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The Isthmus and the Valley of Oaxaca: Questions about Zapotec Imperialism in Formative
Period Mesoamerica
Author(s): Robert N. Zeitlin
Source: American Antiquity, Vol. 55, No. 2 (Apr., 1990), pp. 250-261
Published by: Society for American Archaeology
Stable URL: http://www.jstor.org/stable/281646 .
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Robert N. Zeitlin
250
until several hundred years later, around the second century B.C. beginning of Monte Alban period
II. At that time the alliance is seen as the integrative mechanism through which the valley Zapotec
implemented an aggressive policy of hinterland conquest (Flannery and Marcus 1983; Spencer 1982).
The question about whether the formation of the Zapotec state initially was induced by population
pressure, by an acknowledged need to unite for protection against outside threats, or as the outcome
of a valley-wide venture into imperialism is one with far-reaching implications for the study of
sociocultural evolution. From the more-circumscribed perspective of regional prehistory, the pos-
sibility of a Zapotec conquest state during the Late Formative period would suggest that we might
be dealing here not only with the earliest instance of state formation in ancient Mesoamerica,
predating by several centuries the better known phenomenon at Teotihuacan, but Mesoamerica's
earliest manifestation of imperialism as well.
In this paper I focus on questions about Formative period Zapotec imperialism by evaluating
archaeological evidence from one of Monte Alban's hinterlands, the southern Isthmus of Tehuan-
tepec, for indications of political subjugation and economic exploitation. While it is not my purpose
to enter directly into the discussion about when and why a state polity first appeared in the Valley
of Oaxaca, a demonstration of imperialism would, of course, have implications for the question of
state formation, since true empires presuppose the hierarchical system of institutionalized control
that is the state.
It should be noted here that archaeological evidence for a Late Formative period Zapotec conquest
of localities outside the Valley of Oaxaca already has been posited (Drennan 1983; Feinman 1985;
Flannery 1983; Markman 1981; Redmond 1983; Spencer 1982). Drawing on my own data, I will
attempt to reconstruct the order of Valley Zapotec political and economic relationships with southern
Isthmian groups as an assessment and possible refinement of these research conclusions.
To put the south Isthmian data into context, I first summarize the principal arguments upon
which the existence of a Late Formative period Monte Alban empire is predicated. I then turn to
documentary and archaeological indications of the longstanding economic and material ties between
the Valley of Oaxaca and the southern Isthmus. Three alternative models of interaction will be
introduced that could account for these relations during the Formative period. Finally, an anttempt
will be made to arrive at a conclusion, however provisional, as to which model-(a) tribute exaction
allowing for local political autonomy, (b) economic exploitation under direct governance of the
conqueror, or (c) reciprocal economic exchange between indepen
independent polities-best describes the
Oaxaca interaction sphere during this early period of its prehistory.
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Figure 1. Map of ancient Oaxaca, indicating Monte Alban, Laguna Zope, and the four hinterland localities
provisionally identified by Marcus (1976, 1983a) as subjugated by the Zapotec state during the Late Formative
period.
hypothesis of hinterland subjugation was initiated in the Cuicatlan Caiiada, a semitropical canyon
located in the Mixtec highlands, one of the four places originally identified from the Building J
toponyms. Survey and excavation carried out by Elsa Redmond and Charles Spencer led them to
conclude that during the Late Formative period the Cafiada was indeed an object of Monte Alban
imperialism, and that thereafter, until the early Classic period, the previously independent region
was reduced to tributary status, under direct jurisdiction of Zapotec administrators (Redmond 1983;
Spencer 1982). Enforced payments from subject to sovereign replaced reciprocal exchange as the
means by which the Late Formative Zapotec fulfilled their high-status commodity needs from this
frontier locality.
According to Spencer (1982), the material manifestations of conquest in the Cuicatlan Caniada
were: (1) signs of the violent destruction and abandonment of local villages; (2) objects of intimi-
dation, specifically a skull rack for the display of what are purported to have been the heads of
defeated warriors; (3) village relocation, thought to reflect Zapotec-imposed resettlement of the local
populace to places where they could be used more effectively for the production of agricultural and
other regionally specialized products; (4) evidence for the stepped-up production of those desired
goods; (5) identification of what appears to be a frontier garrison where the Monte Alban overlords
were housed; (6) reduction of the hierarchical settlement pattern to a single level of communities
beneath the governing Zapotec garrison, taken to indicate dissolution of the preexisting ranked
political structure; (7) the imposition of Zapotec architecture on local traditions; (8) elimination of
indigenous ceremonial facilities and trappings, such as ritual roasting pits, shell ornaments, and
figurines; and (9) the disappearance of products previously imported from Monte Alban and else-
where, interpreted as resulting from the termination of reciprocal exchange.
The Cuicatlan archaeological project left a number of its hypotheses open to further testing and
reinterpretation (Zeitlin 1983), as a consequence of which Sanders and Nichols (1988) were inspired
to propose an alternative: Rather than imperial conquest, the evidence suggests to them the seizure
of the Caiada by a remnant Zapotec population expelled during Period I by the paramount valley
chiefdom, located at Monte Alban. Their assessment, however, is clouded on several significant
points. To begin with, the Valley of Oaxaca outcasts chosen by Sanders and Nichols as the likely
immigrants to the Caiiada were from San Jose Mogote, one of the valley's principal sites during
the previous period. While it is true that San Jos6 Mogote was all but compltely abandoned during
Monte Alban I times, the loss of inhabitants and temporary cessation of large-scale construction
there can be accounted for as part of a population movement into Monte Alban by which the new
administrative center was founded (Flannery and Marcus 1983).
Sanders and Nichols also find it more reasonable that the leaders of Monte Alban would have
colonized lands within the Valley of Oaxaca before embarking on any long-distance imperialist
quests. In this, however, they seem to have missed Spencer's point that what was needed to fuel
the increasingly complex political system in the valley were prestige goods whose very value came
from their exotic provenience (Spencer 1982). Whilethe fissioning of ranked societies alluded to
by Sanders and Nichols is well known from ethnographic examples, it does seem an odd application
that would find the people of San Jose Mogote retreating 100 km through mountainous, sparsely
inhabited territory, to a place where they had to fight to displace an established local population,
all just to find a new home. Everything considered, the case for Zapotec imperialism made by
Redmond and Spencer seems the most credible current explanation of the Cuicatlan Caniiadadata.
records indicate that over 18 metric tons (20 tons) of sea salt alone are transported monthly from
the southern Isthmus to the Valley of Oaxaca (Beals 1975; Eder 1971; Malinowski and de la Fuente
1957). Commerce in some of these products could in all likelihood be projected far back into
prehistory, were they recoverable archaeologically (e.g., Peterson 1976).
In view of this extensive economic interdependency, it is tempting to speculate upon the kind of
political relationship that might have existed between the Valley Zapotec and southern Isthmus of
Tehuantepec groups during the Late Formative period. Can a coastal-lowland equivalent to the
conquest and colonization thought to have occurred in the Cuicatlan Cafiada be demonstrated?
While this is a research question slated for further field investigation, some of the data from our
previous work there might be directed profitably toward a provisional characterization of Zapotec
presence in the region during these critical Monte Albfn late I and II time periods.
if a policy of conquest and colonization had been implemented in some areas, trade could have
operated in other localities where expediency or logistics dictated. As one such situation, Marcus
(1983b:358) notes that no Mixtec valley with a large mountaintop center is known to have been
subjugated by the Monte Alban state. Apparently only weaker, less-organized, less-populous societies
were candidates for conquest.
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Figure 2. Typical initial Late Formative period Maya-related glossy-orange-, glossy-brown-, and red-on-
glossy-orange/brown-slipped pottery of the southern Isthmus. The bottom three examples are decorated with
Usulutin-like resist designs, the westernmost manifestation of this technique in Mesoamerica.
At that time what is striking about south Isthmian pottery is its resemblance to contemporaneous
wares of Chiapas and the developing lowland Maya region to the east and north (Figure 2). The
Isthmus of Tehuantepec, in the early years of the late Formative period, appears to be the westward
limit of a vigorous and widespread Maya-centered ceramic horizon.
Around 200 B.C., however, at just the time postulated for the inception of Zapotec imperialism,
a very noticable shift in pottery style takes place as the Maya related glossy-waxy orange- or brown-
slipped tradition is all but abandoned on the southern Isthmus, in favor of a highly burnished,
unslipped, gray monochrome. In forms and decoration, this locally-made pottery is related closely
to the graywares of Monte Albfn periods Late I and II (Figure 3).
What is the significance of this close cultural relation with Monte Albfn? In the Cuicatlan Cafiada,
where a local variant of Monte Alban pottery goes into production at about the same time as that
of the southern Isthmus, Redmond (1983) interprets it as indicating the reduction of that region to
tributary status. The imitation Oaxaca Valley ware appears to have been a Zapotec-imposed sub-
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Figure 3. Typical Late Formative period south Isthmian pottery resembling Monte Alban Late I and II
graywares.
stitute for pottery the conquerors previously had furnished in trade. Yet, suggestive as they may
be, the Cuicatlan circumstances are not analogous to those on the southern Isthmus, where there
is no tradition of ceramic importation from the Valley of Oaxaca. All we can safely say at this point
is that cultural ties between Monte Alban and the southern Isthmus, as manifested in ceramic
relations, for some reason were intensified greatly in the final two centuries B.C.
As for the impact on hinterland regions of the highland Zapotec state's need for exotic commod-
ities, again the current south Isthmian data do not point clearly to conquest. During the Early and,
particularly, the Middle Formative periods of its prehistory, there is reason to believe that Laguna
Zope, the principal settlement on the southern Isthmus, was a major source for pearl oysters,
Spondylus, and other ornamental shells imported to the Valley of Oaxaca, where they served the
emerging elite ranks of the population as a symbol of high social status (Pires-Ferreira 1975; Zeitlin
1979). But beginning with the Late Formative period, just as the Zapotec state supposedly was
finding it more expedient to satisfy its intensifying demand for foreign commodities by substituting
conquest and tribute for trade, a precipitous decline in shell and shellworking is observed at Laguna
Zope. By the beginning of the Classic period, with the abandonment of the settlement, the south
Isthmian shell-export industry seems to have all but disappeared, contrary to what might have been
expected if a tribute-hungry Monte Alban had conquered the region.
Although the export of shell products would, from what we find at Laguna Zope, appear to have
dwindled, no concomitant decrease is seen in the importation of obsidian to the southern Isthmus.
Analysis indicates an undiminished-to-increasing local per capita availability of the highly valued
lithic material during the very years that shellworking was waning in importance (Zeitlin 1979). In
the Cuicatlan Caiiada, a decline in obsidian importation during the Late Formative period, while
the production of local export commodities is being intensified, is taken to indicate the replacement
of exchange with tribute exaction. The situation there seems quite different from that on the Pacific
lowlands of Tehuantepec.
We cannot as yet explain the enigmatic decline in shellworking at Laguna Zope. Perhaps the
demand for south Isthmian shell lessened as the reigning polity at Monte Alban grew able to fill its
needs from closer-at-hand tribute-paying colonies, such as Tututepec. Perhaps Monte Alban turned
to importing unworked shell and employed its own craft specialists in the capital for the manufacture
of ornaments, effectively reducing colonial regions to the status of raw-material suppliers, a not-
uncommon condition under imperial domination. Possibly Zapotec economic interest in the south-
ern Isthmus shifted to cotton, sea salt, salt-dried fish, shrimp, or some of the other products that
historic and ethnohistoric documents tell us were traded up to the Valley of Oaxaca in later years.
Or it may have been that the growing exchange system operating under the aegis of Teotihuacan,
a system which, it has been claimed, ultimately controlled the entire Pacific shell trade in Mesoamer-
ica during the Early and Middle Classic periods (Starbuck 1975), already had begun to bypass the
southern Isthmus. The proposition that Teotihuacan commerce, and the culture it might have
brought with it, ignored the region is enhanced by the remarkable lack of Teotihuacan influence on
Classic period south Isthmian pottery (J. Zeitlin 1978a) and in the virtual absence of obsidian
importation from central Mexican sources thought to have been under Teotihuacan control (Zeitlin
1982). Much more research will be needed before any of these alternatives can be evaluated.
been conquered, then subsequently relegated to the status of semiautonomous polity, as in the
tributory model of imperialist hegemony. Marcus (1988) suggests that the Building J toponyms at
Monte Alban refer to places that define the territorial limits of the Monte Alban II empire. That
would put the southern Isthmus just outside the Zapotec realm, whose boundary on the southeast
would be defined by Ocelotepec. The Aztecs, however, are known to have subjugated regions far
beyond any contiguous borderline, and such conceivably could have been the situation with the
Zapotecs in Tehuantepec.
Were that so, the indications of direct governance listed above would not be found, but limited
Zapotec ethnic intrusion into the regionren sulting from upper-class intermarriage might be discerned,
as might signs of colonization by small enclaves of settlers from the Valley of Oaxaca. Among the
other archaeological manifestations of this admittedly difficult-to-distinguish form of economic
domination might be the material remains of a Zapotec inspired prestige cult superimposed on the
indigenous ideological tradition and, on the economic front, the construction of warehouses con-
taining locally produced goods valued by the Zapotec elite, which would not otherwise have been
bulked and stored on the southern Isthmus.
Alternatively, should further investigation confirm current indications that outside political con-
trol, either direct or indirect, was lacking on the Late Formative southern Isthmus, we are left with
our third model of interaction, one based on interregional exchange between independent polities.
Evidence for the movement of goods and ideas between the Isthmus and the Valley of Oaxaca
during the Late Formative period is manifest. Indeed, from what is known today, the southern
Isthmus seems best interpreted as a region profoundly influenced by and consistently interacting
with surrounding societies, yet one which retained its political autonomy until almost the end of
its lengthy prehistory when, in the course of less than two centuries, it succumbed in short order to
the rule of Zapotec, Aztec, and finally Spanish conquerors.
Does the likelihood of a politically autonomous southern Isthmus of Tehuantepec weaken the
argument for the existence of a Late Formative imperialist state at Monte Alban, or for any kind
of Zapotec state at all? Not necessarily. If it turns out that the south Isthmian region avoided
conquest during this period, the reasons may have less to do with the form of Monte Alban
sociopolitical integration than with variables peculiar to the apparent Zapotec efforts at the ex-
ploitation of their very diverse hinterlands.
We may well come to see a number of concurrent variations, ranging from outright conquest to
hands-off reciprocal trade, in the way Monte Alban elected to deal with its outlying sources of
wealth, strong and weak, close at hand or distant. Perhaps a profitable research objective might be
to distinguish the different hinterland variables that may have evoked alternative economic and
political strategies on the Zapotec part. A definitive answer will depend not only on continuing
research at Monte Alban itself but on archaeological investigations in surrounding regions, both
highland and lowland, within the Oaxaca cultural sphere.' Out of this work we can anticipate not
only a much more solid understanding of the chronology, scale, and complexity of ancient Zapotec
civilization, but perhaps, as an added dividend, a greater general appreciation of the way states and
empires came into being.
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1975 The Peasant MarketingSystem of Oaxaca, Mexico. University of CaliforniaPress, Berkeley.
Blanton,R. E.
1978 Monte Alban:SettlementPatternsat the AncientZapotecCapital.Academic Press, New York.
1983 The Foundingof Monte Alban. In The CloudPeople:DivergentEvolutionof the Zapotecand Mixtec
Civilizations,edited by K. V. Flanneryand J. Marcus,pp. 83-87. Academic Press, New York.
Markman,C.
1981 PrehistoricSettlementDynamics in CentralOaxaca, Mexico: A Viewfrom the Miahuatldn Valley.
Publicationsin Anthropology26. VanderbiltUniversity, Nashville.
Parsons,E. C.
1936 Mitla: Town of the Souls. University of ChicagoPress, Chicago.
Peterson,D. A.
1976 Ancient Commerce.UnpublishedPh.D. dissertation,Departmentof Anthropology,State University
of New York, Binghamton.
Pires-Ferreira,J. W.
1975 FormativeMesoamericanExchangeNetworkswithSpecialReferenceto the Valleyof Oaxaca.Memoirs
No. 7. Museum of Anthropology,University of Michigan,Ann Arbor.
Redmond, E. M.
1983 A fuego y sangre: Early Zapotec Imperialismin the Cuicatldn Canada, Oxaca. Memoirs No. 16.
Museum of Anthropology,University of Michigan,Ann Arbor.
Sanders,W. T., and D. L. Nichols
1988 EcologicalTheory and CulturalEvolution in the Valley of Oaxaca.CurrentAnthropology29:33-80.
Santley,R. S.
1980 DisembeddedCapitalsReconsidered.AmericanAntiquity45:132-145.
Spencer,C. S.
1982 The Cuicatlin Canada and Monte Albdn.Academic Press,New York.
Starbuck,D. R.
1975 Man-AnimalRelationshipsin Pre-ColumbianMexico. Ph.D. dissertation,Yale University,University
Microfilms,Ann Arbor.
Winter,M. C.
1987 Late FormativeHumanEcologyof theRfo VerdeValley.Researchproposalsubmittedto the Committee
for Researchand Exploration,National GeographicSociety, Washington,D.C.
Wallrath,M.
1967 Excavationsin the TehuantepecRegion,Mexico. Transactionsof the AmericanPhilosophicalSociety,
vol. 57, pt. 2. Philadelphia.
Zeitlin, J. F.
1978a CommunityDistributionand Local Economy on the SouthernIsthmus of Tehuantepec:An Archae-
ologicaland EthnohistoricalInvestigation.Ph.D. dissertation,Yale University.UniversityMicrofilms,Ann
Arbor.
1978b ChangingPatternsof ResourceExploitation,SettlementDistribution,and Demographyon the South-
ern Isthmus of Tehuantepec,Mexico. In PrehistoricCoastal Adaptations:The Economy and Ecology of
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Zeitlin, R. N.
1978 Long-distanceExchangeand the Growthof a RegionalCenter:An Examplefromthe SouthernIsthmus
of Tehuantepec,Mexico. In PrehistoricCoastalAdaptations.The Economyand Ecologyof MaritimeMiddle
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1979 PrehistoricLong-distanceExchange on the Southern Isthmus of Tehuantepec,Mexico. University
Microfilms,Ph.D. dissertation,Yale University, Ann Arbor.
1982 Towarda More ComprehensiveModel of InterregionalCommodityDistribution:Political Variables
and PrehistoricObsidianProcurementin Mesoamerica.AmericanAntiquity47:260-275.
1983 Review of The CuicatldnCahada and Monte Albdn:A Study of PrimaryState Formation,by C. S.
Spencer.AmericanAntiquity48:646-647.
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NOTE
An archaeologicalinvestigationcurrentlyunderwayfurtherup the Oaxaca coast, in the Rio Verde region
(Joyce 1987; Winter 1987), could provide importantadditionalinsightsinto the question of highland-lowland
interactionin Late FormativeOaxaca.Of particularsignificanceis the fact that this is the locale of Tututepec,
one of the settlementsidentifiedby Marcuson BuildingJ at Monte Alban. A preliminaryreporton this project
finds no evidence of directZapoteccontrol of the Rio Verde Valley duringthe Late Formativeperiod(Joyceet
al. 1988).