVOCABLE LIVING C/O MR. RAFAEL A. ORDONEZ APOLLO SHIP CHANDLERS, INC.
4022 TRUST DTD. JUNE 9, 2009 AND/OR CURRENT TRUSTEE(S) 1775 NW 70TH AVE. MIAMI FL 33126-1341 UNITED STATES [REDACTED]
4023 RAFFERTY ASSET MANAGEMENT, LLC DANIEL O'NEILL 33 WHITEHALL ST., 10TH FL. NEW YORK NY 10004 UNITED STATES [REDACTED]
4034 RAMONA R DIAZ AND BONITA DIAZ JTWROS 246 N BROCKWAY PALATINE IL 60067 UNITED STATES [REDACTED]
RANDALL GLENN PIANT AND JULIE ANN
4035 PIANT JT TEN 18 W IMPERIAL ST PARK RIDGE IL 60068 UNITED STATES [REDACTED]
4045 RAYMOND DELESCAILLE 4606 HOGAN STREET CORPUS CHRISTI TX 78413 UNITED STATES [REDACTED]
4046 RAYMOND FALK 1-11-7-3701 TSUKUDA CHUO-KU TOKYO 1040051 JAPAN [REDACTED]
4064 RBC O'SHAUGHNESSY U.S. VALUE FUND 237 PARK AVE NEW YORK NY 10017 UNITED STATES [REDACTED]
BLACKROCK NORTH AMERICAN
EQUITY TRACKER FUND TRUST BANK OF NEW YORK EUROPE
4065 RBS AS TRUSTEE ACCTS LTD 8-9 HARBOUR EX LONDON EC4R 9AS UNITED KINGDOM [REDACTED]
C/O CITIZENS FINANCIAL GROUP
4066 RBS CITIZENS N.A. INC ONE CITIZENS PLAZA PROVIDENCE RI 60045-4223 UNITED STATES [REDACTED]
4078 RED GIANTS PRODUCTIONS INC 5900 WILSHIRE BLVD., SUITE 600 LOS ANGELES CA 90036 UNITED STATES [REDACTED]
4079 REDACTED [REDACTED]
REGATTA OFFICE PRK CORP
CENTRE
CAMDEN ASSET MANAGEMENT P.O. BOX 31106
4080 REDBOURN PARTNERS LTD C/O CITCO FUND SERVICES LTD WEST BAY RD KY1-1205 CAYMAN ISLANDS [REDACTED]
ENGLEWOOD
4081 REDWOOD MASTER FUND LTD REDWOOD CAPITAL MGMT 910 SYLVAN AVE STE 130 CLIFFS NJ 7632 UNITED STATES [REDACTED]
MICA
4082 REED US RETIREMENT PLAN (REED ELSEVIER) 275 WASHINGTON ST. NEWTON MA 2458 UNITED STATES [REDACTED]
4083 REFORM PENSION BOARD LCV 355 LEXINGTON AVENUE NEW YORK NY 10017-6603 UNITED STATES [REDACTED]
4084 REGENCE BC/BS OF OREGON 200 SW MARKET STREET PORTLAND OR 97201 UNITED STATES [REDACTED]
1800 NINTH AVENUE SEATTLE
4085 REGENCE BLUESHIELD PO BOX 21267 MS S1025 WASHING ON 98111-3267 UNITED STATES [REDACTED]
4086 REGENTATLANTIC CAPITAL, LLC 1200 MOUNT KEMBLE AVE. MORRISTOWN NY 07960 UNITED STATES [REDACTED]
REGENTS OF THE UNIVERSITY OF
4087 MICHIGAN 101 NORTH MAIN STREET STE 525 ANN ARBOR MI 48104-5517 UNITED STATES [REDACTED]
REGENTS OF UNIVERSITY OF
4088 CALIFORNIA C/O SHERRY L. LANSING 1111 BROADWAY, SUITE 1400 OAKLAND CA 94607-9828 UNITED STATES [REDACTED]
4091 REGIONS FINANCIAL CORPORATION JAMES E. MEIGS 417 N. 20TH ST. BIRMINGHAM AL 35202 UNITED STATES [REDACTED]
4092 REICHHOLD, INC. 2400 ELLIS ROAD DURHAM NC 27703 UNITED STATES [REDACTED]
4093 REILLY, CHRISTOPHER 289 SIESTA AVE THOUSAND OAKS CA 91360 UNITED STATES [REDACTED]
RELATIVE VALUE AVERAGE PRICE LEHMAN BROTHERS INC
4094 EQUITIES 745 7TH AVE, 16TH FLOOR NEW YORK NY 10019-6801 UNITED STATES [REDACTED]
4105 REORG MANDATORY PROCESSING A/C 101 HUDSON STREET JERSEY CITY NJ 07302-3915 UNITED STATES [REDACTED]
4106 REPUBLIC BANK AND TRUST CO. REPUBLIC CORPORATE CTR. 601 W. MARKET STREET LOUISVILLE KY 40202 UNITED STATES [REDACTED]
4120 REX R MULL AND NANCY B MULL JT TEN 600 OLEANDER AVE BAKERSFIELD CA 93304-2043 UNITED STATES [REDACTED]
RICHARD & CAROL ASKIN, U/A DTD 13650 MARINA POINTE DR UNIT 15
4128 09/27/1990 ASKIN FAMILY TRUST RICHARD & CAROL ASKIN TTEE UNIT 1503 MARINA DEL REY CA 90292-9292 UNITED STATES [REDACTED]
RICHARD & DESPINA HAIGLER, RICHARD
& DESPINA HAIGLER LIVING TRUST UA
4129 11/04/91 C/O CURRENT TRUSTEE(S) 810 LEMOS LN FREMONT CA 94539-3776 UNITED STATES [REDACTED]
RICHARD & DIANE KUCERA TR U/A/D C/O RICHARD A. KUCERA, DIANE A
4130 03-23-2007 KUCERA TTEE 218 W WITCHWOOD LAKE BLUFF IL 60044-2449 UNITED STATES [REDACTED]
RICHARD & GAYLE LANDUYT TR U/A C/O G LANDUYT & R LANDUYT ARLINGTON
4131 DTD 11/16/1991 AND/OR CURRENT TRUSTEE(S) 4130 TERRAMERE HEIGHTS IL 60004 UNITED STATES [REDACTED]
RICHARD H COPP REV LIV TRUST U/A C/O RICHARD H COPP AND/OR
4148 DTD 03/25/92 CURRENT TRUSTEE(S) PO BOX 177 HILLSDALE MI 49242 UNITED STATES [REDACTED]
4149 RICHARD H SCHWAMB 3324 PEACHTREE RD. UNIT 2908 ATLANTA GA 30326 UNITED STATES [REDACTED]
RICHARD H. RICCIARDI & CHER DELLIN
4150 RICCIARDI JT WROS 75860 SARAZEN WAY PALM DESERT CA 92211-8934 UNITED STATES [REDACTED]
4151 RICHARD HAIGLER 810 LEMOS LN FREMONT CA 94539-3776 UNITED STATES [REDACTED]
4152 RICHARD J HOFFMAN 1910 ST JOE CENTER RD #12 FORT WAYNE IN 46825-5000 UNITED STATES [REDACTED]
4157 RICHARD JAMES BAMISH 6401 SEASHORE DRIVE NEWPORT BEACH CA 92663 UNITED STATES [REDACTED]
RICHARD KALLENBERGER AND NANCY
4158 KALLENBERGER JTWROS 4710 SNOWMOUNTAIN RD YAKIMA WA 98908 UNITED STATES [REDACTED]
4159 RICHARD L GOLDSTEIN 14223 GREENCROFT LN HUNT VALLEY MD 21030 UNITED STATES [REDACTED]
4160 RICHARD L. PHILLIPS PO BOX 2891 REDMOND WA 98073-2891 UNITED STATES [REDACTED]
4161 RICHARD M ADER 3250 SANDOWN PARK RD KESWICK VA 22947 UNITED STATES [REDACTED]
4162 RICHARD M AND ELLEN J VANDER MEER 11600 HOLMES AVE PALOS PARK IL 60464-1045 UNITED STATES [REDACTED]
RICHARD M. BASOCO AND CARYL W.
4163 BASOCO JTWROS 1706 SOUTH ROAD BALTIMORE MD 21209 UNITED STATES [REDACTED]
4164 RICHARD MAK AND HOA AI TU 8 CHARITY IRVINE CA 92612-3255 UNITED STATES [REDACTED]
4165 RICHARD MORABITO CGM IRA ROLLOVER CUSTODIAN 3705 N. NORDICA AVE. CHICAGO IL 60634 UNITED STATES [REDACTED]
4166 RICHARD MOY IRA MERRILL LYNCH CUST 8455 W CASTLE ISLAND AVE CHICAGO IL 19355 UNITED STATES [REDACTED]
4167 RICHARD P. SIMMONS 79 QUAKER HOLLOW ROAD SEWICKLEY PA 15143-9353 UNITED STATES [REDACTED]
4168 RICHARD PANIAGUA PO BOX 301 SAWYER MI 49125 UNITED STATES [REDACTED]
4169 RICHARD R. SCHMALTZ 4484 SPRING IS OKATIE SC 29909-4735 UNITED STATES [REDACTED]
4170 RICHARD ROTT 502 BRIAR PLACE CHICAGO IL 60657-4652 UNITED STATES [REDACTED]
4171 RICHARD RYAN TRUSTEE OF RESERVATIONS 572 ESSEX STREET BEVERLY MA 1915 UNITED STATES [REDACTED]
4172 RICHARD S. CATALANO CLIFFORD CHANCE US LLP 31 WEST 52ND STREET NEW YORK NY 10019 UNITED STATES [REDACTED]
4173 RICHARD T YU AMERITRADE INC CUSTODIAN 3027 COLLEGE AVE BERKELEY CA 94705 UNITED STATES [REDACTED]
4174 RICHARD T YU 3027 COLLEGE AVE BERKELEY CA 94705-2535 UNITED STATES [REDACTED]
4175 RICHARD T. GARRETT CGM IRA CUSTODIAN 2030 WEST 19TH STREET CLEVELAND OH 44113-3549 UNITED STATES [REDACTED]
RICHARD TRIEST LVG TRUST U/A DTD 2- C/O RICHARD R TRIEST AND/OR
4177 29-96 CURRENT TRUSTEE(S) 413 S 13TH STREET ST CHARLES IL 60174 UNITED STATES [REDACTED]
RICHARD W MCINTOSH AND JENIFER B
4178 MCINTOSH 14702 QUAIL FARMS ROAD CYPRESS TX 77429-3584 UNITED STATES [REDACTED]
4179 RICHARD W WATTS (IRA) AS FCC CUSTODIAN 22701 LAKE RD #101-103 ROCKY RIVER OH 44116-1058 UNITED STATES [REDACTED]
4180 RICHARD Y CHAO INTERESTS LTD 15 SAILCREST NEWPORT COAST CA 92657 UNITED STATES [REDACTED]
RICHMAN GREER PA 401K PROFIT
4181 SHARING PLAN ATTN: GEORGETTE G. TRELLES 201 S BISCAYNE BLVD, 10TH FL MIAMI FL 33131 UNITED STATES [REDACTED]
4182 RICHMOND CAPITAL MASTER FD LTD 1 HAWTHORNE LANE WESTPORT CT 6880 UNITED STATES [REDACTED]
4183 RICHMOND ENHANCED CAPITAL LP 1 HAWTHORNE LANE WESTPORT CT 6880 UNITED STATES [REDACTED]
4184 RICK L COLYER PO BOX 345 JOHNSTON CITY IL 62951 UNITED STATES [REDACTED]
4185 RICOTTA, MARY LOU 1871 HARING ST. APT. C BROOKLYN NY 11229-3209 UNITED STATES [REDACTED]
ROBERT & MILDRED HARRIS TRUST 7H- C/O ROBERT N HARRIS AND/OR SUNRISE SENIOR LIVING BEVERLY
4200 249 CURRENT TRUSTEE(S) 201 N CRESCENT DR APT 301 BEVERLY HILLS CA 90210-6169 UNITED STATES [REDACTED]
ROBERT A GERNAND AND DIANA L
4201 GERNAND 109 DEVONSHIRE DR DANVILLE IL 61834-5908 UNITED STATES [REDACTED]
4205 ROBERT A. & ESTHER G. FOX 943 COATES ROAD MEADOWBROOK PA 19046 UNITED STATES [REDACTED]
165 TOWNSHIP LINE ROAD, SUITE
4206 ROBERT A. FOX & ESTHER FOX 21 JENKINTOWN PA 19045 UNITED STATES [REDACTED]
4207 ROBERT A. SIMINS AND JAMIE A. SIMINS 20 ZABRISKIE TERRACE MONSEY NY 10952-1913 UNITED STATES [REDACTED]
4208 ROBERT B DOLD AND EILEEN C NORRIS 501 N PARK RD LA GRANGE PK IL 60526 UNITED STATES [REDACTED]
4214 ROBERT C. AND JUDITH S. NEWMAN 2 RANDOM RD. CHERRY HILLS CO 80113 UNITED STATES [REDACTED]
4215 ROBERT C. PALMER, IRA R/O C/O DELAWARE CHARTER G&T 2480 DONA ANA RD. SW DEMING NM 88030-7452 UNITED STATES [REDACTED]
4216 ROBERT CHASE 3830 ADDISON DR PEARLAND TX 77584 UNITED STATES [REDACTED]
4217 ROBERT D H HARVEY 1 LINDSAY LANE BALTIMORE MD 21212-1018 UNITED STATES [REDACTED]
4218 ROBERT D SPARR 10 S WILLE ST, APT 206 MT PROSPECT IL 60056 UNITED STATES [REDACTED]
4219 ROBERT D. BOSAU DESIGNATED BENE PLAN/TOD 380 W BRIDLE LN LAKE FOREST IL 60045 UNITED STATES [REDACTED]
4222 ROBERT E AND DIANNE S MATTHEWS P.O. BOX 970 MARIETTA GA 30061 UNITED STATES [REDACTED]
ROBERT E LA BLANC & ELIZABETH ANNE
4223 LA BLANC FOUNDATION 323 HIGHLAND AVE RIDGEWOOD NJ 7450 UNITED STATES [REDACTED]
4224 ROBERT E. LA BLANC 323 HIGHLAND AVE RIDGEWOOD NJ 7450 UNITED STATES [REDACTED]
4225 ROBERT EDWARD BELLACK 820 S OAKLAND AVE PASADENA CA 91106 UNITED STATES [REDACTED]
4234 ROBERT G WITT FMT CO CUST IRA 14 MISTFLOWER PL THE WOODLANDS TX 77381 UNITED STATES [REDACTED]
4235 ROBERT G. SPECK 4136 TERRACEVIEW N. APT 4 TOLEDO OH 43607 UNITED STATES [REDACTED]
4236 ROBERT GUNTERBERG 3518 W 67TH ST CHICAGO IL 60629 UNITED STATES [REDACTED]
4249 ROBERT K. AND JEANETTE C. URBAIN 12411 COLD SPRINGS DR. HUNTLEY IL 60142-7490 UNITED STATES [REDACTED]
4250 ROBERT KUHN SPECIAL ACCOUNT 1220 LUDLAM COURT MARCO ISLAND FL 34145 UNITED STATES [REDACTED]
ROBERT L MANUEL AND FRANCES E
4251 MANUEL JTWROS 5336 FAWN WOODS CT. SANFORD FL 32771-7173 UNITED STATES [REDACTED]
4252 ROBERT L. & SUSANN OAKUM 440 S LASALLE #1645 CHICAGO IL 60605 UNITED STATES [REDACTED]
ROBERT L. DRUMMEY AND DORIANN C.
4253 DRUMMEY ATBE 3790 STOUGHTON RD COLLEGEVILLE PA 19426 UNITED STATES [REDACTED]
4254 ROBERT L. FROELICH 875 PARK AVENUE NEW YORK NY 10021 UNITED STATES [REDACTED]
4255 ROBERT L. NEWTON CGM IRA CUSTODIAN P.O. BOX 335 POMPTON PLAINS NJ 07444-0335 UNITED STATES [REDACTED]
4256 ROBERT M BERGER 1506 SHERIDAN RD HIGHLAND PARK IL 60035 UNITED STATES [REDACTED]
4257 ROBERT M WORSFOLD FMT CO CUST IRA ROLLOVER 974 OLD POST RD KINDERHOOK NY 12106 UNITED STATES [REDACTED]
4258 ROBERT M. KAHN CGM IRA ROLLOVER CUSTODIAN 26401 E ARBOR DR AURORA CO 80016-6122 UNITED STATES [REDACTED]
4259 ROBERT M. TREBOUX 129 E 60TH ST NEW YORK NY 10022 UNITED STATES [REDACTED]
4260 ROBERT MOSBERG 1 DOWLING COURT OLD WESTBURY NY 11568-1227 UNITED STATES [REDACTED]
ROBERT PARRILLO, U/A DTD
4261 12/27/1990 BY ROBERT PARRILLO C/O ROBERT PARRILLO, TRUSTEE 1 LAS OLAS CIR FT LAUDERDALE FL 33316-1604 UNITED STATES [REDACTED]
4274 ROBERT W HASKINS LIVING TR C/O CURRENT TRUSTEE(S) 350 W COLORADO BLVD., STE 230 PASADENA CA 91105-1855 UNITED STATES [REDACTED]
4275 ROBERT W YOUNG 813 VALLEY CREEK DRIVE PLANO TX 75075-8123 UNITED STATES [REDACTED]
ROBERT F ERBURU, LOIS STONE
ROBERT/LOIS ERBURU LIV TR U/A ERBURU AND/OR CURRENT
4276 03/19/96 TRUSTEE(S) 1518 BLUE JAY WAY LOS ANGELES CA 90069 UNITED STATES [REDACTED]
ROBERTS GEORGE W B FBO CHILDREN-
4277 TR [REDACTED]
ROBERTS MARY F FBO
4278 GRANDCHILDREN-TR [REDACTED]
4292 ROMAN CATHOLIC ARCHBISHOP OF LA ARCHDIOCESE OF LOS ANGELES LOS ANGELES CA 90010-2241 UNITED STATES [REDACTED]
4293 ROMANO BROTHERS & CO. 1560 SHERMAN AVE. #1300 EVANSTON IL 60201 UNITED STATES [REDACTED]
4294 ROMANS 85 LLC EDWARD C KUVLESKY MEMBER 6165 60TH CT VERO BEACH FL 32967-5202 UNITED STATES [REDACTED]
4295 RONALD AND BARBARA RETTAGLIATA 182 WOEHRLE AVE STATEN ISLAND NY 10312-1944 UNITED STATES [REDACTED]
4333 RS INVESTMENT MANAGEMENT CO. LLC TERRY R. OTTON 388 MARKET ST., STE. 1700 SAN FRANCISCO CA 94111 UNITED STATES [REDACTED]
4335 RS S&P 500 INDEX VIP SERIES 388 MARKET STREET, SUITE 1700 SAN FRANCISCO CA 94111 UNITED STATES [REDACTED]
4342 RUSSELL 1000 ALPHA TILTS FUND BL 400 HOWARD STREET SAN FRANCISO CA 94105 UNITED STATES [REDACTED]
4343 RUSSELL 1000 INDEX FUND 400 HOWARD STREET SAN FRANCISO CA 94105 UNITED STATES [REDACTED]
STATE STREET BANK & TR
RUSSELL 1000 VALUE CTF COMPANY
4344 ROBERT DEMPSEY 2 INTERNATIONAL PLACE BOSTON MA 2110 UNITED STATES [REDACTED]
4345 RUSSELL 1000 VALUE FUND 400 HOWARD STREET SAN FRANCISO CA 94105 UNITED STATES [REDACTED]
4346 RUSSELL 1000 VALUE FUND B 400 HOWARD STREET SAN FRANCISO CA 94105 UNITED STATES [REDACTED]
4347 RUSSELL 2500 INDEX FUND 400 HOWARD STREET SAN FRANCISO CA 94105 UNITED STATES [REDACTED]
4348 RUSSELL 3000 745 7TH AVE - 2ND FLOOR NEW YORK NY 10019-6801 UNITED STATES [REDACTED]
4349 RUSSELL 3000 INDEX FUND 400 HOWARD STREET SAN FRANCISO CA 94105 UNITED STATES [REDACTED]
C/O RUSSELL E ATHA, CAROLEE
RUSSELL E ATHA JR DONOR TRUST U/A ATHA AND/OR CURRENT
4350 DTD 09/10/1999 TRUSTEE(S) 3716 W 65TH ST SHAWNEE MSN KS 66208-1736 UNITED STATES [REDACTED]
4351 RUSSELL EQUITY I FUND 1301 SECOND AVENUE SEATTLE WA 98101 UNITED STATES [REDACTED]
4360 RUTH A. BOHANNON CGM IRA ROLLOVER CUSTODIAN 4119 W FULLERTON CHICAGO IL 60639-2105 UNITED STATES [REDACTED]
4362 RUTH C VON PLATEN TRUST NO 2 C/O CURRENT TRUSTEE(S) 350 W COLORADO BLVD, STE 230 PASADENA CA 91105-1855 UNITED STATES [REDACTED]
4363 RUTH EISEN TWO LANDPORT NEWPORT BEACH CA 92660 UNITED STATES [REDACTED]
4385 RYDEX INVESTMENTS A/C 67 9601 BLACKWELL ROAD SUITE 500 ROCKVILLE MD 20850-6478 UNITED STATES [REDACTED]
4386 RYDEX SERIES FUNDS 9601 BLACKWELL RD., STE. 500 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
RYDEX SERIES FUNDS MULTI-HEDGE
4387 STRATEGIES FUND BAL INVESTORS-RYDEX/SGI 805 KING FARM BLVD, SUITE 600 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
RYDEX VARIABLE S&P 500 PURE VALUE SECURITY GLOBAL INVESTORS- N MICHAEL SCALZI, OLGA VONIKAKI
4392 FUND RYDEX/SGI 805 KING FARM BLVD, SUITE 600 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
NICK BONOS
VICE PRESIDENT & TREASURER
4393 RYDEX VARIABLE TRUST AND/OR CURRENT TRUSTEE(S) 9601 BLACKWELL RD., STE. 500 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
NICK BONOS
VICE PRESIDENT AND TREASURER NICK BONOS
4394 RYDEX VARIABLE TRUST AND/OR CURRENT TRUSTEE(S) VICE PRESIDENT AND TREASURER ROCKVILLE MD 20850 UNITED STATES [REDACTED]
4403 S&P 500 INDEX E.W.F., LP C/O ADVISORY RESEARCH, INC. 180 N. STETSON AVE., SUITE 5500 CHICAGO IL 60601 UNITED STATES [REDACTED]
4406 S&P 500 STOCK MASTER PORTFOLIO 400 HOWARD STREET SAN FRANCISO CA 94105 UNITED STATES [REDACTED]
4407 S.E.I.U. LOCAL #25 PENSION FUND 111 E WACKER DRIVE, 25TH FLOOR CHICAGO IL 60601 UNITED STATES [REDACTED]
JIM MCARDLE AND/OR CURRENT
4408 S.E.I.U. LOCAL #25 PENSION TRUST TRUSTEE(S) 111 E. WACKER DRIVE, 25TH FLOOR CHICAGO IL 60601 UNITED STATES [REDACTED]
PO BOX 896 2ND HARBOUR
4409 S.O.G FUND - INTERNATIONAL CENTRE GEORGE TOWN CAYMAN ISLANDS [REDACTED]
4410 SA FUNDS – INVESTMENT TRUST ALEXANDER B. POTTS 3055 OLIN AVE., STE. 2000 SAN JOSE CA 95128 UNITED STATES [REDACTED]
4411 SA FUNDS INVESTMENT TRUST RWB C/O CURRENT TRUSTEE(S) 3055 OLIN AVENUE SAN JOSE CA 95129 UNITED STATES [REDACTED]
SA FUNDS-INVESTMENT TRUST (S.A. C/O J. WILEY AND/OR CURRENT
4412 U.S. MARKET FUND) TRUSTEE(S) 500 LEXINGTON AVENUE NEW YORK NY 10022 UNITED STATES [REDACTED]
SA FUNDS-INVESTMENT TRUST (S.A. C/O J. WILEY AND/OR CURRENT
4413 U.S. VALUE FUND) TRUSTEE(S) 500 LEXINGTON AVENUE NEW YORK NY 10022 UNITED STATES [REDACTED]
4414 SA U.S. MARKET FUND 225 FRANKLIN STRET BOSTON MA 2110 UNITED STATES [REDACTED]
C/O STATE STREET BANK AND
4415 SA U.S. VALUE FUND TRUST COMPANY 225 FRANKLIN STRET BOSTON MA 2110 UNITED STATES [REDACTED]
SACRAMENTO COUNTY EMPLOYEES
4416 RETIREMENT SYSTEM C/O JEFF STATES 980 9TH ST STE 1800 SACRAMENTO CA 95812-0687 UNITED STATES [REDACTED]
4417 SACRED HEART UNIVERSITY 5151 PARK AVE FAIRFIELD CT 06825-1023 UNITED STATES [REDACTED]
4429 SALVATION ARMY CENTRAL TERRITORY 10 W ALGONQUIN ROAD DES PLAINES IL 60016 UNITED STATES [REDACTED]
SALVATION ARMY-SOUTHERN
4430 TERRITORY 1424 NORTHEAST EXPRESSWAY ATLANTA GA 30329 UNITED STATES [REDACTED]
4431 SAMBASIVAN NARAYANAN 8209 W 143RD TER OVERLAND PARK KS 66223 UNITED STATES [REDACTED]
4432 SAMBASIVAN NARAYANAN 8209 W 143RD TER OVERLAND PARK KS 66223-1367 UNITED STATES [REDACTED]
4433 SAMCO CAPITAL MKTS 1700 PACIFIC AVE, SUITE 1400 DALLAS TX 75201-4607 UNITED STATES [REDACTED]
4434 SAME AS 215 Address 2 520 GREEN BAY ROAD WINNETKA IL 60093 UNITED STATES [REDACTED]
4435 SAMPENSION INVEST OTTO MONSTEDS PLAD 9 COPENHAGEN 1790 DENMARK [REDACTED]
4436 SAMPLE H FOR D HILL [REDACTED]
4437 SAMPLE P L FOR REBECCA [REDACTED]
4445 SANDELMAN PARTNERS MULTI-STRATEGY MASTER FUND 500 PARK AVENUE 3RD FLOOR NEW YORK NY 10022 UNITED STATES [REDACTED]
MARK J. YACOS MARK J. YACOS
4446 SANDELMAN PARTNERS, LP CFO CFO NEW YORK NY 10022 UNITED STATES [REDACTED]
INSTITUTIONAL SHAREHOLDER
4447 SANFORD BERNSTEIN SERVICE 2099 GAITHER RD. SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
4448 SANFORD BERNSTEIN COMPANY, INC. 1455 RESEARCHBLVD SUITE 400 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
4449 SANFORD C. BERNSTEIN FUND, INC. DIANNE F. LOB, PRESIDENT 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105 UNITED STATES [REDACTED]
65 WILLOWBROOK BLVD., 4TH
4450 SANO INVESTMENTS LLC FLOOR WAYNE NJ 2470 UNITED STATES [REDACTED]
SANTA BARBARA COUNTY EMPLOYEES
4451 RETIREMENT SYSTEM 3916 STATE STREET STE 210 SANTA BARBARA CA 93105 UNITED STATES [REDACTED]
WALSH ADMINISTRATION
BUILDING, SUITE 101E
4452 SANTA CLARA UNIVERSITY ATTN: TONY NGUYEN, CFA 500 EL CAMINO REAL SANTA CLARA CA 95053-0890 UNITED STATES [REDACTED]
4453 SANTA FE ART FOUNDATION P.O. BOX 2437 SANTA FE NM 87504-2437 UNITED STATES [REDACTED]
MAN BROTHERS INC.
4454 SANTA FE G VWAP (EQ722) ATTN: ARTHUR AYZEROV 745 7TH AVE, 2ND FL. NEW YORK NY 10019-6801 UNITED STATES [REDACTED]
FORT
4455 SARA A LIGHTBOURN 2355 SW 28TH AVE LAUDERDALE FL 33312-4552 UNITED STATES [REDACTED]
4458 SARA L WEBER AND ROBERT P LANGAN 225 CARROLL STREET BROOKLYN NY 11231-4203 UNITED STATES [REDACTED]
4464 SAUDI ARABIAN MONETARY AGENCY KHALID AL-SWEILEM AL MASSER STREET RIYADH 11169 SAUDIA ARABIA [REDACTED]
SAVANNAH RIVER NUCLEAR BLDG 703-47A ROOM 111
4465 SOLUTIONS LLC MASTER TRUST C/O CURRENT TRUSTEE(S) AIKEN SC 29808 UNITED STATES [REDACTED]
4466 SBC MASTER PENSION TRUST C/O CURRENT TRUSTEE(S) 208 S AKARD ST, 27TH FLOOR DALLAS TX 75201 UNITED STATES [REDACTED]
EQ US DERIVATIVES TRADERS EQ
4467 SBI SWAPS DERIV PROD CTRL 388 GREENWICH ST., 6 FL NEW YORK NY 10013-2375 UNITED STATES [REDACTED]
4468 SBL FUND BRENDA M. HARWOOD ONE SECURITY BENEFIT PLAZA TOPEKA KS 66636 UNITED STATES [REDACTED]
NORTHERN TRUST GLOBAL
4469 SBL FUND SERIES H INVESTMENT 50 S LA SALLE ST STE 1 CHICAGO IL 60603-1003 UNITED STATES [REDACTED]
4470 SBL FUND, SERIES H ONE SECURITY BENEFIT PLACE TOPEKA KS 66636-0001 UNITED STATES [REDACTED]
4471 SBL FUND, SERIES N ONE SECURITY BENEFIT PLACE TOPEKA KS 66636-0001 UNITED STATES [REDACTED]
4472 SBL FUND, SERIES O ONE SECURITY BENEFIT PLACE TOPEKA KS 66636-0001 UNITED STATES [REDACTED]
SC BLACKROCK SMALL CAP INDEX FUND
F/K/A SC OPPENHEIMER MAIN STREET ONE SUN LIFE EXECUTIVE PARK SC
4473 CAP FUND 1308 WELLESLEY HILLS MA 2481 UNITED STATES [REDACTED]
SC EDISON NUCLEAR FACILITIES
QUALIFIED CPUC DECOM MASTER
4474 TRUST C/O CURRENT TRUSTEE(S) 2244 WALNUT GROVE AVENUE ROSEMEAD CA 91770 UNITED STATES [REDACTED]
4475 SCB CANADA TRUST DIVERSIFIED C/O CURRENT TRUSTEE(S) ONE NORTH LEXINGTON WHILE PLAINS NY 10601 UNITED STATES [REDACTED]
4476 SCG BALA EQUITY OPTIONS SCG BALA EQUITY OPTIONS 401 CITY LINE AVE/STE 220 BALA CYNWYD PA 19004 UNITED STATES [REDACTED]
4477 SCHAEFER-NEVADA INC C/O J. MICHAEL SCHAEFER 3930 SWENSON #103 LAS VEGAS NV 89119 UNITED STATES [REDACTED]
181 UNIVERSITY AVENUE, SUITE
4478 SCHEER ROWLETT & ASSOCIATES 300 TORONTO ON M5H 3MZ CANADA [REDACTED]
4485 SCHULTZE ASSET MANAGEMENT, LLC GEORGE J. SCHULTZE 3000 WESTCHESTER AVE. PURCHASE NY 10577 UNITED STATES [REDACTED]
4489 SCHURZ COMMUNICATIONS INC. RET 225 W COLFAX AVENUE SOUTH BEND IN 46626 UNITED STATES [REDACTED]
4490 SCHWAB 1000 INDEX FUND (2M25) 211 MAIN STREET SAN FRANCISCO CA 94105 UNITED STATES [REDACTED]
4491 SCHWAB CAPITAL TRUST C/O CURRENT TRUSTEE(S) 211 MAIN STREET SAN FRANCISCO CA 94105 UNITED STATES [REDACTED]
SCHWAB FUNDAMENTAL US LG CO
4492 (2MB1) 211 MAIN STREET SAN FRANCISCO CA 94105 UNITED STATES [REDACTED]
4495 SCHWAB S&P 500 INDEX FUND (2M32) 211 MAIN STREET SAN FRANCISCO CA 94105 UNITED STATES [REDACTED]
SCHWAB S&P 500 INDEX PORTFOLIO
4496 (2M46) 211 MAIN STREET SAN FRANCISCO CA 94105 UNITED STATES [REDACTED]
SCHWAB TOTAL STOCK MARKET INDEX
4497 FUND (2M40) 211 MAIN STREET SAN FRANCISCO CA 94105 UNITED STATES [REDACTED]
4500 SCOTT AND NANCY GOODMAN 180 BEECH ST. HIGHLAND PARK IL 60035 UNITED STATES [REDACTED]
4501 SCOTT KLARQUIST 318 E 6TH ST. #1 NEW YORK NY 10003 UNITED STATES [REDACTED]
4502 SCOTT R COOK 10618 LUCAS ROAD WOODSTOCK IL 60098-7448 UNITED STATES [REDACTED]
4503 SCOTTRADE, INC. CORPORATION SERVICE COMPANY 2711 CENTERVILLE RD., STE. 400 WILMINGTON DE 19808 UNITED STATES [REDACTED]
U/A/D 02-16-2006/SB
C/O BARRY H. AND GAIL D.
4504 SCRIPPS FAMILY REV. TRUST SCRIPPS TRUSTEE 1008 GENIUS DR. WINTER PARK FL 32789-5122 UNITED STATES [REDACTED]
4505 SDA LARGECAP EQUITY INDEX CL A 411 W. LAFAYETTE BLVD DETROIT MI 48226 UNITED STATES [REDACTED]
4532 SEMPRA ENERGY PENSION MSTR TRST 101 ASH STREET SAN DIEGO CA 92101 UNITED STATES [REDACTED]
4533 SENTINEL INVESTMENT PARTNERS LTD SENTINEL CAPITAL ADVISERS LLC 59 MAIDEN LANE 6TH FL NEW YORK NY 10038-4646 UNITED STATES [REDACTED]
G ST WEST, SUITE 2850
TORONTO, ON M5X 1A4
4534 SENTRY SELECT (SENTRY SELECT CAPITAL INC.) CANADA TORONTO ON M5X 1A4 CANADA [REDACTED]
4535 SERS/LSV US LRG ATTN: STACY EASTERDAY 300 E BROAD ST. SUITE 100 COLUMBUS OH 43215 UNITED STATES [REDACTED]
4536 SERS/SSGA PASS STACY EASTERDAY 300 E BROAD ST. SUITE 100 COLUMBUS OH 43215 UNITED STATES [REDACTED]
SERVANTS OF RELIEF FOR INCURABLE OME
4537 CANCER BLACKROCK PI SOCIALLY RESPONS 600 LINDA AVE HAWTHORNE NY 10532 UNITED STATES [REDACTED]
4538 SESLIA SECURITIES 2107 CRYSTAL GADE #7A ST. THOMAS USVI 802 UNITED STATES [REDACTED]
4539 SETH A THAYER 1822 CASEY KEY RD NOKOMIS FL 34275 UNITED STATES [REDACTED]
4540 SEYMOUR LIBRARY FOUNDATION INC ATTN STEVE ERSKINE 176 GENESEE ST AUBURN NY 13021 UNITED STATES [REDACTED]
SF LADIES PROTECTION AND RELIEF
4541 SOCIETY DBA THE HERITA 3400 LAGUNA STREET SAN FRANCISCO CA 94123 UNITED STATES [REDACTED]
THE CORPORATION TRUST CORPORATION TRUST CENTER
4542 SG AMERICAS SECURITIES, LLC COMPANY 1209 ORANGE ST. WILMINGTON DE 19801 UNITED STATES [REDACTED]
SGIF LARGE CAP VALUE FUND (R1V
4543 ENHANCED) SEI INVESTMENTS 1 FREEDOM VALLEY DRIVE OAKS PA 19456 UNITED STATES [REDACTED]
C/O RODNEY SHAPIRO, SYLVIA I
SHAPIRO LIVING TRUST UAD SHAPIRO AND/OR CURRENT
4544 06/12/1996 TRUSTEE(S) 1653 55TH STREET BROOKLYN NY 11204 UNITED STATES [REDACTED]
4545 SHAREBUILDER SECURITIES CORP --OMNIBUS ACCOUNT-- 83 SOUTH KING ST., STE. 700 SEATTLE WA 98104-2851 UNITED STATES [REDACTED]
SHARON B. CHRISTHILF A/K/A SHARON
4546 ANNE BRADFORD 4201 LINKWOOD RD BALTIMORE MD 21210-2914 UNITED STATES [REDACTED]
SHARON B. ZELL, SHARON B. ZELL DTD 1/21/94 RESTATED 5/10/96 C/O MIKE FELTMAN
4547 FAMILY TRUST #2 C/O CURRENT TRUSTEE(S) P.O. BOX 9280 KETCHUM ID 83340-7163 UNITED STATES [REDACTED]
4548 SHARON L. BOULTINGHOUSE TRUST C/O CURRENT TRUSTEE(S) 1046 LAGUNITA ROAD PASADENA CA 91105 UNITED STATES [REDACTED]
4549 SHARON ROSENHAUSE 2100 S OCEAN LN APT 708 FT LAUDERDALE FL 33316 UNITED STATES [REDACTED]
4550 SHARON SPEAR 1371 PLAZA PACIFICA SANTA BARBARA CA 93108-2879 UNITED STATES [REDACTED]
4551 SHEET METAL WORKERS - NPF 600 N FAIRFAX STREET SUITE 500 ALEXANDRIA VA 22314 UNITED STATES [REDACTED]
4552 SHEET METAL WORKERS LOCAL #73 ATTN: NACY LALLENSACK 4530 ROOSEVELT ROAD HILLSIDE IL 60162 UNITED STATES [REDACTED]
C/O KAUFMAN & GOBLE
SHEET METAL WORKERS LOCAL 104 SECURITY TRUST COMPANY
4553 SUPPLEMENTAL PENSION PLAN CUSTODIAN 700 TOWER ROAD TROY MI 48098 UNITED STATES [REDACTED]
SHEET METAL WORKERS' LOCAL 73
4554 PENSION TRUST C/O CURRENT TRUSTEE(S) 4500 ROOSEVELT ROAD HILLSIDE IL 60162 UNITED STATES [REDACTED]
JOHN ARSENAULT
EXECUTIVE VICE PRESIDENT JOHN ARSENAULT
4573 SI TRUST SERVICING AND/OR CURRENT TRUSTEE(S) EXECUTIVE VICE PRESIDENT RUTLAND VT 05701 UNITED STATES [REDACTED]
SICAV STATE STREET BANQ,PARIS PUTEAUX
4574 (STATE STREET BANQUE) KARINE FORTI FRANCE PUTEAUX 92062 FRANCE [REDACTED]
MORGAN & MORGAN TRUST CO
NOMA HOLDING /SICPA HOLDING PO BOX CH-1000 LAUSANNE 16
4575 SICPA SA SWITZERLAND (CHE), LAUSANNE SWITZERLAND [REDACTED]
4576 SIDNEY J SILVER WBNA COLLATERAL ACCOUNT 3299 K STREET NW STE 100 WASHINGTON DC 20007 UNITED STATES [REDACTED]
4577 SIDNEY J SILVER WFBNA COLLATERAL ACCOUNT 3299 K STREET NW STE 100 WASHINGTON DC 20007 UNITED STATES [REDACTED]
C/O WILLIAM J. KELLEHER III
ROBINSON & COLE LLP
4578 SILVER POINT CAPITAL FUND LP 1055 WASHINGTON BLVD STAMFORD CT 6901 UNITED STATES [REDACTED]
SILVER POINT CAPITAL OFFSHORE C/O WALKERS CORPORATE 87 MARY STREET, WALKER HOUSE,
4579 FUND, LTD SERVICES LIMITED GEORGETOWN GRAND CAYMAN KY1-9005 CAYMAN ISLANDS [REDACTED]
4580 SILVER POINT CAPITAL, L.P. FREDRICK H. FOGEL TWO GREENWICH PLAZA GREENWICH CT 06830 UNITED STATES [REDACTED]
SILVERCREST ASSET MANAGEMENT 1330 AVENUE OF THE AMERICAS,
4581 GROUP LLC KIM CAMPIONE 38TH FL. NEW YORK NY 10019 UNITED STATES [REDACTED]
4582 SIMIN N. ALLISON GABELLI MID CAP VALUE PO BOX 122 GREENS FARMS CT 6838 UNITED STATES [REDACTED]
4583 SIMON WOTTGE 12801 LAFAYETTE ST APT: F201 THORNTON CO 80241 UNITED STATES [REDACTED]
C/O JAMES R SIMPSON, SUSAN J
SIMPSON AND/OR CURRENT
4584 SIMPSON FAMILY TRUST U/A 02/24/97 TRUSTEE(S) 334 BUENA VISTA NEWPORT BEACH CA 92661 UNITED STATES [REDACTED]
SINCLAIR ELEVATOR 401K PROFIT
4585 SHARING TRUST DTD 12-29-1980 C/O ROGER BAKER TRUSTEE 4615 BLARNEY DRIVE CEDAR RAPIDS IA 52411-8015 UNITED STATES [REDACTED]
SINCLAIR SMITH SIRAGUSA FM TRUST
4586 DATED 4/17/75 C/O CURRENT TRUSTEE(S) 3602 S. WASHINGTON STREET AMARILLO TX 79110-1303 UNITED STATES [REDACTED]
4587 SIRAGUSA ENTERPRISES LP 1 EAST WACKER DRIVE, SUITE 2910 CHICAGO IL 60601 UNITED STATES [REDACTED]
4588 SIRAGUSA FOUNDATION 1 EAST WACKER DRIVE, SUITE 2910 CHICAGO IL 60601-1912 UNITED STATES [REDACTED]
4589 SIRAGUSA FOUNDATION 1 EAST WACKER DRIVE, SUITE 2910 CHICAGO IL 60601 UNITED STATES [REDACTED]
SIRAGUSA HOLDINGS INC, PERSONAL
4590 CUSTODY SIRAGUSA HOLDINGS INC 2711 CENTERVILLE ROAD SUITE 400 WILMINGTON DE 19808 UNITED STATES [REDACTED]
SIRIUS INTERNATIONAL INSURANCE
4591 CORP BIRGER JARLSGFAN 57B STOCKHOLM SE-111 22 SWEDEN [REDACTED]
SIRIUS INTERNATIONAL INSURANCE 628 HEBRON AVENUE
4592 CORPORATION BUILDING 2 SUITE 501 GLASTONBURY CT 6033 UNITED STATES [REDACTED]
4606 SMITH, MOORE & CO. 7777 BONHOMME AVE., STE. 2400 CLAYTON MO 63105 UNITED STATES [REDACTED]
C/O FRIEDMAN & HUEY
ASSOCIATES
4607 SMOKE RISE FOUNDATION, INC. 1313 W. 175TH STREET HOMEWOOD IL 60430 UNITED STATES [REDACTED]
4608 SOBRATO FAMILY HOLDINGS, LLC ATTN: MATT SONSINI 10600 N DE ANZA BLVD STE 200 CUPERTINO CA 95014-2059 UNITED STATES [REDACTED]
4609 SOCIETE EUROPEENE DE BANQUE LUX BLVD. DU PRINCE HENRI 19-21 POB 21 2010 LUXEMBOURG [REDACTED]
4613 SOCIETY OF JESUS OF NEW ENGLAND 85 SCHOOL ST. PO BOX 9199 WATERTOWN MA 02471-9199 UNITED STATES [REDACTED]
4614 SOCIETY OF PHOTO OPTICAL PO BOX 10 BELLINGHAM WA 98227-0010 UNITED STATES [REDACTED]
SOHIER WILLIAM D FBO ELEANOR ETAL-
4615 TR BNY MELLON NA 201 WASHINGTON ST BOSTON MA 2108 UNITED STATES [REDACTED]
M&T COMM LOAN COLL ACCT
4616 SONDRA FETNER C/O SYDNEY FETNER 733 THIRD AVE STE 2300 NEW YORK NY 10017 UNITED STATES [REDACTED]
4621 SOUTH SHORE HOSPITAL CORPORATION ATTN: JESUS M ONG 8012 S CRANDON AVE CHICAGO IL 60617 UNITED STATES [REDACTED]
2244 WALNUT GROVE
4622 SOUTHERN CALIFORNIA EDISON NUC AVENUEP.O. BOX 800 ROSEMEAD CA 91770 UNITED STATES [REDACTED]
SOUTHERN CALIFORNIA UNITED FOOD
AND COMMERCIAL WORKERS UNION
AND FOOD EMPLOYERS JOINT PENSION
4623 FUND 6425 KATELLA AVE CYPRESS CA 90630 UNITED STATES [REDACTED]
SOUTHERN ELECTRICAL RETIREMENT C/O PAUL GASS & LANNY SMITH SANFORD C. BERNSTEIN & CO.
4626 FUND DTD 8/22/1975 TRUSTEES 50 NORTH FRONT STREET 12TH MEMPHIS TN 38103 UNITED STATES [REDACTED]
4636 SPDR DOW JONES TOTAL MARKET ETF STATE STREET GLOBAL ADVISORS ONE LINCOLN STREET BOSTON MA 2111 UNITED STATES [REDACTED]
SPECIAL SETTLEMENT, PROGRAM
4637 AGENCY - 4AG 745 7TH AVE - 2ND FLOOR NEW YORK NY 10019-6801 UNITED STATES [REDACTED]
SPECTRUM TRADING LLC - MICHAEL M.
4638 TARPY JBO 1 LIBERTY PLAZA, 46TH FLOOR NEW YORK NY 10006 UNITED STATES [REDACTED]
SPECTRUM TRADING LLC - ZACHARY
4639 SHOWALTER JBO 1 LIBERTY PLAZA, 46TH FLOOR NEW YORK NY 10006 UNITED STATES [REDACTED]
SPENCER W BEARD AND SHARRON R
4640 BEARD 6541 FIREBRAND ST LOS ANGELES CA 90045 UNITED STATES [REDACTED]
SPINDLE LIMITED PARTNERSHIP
4641 BALANCED ADVISORY CORN BAY ASSOCIATES 20 OAK ST BEVERLY MA 01915-2230 UNITED STATES [REDACTED]
4642 SPINNING WHEEL LP C/O AL KOPLIN BIG SPRINGS COURT LAS VEGAS NV 89113-1361 UNITED STATES [REDACTED]
RESEARCH LIBRARY
4643 SPINNINGROD & CO T ROWE PRICE ASSOC 100 EAST PRATT ST BALTIMORE MD 21202 UNITED STATES [REDACTED]
THE NORTHERN TRUST COMPANY
4644 SPRINT CORPORATION OF CONNECTICUT 300 ATLANTIC STREET, STE 400 STAMFORD CT 6901 UNITED STATES [REDACTED]
4649 SR LOEB ARBITRAGE MASTER MA LTD LOEB PARTNERS CORP 55 EAST 52ND STREET NEW YORK NY 10055-0002 UNITED STATES [REDACTED]
4650 SSB EXCHANGE FUND 2 INTERNATIONAL PLACE BOSTON MA 2110 UNITED STATES [REDACTED]
SSB EXCHANGE FUND - CONFIDENTIAL
4651 CLIENT 2 INTERNATIONAL PLACE BOSTON MA 2110 UNITED STATES [REDACTED]
4652 SSCSIL RIC II US VALUE - TACOMA RUSSELL INVESTMENTS 1301 SECOND AVENUE SEATTLE WA 98101 UNITED STATES [REDACTED]
4653 SSGA IAM SHARES FUND STATE STREET GLOBAL ADVISORS ONE LINCOLN STREET BOSTON MA 2111 UNITED STATES [REDACTED]
4654 SSGA JAPAN CO LTD C/O ANDREW LETTS STATE STREET GLOBAL ADV BOSTON MA 2110 UNITED STATES [REDACTED]
4655 SSGA S&P 500 INDEX FUND STATE STREET FINANCIAL CENTER ONE LINCOLN STREET BOSTON MA 02111-2900 UNITED STATES [REDACTED]
HEARBROOKE ST. WEST
MONTREAL, QC H3A 1G1
4656 SSGA WORLD FUNDS STATE STREET GLOBAL ADVISORS CANADA MONTREAL QC H3A 1G1 CANADA [REDACTED]
4657 SSM HEALTH CARE ATTN: BRENDA SCHAEFER 477 N. LINDBERGH BLVD ST. LOUIS MO 63141-7832 UNITED STATES [REDACTED]
ST PETERSBURG COLLEGE FOUNDATION
4658 INC P O BOX 13489 ST PETERSBURG FL 33733-3489 UNITED STATES [REDACTED]
ST. BARNABAS HOSPITAL & BRAKER
MEMORIAL HOME EMPLOYEES
4659 CUSTODY 3RD AVENUE & 183RD STREET BORNX NY 10457 UNITED STATES [REDACTED]
C/O FR. JOHN M. FELICE, OFM
4660 ST. FRANCIS FRIENDS OF THE POOR, INC PRES 155 WEST 22ND STREET NEW YORK NY 10011 UNITED STATES [REDACTED]
4661 ST. GREGORY COLLEGE PREPARATORY SCHOOL 3231 N CRAYCROFT ROAD TUCSON AZ 85712 UNITED STATES [REDACTED]
795 MAIN STREET, THE CATHOLIC
4662 ST. JOSEPH INVESTMENT FUND LCV CENTER BUFFALO NY 14203 UNITED STATES [REDACTED]
CHARLES SCHWAB & CO INC CUST
4663 STACEY LYNN ARTANDI IRA ROLLOVER 210 E 65TH ST APT 4K NEW YORK NY 10021 UNITED STATES [REDACTED]
STAFFORD INVESTMENT
4664 MANAGEMENT LLC ATTN: LINDA M. STAFFORD 1716 COMO LAKE DR GREENVILLE MI 48838-8118 UNITED STATES [REDACTED]
4665 STANFORD MANAGEMENT COMPANY ATTN: LINDA KIMBALL 2770 SAND HILL ROAD MENLO PARK CA 94025 UNITED STATES [REDACTED]
4670 STANLEY FREEHLING 121 BELLE AVENUE HIGHLAND PARK IL 60035 UNITED STATES [REDACTED]
STANLEY G. HARRIS, STANLEY G. HARRIS
4671 TR 6/13/45 CHARITY C/O CURRENT TRUSTEE(S) 111 WEST MONROE STREET CHICAGO IL 60603 UNITED STATES [REDACTED]
STANLEY G. HARRIS, STANLEY G. HARRIS
4672 TRUST 6/10/46 C/O CURRENT TRUSTEE(S) 111 WEST MONROE STREET CHICAGO IL 60603 UNITED STATES [REDACTED]
STANLEY G. HARRIS, STANLEY G. HARRIS
4673 TRUST 6/17/65 C/O CURRENT TRUSTEE(S) 111 WEST MONROE STREET CHICAGO IL 60603 UNITED STATES [REDACTED]
STANLEY J. GRADOWSKI, JR. TRUST DTD C/O STANLEY J. GRADOWSKI, JR. WESTERN
4674 3-26-97 AND/OR CURRENT TRUSTEE(S) 1420 WILLOW AVE SPRINGS IL 60558-1361 UNITED STATES [REDACTED]
4675 STANLEY K FRIEDMAN PO BOX 18825 ATLANTA GA 31126-0825 UNITED STATES [REDACTED]
T SPRINGS AR 71909
4676 STANLEY L WALSKI HOT SPRINGS AR 71909 UNITED STATES [REDACTED]
4677 STANLEY LANE AND MILLIE LANE TIC 2161 NE 190TH TER N MIAMI BEACH FL 33179 UNITED STATES [REDACTED]
4678 STANTON R. COOK 224 RALEIGH RD. KENILWORTH IL 60043 UNITED STATES [REDACTED]
4679 STARK ASSET MANAGEMENT DANIEL J. MCNALLY 3600 SOUTH LAKE DR. ST. FRANCIS WI 53235 UNITED STATES [REDACTED]
P.O. BOX 71
STARK GLOBAL OPPORTUNITIES ROAD TOWN, TORTOLA VG-1110 BRITISH VIRGIN
4681 MASTER FUND LTD CRAIGMUIR CHAMBERS BRITISH VIRGIN ISLANDS ROAD TOWN ISLANDS [REDACTED]
STARK GLOBAL OPPORTUNITIES STARK INVESTMENTS
4682 MASTER FUND LTD. BRIAN STARK 3600 S. LAKE DR. ST. FRANCIS WI 53235 UNITED STATES [REDACTED]
4683 STARK MASTER FUND LIMITED C/O STARK INVESTMENTS 3600 SOUTH LAKE DRIVE ST FRANCIS WI 53235 UNITED STATES [REDACTED]
4686 STARK OFFSHORE MANAGEMENT, LLC DANIEL J. MCNALLY 3600 S. LAKE DR. ST. FRANCIS WI 53235 UNITED STATES [REDACTED]
IVATIVES
LEHMAN BROTHERS INC
4687 STAT ARB FLIP-TL1 ATTN: EQUITIES DERIVATIVES 745 7TH AVE - 13TH FL. NEW YORK NY 10019-6801 UNITED STATES [REDACTED]
STAT ARB FLIP-TL3 EQUITY FINANCE LEHMAN BROTHERS INC
4688 PRODUCT CONTROL 745 7TH AVE 13TH FLOOR NEW YORK NY 10019-6801 UNITED STATES [REDACTED]
STATE FARM MUTUAL AUTOMOBILE STATE FARM FIRE & CASUALTY ONE STATE FARM PLAZA,
4694 INSURANCE COMPANY INSURANCE COMPANY INVESTMENT ACCOUNTING-D3 BLOOMINGTON IL 61710 UNITED STATES [REDACTED]
4697 STATE FARM VARIABLE PRODUCT TRUST EDWARD B. RUST, JR. ONE STATE FARM PLAZA BLOOMINGTON IL 61710 UNITED STATES [REDACTED]
STATE FARM VARIABLE PRODUCT
TRUST (LARGE CAP EQUITY INDEX
4698 FUND) C/O CURRENT TRUSTEE(S) ONE STATE FARM PLAZA BLOOMINGTON IL 61710 UNITED STATES [REDACTED]
STATE GENERAL RESERVE FUND OF THE
MINISTRY OF FINANCE OF SULTAN OF
4699 OMAN ATTN: PETER KUNTZ 65 EAST 55TH STREET NEW YORK NY 10022 UNITED STATES [REDACTED]
4700 STATE OF ALASKA SBS C/O GARY BADER 333 WILLOUGHBY AVE 11TH FL JUNEAU AK 99801 UNITED STATES [REDACTED]
C/O ARIZONA ATTORNEY
4701 STATE OF ARIZONA GENERAL TOM HORNE 1700 W WASHINGTON ROOM 290 PHOENIX AZ 85007 UNITED STATES [REDACTED]
4702 STATE OF CALIFORNIA MASTER TRUST C/O CURRENT TRUSTEE(S) 1800 15TH STREET SACRAMENTO CA 95814 UNITED STATES [REDACTED]
4712 STATE STREET BANK & TR COMPANY (STATE STREET GLOBAL ADVISORS) 2 INTERNATIONAL PLACE BOSTON MA 2110 UNITED STATES [REDACTED]
4713 STATE STREET BANK & TRUST BKR 997 C/O CURRENT TRUSTEE(S) 2 INTERNATIONAL PLACE BOSTON MA 2110 UNITED STATES [REDACTED]
GLOBAL INVESTMENT MGR SERV
DIV ATTN DARLENE FERRANTE
4714 STATE STREET BANK & TRUST CO PORTFOLIO #2769 ONE ENTERPRISE DR NORTH QUINCY MA 02171 UNITED STATES [REDACTED]
STATE STREET BANK & TRUST CO. AS
SUCCESSOR TO INVESTORS BANK
4715 TRUST COMPANY ONE LINCOLN STREET BOSTON MA 2111 UNITED STATES [REDACTED]
4716 STATE STREET BANK & TRUST COMPANY C/O CURRENT TRUSTEE(S) 10 CORPORATE WOODS DRIVE ALBANY NY 12211-2395 UNITED STATES [REDACTED]
STATE STREET BANK & TRUST
4717 COMPANY OMNIBUS ACCOUNT ONE LINCOLN STREET BOSTON MA 2110 UNITED STATES [REDACTED]
STATE STREET BANK AND TRUST CO. --
RUSSELL 1000 VALUE SL, John Doe as
4718 Owner of 2 INTERNATIONAL PLACE BOSTON MA 2110 UNITED STATES [REDACTED]
STATE STREET BANK AND TRUST CO. --
S & P 500 FLAGSHIP, John Doe as
4719 Owner of 2 INTERNATIONAL PLACE BOSTON MA 2110 UNITED STATES [REDACTED]
4727 STATE STREET TRUST AND BANKING C/O CURRENT TRUSTEE(S) 2 INTERNATIONAL PLACE BOSTON MA 2110 UNITED STATES [REDACTED]
STATE TEACHERS RETIREMENT SYSTEM C/O CONRAD K. CHIU
OF OHIO A/K/A STRS OHIO PRYOR CASHMAN LLP
4728 RETIREMENT BOARD 7 TIMES SQUARE NEW YORK NY 10036-6569 UNITED STATES [REDACTED]
STATE TREASURER OF THE STATE OF
4729 MICHIGAN 2501 COOLIDGE ROAD, SUITE 400 EAST LANSING MI 48909 UNITED STATES [REDACTED]
4730 STATE TREASURER, STATE OF MICHIGAN VERNON L. JOHNSON P.O. BOX 15128 LANSING MI 48901 UNITED STATES [REDACTED]
STATE UNIVERSITIES RETIREMENT
4731 SYSTEM ATTN: DAN ALLEN 1901 FOX DRIVE CHAMPAIGN IL 61820 UNITED STATES [REDACTED]
4732 STAVROU PARTNERS LP 230 PARK AVENUE, SUITE 1401 NEW YORK NY 10169 UNITED STATES [REDACTED]
4733 STEAMFITTERS LOCAL 420 LCV THE PHILADELPHIA STEAMFITTERS 14420 TOWNSEND ROAD, STE B PHILADELPHIA PA 19154 UNITED STATES [REDACTED]
4741 STEPHANIE CAHN 3453 N RACINE AVENUE UNIT # 3-N CHICAGO IL 60657-1595 UNITED STATES [REDACTED]
4742 STEPHANIE F. HANSEN 333 HAGANS ELMHURST IL 60126-3119 UNITED STATES [REDACTED]
4751 STEPHEN M WEST AS WFBNA TRAD IRA CUSTODIAN 1301 SHELBY LN REDWOOD CITY CA 94061-3526 UNITED STATES [REDACTED]
STEPHEN M. CHAPLIN AND CAROL M.
4752 CHAPLIN JT TEN 7018 HECTOR RD MC LEAN VA 22101-2113 UNITED STATES [REDACTED]
4753 STEPHEN MANHEIMER 145 CENTRAL PARK WEST 22C NEW YORK NY 10023 UNITED STATES [REDACTED]
4756 STEPHENS INC. ATTN: VERONICA MORGAN 111 CENTER STREET 4TH FLOOR LITTLE ROCK AR 72201 UNITED STATES [REDACTED]
EAST
4757 STERLING FINANCIAL TRUST COMPANY C/O CURRENT TRUSTEE(S) 1097 COMMERCIAL AVE PO BOX 38 PETERSBURG PA 17520 UNITED STATES [REDACTED]
4758 STERN INVESTMENTS, LLC C/O GIL WILLIAMS PO BOX 3179 PARK CITY UT 84060-3179 UNITED STATES [REDACTED]
4776 STEWARD MULTI-MANAGER E FUND RUSSELL INVESTMENTS 1301 SECOND AVENUE SEATTLE WA 98101 UNITED STATES [REDACTED]
STEWARD FUNDS C/O CITI FUND
STEWARD MULTI-MANAGER EQUITY A SERIES OF STEWARD FUNDS, SERVICES, INC.
4777 FUND (AL/BE) INC. PO BOX 183004 COLUMBUS OH 43218-3004 UNITED STATES [REDACTED]
STEWARD MULTI-MANAGER EQUITY
4778 FUNDS CITI FUND SERVICES, INC PO BOX 183004 COLUMBUS OH 43218-3004 UNITED STATES [REDACTED]
4779 STEWARD MULTI-MGR E-CLSD MAR08 1301 SECOND AVENUE SEATTLE WA 98101 UNITED STATES [REDACTED]
4802 STRATEGIC FUNDS, INC. DREYFUS ACTIVE MIDCAP FUND 200 PARK AVENUE NEW YORK NY 10166 UNITED STATES [REDACTED]
STRATEGIC OPPORTUNITY BMO C/O ADALY INVESTMENT 1 FIRST CANADIAN PL
4803 NESBITT BURNS MANAGEMENT CO. P.O. BOX 150 TORONTO ON M5X 1 CANADA [REDACTED]
JUDY A. RICE
STRATEGIC PARTNERS PRESIDENT AND PRINCIPAL GATEWAY CENTER 3, 100
4804 OPPORTUNITY FUNDS EXECUTIVE OFFICER MULBERRY STREET NEWARK NJ 07102 UNITED STATES [REDACTED]
4810 SUC CO TUA ORTHWEIN FND APPRECIA STEVE JONES 1 METROPOLITAN SQ STE 2600 SAINT LOUIS MO 63102-2793 UNITED STATES [REDACTED]
SUC TUW RICHARD KLINE FB BARBARA
4811 KLINE C/O SUSAN KINSELLA 241 KINDERHOOK DR CHESTERFIELD MO 63017-2919 UNITED STATES [REDACTED]
4812 SUDHIR K JAIN 2596 OAK HILLS DR ANN ARBOR MI 48103 UNITED STATES [REDACTED]
4813 SUDHIR K. JAIN 2596 OAK HILLS DRIVE ANN ARBOR MI 48103 UNITED STATES [REDACTED]
SUMITOMO MITSUI TRUST BANK,
LIMITED F/K/A THE SUMITOMO TRUST
& BANKING CO. LTD. STB PEN 929-
4814 00961-0059-K C/O CURRENT TRUSTEE(S) 527 MADISON AVENUE NEW YORK NY 10022 UNITED STATES [REDACTED]
SUMITOMO MITSUI TRUST BANK,
LIMITED F/K/A THE SUMITOMO TRUST
& BANKING CO. LTD. STB-PEN 929- THE SUMITOMO TRUST &
4815 00961-0004-C BANKING CO. LTD 527 MADISON AVENUE NEW YORK NY 10022 UNITED STATES [REDACTED]
SUMITOMO MITSUI TRUST BANK,
LIMITED F/K/A THE SUMITOMO TRUST
& BANKING CO. LTD. STB-PUB 961- THE SUMITOMO TRUST &
4816 10507-0001 BANKING CO. LTD 527 MADISON AVENUE NEW YORK NY 10022 UNITED STATES [REDACTED]
SUMITOMO TRUST & BANKING CO.
4817 (U.S.A.) C/O CURRENT TRUSTEE(S) 111 RIVER ST. HOBOKEN NJ 7030 UNITED STATES [REDACTED]
THE CALVERT GROUP
SUMMIT MUTUAL FUNDS A/K/A 4550 MONTGOMERY AVENUE,
4818 SUMMIT ATTN: ROB BENSON SUITE 1000 N. BETHESDA MD 20814 UNITED STATES [REDACTED]
4819 SUN CREATIVE INVESTMENTS LP C/O ROBERT BURKA 5056 MACOMB ST NW WASHINGTON DC 20016-2673 UNITED STATES [REDACTED]
AARON MAGID
TWO WORLD FINANCIAL CENTER
4820 SUN LIFE OF CANADA (OPPENHEIMER FUNDS INC.) 225 LIBERTY STREET NEW YORK NY 10281-1008 UNITED STATES [REDACTED]
JUJE
VARIABLE ANNUITY LIFE GREG KINGSTON
4821 SUNAMERICA ASSET MANAGEMENT INSURANCE CO 2929 ALLEN PARKWAY HOUSTON TX 77019-1701 UNITED STATES [REDACTED]
4822 SUNAMERICA ASSET MANAGEMENT CO. JUMM 2929 ALLEN PARKWAY HOUSTON TX 77019-1701 UNITED STATES [REDACTED]
SUNAMERICA ASSET MANAGEMENT
4823 CORP. 2929 ALLEN PARKWAY HOUSTON TX 77019-1701 UNITED STATES [REDACTED]
SUNAMERICA SERIES TRUST - EQUITY
4824 INDEX PORTFOLIO 2930 ALLEN PARKWAY HOUSTON TX 77019-1702 UNITED STATES [REDACTED]
SUNAMERICA SERIES, INC. - STRATEGIC
4825 VALUE PORTFOLIO 2932 ALLEN PARKWAY HOUSTON TX 77019-1704 UNITED STATES [REDACTED]
ATTN: TRUST DEPT AND/OR
4826 SUNGARD/NORTH FORK BK & TR CURRENT TRUSTEE(S) 54375 MAIN RD SOUTHOLD NY 11971 UNITED STATES [REDACTED]
SUNGARD-CENTRAL TRUST &
4827 INVESTMENT CO C/O CURRENT TRUSTEE(S) 720 E. BROADWAY COLOMBIA MO UNITED STATES [REDACTED]
4828 SUNTRUST BANK CORPORATION SERVICE COMPANY 2711 CENTERVILLE RD., STE. 400 WILMINGTON DE 19808 UNITED STATES [REDACTED]
4829 SUNTRUST INVESTMENT SERVICES, INC. CORPORATION SERVICE COMPANY 2711 CENTERVILLE RD., STE. 400 WILMINGTON DE 19808 UNITED STATES [REDACTED]
SUNTRUST RETIREMENT 500 INDEX SUNTRUST BANK
4830 FUND RACHEL ROQUEL 200 SOUTH ORANGE AVE ORLANDO FL 32801 UNITED STATES [REDACTED]
4837 SUSAN B. HEYMANN 624 CROFTON AVE HIGHLAND PARK IL 60035 UNITED STATES [REDACTED]
4838 SUSAN COONEY KUHN TOD BENEFICIARIES ON FILE 1517 WINDY HILL DR NORTHBROOK IL 60062 UNITED STATES [REDACTED]
4840 SUSAN H SHANE U/A DTD 08/09/1991 C/O SUSAN H SHANE TRUSTEE, 250 COTTINI WAY BONNY DOON CA 95060 UNITED STATES [REDACTED]
4841 SUSAN J CELLMER 1099 PELHAM RD WINNETKA IL 60093 UNITED STATES [REDACTED]
4842 SUSAN K CUNNINGHAM 109 DIANA RD PORTAGE IN 46368-8702 UNITED STATES [REDACTED]
4843 SUSAN K. LIPMAN 7 E 20 TH ST NEW YORK CITY NY 10003-1106 UNITED STATES [REDACTED]
4844 SUSAN L HOUGH HENRY PHD 555 5TH AVENUE NE APT 924 ST PETERSBURG FL 33701-2671 UNITED STATES [REDACTED]
2000 NORTH LINCOLN PARK WEST
4845 SUSAN LYNN OSTERMAN #1302 CHICAGO IL 60614-4705 UNITED STATES [REDACTED]
4846 SUSAN M MITCHELL 824 HOWARD ST. WHEATON IL 60187 UNITED STATES [REDACTED]
SUSAN M RODGERS U/A DTD
4847 01/08/1991 C/O SUSAN M. RODGERS TTEE 2270 ROYAL RIDGE DR NORTHBROOK IL 60062 UNITED STATES [REDACTED]
4848 SUSAN S WHITE 2374 EDGEWATER TERRACE LOS ANGELES CA 90039-3244 UNITED STATES [REDACTED]
4851 SUSQUEHANNA CAPITAL GROUP JONATHAN FIEBACH, PRESIDENT 401 CITY LINE AVE, STE 220 BALA CYNWYD PA 19004-1122 UNITED STATES [REDACTED]
4852 SUSQUEHANNA INVESTMENT SERVED REGISTERED AGENT 401 CITY LINE AVE, STE 220 BALA CYNWYD PA 19004-1122 UNITED STATES [REDACTED]
SUSQUEHANNA INVESTMENT GROUP,
AS CUSTODIAN OF THE SIG-SS CBOE
JOINT ACCOUNT [SIG-SS CBOE JOINT
4853 ACCOUNT] 401 CITY LINE AVE/STE 220 BALA CYNWYD PA 19004-1122 UNITED STATES [REDACTED]
4854 SUTTONBROOK CAPITAL PORTFOLIO LP ATTN: CAROL BALE 598 MADISON AVE 6TH FLOOR NEW YORK NY 10022 UNITED STATES [REDACTED]
4856 SUZANNE ROSENTSWIEG 1669 N CRESCENT HEIGHTS BLVD LOS ANGELES CA 90069 UNITED STATES [REDACTED]
SUZANNE ROSENTSWIEG REVOC TRUST
4857 U/A/D 10-18-2010 C/O SUZANNE ROSENTSWIEG TTEE 1669 N CRESCENT HEIGHTS BLVD LOS ANGELES CA 90069-1650 UNITED STATES [REDACTED]
4867 SWISS RE FINANCIAL PRODUCTS CORP. 55 East 52 St New York NY 10055 UNITED STATES [REDACTED]
SWISS RE FINANCIAL PRODUCTS
4868 CORPORATION (NY) 55 EAST 52ND STREET NEW YORK NY 10055 UNITED STATES [REDACTED]
4869 SWOPE ENTERPRISES INC 10 SWOPE AUTO CENTER LOUISVILLE KY 40299 UNITED STATES [REDACTED]
1201 ELM STREET
4870 SWS GROUP, INC. SUITE 3500 DALLAS TX 75270 UNITED STATES [REDACTED]
4876 SYNERGISTIC ASSETS A PARTNERSHIP 3310 E RIVERNEST LN BOISE ID 83706 UNITED STATES [REDACTED]
4877 SYNERGY CAPITAL MANAGEMENT LLC INC. PLAN (USA) 4553 GLENCOE AVE MARINA DEL REY CA 90292 UNITED STATES [REDACTED]
1148 BROADWAY
4878 SYNOVUS TRUST COMPANY, N.A. C/O CURRENT TRUSTEE(S) 4TH FLOOR COLUMBUS GA 31907 UNITED STATES [REDACTED]
4880 SYSTEIA CAPITAL MANAGEMENT REF PROGRAM 43-47 AVE DE LA GRANDE ARMEE PARIS 75116 FRANCE [REDACTED]
4881 SYSTEMATIC MANAGED ACCOUNTS ISS/116/BEAR STEARNS 2099 GAITHER RD. SUITE 501 ROCKVILLE MD 20850 UNITED STATES [REDACTED]
4882 T. MICHAEL OSTERMAN 1030 N. STATE #2H CHICAGO IL 60610-5477 UNITED STATES [REDACTED]
4883 T. ROWE PRICE ASSOC. RESEARCH LIBRARY 100 EAST PRATT STREET BALTIMORE MD 21202 UNITED STATES [REDACTED]
4884 T. ROWE PRICE ASSOCIATES RESEARCH LIBRARY 100 EAST PRATT STREET BALTIMORE MD 21202 UNITED STATES [REDACTED]
T. ROWE PRICE CAPITAL OPPORTUNITY
4885 FUND C/O CT CORPORATION SYSTEM 111 EIGHTH AVENUE 13TH FLOOR NEW YORK NY 10011 UNITED STATES [REDACTED]
T. ROWE PRICE DIVIDEND GROWTH
4886 FUND C/O CT CORPORATION SYSTEM 111 EIGHTH AVENUE 13TH FLOOR NEW YORK NY 10011 UNITED STATES [REDACTED]
T. ROWE PRICE EQUITY INCOME
4887 PORTFOLIO 7337 E. DOUBLETREE RANCH ROAD SCOTTSDALE AZ 85258 UNITED STATES [REDACTED]
4888 T. ROWE PRICE EQUITY INCOME TRUST C/O CURRENT TRUSTEE(S) 100 EAST PRATT STREET BALTIMORE MD 21292 UNITED STATES [REDACTED]
4889 T. ROWE PRICE EQUITY INDEX 500 FUND C/O CT CORPORATION SYSTEM 111 EIGHTH AVENUE 13TH FLOOR NEW YORK NY 10011 UNITED STATES [REDACTED]
T. ROWE PRICE TOTAL EQUITY MARKET
4890 INDEX FUND C/O CT CORPORATION SYSTEM 111 EIGHTH AVENUE 13TH FLOOR NEW YORK NY 10011 UNITED STATES [REDACTED]
4891 T. STANTON ARMOUR TR. 2/10/66 A/C # 0288209 1144 HAWKWEED LN LAKE FORREST IL 60045 UNITED STATES [REDACTED]
T.H. MCNABB TRUST UNDER WILL OF C/O BETTY M. RICH, AND/OR
4892 T.H. MCNABB CURRENT TRUSTEE(S) 30 EAST DEERPATH ROAD LAKE FOREST IL 60065 UNITED STATES [REDACTED]
4893 TAFT BROADCASTING 312 WALNUT STREET, SUITE 3550 CINCINNATI OH 45202 UNITED STATES [REDACTED]
515 EAST 72ND STREET
4894 TALIESIN CAPITAL PARTNERS LP SUITE 5P NEW YORK NY 10021 UNITED STATES [REDACTED]
TALLEYRAND OFFSHORE MASTER FD
4895 LTD TALLEYRAND CAPITAL MGM 16316 WILSON CREEK COURT CHESTERFIELD MO 63005 UNITED STATES [REDACTED]
ONE NORTH FRANKLIN STREET
4896 TALON OPPORTUNITY PTNRS LP A/C TALON OPPORTUNITY PTNRS STE 900 CHICAGO IL 60606 UNITED STATES [REDACTED]
4897 TAMAR SECURITIES INC 23811 CHAGRIN BLVD, SUITE 200 BEACHWOOD OH 44122-5525 UNITED STATES [REDACTED]
RESEARCH LIBRARY
4898 TASKFORCE & CO T. ROWE PRICE ASSOCIATES 100 EAST PRATT ST. BALTIMORE MD 21202 UNITED STATES [REDACTED]
TAX MANAGED OPPORTUNITY FUND
4899 LLC-MASTER 1 UNIVERSITY SQUARE DRIVE PRINCETON NJ 8540 UNITED STATES [REDACTED]
TAX-MANAGED U.S. EQUITY SERIES OF C/O DIMENSIONAL FUND PALISADES WEST, 6300 BEE CAVE
4901 THE DFA INVESTMENT TRUST COMPANY ADVISORS ROAD, BUILDING ONE AUSTIN TX 78746 UNITED STATES [REDACTED]
TAX-MANAGED U.S. MARKETWIDE
VALUE SERIES OF THE DFA INVESTMENT C/O DIMENSIONAL FUND PALISADES WEST, 6300 BEE CAVE
4902 TRUST COMPANY ADVISORS ROAD, BUILDING ONE AUSTIN TX 78746 UNITED STATES [REDACTED]
4906 TD ASSET MANAGEMENT INC TD EMERALD POOLED U.S. FUND 66 WELLINGTON ST WEST, 12TH FL TORONTO ON M5K 1A2 CANADA [REDACTED]
4907 TD ASSET MANAGEMENT INC TD U.S. INDEX FUND 66 WELLINGTON ST WEST, 12TH FL TORONTO ON M5K 1M2 CANADA [REDACTED]
BARBARA CALLBECK, MANAGING BARBARA CALLBECK, MANAGING
4908 TD ASSET MANAGEMENT INC. DIRECTOR DIRECTOR TORONTO ON M5J 2 CANADA [REDACTED]
4909 TD BANK, NA 143 N/O MAIN STREET CONCORD NH 3301 UNITED STATES [REDACTED]
TD EMERALD HEDGED U.S. EQUITY
4910 POOLED FUND TRUST C/O CURRENT TRUSTEE(S) 66 WELLINGTON ST WEST, 12TH FL TORONTO ON M5K 1M2 CANADA [REDACTED]
TORONTO, ON M5K 1A2
4911 TD EMERALD U.S. MARKET INDEX FUND ELLINGTON ST WEST, 12TH FL CANADA TORONTO ON M5K 1A2 CANADA [REDACTED]
4912 TD OPTIONS LLC CBOE MM/QHO 230 S LA SALLE ST/STE 688 CHICAGO IL 60604 UNITED STATES [REDACTED]
4913 TD OPTIONS LLC CBOE MM/QHO 230 S LA SALLE ST/STE 688 CHICAGO IL 60604 UNITED STATES [REDACTED]
ATTN: SANG HANN
4914 TD SECURITIES S&P 500 INDEX 31 WEST 52ND STREET NEW YORK NY 10019 UNITED STATES [REDACTED]
ATTN: SANG HANN, 31 WEST 52ND
4915 TD SECURITIES S&P 500 INDEX STREET NEW YORK NY 10019 UNITED STATES [REDACTED]
4916 TE CALEL PORTFOLIO, LTD 200 WEST STREET NEW YORK NY 10282 UNITED STATES [REDACTED]
TEACHERS' RETIREMENT SYSTEM OF
4917 LOUISIANA 8401 UNITED PLAZA BOULEVARD BATON ROUGE LA 70809 UNITED STATES [REDACTED]
TEACHERS' RETIREMENT SYSTEM OF
4918 TEXAS C/O JERRY ALBRIGHT 1000 RED RIVER STREET AUSTIN TX 78701-2698 UNITED STATES [REDACTED]
TEACHERS' RETIREMENT SYSTEM OF
4919 THE CITY OF NEW YORK 55 WATER STREET NEW YORK NY 10041 UNITED STATES [REDACTED]
TEACHERS RETIREMENT SYSTEM OF 2815 West Washington Street, PO
4920 THE STATE OF ILLINOIS- SRS Box 19253 Springfield IL 62794-9253 UNITED STATES [REDACTED]
TEAMSTERS JOINT COUNCIL NO. 83 OF
4921 VIRGINIA WEST END ADMINISTRATORS, INC. 8814 FARGO ROAD, STE 200 RICHMOND VA 23229-4673 UNITED STATES [REDACTED]
4926 TELLURIDE ASSET MANAGEMENT LLC 1000 PARKERS LAKE RD. WAYZATA MN 55391 UNITED STATES [REDACTED]
4927 TELLURIDE CAPITAL MASTER FUND 1000 PARKERS LAKE ROAD WAYZATA MN 55391 UNITED STATES [REDACTED]
TENNESSEE CONSOLIDATED 502 DEADERICK STREET, SUITE
4928 RETIREMENT SYSTEM ATTN: RICK DUBRAY 1160 NASHVILLE TN 37243 UNITED STATES [REDACTED]
4929 TENSOR OPPORTUNITY LIMITED 499 PARK AVENUE, 11TH FLOOR NEW YORK NY 10022 UNITED STATES [REDACTED]
PLEDGED TO ML LENDER
GAMCO
4930 TERENCE B. BRITTON ATTN ADVISORY SERVICES INC 1422 EUCLID AVE STE 1010 CLEVELAND OH 44115 UNITED STATES [REDACTED]
4931 TERENCE RHODEN PO BOX 670718 DALLAS TX 75367-0718 UNITED STATES [REDACTED]
4932 TERRA NOVA FINANCIAL, LLC 100 S. WACKER DR., STE. 1550 CHICAGO IL 60606 UNITED STATES [REDACTED]
TERRENCE R MCGOVERN AND
4933 BARBARA T MCGOVERN BARBARA T MCGOVERN JTTEN 9 SPRING VLY DR HOLMDEL NJ 7733 UNITED STATES [REDACTED]
1350 W BYRON ST.
4934 TERRENCE TOOHEY UNIT 2 CHICAGO IL 60613 UNITED STATES [REDACTED]
4935 TERRENCE W REEDER FMT CO CUST IRA ROLLOVER 125 BERRY PKWY PARK RIDGE IL 60068 UNITED STATES [REDACTED]
C/O TERRILL F COX, LORRAINE M
TERRILL F COX & LORRAINE M COX COX AND/OR CURRENT
4936 TRUST U/A DTD 3/31/98 TRUSTEE(S) 4054 ST ANDREWS CT LOMPOC CA 93436-1315 UNITED STATES [REDACTED]
4938 TERRY DIAMOND IRA TALON ASSET MANAGEMENT INC 1 N FRANKLIN ST, STE 900 CHICAGO IL 60606-3461 UNITED STATES [REDACTED]
4939 TEWKSBURY INVESTMENT FUND LTD. 201 KING OF PRUSSIA RD. #400 RADNOR PA 19087 UNITED STATES [REDACTED]
4941 TEXAS EDUCATION AGENCY 1701 NORTH CONGRESS AVENUE AUSTIN TX 78701-1494 UNITED STATES [REDACTED]
4943 TEXAS METHODIST FOUNDATION 11709 BOULDER LANE, SUITE 100 AUSTIN TX 78726 UNITED STATES [REDACTED]
4944 TEXAS PRESBYTERIAN FOUNDATION LCV 6100 COLWELL BLVD, SUITE 250 IRVING TX 75039 UNITED STATES [REDACTED]
4945 TEXAS PRESBYTERIAN FOUNDATION LCV ATTN: JOHN FURLOW 6100 COLWELL BLVD., SUITE 250 DALLAS TX 75039 UNITED STATES [REDACTED]
TEXAS SCOTTISH RITE HOSPITAL
TEXAS SCOTTISH RITE HOSPITAL FOR CHILDREN
4946 ENDOWMENT ATTN: KRIS KEEVER-SMITH 2222 WELBORN STREET DALLAS TX 75219 UNITED STATES [REDACTED]
TEXAS SCOTTISH RITE HOSPITAL
TEXAS SCOTTISH RITE HOSPITAL FOR CHILDREN
4947 RETIREMENT ATTN: KRIS KEEVER-SMITH 2222 WELBORN STREET DALLAS TX 75219 UNITED STATES [REDACTED]
TEXAS UTILITIES QUAL NDT
4948 PARTNERSHIP 1601 BRYANT STREET DALLAS TX 75201-3411 UNITED STATES [REDACTED]
C/O ELLEN HAYES AND/OR
4949 TEXTRON INC MASTER TRUST CURRENT TRUSTEE(S) 40 WESTMINSTER STREET PROVIDENCE RI 2903 UNITED STATES [REDACTED]
4950 TEXTRON INC. 40 WESTMINSTER ST PROVIDENCE RI 2903 UNITED STATES [REDACTED]
THE A W K LIMITED PARTNERSHIP
4951 DATED 1/5/95 WILLIAM T. DEIBEL 6570 NE WINDERMERE RD SEATTLE WA 98105-2058 UNITED STATES [REDACTED]
4953 THE ALLIANCEBERNSTEIN PORTFOLIOS JOSEPH J. MANTINEO 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105 UNITED STATES [REDACTED]
4963 THE DANISH HOME 8D-101, CUSTODIAN JIMMY L. SORENSEN 329 CARTER AVE WOOD DALE IL 60191-1934 UNITED STATES [REDACTED]
4964 THE DIREXION FUNDS PATRICK J. RUDNICK 33 WHITEHALL ST., 10TH FL. NEW YORK NY 10004 UNITED STATES [REDACTED]
GUY F. TALARICO AND/OR
4965 THE DIREXION INSURANCE TRUST CURRENT TRUSTEE(S) 33 WHITEHALL ST., 10TH FL. NEW YORK NY 10004 UNITED STATES [REDACTED]
THE DREYFUS CORPORATION
4966 THE DREYFUS/LAUREL FUNDS, INC. BRADLEY J. SKAPYAK 200 PARK AVE. NEW YORK NY 10166 UNITED STATES [REDACTED]
THE FBO DUNAWAY FAMILY TRUST FBO DUNAWAY FAMILY TRUST C/O TRUDY V DUNAWAY
4967 U/A/D 07-05-1991 C/O CURRENT TRUSTEE(S) 1223 PACIFIC OAKS PL. STE 102 ESCONDIDO CA 92029-2913 UNITED STATES [REDACTED]
4968 THE GEOFFREY C LLOYD REC TR L-176 C/O GEOFFREY C. LLOYD AS TTEE 7512 ASCOT COURT BRADENTON FL 34201-2366 UNITED STATES [REDACTED]
ONE LIBERTY PL., STE. 1200
4969 THE GLENMEDE TRUST COMPANY, N.A. JAMES R. BELANGER 1650 MARKET ST. PHILADELPHIA PA 19103 UNITED STATES [REDACTED]
THE CORPORATION TRUST CORPORATION TRUST CENTER
4970 THE GOLDMAN, SACHS & CO. L.L.C. COMPANY 1209 ORANGE ST. WILMINGTON DE 19801 UNITED STATES [REDACTED]
4978 THE MAJOR LEAGUE BASEBALL PLAY 12 East 49th Street, 24th Floor New York NY 10017 UNITED STATES [REDACTED]
4979 THE MERGER FUND VL FREDERICK W. GREEN 100 SUMMIT LAKE DR. VALHALLA NY 10595 UNITED STATES [REDACTED]
THE SUMITOMO TRUST & BANKING CO. THE SUMITOMO TRUST &
4991 LTD. DTK 18534-8301/POSSU2 BANKING CO. LTD 527 MADISON AVENUE NEW YORK NY 10022 UNITED STATES [REDACTED]
THE SUMITOMO TRUST & BANKING CO. THE SUMITOMO TRUST &
4992 LTD. STB PEN 929-00961-0018-P BANKING CO. LTD 527 MADISON AVENUE NEW YORK NY 10022 UNITED STATES [REDACTED]
THE TRUST OF MARY I BALDWIN
4993 RESTATED U/A/D 02/07/95 C/O MARY ISAACS BALDWIN TTEE 1300 ENSENADA WAY LOS ALTOS CA 94024-6174 UNITED STATES [REDACTED]
THE TRUST U/A DTD 8/22/1989 BY C/O BEVERLY MACKINTOSH
4994 MARY CONIGLIO GSTT TE TRUST TRUSTEE 36 PARSONS HILL RD WENHAM MA 1984 UNITED STATES [REDACTED]
THE UNIVERSAL INSTITUTIONAL FUNDS,
4995 INC. FRANK SMITH 522 FIFTH AVE. NEW YORK NY 10036 UNITED STATES [REDACTED]
ATTN: INVESTMENT OFFICER
4996 THE UNIVERSITY OF TENNESSEE OFFICE OF THE TREASURER 301 ANDY HOLT TOWER KNOXVILLE TN 37996-0100 UNITED STATES [REDACTED]
4997 THE VICTORY PORTFOLIOS MICHAEL POLICARPO II 3435 STELZER RD. COLUMBUS OH 43219 UNITED STATES [REDACTED]
THE WARD L QUALL REVOCABLE TRUST
4998 UA 09/02/1993 C/O CURRENT TRUSTEE(S) 111 W MONROE ST APT 16WTRE CHICAGO IL 60603-4096 UNITED STATES [REDACTED]
THE WORKERS COMPENSATION BOARD
4999 - ALBERTA 1 N.LEXINGTON AVEMAIL BOX10 WHITE PLAINS NY 10601 UNITED STATES [REDACTED]
P.O. BOX 8025122 EAST COLLEGE
5000 THEDACARE, INC. PENSION AVENUE APPLETON WI 54912 UNITED STATES [REDACTED]
THELMA B. AND THOMAS P. HART 4795 CAUGHUN PARKWAY, SUITE
5001 FOUNDATION ATTN: MARK KNOBEL 100 RENO NV 89509-0906 UNITED STATES [REDACTED]
5004 THEODORE ROTHSTEIN C/O NOVELTIES BY NASSWALK INC 2075 91ST ST NORTH BERGEN NJ 07047-4731 UNITED STATES [REDACTED]
5010 THOMAS B O'KEEFE 1050 WHITE GATE RD STE 1200 ALAMO CA 94507 UNITED STATES [REDACTED]
5011 THOMAS B. SHERRILL, III 5215 HAMPTON LANE COLUMBUS OH 43220 UNITED STATES [REDACTED]
5012 THOMAS C HUNT 771 W FERRY ST BUFFALO NY 14222 UNITED STATES [REDACTED]
THOMAS C. MCKENNY, TRUSTEE
5013 MANAGED 1259 PAR VIEW DRIVE SANIBEL FL 33957 UNITED STATES [REDACTED]
5014 THOMAS D. UTZ & DARLENE M. UTZ 12133 W FORESTVW DR ORLAND PARK IL 60467-1086 UNITED STATES [REDACTED]
U/D/T 6/12/1981 C/O CURRENT C/O WILLIAM F. THOMAS
5015 THOMAS DECEDENT'S TRUST TRUSTEE(S) 16025 VALLEY WOOD ROAD SHERMAN OAKS CA 91403-4738 UNITED STATES [REDACTED]
5016 THOMAS E BAK IRA R/O MESIROW FINANCIAL INC CUST 7671 GAMAY CT. GURNEE IL 60031-5621 UNITED STATES [REDACTED]
THOMAS E MCGIVERN IRA R/O FCC AS
5017 CUSTODIAN 814 REVERE COURT WESTMONT IL 60559-1238 UNITED STATES [REDACTED]
5018 THOMAS E MITCHELL 369 RACETRACK RD HO HO KUS NJ 07423-1627 UNITED STATES [REDACTED]
HRBFA CUST OF SEP THOMAS E
5019 THOMAS E SCHAEFER SCHAEFER 546 INVERRARY CT EUREKA MO 63025 UNITED STATES [REDACTED]
THOMAS E. EHLMANN AND KELLY LA
5020 CHANCE EHLMANN JTWROS 910 SUFFOLK CT SOUTHLAKE TX 76092-4223 UNITED STATES [REDACTED]
5021 THOMAS E. MITCHELL 369 RACETRACK RD HO HO KUS NJ 07423-1627 UNITED STATES [REDACTED]
5022 THOMAS E. MITCHELL, III 369 RACETRACK RD HO HO KUS NJ 07423-1627 UNITED STATES [REDACTED]
5034 THOMAS SWITZER TRUST DTD 8/9/1996 C/O CURRENT TRUSTEE(S) 4625 LINDELL BLVD SUITE 400 ST LOUIS MO 63108-3729 UNITED STATES [REDACTED]
5036 THOMAS W BEILKE 1208 E FREMONT ARLINGTON HTS IL 60004 UNITED STATES [REDACTED]
THOMAS WHALEN REV. TRUST U/A/D 4630 HARBOR VILLAGE BLVD.,
5037 12/21/96 C/O THOMAS J. WHALEN TTEE #1302 PONCE INLET FL 32127-2206 UNITED STATES [REDACTED]
5038 THOMASYNE C. HUBERT TOD THOMAS G. HUBERT 901 SOUTH EDGEWOOD LANE MT PROSPECT IL 60056-4058 UNITED STATES [REDACTED]
THOMPSON E FLETCHER AND SUSAN A
5039 FLETCHER 404 BEVERIDGE RD RIDGEWOOD NJ 7450 UNITED STATES [REDACTED]
5051 TIAA-CREF 8500 ANDREW CARNEGIE BLVD CHARLOTTE NC 28262 UNITED STATES [REDACTED]
TIAA-CREF FUNDS TIAA-CREF EQUITY
5052 INDEX FUND 730 3RD AVENUE NEW YORK NY 10017-3207 UNITED STATES [REDACTED]
TIAA-CREF FUNDS TIAA-CREF LARGE
5053 CAP VALUE INDEX FUND 730 3RD AVENUE NEW YORK NY 10017-3207 UNITED STATES [REDACTED]
TIAA-CREF FUNDS TIAA-CREF MID-CAP
5054 BLEND INDEX FUND 730 3RD AVENUE NEW YORK NY 10017-3207 UNITED STATES [REDACTED]
TIAA-CREF FUNDS TIAA-CREF MID-CAP
5055 VALUE INDEX FUND 730 3RD AVENUE NEW YORK NY 10017-3207 UNITED STATES [REDACTED]
TIAA-CREF FUNDS TIAA-CREF SOCIAL
5056 CHOICE EQUITY FUND 730 3RD AVENUE NEW YORK NY 10017-3207 UNITED STATES [REDACTED]
TIAA-CREF INSTITUTIONAL MUTUAL
5057 FUNDS 8500 ANDREW CARNEGIE BLVD CHARLOTTE NC 28262 UNITED STATES [REDACTED]
TIAA-CREF LIFE FUNDS - SOCIAL CHOICE
5058 EQUITY FUND 730 3RD AVENUE NEW YORK NY 10017-3207 UNITED STATES [REDACTED]
TIAA-CREF LIFE FUNDS STOCK INDEX
5059 FUND 730 3RD AVENUE NEW YORK NY 10017-3207 UNITED STATES [REDACTED]
5060 TIAN F RONG 4467 CORBIN CT TALLAHASSEE FL 32309-2287 UNITED STATES [REDACTED]
5061 TIDEN DESTINY MASTER FUND LIMITED TIDEN CAPITAL LLC 2520 MERIDIAN PKWY STE 470 DURHAM NC 27713 UNITED STATES [REDACTED]
5062 TIF LLC 2424 KENNEDY ST NE MINNEAPOLIS MN 55413 UNITED STATES [REDACTED]
5080 TMS/ITS SETT A/C FOR HFF I LLC 257 PARK AVE SOUTH 15TH FLOOR NEW YORK NY 10010-7304 UNITED STATES [REDACTED]
5081 TMS/ITS SETT A/C FOR SIL 1 LTD PO BOX 309 GEORGE TOWN CAYMAN ISLANDS [REDACTED]
TMVH EMPLOYEE RETIREMENT PL
5082 RPM003 C/O AST CAPITAL TRUST CO PO BOX 52129 PHOENIX AZ 85072-2129 UNITED STATES [REDACTED]
5083 TOA REINSURANCE 177 MADISON AVE MORRISTOWN NJ 7962 UNITED STATES [REDACTED]
TOM ERDMANN, III, ROSEMARIE
5084 ERDMANN TRUST C/O CURRENT TRUSTEE(S) 19495 MUIRFIELD CIRCLE SHOREWOOD MN 55331 UNITED STATES [REDACTED]
5087 TORO TRADING LLC 120 BROADWAY, SUITE 2040-09 NEW YORK NY 10271 UNITED STATES [REDACTED]
77 KING STREET WEST ROYAL
PRO SWAP #3 US ATTN:CALLY LY TRUST TOWER 16TH FLOOR
5088 TORONTO DOMINION BANK AND/OR CURRENT TRUSTEE(S) TORONTO (CAN), ON M5K 1A2 TORONTO ON M5K 1A2 CANADA [REDACTED]
5089 TOURO INFIRMARY FOUNDATION 1401 FOUCHER ST NEW ORLEANS LA 70115 UNITED STATES [REDACTED]
5090 TOWER NORTH AMERICAN EQUITY FU 80 ALFRED STREET MILSONS POINT NSW 2008 AUSTRALIA [REDACTED]
5091 TOWER TRUST COMPANY C/O CURRENT TRUSTEE(S) 116 EAST BERRY STREET FORT WAYNE IN 46802 UNITED STATES [REDACTED]
5092 TOWERVIEW LLC 500 PARK AVENUE, 6TH FL NEW YORK NY 10022 UNITED STATES [REDACTED]
C/O DANIEL CANDER
DANIEL S. SHAMAH
O'MELVENY & MYERS LLP
5093 TR U-W EMMA M PARKERSON BANK OF AMERICA, TRUSTEE 7 TIMES SQUARE NEW YORK NY 10036 UNITED STATES [REDACTED]
5094 TR UW PEARL F SCHALLER C/O HARRY D. SCHALLER, TRUSTEE 1 LACOSTA PL PALM COAST FL 32137-2287 UNITED STATES [REDACTED]
5095 TRACK DATA SECURITIES CORPORATION 691 FULTON STREET BROOKLYN NY 11217 UNITED STATES [REDACTED]
TRADELINK HOLDINGS LLC A/K/A
5096 TRADELINK LLC 71 S WACKER DR STE 1900 CHICAGO IL 60606 UNITED STATES [REDACTED]
TRADESTATION BUILDING
5097 TRADESTATION SECURITIES, INC. 8050 S.W. 10TH ST., STE. 2000 PLANTATION FL 33324 UNITED STATES [REDACTED]
5111 TRIBUNE COMPANY COMPUTERSHARE TRUST CO. INC. 2 N. LASALLE STREET CHICAGO IL 60602 UNITED STATES [REDACTED]
TRIBUNE COMPANY 401(K) SAVINGS
5112 PLAN [REDACTED]
5120 TROWEL TRADES S&P 500 INDEX FUND 411 W. LAFAYETTE BLVD DETROIT MI 48226 UNITED STATES [REDACTED]
T. ROWE PRICE TRUST CO.
5121 TRP INSTL COM TR FD EQY INDEX TR 100 EAST PRATT STREET BALTIMORE MD 21202 UNITED STATES [REDACTED]
C/O T ROWE PRICE TRUST
5122 TRP STRUCTURED RESEARCH TRUST COMPANY 100 EAST PRATT STREET BALTIMORE MD 21202 UNITED STATES [REDACTED]
5127 TRUST COMPANY OF ILLINOIS C/O CURRENT TRUSTEE(S) 1901 BUTTERFIELD RD STE 1000 DOWNERS GROVE IL 60515 UNITED STATES [REDACTED]
5128 TRUST COMPANY OF TOLEDO ATTN: LENORE A. PETERSON 1630 TIMBERWOLF DR HOLLAND OH 43528-8303 UNITED STATES [REDACTED]
TRUST D FOR A PORTION OF THE LIBERTY VIEW C/O CURRENT HARBORSIDE FIN'L CTR PLAZA
5129 ASSETS OF THE KODAK RET INC FD PLN TRUSTEE(S) 103 SECOND ST SUITE 202 JERSEY CITY NJ 7311 UNITED STATES [REDACTED]
C/O TERRY AND MURIEL
TRUST OF SOL DIAMOND DATED DIAMOND AND/OR CURRENT TALON ASSET MANAGEMENT INC
5130 12/4/72 TRUSTEE(S) 1 N FRANKLIN ST STE 900 CHICAGO IL 60606-3461 UNITED STATES [REDACTED]
U.S. CORE EQUITY 1 PORTFOLIO OF DFA PALISADES WEST, 6300 BEE CAVE
5148 INVESTMENT DIMENSIONS GROUP INC. ROAD, BUILDING ONE AUSTIN TX 78746 UNITED STATES [REDACTED]
U.S. CORE EQUITY 2 PORTFOLIO OF DFA PALISADES WEST, 6300 BEE CAVE
5149 INVESTMENT DIMENSIONS GROUP INC. ROAD, BUILDING ONE AUSTIN TX 78746 UNITED STATES [REDACTED]
U.S. EQUITY MARKET SUDAN FREE
5150 EQUITY INDEX FUND 400 HOWARD STREET SAN FRANCISO CA 94105 UNITED STATES [REDACTED]
U.S. LARGE CAP VALUE SERIES OF THE PALISADES WEST, 6300 BEE CAVE
5151 DFA INVESTMENT TRUST COMPANY ROAD, BUILDING ONE AUSTIN TX 78746 UNITED STATES [REDACTED]
U.S. LARGE COMPANY PORTFOLIO OF
DIMENSIONAL INVESTMENT GROUP PALISADES WEST, 6300 BEE CAVE
5152 INC. ROAD, BUILDING ONE AUSTIN TX 78746 UNITED STATES [REDACTED]
5153 U.S. TRUST CORPORATION MICHAEL J. MURPHY 114 W. 47TH ST., 25TH FL. NEW YORK NY 10036 UNITED STATES [REDACTED]
U.S. VECTOR EQUITY PORTFOLIO OF
DFA INVESTMENT DIMENSIONS GROUP PALISADES WEST, 6300 BEE CAVE
5154 INC. ROAD, BUILDING ONE AUSTIN TX 78746 UNITED STATES [REDACTED]
U/A/D 05/15/00 FBO NORMAN X RAIDL
5155 REV TRUST C/O NORMAN X RAIDL TTEE 4300 N MARINE DRIVE #704 CHICAGO IL 60613-5803 UNITED STATES [REDACTED]
5165 UBS (CH) IF EQUITIES USA PASSIVE UBS AG GESSNERALLEE 3-5 ZURICH 8001 SWITZERLAND [REDACTED]
5166 UBS (CH) IF2 EQUITIES USA PASSIVE UBS AG GESSNERALLEE 3-5 ZURICH 8001 SWITZERLAND [REDACTED]
5167 UBS (LUXEMBOURG) S A 33A AVENUE J F KENNEDY L-1855 LUXEMBOURG [REDACTED]
5168 UBS BANK AG 1285 AVENUE OF THE AMERICAS NEW YORK NY 10019 UNITED STATES [REDACTED]
ST HELIER, JERSEY CHANNEL
5169 UBS BANK AG, JERSEY BRANCH ISLANDS, UL JERSEY CHANNEL ISLANDS [REDACTED]
5170 UBS FINANCIAL SERVICES, INC. ROBERT MATTHEWS 1200 HARBOR BLVD. WEEHAWKEN NJ 07086 UNITED STATES [REDACTED]
5182 UD K P TWICHELL D C TWICHELL TST C/O SETH M. KEAN 599 LEXINGTON AVENUE NEW YORK NY 10022 UNITED STATES [REDACTED]
5183 UD ROVENSKY FBO AJLR 62GSX JANE R GRACE [REDACTED]
FIDUCIARY TRUST COMPANY
5184 UD VIRGINIA S RISLEY JT RISLEY INTERNATIONAL, TRUSTEE 600 5TH AVENUE NEW YORK NY 10016-1301 UNITED STATES [REDACTED]
5185 UD VS RISLEY CJ DE SIEYES ETAL DR CHARLES J DE SIEYES 35 OLD POWERHOUSE RD FALMOUTH ME 04105-1615 UNITED STATES [REDACTED]
5200 UNITARIAN UNIVERSALIST ASSOCIATION 25 Beacon Street Boston MA 2108 UNITED STATES [REDACTED]
UNITE HERE NATIONAL RETIREMENT
5201 FUND 333 WESTCHESTER AVE. WHITE PLAINS NY UNITED STATES [REDACTED]
UNITED AIR LINES, INC. PILOTS' 1301 SECOND AVENUE, 18TH
5202 DIRECTED ACCOUNT PLAN ATTN: ROGER ELLESTAD FLOOR SEATTLE WA 98101 UNITED STATES [REDACTED]
UNITED ASSOCIATION S&P 500 INDEX
5203 FUND ADVISORS INNER CIRCLE FUND ONE FREEDOM VALLEY DRIVE OAKS PA 19456 UNITED STATES [REDACTED]
UNITED AUTO WORKERS LOCAL UNION
5204 NO. 259 2185 LEMOINE AVENUE FORT LEE NJ 7024 UNITED STATES [REDACTED]
ATTN: TRUST DEPT AND/OR
5205 UNITED BANK INC CURRENT TRUSTEE(S) 514 MARKET STREET PARKERSBURG WV 26101 UNITED STATES [REDACTED]
UNITED BROTHERHOOD OF
5206 CARPENTERS ATTN: MR. MIKE O'GRADY 6801 PLACID STREET LAS VEGAS NV 89119 UNITED STATES [REDACTED]
UNITED CHURCH OF CHRIST DEFINED
5207 CONTRIBUTION 475 RIVERSIDE DRIVE ROOM 1020 NEW YORK NY 10115-1126 UNITED STATES [REDACTED]
UNITED DEFENSE L.P. MASTER PENSION C/O MARK MANION AND/OR
5208 TRUST CURRENT TRUSTEE(S) 1101 WILSON BLVD., SUITE 20 ARLINGTON VA 22209 UNITED STATES [REDACTED]
5209 UNITED DEFENSE LP C/O MARK MANION 25 WILSON BLVD. STE 700 ARLINGTON VA 22209 UNITED STATES [REDACTED]
5229 US BANK PENSION PLAN EQUITY INDEX U.S. BANCORP CENTER 800 NICOLLET MALL BC-MN H17C MINNEAPOLIS MN 55402 UNITED STATES [REDACTED]
5230 US EQUITY MARKET FUND A 400 HOWARD STREET SAN FRANCISO CA 94105 UNITED STATES [REDACTED]
5231 US EQUITY MARKET FUND B 400 HOWARD STREET SAN FRANCISO CA 94105 UNITED STATES [REDACTED]
BUTTERFIELD HOUSE FORT ST
C/O BROWN BROTHERS P.O. BOX 2330
US EQUITY PASSIVE 2 OF GLOBAL HARRIMAN TRUST COMPANY GEORGE TOWN, GRAND CAYMAN
5232 EQUITY INVESTMENT TRUST (CAYMAN) LIMITED, AS TRUSTEE CAYMAN ISLANDS GEORGE TOWN CAYMAN ISLANDS [REDACTED]
2 QUEEN STREET EAST, 19TH
5233 US EQUITY VALUE POOL FLOOR TORONTO ON M5C 3G7 CANADA [REDACTED]
5234 US PHARMACOPEIAL CONVENTION, INC. SANFORD BERNSTEIN 12601 TWINBROOK PARKWAY ROCKVILLE MD 20852-1717 UNITED STATES [REDACTED]
5235 US TRUST CO. N.A. C/O CURRENT TRUSTEE(S) 114 W. 47TH ST. NEW YORK NY 10036 UNITED STATES [REDACTED]
C/O MARC BLUM
5236 USA FUND LIMITED PARTNERSHIP M & T BANK 233 E REDWOOD ST STE 100 BALTIMORE MD 21202 UNITED STATES [REDACTED]
5237 USA FUND LLLP M & T BANK 233 E REDWOOD ST STE 100 BALTIMORE MD 21202-3337 UNITED STATES [REDACTED]
9800 FREDERICKSBURG RD.
5238 USAA INCOME STOCK FUND USAA BUILDING SAN ANTONIO TX 78288 UNITED STATES [REDACTED]
5239 USAA INVESTMENT COMPANY CARYL SWANN 9800 FREDERICKSBURG ROAD SAN ANTONIO TX 78288 UNITED STATES [REDACTED]
USAA INVESTMENT MANAGEMENT THE CORPORATION TRUST CORPORATION TRUST CENTER
5240 COMPANY COMPANY 1209 ORANGE ST. WILMINGTON DE 19801 UNITED STATES [REDACTED]
ROBERT GALINDO A03W
5241 USAA MUTUAL FUND INC. USAA INVESTMENT COMPANY 9800 FREDERICKSBURG ROAD SAN ANTONIO TX 78288 UNITED STATES [REDACTED]
5242 USAA MUTUAL FUND, INC. ATTN: ROBERTO GALINDO 9800 FREDERICKSBURG RD SAN ANTONIO TX 78240 UNITED STATES [REDACTED]
5243 USAA MUTUAL FUNDS TRUST C/O CURRENT TRUSTEE(S) 9800 FREDERICKSBURG ROAD SAN ANTONIO TX 78288 UNITED STATES [REDACTED]
MR & MRS THOMAS J USHER
5244 USHER CHARITABLE FOUNDATION PERSONAL & CONFIDENTIAL 600 GRANT STREET 61ST FLOOR PITTSBURGH PA 15219-2744 UNITED STATES [REDACTED]
5245 UST MORTGAGE COMPANY 4601 TOUCHTON RD. E., BLDG. 300 JACKSONVILLE FL 32246 UNITED STATES [REDACTED]
5248 UTICA MUTUAL INSURANCE COMPANY 180 GENESEE STREET NEW HARTFORD NY 13413 UNITED STATES [REDACTED]
BANK OF AMERICA
BANK OF AMERICA CORPORATE
CENTER
5249 UW EW MASKE FOR RUTH M BENNETT 100 N. TRYON ST CHARLOTTE NC 28255 UNITED STATES [REDACTED]
UWO ANNE WERTHEIM WERNER DTD C/O THOMAS L. LANGMAN,
5250 10/10/95 PHILIP H. LILIENTHAL TTEES 1696 32 STREET NORTHWEST WASHINGTON DC 20007-2969 UNITED STATES [REDACTED]
UWO GLADYS SMITH HAYES TESTAME
5251 32114 C/O W L JACK EDWARDS 3521 ROSEDALE DALLAS TX 75205-1225 UNITED STATES [REDACTED]
5252 V H ENERGY LLC 2052 S ISLAND GREEN DR # D6 COEUR D ALENE ID 83814-5668 UNITED STATES [REDACTED]
5253 V TRADER PRO LLC 220 BUSH ST SAN FRANCISCO CA 94104 UNITED STATES [REDACTED]
VA U.S. LARGE VALUE PORTFOLIO OF
DFA INVESTMENT DIMENSIONS GROUP PALISADES WEST, 6300 BEE CAVE
5254 INC. ROAD, BUILDING ONE AUSTIN TX 78746 UNITED STATES [REDACTED]
VALDEMAR DANIELSON MARITAL TR APT 201
5255 32223 C/O JEAN ANDERSON TTEE 2716 ELLIOTT AVE SEATTLE WA 98121-3505 UNITED STATES [REDACTED]
C/O JOSEPH C. WYLIE II
K&L GATES LLP
VALUE FUND, A SERIES OF FIRST 70 WEST MADISON STREET, SUITE
5256 INVESTORS EQUITY FUNDS 3100 CHICAGO IL 60602-4207 UNITED STATES [REDACTED]
C/O JOSEPH C. WYLIE II
K&L GATES LLP
VALUE FUND, A SERIES OF FIRST 70 WEST MADISON STREET, SUITE
5257 INVESTORS LIFE SERIES FUNDS 3100 CHICAGO IL 60602-4207 UNITED STATES [REDACTED]
5293 VANGUARD VVIF EQUITY INDEX FUND THE VANGUARD GROUP, INC PO BOX 1110 VALLEY FORGE PA 19482-1110 UNITED STATES [REDACTED]
THE VANGUARD GROUP, INC.
5294 VANGUARD VVIF MIDCAP INDEX FUND 100 VANGUARD BLVD VALLEY FORGE PA 19482-1105 UNITED STATES [REDACTED]
VANTAGEPOINT 500 STOCK INDEX
5295 FUND THE VANTAGEPOINT FUNDS 777 CAPITOL ST. NE WASHINGTON DC 20002 UNITED STATES [REDACTED]
VANTAGEPOINT ASSET ALLOCATION
5296 FUND THE VANTAGEPOINT FUNDS 777 CAPITOL ST. NE WASHINGTON DC 20002 UNITED STATES [REDACTED]
VANTAGEPOINT BROAD MARKET INDEX
5297 FUND THE VANTAGEPOINT FUNDS 777 CAPITOL ST. NE WASHINGTON DC 20002 UNITED STATES [REDACTED]
5298 VANTAGEPOINT EQUITY INCOME FUND THE VANTAGEPOINT FUNDS 777 CAPITOL ST. NE WASHINGTON DC 20002 UNITED STATES [REDACTED]
VARIABLE INS. PROD FUND II INDEX 500
5299 PORTFOLIO 82 DEVONSHIRE ST BOSTON MA 02109-3614 UNITED STATES [REDACTED]
2109
5300 VARIABLE INSURANCE PRODUCTS FUND JOSEPH B. HOLLIS 82 DEVONSHIRE ST. BOSTON MA UNITED STATES [REDACTED]
VERNA R. HARRAH, VERNA R. HARRAH C/O GATTO POPE & WALWICK LLP
5311 TRUST SPECIAL ACCOUNT DTD 9/5/86 VERNA HARRAH TRUSTEE 550 WEST C STREET SUITE 1700 SAN DIEGO CA 92101-3568 UNITED STATES [REDACTED]
5348 W. A. JOBSON III 10080 HEMLOCK DR OVERLAND PARK KS 66212-3426 UNITED STATES [REDACTED]
5365 WAMU PENSION PLAN MASTER TRUST C/O CURRENT TRUSTEE(S) 1301 SECOND AVENUE, WMC-3601 SEATTLE WA 98101 UNITED STATES [REDACTED]
5366 WARD L QUAAL 520 GREEN BAY ROAD WINNETKA IL 60603 UNITED STATES [REDACTED]
WAREHOUSE EMPLOYEES LOCAL 570
5367 PENSION LCV 1005 NORTH POINT BLVD, STE 726 BALTIMORE MD 21224 UNITED STATES [REDACTED]
5368 WARREN B. WILLIAMSON 760 HOLLADAY RD PASADENA CA 91106 UNITED STATES [REDACTED]
5369 WARREN B. WILLIAMSON CHANDIS SECURITIES 350 W COLORADO BLVD STE 230 PASADENA CA 91105-1855 UNITED STATES [REDACTED]
PACIFIC
5370 WARREN CEREGHINO 704 HAVERFORD AVE. PALISADES CA 90272-4312 UNITED STATES [REDACTED]
5375 WARREN R AND PATRICIA M PHELPS 14630 OSPREY DRIVE SUN CITY WEST AZ 85375-5731 UNITED STATES [REDACTED]
WASHINGTON AREA CARPENTERS
5376 PENSION FUND 6009 OXON HILL ROAD, STE 416 OXON HILL MD 20745 UNITED STATES [REDACTED]
623 5th Avenue, 17th Floor-
5377 WASHINGTON MUTUAL, INC. CASH B 5092WM New York NY 10022 UNITED STATES [REDACTED]
5378 WATERMAN BROADCASTING INVESTMENT CORPORATION P.O. BOX 7578 FT MYERS FL 33911-7578 UNITED STATES [REDACTED]
EMPLOYEE PROFIT SHARING PLAN
U/A 01/01/1974 C/O CURRENT
5379 WATERMAN BROADCASTING CORP TRUSTEE(S) P.O. BOX 7578 FT MYERS FL 33911-7578 UNITED STATES [REDACTED]
5380 WATERMAN BROADCASTING INC 2088 OYSTER HARBORS OSTERVILLE MA 2655 UNITED STATES [REDACTED]
WAVERING FAMILY CHARITABLE NORTHERN TRUST, NA, AS
5381 FOUNDATION DATED 07/24/1990 TRUSTEE 50 S. LASALLE STREET CHICAGO IL 60603 UNITED STATES [REDACTED]
C/O WAYNE AND GRACE
WAYNE AND GRACE WILLEMS WILLEMS AND/OR CURRENT
5382 MANAGEMENT TRUST TRUSTEE(S) 5205 BROOKVIEW DR DALLAS TX 75220-2207 UNITED STATES [REDACTED]
5383 WAYNE BANK 717 MAIN STREET HONESDALE PA 18431 UNITED STATES [REDACTED]
5384 WAYNE D. REID, II 433 LANGLEY OAKS DRIVE SE MARIETTA GA 30067 UNITED STATES [REDACTED]
5385 WAYNE F DOMAZ AS FCC IRA CUSTODIAN 19332 WESTFIELD AVENUE TINLEY PARK IL 60487-5566 UNITED STATES [REDACTED]
5386 WAYNE F. MCNULTY DCSD C/O MARY KATHLEEN MCNULTY 1342 JONES ST APT 5 SAN FRANCISCO CA 94109-4134 UNITED STATES [REDACTED]
WAYNE F. MCNULTY DCSD AND IRENE
5387 M MCNULTY DCSD JTWROS C/O MARY KATHLEEN MCNULTY 1342 JONES ST, APT 5 SAN FRANCISCO CA 94109-4134 UNITED STATES [REDACTED]
664 NORTH WESTERN AVENUE
5388 WAYNE HUMMER TRUST CO NA SUITE 900 LAKE FOREST IL 60045 UNITED STATES [REDACTED]
DURASFOT SYSTEMS INC. PROFT
5389 WAYNE R. WEIGAND SHARING PLAN PART 40 DANIELLE COURT JACKSON NJ 8527 UNITED STATES [REDACTED]
5390 WEALTH MANAGEMENT SERVICES 1404 E. CHOCOLATE AVE. HERSHEY PA 17033 UNITED STATES [REDACTED]
5391 WEDBUSH MORGAN SECURITIES, INC. 1000 WILSHIRE BLVD. LOS ANGELES CA 90017 UNITED STATES [REDACTED]
C/O ROBERT N WEED &
MARJORIE L WEED AND/OR
5392 WEED LIV TR U/A DTD 08-01-90 CURRENT TRUSTEE(S) POST OFFICE BOX 2267 AVILA BEACH CA 93424 UNITED STATES [REDACTED]
WEEGE FAMILY TR U/A 6/21/89 ATTN C/O REINHOLD & SHELLEY WEEGE
5393 MM123 AND/OR CURRENT TRUSTEE(S) 9736 LA JOLLA CA 92037 UNITED STATES [REDACTED]
WEINGER BERNARD GST TR L SPECTOR C/O LAURENCE S. SPECTOR,
5394 TTE TRUSTEE 1421 WAVERLY ROAD HIGHLAND PARK IL 60035 UNITED STATES [REDACTED]
WEINSTEIN FAMILY CHARITABLE
5395 FOUNDATION ATTN: WILL K. WEINSTEIN ONE FERRY BUILDING, SUITE 255 SAN FRANCISCO CA 94111-4243 UNITED STATES [REDACTED]
WEINSTEIN HOWARD L TR CUST
5396 PLEDGED C/O CURRENT TRUSTEE(S) 980 N MICHIGAN AVE, SUITE 900 CHICAGO IL 60611 UNITED STATES [REDACTED]
44 MONTGOMERY STREET, SUITE
5397 WEINTRAUB CAPITAL MANAGEMENT ATTN: TIM DEDERING 4100 SAN FRANCISCO CA 94104-4814 UNITED STATES [REDACTED]
WEINTRAUB CAPITAL MANAGEMENT,
5398 L.P. JERALD M. WEINTRAUB 44 MONTGOMERY ST., STE. 4100 SAN FRANCISCO CA 94104 UNITED STATES [REDACTED]
5399 WEISS FAMILY FOUNDATION 1660 N PROSPECT AVE UNIT 1901 MILWAUKEE WI 53202 UNITED STATES [REDACTED]
WEISS MULTI-STRATEGY ONE STATE STREET
5400 WEISS MULTI-STRATEGY PARTNERS LLC ADVISERS LLC 20TH FLOOR HARTFORD CT 6824 UNITED STATES [REDACTED]
5401 WELCH & FORBES LLC JAMES E. RUSSELL 45 SCHOOL STREET BOSTON MA 02108 UNITED STATES [REDACTED]
5402 WELCH AND FORBES LLC 45 SCHOOL STREET BOSTON MA 2108 UNITED STATES [REDACTED]
WELLMARK HEALTH PLAN OF IOWA, 1331 GRAND AVENUE STATION
5403 INC. C/O WELLMARK INC. 4W531 DES MOINES IA 50309 UNITED STATES [REDACTED]
1331 GRAND AVENUE STATION
5404 WELLMARK, INC. 4W531 DES MOINES IA 50309 UNITED STATES [REDACTED]
5409 WELLS FARGO BANK, N.A. JOHN G. STUMPF 420 MONTGOMERY ST., 5TH FL. SAN FRANCISCO CA 94104 UNITED STATES [REDACTED]
KARLA M. RABUSCH AND/OR
5410 WELLS FARGO FUNDS TRUST CURRENT TRUSTEE(S) 525 MARKET ST. SAN FRANCISO CA 94105 UNITED STATES [REDACTED]
C/O CORPORATION SERVICE
COMPANY WHICH WILL DO
BUSINESS IN CALIFORNIA AS CSC-
LAWYERS INCORPORATING
5411 WELLS FARGO INVESTMENT LLC SERVICE 2730 GATEWAY OAKS DR., STE. 100 SACRAMENTO CA 95833 UNITED STATES [REDACTED]
KARLA M. RABUSCH AND/OR
5412 WELLS FARGO MASTER TRUST CURRENT TRUSTEE(S) 525 MARKET ST., 12TH FL. SAN FRANCISCO CA 94105 UNITED STATES [REDACTED]
KARLA M. RABUSCH AND/OR
5413 WELLS FARGO VARIABLE TRUST CURRENT TRUSTEE(S) 525 MARKET ST., 12TH FL. SAN FRANCISCO CA 94105 UNITED STATES [REDACTED]
5414 WELLSPAN HEALTH INC. NON-ERISA WELLSPAN OFFICE CENTER 45 MONUMENT ROAD YORK PA 17403 UNITED STATES [REDACTED]
5415 WELLSPAN HEALTH MASTER TRUST C/O CURRENT TRUSTEE(S) 147 GETTYS STREET GETTYSBURG PA 17325 UNITED STATES [REDACTED]
45 MONUMENT ROAD, WELLSPAN
5416 WELLSPAN HEALTH PENSION LCV OFFICE CENTER YORK PA 17403 UNITED STATES [REDACTED]
5417 WELLSPAN HEALTH SYSTEM 140 N DUKE ST YORK PA 17405 2767 UNITED STATES [REDACTED]
5418 WELSH, JIM C/O SMITH-WELSH FOUNDATION 22 EMPTY SADDLE LN RLLNG HLS EST CA 90274 UNITED STATES [REDACTED]
5419 WENDI AND SCOTT POWER 325 BRYANT AVE. GLEN ELLYN IL 60137-5217 UNITED STATES [REDACTED]
WENDY & NATALIE TR-UW WALTER
5420 BLUM C/O MR DAVID R COGGINS JR 1730 IRVING AVE S MINNEAPOLIS MN 55403-2817 UNITED STATES [REDACTED]
5421 WENDY L. KAISER 701 SUSSEX RD WYNNEWOOD PA 19096 UNITED STATES [REDACTED]
5422 WENDY PYE ENTERPRISES LTD BOX 22 471 OTAHUHU AUCKLAND NEW ZEALAND [REDACTED]
5423 WENDY S AYRES PO BOX 27839 WASHINGTON DC 20038-7839 UNITED STATES [REDACTED]
5432 WG TRADING COMPANY LP 2ND FLOOR, ONE LAFAYETTE PLACE GREENWICH CT 06830-5449 UNITED STATES [REDACTED]
5434 WHI GROWTH FUND QP LP 191 NORTH WACKER DR, STE 1500 CHICAGO IL 60606-1899 UNITED STATES [REDACTED]
WHITE MOUNTAINS INSURANCE
5435 GROUP, LTD 80 SOUTH MAIN STREET HANOVER NH 3755 UNITED STATES [REDACTED]
5440 WHITEBOX HIGH YIELD FUND, LP 3033 EXCELSIOR BLVD, SUITE 300 MINNEAPOLIS MN 55416 UNITED STATES [REDACTED]
5441 WHITTIER TRUST COMPANY C/O CURRENT TRUSTEE(S) 1600 HUNTINGTON DRIVE SOUTH PASADENA CA 91030 UNITED STATES [REDACTED]
5445 WILLIAM A JOBSON III 10080 HEMLOCK OVERLAND PARK KS 66212-3426 UNITED STATES [REDACTED]
5471 WILLIAM G MOLLER III AS FCC IRA CUSTODIAN 11 OXFORD AVENUE CLARENDON HLS IL 60514-1149 UNITED STATES [REDACTED]
5476 WILLIAM H. BROWNE TWEEDY BROWNE COMPANY, LLC 350 PARK AVENUE 9TH FLOOR NEW YORK NY 10022 UNITED STATES [REDACTED]
5497 WILLIAM P AND DORIAN S. JORDAN 31663 MUSCOVY RD HARTLAND WI 53029-9707 UNITED STATES [REDACTED]
5508 WILLIAM S. TWADDELL UTMA DC C/O WILLIAM H TWADDELL CUST 323 W 96TH ST APT 402 NEW YORK NY 10025 UNITED STATES [REDACTED]
5509 WILLIAM SANDERSON TWADDELL 323 W 96TH ST # 402 NEW YORK NY 10025 UNITED STATES [REDACTED]
5518 WILLIS & ELSIE SHENK FOUNDATION C/O J DAVID SHENK 465 LONG LANE LANCASTER PA 17603 UNITED STATES [REDACTED]
5519 WILLIS BAKER, JR IRA 9214 DOVE MEADOW DR DALLAS TX 75243-6325 UNITED STATES [REDACTED]
WINSTON B. & KATHRYN M. DITTO C/O KATHRYN M DITTO AND/OR 13500 N RANCHO VISTOSO BLVD
5539 TRUST CURRENT TRUSTEE(S) APT 420 ORO VALLEY AZ 85755-5965 UNITED STATES [REDACTED]
WINTON EVOLUTION PORTFOLIO SPC
FBO WINTON EVOLUTION SEGREGATED WEF EQUITY STRATEGY 6 DIRECT
5540 PORTFOLIO NO 1 ACCOUNT PO BOX 309GT S CHURCH ST GEORGE TOWN CAYMAN ISLANDS [REDACTED]
680 LAKE SHORE DRIVE
5541 WIRTZ CORPORATION MAX E. MOHLER 19TH FLOOR CHICAGO IL 60611-4548 UNITED STATES [REDACTED]
5542 WIRTZ CORPORATION ATTN WILLIAM W WIRTZ 680 N LAKE SHORE DR 19TH FL CHICAGO IL 60611 UNITED STATES [REDACTED]
WISCONSIN CARPENTERS PENSION
5543 FUND P.O. BOX 4002 EAU CLAIRE WI 54702 UNITED STATES [REDACTED]
5544 WISCONSIN REINSURANCE CORP 2810 CITY VIEW DRIVE, MADISON WI 53718 UNITED STATES [REDACTED]
ATTN: JAMES C RODGERS
5545 WM T BURNETT RET PL-HARG CONTROLLER 1500 BUSH BALTIMORE MA 21230-1928 UNITED STATES [REDACTED]
ROLLING HILLS
5546 WOLSTAN MD, BARRY 40 CLEAR VISTA DR EST CA 90274 UNITED STATES [REDACTED]
5547 WOLVERINE ASSET MANAGEMENT, INC. MEGAN FLAHERTY 175 W. JACKSON, STE. 200 CHICAGO IL 60604 UNITED STATES [REDACTED]
5551 WOMEN'S DIVISION OF THE UNITED 475 RIVERSIDE DRIVE, ROOM 1503 NEW YORK NY 10115 UNITED STATES [REDACTED]
5552 WOO B CHOI TD AMERITRADE INC CUSTODIAN 3608 N EARLE AVE ROSEMEAD CA 91770 UNITED STATES [REDACTED]
ROLLOVER IRA TD AMERITRADE
5553 WOO B CHOI INC CUSTODIAN 3608 N EARLE AVE ROSEMEAD CA 91770 UNITED STATES [REDACTED]
510 MADISON AVENUE, 26TH
5554 WOODMONT INVESTMENTS LTD FLOOR NEW YORK NY 10022 UNITED STATES [REDACTED]
5555 WOODS FUND OF CHICAGO ATTN: SUZANNE BOYLES 35 E. WACKER SUITE 1760 CHICAGO IL 60601 UNITED STATES [REDACTED]
5558 WORKERS' COMPENSATION BOARD OF 9925 107 STREET, P.O. BOX 2415 EDMONTON AB T5J 2S5 CANADA [REDACTED]
2100 MCKINNEY AVENUE SUITE
5559 WORLDWIDE TRANSACTIONS LIMITED CARLSON CAPITAL L.P. 1800 DALLAS TX 75201 UNITED STATES [REDACTED]
ROMASCO PLACE
TORTOLA BRITISH VIRGIN
5560 WORLDWIDE TRANSACTIONS LIMITED ATTN: ANDREW EMORY WICKHAMS CAY ISLANDS [REDACTED]
5565 WSLLC-NICK SHERMAN 171 MONROE AVENUE W STE 650 GRAND RAPIDS MI 49503 UNITED STATES [REDACTED]
5566 WYETH Five Giralda Farms Madison NJ 7940 UNITED STATES [REDACTED]
5568 XIUZHEN KONDOR 226 N IRENA AVE REDONDO BEACH CA 90277-3243 UNITED STATES [REDACTED]
5579 ZOOLOGICAL SOCIETY OF SAN DIEGO PO BOX 120551 SAN DIEGO CA 92112 UNITED STATES [REDACTED]
ZOOLOGICAL SOCIETY OF THE PALM WEST PALM
5580 BEACHES, INC. 1301 SUMMIT BLVD. BEACH FL 33405 UNITED STATES [REDACTED]
C/O HOWARD ZUCK, BETTY B
ZUCK AND/OR CURRENT
5581 ZUCK FAMILY TRUST TRUSTEE(S) 1660 FERRARI DR BEVERLY HILLS CA 90210 UNITED STATES [REDACTED]
EXHIBIT B
[Eliminated in Fourth Amended Complaint]
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